Equity Derivatives Resume Samples

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M Pacocha

Macy

Pacocha

29352 Nienow Flats

Detroit

+1 (555) 923 6574

29352 Nienow Flats

Detroit

Phone

p +1 (555) 923 6574

Experience Experience

New York, NY

Equity Derivatives

New York, NY

Bins, Will and Thompson

New York, NY

Equity Derivatives

Work closely with traders to analyse large data sets with an aim to assist decision making
Developing the client acquisition and retention strategy for the business
Forecasting, Planning & Analysis, MIS reporting and Expense management
Providing testing support for various strategic system roll outs, as well as support for new business initiatives
Assisting in Sarbanes Oxley testing and documentation
Providing analysis and information in response to ad hoc requests from various areas throughout the firm (e.g., Front Office, Tax, and Regulatory
Build and backtest performance of Morgan Stanley algorithmic indices

Phoenix, AZ

Global Equity Derivatives

Phoenix, AZ

Halvorson, Kovacek and Wuckert

Phoenix, AZ

Global Equity Derivatives

This person will work hand-in-hand with the GED "Software Engineering" leads - aligned to trade representation, risk management and event management
This person will work hand-in-hand with the GED Trade Capture "Product Engineering" leads - aligned to trade representation and event management
Provide guidance for the RTB team on how to manage special events, such as Triple Witching, Russell rebalance etc from a front-to-back perspective
Work with the On-Shore management to help drive any Trade capture enhancements across all GEBS infrastructures
Developing software components as defined by SDLC
Documenting code und produces defined work products
Performing unit and integration tests of software components for integration into larger subsystems, in accordance with the project's adopted standards

present

Los Angeles, CA

Equity Derivatives Product Controller

Los Angeles, CA

Bernier Group

present

Los Angeles, CA

Equity Derivatives Product Controller

present

Ensuring accuracy of the books & records via the monthly close process, and providing assistance with quarterly financial statement preparation
Work closely with Sales & Trading, Risk Management, Technology, Operations and other Controllers on Revenues, Expenses, Balance Sheet, and PBT etc
Ad hoc projects including system development, CCAR reconciliation improvements, and support of Front office requests
Providing UAT support for various strategic system roll outs, as well as support for new business initiatives
Partnership with the businesses in an advisory capacity to help drive results and improve the bottom line
Monthly and quarterly account ownership reconciliation, book management, legal entity and regulatory reporting and accounting policy implementation
Providing analysis and information in response to ad hoc requests from various areas throughout the firm (e.g., Front Office, Tax, and Regulatory)

Education Education

Bachelor’s Degree in Finance

Drexel University

Bachelor’s Degree in Finance

Skills Skills

Basic scripting knowledge, e.g. Python, Perl
Experience in Equity linked/ Derivatives / ETF products highly desirable
Basic knowledge of Java server side processes
KDB Knowledge would also be an advantage but is not essential
Equity Derivatives product knowledge
KDB Knowledge would also be an advantage
Knowledge of UNIX/Linux environment
Provide strong support to senior Sales in pricing, structuring, originating and executing customized deals
Strong quantitative and analytical skills
Strong communicator, both oral and written

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CIB F&BM Equity Derivatives Product Control Analyst Resume Examples & Samples

Running and analyzing the mark to market of the portfolio, daily P&L reporting, P&L substantiation, and full greek and residual analysis
Review of reconciliations of risk positions and P&L between the risk management systems and the back office processing system
Partnering with Financial Control to ensure that front to back systems are in line, and to close out month end with accurate reporting of MIS and accounting in the books and records
Funding and Balance Sheet Analysis
Understand the economics of hedging strategies and products
Look to improve processes and actively lead and participate in new project and process initiatives
Undergraduate degree in Accounting/Finance/Economics preferred
3-6 years experience in a Financial Services control environment; Experience with P&L production and understanding of the G/L
Excellent Equities product knowledge, covering vanilla and exotic products, and excellent understanding of risk and greeks, including familiarity with structured notes, multi-asset options, call spreads, and accelerated share repurchases
Intermediate proficiency with Excel is mandatory

Equity Derivatives Analyst Resume Examples & Samples

Main project is to assist on processes streamlining
Work on day to day tasks on the Equity derivatives structuring desk (Pricing, backtesting, idea generation, marketing material…)
Analyse Sales’ needs and come up with solutions to improve the desk efficiency and profitability
Help Trading/Sales monitor the markets and manage salespeople business flow
Higher level degree: Business/ Economics or related field
LI-MM2

Technology & Data-isgt-equity Derivatives Resume Examples & Samples

Interface directly with business unit sponsors to gather requirements and document specification
Work with quants and trading to integrate analytics models and deliver new analysis tools
Coordinate with global team on new features and participate in driving future direction of the system
Experience with design patterns, unit testing, performance/memory analysis, and n-tier architecture
Strong verbal & written skills required to interact with global teams
Highly motivated, analytical thinking individual

Equity Derivatives Structurer Resume Examples & Samples

Design and execute bespoke structured solutions for Insurance and Pension clients globally
Working with multiple Sales and Trading desks, deliver indicative and live pricing of exotic equity and equity-linked derivatives across a range of client bases
Experience as an Equity Structurer / Trader / Quant in one of the top investment banks, typically Associate or VP level
Strong exotic equity derivatives pricing experience
Strong quantitative academic background, with a focus on financial mathematics (Master's degree or above)
Very good inter-personal / communication skills
Solutions-driven mindset

CIB F&BM Latin Equity Derivatives Product Control Resume Examples & Samples

Month End Reconciliations to the General Ledger (G/L) and Management reporting systems
Daily P/L production and Greek Explain Reporting
Understand the process flows for all products from trade origination through to corporate and local accounting systems
5-6 years experience in a Financial Services control environment; Experience with P&L production and understanding of the G/L
The individual should have a demonstrated interest in improving processes and infrastructure
Strong control focus and mindset
Desire to learn & improve processes
Detail orientated

O&t-equity Derivatives / Risk Team Lead Resume Examples & Samples

Drive the technical excellence of the team, identify areas for improvement and work practically to address weaknesses
Ensure that the team operates effectively within the global group such that strategic goals are achieved
Collaborate with the senior members of the Risk team globally to help deliver on the wider team objectives
Experience of managing teams, performance improvement, reviews, goal setting and appraisals
Prior experience working in technology in a derivatives business
Comfortable working with globally distributed teams
Expertise in C# and C++ in a Windows environment SQL/database knowledge

O&t-experienced GUI Developer for Equity Derivatives Resume Examples & Samples

Extensive experience in C#, WPF (or Winforms) building GUI applications
Experience in using third party UI controls (e.g. Infragistics, Syncfusion, DevExpress, etc.)
Able to quickly analyze issues and resolve them
Understanding multithreaded programming
Experience building high performance UI applications
Use of Automated testing/TDD and Agile principles for development
A problem solver capable of lateral thinking and a quick learning
Able to adapt and work across languages
Willing and able to take ownership and responsibility of the application domain
Understanding of pricing derivative products, statistical analysis methods

Equity Derivatives Manager / Team Leader Resume Examples & Samples

T0 P&L production, reconciliation to Product Control T1 P&L
Monitoring and resolving trade exceptions from the various system flows
Reviewing booking models and parameters which directly impact P&L
Solving complex problems and acting as an interface to the Business, I.T., Ops and BUC to ensure all client needs are met in an efficient manner
Working with BUC and MO to resolve issues that impact P&L, e.g. Stale curves, mis-marks, mis-bookings
Management and escalation of risk issues

Global Equity Derivatives PC-valuation Resume Examples & Samples

Working with the businesses and the new business product groups to evaluate and integrate new products and businesses into our financial environment in a controlled manner
Executing valuation governance processes in conjunction with Front Office and Strategic Risk Management Team
Monthly production of Independent Price Verification (IPV) results for the Corporate Derivatives, Emerging Market Derivatives and Fund Linked Products business areas, which will include P&L discussion with the Front Office and partnering other groups within Product Control
Operate a suite of controls around the IPV process, including IPV reporting, actively identifying risk areas and enhancing both controls & efficiency of the process
Support the valuation governance process by preparing & analysing materials for the regular valuation governance forums. This includes, but is not limited to, product valuation compliance reviews and valuation reserve methodology reviews
Contribution to the ongoing pre-trade approval process for the Fund Linked Products business. This process requires the Valuation Control group to partner with the Business Control group in order to conduct a pro-active Product Control assessment of a proposed new deal that has been identified as a new product or a material or unusual transaction
Partnership with other groups on specific valuation governance issues - in particular working with / consulting colleagues in Business Control, but also opportunity for working relationships with the Valuation Risk Group, Strategic Risk Management and the Front Office
Exposure to Independent Price Verification (IPV) controls
Self-motivated and able to work independently to meet deadlines
Communication skills to develop relationships with key clients and understand and address their issues
Strong control mindset
Product control functional experience
Derivative products knowledge
Accounting: Fair Value Measurement policies under US GAAP

Equity Derivatives Business Control Resume Examples & Samples

Accountability for accuracy of financial results
Balance Sheet Control & Analysis
Faciliatate and support new business initiatives
Manage relationship with Front Office Management Team
Monitor and influence the progress of Business Control against pre-defined success criteria
Comply with all internal policies and procedures in ccordance with the Governance framework
Take the lead in Equity Derivative on strategic change initiatives
Provide training, leadership and technical support to other team members and key clients
Managing a close relationship with both on-shore and off-shore Line Control teams (PC P&L production) to ensure that daily, weekly and monthly hand-offs are efficient and that there is no gap in PC’s overall control model
3 - 5 years of financial service, banking or accounting experience including exposure to Equity products
Detailed knowledge of accounting and valuation of complex structured equity trades and bespoke correlation trades
Degree level education with an overall mark at least 2.1
ACA qualification or likewise is advantagoues
Excellent verbal and written communication skills are a necessity

Equity Derivatives Product Control Resume Examples & Samples

Daily P&L Reporting, Flash to Actual analysis, Front-to-Back reconciliations, P&L Commentary, verification of manual adjustments, and Balance Sheet Attestation
Close interaction with the trading desk, Treasury, Middle Office/Ops, IT, Market Risk, Financial Reporting, Regulatory and IPV teams
P&L production including: FOBO reconciliations, Flash to Actual explanations and attribution analysis
Create a daily summary of funding charges, including day-over-day variance analysis
Interaction with Trading, Operations and Treasury to resolve booking, valuation and financial resource usage related issues
Understanding and motivation to resolve all manual adjustments
Closing of the firms books and records, including required manual journal entries and Balance Sheet substantiation
Reconciliation of monthly FO P&L to General ledger
Completion of various financial reporting schedules
FAS157 quarterly reporting
6-10 years of Equities focused Product Control experience
BS in Finance, Economics or Accounting
Ability to multitask in a fast paced, results oriented environment
Team player, proactive, self-starter, who can be dynamic and detailed oriented

Market Specialist Equity Derivatives Resume Examples & Samples

Owning relationships with and educating clients on unique Bloomberg solutions
Speaking at seminars and conferences
Furthering the knowledge of our sales force through internal training
Providing feedback to Bloomberg's Business Managers on product enhancements
Proven experience in the financial industry, with a broad knowledge of the equity Derivatives markets
Significant experience in the equity derivatives market
Deep Market Knowledge
Excellent communication and customer service skills with the ability to initiate, develop and maintain relationships with key clients
Fluency in a relevant Asian language is an advantage
Experience in sales, trading, analyst or research role is desirable

Equity Derivatives Product Controller Resume Examples & Samples

Work closely with Sales & Trading, Risk Management, Technology, Operations and other Controllers on a day-to-day basis to ensure accurate P&L reporting and analysis
Distribute P&L reporting to traders and business management on daily, weekly and monthly basis
Attribution of P&L as transactional, carry, or other market-based portfolio effects
Strong analytical and technical skills including Excel and PowerPoint

