AML Advisory Resume Samples

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D Goodwin

Dusty

Goodwin

85060 Henriette Flats

Detroit

+1 (555) 431 7465

85060 Henriette Flats

Detroit

Phone

p +1 (555) 431 7465

Experience Experience

Chicago, IL

AML Advisory

Chicago, IL

Graham-Kunde

Chicago, IL

AML Advisory

Managing part of the EMEA AML team
Acting as advisor to the business in relation to AML matters including due diligence, money laundering prevention and Sanctions. Review new customer account opening documents and perform KYC checks
Ensuring compliance with Group policy and all local external laws and regulations
Policy drafting, advice and engagement with internal stakeholders
Maintaining and evolving the AML framework
Reporting on all operational AML activities for the specified Businesses
Develop and conduct internal training sessions regarding all compliance related topics

Dallas, TX

Regional Consumer AML Advisory

Dallas, TX

Strosin Group

Dallas, TX

Regional Consumer AML Advisory

Assist the EMEA Consumer Retail and Cards AML Advisory Head in managing and overseeing the Consumer AML Program across the region
Develop effective working relationships with business and compliance colleagues to ensure effective operation of the program
Keep abreast with laws, regulations and corporate policies concerning Money Laundering in the region and with any emerging Money Laundering concerns / trends globally
Ensure that the steps necessary for an effective Anti-Money Laundering program are in place for the relevant GCB countries
Drive Global AML OCC/FRB Consent Order initiatives for Consumer and review new Global AML Policies and Standards
Review New Product AML Risk Assessments and provide advisory to the business and AML Compliance in country
Support the business in audits (internal and external) as a key interface with regulator/auditors. Work with the Consumer AML Compliance Officers to review audit findings, evaluate the business’ corrective action plans to deal with issues highlighted

present

New York, NY

VP-im AML Advisory

New York, NY

McDermott-Eichmann

present

New York, NY

VP-im AML Advisory

present

Provide AML guidance, advice and risk based solutions to complex regional business issues/initiatives involving the LOB's products range
Provide LOB senior management with regular updates on key issues and emerging risks
Conduct regular AML training on Firm's policies and procedures to business staff in line with Regional and Global AML Programs
Develop and implement projects to quantify impacts & execute actions that address, manage and mitigate impacts of LOB AML risk across Asia Pacific
Reporting to and communicating with regional forums, key stakeholders and Regulators and Law Enforcement bodies
Provide advice, guidance and risk based solutions to the business on global and local policy interpretation
Partner with other GFCC functions on global and regional initiatives

Education Education

Bachelor’s Degree

Columbia University

Bachelor’s Degree

Skills Skills

Good analytical ability
Able to deliver results/meet deadlines under pressure and deal with motivated and driven bankers
Excellent written and verbal communication skills
Ability to prioritise
Ability to develop and maintain productive relationships with key internal clients across all levels
Ability to work effectively alone and as part of a team, at a local and regional level
A solution driven approach, with exemplary problem solving skills
Min 6 years of related experience in AML or related disciplines
Experience in regulatory investigations an advantage

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3 AML Advisory resume templates

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Regional Consumer AML Advisory Resume Examples & Samples

Assist the EMEA Consumer Retail and Cards AML Advisory Head in managing and overseeing the Consumer AML Program across the region
Develop effective working relationships with business and compliance colleagues to ensure effective operation of the program
Keep abreast with laws, regulations and corporate policies concerning Money Laundering in the region and with any emerging Money Laundering concerns / trends globally
Ensure that the steps necessary for an effective Anti-Money Laundering program are in place for the relevant GCB countries
Drive Global AML OCC/FRB Consent Order initiatives for Consumer and review new Global AML Policies and Standards
Review New Product AML Risk Assessments and provide advisory to the business and AML Compliance in country
Provide targeted AML training to AML Compliance teams and the business, as appropriate
Support the business in audits (internal and external) as a key interface with regulator/auditors. Work with the Consumer AML Compliance Officers to review audit findings, evaluate the business’ corrective action plans to deal with issues highlighted
Drive Regional co-ordination exercises (e.g. risk assessments, MIS, Governance packs)
Participate in Regional/ Global Compliance and Business forums
Strong understanding of European and US legal and regulatory AML framework
Strong industry and AML knowledge required
Experience and a proven track record in policy advisory
Experience of presenting to senior forums
Experience in providing training
Experience of working in an international context
Strong interpersonal skills – including management and organisational skills
Articulate communicator
Strategic and goal-oriented thinker with a focus on sustainable execution
Clear and effective decision maker
Strong ability to manage and facilitate multiple projects across geographies
Significant attention to detail
Commitment to co-operative and collaborative working

