Internal Auditor, Senior Job Description
Internal Auditor, Senior Duties & Responsibilities
To write an effective internal auditor, senior job description, begin by listing detailed duties, responsibilities and expectations. We have included internal auditor, senior job description templates that you can modify and use.
Sample responsibilities for this position include:
Internal Auditor, Senior Qualifications
Qualifications for a job description may include education, certification, and experience.
Licensing or Certifications for Internal Auditor, Senior
List any licenses or certifications required by the position: CPA, CIA, CISA, CFE, CA, CMA, MBA, PMP, CISSP, CISM
Education for Internal Auditor, Senior
Typically a job would require a certain level of education.
Employers hiring for the internal auditor, senior job most commonly would prefer for their future employee to have a relevant degree such as Bachelor's and University Degree in Accounting, Finance, Business, Business/Administration, Education, Computer Science, Auditing, MBA, Economics, Management Information Systems
Skills for Internal Auditor, Senior
Desired skills for internal auditor, senior include:
Desired experience for internal auditor, senior includes:
Internal Auditor, Senior Examples
Internal Auditor, Senior Job Description
- Perform financial, operational, investigative and compliance audits
- Audits of Financial Statements, including reviews of quarterly financial information
- Audits of internal control over financial reporting including Sarbanes-Oxley Section 404
- Train and mentor audit staff
- Identify and resolve any client issues during audits
- Act as a key liaison with the agency , network management and external auditors throughout the audit process
- Perform process walk-throughs to facilitate the development of the audit scope and approach during the planning phase
- Contribute to the design of the control testing approach and related audit program
- Provide leadership to and supervision of other auditors participating in the audit
- Provide training of and feedback to less experienced auditors on the engagement
- Technical competences must include a strong understanding of business cycle processes and risks
- An understanding of internal audit methods and procedures, and data analytics concepts and tools
- Demonstrated job commitment, personal flexibility and adaptability in order to meet demanding client and stakeholder expectations
- Travel required to branch locations, other credit union facility locations, to credit union meetings, and to meetings related to industry training and governance
- Audit experience with a publicly traded company or public accounting firm
- 2+ years of operational and financial audit experience
Internal Auditor, Senior Job Description
- Developing and maintaining proactive working relationships with relevant Operational and Financial Business Managers
- Working with external auditors, as needed, to coordinate coverage across areas of responsibility and ensure that audit work is comprehensive and sufficient to allow the external auditors to rely on the work
- The testing portion of the role will include assisting in the effort to test business process controls with Process Owners within the applicable business units
- Interact with various cross functional teams to build/ maintain ongoing business relationships by utilizing strong
- Create and execute audit plan
- Develop and train high potential employees
- Audit documentationReport writing Identify business and process improvement opportunities
- Assist with audit project planning which includes developing risk assessment, audit scope, and time budget
- Utilize Corporate Compliance standard project processes, milestones, and templates
- Identify and document key financial and operational controls and business processes
- Ability to work both independently and cross functionally
- ECommerce or retail industry knowledge preferred (or other fast-paced startup environment)
- Familiarity with systems and information technology controls preferred
- 2-5 years with a Big 4
- Recent Financial, IT and compliance audit experience
- Strong knowledge and understanding of internal auditing standards and techniques understanding of US GAAP
Internal Auditor, Senior Job Description
- Maintaining the internal audit library of audit documentation
- Supervising internal audit staff personnel
- Developing and maintaining productive working relationships with all levels of management
- Supervise Internal Audit personnel as required
- Survey the function or activities to be audited and prepare detailed process flows and audit programs for use in performing the audit, including both tests of controls and substantive testing
- Provide consolidated written documentation of all audit issues to local management during the closing meeting on the last day of fieldwork
- Direct reporting to the Internal Audit Manager and leading a team
- Perform audit procedures of financial controls and compliance controls related to Sarbanes-Oxley, the FCPA, payments related to Healthcare Professionals (HCPs) and the selection/monitoring of distributors
- Create clear and accurate documentation of financial, business and compliance processes and controls test results and conclusions
- Effectively plan engagements and projects to meet audit objectives
- Proficiency in MS Word or Excel
- Certification as a CPA, CIA or CISA
- 2 - 5 years of experience in auditing, business analysis,accounting or program evaluation
- A bachelor degree in accounting
- A minimum of one professional certification (CPA or CIA)
- Ability to make good judgments based upon observations and supporting information
Internal Auditor, Senior Job Description
- Draft initial audit recommendations
- Provide audit conclusions based on understanding of the process and risk
- Train and supervise junior auditors
- Developing internal audit scope
- Performing internal audit procedures, and preparing internal audit reports reflecting the results of the work performed
- Coverage of functional and operating units and focusing on financial, IT, and operational processes
- Directing and reviewing the work performed by other internal audit personnel, including resources from the co-sourcing firm
- Conduct preliminary review of the systems and procedures used within assigned audit scope
- Prepare plan, programs and time estimate for audit recommend necessary staff requirements to complete audit
- Ascertain that workpapers evidence audit work performed and document findings
- Bachelor's degree in Accounting with GPA of 3.0 or higher
- A minimum of 6 years audit experience from Big 4 and/or commercial industry
- MBA, CPA, CIA, or CISA certifications a plus!
- Practical audit experience either in public accounting or with corporation
- Certifications an added plus!
- Working knowledge and experience with the requirements of Sarbanes-Oxley
Internal Auditor, Senior Job Description
- Review audit outcomes and reports and assist management with implementation of remediation plans developed by the process owners
- Assist in development of risk-based audit plan
- Identify financial and operational risks and incorporate into audit scope and audit program
- Consult with manager/director on scope and audit timetable
- Update audit program as appropriate
- Communicate scope, timing and audit program to team
- Drafts clear and meaningful findings, high quality audit reports, presentations, and other materials for Sr
- Supports acquisition financial due diligence, integration and divestment analysis
- Supports value-capture initiatives and related financial projects, both quantitative and strategic, to support business profitability analysis
- Assist in the design and execution of global data analytics to help identify trends and opportunities for improvement
- Internal control frameworks
- Business process execution and improvement
- Data analysis and development of recommendation
- Three (3) or more years of progressive audit experience in a public accounting firm or a private industry internal audit
- Bachelor's degree and 4+ years of audit experience
- Three years of accounting and related experience