Equity Derivatives Resume Examples & Samples

Being an important partner to the Equity Derivatives business (located on the trading floor), that will work closely with the Trading business and COOs
Forecasting, Planning & Analysis, MIS reporting and Expense management
Involvement in analysis and management of financial resources for key areas impacting the Equities business, including RWA (Risk Weighted Average), Balance Sheet and Liquidity
US representative on regulatory issues including CCAR (Comprehensive Capital Analysis and Review), Volcker Rule, and IOSCO (International Organization of Securities Commissions) margining
Evaluation and involvement in new structured trades including consideration of returns, accounting and capital implications

Global Equity Derivatives, Executive Director Resume Examples & Samples

Project management of process improvement initiatives
Managing of the global equity derivatives agenda
Career development of all staff in the regional departments
Monitoring the performance of the teams through KRI analysis and escalating issues
Sign off of reconciliation breaks between Risk systems and firm books and records
Managing and engaging with the front to back teams to ensure that end to end derivative operations infrastructure is coordinated and functions well to support the business needs
Owning the NPA process for Equity Derivatives and working with the relevant BU sponsors to drive the development of the new products
Develop the Operational Risk infrastructure in conjunction with the internal stakeholders to eliminate process gaps and ensure a robust operational infrastructure exists
Opportunity to have extensive interaction with the Business Unit, Finance and other downstream Operations groups
Extensive Derivative product knowledge
Understanding of Settlement process and systems
Understanding of the market and industry initiatives and the strategic direction of the OTC market
Experience of Equity Derivatives
Ability to adapt existing skills in a new environment
Ability to manage large scale renovation and new business initiatives
Good communication/relationship building skills and strong organizational ability

Equity Derivatives Resume Examples & Samples

Commentary (P&L, clean P&L, price testing, inventory analysis)
Providing analysis and information in response to ad hoc requests from various areas throughout the firm (e.g., Front Office, Tax, and Regulatory
Assisting in Sarbanes Oxley testing and documentation
Providing testing support for various strategic system roll outs, as well as support for new business initiatives
1 - 2 years of financial service, banking or accounting experience

Market Specialist, Equity Derivatives Resume Examples & Samples

Formulating responses to queries from prospects, customers, salespeople and our Help Desk
Excellent negotiating and inter-personal skills, with the capacity to influence decisions and deliver results in a timely manner
Fluency in English and Mandarin essential

Equity Derivatives Quant Resume Examples & Samples

Designing algorithms for the automatic and statistical validation of market data from Bloomberg contributors, their aggregation into composite sources, and their use in the calibration of curves, volatility surfaces and cubes
Research and implementation of models for pricing exotic and hybrid equity instruments
Documenting and communicating these findings to internal and external clients as necessary
3-7 years of equity modeling and knowledge of market conventions experience
Hands-on implementation experience (C/C++ required, Python optional) and best practices in software development, including version control, unit and regression testing required
Strong knowledge of mathematical finance and of numerical techniques employed in derivatives pricing models
Strong team-player comfortable in a multi-developer environment with a facility for interacting with quants, IT groups and product managers
Ph.D in a technical discipline (mathematics, finance, physics, engineering or similar field) required

VP-equity Derivatives Technology Production Services Resume Examples & Samples

10+ years of experience in the IT industry
8+ years of IT experience in investment banking industry
5+ years Unix/ Scripting knowledge
5+ years SQL programming/debugging/tracing/tuning skill
5+ years working with 3rd generation/structured programming languages
3+ years MISYS SOPHIS platform experience
3+ years working with supporting any environment leveraging grid computing
Working knowledge and experience with middleware technologies including, Tibco EMS or RVD, MQSeries, and Solace
Equity Derivatives Financial product knowledge
ITIL proficient/experience with an understanding of driving incident and problem management
Familiarity with concepts behind TIBCO GridServer or IBM Symphony
Ability to debug / dig down to determine root cause analysis

Equity Derivatives Product Controller Resume Examples & Samples

6+ years of Equities-focused Product Control experience
Bachelor's Degree in Accounting, Economics, and Finance
Microsoft Office/Suite proficient (Excel, Access, etc.)
Fluency in VB

Equity Derivatives Product Controller Resume Examples & Samples

3-4 years of related product control experience
Excellent Analytical skills
Experience supporting an equity trading desk
Knowledge of the "greeks"

Cib-global Equities Equity Derivatives Structuring Analyst Resume Examples & Samples

Candidate must have good communication skills, commercial ability and solution driven
Candidate must have strong mathematical background, computer programming coding (preferably Python)
Good PowerPoint and Excel knowledge
Desirable - Relevant financial experience including understanding of derivatives and experience in tradable indices is preferable

Senior Manager Equity & Equity Derivatives Resume Examples & Samples

Assist the director by performing activities such as coordination and scheduling of work, resource forecasting, quality control, training, team coaching and guidance, research and problem resolution
Resolve discrepancies/ exceptions that deal with non-routine, complex situations, referred from other team members
Build productive relationships within the line of business (LOB) and other functions through responsiveness and support. Proactively work with others (i.e., on own team, shared service centre, other operational areas, or with the internal business partner and/or external customer) to ensure delivery of timely, quality and efficient fulfillment activities
Monitor service delivery performance, production processes and quality, providing reports to the director for the purpose of optimizing operational effectiveness
Team members
Governance areas such as Corporate Compliance and Legal to resolve sensitive customer issues and liaise with Corporate Compliance and Legal areas regarding regulatory changes

Operations Derivatives Equity Derivatives Client Management Team Analyst Slc Resume Examples & Samples

Cashflow validation: Settlements is made aware of any issues that may prevent a timely settlement like high-risk payments, incorrect/missing account set-up
Payment confirmation: Prior to instructing payments, Settlements ensures that cashflows have been pre-agreed with counterparty
Payment instruction: Before instructing any payments, Settlements ensures that payment instructions have been properly entered and approved by managers
Releasing payments: Ensure that payments are released from internal systems utilizing the established procedures
Break resolution: analysts will investigate any discrepancies or fails associated with payments, to ensure the timely resolution of any breaks in booking and settlement systems
At least 2 years of work experience in Operations or related field
At least 2 years of work experience in Finance or related field
Accuracy and attention to detail

Cib-equity Derivatives Group Platform Team-associate Resume Examples & Samples

Development of business cases to support new platform initiatives and driving approval from front office senior level sponsors
Working with risk and support functions to ensure business requirements are fully understood, allocate work and develop resource/project plans to cater for a smooth delivery of the initiative
Conduct due diligence to determine end to end deliverables that are required across all functional areas to support the new offering including identification and risk mitigation of any regulatory, legal, tax, etc issues or risks
Manage the approvals required to commence new business initiatives at JPMorgan (NBIA process including drafting and coordinating reviews of the NBI document)
Education to degree level
Self-directed, highly motivated, ability to work independently with minimal supervision
Attention to detail with logical thought process, superior time management and organizational skills
Excellent interpersonal skills with the ability to successfully engage and influence a broad range of individuals across various businesses, risk and support functions
Proven ability to work under pressure, manage and coordinate multiple streams of work simultaneously and effectively resolve issues and conflicts to ensure timely delivery
Proven, highly organized and disciplined project management skills and experience developed from handling the delivery of large scale projects to aggressive timeframes with deliveries from multiple groups and functions distributed across different geographic locations
Strong problem solving and analytical skills and the ability to identify and manage project related risks and issues
Background in the delivery of complex front to back trading/execution platforms (cash equities execution systems, prime brokerage and equity derivative systems) preferred
Able to demonstrate knowledge and appreciation of system architecture and technology capabilities from both a tactical and strategic viewpoint
Prior product knowledge in Equity Derivatives, Cash Equities, Prime Brokerage or similar products and/or detailed operational experience supporting the business preferred
Extensive experience working in financial institutions, preferably Investment Banks, mandatory

Operations Derivatives & Clearing Equity Derivatives Documentation Negotiation Team Associate Resume Examples & Samples

Negotiate Master Confirmation Agreements (MCAs) for Equity Derivative products (ISDA published and in- house MCAs, vanilla and structured templates) with counterparties
Liaise with Legal, Trading and Sales to agree documentation with Counterparties
Timely resolve mark-ups on outstanding trade confirmations
Resolving queries and exceptions where necessary, understanding the importance of effective escalation
Participate on Industry & ISDA working groups to establish standardized templates for new products
Partner with other teams, departments and management on strategic and ad hoc projects
Minimum of 3 years of experience in Operations, derivatives and/or legal documentation
Client focused and target driven
Flexible team player with an ability to work well under pressure
Effective problem solver and consensus builder
Driven, enthusiastic and dynamic in search of improving processes, controls & procedures
Understanding of ISDA Documentation structure
Previous negotiation or drafting experience, preferably within Equity Derivatives at a broker dealer
Understanding of regulatory timeframes and the impact on documentation issues
Advanced degree in business and/or law could be combined with years of experience

CIB Risk Market Risk Coverage Equity Derivatives Associate Resume Examples & Samples

Regular dialogue with the trading businesses with respect to risk appetite, risk limits and individual large and complex transactions
Liaising with groups involved in risk taking and measurement including Trading, Quantitative Research, Finance, and Structuring
Acting as a point person for analysis and validation of the risk sensitivities that measure the risks taken by the trading desks, liaising with the groups that produce the sensitivities including Risk Reporting, Product Control, technology, and Operations, as necessary
Assessing the appropriateness of the risk reward profile of new large or complex transactions
Understanding and communicating to senior management the full suite of risks that Equity Derivatives represent, including sensitivities such as delta, gamma, vega, skew, mu, borrow etc…
Understanding and analyzing changes in VaR and Stress Testing on the cumulative exposure run by the desks
Coordinating and prioritizing deliverables relating to VaR & Stress enhancements with colleagues in VaR methodology, quantitative research, model review and technology
Liaising with technologists in the business and Risk around strategic and tactical initiatives
A working knowledge of equity derivatives is required. Equity Derivatives markets experience is preferred
Risk management experience is preferred. Knowledge of VaR and Stress testing methodologies is a plus
Strong analytical & quantitative skills are required
Strong project management skills, ability to gain consensus among staff and drive initiatives to completion effectively is critical
An ability to multi-task, work well under pressure with tight deadlines, and work independently is critical
Proficiency in Excel is required. Knowledge of VBA and Access is preferred
Bachelor's degree required. Advanced degree preferred

Senior Administrative Assistant Equity Derivatives Resume Examples & Samples

Day-to-day management of the Executive's schedule by establishing and coordinating calendars, scheduling appointments, receiving/ screening/ referring incoming calls and greeting visitors
Preparing and submitting Executive’s and departmental related expenses
Organizes meetings by assessing and seeking out the most appropriate venue based on size/ type and attendees; arranges for equipment and materials for meetings as appropriate; oversees arrangements, ensuring smooth execution, tracks responses of meeting attendees, following up as appropriate; books travel arrangements, ensuring all requirements are met
Assists Executive in his/her duties as applicable for Committees which they participate with or Chair
The incumbent must have excellent organizational skills, attention to detail, be self-motivated and able to establish priorities
He/she should possess the ability to work with others under a self-managed team structure. Flexibility in order to adapt to a constantly changing environment, is desired
Advanced knowledge of Microsoft Office applications as well Outlook
Must possess the ability to maintain confidentiality of highly sensitive material
Ability to work with minimal direction, and be proactive with anticipating needs

Structured Equity Derivatives Confirmation Analyst Resume Examples & Samples

1+ year of experience in Capital Markets Operations
Bachelor's Degree in related field
Understanding of Market / Counterparty / Credit and Operational Risk
Good understanding of ISDA Derivatives Definitions

