Investment Risk Job Description
Investment Risk Duties & Responsibilities
To write an effective investment risk job description, begin by listing detailed duties, responsibilities and expectations. We have included investment risk job description templates that you can modify and use.
Sample responsibilities for this position include:
Investment Risk Qualifications
Qualifications for a job description may include education, certification, and experience.
Licensing or Certifications for Investment Risk
List any licenses or certifications required by the position: CISM, CFA, FRM, CPA, CISA, PMP, SOX, IB, CRISC
Education for Investment Risk
Typically a job would require a certain level of education.
Employers hiring for the investment risk job most commonly would prefer for their future employee to have a relevant degree such as Bachelor's and Master's Degree in Finance, Mathematics, Economics, Engineering, Statistics, Math, Graduate, Computer Science, Business, Management
Skills for Investment Risk
Desired skills for investment risk include:
Desired experience for investment risk includes:
Investment Risk Examples
Investment Risk Job Description
- Researching and developing appropriate methodologies and processes to establish an integrated IB Risk Appetite and Risk Coverage Framework policies
- The role will be embedded within a wider team working on the risk appetite of key Credit-Suisse subsidiaries, ensuring an integrated bank-wide approach is in place across all legal entities
- A good understanding of broad risk measurement frameworks, including one or several of Market Risk
- A degree-level education (or equivalent) in a numerate discipline – post graduate qualifications within a relevant fields CFA, FRM, PRIMA would be an added advantage
- Providing market risk inputs
- Enhancing the Companys risk-adjusted capital methodology to address emerging risks, changing market conditions, and evolving regulatory environment
- Creating and maintaining appropriate documentation for new/existing processes writing white papers on market risk methodologies
- Managed and delivered controls, audit, compliance or governance objectives in an Investment Banking environment
- Experienced handling regulatory inspections and/or their associated commitments
- Manage existing risk systems and ensure daily production of investment risk information
- Maintains deep understanding of Barclays business strategic goals knowledge of the financial services industry and best practices of leading technology organisations
- 3+ years of experience in the financial services industry (bank, insurance company, hedge fund, ) is desired
- Experience managing direct reports, or managing more junior level resources on projects, is desired
- Remaining current with industry views on the capital markets and the credit cycle Company initiatives designed to monitor and manage these exposures so as to adapt audit methodology and approach as appropriate
- Highly motivated energetic and positive individual who is able to develop positive working relationships, partner effectively within the team to demonstrate the ability to work independently in a variety of assignments
- Minimum of Bachelor’s Degree and 5 – 7 years of audit, compliance or similar experience is needed and previous management experience is desired
Investment Risk Job Description
- Provide in-depth day-to-day market risk analysis of funds in scope
- Ensure the funds are in line with their mandates and agreed risk profiles as described in the funds’ prospectus and/or other contractual arrangements
- Lead and / or contribute directly to the development and enhancements of the quantitative models and techniques used for risk monitoring and stress testing
- Ensure integrity of risk reports (data sources, data mapping, data analysis and flows)
- Perform timely, consistent and accurate reporting as required by laws and regulations, policies and terms of references of Committees
- You will assist the Associate, Senior Performance Analyst and work with the Portfolio Risk Advisor - Investment Business Operations, BI to develop, implement and maintain consistent oversight procedures on the investment service lines
- You will conduct fully independent quality of investment advice reviews used within the Wealth Management BI Supervisory framework
- You will manage the frequent control and monitoring of client portfolios by the reports and supporting applications and communicate issues to the relevant business teams
- You will support the management of existing and new risk issues / events and ensure appropriate documentation and process for resolution
- You will oversee the Investment Management (IM) strategies – governance and procedures and RBCIM UK business central modelling and trade execution activities on behalf of the offshore and RBCIM USA entities
- General understanding of market valuation and market factor sensitivity calculations for a broad range of asset and derivative instruments
- Experience with programming Excel macros / VBA, SQL, MS Access, Business Objects
- Product knowledge and quantitative skills with broad range of asset classes (Fixed Income, Equity, FX, Volatility, Commodities, and Derivatives including Futures, Options, Rate Swaps, CDS and CDX) and investment strategies (Stat Arbitrage, Merger Arbitrage, Global Macro, L/S Equity, Credit, Real Estate)
