Financial Professional Resume Samples

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E Baumbach

Erik

Baumbach

556 Reichert Ridges

Dallas

+1 (555) 229 5046

556 Reichert Ridges

Dallas

Phone

p +1 (555) 229 5046

Experience Experience

San Francisco, CA

Entry Financial Professional

San Francisco, CA

Smith, Jacobi and MacGyver

San Francisco, CA

Entry Financial Professional

Performing basic administrative activities related to corporate policies compliance, Government compliance and follow up remediation plans
Propose improvements and remedial activities to reduce the cost, to follow the savings projects
Executing activities related to continuous improvement projects or special information requests
Coordination and proposal for automation and improvement in the 3PL, Rent, OVH and DxD processes
Identifying simplification or automatization opportunities on the daily activities and processes
Identifying and communicate process issues and opportunities to the supervisor
Administration of claims related to the transport with the aim of reducing accidents and improving the process

Detroit, MI

Financial Professional

Detroit, MI

Thiel, Cremin and Schamberger

Detroit, MI

Financial Professional

Receives assignments in the form of objectives and establishes goals to meet outlined objectives
Providing information/education to clients about the purpose and details of financial products, services and strategies
Prospecting and networking via face-to-face meetings with potential clients
Making outside sales calls
Servicing existing clients
Attending training sessions and meetings
Being a high-quality resource to answer client/prospect questions on their existing products and to validate their decisions

present

Dallas, TX

Financial Controller Professional

Dallas, TX

Greenholt Inc

present

Dallas, TX

Financial Controller Professional

present

Executes the operational management of budgeting and forecasting in GS BPS Malaysia/Singapore incl. reconcilement with BPS mgmt. and other relevant partners
Commercial representation of GS BPS Malaysia/Singapore towards internal and external partners to create the foundation for a positive economic development
Executes commercial topics within Global Services - Business Process Shared Services (GS BPS) Malaysia/Singapore
Supports to GS BPS Malaysia/Singapore Management
Supports GS BPS BA Manager in daily business with regards to commercial topics
Drives the implementation/adoption of GS BPS HQ's strategy with regard to commercial aspects in GS BPS MY/SG (operational management and coordination)
Ensures identification of economic impact of transitions and effective project controlling (incl. risk evaluation)

Education Education

Bachelor’s Degree in Self

Illinois State University

Bachelor’s Degree in Self

Skills Skills

Applies the basic fundamental, concepts, practices, and procedures to acquire the knowledge and experience to become proficient in the job
Strong writing and analytical skills, high level attention to detail
Strong organizational skills, including ability to multi-task and prioritize competing deadlines
Ability to work in a fast-paced environment and adhere to deadlines with a positive and professional attitude
Highly motivated with a strong work ethic, trustworthy, and confident
Demonstrated ability to recommend best practices for a planning department, including automated planning tools
Deep knowledge of strategic planning, budgeting, forecasting, financial analysis and/or use of business intelligence technology tools
Results-driven, highly motivated, self-starter who possesses integrity, a strong work ethic and the desire to help others plan for and protect their financial futures
This is the entry level position in the job family where the employee applies the basic fundamental, concepts, practices, and procedures to acquire the knowledge and experience to become proficient in the job
Ability to self-motivate, be proactive and function independently

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Financial Professional Associate Resume Examples & Samples

Service the insurance and investment needs of all owners of policies issued or offered by Prudential Financial companies
Propose insurance and investment products appropriate to the applicant’s needs and ability to pay
Make the necessary adjustments in the policyholder’s portfolio in light of changes in the policyholder’s needs. Although many transactions are handled by the Customer Service Office, an Financial Professional Associate should understand how to provide services, such as processing loans, surrenders, changes in beneficiary, claims, policy options, and the like, as well as being able to explain to customers the effect of these transactions

