Operational Risk Controller Job Description
Operational Risk Controller Duties & Responsibilities
To write an effective operational risk controller job description, begin by listing detailed duties, responsibilities and expectations. We have included operational risk controller job description templates that you can modify and use.
Sample responsibilities for this position include:
Operational Risk Controller Qualifications
Qualifications for a job description may include education, certification, and experience.
Education for Operational Risk Controller
Typically a job would require a certain level of education.
Employers hiring for the operational risk controller job most commonly would prefer for their future employee to have a relevant degree such as Bachelor's and University Degree in Finance, Business, Graduate, Management, Technical, Accounting, Economics, Accountancy, Business/Administration, Financial Analysis
Skills for Operational Risk Controller
Desired skills for operational risk controller include:
Desired experience for operational risk controller includes:
Operational Risk Controller Examples
Operational Risk Controller Job Description
- With CIB first Line of Defense teams in the Front Office and in Operations
- Primarily responsible for the leadership and professional development of their SR MOS’s
- Proactively identifies process gaps and needs, creates efficiencies, and drives change for effective and efficient risk mitigation
- Partner with stakeholders to develop and/or modify risk mitigation processes and controls
- Responsible for the development and implementation of audits, reporting, and analysis as necessary to evaluate and mitigate regulatory, contractual, and operational risks
- Interviewing and selection of candidates for Associate, MOS, and SR MOS positions
- Provide long term vision for ORC teams and implement a strategy to achieve the vision
- Ensure and drive program education and training to internal employees
- Coordinating periodic BCP plan refreshes with all BCP plan business unit coordinators/plan owners to ensure completion by Finance/Firm deadlines
- Ensuring functional consistency across BCP plans and leading quality assurance reviews
- Knowledge & experience of SOX requirements & Accounting
- BA / BS degree in Business Administration, Management or related area preferred
- Proven management, leadership, communication, problem solving, conflict management, decision making skills
- Ability to provide a team oriented environment that is fair, open, honest, humble, and competitive
- Ability to coach, train and develop SR MOS’s
- Ability to assess SR MOS performance and identify areas of improvement for the SR MOS
Operational Risk Controller Job Description
- Maintaining Finance Rapid Notification scenarios ensuring they are aligned to the current organizational structure and meet all appropriate crisis management requirements
- Providing regular BCP training/guidance to Finance Management, BCP Plan BU Coordinators/Plan Owners and Recovery Essential Personnel (REP) on overall BCP planning process and Firm and divisional BCP tools
- Communicating appropriately to Senior Management, Risk Leads, BCP Plan BU Coordinators/Plan Owners and REPs as necessary in preparation for or during an event (incl
- Monitoring, assessing and reporting on incidents with the potential to impact Finance processes
- Liaising with BCM Coverage Officer and Finance Senior Management on a regular basis to provide BCP status on plan refresh, testing, and other BCP matters as necessary including representing Finance at Firm BCP forums as required
- Completion of BCP Risk Control Self-Assessment (RCSA)
- Lead and/or participate in BCP Tabletop Exercises/Drills
- Maintain divisional BCP tools (SharePoint site, BCP Regional Dashboards, BCP refresh guide, BCP Matrix, BCP Testing Instructions, QRCs)
- Production of monthly BCP reporting metrics for senior management review
- Sharing best practices with counterparts in EMEA and Asia regions
- Strong appreciation of operational risk concepts, with 5+ years of experience in an operational risk or internal audit type role
- Experience in Banking/Financial services industry is essential
- Extensive experience of SOX design and operational efficiency testing for ITGC Controls
- Outstanding analytical skills and proficient in Microsoft applications
- Outstanding team-player / team leading skills, Problem solving skills
- University Degree in banking, economics, mathematics, or related engineering or scientific fields with more than 3 years of proven experience