Compliance Technology Cover Letter

I would like to submit my application for the compliance technology opening. Please accept this letter and the attached resume.

In my previous role, I was responsible for training and mentoring on infrastructure/application architecture practices and periodically assess the infrastructure/application architecture capability and maturity.

My experience is an excellent fit for the list of requirements in this job:

• Financial services experience highly preferred with a focus on Compliance, Risk, Supervision, or AML areas
• Experience with .Net development, Angular, Javascript , Oracle/SQL Server Databases and tools (stored procedures, ODI, SSIS, SSRS)
• Plan and execute audits of the Company's control environment
• Perform controls testing, document results, and provide detailed updates to the TC Manager/Senior Manager, Compliance management, and other internal stakeholders
• Assist process/control owners with the preparation and on-going maintenance of control documentation (e.g., policies, procedures, narratives, and matrices)
• Communicate potential control gaps to the TC Manager/Senior Manager and coordinate cross-functional team meetings to remediate and close the gaps
• Conduct audits of Data Centers for compliance with our broad compliance objectives
• Under the guidance of the TC Manager/Senior Manager, execute vendor audits of global Business Process Outsourcing (BPO) Vendors for compliance with contractual agreements and for data risk

I am excited to be applying for the position of compliance technology. Please accept this letter and the attached resume as my interest in this position.

Previously, I was responsible for advice on BT's Risk Framework, for example supporting investment board cases or how to escalate newly identified risks.

Please consider my experience and qualifications for this position:

• Experience with Hadoop v2, Spark, MapReduce, HDFS- Financial Products experience, Fixed Income, Equity, Derivatives, Loans - Experience with web technologies like AngularJS , JavaScript, REST and HTML
• Experience or familiarity with Machine Learning / Deep Learning preferred
• Strong level of python, perl, or equivalent scripting languages knowledge
• SDLC mindset
• Experience with Big Data frameworks such as Hadoop , Apache Spark, Elastic Search, MapReduce, HDFS, Hbase / Cassandra or other equivalent technologies
• Java development experience in a Unix/Linux environment
• Play a key role in architecture of the Compliance Big Data Platform to handle storage of very large datasets, design pipelines and business metrics to scale with growing trading volumes
• Experience handling large data warehouses and strong knowledge of distributed processing architecture

I am excited to be applying for the position of compliance technology. Please accept this letter and the attached resume as my interest in this position.

In the previous role, I was responsible for consulting services and expertise across business, application, architecture, operations and infrastructure teams, both locally and at group level.

My experience is an excellent fit for the list of requirements in this job:

• Prior consulting experience in a customer-facing role is strongly preferred
• Proven experience in system testing
• Experience of testing web based applications and reporting solutions
• Experience with Microsoft (MS) Structured Query Language (SQL)
• Automated testing experience (beneficial)
• Able to work either as part of a development team or as a single tester as part of a wider project team
• Familiar with Agile processes (SCRUM)
• Able to work in a changing and challenging environment, bringing logical thinking to projects to help drive the improvements to delivery

I am excited to be applying for the position of compliance technology. Please accept this letter and the attached resume as my interest in this position.

Previously, I was responsible for back-up support to the equity businesses generally, specifically prime brokerage;.

I reviewed the requirements of the job opening and I believe my candidacy is an excellent fit for this position. Some of the key requirements that I have extensive experience with include:

• OModelling/mapping (Flow charts/use cases/ workflows)
• Certified Business Analysis Professional (CBAP) and Canadian Securities Course certification would be an asset
• A strong technical background and deep understanding of buy-side Risk and Compliance systems architecture and technology across all asset classes
• Proficiencies with the use of risk and control frameworks, and process improvement models (e.g., Risk IT, ISO Standards, COBIT, COSO, CMM)
• Willingness to work with a global team
• Collaborate on design and development of key components and strategy
• Confident communicator who is comfortable working with a global user community, leading requirements discussion sessions
• Full stack development, Java essential, .Net and AngularJS

I am excited to be applying for the position of compliance technology. Please accept this letter and the attached resume as my interest in this position.

Previously, I was responsible for analysis and helps scope privacy initiatives (i.e., data minimization, improving access controls, encouraging appropriate use of personal data).

My experience is an excellent fit for the list of requirements in this job:

• Senior developer to lead a team of junior developers in the Bengaluru E-Communications Compliance Technology team
• Working on development of key components for the IRIS Policy Engine, Email Supervisor Review and Compliance Gateway projects
• Responsibility for leading, mentoring and coaching a team of junior developers, full stacks development including architecture design, build out and testing of key components
• Build e-communication platform leveraging technologies that enable rules execution, text extraction, tokenization, pattern matching and querying at a large scale
• Developer will also be exposed to complex models to detect potential insider trading and market manipulation activity
• ITIL, CIPP, CGEIT or similar certification desirable
• Demonstrated knowledge of security standards, assessments and risk frameworks such as COBIT, ISO/IEC 27001/2, NIST Cloud Security Alliance (CSA), PCI, STIGS, CIS Benchmarks, GLBA preferred Experience in new computing architectures and implementation of networked computing systems
• A strong technical background and deep understanding of buy-side Compliance systems architecture and technology across all asset classes