Associate Regional Gfcc Aml Advisory Resume Examples & Samples

Provide advisory services to LOB’s and ensure GFCC policies and standards are incorporated into business practices
Review High Risk Customers
Review and provide feedback on Risk Assessments (during firm-wide reviews and as related to Article XI new and expanded services/products requests
Law / Accounting / Business / Finance Degree
5-7yrs of relevant Compliance management experience in Risk or AML related discipline preferably with a global financial institution
Sound knowledge of AML regulations across APAC region, including in-depth practical experience in implementing/advising on Investment Banking and Investor Services products
Meticulous
Strong management and leadership skills, including effective project management abilities
Good communication and organizational skills
Strong analytical ability and logical thinking
Independent decision maker, able to make time-sensitive assessments

AVP / VP Private Banking AML Advisory Resume Examples & Samples

Advise business units and resolved day-to-day AML issues, such as, CIP exceptions, approval of high-risk and PEP customers, third party transactions and periodic review inquiries
Conduct enhanced due diligence checks and negative media screening to facilitate client onboarding
Review transaction monitoring alerts and liaise with appropriate front-line and operations staff
Conduct investigations in relation to client trading activity and fund flow
Draft Suspicious Transaction Reports for filing to the Hong Kong JFIU and Singapore STRO
Review daily OFAC screening payment alerts and negative news alerts
Develop policies and procedures for the AML group based on local regulatory developments, changes in international standards and firm-wide AML program enhancements
Provide support in managing regulatory examinations and external audit inspections. Worked closely with cross-functional teams, stakeholders and external consultants, devised solutions and carried-out required remediation activities to address deficiencies and findings
Have at least 5-8 years of experience in the investment banking or private banking space
Have solid end to end AML advisory knowledge
Have sound knowledge in the Asia Pacific jurisdictions
Have good communication skills
Proficiency in English is a must and an Asian language is highly preferred

Executive Assistant Aml Advisory Resume Examples & Samples

Provides administrative support to a senior-level executive/and or team
Handle incoming calls, respond to inquiries, clarify company policies and procedures
Maintain frequently changing calendars through Outlook
Coordinate all aspects of executive level appointments, meetings, receptions and conference calls
Prepares and reviews materials and correspondence for meetings
Assist with creation/modification of presentations, spreadsheets, and other various documents
Coordinate frequent travel arrangements - both international and domestic
Prepare, reconcile, and track expense reports through T&E system
Order supplies and process invoices through P2P system
Organize and secure highly confidential company and employee information
Assist in ad-hoc reports special projects as needed
Serve as back up support for other managers or administrative staff when required
Highly proficient in MS Office (Word, Excel, Outlook, and PowerPoint)
Ability to gain a strong command of new systems (P2P, Citi Travel & Expense)
Prior experience preferred, minimum 10 - 15 years
Expert in multi-tasking, organizing, and prioritizing a must
Detail oriented with ability to work independently and prioritize workload
Demonstrates a high level of integrity and professionalism
Energetic, responsive team player with the interest to take initiative and work in a fast-paced environment
Ability to work 8:30am-5:30pm and be flexible for overtime as needed

Regional Correspondent Banking AML Advisory Resume Examples & Samples

Assist in implementing Bank's AML Program in relation to correspondent banking across the APAC region
10+ experience in the financial industry, preference for compliance experience in the correspondent banking field
Strong knowledge of AML/CFT and banking regulatory requirements in China, Hong Kong and Taiwan
Languages: English (oral/written), Mandarin (oral/written)
Outstanding analytical and problem solving skills
Capable of thinking laterally and challenging conventional wisdom
Accuracy and attention to detail
Communication and organization skills