Equity Derivatives Resume Examples & Samples

Provide strong support to senior Sales in pricing, structuring, originating and executing customized deals
Synthesize relevant market information and generate structured trade ideas based off market conditions for calendar offerings
Manage deal flow, from launch to trade
Make a secondary market for the notes we issued
Work closely with Structuring, Trading, Legal and Tax on deal origination and on new structures

Equity Derivatives Business Controller Resume Examples & Samples

Understanding and calculation of trading provisions and their movements
Accounting disclosure and reporting as required under various GAAP
Project experience, lead from Product Control (PC) perspective for infrastructure set up and discussion

Business Control, Equity Derivatives Resume Examples & Samples

Validate Daily P&L calculated by Line Control through risk based explained techniques and new trade analysis
Produce Weekly P&L and Monthly P&L cut by MIS and legal entity
Undertake SOX compliance reviews
Balance Sheet Analysis
Monthly Balance Sheet Review & Inventory analysis
Analytical Review of month on month trends and cross referencing with market and business knowledge
A successful candidate will obtain experience in Equity Derivatives, Convertible bonds, Fund linked products and Systematic Market making
ACA qualification or likewise is advantageous

Equity Derivatives Marketing Assistant Resume Examples & Samples

Trade booking (OTC Derivatives & Securitized Derivatives) for the Tokyo Marketers
Ensuring documentation (Term sheet, Final Terms) are correct with booking
Producing of the MIS reports for senior management
Preparing regulatory reports
Driving and implementing process improvement related initiatives
Middle Office experience within a Fixed Income or Equities (Cash or Derivatives) is a must
A solid understand of trade processing and its intricacies
An ability to respond and resolve external clients issues

Equity Derivatives Analyst Institutional Securities Group Resume Examples & Samples

Management of the Corporate Action process for equity swap products and their related hedges
Legal and Compliance Issues
Management Reporting
Good problem solving skills

Business Control, Equity Derivatives Resume Examples & Samples

Validate Daily Profit & Loss calculated by Line Control through risk based explained techniques and new trade analysis
Produce Weekly Profit & Loss and Monthly Profit & Loss cut by MIS and legal entity
Support New Business initiatives ensuring caps and caveats are adhered to
Acquire a detailed understanding of all significant new deals and their associated risks
Challenge valuation and accounting methodologies, operational risk and the overall impact on the bank
Monitor progress of Business Control against pre-defined success criteria
Comply with all internal policies and procedures in accordance with the Governance framework
Identify opportunities to develop & streamline analytical activities and to improve controls
Participate in strategic change initiatives initiated by the FO, such as the implementation of a single strategic risk management system
Set Business Requirements and perform Systems/User Acceptance testing
Develop and maintain a working relationship with key stakeholders and clients such as other enabling functions within Product Control, Middle office, Front office, Financial Accounting & Regulatory reporting

Equity Derivatives Business Control Resume Examples & Samples

Analysis of “Daily P&L” results as evidenced in GPL - the global P&L reporting system
Providing supporting evidence using risk based, market based or attribution based analysis
Producing or review commentary on significant P&L events and market movement
Identification and comments of material trading activities
Independent price testing and assessment of valuation uncertainty
Project experience, lead from PC perspective for infrastruture set up and discussion

Equity Derivatives Analyst Resume Examples & Samples

To provide support to the various Trading Desks of the business in EMEA, as the Middle Office function is built-out
Act as the primary point of contact for formal reconciliations and controls across the business area, covering a suite of circa 50 controls
Designing and performing ad hoc controls in response to desk requirements
Ensuring controls and procedures are up to date and adhered to, and streamlining existing processes for increased control and maximum efficiency
Identification and calculation of lifecyle events (from simple Knock-In / Knock-Out to complex Dynamic baskets), working closely to oversight our offshore-based flow exotics calculation team
Identification and calculation of the effect of Corporate Actions across a wide-range of product types within the Equity Derivatives space

Equity Derivatives Analyst Resume Examples & Samples

Conduct primary research to facilitate investment decisions
Maintain existing risk models and implement productivity enhancements
Assist in the development of new investment products
Prepare and maintain documentation, presentations, and performance reports
Bachelors or Masters in one of the following fields: Mathematics, Statistics, Economics, Finance, Engineering, Physics, Financial Engineering or other suitable quantitative field
Minimum 3 years experience in finance industry
Experience in derivatives, financial engineering and quantitative strategies preferred
Programming skills in Matlab, R, VBA, and advanced Excel preferred

VP-equity Derivatives Product Control Resume Examples & Samples

Control oversight for individual business line including the enhancement and standardization of controls, this will include engagement with the Global businesses and its various support hubs
Focus on strategic process redesign/improvement, including alignment and integration of upstream processes. Setting out change requirements and working with CTB teams to implement
Oversight of new business planning and facilitation, working with business and all involved stakeholder groups to assess impact and resource requirements
Face off with business and all key organizational stakeholders, serving as a key relationship point
Develop proposals and supports delivery of initiatives, in collaboration with clients and colleagues, for new implementation projects. Provides support and guidance to ensure effective implementation and client satisfaction
Develop, foster and maintain strong, productive working relationships with external clients and internal clients across both RTB and CTB functions. Build and maintains a good understanding of the client's business strategy and current issues to inform the development of product/service implementation strategies that will meet client needs, competition considerations and the Bank's strategic direction. Collaborate with colleagues to support delivery of products to achieve positive outcomes for the Bank and its clients
Represent the 'Voice of the Customer' (VOC) within the Division as it relates to the Products for which they are responsible, conveying the key drivers and issues that impact client groups. Provide support for new business initiatives, new market opportunities, new client groups, new business and vendor initiatives and any regulatory changes

Equity Derivatives Documentation Resume Examples & Samples

Negotiation
Policy. Contribute to and follow policies in the Equity, Legal, Compliance, Corporate Treasury, Operations and Credit departments. Help educate clients, business unit and support staff about these policies and how they impact relationships and transactions
Technology. Proactively learn about, use and help develop system tools
Files/Records. Keep organized client and other files, negotiation notes and other materials

Equity Derivatives & Hybrids Quant Modeller Resume Examples & Samples

Prototyping / R&D for new models, the extension or improvement of existing models in order to price and hedge derivatives
Calibration (parameterization) of models to the existing liquid market prices (optimisation and numerical methodologies)
Tackle the techniques to implement the models (simulation, finite difference, semi-analytical methods,… )
Provide analysis and tools for risk hedging
Follow-up, maintain, back-test existing models applied to real-life positions in conjunction with trading
All issues related to the development and integration of models into the existing model libraries framework and the Front-Office systems

Equity Derivatives Quant Analyst Resume Examples & Samples

The candidate will work closely with quants, traders and developers with the following responsibilities
Develop metrics and analytics reports to measure system and economic performance
Drive improvements in the trading algorithms and system
Generate and execute ideas to improve business performance
Contribute to advanced analytics infrastructure and tools
Strong skills in mathematical/statistical analysis and modelling
Good technology skills with a proven track record of producing production-quality code
Strong interpersonal and communication skills (verbal and written)
Applicable licenses: Series 7, 63
A BS, MS or PhD degree from a top tier academic institution in a quantitative or technical field

Equity Derivatives Resume Examples & Samples

Commentary (PnL, clean PnL, price testing, inventory analysis)
4 - 8 years of financial service, banking or accounting experience
PC skills including Excel, Access, Peoplesoft Financials, and Essbase as well as comfort with manipulation and presentation of financial data Team player, proactive, self-starter, who can be dynamic and implement process changes

Equity Derivatives Rotation Programme Resume Examples & Samples

With over CAD115bn Market Capitalisation, RBC is one of the largest investment banks in the world
You will be part of one of fastest growing Equity Derivatives Businesses in APAC
The team is located in HK and consist of a seasoned team that provides Equity Derivatives Solutions to APAC clients (Institutional Investors, Insurance Companies, Private Banks, Family offices)
The role will be specifically dedicated to the coverage of daily interactions with clients, trading, structuring, and various support functions
Price flow and exotic options (e.g. basket options, barrier options, fund linked options etc.)
Produce market commentaries (products traded, update on the key market parameters : Volatility, dividends, rates)
Draft trade marketing materials based on London structuring input
Develop Excel / VBA based tools in order to automate recurrent tasks
Production of trade ideas (thematic ideas, market timing ideas)
Draft trade documentations (termsheets and other marketing materials)
Make use of the quant library and implement new additions
The successful candidate must be able to commence work immediately
Only applications from local candidates with a permanent HKID card accepted

CIB Equity Derivatives Structuring Analyst Resume Examples & Samples

Experience in pricing tailored made payoff for Retail and Institutional clients
Understanding of option theory and pricing tools
Ability to multi-task, work under pressure and deliver under tight deadlines
Lateral thinker, tenacious, commitment to getting things done and detail focused
Ability to form constructive professional relationships with a wide variety of colleagues
Strong analytical skills and ability to challenge concepts/proposals/results
Ability to develop Monte Carlo Simulation tools to analyze customized complex financial products

Global Equity Derivatives Resume Examples & Samples

Responsible for the GED Trade Capture end to end QA team that performs QA and regression testing of front to back change from pre trade negotiation, order management, trade capture and lifecycle management through to feeds to risk management and settlement
Creation of QA test packs for end to end test cycles
Maintenance of QA regression test packs
Creation and maintenance of end to end QA testing schedules and environments
Creation of comprehensive automated test scenarios used to automate integration testing of the strategic trade repository and lifecycle management system, including interfaces to up / down-stream systems
This person will work hand-in-hand with the GED Trade Capture "Product Engineering" leads - aligned to trade representation and event management
Expectation is that this person would be managing a team that is almost exclusively offshore

Equity Derivatives Coo-managing Director Resume Examples & Samples

Working with management, to develop, execute and communicate the business strategy for Equity Derivatives
Oversee business planning, including running the annual budgeting process and tracking progress against objectives
Centralise all regulatory projects relevant to equity derivatives (or the elements of which are relevant to equity derivatives) working with the core Equity COO team
Monitor, track and review non-comp expenses, headcount, capital and other resources
Monitoring of key operational issues for equity derivatives and communicating them to senior management
In-depth knowledge of equity derivative products
Demonstrated project management and execution experience
Rigorous analytical / problem solving skills
Excellent communication skills, verbal and presentations
Good organisation skills
Confident, self-starter, assertive and energetic

Equity Derivatives IT Business Manager Resume Examples & Samples

Extensive focus on quality and commercial benefits
Programme management – provide oversight and guidance on complex projects of high importance
Financial management – development of annual budget submissions and preparation of monthly reports
Workforce planning – management of hiring plans and recruitment activities, including third-party contracts
Act as “trusted advisor” to Department Head
Some direct people management may be required

Equity Derivatives Technology Resume Examples & Samples

Business analyst owning the derivatives regulatory agenda for APAC Equity Derivatives
Work with business management, middle office, technology and other subject matter experts
Gather business requirements, perform detailed analysis, and produce associated functional specifications
Provide regular updates to senior management in technology, middle office & front office
Participation in large-scale "highly-visible" SIT/UAT testing cycles managing technology and business stakeholders
Training of relevant teams prior to go-live of new business processes/products, functionality or applications
Produce implementation approach, timelines, go-live strategy
Go-live support, investigation of issues
Strong background of understanding end to end lifecycle of financial products (Equity derivatives or other derivatives) including: pricing, risk management, trade capture, confirmations, legal entity flows, accounting and regulatory requirements
Ability to clearly define and articulate business requirements
Excellent written, verbal and presentation communication skills
Confidence in communicating internally at all levels; candidate will be dealing with front office, middle office and technology teams on a daily basis who are both business and technically sophisticated
Experience of a project life-cycle, including breaking requirements down into technical deliverables and estimating the work required
Experience in working with technology development teams during build and implementation phases of requirements
Experience in writing UAT Test Plans and/or Test Scripts, together with managing the user testing phase of projects
P&L and risk management understanding an advantage
Hands-on technical skills
Experience and/or willing to be involved in the technical detail of projects and systems (Sybase, Java, Python, XML, FIX) both in terms of analysis, modelling and problem solving. Hands-on technical ability will be a key differentiator

