Regulatory Business Analyst Job Description
Regulatory Business Analyst Duties & Responsibilities
To write an effective regulatory business analyst job description, begin by listing detailed duties, responsibilities and expectations. We have included regulatory business analyst job description templates that you can modify and use.
Sample responsibilities for this position include:
Regulatory Business Analyst Qualifications
Qualifications for a job description may include education, certification, and experience.
Licensing or Certifications for Regulatory Business Analyst
List any licenses or certifications required by the position: CFA, PGDBM, MBA, CBAP, ITIL, PMI, BA, JSDA, ACAMS, CSA
Education for Regulatory Business Analyst
Typically a job would require a certain level of education.
Employers hiring for the regulatory business analyst job most commonly would prefer for their future employee to have a relevant degree such as Bachelor's and Collage Degree in Business, Finance, Accounting, Computer Science, Education, Economics, Technical, Engineering, MBA, Business/Administration
Skills for Regulatory Business Analyst
Desired skills for regulatory business analyst include:
Desired experience for regulatory business analyst includes:
Regulatory Business Analyst Examples
Regulatory Business Analyst Job Description
- Business knowledge across Capital Markets, especially on the Regulatory Reporting
- Experience of working with teams distributed across geographies
- Hands on experience writing functional requirements / user stories
- Establish professional working relationship with IT, FA change & Regulatory teams locally and in NY
- Lead in analysis and scoping of data sourcing and functional enhancements, functional/application design, functional specifications, discuss and obtain users agreements
- Perform business analysis activities such as supporting requirements gathering, process mapping and re-engineering, prepare traceability matrix, BRD, and manage other change tools
- Analyze existing and potential operational impacts from the change implemented, ensure risks and issues are well captured and managed
- Work with members of the FCC team globally to define change requirements, identify the benefits, risks and impacts from change programs and develop steps to manage and mitigate them
- Where required, support global regulatory interaction, particularly in relation to requests for information from regulators
- Participate in assessing the effectiveness of the firm's arrangements to deliver effective governance, oversight and controls in the business and, if necessary, oversee changes in these areas
- Working knowledge of SQL and database queries
- Experience in working with an onsite-offsite development team and delivery model
- Ability to build strong working relationships with both IT and Business Partners
- Excellent communication skills, including verbal, written, listening, presentation, and facilitation
- Experience within a highly regulated field/domain
- Regulatory/ Financial reporting exposure (HKMA, MAS or other APAC regulators
Regulatory Business Analyst Job Description
- Plan, elicit, analyze, document, communicate and manage Program High Level requirements to meet business needs
- Partner with project management to identify projects’ interdependencies within a program
- Forecast and manage business stakeholder involvement across the projects to ensure the best utilization of their time
- Participate in requirements effort estimation at program level
- Forecast BA resource needs and manage BA resource allocation
- Ensure quality of requirement deliverables across projects
- Ensure requirement consistency between projects by managing dependencies and traceability between program and projects requirements
- Liaise with business and vendor teams (BAs, QAs etc)
- Play a key role in ensuring delivery from offshore center from vendor partners is on time and of high quality as per agreed SLAs
- Support India Delivery Head to optimize existing engagements and establish improved relations
- Team player with ability work with colleagues in a collaborative manner, being able to proactively progress multiple tasks independently
- Be able to demonstrate deep product knowledge in at least one asset class
- Good working knowledge of MS Excel (pivot tables, v-lookups, ) and PowerPoint, and Microsoft Project desirable
- Bring structure and clarity to a dynamic and ever-evolving programme
- Hands on SQL skills (Sybase/DB2)
- Capable of working with a global team
Regulatory Business Analyst Job Description
- Manage and deliver strategic projects to improve and broaden the regulatory reporting infrastructure
- Act as Project Manager/Business Analyst for APAC Regional Regulatory & Trade Processing Projects/Initiatives in APAC Global Markets
