Regulatory Counsel Resume Samples

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T Brekke

Theresa

Brekke

5852 Koch Fall

Detroit

+1 (555) 959 0919

5852 Koch Fall

Detroit

Phone

p +1 (555) 959 0919

Experience Experience

Houston, TX

Regulatory Counsel

Houston, TX

Terry Group

Houston, TX

Regulatory Counsel

Develop, implement and manage legal and compliance initiatives, including leading audits of client program materials and managing underwriter audits
Works with manager and team members to continually enhance the effectiveness of the overall compliance program
Works with portfolio managers, traders, wealth advisors, operations, finance, marketing, and other associates to identify and resolve compliance issues
Establishing rapport and a working relationship with business leaders to encourage and continue proactive use of in-house legal counsel
Collaborating and working as part of a team with business leaders and other partners to provide innovative solutions in a dynamic, fast-paced environment
Special projects identified by the Manager of the Regulatory Counsel/Policies & Procedures Group and Compliance Counsel
Provide primary connectivity between deal team and compliance function as an advisor on legal matters related to transactions

New York, NY

Senior Regulatory Counsel

New York, NY

Treutel Group

New York, NY

Senior Regulatory Counsel

Participate in the development and execution of regulatory strategy
Engage on the timely submission of regulatory filings and develop responses to requests in accordance with internal processes and procedures
Provide legal advice on regulatory matters arising at the individual country level as well as the region level
Participate in multi-dimensional projects across business units/regions, successfully navigating throughout the organization to partner effectively with individuals from other departments and deliver results
Participate in the defense of the company in proceedings or quasi-proceedings with regulators in the region
Work in close collaboration with the MEA Public Policy and Region Counsel teams
Supports the line manager and internal clients at the level of Sr Director or above by assisting in the provision of general corporate and commercial legal and regulatory advice across designated teams

present

Detroit, MI

Deputy Director & Regulatory Counsel

Detroit, MI

Reilly, Zieme and Reichert

present

Detroit, MI

Deputy Director & Regulatory Counsel

present

Manage novel and challenging rulemaking and adjudicatory proceedings, including analysis of proposed rules and legislation in multiple state jurisdictions
Manage discovery responses
Provide support for all litigation matters, including coordination of discovery and document collection
Partner with and provide strategic and proactive legal advice to our Policy, Communications, Operations and Executive teams
Manage our relationships with regulators in the United States, including negotiations with them
Work with technical expert witnesses in preparing testimony
Draft regulatory filings before Public Utility Commissions

Education Education

Bachelor’s Degree in Which Your Background Matches

Strayer University

Bachelor’s Degree in Which Your Background Matches

Skills Skills

Resilient self-starter with good people skills, an affable personality and the ability to work well with many different personalities
Strong attention to detail and accuracy
Able to adapt quickly and appropriately in accordance with the constant evolution of the company and industry
Highly professional with superior verbal and written communications skills
Proficient with Microsoft Office products, and comfortable working in Excel
Strong working knowledge of multiple businesses and associated processes within financial organization with focus on regulatory change management
Ability to effectively juggle competing priorities and manage heavy work load without sacrificing work quality or timeliness
Quick study, able to handle complex matters, with multiple initiatives going on simultaneously
Ability to build and maintain professional relationships with internal team members and other departments
Ability to identify and assess regulatory compliance considerations related to the daily functioning of the Device Protection line of business

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15 Regulatory Counsel resume templates

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Litigation & Regulatory Counsel Resume Examples & Samples

Juris Doctorate and NJ Bar admitted
3-5 years general litigation experience at a top law firm, in-house experience is preferred
Excellent communication and drafting skills

Regulatory Counsel Resume Examples & Samples

Conducts research in order to interpret new and existing regulations as mandated, including, but not limited to, changes to regulatory requirements and SEC examination focus items
Assists with preparation for and communication with regulatory agencies including, responding to inquiries, maintaining records/documentation and preparing for audits
Prepares and submits required reporting for regulatory bodies (SEC and state regulators) including, but not limited to, Form ADV, 13-F and 13-Gs
Works with portfolio managers, traders, wealth advisors, operations, finance, marketing, and other associates to identify and resolve compliance issues
Maintains Code of Ethics and Policies & Procedures manuals
Responsible for training and updating personnel on compliance issues, including through annual compliance meetings
Reviews all responses to Requests for Proposals; reviews all marketing presentations to potential clients in an editorial capacity and to ensure compliance with regulatory requirements and disclosures
Works with manager and team members to continually enhance the effectiveness of the overall compliance program
Conducts, at least annually, a complete compliance review of all policies and procedures and keeps accurate detail of all audits including forensic testing of files
Identifies deficiencies in compliance processes and procedures that may lead to internal and/or regulatory non-compliance and assists with resolving any deficiencies and/or issues found
Attends and prepares for quarterly Best Practices/Compliance Committee meetings including report preparation, agenda preparation, scheduling and file maintenance; maintains best execution files; maintains error files
Assumes additional responsibilities and special projects as needed
Knowledge of financial products; understanding of asset management concepts
Proactive problem solving, strong analytical skills, critical thinking abilities
Ability to tell when something is wrong or is likely to go wrong; to use logic and reasoning to identify the strengths and weaknesses of alternative solutions, conclusions or approaches to problems; to combine pieces of information to form general rules or conclusions, considering the implications of all options (benefits, costs and risk factors) and being able to determine the most appropriate solution
Experience with process and project management and implementation
Multi-tasking and prioritization of duties
Extremely strong written, oral and interpersonal communication skills
Strong editing skills
Ability to build and maintain professional relationships with internal team members and other departments
Ability to work under deadlines and at a rapid pace
Law degree or anticipated law degree
Finance/Economics background preferred
Investment advisory compliance experience, direct federal and/or state regulatory experience preferred; or related clerk and internship experience coupled with advanced education
Experience in financial industry is preferred
Knowledge of business and management principles involved in strategic planning, resource allocation, leadership technique, production methods and coordination of people and resources preferred
Experience with compliance monitoring technology, processes and systems, including processes to make improvements or take corrective action, within a registered advisory firm

