Securities Finance Job Description
Securities Finance Duties & Responsibilities
To write an effective securities finance job description, begin by listing detailed duties, responsibilities and expectations. We have included securities finance job description templates that you can modify and use.
Sample responsibilities for this position include:
Securities Finance Qualifications
Qualifications for a job description may include education, certification, and experience.
Licensing or Certifications for Securities Finance
List any licenses or certifications required by the position: CFA, UCC
Education for Securities Finance
Typically a job would require a certain level of education.
Employers hiring for the securities finance job most commonly would prefer for their future employee to have a relevant degree such as Bachelor's and Collage Degree in Finance, Accounting, Business, Economics, Graduate, Law, Engineering, Education, Computer Science, Technical
Skills for Securities Finance
Desired skills for securities finance include:
Desired experience for securities finance includes:
Securities Finance Examples
Securities Finance Job Description
- Working as part of a trading desk team to manage risk and price transactions in the front office
- Analyzing all aspects of our franchise to recommend strategic optimizations
- Generating trade ideas for clients and for our desks
- Developing models for financial asset valuation and risk management
- Assisting in the marketing and structuring of transactions where substantial analytics or infrastructure are required
- Assisting in Firmwide Strat initiatives
- Track cash flows for the broker-dealer
- Prepare daily reconciliations for trading sub-ledger to general ledger
- Prepare reconciliations and assist in month-end closing
- Assist in preparation of monthly reporting packages for CFO
- Quantitative understanding of probability
- Knowledge of and strong interest in financial markets is a plus
- Ability to work in a high-pressure environment, and to deliver results extremely quickly
- Extensive working experience in the financial services sector
- Ability to work independently on complex workstreams with often challenging timelines, but also work with a local and global team members efficiently
- Serve as the liaison between the desk and middle/back office teams to accurately manage and resolve operational issues
Securities Finance Job Description
- Collection of information needed for quarterly performance reports
- Coordinate appropriate paperwork for client meetings
- Update quarterly marketing materials for outside investment managers
- Participate in marketing efforts and lead generation
- Provide creative alternatives and recommendations to improve processes and efficiency
- Develop and identify new revenue opportunities (data mining from custody systems to provide single transaction revenue opportunities, work with new departments to identify prospects, bottom up data mining of existing clients and prospects etc)
- Develop, analyze and maintain custom reporting packages for tier 1 clients on a monthly, quarterly & year-end basis
- Primary responsibility to coordinate new portfolio overviews and revenue quotations in conjunction with the trading desk, including running weekly deal review
- Manage mid-market lender relationships globally, including regular meetings and presentations
- Work with middle office to design new processes and identify opportunities for efficiencies within processes
- Strong presentation, communication and analytical skills with ability to facilitate workflows and projects
- Results driven, ability to work on multiple tasks with multiple constituents, ability to drive processes and results with excellent communication and interpersonal skills
- Experience working in or supporting an investing, lending and/or structuring business
- Ability to work in a deadline driven, high pressure environment
- Desired-Bachelor’s degree in Business at a Junior or Senior level but will consider other class levels
- Intermediate level of experience with Microsoft office applications (Word & Excel)
Securities Finance Job Description
- Assist trading desk to provide coverage and assist with daily tasks (data mining, recall management etc)
- Research and understand real-time, order-to-settlement global securities processing for retail and institutional broker-dealers and correspondent clearing firms
- Establish and maintain communications with internal and external clients to understand critical needs and issues for future development
- Understand the business change needs and assess the business impact of those changes
- Capture, analyze and document requirements and support communication and delivery of requirements to relevant stakeholders
- Review and support all forms of documentation
- Assist with presentations for product teams and management
- Complete tests for deployment of the applications (Business Function/Integration Tests)
- Assist with Agile software development methodology (scrum master, sprint planning, scrum ceremonies)
- Assist product owners and senior business analysts in training clients on functionality of the product
- Mathematics — The ability to add, subtract, multiply and divide quickly and correctly
- Have excellent programming skills and advanced excel skills
- Have a complete understanding of the risks associated with trading all approved products and markets
- Minimum 1-2 yrs experience as a financial analyst (experience in a principal investing or structuring business is preferred)
- Proven knowledge of quantitative analysis and modeling (a working knowledge of US GAAP is preferred)
- Basic underwriting skills required
Securities Finance Job Description
- Act as the leading structurer for structured product deals, primarily ABS (and potentially ABCP/ABL deals), in various asset classes
- Responsible for creation of structuring analytical tools/models and procedures
- Train peers and junior staff in the structuring and analysis of simple to complex transactions
- Development of scoping/requirements gathering exercises in advance of project engagements
- Creation of a supportive, team atmosphere ensuring that all team members from various products act in the broader interest of the customer
- Managing consultant’s performance on assigned projects, providing domain expertise where needed and to a lesser extent support and mitigate the risk of any process re-engineering within the managed integrated solution as delivered
- Ability to scope the timing, financial and functional requirements of projects via Statement of Work and Project Plan-based documentation, along with ongoing maintenance of the Project Plan in coordination with your assigned clients and keeping management apprised of the project status
- Closely monitor and mitigate project risks as they are identified via avenues such as change management and executive level steering committee meetings
- Manage the client relationship and expectations while developing relationships at a senior level
- Creating weekly status documents including milestone, budgeting, action item and consultant scheduling information, while keeping frequent communication with your customers through regularly scheduled meetings
- 3 + years’ experience in consultative selling of enterprise class software and/or services
- Bachelor's degree in business, systems, or similar discipline
- Excellent organizational, presentation and negotiation skills• Ability to travel to present to clients and prospects
- Track record of lead generation and ability to close
- Expertise in new business development and in devising, presenting and closing high level trading solutions
- 3-5 years’ experience in the securities industry (brokerage/capital markets)
Securities Finance Job Description
- Support front office staff managing sale activity of beneficial owners, liaising with Middle Office and Client Service Representatives
- Support maintenance and enhancements of current database systems
- Design, develop, implement and support developed software applications and solutions
- Responsible for all day-to-day procedures that support optimal distribution
- Working closely with business management on new products coming to market to gauge any technical requirements
- Reporting and Analysis - Weekly divisional report, monthly/quarterly analysis and highlights
- Financial Processes - Mid-day revenue estimates, organizational structure changes, divisional allocations
- Expense Analysis - Detailed review of the divisions’ expense base, reporting, and estimates
- Business Planning - Initiative tracking and initial/intra-year forecasting processes
- Presentations - Quarterly MD townhall, Executive Committee meetings, regulatory
- Desired- Experience with Access, Lotus Notes, Act and Ibbotson Allocation software
- Knowledge and understanding of asset allocation concepts
- Must have sold enterprise financial software to financial institutions (Buy Side or Sell Side)
- 1-3 years as a Business Analyst within the securities industry
- Experience with Agile software development methodology a plus
- Experience of other standard market applications (Swift/Crest )