Operational Risk Management Cover Letter

I would like to submit my application for the operational risk management opening. Please accept this letter and the attached resume.

In the previous role, I was responsible for operational risk expertise where needed to improve risk-based decision-making, including creating efficient and effective key controls for high risk processes, identifying new risks, and recommending mitigating strategies.

Please consider my experience and qualifications for this position:

• Be a knowledge leader and intellectually curious
• Lead others effectively
• Collaborate across the enterprise, building relationships with key stakeholders and fraud managers
• Be seen as a people leader, investing and growing talent
• Have an extensive background in analytics for a financial services, payments or fintech company
• Experience from leading Fintech or Financial Institutions
• Experience with COSO guidelines, internal control assessments, and auditing
• Strong planning and PC skills with Microsoft Excel, Access, Word, Project, and Visio

I am excited to be applying for the position of operational risk management. Please accept this letter and the attached resume as my interest in this position.

In the previous role, I was responsible for comprehensive expertise for risk management system and processes towards own team, risk owners, risk coordinators and other internal stakeholders.

My experience is an excellent fit for the list of requirements in this job:

• Expanded product knowledge in the fixed income industry including, exposure to diverse products and activities
• Previous experience in executing a Basel II operational risk framework with in a global organization, including facilitating risk and control self-assessments, reporting and analyzing internal and external risk events, developing key risk indicators and performing scenario analysis
• Highly ethical individual with strong moral compass who can effectively challenge management while partnering effectively with them
• Results-oriented individual who can transform strategy into action
• Attention to detail, strong analytical, quantitative, and investigative problem-solving abilities
• Good knowledge of banking products and processes in different businesses and/pr operations
• Be proactive in analyzing and providing risk advisory solutions to solve complex business issues and be intellectual curious in understanding business driver, systems and technologies
• Broad experience and deep understanding of controls as it relates to investment management processes, systems, and applications

Please consider me for the operational risk management opportunity. I am including my resume that lists my qualifications and experience.

Previously, I was responsible for strong liaison and alignment with federated partners, including, but not limited to: Operational Risk Management (ORM), Enterprise Risk Management (ERM), Internal Auditors, Compliance, Global Anti-Money Laundering (GAML), Privacy, Canadian & US Regulatory Affairs, Retail Risk Management partners, North American Fraud, GSI, TRMIS.

Please consider my qualifications and experience:

• Experience developing internal quality control schedules, reports, communicating & working with users, development & management teams
• Some travel anticipated
• Insurance or Reinsurance experience &/or insurance education (including completion of LOMA exams, ), preferred
• CPA, CIA/CISA certified, or Masters in Accountancy, preferred
• Exhibits a high level of tact and discretion due to the frequency of high level internal and external contacts
• Assists with numerous highly confidential functions including merger and acquisition early stage meetings and due diligence document organization
• Communicates and coordinates with internal departments, community leaders, organizations, shareholders and high-level customers in order to resolve issues and concerns and to relieve executive of administrative details
• Researches, assembles and prepares data and special reports, providing analysis and summaries

I submit this application to express my sincere interest in the operational risk management position.

Previously, I was responsible for oversight of ORM measures and associated processes including Operational Risk Events (OREs), Fraud Incidents, Controls Issue reporting, analysis and follow up.

Please consider my experience and qualifications for this position:

• Conducts projects as assigned such as coordinating regulatory exams
• Analyzes complex information requests and determines appropriate action
• Strong relationship building skills to build effective working relationships with Business Units, Group office and other Regional functions
• Power user in Microsoft Excel, VBA and Powerpoint and experience working with other risk & governance software
• FRM, PRM, or CIA certification preferred
• Excellence in execution experience running projects independently strong multi-tasking
• Demonstrated strong analytical abilities in identifying root cause of issues, in depth numerical analysis and reporting, experience to understand the materiality of findings
• Positive, self-motivated and committed professional

I am excited to be applying for the position of operational risk management. Please accept this letter and the attached resume as my interest in this position.

Previously, I was responsible for subject matter expertise and guidance on the bank’s operational risk framework to ensure that management is aware of the bank’s operational risk-taking philosophy, policy, authority structure, procedures, and processes.

My experience is an excellent fit for the list of requirements in this job:

• Prepare various periodic management, committee, and board reporting
• Be a valuable and collaborative partner to other Policies and Controls teams on their oversight and risk management activities
• Participates with other business leaders to translate strategic plans and goals for the area into tactical plans and objectives for setting priorities
• Specific subject matter expertise of Capital Markets products and services
• Advanced investment and capital markets concepts, practices and procedures used in the securities industry
• Proficient in the execution and delivery of a project/task its planning and coordination
• Leading the oversight of the client assets and adequacy of systems and control to ensure compliance with the FCA CASS Sourcebook
• Assisting with the oversight of client assets and Custody under the FCA CASS rules