Equity Derivatives Controller Resume Examples & Samples

Review impact assessment of key controls and deliverables from relevant functions across the firm. Challenge and escalate material control exceptions and trends
Perform P&L and Balance Sheet analytical reviews to provide assurance of the financials based on the business understanding
Provide monthly sign-off on financials and quarterly sign-off on disclosures, at business and entity dimensions
Be the Subject Matter Expert (SME) contact for intra Group Finance and a diverse range of stakeholders across multiple business nodes
Understanding of Capital, RWA and LRDs to provide quality value added advisory service to business
Accountable for Front to back governance. Identify design and operating gaps to provide expertise into tactical and strategic controls remediation for sustainable performance
Represent Finance in cross-functional governance forums covering various Business and Regional dimensions
Provide support to New Business Initiatives ensuring proper governance within the accounting requirements framework
Bachelor Degree or above, preferably with CPA or CFA qualification
Strong equities derivatives product knowledge preferred
More than 5 years' work experience in Investment Banking
Able to handle key internal clients and stakeholders at various status levels
Can work independently and have solid problem analytical skills

Equity Derivatives Product Control Analyst Resume Examples & Samples

Perform Profit and Loss Analysis for Equity Derivative trading desks; products include; Equity options, barriers, variance swaps, equity linked notes, Margin Loans, Cliquets, basket options, Convertible Bonds, Stocks
Enhance current controls, implement system enhancements and work with other areas in Finance to ensure best in class systems and processes
Analyze the balance sheet and income statement; ensure the books are closed correctly and accurately
Participate in discussions with internal and external auditors/regulators
Minimum of 3+ years related experience required, experience supporting Equity trading desk preferred
Excellent interpersonal and communication skills, both verbal and written required

Global Equity Derivatives Resume Examples & Samples

Responsible for designing, developing, and implementing software solutions from small components, to entire applications, to owning the development of software solutions spanning multiple complex systems. Software Engineers will adhere to the established lifecycle methodology and practices, in accordance to project plans while carrying out their responsibilities
Responsible for delivering automated repeatable build & deployment tools for all environments (including prod)
Developing software components as defined by SDLC
Performing unit and integration tests of software components for integration into larger subsystems, in accordance with the project's adopted standards
Documenting code und produces defined work products
Applying standards, methods, techniques, templates as defined by SDLC (code repository handling, code inspection, penetration-avoidance, etc.) and uses tools approved by CTO
As a special characteristics of a Support Developer, supporting SWCM in problem solving (3rd level support) that means resolving high-priority defects and deploying fixes to production systems
Coaching colleagues in more junior roles
Ensuring that produced code/ system/ service is secure, with good performance, stable, operational and consistent before handover to SWCM
Delivering working results on timely basis and for regularly reporting to SWCM / PM as agreed on
Testing unit and integration of components
Managing versions of software artifacts
Embed Risk Awareness by designing and operating an effective control environment, proactively identifying and raising control deficiencies and driving diligent and sustainable risk remediation
Hands-on commercial experience designing & developing professional java and C# based applications
J2EE technologies: including JSP, Java Servlets, JDBC (esp. Oracle)
Web client technologies: HTML, DHTML/StyleSheets & JavaScript
Web application design (incl. Model/View/Controller)
Document rendering software: Thunderhead
Unix, Linux including scripting
Database technologies: Oracle
Data Modeling/Database Design experience

Global Equity Derivatives Resume Examples & Samples

Ensuring compliance with the full range of Project / Program administration processes, policies and procedures
Managing and manipulating large amounts of data using advanced features of Microsoft Excel
Preparing and publishing financial forecasts required as a part of project and program control
Providing high quality communication about the status of deliveries both within IT and outside of IT to stakeholders, business units, etc

Equity Derivatives Operations Analyst Resume Examples & Samples

Trade and Issue Date controls on product set-up and trade booking
Lifecycle cash flow management via DRP (deal related payment)
Support of Flow OTC business and manage internal swapswire flow
Interacting with other internal support areas such as Finance, Treasury, Settlements and Legal

Global Equity Derivatives Resume Examples & Samples

Part of the GED functional QA team that performs functional QA and regression testing embedded within sprint teams
Agreement of success criteria for functional change
Creation and maintenance of QA functional test packs
Validation of delivered software and automated tests
This person will work hand-in-hand with the GED "Software Engineering" leads - aligned to trade representation, risk management and event management
Proven ability to work within and manage a structured Quality Assurance program across a globally-distributed team
Creative thinker who can devise approaches to schedule end to end QA test cycles across teams and environments including the automation of integration testing
QA leadership, capable of influencing other technologists on best practices, processes and tools
Strong functional analysis skills, with experience of front-to-back trade lifecycle processes
Experience running QA teams that test software applications rapidly to support evolving business areas
Strong attention to detail with good analytical skills
Pragmatic, “can do” attitude

Global Equity Derivatives Business Manager Resume Examples & Samples

Being the primary point of contact for that business line with a deep understanding of the business (e.g. products, front to back flows, revenues, costs, personnel, strategic plan, initiatives)
Identifying risk mitigating and efficiency opportunities in the day to day activity and ensuring that any solutions are implemented consistently on a global GED wide basis,
Supporting key governance forums as relevant to the business / region
Operating independently, acting as a self-starter and problem solver
Delivering against milestones on a timely basis and to a high standard without management intervention
Analysing large quantities of data and being able to identify key conclusions (strong Excel)
Networking and influencing across the front to back organisation to deliver key business objectives
A product background in (Equity) derivatives is essential
Assurance of client information integrity and confidentiality in scope of project(s)

Equity Derivatives Product Control AVP Resume Examples & Samples

Degree or equivalent
Either a Qualified accountant - ACA, CPA, CIMA or equivalent or
Financial services audit background and/or equivalent
Numerical degree or equivalent
Experience of working against tight deadlines in a pressurised environment
Experience of dealing with demanding clients
Good experience of working with excel & some Access DB

Equity Derivatives Product Control Resume Examples & Samples

Production of a comprehensive daily trading P&L and balance sheet
Execution of regular independent price verification
Ensuring that the appropriate accounting principles are applied
Partnering with the Front Office and other support groups in facilitating new products and initiatives and developing and reporting management accounting information to the business
Covering a range of investment products inclusive of

Equity Derivatives Business Control Resume Examples & Samples

Business Control function in all testing and migration phases to the broader LEP program
Analyzing test results to ensure the business requirements are met
Identify, escalate and assist in resolving issues both before and after migration
Accounting disclosure and reporting as required under various GAAPP

Equity Derivatives Technology Resume Examples & Samples

Work with subject matter experts to ensure that the solution meets business needs
Build a stable, efficient, scalable cloud based solution which will be deployed globally
Senior Associate/VP level
Very pro-active , delivery focus , strong experience on Agile programming
Strong OO design skills with good knowledge of object modelling and design patterns
Keen to understand and solve business related problems
Relational database experience; ideally Sybase/SQL
Ability to solve complex problems and a proven track record of high performance and delivery

Associate Equity Derivatives Retrievals Resume Examples & Samples

Experience in either a Disaster Recovery or technology Business Continuity role or participating in related activities
Experience leading and contributing to Technology project management
Awareness of industry best practices for Technology DR planning and BCP recovery experience
Excellent Communication skills (verbal and written) with the ability to convey complex technical strategies and plans to a wide audience from technician to senior business and IT management
Strong relationship-building and influencing skills with the ability to be a team player operating with tact and diplomacy
The ability to remain professional under unexpected circumstances and time critical pressure
Strong familiarity with Microsoft Office tools (Word, Excel, PowerPoint, SharePoint, etc.)

Equity Derivatives Technology Resume Examples & Samples

Hands on / Business analyst working on the Pyramid derivatives platform
Work with operations, front office / technology and other teams (legal, compliance) to define the requirements and solutions necessary to address industry / regulatory changes / new business demands
Provide regular updates to management in technology, middle office & front office
Participation in large-scale “highly-visible” SIT/UAT testing cycles managing technology and business stakeholders
Experience and/or willing to be involved in the technical detail of projects and systems (Sybase, Java, XML, FIX) both in terms of analysis, modelling and problem solving
Hands-on technical ability will be a key differentiator
Understanding /experience of challenges facing investment banking in emerging markets

Equity Derivatives Developer Resume Examples & Samples

Maintain a strong focus on quality
Remain open and alert to new technology opportunities
Experience developing software
Excellent problem solving and analytical skills in a high-pressure environment
An open mind and the ability to learn, teach and adapt quickly
Knowledge or experience of agile development (e.g. XP, SCRUM, Kanban…)
Experience developing and testing using an Object Oriented language (e.g. Java, C#, C++, Groovy, Ruby, Scala..)
Experience developing and testing using JavaScript and HTML5
The ability to develop intuitive and attractive user interfaces which improve user experience
Strong client relationship skills with a strong customer service-oriented attitude
A passion for technology outside the work environment

Manager Equity Derivatives Resume Examples & Samples

Production or coordination of staff to ensure established process flows are completed to produce and report daily P&L. Confirmation of P&L integrity/ validation through risk based attribution. Reconciliation of daily P&L to FO expectations with corresponding P&L explanatory to ensure P&L Sign-off by the Front Office. Coordination and resolution of P&L breaks between FO and Product Control through collaborative dialogue
Ensuring daily reported P&L is reconciled to the Bank’s General Ledger and associated source system sub ledgers. Adoption of a proactive approach to ensure breaks are escalated and resolved on a timely basis as required by established work-flows. Ensuring balance sheet accounts are substantiated and that all accounting issues are resolved on a timely basis. Orchestrate and complete the Month-End Close Sign-off and MIS Package
Strong understanding of risk analytics to develop and implement infrastructure processes aimed at effectively capturing and reflecting risk profile of business
Accountable for providing P&L related supporting information to trading desk, Risk Management and Finance including full decomposition of P&L by risk factors to ensure business partners have a clear understanding of the underlying drivers of the P&L
Confirm and reconcile closing market risk positions Source system to traders estimate. This will require strong understanding of risk analytics to develop and implement infrastructure processes aimed at effectively capturing and reflecting risk profile of the business
Production, Review and Analysis of IPV, Reserves and Fair Value Adjustments as may be required in agreement with Risk Management and as required by Bank Guidelines. The coordination and timely resolution of Issues with the Front and Back Offices, and Risk Management

Global Markets, Equity Derivatives Resume Examples & Samples

Contribute to overall front to back integration of analytics, processes and components necessary for conduct of a stable and viable derivatives business
Analyze, quantify and optimize performance of the execution processes surrounding instruments employed in risk management of derivatives positions
Design and coordinate deployment of analytics, processes and infrastructure for market making and replication of algorithmic strategies and related products
Coordinate deployment of analytical solutions for integration of regulatory and control requirements into risk management practice on the desk

Equity Derivatives FO Developer Lead Resume Examples & Samples

A technically strong person who can help design and develop highly scalable, adaptable and efficient software solutions while taking into account prevailing constraints and the future strategic direction of CS IT
Working closely with the global Program manager, Delivery Managers in clearly understanding and helping in delivering their requirements
A process oriented person who will foster best practice across all projects and closely monitor solution delivery
Having good functional knowledge of different financial asset classes and its trading across the globe
A team-player who works closely with his peers in the Market Connectivity to define and implement the strategic initiatives