AML Advisory & Operations Interaction Resume Examples & Samples

Assist ISG AML management in other areas where required, e.g. ad hoc assistance with Enhanced Due Diligence
Be degree educated or equivalent
Recent experience of Anti-Money Laundering Compliance or KYC Operations
Strong knowledge of Money Laundering Regulations in the UK; knowledge of requirements in other jurisdictions in which the Firm operates is also desirable
Experience in Know Your Customer requirements including customer identification program, customer due diligence and enhanced due diligence
Understanding of financial markets and products (in particular, Equities, Fixed Income, Commodities and Investment Banking/Capital Markets)
Demonstrate meticulous attention to detail
Possess strong written and verbal communications skills
Previous experience of recommending and implementing enhancements to processes
Previous experience of providing staff with constructive feedback
Have excellent interpersonal skills and ability to work effectively with colleagues across the Legal and Compliance Division (in UK, across the Firm's EMEA offices and in other regions), other Infrastructure and Control Functions (e.g. Operations)
Possess strong analytical thinking and critical reasoning skills
Possess the ability to research and resolve issues independently while working across teams to acquire information
Have the ability to effectively handle a fast paced environment and work to tight deadlines; be able to re-prioritise work in response to changes in business needs, without compromising standards
Be able to recognize and escalate risks and issues appropriately
Be self-motivated and have the ability to work independently and as part of a team
Be able to handle highly confidential information with appropriate discretion
Have demonstrable good judgment (e.g. able to apply regulatory requirements to unique transaction/client situations)
Certification as an Anti-Money Laundering Specialist by ACAMS or equivalent AML certification/license – or certification within 15 months of hire

Associate, Regional GIM AML Advisory Resume Examples & Samples

Support the providing of clarification, guidance and risk based solutions to the business on global and local policy interpretation
Partner with other GFCC functions on global and regional initiatives
Support the review of any new business initiatives through identification and ongoing analysis of risk associated with new products, services, processes, clients and geographies
Produce, review and act on any AML related management information as part of the firm's global/regional MIS reporting framework
Partner with GFCC Investigations and location Compliance Officers on the investigation of suspicious activity and resultant reporting obligations
Assist in the development, coordination and implementation of AML training for the business
Support the coordination of AML inspections, visits and prudential meetings, internal/external audits & reviews on the local AML Compliance program that affect the business
Support the carrying out of Risk Assessments as required
Perform review of suspicious transaction alerts generated and make recommendations for escalations/ SAR filings
Participate in UAT exercise and ensure that systems and infrastructure implemented is able to meet JPMC and local regulatory requirements
Familiarity and experience in AML/CFT requirements – locally, regionally, FATF and other international standards

AML Advisory Resume Examples & Samples

3+ years’ work experience directly related to complex and sensitive investigations: any combination of AML/BSA, fraud, financial irregularities
Knowledge of Citi’s general banking systems
Excellent understanding of cash management and trade products
Understanding of Citi AML standards and AML regulatory requirements
Excellent judgment and assessment skills
Highly proficient in MS excel (sort, pivot tables). Knowledge of MS Access is a plus
Ability to concisely and meaningfully explain and support research conclusions, both in written and verbal formats
Strong analytical and time management skills, attention to details
Initiative, creativity and teamwork within the framework of the position responsibilities
Experience in correspondent banking, account management for Financial Institutions a plus

AML Advisory CCB Resume Examples & Samples

Provide AML Advisory services to Citi Commercial Bank (CCB) business segment in the region (LATAM) by analyzing gaps and developing action plans to improve / enhance AML related activities
Coordinate collection and analysis of documents and information, as well as the preparation of reporting related to risk assessments (EWARA, HARA)
Review and escalate significant AML issues and activities to senior management
Participate in reviewing and assessing new products for AML risk
Actively participate in governance committees and in preparation of materials for such committees
Review, analyze metrics and prepare reports related to key measurements of CCB AML activities
Maintain sufficient understanding of CCB products and services to recognize AML opportunities and leverage aspects of overall AML compliance programs
Advise on and approve CitiKYC profiles as required
Lead and / or assist in the development of Citi AML Policies and Standards, as well as advise on and coordinate approval exceptions to those Policies and Standards
Support AML- related training for CCB employees
Have 4 years of experience in financial services, with experience in AML Compliance, retail and commercial banking and cross border payments
Possess strong leadership and managerial skills, with the ability to interact effectively with Advisory compliance officers globally and senior business and functional partners
Possess strong organizational skills and be able to navigate a complex organization
Have strong interpersonal and both oral/written communications skills, and be able interact effectively with senior management in both AML Compliance and the business. Be able to influence others without direct managerial control
Possess strong analytic and problem solving skills
Have experience in managing regulatory exams and relationships with examiners, auditors, etc
Have a general awareness of regulatory requirements including local and U.S. laws, international standards, industry standards and best practices

