Manager, Operational Risk Resume Samples

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H Abshire

Halle

Abshire

6614 Elfrieda Isle

New York

+1 (555) 741 0715

6614 Elfrieda Isle

New York

Phone

p +1 (555) 741 0715

Experience Experience

Philadelphia, PA

Manager, Operational Risk

Philadelphia, PA

McCullough-Mueller

Philadelphia, PA

Manager, Operational Risk

Analyze and report operational risk events, identifying root causes of control breakdowns, developing remediation plans, performing scenario analysis reviews
Support business processes by reviewing, monitoring, and assessing the control environment for new and established products and activities
Assist with management and execution of Vendor Risk Management, Records Management and Business Continuity programs
Provide indirect leadership and coaching to junior members of the team supporting the effective execution of this role's accountabilities
Apply ORM framework and policies and contribute to its ongoing improvement
Understand Prudential’s Operational Risk Management policies and procedures to ensure compliance with the Operational Risk Management framework
Support rollout of CoG Framework to the business and adequately challenge those risk assessments (eg Vendor, Compliance, Information Security, IT Risk, Finance, LAM etc)

Detroit, MI

Senior Manager Operational Risk

Detroit, MI

Osinski-Bode

Detroit, MI

Senior Manager Operational Risk

Supports the Operational Risk program at Retail Finance by owning key components of Risk Control Self-Assessments
Lead the identification and assessment of the operational risks inherent in all material products, activities, processes and systems across the organization
Provide challenge during functional risk assessments to ensure thorough critical thinking in assessing risks
Execute a metric-driven disciplined risk control self-assessment
Ensure control objectives and action plans are addressed according to procedure
Development of a Risk Control Self-Assessment module in GRC tool, will include testing and enhancement management
Create various reporting metrics to identify emerging OpRisk trends by function/process

present

San Francisco, CA

SVP Senior Manager Operational Risk

San Francisco, CA

D'Amore, Rempel and Deckow

present

San Francisco, CA

SVP Senior Manager Operational Risk

present

Supports diversity by actively building and cultivating strong connections and partnerships across the business/region
Uses a variety of Quality tools, including DMAIC, 5 why’s, fishbone analysis, Is/Is not, etc. to identify the real root cause on an issue
Based on RCA outcomes, provides risk mitigation recommendations and ongoing oversight to CitiMortgage and/or the assigned businesses within the Segment
Promotes a strong culture of control awareness and risk mitigation in all dealings with the business and additional risk partners (e.g. ERM and IR)
Implements the RCA framework for operational risk management in partnership with CitiMortgage stakeholders
Aligns RCA acti
Agility to work with a group of people who know more about a given topic and not be afraid to challenge

Education Education

Bachelor’s Degree in Ambiguity

Adelphi University

Bachelor’s Degree in Ambiguity

Skills Skills

Knowledge and understanding of BMO Initiative Assessment and Approval Process (IAAP).Solid knowledge of standard desktop applications used by the business unit
Conceptualization, presentation & communication skills, with an ability to quickly understand concepts and translate them into meaningful information
Solid knowledge and understanding of the designated LOB’s key products and services, processes, controls and organization
Solid knowledge of departmental systems and applications
Strong attention to detail and organizational skills
Advanced written and oral communication skills, with the capability to present and articulate complex concepts
Solid understanding of system design, databases and business intelligence techniques
Professional risk management, accounting or auditing background or 5+ years of experience in banking or financial services
Strong planning skills (re finance, resource, strategy, business)
Program delivery and planning ability

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Manager Operational Risk Resume Examples & Samples

Operational Risk Management is an evolving discipline within the Financial Services industry. While initially regulatory driven, the benefits of good operational risk programs (lowered loss expenses linked to better controls as a result of Op Risk assessments, positive regulator reviews, predictive measures highlighting potential areas for loss, etc) have inspired managers to more readily embrace the philosophies of Operational Risk. This has resulted in Operational Risk management becoming a growing discipline where trailblazers have the opportunity to form policy and impact regulations
The amount of supervision required for this position is independent. Incumbents are expected to work within overall guidelines and timeframes making deadlines set forth. The position is somewhat autonomous
Department is dependent upon HTS for systems development and support
The HSBC – Operational Risk program for Operational Risk Management is geared to meet the Advanced Measurement Approach for HSBC globally
Minimum of a bachelor’s degree in MIS, accounting, finance, related field or equivalent experience
Ability to work in fast paced environment with the ability to multi-task a must
Adaptability, commitment and motivation to meet tight schedules and stay abreast of significant issues in a regularly changing environment necessary