Avp-equity Derivatives Product Control Resume Examples & Samples

Working within the structured products team
Stable PC team based onshore in HK, with no major plans to offshore like the majority of the market
Very good culture and team dynamic. The team have a nice family feel and the culture is something that all previous incumbents credit to the role
More than 5 years of relevant experience working within the Product Control space
Experience of leading/managing a team within the Product Control function
Previous experience of daily P&L production, incl. running P&L attribution
Understanding, validating & commenting on daily P&L in a challenging and high growth environment
Assist and support the many different strategic project initiatives underway
Interaction on a daily basis with the various project stakeholders
Understanding & ensuring the integrity of the business processes & systems
Perform monthly reconciliation of P&L to the general ledger (SAP)
Perform production of weekly and monthly MIS for Senior Management
Preparation of Monthly Balance Sheet substantiation packs
Initiating & driving process and control improvement

Equity Derivatives Treasury Strategist Resume Examples & Samples

1) 2 to 5 years of experience in a similar role in the industry is required
2) Phd/Master's degree in Statistics, Finance, Mathematics and Physics with a strong interest in using computer science methods and algorithms to apply in financial markets
3) Strong math background with interest in machine learning, data mining, and ideally having some academic experience working with estimation methods and manipulation of large data sets
4) Strong programming skills. At minimum, this position requires programming in Java
5) Strong communication and collaboration skills are necessary

Equity Derivatives Brm-avp Resume Examples & Samples

Control Oversight, Enhancement, and Development
Supporting the Exotic Derivatives desk with any P&L or Risk issues
Experience with Derivative products (including Attribution) is required
Provide input in the design and implementation of new Strategic Valuation, Risk, and P&L platforms
Produce documentation and training materials for new P&L controllers in order to promote understanding and best practice of the new systems and processes being implemented
Interaction with the Front Office and Market Risk teams to investigate and resolve P&L, Risk and attribution issues, and collaborate on strategic projects
Regulatory development, enhancement, testing and reporting
Strong computer skills (Microsoft office, Specifically Access)
Knowledge of the securities industry, including by not limited to Equity products
Product Controlling accounting and system flows
Accountancy qualification or experience of month end preparation
Financial Services Product Controlling – Equities required
Financial Controlling – Other products preferred
Public Accounting experience preferred

Equity Derivatives Group Resume Examples & Samples

Good numeric and analytical skills; good attention to detail
Creative problem solving capability
Equities Derivatives experience in a global financial institution, preferably in a mix of business and technical capacities
Knowledge of VBA a plus

Equity Derivatives Technology Resume Examples & Samples

Work directly with the business and other technology teams to articulate new technology requirements and solve business problems
Work closely with other technology teams to ensure that required changes are made in other systems
Ensure technology solutions meet business and client requirements, that they are robust and supportable
Where appropriate, define the development plan and milestones, and ensure delivery is in line with initial plan and strategy
Perform unit and integration testing to ensure the highest quality delivered solutions
Document release procedures and support notes for your deliverables
Provide support for any issues encountered by business users in the daily usage of the application
Extensive experience in C#
Solid understanding of patterns, development methodologies and other technical design standards
Disciplined approach to code management and automated build, testing and deployment practices
Experience of a project life-cycle, breaking requirements down into technical deliverables and estimating work required
Experience of application development leveraging C#/Excel integration
Experience of working in financial services, in a front-office environment
Experience of multi-threading
Experience with WPF

Senior Analyst Equity Derivatives Resume Examples & Samples

Manage the production, investigation, and resolution of different reconciliation reports (FOFO, FOBO, external, intersystem)
Analysis of trade discrepancies within reconciliations and assign breaks to relevant Middle Office teams according to required SLA’s
Liaise / escalate with FO, MO, and Settlements teams to resolve trade breaks
Follow up with external brokers for settlement and trade breaks
Ensure trade bookings are correct and rectify discrepancies on same day
Identify and escalate control gaps
Implement control agenda
Involve in broker account opening process and follow up with broker to obtain relevant documents
Ensure all reconciliations are produced correctly and in a timely manner while managing this in a relatively manual infrastructure environment
Ensure all breaks / discrepancies are identified in a timely manner
Working with other middle office colleagues to resolve trade mismatch and discrepancies
Risk and Control Objective: Ensure that all activities and duties are carried out in full compliance with regulatory requirements, Barclays Operational Risk Framework and internal Barclays Policies and Standards
Degree level or appropriate industry qualifications with at least 2+ years within a similar / comparable banking environment. Business / Mathematical or Engineering degree preferred to understand complex derivative products, analyse technical aspects of reconciliations and work with technology to design and test new reconciliations

Technical Lead-global Equity Derivatives Risk Resume Examples & Samples

Experience in a team lead/people management role
Experience in project planning, project management & delivery of complex projects
Extensive experience in commercial Java server side development, deployment and maintenance
Extensive experience with Linux deployments
Disciplined approach to code management, testing and deployment practices
Experience with high performance & high throughput systems
Experience of the full software development lifecycle, breaking requirements down into technical deliverables and following through to delivery
Experience with Cassandra & other Big Data technologies
Experience with Kafka, Spark, ElasticSearch, LogStash
Experience with Python, Scala, Maven, Jenkins, RESTful web services
Experience of working in financial services

Cib-equity Derivatives Group Resume Examples & Samples

Motivated, self-starter and results driven
Ability to work under pressure, prioritizing workloads in a multi-client environment where demand exceeds supply
Understanding of front to back business processes in Securitized derivative products preferable
Proficiency in Word, Excel, Bloomberg necessary

Global Equity Derivatives & Listed Derivatives SME Resume Examples & Samples

Provide RTB expertise for complex issue resolution (that may not be covered in training manuals)
Responsible for delivering training, as part of the career path development of staff, this will include imparting training , drafting and reviewing training materials, where applicable working with external vendors
Take RTB ownership for the implementation of major platform enhancements and technological changes, providing input into BRDs, reviewing test cases for UAT etc. This includes but is not limited to working with Business Analysts to provide input from a technical perspective on infrastructure enhancements for GED products as well as improvements to process flows
Work with the On-Shore management to help drive any process enhancements across all CB&S infrastructures
Periodical review of front to back flows, to ensure any enhancement opportunities are pursued
Ensure that we have key drivers and indicators across the Support function so that performance can be measured. Implement predictive measures to manage the operational risk effectively

Global Equity Derivatives Dev Strats Resume Examples & Samples

Developing and maintaining tools for pricing, calibration, market analysis, back testing, booking and workflow automation
Acting as an expert-level Excel developer
Maintaining a familiarity with the practical applications of Excel for derivatives pricing, by making use of the in-house developed analytical libraries and other Application Programming Interfaces (API’s) to obtain market and position data
Making use of Python for the development of portfolio and scenario analysis, back testing, pricing workflows and market data calibration components
Balancing timely deliveries with the proper review, control and sign off processes
Interacting extensively with the Trading Desk, Sales, structuring and middle office

Global Markets GTO Americas Head of Equity Derivatives Operations Resume Examples & Samples

Drives the implementation of innovative business change solutions, including Product and Division-wide initiatives. Plays an active role in new product/service development, process and performance improvements initiatives to deliver industrialized solutions and client optionality
Escalation/Face off with the Equity Derivatives Sales and Trading Desk for all Operational matters, front to back
Stakeholder management including interactions with all key stakeholders of Equity Derivative Operations, both within the region and across the product to facilitate continuous process improvements and strategic projects relating to complex transactions
Work in direct partnership with the regional and product teams to drive and help identify opportunities to achieve adherence to allocated budget and head count targets for Equity Operations
Manage a large, diverse team spanning New York and Jacksonville. A key objective will be to drive and develop the people agenda for the region including talent management, succession planning, mobility and spans of control
Implement and improve the management and supervisory framework for Equity Derivative Operations in the Americas to ensure standardisation and co-ordination across the Regional and Product
Provide support, expertise, and sign off on all new business/product approvals for the product/region
Attend, manage, and actively participate in all current and upcoming market initiatives to ensure compliance and adherence to regulatory change
Guide and facilitate organisational change in terms of productivity, resourcing, and cost reduction
Oversight of the control environment and monitoring of Key Risk Indicators, in partnership with the offshore teams in order to provide the Business with an effective and efficient support model. Participate and manage audit and control reviews
Collate and review MIS and present back to the Business, as well as regional and product manager
Work closely with offshore teams to develop and implement actions to ensure stability, continuity and enhanced performance. Identify issues, map ideas around issue resolution and drivers of proposed solutions
Liaise with our GT partners, clients, function analysts and developers as appropriate to ensure solution design and implementation is in line with the business requirements

Business Control, Equity Derivatives Resume Examples & Samples

Ensuring complete, accurate and timely P&L, Balance Sheets and analysis
The provision of reliable and meaningful financial information to the business managers, external stakeholders and other relevant internal constituents
Executing controls to detect unauthorized trading or unusual activity and escalate in a timely manner to senior management

Equity Derivatives Hybrids Trader Resume Examples & Samples

Pricing of client requests for Exotic Hybrid and Equity derivative products
Executing Exotic Hybrid and Equity derivative trades and hedging of associated positions
Monitoring risk reports and the generation of trading strategies
Supporting Senior Traders with Risk Management
Interfacing with different divisions of the Bank to deal with any operational or infrastructure issues for the desk

Equity Derivatives Rapid Solutions Lead Developer Resume Examples & Samples

Work with Application Aligned Developers and support to ensure trader reported issues are resolved in a timely manner
Maintain tools utilized by the desk to manage market data and trade capture
Critically analyze new and existing technology stack components and provide feedback to Application aligned developers on how to improve the trader experience
Advise quant teams on application development questions
Work with quant teams to understand model implementations as pertains to the trade capture and indicative pricing process
Mentor junior staff in problem solving and business knowledge
Expert knowledge of Excel and VBA programming
7-10+ years’ experience with a C Style language (Preferably C#, but C++ is also acceptable)
Expert knowledge of python scripting, some experience with VBScript or PowerShell is a plus
Good understanding of Equity Derivatives products and strategies
Self-motivated and able to provide constructive feedback as a power user of an application
Senior contributor who could work closely with senior business partners
Engineering degree preferred

Equity Derivatives Resume Examples & Samples

Acquiring new clients; be able to draw on or build a solid network of contacts or clients in the market; work closely with internal and external stakeholders
Sales of corporate and structured derivative solutions; effectively working to meet, if not exceed sales targets
Market reporting and keeping abreast of competitor products and pricing
Developing the client acquisition and retention strategy for the business
Understanding and applying Macquarie' s Operational Risk framework and Internal Approval Processes; able to identify business risks and how these can/ need to be mitigated
Preparing deal documentation, executing term sheets and understand corporate structures and entities
Demonstrate willingness to strategise, help others and impart knowledge

Global Equity Derivatives Resume Examples & Samples

Continue with the strategic realignment of functions for the Global Equity Derivative business globally across the GTO Service and Technology Centers in order to optimize model
Work closely with the FO and Business Development Managers (BDM) to interpret the business strategy and articulate the Trade Services strategy to support the business
Ensure that we have key drivers and indicators across the Trade Capture utility so that performance can be measured. Implement predictive measures to manage the operational risk effectively
Analysis of control environment to ensure that all existing controls are adequate and effective
Interpret regulatory changes to ensure that Trade Services is able to adapt to the changes
Provide guidance for the RTB team on how to manage special events, such as Triple Witching, Russell rebalance etc from a front-to-back perspective
Responsible for delivering training, as part of the Career Pathing programme, this will include imparting training , drafting and reviewing training materials, where applicable working with external vendors
Take RTB ownership for the implementation of major platform enhancements and technological changes, providing input into BRDs, reviewing test cases for UAT etc
Will be responsible for adapting processes and functions in the line, as the technology changes
Work with the On-Shore management to help drive any Trade capture enhancements across all GEBS infrastructures
Periodical review of front to back flows, to ensure any enhancement opportunities are looked into
Provide input from a technical perspective on products as well as process flows
Onshore BDMs,
FO Business Managers
Trade Services Senior Managers
Business Re-engineering
Product Line Managers
Trading