VP, Regional GIM AML Advisory Resume Examples & Samples

Execute all MLRO related responsibilities as prescribed by the Taiwan regulatory authorities and the Firm
Assist the Regional Head of GIM AML Compliance with the development and implementation of various AML programs and projects to ensure adherence to BSA/AML requirements and that the GIM entities meet industry-wide AML standards in the APAC jurisdictions where GIM operates
Advise regional / LOB on AML and KYC related policy and procedural matters, risk assessments and evaluation to ensure that the GIM entities maintain policy and process that meet the industry standards
Bachelor of Law / Accounting / Related Academic Qualification
10+ years financial sector experience focusing on compliance or control function, preferably within the asset management space; and

AML Advisory & On-boarding Manager Resume Examples & Samples

Analyze high risk counterparties, reputational risks, and politically exposed persons (“PEP”)
Guiding on-boarding operations in understanding and complying with CIP requirements
Oversee KYC quality assurance Manage AML-related metrics reporting
Assist in the development, implementation, and periodic performance of key controls
Contribute to periodic risk assessment design enhancements
Ensure client vetting data and document processing comply with regulations, guidelines, standard and UBS policies for all new accounts
Daily interaction with Advisors, Branch Management, Compliance and legal regarding the questions or issues with account documentation to ensure the timely opening of account
Analysis of KYC; ensuring all appropriate customer documentation is on file in accordance with internal and external guidelines
Ensure the accuracy, consistency, and completeness of operational data and documents in UBS data stores
Maintain an in-depth knowledge of client on-boarding data and document requirements as required by UBS policy Perform Red Flag and RBA Reviews based on outline as defined by FCC
Escalation of FCP exceptions: contact person for FCP Core Team to follow up on outstanding attestations and other FCP related items including FCP/Country Remediation's
Strong Cross-Border Business background; ability to explain Rules of the Road to different stakeholders to ensure an in-depth understanding of Cross Border policies
LI-PM2

AML Advisory Resume Examples & Samples

Assist with the AML monitoring activities of the CB&S / Global Transaction Banking AML advisory team
Provide advice to the business and other infrastructure functions in relation to AML matters
Assist with the collection, submission and delivery of AML related Management Information
Assist and advise the business areas when setting up new procedures and processes
Advise the business on any UK regulatory changes
Develop ongoing and open communication with country management and teams and Compliance Advisory representatives
Ensure that any potentially suspicious transactions identified locally or via monitoring tools are immediately investigated, documented and if deemed suspicious
Ensure all business partners are made aware of the AML record retention requirements (and updates) so that they comply with the appropriate laws and regulations
Represent the UK AML Team at various industry forums on new AML and Know Your Client development and the region at the High Risk Industry Review Committee
Participate within AML related projects or represent the UK AML team at business led initiatives

VP, Regional Treasury Services AML Advisory Resume Examples & Samples

Assist in implementing Firm's AML Program in relation to Treasury Services across the APAC region
Provide support to the relevant stakeholders charged with administering AML policies, procedures, controls and training in these focus areas
University or higher
Law or business degree
10+ experience in the financial industry with a focus on the Treasury Services preferably with a global financial institution
An expert on APAC AML regulatory requirements, including in-depth practical experience in implementing and advising on Treasury Services Products & Services
Strong knowledge of AML/CFT and banking regulatory requirements in APAC
Experience in regulatory investigations, exam and audit management preferable
Experience in handling U.S. regulatory matters (e.g., Office of the Comptroller of the Currency, Office of Foreign Assets Control) and global/regional implementation would be a plus
Seasoned professional with experience in one or more senior risk compliance roles, to include significant AML experience

