Advisory Director Job Description
Advisory Director Duties & Responsibilities
To write an effective advisory director job description, begin by listing detailed duties, responsibilities and expectations. We have included advisory director job description templates that you can modify and use.
Sample responsibilities for this position include:
Advisory Director Qualifications
Qualifications for a job description may include education, certification, and experience.
Licensing or Certifications for Advisory Director
List any licenses or certifications required by the position: CPA, CIA, JD, CFE, PMP, TOGAF, ITIL, CCSF, HITRUST, ISO
Education for Advisory Director
Typically a job would require a certain level of education.
Employers hiring for the advisory director job most commonly would prefer for their future employee to have a relevant degree such as Bachelor's and Master's Degree in Accounting, Finance, MBA, Business, Economics, Engineering, Computer Science, Graduate, Business/Administration, Management
Skills for Advisory Director
Desired skills for advisory director include:
Desired experience for advisory director includes:
Advisory Director Examples
Advisory Director Job Description
- Analyze client rating agency and regulatory capital model results and identify key drivers
- Knowledge of rating agency criteria and models
- Create and present quantitative and qualitative analysis of key issues impacting clients’ financial strength ratings
- Develop and analyze financial models that evaluate financial projections and various reinsurance strategies
- Manage analyses and projects for team with client from start to finish
- Take initiative on internal projects to improve processes, products or services
- Support industry studies through data analysis and research
- Provides leadership and mentorship to Commercial Credit Advisor and CAG Analyst – (Commercial Advisory Group) teams with focus on consistency and process alignment specifically for credit renewals and adjudication
- Assist in the construction of deal-oriented reports and presentations for clients
- Serve as a secondary point of contact for client personnel with respect to day-to-day execution matters
- Minimum of 8 years financial services or regulatory experience
- 2+ years Private Side Compliance experience
- Ability to manage a number of compliance issues/tasks simultaneously
- Previous experience within a Fixed Income Compliance Advisory position
- Previous experience within a Equities Compliance Advisory position
- A post-secondary diploma/degree, ideally in Commerce, Business Administration or related experience
Advisory Director Job Description
- Supervise and support Financial Advisors and branch staff to ensure the follow firm policies and industry regulations regarding investment advisory activity, specifically the Managed Account Program, Advisory Solutions and any future advisory programs
- Review investment advisory activity on a daily basis
- Resolve conflicts between Branch Office Administrators, Financial Advisors and Home office departments
- Respond to communication wires, e-mails, and phone calls in a timely manner
- Assist the department in identifying supervision needs and creation of processes and procedures for supervising investment advisory activity
- Assist the department in process improvement and special projects as needed
- Trains under Directors to be able to handle contract negotiations, new vendor implementations, formal supervision of processes (including licensing to be able to formally supervise), and other managerial duties
- Works with Directors and Managers on salary reviews and increases, and performance based compensation
- Drive Value by Innovation - You’ll be responsible for building on the advancements made in audit techniques and methodologies
- Strategic Partnering – You’ll be engaged with leaders across the Company to assess risks with current and future business models
- Prior training & development experience
- Project management experience within the Financial Services industry
- Creative problem solver with a strong solution orientation
- 10+ years of experience in financial analysis and/or related work at an insurance company, reinsurance company, reinsurance intermediary or consulting firm
- Thorough understanding of P&C insurance statutory accounting and GAAP financial statements and reinsurance accounting standards
- Ability to complete multiple tasks in a fast paced, dynamic work environment
Advisory Director Job Description
- Responsible for creating successful revenue streams through clients and referrals
- Provide subject matter expertise to clients and oversee and lead engagements ensuring all needs of the client are met
- Set a strategic direction for determining appropriate marketing activities attending marketing/business development activities with clients/potential clients
- Exhibit a high level of involvement in setting the group’s vision and strategic focus being involved in overall budget to achieve financial goals/objectives of group
- Manage client deliverables and expectations, including drafting client reports and presentations liaising with management, including developing and building on those relationships throughout the engagement
- Participate in the continual development and publication of thought leadership, solutions, and service offerings
- Manage a small team (presently 2 Compliance Advisory staff)
- Review and Test of Adherence to Policies
- Document the tests performed and update and develop tests to reflect policy and procedures
- Deep Dives
- 10+ years of business experience, including complex processes and issues
- 5+ years of responsibility managing a team of project managers
- Excellent working knowledge of debt advisory
- Appropriately qualified and relevant work experience
- Experience of working within debt advisory
- An ability to break down complex concepts
Advisory Director Job Description
- Ensure that the results of deep dives feed into the enhancement of reviews and monitoring activities
- Assist management in ECOD / Reviews & Investigations in other tasks that may arise from time to time
- Pursue activities to further develop practice – Network to develop prospective referrals - Identify niche areas of concentrations to expand practice – Cross-sell other Marcum service lines – participate in professional, business or charitable organizations
- Present at conferences, seminars and meetings of professional, legal or business group
- Familiar with the U.S. legal system, including applicable rules of evidence and procedure
- Key documents and other sources of information relating to damages
- Support in deposing key fact witnesses and opposing experts
- Alternative evaluations of damage calculations
- Ability to articulately communicate professional/technical knowledge
- Effective business advisory and client relations skills
- Strong understanding of Mergers and Acquisitions
- Ability to identify potential transaction risks
- Bachelor's degree in business-related field is preferred, but not required
- Series 7 license required and must be held for a minimum of 2 years
- Series 66, 9, 10 and 24 licenses required or must be obtained within 4 months of hire
- Strong conflict-management and problem-solving skills and independent decision making skills
Advisory Director Job Description
- Develop project plans, secure resources, and drive project schedule
- Act as a trusted advisor to leadership and SMEs and participate in strategic and roadmap discussions on technology
- Support the ADP new business development and sales efforts by providing strategic delivery guidelines, scope and timeline guidance and budget estimates
- Participate in regular communications with leadership to ensure clear understanding of customer needs and requirements over the course of projects
- Contribute to the creation of delivery management processes and procedures to standardize delivery efforts as the business unit grows
- Provides project, program, and/or portfolio reporting to multi-stakeholders at senior management levels
- Support development of the functional strategy, partnering with relevant functional leads and teams as a thought partner, problem solver, and project manager
- Stay current with trends in their assigned area - both in terms of business trends and technology trends that influence the area
- Reviewing processes, policies, and procedures for effectiveness
- Monitor the daily operation and duties of the advisory operations team
- Must have a Series 7 and Series 63 upon applying for this position
- Cultivate a deep understanding of the intersection of audience motivations and client business needs to drive superior customer experiences
- Be a strategic thinker and a doer, an innovator and visionary with a creative imagination
- Deep knowledge and experience with integrated marketing communications, specifically digital and CRM/customer experience
- Bachelor/Master degree in Finance or Economics from reputable university
- 5 years experience in Credit/Equity Analyst