Director, Internal Audit Cover Letter

Please consider me for the director, internal audit opportunity. I am including my resume that lists my qualifications and experience.

Previously, I was responsible for strategic guidance and expertise on audit execution by applying knowledge of (company/industry/IT) best practices and processes to ensure proper strategic alignment.

Please consider my qualifications and experience:

• Knowledge of information systems terminology, concepts, and practices
• Certified Public Account (CPA), Certified Internal Auditor (CIA), and/or other related certification
• Strong technical internal audit and accounting skills, including advanced knowledge of COSO 13 framework, U.S. GAAP, GAAS, IIA and PCAOB Auditing Standards
• Experience as a proactive business partner with well defined supervisory skills and a consultative approach to coaching/influencing with an outgoing personality
• Solid global experience with an understanding of culture differences in business
• Experience with matrixed organization and co-sourcing
• Proven track record in leading and managing an audit team with emphasis on best practices in risk assessment, problem solving, and impactful reporting of audits
• Bachelor of Science in Business Administration, Computer Science, Information Systems, Accounting or related field

I submit this application to express my sincere interest in the director, internal audit position.

Previously, I was responsible for support to the BSC management in development of internal policies and procedures to ensure required control procedures are in place and in compliance with PepsiCo standards and principles; (consult).

My experience is an excellent fit for the list of requirements in this job:

• Experience in design/redesign/adaptation of a robust internal control environment pre/during/post-implementation of an ERP or other major system implementation
• Core competency in SOX compliance and knowledge of GAAP and SEC reporting
• Experience reporting to executive levels
• Integrity & Discretion
• High ethical resilience
• Deep experience and internal auditing expertise covering investment banking (e.g., M&A, advisory) capital markets fixed income and equity businesses (sell –side) operating through a U.S registered broker dealer
• Proven supervisory and leadership track-record
• Practical, commercial, and confident

Please consider me for the director, internal audit opportunity. I am including my resume that lists my qualifications and experience.

In my previous role, I was responsible for independent and objective evaluation of the adequacy and effectiveness of anti-money laundering (AML) and Compliance practices for all of the business lines within RBC in the US (i.e., US Capital Markets, US Wealth Management, Global Asset Management, WFC branch and the NY Credit Branch).

My experience is an excellent fit for the list of requirements in this job:

• Possesses advanced technical knowledge and is fully conversant with emerging technologies, development methodologies and associated risks
• Effective in assessing business risk and facilitating discussions with risk owners
• Experience in a University or not-for-profit setting preferred
• Track record in building trusted partnership with stakeholders and client groups
• Experience developing and implementing an Enterprise Risk Management program within a large and complex organization, preferred
• Expertise in continuous improvement methodologies
• Extremely strong organizational and project management skills
• Experience leading internal audit teams within the utilities industry covering relevant financial, operational, compliance and technology risks

I would like to submit my application for the director, internal audit opening. Please accept this letter and the attached resume.

In my previous role, I was responsible for consultation to management in accordance with internal auditing standards and best practices.

My experience is an excellent fit for the list of requirements in this job:

• Should have prior experience within government/defense contracting
• Strong background in banking compliance audit
• Oversight activities
• Outcomes and behaviors
• Proactive in thought leadership of audit and risk oversight in the internal controls and financial
• Professional certification such as a Certified Public Accountant (CPA), a Certified Internal Auditor (CIA)
• Audit experience within an institution of higher learning or other complex, highly regulated industry preferred
• Lead the development and execution of annual risk assessments and audit plans

In response to your job posting for director, internal audit, I am including this letter and my resume for your review.

In my previous role, I was responsible for advisory or consultation services upon request by the University President and/or campus community regarding modification of practices, policies, or procedures.

My experience is an excellent fit for the list of requirements in this job:

• Strong commercial acumen and gravitas to interact comfortably and persuasively with executive level management and board members
• Resilience and preparedness to accept significant international travel commitments
• Extensive experience in leading and managing internal audit combined with detailed knowledge and understanding of relevant policies, processes and requirements and the government and legislative environment in a similar capacity
• Knowledge and experience with the International standards for the practice of internal auditing
• Experience holding people and organizations accountable for due dates and attention to detail
• Proficiency with audit software tools, such as IDEA and Teammate
• Extensive experience in risk based auditing or risk/control/front office activities around trading and sales of Equities and Financing products
• Demonstrate deep understanding of the trading, sales, operations, risk management, finance and product control activities relevant to the role