Senior Manager, Operational Risk Methodology Resume Examples & Samples

Developing, communicating and governing risk methodologies and associated practices and tools on behalf of the enterprise that promote a business culture which facilitates a robust and disciplined approach to managing operational risk
Overseeing, refining and integrating operational risk methodology to create a competitive advantage for the bank and meet requirements under the Basel Accord
Supporting and driving consistency in the implementation of the framework and methodology across the enterprise and implementing a governance program to independently measure quality
Advanced knowledge in risk management, financial planning and strategy processes
Expert knowledge and understanding of the Basel Accord and the theories and concepts of methodology and process development, change management and implementation, acquired through 7 – 10 years of related experience
Advanced knowledge of current and pending operational risk regulatory requirements, including external authoritative criteria for operational risk
Advanced experience in structuring, organizing and managing complex projects/programs
Expert knowledge of operational risk
Strong knowledge and understanding of BMO Financial Group’s structure
BMO and Operating Group organization
Interrelationships and changes occurring within the enterprise
BMO policy framework, related processes and control frameworks
Advanced knowledge in quantitative practices and economic capital methodologies
Strong understanding of multi-jurisdictional regulatory environment and trends
Business acumen and financial expertise including an understanding of financial methodologies (capital)
Experience in roles requiring product and process management, implementation of governance and controls and operational risk management oversight
Strong leadership, strategic and planning ability
Excellent conceptualization, presentation and communication skills to effectively execute change
Strong ability to influence others
Advanced project management skills and experience in managing multiple parallel and inter-dependent initiatives / projects
Excellent ability to understand, describe, and navigate existing work, organization and power structures, and makes recommendations with a clear sense of organizational impact
Excellent team building skills, both as a leader and as a team player
Ability to cope with a high degree of ambiguity and change

Senior Manager Operational Risk Resume Examples & Samples

Supports the Operational Risk program at Retail Finance by owning key components of Risk Control Self-Assessments
Lead the identification and assessment of the operational risks inherent in all material products, activities, processes and systems across the organization
Provide challenge during functional risk assessments to ensure thorough critical thinking in assessing risks
Execute a metric-driven disciplined risk control self-assessment
Ensure control objectives and action plans are addressed according to procedure
Development of a Risk Control Self-Assessment module in GRC tool, will include testing and enhancement management
Develop an understanding of a broad range of business processes and research techniques to respond to inquiries
Create various reporting metrics to identify emerging OpRisk trends by function/process
Support Operational Risk management through participation in strategy sessions
<25% travel
Bachelor’s degree with minimum of 5 years of Operations, Finance, Legal , Risk, Audit, and/or Compliance experience in financial services or banking industry
Ability to travel with the role
Understanding of financial service regulatory environment
Prior Operational Risk Experience
Experience in Lean, Six Sigma and other process improvement, quality control methodologies
Experience creating and delivering to all levels of an organization including senior leadership
Proven analytical skills with strong attention to detail and quality control of work product
Demonstrated ability to lead multiple initiatives and achieve performance goals in a high volume environment
Proven ability to make decisions based on quantitative analysis and creative thinking
Ability to work independently in fast paced global environment with demonstrated ability to accomplish goals on complex, time sensitive projects
Excellent interpersonal skills - ability to foster relationships and create informal networks, both internal and external