Regulatory Counsel Resume Examples & Samples

Understanding of the business and regulatory issues faced by our entrepreneurial clients
Member of New York and New Jersey Bar
5 years of experience with investment advisor regulatory compliance, including the Investment Advisers Act of 1940
Proactive approach in identifying and correcting existing or potential problem areas
Proven ability to develop and maintain client relationships
Intuitive comfort within a technology-driven environment and strong computer skills
Awareness of broker-dealer and/or hedge fund regulation

Regulatory Counsel Resume Examples & Samples

Structure, negotiate and close transactions; including debt financings, acquisitions, dispositions, joint ventures, and private funds
Provide legal advice and counseling in connection with monitoring existing investments, including special-situations
Identify commercial and regulatory issues on relevant transactions and provide suggested solutions to maintain and create competitive business advantages while also properly identifying and, where appropriate, mitigating commercial, regulatory and compliance risks
Provide primary connectivity between deal team and compliance function as an advisor on legal matters related to transactions
Participate in various projects as assigned including small and large, and possibly international, M&A work
10-15 years prior legal experience
Deep understanding of Securities Act of 1933, Exchange Act of 1934, Investment Company and Investment Advisers Acts of 1940, as well as other relevant U.S. and non-U.S. regulatory laws
Familiarity with secured and unsecured credit and debt arrangements
Regulatory background, preferably in a senior counsel or senior compliance officer role
Ability to see and understand situations from the various perspectives of multiple constituencies
Strong problem solving skills with a demonstrated ability to take initiative, work independently as well as cooperatively with others and critically analyze various issues associated with sophisticated investment arrangements and transactions
Practical and possess sound judgment, self-confidence and the willingness to find practical solutions to business and legal questions
Innovative, proactive and solutions-oriented
Able to adapt quickly and appropriately in accordance with the constant evolution of the company and industry
Able to travel to other locations as needed

Litigation & Regulatory Counsel Resume Examples & Samples

Law degree (JD) and admitted to practice law and in good standing in at least one State
7+ years litigation or regulatory experience at a major law firm, corporate legal department and/or regulatory agencies, with substantial civil discovery experience, is preferred, but the Bank will consider qualified applicants with less experience
In-house experience in financial services industry valued
Prior experience in arbitrations and/or resolving private client disputes valued
Excellent negotiation skills including experience in discovery disputes
Excellent interpersonal and communication skills, with ability to develop relationships with internal departments
Strong project management and/or methodology skills
Strong PC skills to include proficiency in MS Word, Excel and PowerPoint
Strong problem solving, analytical, organizational and interpersonal skills
Strong awareness of risk control including identification and assessment of confidential and sensitive matters
Ability to adapt to and manage different personalities
Strong organizational skills, with experience in prioritizing among conflicting tasks and managing multiple ongoing projects, assignments and tasks, all with minimal supervision
Ability to work well under time pressure
Ability to work in a team environment in order to achieve group targets

Regulatory Counsel Resume Examples & Samples

Development and drafting of Compliance policies and procedures through collaboration with the business, Risk, Legal and Compliance, and other stakeholders
Tracking and analysis of applicable regulatory developments
Responding to document production and related requests from Litigation and Regulatory Exams and Inquiries
Special projects identified by the Manager of the Regulatory Counsel/Policies & Procedures Group and Compliance Counsel
Familiarity with current financial regulatory requirements, including Dodd-Frank, and the ability to analyze and assess new rules and regulations
Ability to bring a group with varied interests to consensus
Critical thinking and analysis
Proficient with Microsoft Office products, and comfortable working in Excel