AML Advisory Resume Examples & Samples

Implementing the India AML and Anti-Corruption programme,
Review existing procedures and develop new procedures, systems and controls to ensure compliance with current anti-money laundering and anti-corruption requirements
Monitor new laws and regulations and work with business towards implementation
Provide guidance and advice to the business on their responsibility for complying with all relevant laws, regulations and firm policies in the assigned locations
Assist in the development, coordination and implementation of the AML and Anti-Corruption training and testing programmes
Coordinate with relevant departments regarding regulatory AML inspections, visits and prudential meetings
Work with GFCC Asia and location Compliance in the investigation of suspicious activity, and the resultant reporting obligations
Assist India GFCC Head on global and regional initiatives, including risk assessments, training and awareness, as they pertain to India
Prepare AML reporting metrics for senior management and governance committees
Partner with the Line of Business Compliance Officers and location Compliance Officers to ensure they understand the AML obligations for the business / location they support
Ability to develop and maintain productive relationships with key internal clients across all levels
A solution driven approach, with exemplary problem solving skills
Able to deliver results/meet deadlines under pressure and deal with motivated and driven bankers
Ability to prioritise
Ability to work effectively alone and as part of a team, at a local and regional level
Good analytical ability
Min 6 years of related experience in AML or related disciplines
An expert India regulatory requirements
Experience in regulatory investigations an advantage

AML Advisory Resume Examples & Samples

Assist in the review of AML/KYC policies and procedures across BTMU’s global footprint. Assess these practices with the goal of determining the extent to which they represent industry best practices and adhere to global regulatory expectations while also identifying any inconsistencies across BTMU’s global footprint
Liaise with global compliance staff to understand how existing BTMU AML/KYC policies, procedures and practices are implemented
Support special projects and related research and analysis activities and duties associated with the mission of the Global Financial Crimes Advisory Group
Assess reporting processes globally to identify feedback loops of key AML related information for the identification of thematic risks and issues
At least 8 years’ experience working in AML-related compliance function of a large commercial bank or in a regulatory agency
Knowledge of AML/BSA laws and regulations relative to money laundering and terrorist financing and the ability to apply this knowledge in evaluating policies and procedures
Familiarity with non-US market practices desired
Ability to manage multiple priorities in a dynamic environment
Excellent judgment and analytical skills
Strong oral/written communication skills, the ability to work independently and sound influencing skills required

ICG AML Advisory Head for Markets & Securities Services Resume Examples & Samples

Strong interpersonal and communication skills with a pragmatic style to lead a diverse population and implement change and resolutions accordingly
Strong regulatory knowledge and on-going engagement with trade industry body associations; and
Excellent leadership skills to build consensus on strategy and implementation actions

AML Advisory Resume Examples & Samples

Assistance in the coordination of the AML Risk Assessment strategies for covered businesses, including Corporate and Regional strategies as well as reviewing and assessing new products and services for AML risk with business units
4 + years of experience in AML, Compliance or other control-related function in the financial services industry with focus on Institutional Clients and Product lines (Corporate Bank, Financial Institutions, Markets, Treasury, Trade)
Experience managing multicultural teams is a plus

AML Advisory AVP Resume Examples & Samples

Providing AML advisory to the business in APAC
Improving on AML processes and performing controls testing
Conducting enhanced due diligence on high risk clients
Participating in cross-regional financial crime initiatives
More than 3 years of solid experience in financial crime, preferably in Corporate and Investment Banking
Strong knowledge in international AML and Sanctions regulations
Excellent stakeholder management skills

AML Advisory Resume Examples & Samples

Advising business lines of Citi Turkey on local AML legislation, Citi policy and procedures during both new customer on- boarding process and relationship maintenance
Following new local AML regulatory and Citi publications
Reviewing KYC records and coordinating corrective actions with business partners, if needed
Reviewing and dispositioning sanctions hits as well as communicating with Regional parties, if needed
Conducting investigations for KYC purposes
Analysing and investigating alerts escalated to AML Compliance
Involving suspicious activity reporting investigations and preparation
Preparing MIS