Equity Derivatives Technology Resume Examples & Samples

Hands on development of new applications and new components of existing systems using C#/WPF
Senior developer for the strategic UI implementation
Deliver solutions within the strategic application framework
Work with the business and quant analysts to understand use cases, functional and non-functional requirements
Collaborating with other developers in an agile environment
Participation in code reviews and sharing of knowledge with other members of the team
Provide a high level of user experience through an innovative and intuitive user interface
Ability to operate with minimal supervision, to agreed strategy, facing-off to business (Front Office) users
Report progress to management. Good communication skills will be paramount
Senior Associate/VP level based in Hong Kong
Significant previous hands-on experience and expert on C#/.net
Very strong knowledge of WPF and experience in using MVVM or MVPVM
Strong OO design skills with in-depth knowledge of object modelling and design patterns
Ability to solve complex problems
Good communication and team-working skills
Experience of working in financial services with knowledge of derivatives products and lifecycle
Good knowledge of Java with some hands-on experience
UX Design
Performance Tuning
User Interface Automated Testing

Equity Derivatives Excel Developer VP Resume Examples & Samples

Expert-level VBA for Excel. Would like to see candidates that have built Excel plug-ins and DLLs
Derivatives product knowledge and application. (Exotic equity derivatives are preferable, but candidates with experience in other derivatives product areas would be considered.)
Ability to work effectively and accurately in a high-pressured trading floor environment with demanding clients
A professional manner with the ability to communicate well with traders, middle office and other IT developers
Hands-on business and systems knowledge gained in a front-office trading floor environment
In-depth practical knowledge of derivatives valuation and its implementation by use of analytical libraries
Strong analytical and troubleshooting abilities
A logical, pragmatic and collaborative approach to problem solving with drive to constantly improve
Front-office development background (3 – 4 years minimum)
RAD / Excel development (3 – 4 years minimum)
Minimum of a Bachelors degree in Computer Science, Mathematics, Computational Finance or related degree
Programming experience in Python, Java, C#.NET, HTML5
Experience with web service technologies, XML, SOAP, XSLT
SQL and Relational databases: Sybase, Oracle

Equity Derivatives Deskdev Developer Resume Examples & Samples

Significant business engagement and user-interaction
Build strong relationships with business users through understanding the challenges that they face, then build systems that will allow them to overcome them, RAD experience desirable
Very strong C#/Excel/VBA skills. Strong SQL Server and SQL structured query language
Be willing and able to adapt to changes in priorities and requirements
Proactively able to seek out process improvement and enable process automation

Equity Derivatives Resume Examples & Samples

Experiences in core Java programming
Knowledge of UNIX/Linux environment
Track record working with Structured Products systems and business lines
Track record working directly with Sales, Trading, Financial Engineering, etc
Track record of complete lifecycle management including design, coding and deployment
Track record working with and managing multiple dependencies across systems
Basic knowledge of Java server side processes
Basic scripting knowledge, e.g. Python, Perl
KDB Knowledge would also be an advantage
Experience in testing automation

Global Equity Derivatives Strat Resume Examples & Samples

Integrating new business logic and functionality
Contributing to the platform redesign and architecture choices and playing an instrumental role in shaping the future of technology for the Group
Providing level 3 support locally
Collaborating in the convergence strategy for GED Pricing, to ensure pricing consistency across the entire GED stack
Contributing to the establishment of robust and repeatable software development standards across the team
Participating in code reviews across all areas of the team, to improve the quality of the delivered platform
Contributing to the establishment of a test driven development culture
Strong software design and Object Orientated Programming (OOP) skills and experience, utilising programming languages such as Python, Matlab, R, S-Plus, C++, Structured Query Language (SQL) and Oracle
A very good understanding of structured products and markets and the skills to solve complex business problems
Relevant education such as a Bachelor of Science (BSc)/Master of Science (MSc)/Doctor of Philosophy Degree (PhD) in a relevant subject such as Finance, Maths, Physics, Computer Science, Econometrics, Statistics or Engineering, or the equivalent work experience or qualifications
Knowledge of Supply Chain Management (SCM) and continuous integration experience
Strong automated unit testing experience/framework, and a familiarity with the usage and integration of a quant library in an enterprise system
A team player with strong interpersonal skills, leadership skills and multi-cultural understanding
The ability to multi-task different projects and prioritise against tight deadlines
Willing and able to travel occasionally

CIB F&BM NA Equity Derivatives Product Controller Resume Examples & Samples

Running, analyzing, and overseeing the mark to market of the portfolio, daily P&L reporting, P&L substantiation, and full Greek and residual analysis
Reconciliation of commissions, revenue sharing and soft dollar rebates across the Equities business to identify drivers of performance
Generate daily risk reports and investigate risk reporting related queries
Partnering with Financial Control to ensure that front to back systems are in line and to close out month end with accurate reporting of MIS and accounting in the books and records
Funding and Balance Sheet analysis
Production of weekly/monthly MIS for senior management
Minimum 2 years experience in a Financial Services Product Control environment; Experience with P&L production and understanding of the G/L
Cash and Derivatives product knowledge, including a basic understanding of risk
Prior experience in Equities and/or Derivatives finance is preferred
The individual must be analytical, self-motivated and detail-oriented with strong verbal and written communication skills
The individual should be proactive in improving processes and infrastructure

CIB Equity Derivatives Associate Resume Examples & Samples

2+ years of Industry experience including either macro research or equity derivatives
Comfortable with macroeconomics and various equity derivative strategies
Expert Bloomberg, MS Office. Comfortable with light programming
Experience of another asset class especially interest rates a plus

Latin Equity Derivatives Group Resume Examples & Samples

Develop excel spreadsheet applications for Equity Derivatives Trading desk
Will be required to learn quickly trading environment and risk management tools
Manage the trading desks suite of models
Students of Engineering (Mechatronics, Computer, Computer Science, Mathematics)
Graduation in [2018] or later
Knowledge of programming (java, c++, c#, Mathlab, VB – any of these)
Knowledge of excel VBA (preferred by not mandatory)
Knowledge of databases/SQL (not mandatory)

Assistant VP-equity Derivatives P&L Controller Resume Examples & Samples

Analysis and reporting of daily P&L with detailed Greek breakdown for multiple products including futures, options, equities, variance & correlation swaps, interest rate derivatives and Structured Products
Reconciliation of PnL to Front office estimates with detailed Greeks and New deal breakdown
Resolution of PV breaks between client/ counterparty settlement amounts and P&L control estimates
Substantiation and resolution of Back office ledger vs. P&L systems cash breaks on a daily basis
Ensuring the pricing configuration complies with trading strategy and internal controls, collaboration with V&RC and Risk required to enforce consistency
Analysis, understanding and commentary on PnL using analytical tools
Working with front office and trade support part of the middle office to resolve operational and booking issues
Working with front office and market risk to finalize month end PnL validating Map and Reserves at the trading book level
Collaboration with Risk to evaluate and explain cash and PV movements above established thresholds to facilitate risk reporting
Ensuring the MTD management P&Ls are consistent with the final end of month general ledger P&L
Monitoring the FX exposure of the group to analyze and report deviations from the mean
Lead new systems deployment which is not limited to being part of TAC/NAC, gathering requirements, testing UAT database, ensuring results match expectations and reporting impacts
Discussing and reviewing trading P&Ls with management
Working knowledge of Financial markets products: Stock, future, options, equity, variance & correlation swaps, interest rate derivatives and Structured Products
Knowledge of financial markets with emphasis on Greek explanations
Degree in Engineering, Mathematics or Finance preferred
2+ years of P/L, valuation, risk or trade support experience preferred
Strong Excel/PC skills with proven ability to work with multiple systems
Drive for continuous improvement of current processes is essential
Strong interpersonal and communication skills is a must
Ability to work in a fast paced environment and exposure to Front office / Trading Desks is essential
Ability to consistently meet or beat deadlines
Attention to detail and accuracy is imperative
Experience in the following is a plus

Equity Derivatives VaR Risk Analyst Resume Examples & Samples

Daily Market Risk Reports
VaR sensitivities including stress testing
Approving new transactions
Independent Pricing of Equity Derivatives
Month end Risk Management Reports
Member of Pricing and Risk Management team
New Product testing and Project Management
Liquidity Risk Management
Daily P&L and Reconciliations

Equity Derivatives Applications Developer Resume Examples & Samples

Partner with the business to analyse and define requirements for the rapidly evolving products and client requirements
Define development/project plans with key milestones in line with strategy and own the full delivery
Self starter with the ability to quickly pick up new ideas, concepts and technologies
Experience of full project lifecycle, breaking requirements down into technical deliverables and effort estimation
Ability to work effectively within a global team (spread across NA, EMEA, APAC etc.) whilst influencing and contributing towards the development of the global platform
Experience of stakeholder management with the ability to challenge the status quo and propose alternatives
Experience with Python preferable
Understanding of equity derivative products

Electronic Equity Derivatives Analyst Resume Examples & Samples

Assist the product team in ensuring efficient execution of routing strategies
Onboarding/Certification of clients and exchanges
Provide real time analytical support of the router and troubleshoot issues
Data mining and analysis for business
Work with compliance on inquiries and initiatives
Point of escalation for the router's trade desk
Work with development team in providing business requirement and user acceptance testing
Data mining skills
Series 7 Registered
Desire/Ability to learn new things(technical and otherwise), self-starter
Ability to troubleshoot
Ability to provide professional customer service

Equity Derivatives Resume Examples & Samples

Middle Office Trade Support
Trade lifecycle knowledge
Equity Derivatives product knowledge

PC Equity Derivatives Resume Examples & Samples

Daily interaction and primary support for front office ad hoc requests
3 - 6 years of financial service, banking or accounting experience
PC skills including Excel, Access, PeopleSoft Financials, and Essbase as well as comfort with manipulation and presentation of financial data Team player, proactive, self-starter, who can be dynamic and implement process changes

TK, Equity Derivatives Developer, VP Resume Examples & Samples

Interface directly with business unit sponsors to gather requirements and document specifications
Work with Quants and Trading to integrate email parsing and batch pricing tools
Enhance the current booking and STP process
Work with various front-end/middleware/back-end teams to deliver projects
Work seamlessly across organizational and country boundaries, strong communication skills required (in English)
Strong object-oriented programming background
Ability to coordinate with various teams to deliver projects successfully
WPF/C# with emphasis on multi-threaded real-time GUI development
Java/Scala back-end multi-threaded development experience

Assistant VP-ficc Operations Equity Derivatives Processing Resume Examples & Samples

University graduate or above
Minimum 5 years experience in operations/settlements in Asia Pacific markets
Product knowledge in Asia Pacific Equity markets and Fixed Income Products e.g. Corporate Bonds, Government Bonds settlement
Accurate typing and basic PC skills (i.e. Excel, Microsoft Word)

Global Equity Derivatives Resume Examples & Samples

Ability to to deliver a high quality service to the business
Ability to workunder pressure and manage multiple, concurrent / conflicting priorities
Knowledge of ITIL incident and problem management

100

Equity Derivatives Group Resume Examples & Samples

Report to Equity Derivatives Trading desk
Assist with management of Profit & Loss and Risk
Conduct market analysis
Assist with End-of-day reporting
Quant/engineering background
Rigorous
Competitive / top of class
Personable
Keen interest in business/finance
Commercial
Potential for strong Excel skills
Available asap and to work afternoons

101

Graduate Equity Derivatives Rapid Application Developer Resume Examples & Samples