Experienced Financial Professional Resume Examples & Samples

Prospect for clients, develop insurance and investment strategies and make sales presentations regularly for a broad range of life and non-life insurance contracts and financial products and services sold by Prudential Financial companies
Propose insurance and investment products appropriate to the clients’ needs and ability to pay
Make the necessary adjustments in the clients’ portfolios as their needs and objectives change. Although many transactions are handled by the Customer Service Office, the Financial Professional should understand how to provide service, such as processing loans, surrenders, changes in beneficiary, claims, policy options, and the like, as well as being able to explain to clients the effect of these transactions
Maintain in force the existing insurance and investments products of clients, secure the reinstatement of insurance that has lapsed, and perform all the duties incident to the care and conservation of the business assigned by Prudential. This may apply to all policies, whether or not the insurance was originally sold by the Financial Professional
Maintain records of account, and render when required, on forms provided by Prudential, a report of all business transacted and complete accounting of all monies received on behalf of Prudential Financial companies
Five or more years as a full time, commission based, financial services sales professional preferred
Active life insurance license required
FINRA series 6 registration preferred (if not, must be obtained within 90 days of hire)
Revenue Focused (Sales Influence and Persuasion, Sales Resilience, Sales Initiative)
Self Confident and Autonomous
Drive and Initiative
Responsible and Committed
Excellent Interpersonal Skills
Good Business Communication Skills
Ability to Problem Solve, and develop ideas
Good Critical Thinking
High school diploma or GED qualification required

Apiot Financial Operations Client Solutions Professional Resume Examples & Samples

Provide technical sales support which would include: collaborating with IBM sales teams to define, design, and detail the technical aspects and feasibility of proposed solutions
Deliver/develop solution demonstrations, proofs of concepts for the Financial Ops solutions
Support critical situations
Proposal writing
Remove inhibitors to sales through discovery, assessments, whiteboard/chalk talks, presentations, and demonstrations
Responsible for the technical accuracy of the proposed solution for our customers
At least 3 years experience in Technical Software Sales or Consulting or end user technical experience with these solutions or competitive solutions: Financial Transactions Manager (FTM), WebSphere Business Integration for Financial Networks (WBI-FN), and the IBM Payments Gateway (IPG)
The ideal candidate will have a proven track record in selling industry solutions, including the capability to be a product evangelist. They will need to demonstrate and be able to reference client success stories of transformational change within the payments industry for banking, finance and eCommerce customers
At least 5 years experience with Financial Services technologies such as NACHA, SWIFT, ISO 20022, EDIFACT, SEPA, ACH, ANSI X9, and or ANSI X12
At least 5 years experience in Technical Solution Selling
At least 5 years experience in Financial Services
At least 5 years experience in Customer Facing Engagements
At least 3 years experience with IBM middleware technologies such as IBM Message Broker, DB2, WebSphere Application Server, and IBM MQ
At least 3 years experience with transformation and translation technologies such as WebSphere Transformation Extender (WTX), IBM Sterling Integrator or equivalent

Quantitative Financial Professional Resume Examples & Samples

Basic knowledge in financial instruments and modeling theory, financial risk management, mathematics, probability theory, statistics, optimization
Basic knowledge in Basel Accord
At least 6 months experience in programming with validation/quantities analysis tools (Matlab or VBA or C or C++)
At least 6 months experience in financial services industry covering risk management, BASEL accord or related areas

Financial Professional Junior Resume Examples & Samples

Identifying simplification or automation opportunities on the daily activities and processes
Identify and communicate process issues and opportunities to the supervisor; execute activities related to continuous improvement projects or special information requests
Developing an understanding of the business elements connected to financial information

Entry Financial Professional Resume Examples & Samples

Performing basic accounting and administrative activities fulfilling corporate policies, internal procedures and statutory requirements
Identifying simplification or automatization opportunities on the daily activities and processes
Identifying and communicate process issues and opportunities to the supervisor
Executing activities related to continuous improvement projects or special information requests
Bachelor’s Degree in Accounting, Finance or Business-Related
English proficiency, capable of maintaining business conversations
Intermediate MS Office skills, especially Excel and Power Point