Senior Manager, Operational Risk & Controls Resume Examples & Samples

Apply forward and strategic thinking to proactively identify, assess and remediate operational risks (emerging, systemic or one-off) and issues that may contribute to losses
Perform detailed loss analysis to identify operational loss trends and root causes and develop actionable recommendations to mitigate. Provide support and guidance to the LoBs for implementing recommendations
Filter, interpret and disseminate risks and controls-related insights to make recommendations for streamlining operational processes while maintaining a strong risk profile for the LoB. Take both quantitative and qualitative approaches to assess materiality of risks and develop recommendations to resolve
Provide collaborative consultation to complete risk assessments on new initiatives, ensuring that all material risks have been identified, assessed and appropriately mitigated
Effectively manage the material risk assessment process (MRP) process to ensure that requirements and timelines are met
Take leadership in managing relationships with risk associates. Influence/negotiate with both the business and risk associates on potential risk-related stumbling blocks when needed to support the risk assessment and successful implementation of new initiatives
Provide proactive, consultative support to the LOBs for managing the requirements of CIBC’s Control Framework. Serve as the Subject Matter Expert on key controls
Interpret requirements of and guide the business’s compliance with corporate governance programs (e.g. GRLR, outsourcing, privacy, regulatory, change management, etc.)
Applying a solid understanding of business controls and business processes, identify opportunities for continuous improvement of the LoB’s controls environment. Apply root cause analysis, trending and other methodologies to develop actionable recommendations for control design
At the operational level, manage the key controls testing program (OPC, LCM) including developing controls testing plans and assessing control testing results on a Quarterly basis. Manage CIBC’s quarterly Risk Self Assessment and Control Self Assessment (RSA/CSA) process including executive reporting
Support the deficiency management process to ensure that the business meets established timelines while fulfilling remediation expectations
Identify operational risk and control deficiencies and ensure that deficiencies are properly documented and updated in CIBC’s centralized Internal Control Repository
Determine appropriate actions to mitigate control deficiencies
Monitor and report progress of deficiency remediation to the Director, Operational Risk Portfolio Management and to the LoBs management
Provide oversight and support to the LoBs during the remediation period to ensure that all deficiencies are appropriately mitigated on time
In conjunction with the Director Operational Risk Portfolio Management, work with CIBC’s Operational Risk Division to manage the quarterly operational risk regulatory capital process and ensure compliance to operational risk regulatory capital guidelines as mandated by Basel II
Identify and assess new issues that may impact quarterly capital
Influence and negotiate capital impacts with Stakeholders
Lead development of capital scenario analyses, determining impact on the portfolio’s overall capital
Nurture strong, effective relationships with executives and other key partners in the LoBs as well as CIBC risk associates, governance groups and external regulators (e.g., Legal, Compliance, Internal Audit, Privacy Office, AML Group, Control Division, OSFI, etc.)
Actively maintain specialized industry knowledge of operational risk management principles, practices, policies and regulatory requirements sufficient to provide value-add consulting to Business Banking
Understanding of internal control, risk management, regulatory compliance, operating procedures, and key process standards
Strong verbal and written communication skills, able to logically package and effectively present information and guidance to stakeholders at various levels across CIBC
Highly developed interpersonal and relationship management skills
Highly developed analytical and problem solving skills, combined with a can-do approach
Planning, project management and scheduling skills sufficient to be effective in prioritizing and meeting deadlines
Team player who is able to build consensus, bring balance when faced with potentially conflicting perspectives, and work effectively with multiple stakeholders to achieve common objectives
Demonstrated ability to work in a fast-paced business environment with a high degree of change
Prior experience and knowledge of Mortgages, Lending, Insurance or Deposits is an asset

Manager, Operational Risk Resume Examples & Samples

5 plus years in leading similar programs in a financial institution environment
In depth knowledge of fraud programs, security, and insurance
Excellent communication skills, both verbal and written; ability to communicate effectively with all levels of organization
Ability to partner with leaders to address operational risk matters
Ability to manage a team
Excellent analytical, organizational , business acumen, and report writing skills
Ability to research, interpret, and translate complex regulatory requirements and communicate to stake holders

Senior Manager Operational Risk Resume Examples & Samples

Chair the Bank’s US Operational Risk Committee and serve on other applicable ad hoc committees as required
Design the U.S. Operational Risk Appetite Framework which will be a key component of the overall U.S. Risk Appetite Framework
Develop Operational Risk Management standards and tools that align to Basel/industry practices and ensure effective processes to identify, measure, manage, monitor and report on operational risks
Develop and conduct Operational Risk Management training as required
Lead the Risk Control Assessment (RCA) process for U.S. Legal Entities and Subsidiaries of the Bank
Challenge U.S. new products and services risk assessments to ensure all risks in the Bank’s Inventory of Operational Risks are appropriately considered
Collaborate with U.S. Businesses and support groups to establish Key Risk Indicators at the Enterprise and RCA Level. Ensure appropriate KRI owners are identified and provide timely information
Perform Business Environment and Internal Control Factor assessments of the U.S. operating environment
Establish a scenario analysis component to the Operational Risk Management program that create plausible, yet unlikely, extreme operational loss events
Establish and maintain a central repository of Operational Risk events
A minimum of 5-10 year experience working in a operational risk/financial institution setting
Bachelor’s Degree in business administration, finance, or similar field. Graduate degree or industry certifications strongly preferred
Working knowledge of Capital Markets and current regulatory environment in the Financial Service Industry