- Follow up on regulatory clearing updates for all APAC/Globally and feedback to global teams on further deliberations on Optimal technical solutions
- Contribute towards setting up efficient process on the IR/FX Compression Tri-Optima/Local Clearing House/Bilateral runs in APAC
- Collaborate with ITO Regulatory representative to work out jointly on approach and resources/timeframe needed for each site/country
- Gather business requirements, perform analysis, write BRDs and Functional Specification for Development teams and prepare Testing strategies, write test cases and scripts, perform testing and coordinate UAT with the business users
- Act as an interface between business stakeholder, internal teams, third party vendors, global development team and APS teams
- Collaborate and follow up with development teams regionally/globally to establish IT Solutions and ensure timely delivery of the IT Solution
- Develop good communication channel with Head Office teams in London/Paris teams and ability to influence global teams to deliver APAC specific requirements
- Pre-empt and escalate any risks/issues to management/steering committees in a timely manner
- Financial services or Legal industry experience is a plus
- Background in computer science and/or programming and demonstrated capability in reporting and metric creation
- Advanced Crystal Reports experience or Advanced MS Access experience, and/or MS Visual Basic experience preferred
- Experience with relational database (SQL), standards and generally accepted practices
- Capability in Basel requirement analysis and functional design skills
- Capability of self learning and a quick learner
Regulatory Business Analyst Job Description
- Provide trainings to Business Users and APS team before the functional project go-live and prepare support document on the wiki/SharePoint
- Manage partnerships with legal counsel (both Internal & External) to ensure scope of regulators requests are fully understood, in order to facilitate accurate and timely responses
- Provide leadership and direction across various internal groups (Technology, Middle Office, etc) in order to successfully meet key regulatory and legal requests
- Act independently and autonomously in facing off to the various stakeholder groups outlined above in order to drive the internal decision making process allied with putting forward proposals to the business & legal
- Build and foster relationships across multiple lines of business on a global basis (Treasury Services, G10 Spot, GEM, etc) in order to address wide ranging regulatory requests
- Provide updates on Project status through Scorecards, maintain Risk, Issues, Assumptions and Dependencies matrix
- MBA/PGDBM/ CFA/ B.Tech
- Relevant business analysis experience within banking and financial services, preferably in Regulatory reporting space (Basel, PRA/FINMA/IHC guidelines)
- Understanding of various Basel Concepts
- Exposure to Market Risk and Credit Risk computations would be desirable
- CFA or FRM Certification will be a big plus)
- 7+ years experience in Business Analysis and Financial Services
- Strong knowledge of FX or Equities
- Business process and workflow design skills
- Investor protection knowledge, Market Abuse Regulation knowledge
- Prince II Qualified
Regulatory Business Analyst Job Description
- Analyze existing solutions implemented in MS SQL Server
- Co-ordinate investigations and responses to auditors and regulators
- Prepare ad-hoc reports and data-extracts utilizing multiple data-sources
- Partner with business and technical teams to drive consensus on the best solution to business problems and the delivery of new solutions and enhancements to global TrackWise system
- Experience writing software validation documents and understanding the software validation process
- Ensure clear communication between business stakeholders and IT technical teams
- Specifically engage in and prepare documentation for hand over to BAU support team
- Liaise with internal teams to ensure data standard alignment
- Be aware of the software vendors roadmap, development timelines and software versioning which may drive the needs for upgrades or business change projects to ensure that these are proactively managed and built into RB’s demand planning process
- Engage with business and prepare documentation to manage small change requests
- Experience creating complex programming and reporting solutions with Crystal Reports (CR2013)
- Previous experience on large scale Regulatory Change projects is essential
- Knowledge of Conflict of Interest, Client Classification
- Knowledge of client classification-based regulations including EMIR, Dodd Frank, MiFID, Mandatory Clearing
- Ability to work alone with minimal supervision and successfully deliver solutions to our business partners is important
- Ability to keep the business interests in mind