Privacy & Regulatory Counsel Resume Examples & Samples

Support members of the legal, business, and policy teams on privacy matters, including in areas related to partnerships, acquisitions, integrations, and other business development opportunities
Manage internal privacy programs and processes to ensure we meet our obligations under those programs
Assist product lawyers in evaluating impact of privacy laws, regulatory guidance and enforcement actions, and other related guidelines on product features

Deputy Director & Regulatory Counsel Resume Examples & Samples

Oversee legal strategy and support for our public policy efforts in the United States
Manage our relationships with regulators in the United States, including negotiations with them
Manage novel and challenging rulemaking and adjudicatory proceedings, including analysis of proposed rules and legislation in multiple state jurisdictions
Actively supervise outside counsel
Partner with and provide strategic and proactive legal advice to our Policy, Communications, Operations and Executive teams
Work with technical expert witnesses in preparing testimony
Draft regulatory filings before Public Utility Commissions
Draft advocacy material including briefing papers, memos and testimony
Manage discovery responses
Provide support for all litigation matters, including coordination of discovery and document collection
File, track and maintain all litigation filings
Drive ad hoc projects as needed
JD required
10 years of litigation experience preferred
Knowledge of Administrative Law, Administrative Procedures Act, Utility rate making and procedure
Experience with managing/overseeing outside counsel, handling Public Service Commission rate cases, merger proceedings and integrated resource planning proceedings
Excellent written and verbal communication skills required
Excellent customer service skills required
Regular, reliable and predictable attendance required
Ability to work well with others in a collaborative team environment
Must be able to successfully pass a pre-employment criminal screen. Additional pre-employment driving and drug screens may be required based on job responsibilities

VP Bank Regulatory Counsel Resume Examples & Samples

Provide general legal advice to the CIB business and operations in the U.S. and globally on various bank regulatory issues, including under the Bank Holding Company Act (particularly with respect to permissible activities and the Volcker Rule), Dodd Frank Act, international Banking Act and Regulations K, Y, W, YY)
Provide specific advice on particular transactions and transaction documentation
Assist with Volcker review of covered funds and compliance with “super 23A” requirements
Prepare various filings and communications with banking regulators for, among other things, supervisory matters, changes in banking licenses, new banking activities and changes to U.S. activities
Participate on key internal committees and working groups
Interact closely with business, risk, compliance, finance and audit departments for compliance with legal and regulatory requirements, including regulatory reporting requirements
Interact with and manage outside counsel handling bank regulatory matters for the Bank
Work with industry groups and colleagues in the U.S. and overseas to advocate BNPP’s position to proposed regulatory change
At least 4 years of relevant experience at a major law firm, financial institution or federal banking agency
Admitted to the New York bar
Sound knowledge of the laws and regulations applicable to the activities of foreign banking organizations and their U.S. operations, particularly the Bank Holding Company Act (including the Volcker Rule) and the International Banking Act and their implementing regulations (Regulations Y, K, W, YY). Experience with Volcker covered fund analysis a plus
Excellent

Regulatory Counsel Resume Examples & Samples

FDA regulatory matters
Clinical Trials and negotiation
Advertising and promotion
Healthcare fraud and abuse
Anti-corruption/Compliance
HIPAA/Privacy
Participation in investigations when appropriate
Work in close cooperation with the Associate General Counsel to coordinate and streamline efforts
Develop a thorough understanding of and familiarity with: Edwards’ business, its people, products, markets, facilities, customers and competitors and use this knowledge in providing guidance and counsel to Edwards clients
Identify training needs and assist in development and presentation of training and education regarding regulatory requirements and developments
Perform special assignments or projects if necessary
Graduation from ABA accredited law school with top academic credentials
Licensed and admitted to practice law in good standing in at least one U.S. state
At least 3-5 years of experience in private practice, in-house counsel and/or government (FDA)
Demonstrated experience in FDA regulatory law
Demonstrated experience in clinical trials
Ability to analyze and interpret efficacy and safety data
Familiarity with privacy and data protection
Decision-making ability and experience
Problem solver—able to find practical solutions and provide practical guidance
Accountable and hands-on, self-starter, results oriented
Desire to understand products and business
Excellent oral and written communication skills with the ability to gain the trust of and form solid relationships with various business clients and Legal Department colleagues
Able to manage several high-priority projects simultaneously
Some experience with US device marketing, advertising and promotion regulations
At least 2-3 years as in-house counsel in medical device industry
General understanding of medical device regulation outside of the U.S
Deep experience in global privacy and data protection matters

Senior Regulatory Counsel Resume Examples & Samples

Advising the business on the detail of regulatory and legal changes from a legal perspective, and other relevant proposed changes and industry developments to ensure that the bank is fully able to respond to the changes and adapt its business accordingly
Have strong influencing skills and be able to influence people in a complex organisational environment
Have excellent judgement and commercial awareness