Senior Manager, Operational Risk Methodology Resume Examples & Samples

Provide thought leadership in the development of sound operational risk management practices
Develop, recommend and enhance overall ORMF in line with CORM strategy and Basel requirements
Develop ORMF standards and tools that align to Basel/industry practices and ensure effective processes to identify, measure, manage, monitor and report on operational risks
Develop Enterprise approach to key ORMF components (e.g. RCA, Process Risk Assessments, KRIs, Event Capture, Risk Appetite, New Product Approval, etc.)
Create, recommend and facilitate approval of Operational Risk policy and standards for BMOFG that incorporate operational risk limits and tolerances as approved by the Board of Directors
Create and manage process to gain consensus of Operating Groups regarding the framework, policy and standards
Sponsor the consistent implementation of these methodologies in the Operational Risk areas
Incorporate on an ongoing basis feedback received from Operational Risk Management groups to enhance the ORMF components
Assist in the development of Corporate Policy and Corporate Standards
Provide subject matter expertise and guidance on the bank’s operational risk framework to ensure that management is aware of the bank’s operational risk-taking philosophy, policy, authority structure, procedures and processes
Ensure that the methodology underpinning the ORMF support convergence/alignment across related frameworks (e.g. SOX, compliance) and provide influence to ensure alignment is established and/or maintained
Develop and manage an inclusive process for defining the plan and processes to ensure understanding, compliance and readiness for operational risk requirements under the Basel Accord as interpreted by regulators in the jurisdictions that BMOFG operates
Sponsor and drive implementation of the AMA program components for the enterprise
Conduct environmental assessment, industry and regulatory scans to anticipate, interpret and advise of necessary or potential changes to the Risk Framework in BMO and to ensure organizational preparation for future regulatory changes
Represent BMO Operational Risk strategies and methodologies to external bodies, regulators and industry forums
Act as the subject matter expert on Basel and other regulatory initiatives
Understand and interpret Basel requirements for operational risk, acting as a subject matter expert on all aspects of AMA implementation (capital allocation, model, scenario implementation, loss event capture, RCSAs, BEICF)
Translate the requirements into achievable and timely actions and processes such that AMA methodology is imparted and embedded in BMO
Provide education and create awareness of operational risk definitions, scope and requirements under the regulations
Coordinate and align Basel work with other Risk and business groups to facilitate integration, efficiencies and economies where appropriate
Escalate issues and potential exposures to senior management
Drive Relationship Management and Internal Integration
Build collaborative relationships with risk and support groups across the enterprise
Liaise internally with the Director Performance Management Shared Service to ensure complimentary reporting toolsets in support of ORMF components
Consult with Operational Risk Officers to ensure integrated methodology application and integration and to share vision, align objectives and achieve goals
Promote effective working relationships with regulators
Develop the risk regulatory engagement model and standards
Through industry groups (ORX, ABA, CBA, RMA), support the development of regulatory requirements for operational risk
Promote the communication of regulatory engagement standards and best practices
Recommending – new frameworks, policies and standards to govern operational risk in accordance with Basel requirements
Advising – provide solicited and unsolicited advice on enterprise and Banking Group operational risk and on Corporate/regulatory requirements
Escalating – of issues and potential Basel Accord compliance exposures
Monitoring – of practices, processes, mitigation to ensure compliance with corporate and regulatory requirements
Challenging – provide independent assessment of operational risk methodologies & processes, and challenge business leaders to ensure adherence to acceptable risk standards
Influencing – understanding and acceptance of BMO operational risk policies and standards
Monitoring – implementation of operational risk management framework
Service providing – create methodologies, tools and processes that ensure compliance with regulatory requirements and bank policy and that facilitate efficiencies and economies in managing operational risk

Senior Manager Operational Risk Canadian Banking Resume Examples & Samples

Support the Director(s) in the implementation and enhancement of the risk and control assessment program, which provides effective and efficient identification, measurement, assessment, and reporting of operational risk with a particular emphasis on the applicable business line. This will include participating in due diligence reviews, research and the preparation of workshop materials and drafting the risk and control assessment reports
Support the Director(s), Operational Risk in the review, assessment and enhancement of the Bank's operational risk management tools and methodologies including KRIs, Scenario Analysis, Business Environment Surveys, New Product & Services reviews as required
Participate in Facilitated Working Sessions for RCSA's as required
Participate in quarterly Operational Risk Committee meeting as required
Analyze issues raised through the RCA process and other reviews including those performed by Audit, Shareholder Auditors, and Regulators to determine significant risks
Support other projects as required
Have a breadth of experience in risk management or related areas
Have relevant business line experience in Canadian Banking, Wealth or Insurance
Possess excellent written and verbal communication skills required to prepare communications and interact effectively with senior levels of management throughout the Bank
Possess excellent organizational skills and ability to prioritize effectively and efficiently
Possess strong presentation and facilitation skills with ability to clearly articulate ideas
Strong business acumen and ability to manage multiple competing projects and priorities under time pressure without compromising quality
Demonstrated ability to complete and analyze quantitative and qualitative research
Demonstrated excellent MS PowerPoint, Word, and Excel skills
Demonstrated independent initiative and highly motivated team player