AML Advisory Specialist Internal Title Resume Examples & Samples

Responsible for day-to-day maintenance of the Company’s customer/watchlist screening program to comply with requirements administered by the Treasury Department’s Office of Foreign Assets Control (“OFAC”) and various other governments’ restricted lists
Manage and monitor the department’s Uninterested Party Payment (UPP) review policy to identify funds originating from a third party or a foreign institution
Serve as the liaison to IT for the Financial Crimes Office in technology strategies and efficiencies, such as transaction monitoring, customer list screening, and payment reviews, etc
Review and analyze BSA/AML detection scenarios to ensure threshold values and amounts designed to detect potential money laundering or other suspicious or illegal activities
Conduct on-going analysis to assess the continued relevance of the detection scenarios, the underlying rules, threshold values, parameters and assumptions
Responsible for documentation that articulates the Company’s current detection scenarios and the underlying assumptions, parameters and thresholds
Assist Director with the evaluation and risk-assessment of internal controls related to AML/KYC/and CDD, specific to product types, trends in activity, and suitability
Review quarterly updates to the FCO technology Target Operating Model document that describes the FCO strategy for monitoring improvements and defines the IT support model needed to achieve the desired state of the FCO system infrastructure
Assist team with various responsibilities pertaining to certain AML and Sanctions obligations, such as OFAC, PEP, FinCEN 314(a) and (b), and identification of high risk customer activities
Oversee technology and data reconciliation processes of AML systems
Conduct user acceptance testing of technology system changes
Evaluate and update the AML and Sanctions compliance manuals and relevant procedures
Responsible for vendor management and exit strategy of AML related providers
Strong knowledge of USA Patriot Act/Bank Secrecy Act (BSA)/Anti-Money Laundering (AML) regulatory requirements required, including comprehensive understanding of OFAC sanctions and CDD/KYC requirements
Minimum requirements: Bachelor's Degree, 2-4 years of investigative, examination or audit experience with specific emphasis on BSA/AML Compliance and significant experience in the financial services industry
Ability to identify gaps and/or risk exposure in AML compliance programs
Ability to explain new AML requirements and help to develop optimal processes to comply with those requirements
Demonstrated familiarity/competency in using transaction monitoring software, screening applications, and various AML Investigative tools. Knowledge of Norkom/Detica, Lexis Nexis, Bridger, and World-Check strongly preferred
Strong technical aptitude, able to work closely with technical analysts and architects on the functional design strategy of AML systems
Must be able to multi-task, adapt well to changing priorities, and effectively prioritize workflow to meet critical deadlines
Ability to work in a fast-paced, demanding, and changing environment; must work well under pressure
Significant experience with data analysis and reporting tools. Knowledge of Tableu strongly preferred
Excellent written/verbal communication skills required
Strong analytical, problem solving and organizational skills
Able to work effectively with management, regulators and third party service providers
Project Management and work planning skills
Relevant Professional Certification (Association of Certified Anti-Money Laundering Specialists (ACAMS), Associate of Certified Fraud Examiners (ACFE) or Association of Certified Financial Crime Specialists (ACFCS) is a plus

Senior Analyst, AML Advisory, FIU Resume Examples & Samples

Risk Assessments
Bachelor’s degree and/or Juris Doctor
High level of analytical and problem-solving skills
Good critical thinking and decision making skills
Attention to detail and quality assurance
Comfortable working with all levels of management
Proven ability to build strong partnerships with colleagues, desire to learn quickly, be flexible and think strategically
Ability to multi-task, work well under pressure with commitment to deliver under tight deadlines
Strong judgment and excellent written skills with the ability to present information in differing degrees of details and form depending on the audience
Strong PC skills (Microsoft Office with emphasis on Excel and PowerPoint)
Professional licenses/certifications (i.e., Bar Certificate, FINRA Series 7, CAMs, CFE)
Minimum 1-3 years of financial crimes experience
Experience in reviewing AML regulations and delivering AML advice on a wide range of issues
Knowledge of the brokerage industry
Working knowledge of Anti-Money Laundering rules and regulations
Experience supporting strategic improvements and delivering measurable change