Development and support of business-critical end-user tools for the GELP front-office team
You will focus on tactical technology solutions, including Excel/Spreadsheets /Windows/Unix/Databases automation for Trading/Sales/BT.s
Implement and maintain tactical (including spreadsheets, scripts) technology solutions for the Global Equity-Linked Business
Participate in requirements gathering, analysis, prototyping, design, development, testing, deployment, user training, and documentation
Assist with user adoption of technology solutions developed globally by assisting with user training and liaising with relevant development personnel to improve overall user experience
Review and comply with Firm Policies applicable to GELP business activities
Escalate operational risk loss events, control deficiencies and risks that are identified to the line manager and the relevant risk and control functions promptly

102

Equity Derivatives Product Controller Resume Examples & Samples

Daily P&L production and reporting
Examining and interpreting Greek-based risks and revenues for Exotic Equity Derivatives portfolio
Market commentary support for reported P&L
Analyzing and reporting new exotic and structured trades
Interpreting product complexity for new accounting regulations
Ensuring accuracy of the books & records via the monthly close process, and providing assistance with quarterly financial statement preparation
Validation, review, and analysis of daily, weekly, monthly, and quarterly financial data for the Equity Derivatives trading desks, including point-of-time and historical trending of Revenues, Balance Sheet, Capital, and Funding
Partnership with the businesses in an advisory capacity to help drive results and improve the bottom line
Identification of key risks and inefficiencies, and continuous work towards mitigating those by introducing improvements in the control environment, as well as proposing process or technological enhancements
Bachelor degree, with a GPA of 3.0 or higher
3-5 years accounting or financial service experience
Exposure to financial instruments, equity and derivatives preferred
Self-motivated, strong team player, multi-task and proactive approach
Strong PC/Communication skills
Self-starter and must possess the ability to work independently
Excel VBA

103

Equity Derivatives Technology RTB Technical Specialist Resume Examples & Samples

Provide support for Equity Derivatives Technology in London, with a particular focus on trading/sales based applications
Develop specialist knowledge in relevant systems, sharing that knowledge, as required, with global teams
Liaise with internal traders, operations, and other stakeholders on potential process improvements
Take ownership of issues through to resolution or escalation, as appropriate
Pro-actively improve the quality of systems and service, and increase business value
Undertake projects as required, including, but not restricted to, the following areas: - capacity and performance management, monitoring initiatives, infrastructure upgrades, web based tools, reporting, documentation, audit and regulatory requests
Uphold and champion policies, procedures and standards
Genuine interest in financial services / markets

104

Equity Derivatives Core Strat, VP Resume Examples & Samples

Build cutting edge components within the analytics library to improve the Firm's capabilities in trading and to risk manage equity derivative products
Participate in the design of the analytics library and its integration within the Firm’s IT systems
Contribute to improvement of the Firm’s development processes
Create tools to improve the productivity of the Global Strats team
Engage in short-term overseas training may be necessary*LI-JG1
An advanced degree in a quantitative subject such as Engineering, Software Engineering, Applied Mathematics or Physics
Very strong programming skills in C++ necessary
Strong programming skills in Java a strong positive
Practical experience in software design and architecture applied within the analytics library of a front office team
Solid professional experience working with C++ in a commercial environment
Good knowledge of Numerical Analysis and Monte Carlo simulation methods required
Drive and desire to work in an intense and team-oriented environment
Ability to communicate effectively in both written and verbal English a must

105

Quant Developer Equity Derivatives Resume Examples & Samples

Work collaboratively with the trading desk, structurers, quantitative research and other technology teams to formulate innovative technical solutions to industrialise the growing business
Develop enhancements and/or build new solutions for booking and risk managing new Index products and deals executed by the business
Work closely with/Influence other technology teams to ensure that required changes are made in other dependent or core systems
Strong Java or Python hands-on coding experience
Experience working to tight time frames without sacrificing quality
Experience with Python is highly preferable
Experience of working in a front office environment within financial services

106

Associate OTC Equity Derivatives TSG Resume Examples & Samples

Reconciliation of Trader's Risk products and positions to Firm books and records and investigation and resolution of breaks
Monitoring of specific system error queues, which require investigation and resolution to ensure the trade flows downstream
Reconciliation of internal positions versus custodian
Recording & setting up instructions for corporate action payment
The role involves building and maintaining relationships with the regional OTC Middle Office Teams, the Business Unit, IT and other operational support areas to ensure that controls are maintained and breaks are understood and resolved in a timely manner

107

Equity Derivatives Resume Examples & Samples

Implement new valuation methods and equity derivative products
Build and backtest performance of Morgan Stanley algorithmic indices
Work closely with traders to analyse large data sets with an aim to assist decision making
An advanced degree in a quantitative subject such as Engineering, Applied Mathematics, Physics, Software Engineering
Very strong programming skills in an object oriented language applied within the library of a front office team. Database knowledge (KDB/SQL) a strong plus
Good knowledge of Probability, Numerical Analysis, Stochastic Calculus, Approximation theory, Partial Differential Equation and an expertise in either of these subjects
Drive and desire to work in an intense team-oriented environment
Ability to communicate effectively in both written and verbal English

108

Head of German Equity Derivatives Resume Examples & Samples

Selling and developing equity derivatives solutions to our German investor base
Strong focus on Equity derivatives across various client types including (but not limited to) asset managers, insurance companies and pension funds
Wide product spectrum spreading from tactical market oriented ideas to low velocity investment solutions (e.g. quantitative strategies) as well as ALM discussions
Diligent and commercial team player
Speak German at business/professional level
Equity Derivatives sales back ground
Understanding quantitative strategies
Track record of servicing German investors

109

Equity Derivatives Operations Analyst Resume Examples & Samples

Review and validate new trades in Front Office and Back Office systems
Liaise with traders, structures on OTC trades discrepancies
Ensure all cash equity and Listed Futures trades matches with brokers and counterparties
Resolve discrepancies relating to Confirmations with marketers, traders, clients, Middle Office Desk Support and back office Operations team
Investigate and resolve FOBO, Inter-system and Inter-company for Cash Equity and Derivatives trades
Communicate effectively with internal and external entities to ensure accurate and timely resolution of queries
Participate in testing and the implementation of related systems/product functionality
Manage OTC trade life cycle such as Corp action, fixing, reset
Performs according to prescribed procedures
Minimum of 5 years of experience of Equity / OTC Derivatives Operations support

110

CIB Equity Derivatives Technology Resume Examples & Samples

Work with subject matter experts to develop solutions that meet business the business requirements
Develop java services integrated in the end to end processing of the derivative products
Design and code a significant amount of a robust, secure and efficient API to persist / retrieve data and implement the business logic
Good number of years hands-on experience and recognized expert on Java. The candidate must be able to answer the toughest questions on these languages
Very good knowledge of one or several scripting languages (Python, Perl, Ruby .etc.). Open to new/different technologies
Computer science background with an intellectual rigour
Experience of messaging e.g. AMQ, Tibco .etc
Understanding of derivatives products
Experience of working in financial services, in a front or middle-office environment
Exposure to NoSQL systems (Cassandra, MongoDB .etc.)
Agile development techniques

111

Equity Derivatives Structurer Resume Examples & Samples

Support the team in designing and marketing bespoke solutions for Hedge Funds, Insurers, Pension Funds and Investment Managers
Coordinate the execution process across multiple desks, from sales to trading, legal and other internal functions, as well as interface with our clients
Previous experience as an Equity / Hybrid Structurer in one of the top investment banks, typically Associate level
Strong exotic equity derivatives structuring experience

112

Cib-global Equities Equity Derivatives Structuring Analyst Resume Examples & Samples

Role is core product development and assistance with the management of the index platform within the Tradable Indices business
Tradable Indices is part of EDG Structuring and the team is responsible for creating and selling indices that systematically track investment strategies
Includes coding new strategies, writing rule books, marketing presentations, interacting with sales teams and traders
Excellent time management skills Ability to work under pressure and to tight deadlines

113

Equity Derivatives Product Control Resume Examples & Samples

P&L / Balance Sheet Reporting
Produce and analyse effective risk-based explains
Assist the Front Office with respect to representing complex deals in the P&L/risk reporting systems and review for accuracy
Be a central point of contact with the business on all control related issues with respect to revenue reporting, daily/monthly controls
Month End Close: Support the balance sheet accounting for an equity derivatives business. Close books and provide substantiation on balance sheet, pnl movements
Participate in key infrastructure projects that align with SIP milestones
Coordinate and chair control related meetings around adjustments reviews, PLEXCOM, KRIs
Understand and coordinate actions around Risk and Control events
2+ years of Product Control experience
3+ years derivative product knowledge
5+ years of industry experience
Equities knowledge preferred (Greeks)
A proven team leader, prior relevant management experience
Excellent communication skills both presentation and conversational
Successful Track record of being Proactive
The candidate should be able to demonstrate strong leadership, credibility and gravitas
Able to deal with large data sets

114

Equity Derivatives Product Controller Resume Examples & Samples

Product controller role for IED Flow Derivatives desks, includes Single Name, Index, Automated Market Making and Convertible Bonds
Functional oversight of P&L Production Team in Baltimore
Work closely with Sales & Trading, Risk Management, Technology, Operations and other Controllers on Revenues, Expenses, Balance Sheet, and PBT etc
Produce and present weekly Global Derivatives MCR commentary for senior Finance management
Review P&L Attribution for Derivatives trading books and involve in attribution projects
Review and signoff monthly Net Revenue reconciliation identifying the differences between our General Ledger and the P&L reporting systems. Producing commentary and required substantiation documentation
Review and Sign off on Balance Sheet
NPA (New Product Approval) GPC Rep for Flow Derivatives
Risk and Control for Derivatives
Managerial Experience
Understanding of Derivative products

115

Delta One Equity Derivatives Quant Resume Examples & Samples

Strong quant modelling, knowledge of multi underlying pricing techniques, communication, & programming experience are a must
Must have strong technology skills with a proven track record of implementing technology projects
Strong financial mathematics skills
A PhD from a top tier academic institution in a quantitative field
At least a Master Degree in Computer Science, Mathematics, Financial Engineering or Business with discipline in technology or mathematical field

116

Equity Derivatives Strategist Resume Examples & Samples

1) Phd/Master's degree in Statistics, Finance, Mathematics and Physics with a strong interest in using computer science methods and algorithms to apply in financial markets
2) Strong statistical background with academic experience working with estimation methods and manipulation of large data sets
3) Strong programming skills. At minimum, the position requires programming in Java and have proficiency in using R statistical packages
4) Ability to discuss market ideas in option markets, strong communication and collaboration skills are necessary

117

CIB Equity Derivatives Resume Examples & Samples

Partnership with Front Office while developing new applications
Business analysis across both cash and derivatives product stacks
Taking part in a new strategy to automate Front Office processes and functions using technology solutions
An agile and delivery focused team working with global and local counterparts leveraging best in class technologies to solve business problems
Close collaboration with a number of teams including Trading, Sales, Quantitative Research, as well as other technology teams
Various business transformation projects across market/trade/client analytics, marking/publishing
Opportunity to propose and explore new solutions that can give the firm an edge against competition
Experience with development, deployment and maintenance of commercial service oriented application(s)
Disciplined approach to code management, testing and deployment practices and high quality delivery
Business knowledge of simple derivative products (vanilla options, variance swaps, strategies involving vanillas): how these are used, how to price them, how to evaluate risk exposure using Greeks
Experience with at least one modern programming language such as Java, C++, Python, etc
Knowledge of at least one relational database such as Sybase, SQL Server, Oracle, etc
Understanding of how to effectively utilize unit testing
Ability to work effectively within a global team (spread across NA, EMEA, APAC etc.) while influencing and contributing towards the development of the global platform
Great problem solving skills for problems with a mathematical/technological background
Ability to work in a fast paced team oriented environment
Good communication skills especially when describing problems and explaining solutions
Fluent English and Japanese highly desirable
Equities business knowledge is an advantage but other relevant experience in other business areas is welcomed
Unix or Linux knowledge
Working knowledge of continuous integration and deployment processes
Experience with service oriented platforms, and a good understanding of current generation open source frameworks
Japanese language