Manager\senior Manager Operational Risk Resume Examples & Samples

Champion the U.S. Operational Risk Management Framework and best practices within the Bank while acting as a center of excellence for Operational Risk
Create, recommend, and facilitate approval of the U.S. Operational Risk Management Framework as well as policies/standards for the Bank
Coordinate with Operational Risk Management counterparts globally to share best practices and methodologies to reduce risk and meet regulatory requirements
Develop Operational Risk Management standards and tools that align to industry best practices and ensure effective processes are in place to identify measure, manage, monitor and report on operational risks
Develop and conduct Operational Risk Awareness training
Provide oversight and objective challenge to the 1st Line of Defense
Oversee the Risk & Control Assessment (RCA) process for U.S. Legal Entities and Business Lines
Collaborate with U.S. Businesses and support groups to establish Key Risk Indicators (KRIs). Ensure appropriate KRI owners are identified and provide timely information
Perform the Scenario Analysis component to the Operational Risk Management program that creates plausible, yet unlikely, extreme operational loss events
Maintain a central repository of Operational Risk incidents
Perform Deep Dives to assess the effectiveness of controls surrounding key processes
Make recommendations to remediate risk gaps leading to agreed Action Plans or Risk Acceptances
Ensure awareness of IT Risks, including Cyber Security, Data Leakage Prevention (DLP), Logical Access, IT Incidents
Provide input and challenge into the U.S. Vendor Management program and associated risks

Manager, Operational Risk Mangement Resume Examples & Samples

Identify the risks the insurer faces
Regularly report to Senior Management, Key Persons in Control Functions, and the Board of Directors on TDI's operational risk profile, and details on the risk exposures facing TDI and related mitigation actions as appropriate
Maintain the Internal Loss Event Database for TDI
Monitor External Loss Event environment and assess vulnerabilities within TDI
Required to execute on assigned TD Insurance ORM initiatives such as policy/framework development, business risk and control reviews, process documentation and mapping
Ensure that all tasks are prioritized and delivered in accordance with the needs of all stakeholders
Assist with communication to key stakeholders, obtaining support and buy-in for new initiatives

Manager Operational Risk & Control Resume Examples & Samples

The Manager Operational Risk & Control will be focusing on
Facilitate Business Environment Analysis
Facilitate Risk Control Self Assessments
Collect and report Key Risk Indicators
Collect data on Operational Risk incidents and losses
Collect data on External loss events
Monitor follow-up on actions from issues and incidents
Planning and coordination of execution of the elements
Share results within team
Bachelor’s or University degree (accounting, finance or economics)
3 plus years of experience in Operational Risk
Sound knowledge and understanding of risk management principles and practices
Relevant working experience in a (global) banking or financial services environment
Demonstrated track record & strong focus on process standardization & controls
Strong interpersonal, communication and influencing skills
Ability to interface effectively with all levels of the organization
Ability to travel up to 10%
Proven analytical, problem solving, and process oriented skills
Proactive and innovative self-starter while being able to organize the work in an efficient and timely manner in order to meet set deadlines
Knowledge of process management and root cause analysis techniques
Cash Applications and/or Factoring knowledge and experience a plus
Excellent verbal and written communication skills (especially English)
Excellent computer skills, Excel, Word & PowerPoint a must
Eye for details & accuracy

Manager, Operational Risk Resume Examples & Samples

Advanced understanding of industry practices and risk reporting fundamentals
Solid understanding and knowledge of the business planning process, reporting cycles and requirements, protocols for sign-offs and information sharing, and key business metrics
Advanced analytical and problem-solving skills, with advanced ability to analyze a risk exposures
Conceptualization, presentation & communication skills, with an ability to quickly understand concepts and translate them into meaningful information
Advanced facilitation/ presentation skills
Strong report-writing skills, with ability to create and organize varying forms of business information while developing it into cohesive, meaningful, professional reports and presentations
Advanced written and oral communication skills, with the capability to present and articulate complex concepts

Senior Manager, Operational Risk Resume Examples & Samples

Facilitation and oversight of the implementation of the Operational Risk Management Framework, including providing insight to the Board on the ORMF
Reviewing and challenging business risk reporting, assessments, incidents and assurance activities
Minimum of 8+ years direct experience or in a related risk discipline, such as Compliance or Internal or External Audit, gained within a dynamic international financial institution or professional services firm
The ability to think laterally with strong problem solving, persuasive skills and an ability to grasp abstract concepts and complex situations
Excellent communication skills, both verbal and written, with the ability to initiate and lead conversations with business leaders and risk management colleagues regarding anticipated and emerging issues
A working knowledge of trading businesses and operations, as well as the the regulatory environment in which Macquarie operates
The ability to work independently as well as collaboratively within a global matrixed organisation to deliver results

SVP Senior Manager Operational Risk Resume Examples & Samples

Agility to work with a group of people who know more about a given topic and not be afraid to challenge
Identifies issues and outlines scope. Probes beyond symptoms leveraging prescribed root cause analysis tools and techniques to determine the underlying causes of problems
Strong process management and problem solving skills; working knowledge of RCA techniques (Ishikawa, Five Why’s and related six Sigma tools)
Proficiency with, Excel, Word, PowerPoint, Outlook, and Visio