AVP AML Advisory Resume Examples & Samples

Expected to support the compliance advisory regarding Corporate AML policies and guidelines providing support and training to the business units with respect to business development activities and the engagement of the AML compliance team by the business
Help in the development, implementation, enhancement and in some cases drafting relevant Regional AML programs, guidelines and procedures for covered businesses
Maintain sufficient understanding of the products and services to recognize AML opportunities and leverage aspects of overall compliance programs
3 + years of experience in AML, Compliance or other control-related function in the financial services industry with focus on Individuals and Small and Medium enterprises Clients
Experience with and previous exposure to internal control functions and regulators, and in particular banking and AML regulators
Bachelor’s Degree required
Advanced English is required
The candidate is expected to demonstrate flexibility, versatility and an ability to shepherd multiple concurrent priorities to completion, seeking guidance as necessary. Demonstrable success in coordinating large-scale projects involving geographically and functionally diverse stakeholders is required
An ability to lead and influence people across cultures at a senior level using sound judgment, successful execution of strategies; and with an understanding of how to operate effectively across diverse businesses; and
Excellent oral and written communication skills and the ability to succinctly convey information to senior management are expected

AVP AML Advisory ICG Resume Examples & Samples

Expected to develop AML advisory regarding Corporate AML policies and guidelines providing support and training to the business units with respect to business development activities and the engagement of the AML compliance team by the business
Understand and monitor the legal and regulatory environment through various methods to provide up-to-date knowledge and expertise on the legal and regulatory environment relevant to AML and covered businesses
Significant knowledge and expertise of Banks or Insurance or Broker Dealer products and services. (2 years)
Significant knowledge and expertise of AML and Sanctions regulations, risks and typologies (1 year)
Experience desired in the design and implementation of AML programs (1 year)
Excellent written and verbal communication skills both in English and Spanish

VP-im AML Advisory Resume Examples & Samples

Implement, develop and ensure adherence to the BSA/AML, Anti-Corruption, and Sanctions Compliance requirements
Provide AML guidance, advice and risk based solutions to complex regional business issues/initiatives involving the LOB's products range
Provide LOB senior management with regular updates on key issues and emerging risks
Conduct regular AML training on Firm's policies and procedures to business staff in line with Regional and Global AML Programs
Develop and implement projects to quantify impacts & execute actions that address, manage and mitigate impacts of LOB AML risk across Asia Pacific
Produce, review and act on LOB AML related management information as required per firm's MIS reporting framework
Work on evaluation, monitoring and quality assurance of existing procedures that may give rise to develop new procedures, systems and controls to ensure compliance with current AML local requirements and firm's minimum standards
Reporting to and communicating with regional forums, key stakeholders and Regulators and Law Enforcement bodies
Support the development and implementation of various AML programs and projects to ensure adherence to BSA/AML and GFCC requirements
Provide advice, guidance and risk based solutions to the business on global and local policy interpretation
Partner with Line of Business and location Compliance Officers to ensure they understand the AML obligations for the business/location they support
Review local AML/KYC related procedures and ensure in line with Firm’s AML policy
Review of any new business initiatives through identification and ongoing analysis of risk associated with new products, services, processes, clients and geographies
Assist senior management to enhance and strengthen the AML compliance culture
Develop, coordinate and implement AML training for the business
Support the maintenance of appropriate reporting channels and mechanisms to ensure that management is kept aware of and appropriately consulted in a timely fashion on significant AML/KYC issues or developments and updated on a periodic basis on the status and effectiveness of in-country AML program
Review of Enhanced Due Diligences carried out on High Risk clients
Participate in relevant AML committees
Sound knowledge of AML regulations across APAC region, including in-depth practical experience in implementing/advising on Asset Management business
Existing JDs

AML Advisory Resume Examples & Samples

Bachelor’s degree from reputable university
Strong Interpersonal skills
Excellent verbal communication and writing skills in English
Strong analytical, quality and service-oriented skills
Team Player and able to work under pressure
Candidate must be proactive, organized and have the ability to handle multiple requests and prioritize

AML Advisory Resume Examples & Samples

Advise and support the 1LOD to ensure robust Financial Crime policies, standards, procedures, systems and controls are implemented and maintained that are fit for purpose, and support and communicate Barclays’ values and financial crime strategy
Advising KYC Operations and Coverage/Relationship teams with respect to KYC and AML policy, and fielding relevant escalations providing guidance, and recommendations
Advising AML management on the potential risks uncovered by during reviews of queries
Document all cases requiring additional investigation in IRIS case management system
Producing MI in relation to AML advisory work and producing relevant KRIs
Assist with ad hoc projects as directed by management

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