Regulatory Counsel, Senior Resume Examples & Samples

Assist with development and implementation of standardized templates and processes, including new and existing policies and procedures
Work collaboratively with a broad range of people throughout the organization to include developing and maintaining strong working relationships between legal, finance, people services, operations and business development to facilitate a team based approach
Understand and be able to translate into “plain English” the legal ramifications of varied legal issues and clearly and succinctly articulate the risks. Provide valuable advice and counsel within the context of the broader business and enterprise level objectives. Help achieve thoughtful, successful and timely results for the business
Proactively communicate and manage expectations with multiple stakeholders
Experience in healthcare regulation including federal and state fraud, waste and abuse laws, contracting, regulatory diligence associated with healthcare transactions, Medicare and Medicaid requirements and reimbursement, and familiarity with Privacy and Security
Successful track record of at least five years of healthcare regulatory legal experience, including Fraud, Waste and Abuse, Medicare and Medicaid requirements and reimbursement, and Privacy and Security
The candidate ideally has a combination of law firm and in-house experience. However, exclusively law firm-trained candidates or exclusively in-house-trained will be considered if they can demonstrate diverse substantive healthcare regulatory experience
Experience in positively and successfully managing relationships with a high energy, diverse group of stakeholders across organizational lines. A thoughtful, articulate and effective communicator who can distill and articulate the important aspects of regulatory issues to a wide audience of participants
Demonstrated business acumen, including the ability to see the "big picture" as well as the relationship of very detailed and specific legal and business issues
Ability to build credibility quickly and provide strong legal support for complex issues and challenging business opportunities
Personal integrity, sound judgment and strong ethics in business and personal conduct
Candid and personally secure. Ability and willingness to seek and receive feedback constructively

Nuclear Regulatory Counsel & Ombuds Program Leader Resume Examples & Samples

JD from accredited law school with a minimum of 5 years of practicing legal counsel experience
Minimum of 5 years of U.S. nuclear regulatory experience, including investigations and enforcement
Experience as, or performing investigations for, Employee Concerns Program (ECP) lead
Outstanding written and oral communication skills; experience interfacing with regulator
Strong analytical ability, sound judgment and skill in delivering feedback to stakeholders
Vision and ability to leverage lessons learned / best practices to enhance existing program
Effective time management skills handling multiple priorities in a fast-paced environment

Senior International Telecom & Media Regulatory Counsel Resume Examples & Samples

Independently handle a wide variety of telecommunications and media regulatory issues, including determining when outside counsel is required
Create processes and policies for addressing CALEA and international lawful intercept issues
Provide training to business unit and field attorneys related to regulatory diligence and concerns
Provide knowledge management and guidance materials, including playbooks and similar, so that attorneys and other stakeholders can understand how to implement regulatory guidance with their business teams
Provide guidance to the business teams and regulatory operations analysts on regulatory compliance processes, requirements, and filings. Identifying the highest risk regulatory compliance obligations and ensure that they are addressed
Provide guidance to teams launching new services that are potentially regulated
Identify regulatory risks as they arise. Take ownership of the issues and drive through resolution
Establish strong working relationship with the Government Affairs teams, providing them with input and guidance on public policy initiatives or proceedings, attending meetings with regulators when required, and making them aware of products and services that might be regulated or could be affected by pending regulations, legislation, or changes in public policy
Monitor changes in the law
Provide practical legal advice that furthers business strategies/objectives
Manage relationships with outside counsel in any region
8+ years of experience at a national regulatory authority, as in-house counsel responsible for telecommunications regulatory policy and compliance preferable at company offering Internet-based or cloud services, or some mix of the two
Experience at a rapidly growing company or with launching new products or services in a rapidly changing market is a plus
Background in technology and especially VoIP, mobile, or media technologies is strongly preferred
Team player and problem solver with a willingness to challenge assumptions, adapt to changes, and drive results for the business
Experience at a global company with exposure to the telecommunications or media regulatory laws of at least two major regions is preferred
L.L.M or J.D

Markets Regulatory Counsel Resume Examples & Samples

5+ years of experience in Strategic Sourcing, preferably with large Blue Chip Multinationals
3+ years of experience in leading strategic sourcing programs and program management
Knowledge across Marketing & Events categories
Certified Procurement Professional is a plus
Ability to interact with all levels of management in a professional and positive manner
Excel in organizational, analytical, time management skills
Proven experience in working in cross-functional teams, obtaining consensus
Proven expertise in sourcing within multi-national and multi-regional Financial Services
Demonstrates positive behavioral skills and high degree of self-motivation
Expert knowledge of Strategic Sourcing concepts, processes, automation tools, and trends
Complex analytical interpretation and problem solving skills
Fluent in English, additional Languages considered a plus
Highly motivated and result-orientated, ability to deliver results, and customer focused
Familiar with continuous improvement techniques
Excellence in oral and written communications
Negotiation skills with demonstrated success in achieving year-over-year savings
Deep analytical mind-set, leaves no stone unturned
Confident team player who takes ownership and leads by example
Pragmatic results driven / execution focussed bias
Comprehensive understandings of contractual liabilities and commercial terms and conditions