Senior Manager Operational Risk Resume Examples & Samples

Provide Governance, oversight to the operating model of 1B Line of Defence as it relates to the RCSA and Scenario Analysis programs
Design, implement, monitor and provide ongoing support of processes and procedures required for managing assigned programs: Risk Control Self Assessments and Scenario Analysis
Provide subject matter expertise, training and guidance to ensure adoption of policies, process and procedures by all IB Units
Maintain ongoing communication with units to implement and maintain processes that support the proactive identification, assessment and management of operational risks
Develop effective Process and Procedures that assist with the creation, analysis and monitoring of RCSA’s and Scenario Analysis
Ensure assigned programs and processes are in compliance with Bank policies and external regulatory requirements in coordination with Compliance terms
Develop and implement metrics and measurement methods to assess and monitor countries’ compliance with assigned Operational Risk programs
Provide effective and efficient identification, measurement, assessment, and reporting of operational risk with a particular emphasis on the applicable business line. This will include due diligence reviews, research and the preparation of workshop materials and drafting the risk and control assessment reports
Excellent knowledge Operational Risk
Excellent interpersonal and communication skills, written and verbal for interacting with offices with varying cross cultural and language differences
Thorough knowledge of International Banking and its operations/processes
Strong analytical, innovative and creative design skill
Excellent working knowledge of EXCEL, WORD, PROJECT, POWERPOINT, Access, Lotus notes and other database systems
A thorough understanding of the Bank's methodology
Fluent in English and Spanish required

Manager, Operational Risk Resume Examples & Samples

7 – 10 years relevant experience
Professional risk management, accounting or auditing background or 5+ years of experience in banking or financial services
Knowledge of product systems
Process coordination and management (in depth)
Legislative Compliance Management (working)
Analytical Thinking (in depth)
Problem Solving (in depth)
Risk Management (in depth)
Organizational Understanding (working)
Change management (working)
Financial and data analytic tools

Manager, Operational Risk & Modeling Resume Examples & Samples

Actively lead the development and enhancement of the various DFS operational risk models including operational risk Basel category models, credit card fraud models well as economic capital models, in line with industry best practices and regulatory requirements
Ensure timely and accurate quantification of operational risk and fraud losses for business planning as well as critical capital planning activities such as CCAR / DFAST
Proactively identify data trends or other developments that may impact key drivers of operational risk
Continuously evaluate internal and external practices, including regulatory and peer institution practices, to ensure DFS is using "best in class" statistical and analytical methods, while adhering to regulatory requirements
Develop timely analyses and reports for regulatory requests, Internal Audit, BURLs, senior management (DFS Risk Committee and DFS Board of Directors), Capital Planning Committee and the Operational Risk Committee
Establish and maintain a thorough understanding of key drivers of risk in Discovers overall business
Working independently, with limited guidance, leading projects and providing guidance to other team members in modeling and analytics
Support other Operational Risk projects as required, including various enterprise-wide operational risk activities and ensure complete, accurate and timely completion of deliverables
Advanced degree such as Masters / Ph.D. in Statistics, Econometrics, Economics, Actuarial Sciences, Mathematics, Engineering or other related analytical field
6+ years of experience in risk management and financial services required; Prior experience in operational risk modeling and other quantification techniques preferred
Direct prior involvement in the Basel II AMA and/or CCAR/DFAST process is definitely a plus
Demonstrated analytical abilities, both qualitative and quantitative, with the ability to use innovative approaches to finding practical solutions
Strong ability to recognize emerging issues and make timely and effective decisions
Proven ability to work and communicate effectively with business partners and risk stakeholders at all levels
Excellent organizational and project management skills, with a proven ability to balance independent project work with cross-departmental responsibilities while meeting deadlines
Lean, Six Sigma and/or demonstrated process improvement expertise a plus

Senior Manager Operational Risk Resume Examples & Samples

Working with the business to identify of key business elements and supporting critical data elements on key reports
Helping to define remediation projects to address data quality findings
Reporting on data remediation project progress
Contribute to the execution of special investigations which are performed upon specific request of the Chief Risk Officer
Build strong and effective relationships throughout the entire organisation acting as an ambassador for data quality within business lines, providing training & awareness sessions and on-going support as necessary

Manager, Operational Risk, Capital Markets Resume Examples & Samples

5-7 years post-academic experience, with 2 to 3 years in a financial institution with exposure to the capital markets business in 1st line, operations, risk, or audit is a must
1st line Capital Markets business experience is an asset
Experience in product and process management, implementation of governance and controls, operational risk management oversight or related 2nd line function
A completed and recognized Post-Secondary Degree