- Previous direct, hands-on experience with large initiatives
- 5+ years of overall experience in the financial services industry (bank, insurance company, hedge fund, ), and with 2+ years of experience focusing on model validation or model implementation is desired
- 1+ years of experience managing direct reports is required
Investment Risk Job Description
- You will keep informed of market events and industry practices through ongoing conferences, seminars and periodicals
- Understand investment clients and their business and establish relationships with clients/key role players such as CEO's, decision makers
- Adhere to all internal audit and SOX compliance requirements through implementing risk policies in tasks completion of indemnities, procedures, listings
- Providing governance and procedures to ensure Investment Strategies are within guidelines set by the British Isles Investment business
- Supporting the treating clients fairly oversight, operational and administrative effectiveness and compliance together with support of the annual reviews
- Supporting the refining of the oversight of the internal service partners delivering administration and custody services to the investment business
- The completion of any British Isles Investments projects as required
- This role is an integral part of the BI Investment Management first line of defence monitoring framework and overall strategy
- Working closely with the Associate, Senior Performance Analyst and the Portfolio Risk Advisor - Investment Business Operations, British Isles to develop, implement and maintain consistent oversight procedures on the investment service lines
- Conduct fully independent quality of investment advice reviews used within the WM BI Supervisory framework
- Must be well organized with good prioritization skills
- Must have a proactive approach and the ability to anticipate issues before they arise
- New Product Review Working Team
- Investment Advisory Committee
- Assist group CRO in the analysis for project financing, M&A, cross-border financing
- Measure, monitor and assess inherent investment risks in businesses, funds and products
Investment Risk Job Description
- Manage the existing and new risk issues / events and ensure appropriate documentation and process for resolution
- Oversight of the IM strategies – governance and procedures
- Provide support to the Director and Associate, Senior Performance Analyst - Investment Business Operations in respect of collating and producing accurate MI for the governance of the investment business
- Assist with key investment related projects as required
- Operations Risk Management - risk monitoring, tracking, reporting and mitigation
- Manage the risk identification and escalation process
- Metrics reporting and senior management reporting
- Participating in the implementation of an enhanced regulatory reporting framework
- Providing governance and oversight over regulatory reporting
- System administration and entitlements review facilitation
- Able to build relationships and trust
- 15 Years of Financial Services experience along with current performance attribution experience and demonstrated passion for analytical client servicing and delivering consultative solutions
- Ideal experience includes driving growth with client
- Proven success in managing a significant Profit/ Loss center or stand-alone business
- Experience in successfully managing large, multi-jurisdictional teams
- Evidence of thought leadership (new products/ white papers/ conference speaking
Investment Risk Job Description
- Assist in the development of asset class specific surveillance and risk reporting framework
- Help expand and upgrade the content for enterprise wide risk reporting
- Develop risk based limit frameworks with attribution across the appropriate investment risks
- Provide independent investment risk oversight for Columbia Threadneedle Investments’ (CTI) multi-asset and alternative portfolios
- Measure, analyze, monitor, and manage investment risk for CTI’s multi-asset and alternative funds across the US Contribute to the design and implementation of CTI’s global investment risk process
- Recommend new and innovative methods to manage investment risk as part of our normal, continuous improvement process
- Collaborate with and provide leadership to the existing investment risk team of investment risk analysts
- Perform risk analyses on CTI’s multi-asset/alternatives funds, and review results with portfolio managers, front office management, and business leaders
- Provide risk analysis and assistance to Portfolio Managers, when requested and as appropriate
- Represent Investment Risk in other committees, processes, and functions, including Product Development, Legal, and Compliance
- Understanding of market valuation and market factor sensitivity calculations for a broad range of asset and derivative instruments
- Control risk exposure to be minimised
- Perform the second level of control with proprietary tools
- Prepare reports/analysis/advice
- Work closely with Market Risk team in accordance to the incoming new products/mandates
- Control regular basis valuation and modelling