Senior Professional Financial Analyst Resume Examples & Samples

Strong background in MicroSoft Excel
At least 3 years relevant work experience
Experience with quantitative analysis and predictive models

Acceleration Into Financial Professional Program Resume Examples & Samples

A bachelor's degree is required. Majors in finance, accounting, economics, mathematics, engineering, quant, or statistics are preferred
Cumulative GPA of 3.2 or higher preferred
Effective communication, analytical, leadership, and problem-solving skills
Professional demeanor with clients, colleagues, and management
Ability to work well independently and as a part of a team

Financial Controller Professional Resume Examples & Samples

Preparing the profit & loss, balance sheet accounts and other financial reports for the various departments within the Finance division
Preparing and posting general ledger journals, posting accruals, managing and controlling the fixed assets accounts, capital expenditures and payroll accruals
At least 2 years of accounting experience using GAAP
At least 2 years of financial reporting and financial analytics experience

Financial Professional Resume Examples & Samples

Analyzing financial information obtained from clients to determine strategies, products and services to help clients meet their financial objectives
Providing information/education to clients about the purpose and details of financial products, services and strategies
Building and maintaining client base, keeping client plans up-to-date and acquire new clients on an ongoing basis
Contacting clients periodically to determine if there have been changes in their financial status
Providing knowledgeable, objective financial guidance and customized strategies to consumer segments that demand high quality service

Financial Professional Resume Examples & Samples

The freedom to make your own schedule
A competitive salary plus commission
Access to marketing and planning tools and resources
Multi-tiered training curriculum

Financial Professional Resume Examples & Samples

Prospecting and networking via face-to-face meetings with potential clients
Closing and executing sales transactions
Servicing existing clients
Analyzing and compiling presentations
Attending training sessions and meetings
Pursuing personal and professional development via individual study and continuing-education courses which can include pursuit of Certified Financial Planner (CFP®) designation

Financial Professional Resume Examples & Samples

A competitive compensation program
Access to turn-key marketing and planning tool resources
Multi-tiered training curriculum for both entry-level and experienced candidates

Financial Developer Professional Services Resume Examples & Samples

Implementing Front Arena solutions for our domestic and international clients
Understanding the clients’ business requirements
Producing functional and technical specifications
Financial and Technical core application development
Implementing and testing Front Arena extension code using scripting technologies (e.g. Python) and proprietary tools and languages
Verifying existing solutions

Financial Professional Associate Resume Examples & Samples

Sell insurance, financial services and investment products
Prospect for clients, develop insurance and investment strategies and make sales presentations regularly for a broad range of life and non-life insurance contracts and financial products and services sold by Prudential
Financial companies

Financial Controller Professional Resume Examples & Samples

Executes commercial topics within Global Services - Business Process Shared Services (GS BPS) Malaysia/Singapore
Supports GS BPS BA Manager in daily business with regards to commercial topics
Responsible for daily commercial activities within Global Serives BPS Malaysia (cost center controlling, reporting, budgeting, forecasting)
Executes the operational management of budgeting and forecasting in GS BPS Malaysia/Singapore incl. reconcilement with BPS mgmt. and other relevant partners
Ensures budget / forecast target achievement
Ensures periodical reporting via steering tools to make business development transparent to GS BPS Malaysia/Singapore and HQ managementand other relevant partners (e.g. based on reported business figures, show to BL partners on the need & scope for action at an early stage)
Executes the operational management of productivity management processes (incl. reliable forecast, reporting and continuous and pro-active controlling of productivity goals) and the achievement of saving targets
Ensures a transparent pricing/costing reporting process for GS BPS Malaysia/Singapore and performance reviews in accordance to GS BPS HQ strategy and goals set by relevant business lines
Drives the implementation/adoption of GS BPS HQ's strategy with regard to commercial aspects in GS BPS MY/SG (operational management and coordination)
Drives process standardization to ensure quality and cost efficiency in service delivery
Supports in driving efficiency, quality improvement, standardization, automation and innovation in GS BPS Malaysia/Singapore with regard to commercial processes (e.g. optimization of commercial structures, tools supporting the productivity, planning, financial planning and controlling)
Ensures identification of economic impact of transitions and effective project controlling (incl. risk evaluation)
Ensures the availability of GS BPS Malaysia/Singapore financial data in order to enable global GS BPS HQ benchmarking activities
Sets up and operates a reliable commercial information base to support relevant GS BPS management decisions
Ensures that all processes and activities are aligned with respective internal and external compliance rules and regulations (e.g. development of value flow and pricing models, cross-border charging models considering tax and transfer pricing regulation)
Supports to GS BPS Malaysia/Singapore Management
Commercial representation of GS BPS Malaysia/Singapore towards internal and external partners to create the foundation for a positive economic development