Manager Operational Risk Resume Examples & Samples

Preparing various operational risk assessment reports as and when required by Group Operational Risk and submitting the reports to the Head of Risk for review
Providing risk assessment reports that cover the operational risk profile of the Business Unit (BU), operational risk losses and corrective actions related to internal audit and regulatory review comments
Providing assessments based on the status of implementation of operational risk policies and procedures
Review and challenge the effectiveness of business management of operational risk and compliance with the operational risk framework and policies by reviewing directorates operational reports submitted to Operational Risk
Provide executive management with an update on all identified risks and controls ensuring a level of comfort through effective risk management
Design, implement and maintain the operational risk framework and policy, as well as supporting tools to align with Absa Group risk framework and policies by establishing standards for operational risk policies based on Group and local banking sector standard
Provide clear direction to team members on the operational risk strategic plan and key focus areas and ensure their understanding and buy-in
Ensure implementation of the Barclays risk governance standards and policies in the BU, in the compilation and provision of required information to be included in the various Risk Governance Forums as well as to meet reporting and risk escalation requirements
Ensure that processes, control requirements and risk management frameworks that have been designed for the area are understood by all members of the team
Oversee the activities of the team to ensure effective delivery of service to stakeholders
Allocate duties to team members in order to achieve operational targets including prioritisation and work schedules
Develop a high performing team by embedding formal performance development and informal coaching
Exposure to Risk Governance and Control Committees
Experience in risk elements especially operational risk management
Experience in dealing with multiple stakeholders
B Degree in Risk Management
3 Years’ operational risk environment experience
3 Years’ experience as an Operational Risk Officer or Manager

Senior Manager Operational Risk Resume Examples & Samples

1) Risk and Control Self-Assessment (RCSA) Program. Support the management and delivery of the RCSA Program; which is conducted on business units and/or key processes as identified by management. Related activities include
4) Relationship Management. Maintain strong relationships with the Canadian Banking business units and applicable support and control functions to remain current on new developments and emerging risks
Thorough knowledge of Bank's regulations, policies, procedures, operations and functions
Excellent knowledge of the roles and responsibilities of Canadian Banking business units as well as support and control functions crossing all delivery channels

Senior Manager Operational Risk Resume Examples & Samples

Perform deep dives on teams or processes within the U.S. operating environment
Investigate Operational Risk Incidents, compile incident reports, agree and track remediation efforts
Provide oversight, support and challenge to the multiple components of third party vendor relationships utilized by the U.S. businesses

Manager, Operational Risk Resume Examples & Samples

Provide indirect leadership and coaching to junior members of the team supporting the effective execution of this role's accountabilities
Identify opportunities to improve the efficiency and value gained through the execution of the ORM Programs
Lead the WBTORM relationship with one or more Functions within the team's portfolio
Build and maintain strong, collaborative relationships with key segment and corporate partners
Develop and maintain knowledge of 1st line business unit objectives and strategic project goals in order to deliver the most effective solutions

Risk Manager, Operational Risk Resume Examples & Samples

Champion the U.S. Operational Risk Management Framework (ORMF) and best practices within the Bank while acting as a center of excellence for Operational Risk
Create and conduct Operational Risk Management training as required
Develop and establish operational risk policies and standards while providing oversight and objective challenge to the 1st line of defense
Challenge U.S. new products and services risk assessments to ensure all risks in the Bank's Inventory of Operational Risks are appropriately considered
Collaborate with U.S. Businesses and support groups to on Key Risk Indicators. Ensure appropriate KRI owners are identified and provide timely information
Execute scenario analysis for multiple U.S. units that create plausible, yet unlikely, extreme operational loss events
Act in a consultative capacity, providing advice to teams on controls and risk reduction methods
Participate in creation of Operational Risk Reporting and presentation of information in multiple committees
Bachelor's Degree in business administration, finance, or similar field. Graduate degree or industry certifications strongly preferred

Senior Manager, Operational Risk Resume Examples & Samples

1)Risk and Control Self-Assessment (RCSA) Program. Support the management and delivery of the RCSA Program; which is conducted on business units and/or key processes as identified by management. Related activities include
4)Relationship Management. Maintain strong relationships with the Canadian Banking business units and applicable support and control functions to remain current on new developments and emerging risks
Excellent problem solving and negotiating skills
Excellent written and verbal skills to prepared documentation and interact effectively with other bank departments
Expert knowledge of Excel, PowerPoint, Word, and Visio

