Controls Associate Cover Letter

Please consider me for the controls associate opportunity. I am including my resume that lists my qualifications and experience.

In my previous role, I was responsible for technical guidance, mentoring, and ensures consistent application of cost accounting principles.

Please consider my qualifications and experience:

• Ensure the Bank is in compliance with all regional and global regulatory requirements and procedures
• A good working knowledge of auditing, advisory or regulatory risk from working in financial institutions
• Experience dealing with compliance related issues in an investment bank
• Assessing Controls Design / Operating Effectiveness
• Evaluating General IT Controls
• Conducting / Facilitating Meetings
• Interviewing auditees / Control Owners
• Identifying issues / performing root cause analysis

I would like to submit my application for the controls associate opening. Please accept this letter and the attached resume.

In my previous role, I was responsible for technical guidance and training to field I&E personnel and field Facility Engineers on proper troubleshooting and break-fix principles.

Please consider my experience and qualifications for this position:

• Able to effectively multi-task in a fast-paced, high-pressured environment
• Able to be flexible in an ever-changing work schedule
• Overall CCAR and SOX attestation program governance for Commercial Bank
• Updates to and maintenance of process flows
• Remediation efforts of any identified control gaps
• Issues and errors management, including assessment for impact to the firm’s reported capital
• Good knowledge of the CIB Businesses and their products would be beneficial
• Knowledge of risks aligned with financial industries

I would like to submit my application for the controls associate opening. Please accept this letter and the attached resume.

In the previous role, I was responsible for direction and guidance in the area of Crusade principles of Prayer, Leadership, Training, Outreach, and Discipleship, and implements these principles within assigned committees.

Please consider my qualifications and experience:

• Documenting results / Report writing
• COTS Applications
• File Transfer Systems
• Banking and/or IFRS knowledge (mandatory)
• Strong proven PLC programming experience with various systems
• Relevant certification (e.g., CISA, CISSP, CISM,) preferred
• Experience in basic technical architecture (infrastructure, applications, databases, ) and security environment (access management, cyber security, ) areas
• Experience in a similar or equivalent role

Please consider me for the controls associate opportunity. I am including my resume that lists my qualifications and experience.

In the previous role, I was responsible for actual cost data from local accounting system (SAP).

Please consider my qualifications and experience:

• Detailed understanding of the ratings process, including knowledge of Standard Operating Procedures and Policies, a distinct advantage
• Able to influence stakeholders at all levels of the organization, both within the Americas and globally
• Able to speak effectively in small and large-group settings and to write clearly in internal memos, presentations and e-mails and in formal letters to regulators
• Able to solve complex, non-routine problems in operations, using new solutions and weighing costs/benefits
• Able to assess the effectiveness of a process control and how to strengthen it
• Able to document and analyze a process, with Visio skills a bonus
• Advanced knowledge of process engineering and lean management methodology
• Competent project management capabilities and experience in driving IT enhancements or projects

I submit this application to express my sincere interest in the controls associate position.

Previously, I was responsible for ongoing support of client relationships, including proactive client contact, client meetings, resolution and/or escalation of client issues by providing recommendations that are generally accepted.

My experience is an excellent fit for the list of requirements in this job:

• What makes this role unique or interesting (if applicable)?
• What is the professional development value of this role
• Has sound knowledge of general account registration tasks in a Transfer Agency
• Has successfully worked in a quality assurance, quality control or similar role
• Has profound knowledge of Anti Money Laundering principles
• Has an understanding of the basic concept and mechanisms of FATCA and CRS
• Has excellent Excel knowledge, and good knowledge of Microsoft Office products
• Has solid analytical and organizational skills