Regulatory Counsel Resume Examples & Samples

Advising clients on FDA regulatory matters and compliance with laws, regulations, industry standards and company policies that arise throughout the product lifecycle, including in the areas of product development, advertising and promotion, research, quality and REMS
Providing legal counsel on health care laws, including the Federal Anti-Kickback Statute, False Claims Act and related health care legal obligations
Providing advice on marketing and sales activities and programs, including review of advertising and promotional materials, and working with clients to develop appropriate and compliant strategies for interacting with healthcare providers, payers, and other stakeholders
Advising clients on life cycle management strategies
Providing and coordinating legal support as a member of cross-functional teams supporting the assigned therapeutic area
Opportunity for growth into management position leading a team of attorneys
Minimum of 7 years of legal experience with a healthcare-related law firm, regulatory agency, or a pharmaceutical company
Expertise in relevant Federal and state law laws, regulations, rules and guidance as well as industry codes and principles impactingpharmaceutical manufacturers, including but not limited to applicable law concerning drug labeling, advertising, government reimbursement and product liability
Knowledge of enforcement landscape, including relevant industry litigation, settlements, and corporate integrity agreement obligations
Experience drafting and reviewing written policies
Strong leadership skills and experience managing a team of attorneys preferred
Admission to practice the New Jersey State Bar
Background in hematology or oncology and/or REMS products preferred
Excellent communication skills (both verbal and written)

Senior Regulatory Counsel Resume Examples & Samples

Participate in the development and execution of regulatory strategy
Engage on the timely submission of regulatory filings and develop responses to requests in accordance with internal processes and procedures
Provide legal advice on regulatory matters arising at the individual country level as well as the region level
Participate in multi-dimensional projects across business units/regions, successfully navigating throughout the organization to partner effectively with individuals from other departments and deliver results
Participate in the defense of the company in proceedings or quasi-proceedings with regulators in the region
Work in close collaboration with the MEA Public Policy and Region Counsel teams

Regulatory Counsel Resume Examples & Samples

Must have at least 2 years work experience from either a broker-dealer, bank, or similar company in any of the following: financial services regulatory analysis, regulatory change management, regulatory inventory, inventory of laws, inventory of obligations, or drafting comment letters on rulemaking
Subject matter expertise in bank regulatory matters and risk governance matters
Ability to work effectively with others at all levels across the organization and provide authoritative guidance to management and staff within the organization
Experience working within a large, complex financial service organization
Problem solving skills as well as flexibility and adaptability are of key importance
Strong working knowledge of multiple businesses and associated processes within financial organization with focus on regulatory change management

Regulatory Counsel Resume Examples & Samples

Specific responsibilities of the Regulatory Counsel include
Develop a thorough understanding of and familiarity with the operation of Brightstar’s business, products, markets, partners and customers
Management and direction of Brightstar’s insurance and service contract licensing portfolio, which includes insurance adjuster, insurance agency, service contract, TPA and other licensing and appointments held in the name of Brightstar, its employees and its clients
Ensure regulatory compliance of all marketing materials, training materials, insurance policies, insurance certificates and service contracts
Draft and file updated service contract terms and conditions
Develop, implement and manage legal and compliance initiatives, including leading audits of client program materials and managing underwriter audits
Provide regulatory compliance counseling on a wide variety of matters relating to the sale, delivery and operation of device protection programs
Manage vendors and internal personnel responsible for preparing and filing all required licensing applications and renewals (portfolio currently consists of more than 3,000 insurance and service contract provider licenses)
Manage regulatory interactions with clients, critical partners (e.g., underwriters) and regulatory bodies
Draft regulatory correspondence and other documents in conformity with portable electronics insurance statutes and other U.S. and Canadian insurance and service contract statutes and regulations
Responsible for compliance and licensing-related issue spotting and problem solving
Provide general legal support for the business in the U.S. and beyond, as needed
Maintain confidentiality of all Brightstar and client information
Graduate Degree required
J.D. from an accredited law school and a strong academic background required
Valid/current license to practice law
Proficient skill in Word, Excel and PowerPoint
Strong organizational skills, especially in regards to management of data
Ability to identify and assess regulatory compliance considerations related to the daily functioning of the Device Protection line of business
SERFF service contract filing or similar regulatory filing experience a plus
Developing a thorough understanding of and familiarity with the operation of the company’s business, products, markets, facilities and customers
Establishing rapport and a working relationship with business leaders to encourage and continue proactive use of in-house legal counsel
Ability to make decisions and solve problems while working under pressure
Ability to effectively juggle competing priorities and manage heavy work load without sacrificing work quality or timeliness
Outstanding interpersonal skills and the ability to communicate (both orally and in written form) and interact effectively with clients and business leaders at all levels of the organization; must be able to identify critical issues requiring action and convey them in a manner that is useful
Must be a team player and have the ability to build rapport with a diverse range of business and legal partners
A self-starter and someone who is business-oriented with an ability to arrive at creative solutions to complex legal issues
Superior intellect, with the ability to combine analytical reasoning, creativity and judgment
Quick study, able to handle complex matters, with multiple initiatives going on simultaneously
A strong people orientation and sensitivity to cultural diversity
Sound character, willing to “roll up his/her sleeves,” and excellent business and legal judgment