Manager, Operational Risk Resume Examples & Samples

Assist in establishing and maintaining an Operational Risk Management (ORM) Framework within the business/support units and all China branches that enables identification, assessment, mitigation, measurement, monitoring and reporting of key operational risks
Monitor the effectiveness of ORM at the business/support units and on China-wide basis
Assist management in the assessment of key operational risk issues and profile of the business/support units and the Country-wide
Assist in reporting and escalating operational risks to the relevant senior management-level committees with recommendations on appropriate risk mitigation strategies
Comprehensive knowledge of banking products/services, activities and operations
Able to work with business/support units at all levels in rollout of various operational risk management processes

Manager, Operational Risk Resume Examples & Samples

Assist with executing all aspects of the Operational Risk Management Framework, including facilitating Risk and Control Self Assessments, documenting key risks and controls, developing action plans to address control gaps and providing effective challenge to the adequacy of controls
Identify, research, evaluate, and/or resolve risk issues impacting the business, including conducting control reviews or gap analyses for existing processes, as needed
Establish and maintain relationships with Prudential and PGIM Risk Functions and PGIM Real Estate Business and Functional Leaders including internal audit, legal, compliance, operations, and finance
Identify and ensure key risk indicators are developed and reported appropriately
Monitor, analyze and communicate emerging risks and trends
Understand Prudential’s Operational Risk Management policies and procedures to ensure compliance with the Operational Risk Management framework
Assist with management and execution of Vendor Risk Management, Records Management and Business Continuity programs
Bachelor’s degree strongly preferred
5-8 years of related work experience with a minimum of 3 years in risk management, audit or similar function within the institutional asset management business; prior experience in real estate investment management strongly preferred
Familiarity with private and public asset classes
Working knowledge of Sarbanes-Oxley, Privacy, Vendor Management and other regulatory requirements
Strong project management skills and ability to manage multiple priorities
Strong analytical, critical thinking skills and solutions oriented
Must be a self-starter, highly motivated, and a team player
Ability to work independently, think outside the box, and demonstrate creativity and innovation
Strong attention to detail with the ability to summarize and communicate complex issues effectively, both orally and in writing
A limited amount of travel may be required

Manager, Operational Risk-prudential Resume Examples & Samples

Support business processes by reviewing, monitoring, and assessing the control environment for new and established products and activities
Analyze and report operational risk events, identifying root causes of control breakdowns, developing remediation plans, performing scenario analysis reviews
Serve as liaison between the Business and Internal Audit for engagements, and tracking the resulting issues and action plans until effective closure
Prior experience in operational process mapping and internal control design
Demonstrated track record of sound judgment and decision making skills
Ability to effectively interact with all levels of management
Strong MS Office (Word, Excel, PowerPoint) skills required and

Senior Manager, Operational Risk Sydney Resume Examples & Samples

Providing thought leadership, practical advice and education on relevant policies and best practices for operational risk management
Reviewing new business opportunities ensuring that key operational risks are identified and managed
Understanding the business risk profile and key processes and, where appropriate, acting as a catalyst for change
Independently validating business risk and control self assessments
Investigation, analysis and follow up of existing and emerging operational issues, including targeted projects or reviews as required
Oversight, mentoring and development of junior staff

Senior Manager, Operational Risk Resume Examples & Samples

Support risk coverage partners working with the first line of defense to develop, implement and monitor risk-based programs to identify, assess and mitigate operational risk
Determine/understand significant changes impacting the Business, internally and externally, and ensure appropriate actions to mitigate risk and modify/expand controls
Prepare risk reporting materials and operational risk governance committee documents, including the monthly operational loss reporting package for the risk governance committee and quarterly operational risk reporting metrics for regulators
Work with your partners in creating effective root-cause analysis for significant events
Provide risk management support for the Operations, Brokerage Product & Risk Management and Market Risk business units. The Brokerage Product & Risk Management business unit includes: fixed income and agency trading desks, margin risk management, futures risk management, and the product management of: trader tools, margin lending, cash management, securities, new issues, and market data
Provide guidance around New Product Approval requirements through the product life cycle
Monitor Key Risk Indicators and other control metrics to identify negative trends and potential control gaps
Ensure effective communication between Compliance, Legal, Vendor Risk, Model Risk, BCP and other second line enterprise organizations and first line businesses to effectively address risk and control issues
Experience with Retail Brokerage highly desired
Advanced degree a plus
Experience with the Archer GRC Platform a plus
Experience with SQL queries a plus

Senior Manager Operational Risk Resume Examples & Samples

Education in business management with an emphasis in Finance or Accounting combined with 7-10 years experience in financial services in a risk related role
Strong knowledge of operational risk management programs,practices and related regulation and operational risk capital approaches
Ability to influence and innovate and implement change
Knowledge of the Bank's business lines and structure
An accounting related qualification or audit experience would be considered an asset
Spanish language ability would be an asset
Must have very strong written communication skills

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