Global Financial Mgr Client Accounting Professional Resume Examples & Samples

Assembles transition team of available personnel to create database for new assignments
Performs final review and approval of monthly and annual operating reports
Authorized to sign on client bank accounts
Assists Branch Client Solutions Group Director in evaluating profitability of assignments
Prepares Form 1099’s for annual filing with IRS for applicable vendors

Entry Financial Professional Resume Examples & Samples

Analysis and interpretation of the controllable costs that make up the cost of distribution (3PL, Warehouse Rent, OVH, DxD)
Propose improvements and remedial activities to reduce the cost, to follow the savings projects
Ensure the correct and timely recording of expenditures as well as the determination and administration of adequacy of the accruals
Coordinate and maintain an adequate internal control environment in the processes related with distribution based on corporate policies
Administration of payments to suppliers
Administration of claims related to the transport with the aim of reducing accidents and improving the process
Appropriate monitoring and control of the budget vs actuals. Delivery of variation analysis and explanations
Coordination and proposal for automation and improvement in the 3PL, Rent, OVH and DxD processes
Bachelor’s Degree in in Accounting, Finance, Business Administration or Engineering
Preferably experience in accounting areas
2 or more years of related work experience
Capacity for analysis, decision-making skills, teamwork, implementation of processes and controls
Working under pressure, high adaptability to change, constant initiative, proactive and organized
Strong PC skills with an emphasis on Excel

Finance & Sponsored Reseach Administrator Financial Professional Resume Examples & Samples

Serves as principal source of information on complex University and sponsored fiscal policies and procedures. Interprets guidelines and polices, and advises faculty, staff and/or students on existing options or alternatives and effectively recommending courses of action
Collaborate with and assist faculty in some/all phases of proposal development and submission including developing/coordinating pre and/or post award budgets and advising PI’s on allowable costs, and etc. Reviews proposals to ensure that they comply with sponsor and University guidelines. Advise faculty on recommended changes
Prepares budgets for proposals relying on programmatic expertise to independently develop and oversee accounts, monitor balances and reconcile accounts; interpret and administer appropriate university and sponsored research fiscal policies
Reviews and creates financial data providing research and data analysis to present for use in planning and decision making
Prepares complex grant reports on an ad hoc basis. Provides daily/monthly monitoring and analyses of grants and contracts for Principal Investigator to ensure expenses are paid according to contract and government regulations within budget limit and timelines, notify PI and supervisor about any funding shortfalls and develop a plan for contingencies
May negotiate terms and conditions of subcontracts as appropriate
Work with program managers in setting-up standardized team budgets (including events, student activities, etc.) and track their expenses
Process CPL’s financial transactions (payments, reimbursements, etc.) in compliance with HKS’s financial policies and procedures and CPL’s sponsor and donor specifications and researches discrepancies as required
Will oversee processing all payments including individual reimbursements, vendors invoices and other accounts payable and receivables
Ensure payments are made based on proper authorization, supported by sufficient documentation and allocated to the appropriate CPL funds and/or projects; manage the fiscal year end closure, monthly reconciliation and maintain the financial filing system
Maintain vendor accounts and ensure timely clearance of outstanding payable and receivables
Support the Center on other various initiatives, including
Oversee the incorporation of new and existing research fellows into CPL – including processing visa requests and appointments