Regulatory Counsel Resume Examples & Samples

Minimum of 6 years of experience
Extensive knowledge of FDA, FDCA and FTC regulations within the medical device or similar industry
Experience reviewing labeling and packaging for compliance with FTC, FDCA and FDA regulations
Experience reviewing marketing and sales programs and materials in direct-to-consumer advertising and education in the healthcare or life sciences industry required
Experience interfacing with marketing/sales, regulatory and medical/clinical teams to ensure compliance and provide training to these and other internal business units on proper advertising and marketing practices
Graduate of top tier law school
Law firm and/or in-house experience required

Compliance & Regulatory Counsel Resume Examples & Samples

Region: Southern Europe & Middle-East
Role
International B2B and domestic B2C experiences are a key advantage
Languages: Native speaker or equivalent in Spanish and English required; Italian, Portuguese and French are a key advantage

Regulatory Counsel Resume Examples & Samples

467630000
Up to 25% of Travel
License required: No
Moving expenses authorized: No
Immunization required: No
Relocation Incentive authorized: No
Recruitment Incentive authorized: No
Background investigation: Yes
Student loan repayment incentive authorized: No
Annual leave for non-federal service authorized: No
To verify your application is complete, log into your USAJOBS account, https://my.usajobs.gov/Account/Login, select the Application Status link and then select the more information link for this position. The Details page will display the status of your application, the documentation received and processed, and any correspondence the agency has sent related to this application. Your uploaded documents may take several hours to clear the virus scan process
Technical Competency
Planning and Evaluating
Written Communication
Oral Communication
Fax your documents to 1-478-757-3144

Regulatory Counsel Resume Examples & Samples

Up to 25% of travel
Finally, you will be transferred to FDA's USA Staffing system to complete the occupational questionnaire and finalize your application for submission. Follow the on-screen instructions provided by USA Staffing and respond to ALL questions presented to you. You will be allowed to finalize and submit additional documents one last time. You will review your application and make final submission. You will then be returned back to USAJOBS
If you need to make a change to your application, or if you just want to know your application status, you will need to be logged in to your USAJOBS account. Tap/click on your name in the top-right corner, then select "Applications"
You will see a list of the most recent applications you have submitted. Tap/click on the one you wish to review or edit. The item will expand and provide your current status, along with additional information about that application. If you wish to change something then tap/click the "Update Application" button
You will be taken through the same steps you did when you initially applied. You can make changes to add or remove supporting documents before being transferred over to FDA's USA Staffing system where you can continue making changes to your responses to the occupational questionnaire. Step through the process as you did the first time, taking care to make the changes you need, and submitting in the final step

Supervisory Regulatory Counsel Resume Examples & Samples

467614900
Estimated travel 10%-Domestic
E-Verify: If you are selected for this position, the documentation you present for purposes of completing the Department of Homeland Security (DHS) Form I-9 will be verified through the E-Verify System. Federal law requires DHS to use the E-Verify System to verify employment eligibility of all new hires, and as a condition of continued employment obligates the new hire to take affirmative steps to resolve any discrepancies identified by the system. The U.S. Department of Health and Human Services is an E-Verify Participant
Mobility agreement required: No
It is your responsibility to ensure your responses and appropriate documentation is submitted prior to the closing date
Managing Human Resources

Corporate Nuclear Regulatory Counsel & Ombuds Program Leader Resume Examples & Samples

Juris Doctorate from accredited law school
Minimum of 5 years of practicing legal counsel experience, including Nuclear regulatory counsel experience including. e.g., in-house, law firm, gov’t, industry
Significant experience and capability to identify, evaluate and resolve compliance issues
Demonstrated ability to work cross-functionally to solve problems in a matrixed structure
Self-starter; Ability to work a clear, measurable set of deliverables with limited oversight

