Finance Compliance Cover Letter

I submit this application to express my sincere interest in the finance compliance position.

In my previous role, I was responsible for timely, sufficient, and accurate responses to IDRs (Information Document Requests) issued during audits of federal and state income tax and state/local filings.

Please consider my experience and qualifications for this position:

• Leadership experience as a resource for technical expertise, guidance, and assistance for questions and problems with all areas of IT products and services to include
• Technology audit skills including understanding of program change management
• Knowledge on Oracle E-business suite R12 (desirable)
• Experience and basic knowledge finance processes and related risks
• Excellent accounting skills (particularly US GAAP) with an eye for detail and accuracy
• Experience documenting finance system access roles, evaluating segregation of duty risks and attesting to appropriate access levels for all users of the company’s finance systems
• Experience writing reports and dashboards using Oracle Business Intelligence
• Experience creating training manuals and conducting in person or WebEx trainings to large user groups

I am excited to be applying for the position of finance compliance. Please accept this letter and the attached resume as my interest in this position.

Previously, I was responsible for assistance in the preparation of the Company's US tax provision, tracking and reconciliation of US deferred taxes inventory and SOX documentation.

Please consider my experience and qualifications for this position:

• Follow industry responses to and further guidance from standard setters (IASB/FASB/TRG) and collecting inputs on behalf of BT where appropriate
• Engaging with our external consultants to extract value from their involvement and retain knowledge within BT
• Manages transformation complexity and supporting LOBs to adopt the accounting policies in a pragmatic but maintaining the compliance as the key target
• Delivery of IFRS accounting stream including planning, facilitation and completion of CFO sponsored finance programmes
• Partner across the organization to drive the implementation of new process/strategic opportunities in accordance with state and federal laws and regulations and the deposit business’ policies and procedures
• Review and make recommendations regarding compliance with consumer financial protection laws during all phases of the product lifecycle (acquisition, onboarding, and servicing) across channels
• Design processes, controls and systems for identifying, measuring, and reporting data regarding key compliance risk indicators
• Conduct analyses of data to identify risks and root causes for Senior Management and use data to deploy technology and guide the team to facilitate remediation activities

In response to your job posting for finance compliance, I am including this letter and my resume for your review.

Previously, I was responsible for analysis and support for quarterly and annual financial statements and US and International tax return filings;.

My experience is an excellent fit for the list of requirements in this job:

• Proficient of Microsoft Word, Excel, Power Point and other Window applications including its e-mail and Internet features
• Strong knowledge of U.S. public and private offering requirements and practices under the Securities Act and Exchange Act
• Knowledge of fixed income and equities sales and trading markets
• A good understanding of other functional areas, operations and marketing would be an advantage
• Detailed working experience of the various modules in ERP systems and various Accounting Software (FI, MM & PA modules in SAP would be an added advantage) and Advanced Microsoft Excel
• Strong IT skills would enable the incumbent to maintain management information systems specify business requirements to develop or enhance current management information systems
• An understanding of the relationships / interfaces between departments and functions
• A commercial approach to all activities which requires constant questioning and challenging of the conventional practices

I would like to submit my application for the finance compliance opening. Please accept this letter and the attached resume.

In my previous role, I was responsible for support and guidance for the various regulations, laws and acts applicable to chase Commerce Solutions.

Please consider my experience and qualifications for this position:

• Pro-active, persuasive and creative as the jobholder will be introducing new rules and changing standards of practice
• Understanding of the FMCG business environment, interrelationship/interfaces between functions
• Experience initiating process improvements
• Self-starter with strong initiative and eye for detail
• Hands on leader, willing to engage with all staff and senior leaders of the company and parent
• Requires advanced abilities in Microsoft Office applications
• Contribute to the ongoing running of the BT IFRS 15 projects, playing a fundamental role in monitoring compliance in line with the standard internal policy and best practices
• Manage relationship with and influences LOB Champions to ensure accounting policies are complied with in a pragmatic manner

I would like to submit my application for the finance compliance opening. Please accept this letter and the attached resume.

Previously, I was responsible for advice and guidance to LOB relating to appropriate collection, use, and protection of client and consumer data as required by US privacy laws.

Please consider my experience and qualifications for this position:

• Partner with operations and technology to drive continuous improvement processes
• Proven expertise in delivering high quality work products, reflecting attention to detail and analytical prowess, and effective in a fast-paced changing environment
• Implement QC test plans for assessing operational, servicing, and collections risk
• Develop data analytics and reporting techniques for monitoring effectiveness of QC function
• Deploying technology to facilitate quality control reviews and remediation
• Provide and analyze trends and monthly control reports detailing risk-related process gaps
• Review advertisements, marketing materials, and other borrower communications for compliance with law
• Assist in the development and delivery of consumer compliance trainings