118

Equity Derivatives Structurer Resume Examples & Samples

Support the team in designing and marketing bespoke solutions for private banks, family offices, IFAs and insurance clients
Coordinate the execution process across multiple desks, from sales to trading and quants, legal and other internal functions, as well as interface with our clients
Previous experience as an equity-linked structurer or quant with pricing experience in one of the top investment banks, typically Associate level

119

Operations , Equity Derivatives Projects Resume Examples & Samples

Supporting Business Enablement for new business opportunity, new product enablement
Responding to Regulatory Demand in Equity Derivatives space - providing SME and change expertise in the trade capture and downstream systems for regulatory agenda
Operational risk and control - work to reduce or eliminate operational risk in Equity Derivatives domain, and maximize operational control
LI-HL1
Strong business, industry and technical knowledge of the equity derivative product set
Strong communication skills to interact with stakeholders of all levels and communicate clearly and concisely
Able to work through others, including project oversight and people management
Able to develop and maintain a strong working relationships and network with wide range of stakeholders and internal clients
Hands on approach to learn quickly to acquire necessary knowledge in products and processes, both technical and operational
Robust quantitative analysis and problem-solving skills
Practical experience and knowledge of best practice in project management and knowledge sharing
Ability to work to a tight deadlines
Ability to forecast and define future state business solutions and defining the intermediate steps to achieve them in a risk-mitigated manner
Positive and people-oriented communication style that is inclusive and responsive

120

Equity Derivatives Trade Lifecycle Developer Resume Examples & Samples

Display a high level of technical competence and expertise both locally within the Lifecycle team and in the wider Risk Services world. Act as a point of escalation for complex technical issues and be recognized as someone able to solve complicated problems using appropriate technology and techniques. Inspire this behavior in others
Liaising with the user community, in order to deliver solutions to complex problems in relation to the Lifecycle business processes
Representing the development team to the user community (Sales, Trading and Middle Office) where required
Designing and building user interfaces in latest web technologies
Deep understanding of multi-threaded and asynchronous application development
The ability to design and implement high performance controls and other application infrastructure to support the application
Should have experience working in Equity Derivatives in a similar setting
HTML5
ReactJS
Redux
Webpack 2
Karma/Jasmine
Mobile UI experience

121

Equity Derivatives Trade Lifecycle Dev Lead Resume Examples & Samples

Working alongside global team to deliver the future state architectural direction of the Trade Lifecycle automation platform
Developing a collaborative relationship with the Singapore development team
Keen sense of design and aesthetic to produce modern, UI's that are attractive, flexible and intuitive to use from a UX perspective
Adapt quickly; come up with innovative and creative solutions with a knack for problem solving to meet the technical challenges and complex business requirements
CSS
JavaScript
AngularJS 2.0
Bootstrap
RXJS
Protractor
NPM
Big data stack (Apache storm, zookeeper, Kafka, no sql database)

122

Equity Derivatives Product Control Associate Resume Examples & Samples

Input into the development of various tactical and strategic process improvements projects, as well as testing and implementation of the end state
P&L production including: FOBO reconciliations, Flash to Actual explanations and Attribution analysis
Provide daily/weekly/monthly/quarterly P&L and market commentary
Closing of the firm�s books and records, including required manual journal entries and Balance Sheet substantiation
At least 3-6 years of Equities focused Product Control experience
Strong Excel and Access skills. Fluency in VB a plus

123

Associate Director, Equity Derivatives Quant Resume Examples & Samples

Developing pricing models and hedging analytics for existing and new products
Enabling rapid new product introduction through tactical solutions
Providing on-going support for the valuation and analytics tools developed
Experience in equity derivatives and their valuation models
Strong programming skills in C++/C++11 is required and experience in design pattern, generic exception handling, multi-threading and parallel computing is desired
Familiar with a diverse of development platforms including Windows, Linux, and Solaris and with their corresponding compilers
Strong numerical technique skills in PDE and Monte-Carlo simulation
Ability to work well in a fast-paced environment with changing priorities

124

Gme-equity Derivatives Junior Structurer Resume Examples & Samples

Servicing our distribution clients (Private banks and other distribution channels in Asia ex-Japan) with exotic derivatives products (daily production)
Ensuring smooth and timely pricing delivery to our sales
Term-sheet drafting and possibly booking of traded products
Helping in the development of automation tools, improving current businesses
Helping build templates and processes for new clients and businesses
Generating innovative product ideas

125

Equity Derivatives Technology Resume Examples & Samples

Ownership of the technology platform for APAC, working with the global teams in EMEA and NA
Work with the business and subject matter experts to gather business requirements and produce specifications
Hands-on development of solutions to meet these requirements which will be deployed globally
Manage the relationships with key business stakeholders in Front Office, Middle Office and Quantitative Research
Managing a small team or 2-3 people in APAC
VP level based in Hong Kong
8+ years of hands-on technical experience using one or more of the following languages- C++, Java, C#, Python, VBA
Very good knowledge of one or several scripting languages (Python, Perl, Ruby .etc.)
Open to new/different technologies
Keen to understand and solve business related problems and ability to manage difficult briefs

126

Latin Equity Derivatives Product Control Resume Examples & Samples

Daily P/L reconciliations and explaination of PnL swings
Analysis of Greek attributes and risk across the Equities business
Review and consolidation of control metrics
Understand the process flows for main products from trade origination through to corporate systems
Assist in UAT testing of strategic implementations
Document & Centralize procedures/ process notes across the businesses
To develop Equity product knowledge and understanding of main PnL drivers
To develop a control mindset in the context of financial reporting and analysis
To develop the analytical skills of the candidate and attention to detail
To further enhance the proficiency with Excel
Students of Economy or Engineer
Graduation in [July/2019] or later
Knowledge of MS Office package, VBA as a plus
The individual must be analytical, self-motivated, detail-oriented with strong communication skills
A desire to learn and improve processes while collaborating in a team environment is essential

127

Equity Derivatives Controller Resume Examples & Samples

Involved in the production of the daily P&L for the Exotics, Single Name, Index, Automated Market Making and Convertible Bonds
Complete monthly Net Revenue reconciliation identifying the differences between our General Ledger and the P&L reporting systems. Producing commentary and required substantiation documentation
Adhoc analysis and reporting as needed for the Business Unit and Finance Management
Bachelors degree in Finance/Accounting or related field
2-5 years of experience

128

Equity Derivatives Strategist Resume Examples & Samples

1) 3-5 years of experience in a similar role in the industry. Ideally the candidate would have worked previously on the development of market intelligence around US options market microstructure and algorithms towards automation of client flow execution and auto-quoting
2) Phd /Master's/Bachelor’s degree in Computer Sciences/Math/Physics/Engineering with a strong interest in applying computer science methods/algorithms and statistical and optimization methods to option markets
3) Strong programming skills. Previously development work in core object-oriented programming languages is required. Experience in JAVA and KDB/q a plus
4) Interests in quantitative work and data analytics. Previous experience in machine learning/data mining a plus
5) Interests in understanding US options market micro structure and market making practices in options markets. Previous experience in market micro-structure/option tick data a plus
6) Ability to present and discuss business ideas, strong communication and collaboration skills are necessary.*LI-ND1

129

Equity Derivatives Product Controller Resume Examples & Samples

Perform daily reconciliation of the Risk systems attributed P&L to the Reporting system
Identify and investigate breaks
Escalate issues in a timely manner to management
Undertake daily analysis and substantiation of new trading activity to report and/or for discussion with the BUC?s and or Ops/BU
Understand the businesses supported including the strategy, products and inherent risks
Strong academic background including a Graduation in Commerce, specialization in Financial Accounting
Prior Business Unit/ Product control experience with knowledge of financial products is preferable
Preferred 6-8 years financial experience (Capital Market related experience an advantage)
Understanding of Derivatives and Greek Attributions would be beneficial

130

CIB Market Risk Coverage Equity Derivatives VP Resume Examples & Samples

Regular dialogue with the trading businesses with respect to risk appetite, risk limits and pre-trade analysis of individual large and complex transactions
Daily reporting and monitoring of market risk positions and limits - with the aim to identify material risk exposures and concentrations. Due diligence and attention to detail is critical
Conduct ad hoc risk analysis and develop improvements of daily risk reports
Coordinate and work with trading, business management, Valuation Control Group, Quantitative Research, Structuring, Model Governance Group, and Regulatory Risk on projects relating to Market Risk
Performing Scenario analysis and stress testing, as well as VaR analysis
Bachelor's degree or a higher degree in economics, finance or quantitative field
Minimum 5 years of relevant experience in Equity Derivative products (trading, sales, structuring, market risk, VCG, MGG, or product control). Relevant derivatives experience in other assets also considered
Familiarity with and enthusiasm for financial markets is critical. Good knowledge of Equity derivative products preferred
Superior Excel and Access skills. Must have the ability to learn how to use core business and risk systems. Familiarity with VBA and SQL preferred
Good communication skills are necessary
Ability to multi-task and work well under pressure on a trading floor

131

Equity Derivatives Platform Developer Resume Examples & Samples

Server-side developer on a multi-year front-to-back platform transformation programme, responsible for the end to end deliveries in the stream
Work with business stakeholders, subject matter experts, project/product managers, other programme leads & external vendors to deliver the solution, in-line with the strategic end-state and overarching business requirements
Work with the team to implement business requirements, perform detailed analysis, and technical solutions conforming to functional specifications
Technology build out of the detailed solutions, working in concert with other technology groups to deliver business solutions
Hands on coding of the solutions / framework and key components within a team of local and global developers
Production of code in adherence of testing strategy, timelines, scripts
Strong experience in developing SOLID Java-based middle tier solutions including, RESTful APIs, SOA
Proactive, self-motivated and flexible with a positive attitude
Experience delivering front-to-back solutions ideally in derivatives / equity derivatives space
Ability to clearly define and articulate technical solutions
Confidence in communicating internally at all levels; candidate will be dealing with front office, middle office and technology teams on a regular basis who are both business and technically sophisticated
Ability to coherently construct and present business requirements and solution based on input from various sources
Excellent team-working skills
Strong time management skills; efficient at multi-tasking and able to work under pressure to deliver multiple business demands on-time, to a high-level standard
Experience working and driving development teams in multiple locations
Experiences with NoSQL technology stacks and distributed computing concepts
Experience in modern web technology stack, with special focus on AngularJS 1.x/2.x, NodeJS, Gulp, ES6, HTML5/CSS, etc

132

Equity Derivatives Structurer Resume Examples & Samples

Price Commoditized and mildly bespoke exotics at small sizes
Perform iterations on trade attributes and market data for analysis
Back solve for clients
Perform back-tests on structures
Keep abreast on market data moves and key calls for pitching purposes
Liaise with on-shore pricing teams and trading
Master degree on Financial Engineering or Maths or other engineering major
Understand capital markets and vanilla derivatives
VBA, C++, Java
Effective communicator
Fluent in both oral and written English

133

CIB Global Equities Equity Derivatives Group Delta Trading ETF Associate Resume Examples & Samples

Strong expertise in trading & risk management of ETFs (Demonstrable experience)
Strategic thinking and vision, with strong appetite to lead the development of the ETF business
Have outstanding communication skills as you will interact extensively within direct colleagues as well as with sales forces, clients and support functions
IT ETF platforms knowledge and understanding
Be able to perform in a challenging, fast-paced environment

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