Regulatory Counsel, Gs Resume Examples & Samples

Provides expert guidance in the resolution of complex problems or issues impacting FDA/ORA programs. Participates in the research and analysis of agency-wide projects and programs, such as directing the analysis of agency-wide program needs and requirements
Serves as the primary agency technical authority regarding the regulatory impact on sensitive or rapidly evolving programs and policies
Coordinates efforts with concerned officials of other government entities. Identifies key policy issues and priorities, designs analyses, evaluates alternative agency strategies, and makes definitive recommendations to senior management. Performed analytical studies involving issues related to key agency programs and/or programs impacting one or several major agency organizations. Serves as an authoritative expert in analyzing legislation and developing standards, regulations, or policies that impact FDA-wide programs
Coordinates or synthesizes scientific and technical issues with economic considerations that reflect a balance, and that meet the policy intent and needs of FDA programs. Served as an authoritative expert in analyzing legislation and developing standards, regulations, or policies that impact agency-wide programs
Makes presentations at conferences and professional meetings in the U.S. and overseas before FDA management and operational staff, the regulated industry, clinical investigators, and/or the medical/scientific community on the applicable regulations and policies
Writes and establishes policies and procedures that ensure the sufficiency and procedural adequacy of policy statements and policy initiatives and applies existing policy, setting precedents that affect internal and industry program activities and the marketing of regulated products
5% of travel is required
All qualification requirements must be met by the closing date of the announcement
Financial disclosure statement may be required
Bargaining Unit Position: No
Drug Screening Required: No
Recruitment Bonus may be authorized: No
Please be advised that this position may be subject to FDA's strict prohibited financial interest regulation and therefore, may require the incumbent of this position to divest of certain financial interests. Applicants are strongly advised to seek additional information on this requirement from the FDA hiring official before accepting this position

Senior Regulatory Counsel Resume Examples & Samples

Supports the line manager and internal clients at the level of Sr Director or above by assisting in the provision of general corporate and commercial legal and regulatory advice across designated teams
Assists in the negotiation, drafting and amendment of standard agreements for potential Agents in the designated territory in conjunction with the relevant business teams
Assists in the review and negotiation of other contractual arrangements of the group
Advises the business on legal and regulatory matters, in conjunction with local counsel, in relation to the provision of MoneyGram services in each of its applicable jurisdictions
Provides advice on the legal aspects of proposed marketing campaigns and promotions, data protection and privacy laws and anti-trust compliance where applicable
Instructs and manages outside counsel in numerous jurisdictions as directed by line manager or VP General Counsel
Collaborates closely with the Compliance department in ensuring the provision of MoneyGram services are made in accordance with Anti-Money Laundering requirements in the relevant jurisdictions
Assists with the management of litigation processes and liaison with outside counsel as required
Supports the legal review of proposed advertisements and marketing materials (print, radio, TV) to ensure compliance with local laws and Company advertising guidelines
May assists in the development of internal procedures and best practice and compilation of precedents and know how
Assists with agendas and materials for BOD meetings
Ensures SEC compliance. This includes analyzing and advising to general disclosure responsibilities, participating in, completing and submitting SEC forms 10K, 10Q, 8K, and other necessary SEC filings
Drafts and manages the annual proxy statement process, legal review of press releases and other public disclosure, and assisting in development and implementation of policies and procedures for securities law
May provide legal support to the human resources department regarding executive compensation and employee benefit matters
Analyzes new laws and regulations applicable to the Company’s benefit and incentive plans and assisting HR with its compliance strategy
Works on required plan drafts and amendments and provides appropriate work direction to outside counsel who assists with these matters
Supports the corporate development function
Manages agreed upon legal aspects of the merger and/or acquisition process, including legal due diligence, analysis and advice on deal structure, documentation of the transaction, identifying and advising on legal issues, and integrating legal functions of acquired companies
Addresses any other general or ad-hoc legal queries/projects from internal business stakeholders
7+ years’ experience functioning as an attorney in a law firm or as in-house legal counsel
2+ years of experience supervising legal support staff, demonstrating a strong ability to effectively hire, develop, coach, motivate and manage performance
Independent thinking skills
Ability to effectively handle conflict and stressful situations
Strong organizational skills; demonstrated ability to handle multiple and changing tasks simultaneously
Experience in contract drafting and negotiation
Familiarity with common law principles of contract law
Strong presentation and negotiation skills – able to influence and persuade in decision making processes both internally and externally
Ability to work independently as well as part of a collegial team with some direct supervision, within company guidelines and department policies
Ability to build and maintain good relationships both internally and externally at all levels
Excellent understanding of the Company’s business with the ability to develop legal strategies to advance Company goals and objectives
Proven ability to effectively engage and manage outside counsel
Effective supervisory responsibility for staff (non-lawyer) positions
Experience in the following areas: cross-border transactions, financial services regulations, management of outside counsel would be highly advantageous
Excellent communication skills in English; fluency in a second language would be advantageous
LI-MF1

Legal Regulatory Counsel Resume Examples & Samples

Advises Managers, Directors, General Managers and Division Vice Presidents
No direct department budget responsibility; must however operate within budget. Develops budgets for assigned legal matters with supervision from more experienced attorneys
Generally 7+ years of relevant experience, including experience in-house, at a government agency or a prominent law firm
Proficient in practice area
Excellent oral and written communication skills in English and Spanish, fluency in Portuguese would be beneficial but is not required