Financial Services Professional Resume Examples & Samples

Prospecting for clients on a referral basis within clearly defined markets
Developing and maintaining long-term relationships with clients
Listening empathetically, gathering facts, analyzing needs, and making responsible recommendations
Expanding personal knowledge and skills through joint work with fellow associates

Professional, Financial Analysis Resume Examples & Samples

Bachelors Degree in Finance or related field
1+ year experience/knowledge in Financial Analysis, Budgeting, Forecasting and Financial Planning
Strong Excel skills: Pivot Tables, VLookups, report development, dashboard creation
Experience with Hyperion Essbase or similar
Proven ability to work well under pressure
Ability to clearly articulate financial concepts and present to Senior Leadership and Executives
Clear, thoughtful communication skills
Adapts well to a growing, fast-paced and changing environment

Senior Financial Analyst Professional Services Finance Resume Examples & Samples

Provide qualitative financial analysis around key performance indicators and develop insights on business performance
Partner with business leaders in the Professional Services to forecast revenue and expense
Prepare journal entries related to financial close activities (end-of period accruals, and reclass entries)
Prepare budgets as part of the annual financial planning cycle
Leverage Workday’s applications to provide actionable financial reporting insights leadership via financial dashboards and reporting
Develop relationships with IT, Service Operations and Controller organization to create scalable business processes to facilitate Workday’s growth
Provide Ad hoc financial analysis as needed and Develop insights on business performance based on the interpretation of financial results
Bachelor’s degree in Finance/Accounting
Experience using a large ERP system; systems implementation experience
Minimum of 5 years related experience
SAAS, Software and/or technology industry experience highly desirable

Financial Professional Resume Examples & Samples

FINRA Series 6 and 63 licenses (or equivalent), and Life Insurance Licenses
Strong knowledge of 401(k), individual annuity and life insurance products, including product structure, sales strategies and industry regulations
Strong working knowledge of pension provisions of the Internal Revenue Code and ERISA
6-8 years of sales experience in the Defined Contributions market
Prior customer relationship management experience
Previous sales experience preferably in the financial services industry with a focus on insurance

Financial Professional Resume Examples & Samples

Bachelor’s degree, and/or Certified Research Administrator (CRA) preferred
Experience with Harvard policies and systems (GMAS and Wasabi) preferred
Experience in an academic, hospital, research or related environment preferred
Experience working with research faculty on grants and contracts
Experience managing complex awards and working with a variety of sponsors
Advanced working knowledge of research compliance issues & of key federal grant regulations
Excellent organizational and time management skills required
Excellent written and verbal skills required
Outstanding attention to detail required
Understanding of human subject use, animal use and other research compliance areas
Problem solving skills and ability to be flexible required

Senior Account Executive Financial & Professional Lines Resume Examples & Samples

Meeting and exceeding service standards agreed in the client’s service agreement
Consistently meeting and exceeding revenue, expense and trading profit budgets
Developing and maintaining effective long term relationships with key client decision makers
Taking a pro-active approach to all aspects of account management and service delivery to clients, ensuring client needs are identified and met in line with agreed service standards
Possessing a thorough understanding of all major classes of insurance which the Company offers to its clients and keeping abreast of all new technical and product developments
Maintaining an awareness of all large and potentially complicated claim related matters and assist claims personnel in the negotiation of equitable claim settlements on behalf of clients
Recognising and capitalising upon revenue generation, growth and other opportunities
Developing new business opportunities from existing portfolio and other sources
Extensive broking experience within General and/or Financial and Professional lines of insurance would be highly regarded
Tier 1 FSRA compliance or further relevant broking qualifications or related studies
A desire to continue developing your account management skills, industry contacts and technical knowledge
Exceptional communication, influencing, and negotiation skills
Commitment to providing high level client service and the ability to operate in a team environment

