Manager, Compliance Reporting Cover Letter

I submit this application to express my sincere interest in the manager, compliance reporting position.

In the previous role, I was responsible for leadership in vendor management including performing Third-Party Due Diligence (TPDD) investigations on new and existing vendors to manage Foreign Corrupt Practices Act risk and ensure compliance with laws and regulations.

Please consider my experience and qualifications for this position:

• A great leader of people and team builder
• Always sweating the details
• Working knowledge of energy efficiency and cost saving studies, including ASHRAE Level I, II and III analysis Commissioning and Retro-Commissioning
• Persistence in follow up of tasks and client needs through the management cycle
• Interfacing with and presenting to all levels of a client organization
• Effective communication and timely follow up with clients
• Prior experience and proven track record of completing on time projects with timelines lasting 6 months or longer
• Expertise in excel and operating financial systems, preferably Cognos, Hyperion, Oracle and OneSource

I am excited to be applying for the position of manager, compliance reporting. Please accept this letter and the attached resume as my interest in this position.

In my previous role, I was responsible for innovative reporting, analytics, “big data” and “dashboard” solutions leveraging tools like Cognos and Tableau (or similar).

I reviewed the requirements of the job opening and I believe my candidacy is an excellent fit for this position. Some of the key requirements that I have extensive experience with include:

• Taxation Management
• Review Tax pack
• Review tax return before submission to SARS
• Address complex SARS queries
• Review Withholding Tax schedules
• Perform consolidation
• VAT Process
• Oversee and review VAT submission process including payment/ refund

I would like to submit my application for the manager, compliance reporting opening. Please accept this letter and the attached resume.

In the previous role, I was responsible for input on internal audits and ad hoc screening reviews for OFAC and other sanctions compliance needs.

I reviewed the requirements of the job opening and I believe my candidacy is an excellent fit for this position. Some of the key requirements that I have extensive experience with include:

• Effective problem solving with emphasis on full system analysis
• Excellent verbal communication including public presentations to all levels of management and employees
• Clear and logical business writing with attention to detail and business process analysis
• Solid understanding of the finance industry’s regulatory requirements (Fed, CFPB )
• Experience in preparing executive level reporting and presentation, preferred
• Experience in developing and implementing sound compliance risk management programs, preferred
• MS Office Tools, detail oriented, high level of excel/access capabilities
• Strong analytically-anchored problem solving skills, solid background working with data and conducting analysis or planning complex data flows and processes

I am excited to be applying for the position of manager, compliance reporting. Please accept this letter and the attached resume as my interest in this position.

Previously, I was responsible for input on internal audits and conduct ad hoc screening reviews for OFAC and other sanctions compliance needs.

Please consider my experience and qualifications for this position:

• Experience in wealth management businesses and their various products, systems, processes and applications and/or a business analysis/reporting function would be assets
• Understanding of products, end-use sales, customer base and rates, rules and regulations, DSM programs and regulatory environment, and sales functions including GPC Managed Accounts, Sales Operations, Market Strategy and Business Development, Products and Services, Pricing and Planning, and Renewables
• Communicates information in a timely and audience-appropriate manner
• Knowledge of both sales programs and DSM programs and accounting procedures as related to Energy Efficiency programs
• General knowledge and understanding of data analytics and sales reporting tools
• Effective at building and leveraging internal and cross functional relationships to achieve strategic sales goals
• Review financial statements for other consulting entities
• Review Audit pack

Please consider me for the manager, compliance reporting opportunity. I am including my resume that lists my qualifications and experience.

In my previous role, I was responsible for thought leadership for analytics and Big Data projects on best practices, methods and tools.

Please consider my experience and qualifications for this position:

• Accountancy qualification - ACA and / or Tax Qualified
• Broad UK tax experience
• Working knowledge of CorpTax provision and compliance software preferred
• Co-lead the preparation, analysis and reviewing of SEC filings, 10-K, 10-Q and 8-K, including XBRL tagging
• Co-lead the preparation of analysis of Benefit Plan financial statements, 11-K and ERISA financial statements
• Co-manage various special projects and analyses, as requested, such as the implementation of new accounting standards
• Drive compliance with SOX requirements through management of the Company’s SOX program and manage the SOX certification process
• Partner with Information Technology (IT) in development and implementation of SOX compliance monitoring tools and dashboards for real-time tracking and reporting