Regulatory Counsel, VP Resume Examples & Samples

Assist in the implementation of the company’s compliance policies and procedures for the Residential Servicing Department
Provide day-to-day compliance support to the Residential Servicing Department and the management team
Coordinate activities to/from the Legal Department and the Residential Servicing Department
Serve on the Residential Servicing Change Management Process and be an active participate in the change meetings
Respond to loan-level management compliance questions and assist the servicing management staff
Provide Legal Department assistance in prompt correction of compliance deficiencies that are identified by any internal or external agency
Assist in the review and redlining of process and procedures and job aides
Monitor emerging compliance issues and assist in assessing the potential exposure of Freedom Mortgage

Senior Regulatory Counsel, GS Resume Examples & Samples

Direct Deposit: All Federal employees are required to have Federal salary payments made by direct deposit to a financial institution of their choosing
All qualification requirements must be met by the closing of the announcement
Pre-employment physical required: No
Drug testing required: No
License required:No
Mobility agreement required:No
Time in Grade (TIG) must be met by the closing date of the announcement
A background investigation may be required
Financial disclosure statement required: No

Regulatory Counsel State Law Compliance & Examinations Resume Examples & Samples

Assist in the implementation of the company’s compliance policies and procedures for the compliance with all State laws and regulations
Manage Freedom Mortgage Corporation’s examinations by State Regulators and Freedom’s responses there to
Provide Legal Department assistance in prompt correction of State law compliance deficiencies that are identified by any internal or external agency
Assist with onsite and offsite audit review and required responses
Provide additional support to the Residential Servicing Department as directed by the Chief Compliance Officer

Regulatory Counsel Marketing & Training Resume Examples & Samples

Assist in the implementation of the company’s compliance policies and procedures for all Marketing and Training activities
Provide day-to-day compliance support to various business channels and the management team
Coordinate activities to/from the Legal Department and the Marketing Department
Respond to loan-level management compliance questions and assist the marketing staff
Provide Legal Department assistance in prompt correction of compliance deficiencies that are identified by any internal or external agency
Maintain competence in consumer protection laws and regulations governing residential mortgage activities, including TILA and RESPA, FDCPA, ECOA, FCRA and other applicable law and rules
Assist in the review and redlining of process and procedures and job aides
Monitor emerging compliance issues and assist in assessing the potential exposure of Freedom Mortgage
Assist with onsite and offsite audit review and required responses
Provide additional support to the Legal and Marketing Departments as directed by the Chief Compliance Officer
Juris Doctor (J.D.) Degree Required
A minimum of 8 years prior residential servicing compliance experience is required

Product & Regulatory Counsel Resume Examples & Samples

Conduct legal research to support Airbnb’s new offerings and to help develop a legal strategy for Airbnb’s growth
Instruct outside counsel in a wide range of jurisdictions and supervise the provision of business-orientated legal advice
Advise the public policy team on regulatory matters and in particular on tourism laws and e-commerce laws
Advise local operations, customer support, and product teams on a broad range of compliance issues
Provide pragmatic day-to-day advice to minimize legal risks while advancing business interests and ensuring an excellent customer experience
Effectively collaborate with the teams in San Francisco, Asia Pacific and the rest of EMEA to provide globally aligned legal advice
4-8 years of relevant experience in a law firm, government agency, and/or in-house legal department. In-house experience at a multinational, consumer-facing company in the hospitality or tourism sector is highly preferred
Proven track record of quickly learning new areas of law and providing pragmatic risk-based advice
Highly collaborative person who supports their colleagues, who champions our mission and wants to win as a team
Excellent written and oral communication skills in English. Fluency in one or two other European languages is highly desirable
A high potential candidate combining integrity with a proven ability to function independently while exercising good judgment on when to seek guidance/escalate
Demonstrated ability to consistently deliver outstanding, thoughtful, customer-focused results in a fast-paced environment
A self-starting, proactive, driven, adaptable person who can prioritize, advise on and manage multiple projects whilst coping with shifting priorities and legal developments
Sound and practical business acumen, willingness to learn about new technologies, a sense of humor, adventure, and fun
Experience working within a global legal team would be a significant plus

Investment Management Regulatory Counsel Resume Examples & Samples

5-10 years’ experience providing legal/regulatory advice in the investment management industry and a strong understanding of the institutional asset management business
Excellent knowledge of the Investment Advisers Act of 1940 and Investment Company Act of 1940
Working knowledge of other applicable laws and regulations, including other securities laws, FINRA, ERISA, and CFTC regulation, both in the US and overseas
Ability to work well with others as well as demonstrate independent initiative
Ability to work directly with demanding clients in the business and with senior management

Regulatory Counsel / Paralegal Resume Examples & Samples

Track, review and summarize legislation and judicial decisions
Communicate with Caliber business operations regarding pending regulatory changes
Liaise with the Caliber Compliance Department throughout the operational change management process
Provide ongoing risk and status reporting to Caliber Senior Management
Perform legal research related to state, federal, and investor servicing and originations requirements
Mortgage servicing and originations experience required
Experience in management-level reporting required
5+ years of in-house legal department or paralegal experience preferred
Proficiency with MS Word and Adobe Acrobat, including track changes, OCR, and document comparison functions