Brokerage Associate Cover Letter

I am excited to be applying for the position of brokerage associate. Please accept this letter and the attached resume as my interest in this position.

In the previous role, I was responsible for brokerage services to institutional investors including account opening, research support, trading related facilities etc.

Please consider my qualifications and experience:

• Prepare due diligence questionnaires
• Review daily reporting that highlight exceptions and prepare appropriate reports concerning findings
• Participate in projects that enhance technology and/or processes
• Support with regulatory initiatives
• Strong knowledge of the prime brokerage and/or hedge fund industry
• Strong work ethic and high levels of motivation
• Entrepreneurial approach to business acquisition and growth
• Fluent Mandarin, Cantonese, Korean or Japanese language skills

I am excited to be applying for the position of brokerage associate. Please accept this letter and the attached resume as my interest in this position.

In my previous role, I was responsible for support to Investment Officers, Trust Officers, Financial Advisors, CNB colleagues, and client requests across a broad range of brokerage activities for retirement and non-retirement accounts including establishing new accounts, processing account transfers, securities execution and processing, securities settlement, cashiering, corporate reorganizations, restricted stock, dividends, and margin accounts.

My experience is an excellent fit for the list of requirements in this job:

• Fluency in Cantonese both written and spoken
• ADVANCEDMS office product knowledge – Excel, Word, PowerPoint and Outlook
• Transaction management potential preferred
• Financial background with knowledge of Excel is preferred
• Experience in underwriting retail assets
• Co-ordinate with the broader Securities Division Compliance Team on EMEA initiatives and projects as a representative for
• Associate/Analyst level
• Understanding of Prime Brokerage, Derivatives, Risk and Collateral Management

Please consider me for the brokerage associate opportunity. I am including my resume that lists my qualifications and experience.

In the previous role, I was responsible for brokerage Assistance support to entire brokerage during time off requests and periods of high volume to support all service lines.

My experience is an excellent fit for the list of requirements in this job:

• Working knowledge of 2a7 and offshore money market fund products
• Familiarity with SCPP/Margin and MMSY
• An understanding of Hedge Fund strategies and the Prime Brokerage model would be useful
• Strong knowledge of Hedge Funds essential
• Experience of producing insight reports using various tools
• Fluency in a 2nd language is preferred
• Demonstrated interest in commercial real estate analysis and brokerage/selling
• Prior experience in insurance, agency or brokerage experience preferred

Please consider me for the brokerage associate opportunity. I am including my resume that lists my qualifications and experience.

Previously, I was responsible for best practices and training on all Signator products and services to Brokerage Services Representatives.

Please consider my qualifications and experience:

• Control- Review/perform daily client level cash financing P&L validations
• Financial month end close- Review gross interest financing month end process for Prime Brokerage, Broker Dealer, and Private Client businesses
• Support the Equity Finance and Delta One Front Office, Prime Brokerage
• Onboard New Clients / Funds to GPS, the Equity Swap Platform
• Global set-up of Clients
• Marry clients operational requirements to JPM capabilities
• Hand hold New Clients after Day One trading until comfortable with process
• Escalation and visibility of areas for improvement, to enhance the Client Experience

I submit this application to express my sincere interest in the brokerage associate position.

In my previous role, I was responsible for leadership for a freight brokerage operation and manage departmental performance using a range of objective operational and financial measures.

Please consider my qualifications and experience:

• Understanding of financial resource management
• Knowledge of local and global liquidity regulations
• Very strong core Java- Scala development experience will be an added advantage
• Multi-threading and collections classes and APIs- knowledge and experience of using them efficiently and correctly
• Track record of delivering technically challenging projects
• HK SFC registered Investment Representative in regulated activities type 1 & 4
• Strong team orientation with a strong work ethic
• Effective listening and probing skills to understand needs and provide solutions to participants