Manager, Risk Job Description
Manager, Risk Duties & Responsibilities
To write an effective manager, risk job description, begin by listing detailed duties, responsibilities and expectations. We have included manager, risk job description templates that you can modify and use.
Sample responsibilities for this position include:
Manager, Risk Qualifications
Qualifications for a job description may include education, certification, and experience.
Licensing or Certifications for Manager, Risk
List any licenses or certifications required by the position: CISM, CISSP, CRISC, BLS, CPR, PMP, CISA, ARM, CAMS, CGA
Education for Manager, Risk
Typically a job would require a certain level of education.
Employers hiring for the manager, risk job most commonly would prefer for their future employee to have a relevant degree such as Bachelor's and Master's Degree in Management, Business, Public Administration, Finance, Nursing, Healthcare, Engineering, Education, Economics, Business/Administration
Skills for Manager, Risk
Desired skills for manager, risk include:
Desired experience for manager, risk includes:
Manager, Risk Examples
Manager, Risk Job Description
- Conduct audits of policy and compliance to standards, including liaison with internal and external auditors
- Promote, find opportunities for and to maintain teamwork
- Consult on Risk to business partners providing advice and guidance as required
- Effectively challenge our business partners, 2nd (Compliance and ORM) and 3rd lines (Audit)
- Analyze data to proactively identify risks and trends
- Stay current on the changing regulatory environment and understand the impacts to your businesses
- Drives collaboration between the risk, compliance and other business support functions (e.g., legal, privacy)
- Provides oversight and guidance during risk assessments
- Set direction, manage expectations and lead cross-functional teams
- Prepares monthly issue and action plan reporting and manages the process of tracking business level action plan implementation and remediation efforts
- Excellent English language skill both oral and written
- Minimum 2-years experience working in capital markets with derivatives and its risk analysis
- Minimum 4-years experience in developing web-based solution with HTML 5, CSS, jQuery, JavaScript, MySQL, SQL Server, mongoDB
- Programming skills in scripting languages such as python, R
- Ability to deliver front-to-end IT solution independently in a time-sensitive manner
- A series 3, 7, 63/66, 65 and 8 or 9/10 licenses
Manager, Risk Job Description
- Responsible for building information security as a core competency throughout our relationships with our internal teams/partners/vendor
- Clarify and drive project commitments establish and maintain clear chains of accountability
- Act as a coordinator for Business Continuity Plan for Private Clients units
- Periodically provide back-up to incident manager (quality and consistency of processing operational risk related events, root cause analysis, follow-up on improvement measures, periodic reporting)
- Provide guidance on IT policies, standards, and procedures
- Provide compliance advice on complex projects and emerging technologies
- Prepare for, coordinate, and respond to internal and external audits
- Follow-up on audit findings and remediation plans and activities as required
- Perform review of Sarbanes Oxley (SOX) control designs for gaps and weaknesses and drive control improvement
- Monitor SOX testing for failures and drive any needed remediation
- Prior experience 5 to 6 in Big 4 will be preferred
- They need to demonstrate specialization in select sectors such as oil and gas, hospitality, real estate, financial services
- Professionals are likely to be responsible for managing a sizeable portfolio of clients, and the operational aspects of engagement management such as engagement finances, resource management, and elements of risk management
- Use your experience of the market place and client needs to develop identifiable products and solutions developing delivery strategies to drive incremental revenues from these new areas
- Professionals will continue to manage, coach and act as a mentor for more junior staff, playing a key role in the development of the team
- Maintain and develop broad cross functional networks in order to articulate in detail to clients all service offerings of your own function and the wider firm
Manager, Risk Job Description
- Provide periodic reporting of process improvement activities/QI studies to QI Committee, Medical Executive Committee (MEC) and Governing Board (GB) generally on a quarterly bases and upon request
- Develops and manages Peer Review process
- Oversees safety in-services/program, including fire drills, disaster drills, including mock codes, Malignant Hyperthermia drills
- Performs monthly tracking and trending of patient satisfaction survey feedback and reporting to QI committee
- Assist in maintenance of requirements from OSHA, CMS, AAAHC, and federal agencies related to quality improvement, risk management, and quality of care
- Locates and organizes all service contracts and tracks renewal and compliance
- Maintains documentation of preventative maintenance activities
- Initiates annual review of policy and procedure manuals
- Submits new/revised policies and procedures to QI Committee, MEC, and GB for approval
- Coordinates preparation for State/Federal inspections and accreditation surveys
- To act as a role model demonstrating professionalism and compliance with values and best practice regardless of any pressure to deviate to the contrary and ensuring that teams do likewise
- Increase participation in overall department / team management by clearly communicating business goals to the team and helping them to translate these into defined business / financial goals
- The opportunity to become a Senior Manager/Associate Director is dependent on the business requirements of the service line and your performance
- Ability to develop strong client relationships (with head of departments and function heads) establishing deep and sustainable business opportunities
- 2+ years relevant experience in asset management, preferably within a risk management environment
- Knowledge of methodologies used to measure and limit risk, with quantitative skills
Manager, Risk Job Description
- Reviews pathology reports monthly
- Audits and reports variance patterns and trends to Quality Improvement Committee, MEC, and GB to identify actions to be taken
- Prepares reports and summaries on all risk management findings on a quarterly basis to the Quality Improvement Committee, MEC, and GB
- Communicates relevant risk management findings with Administrator, Center Managers, and Medical Director on an ongoing basis
- Provides risk management education to staff per state and accrediting agencies requirements and when needed
- Notifies center’s claims representative of all actual and potential claims, and ensures PCR’s are completed, when necessary
- Functions as a liaison with the claims representative and attorneys
- Maintains risk management and legal files in a confidential and appropriate manner
- Coordinates actions relating to reports of product problems (e.g., drug devices, equipment, and food recalls)
- Assists with managing the Workers Compensation program in coordination with Human Resources
- Maintain and develop broader cross functional networks so that you are able to articulate in detail to (other parties) all service offerings of your own function and demonstrate a growing depth of knowledge of the services of the wider firm
- Excellent knowledge of pricing theory, statistics, stochastic calculus and numerical techniques used in derivative pricing (PDE/trees, Monte Carlo simulation, optimization) CCR/CVA modeling techniques and parameters calibration techniques
- Excellent verbal and written communication skills with ability to write comprehensive technical documents is required
- Graduate degree in a quantitative discipline such as Mathematical/Computational Finance, Mathematics, Physics, Computer Science, or Engineering
- Solid knowledge of credit risk General Allowance including new IRFS9 rules/requirements, financial modeling, and statistical analysis/modeling
- Experience in either developing or vetting or validating risk models such as credit risk General Allowance models and credit risk rating models
Manager, Risk Job Description
- Chair monthly risk meetings and attend divisional risk meetings on behalf of Professional Services
- Represent the business, as necessary, in response to proposed legislation and at internal and external working groups
- Management of implementation of Risk & Compliance group policies
- Work with COO to ensure compliance with Group data protection policies
- Report to the Board on risk issues as necessary
- Liaise with Group Internal Audit
- Work with the business to clear audit actions within agreed timeframes
- Perform deep dive risk reviews as required
- Risk assessment, which involves analyzing risks identifying, describing and estimating the risks affecting the business
- Establishing and quantifying the organization’s 'risk appetite', the level of risk they are prepared to accept
- At least 5 years process experience
- At least 5 years of experience with systems access security
- 7+ years Access Management experience
- 7 years in Mortgage Servicing
- Bachelor’s (BA/BS) degree or the equivalent combination of education and related experience
- Capable of demonstrating critical understanding of the relationship between risk management, Client governance, Program internal control and compliance