Financial Professional Resume Examples & Samples

Minimum of 5+ years experience in a corporate environment
Deep knowledge of strategic planning, budgeting, forecasting, financial analysis and/or use of business intelligence technology tools
Proven success with business process reengineering and streamlining FP&A functions
Demonstrated ability to recommend best practices for a planning department, including automated planning tools
Diverse industry experience
Proficiency with Excel modeling is essential, exposure to Access and/or data warehousing preferred
Bachelor degree required; CPA and/or MBA preferred
Additional Attributes
Ability to work in a fast-paced environment and adhere to deadlines with a positive and professional attitude
Must be able to communicate effectively with executive level personnel, international personnel, and departments outside of accounting
Must be able to think "outside the box", problem-solve, and develop analyses/deliverables from scratch
Ability to self-motivate, be proactive and function independently
Strong organizational skills, including ability to multi-task and prioritize competing deadlines
Extremely thorough in all aspects of work and communication, with the desire for continuous improvement without compromising quality
Must be very hands-on, flexible and open to new, evolving or rotating responsibilities

Financial Crimes Enhanced Due Diligence & Advisory Professional Resume Examples & Samples

Assess the Financial Crime risk associated with potential and existing high risk clients of the Firm via the enhanced due diligence process
Act as an escalation point for the KYC Operations onboarding team to ensure that clients are on-boarded correctly and efficiently
Monitoring transactions escalated by Operations for potential sanctions breaches
Recent experience of Anti-Money Laundering Compliance, KYC Operations, testing, investigations or other risk/control functions an advantage
Understanding of financial markets and products (in particular, Equities, Fixed Income, Commodities and Investment Banking/Capital Markets)
Experience in Know Your Customer requirements including customer due diligence and enhanced due diligence an advantage
Demonstrate meticulous attention to detail
Possess strong written and verbal communications skills
Have excellent interpersonal skills and ability to work effectively with colleagues across the Legal and Compliance Division (in UK, across the Firm's EMEA offices and in other regions), other Infrastructure and Control Functions (e.g. Operations)
Possess the ability to research and resolve issues independently while working across teams to acquire information
Be self-motivated and have the ability to work independently and as part of a team
Have demonstrable good judgment (e.g. able to apply regulatory requirements to unique transaction/client situations)

Financial Crimes Investigations Professional Resume Examples & Samples

Conducting time-sensitive, internal and external investigations of potential suspicious financial activity, among multiple Business Units and GFC coverage areas, utilizing a wide variety of research and analytical tools
Acting as the first point of contact for Level 3 transaction monitoring, negative news and sanctions screening escalations for EMEA
Querying and mining large data sets to discover transaction patterns, examine financial data and filter for targeted information using traditional as well as predictive/advanced analytic methodologies -Analysing trends and patterns in alerts for GFC coverage areas using advanced analytic tools
Knowledge of Money Laundering Regulations in the UK and in other jurisdictions in which the Firm operates
Be able to recognize and escalate risks and issues appropriately
Certification as an Anti-Money Laundering Specialist by ACAMS or equivalent AML certification/license – or certification within 15 months of hire

Financial Accountant Professional Services Resume Examples & Samples

Preparation of month end journals & reconciliations for Investments related revenue cycles including asset based revenue and expenses
Preparation of monthly/quarterly reporting packages and/or provide input/commentary for packages, including query resolution
Review and analysis of trial balance to ensure accurate recording and movement in balances
Partnering with MMC Accounting Operations hub to ensure accurate and timely management Partnering with the FP&A team as required when reviewing month end results for Global Flash reporting
Leveraging both financial and non-financial analytical insights to drive the strategic direction of the business
Assisting in the preparation of the year end consolidated and company statutory accounts and related note disclosures in accordance with relevant accounting standards
Assisting in completion of SOX testing as and when required
Assisting in liaising with external auditor to ensure annual audit requirements are met
A Bachelor’s degree in Accounting, Finance or the equivalent
Experience within Financial Services / Investment Accounting environment with US GAAP and IFRS exposure would be highly regarded
Solid accounting experience with a good understanding of superannuation accounting standards and tax legislation
Hands on experience in managing a diverse set of stakeholders, including senior management
Time management and ability to work under pressure and adhere to strict deadlines