Risk Resume Samples

The Guide To Resume Tailoring

Guide the recruiter to the conclusion that you are the best candidate for the risk job. It’s actually very simple. Tailor your resume by picking relevant responsibilities from the examples below and then add your accomplishments. This way, you can position yourself in the best way to get hired.

Craft your perfect resume by picking job responsibilities written by professional recruiters

Pick from the thousands of curated job responsibilities used by the leading companies

Tailor your resume & cover letter with wording that best fits for each job you apply

Resume Builder

Create a Resume in Minutes with Professional Resume Templates

CHOOSE THE BEST TEMPLATE - Choose from 15 Leading Templates. No need to think about design details.

USE PRE-WRITTEN BULLET POINTS - Select from thousands of pre-written bullet points.

SAVE YOUR DOCUMENTS IN PDF FILES - Instantly download in PDF format or share a custom link.

Create a Resume in Minutes

K Block

Kaya

Block

7604 Harrison Mountain

Dallas

+1 (555) 597 4105

7604 Harrison Mountain

Dallas

Phone

p +1 (555) 597 4105

Experience Experience

Chicago, IL

Risk

Chicago, IL

Schroeder, Gerlach and McCullough

Chicago, IL

Risk

Assist department members with building out expertise and handling of specific deal transactional insurance placements in response to increased demand emanating from the firm?s Merchant Banking Division and Special Situations Group; conduct & support operational risk/insurance due diligence of corporate acquisitions and divestitures with a specific focus on increased acquisition activity/evaluations emanating from the Firm?s Investment Management Division
Support the department?s processes and coordination with the Operational Risk & Management Analysis department with respects to scenario analysis, the mapping of operational risks to insurance mitigants and the use of insurance as a compliant operational risk capital mitigant
In-depth knowledge on key risks and expected controls (including compensating controls) in one or more business processes (e.g., procure to pay, and financial statement close); and/or
Participate in and help lead change management activities associated with the automation of Finance processes and systems. Partner with management, project champions, and process owners to align process improvement initiatives with business objectives
Analyze metrics across business units under varying balance sheet and interest rate scenarios to evaluate IRR trends and sensitivities & perform risk attribution analysis
Understand and help develop analytical capabilities to measure, monitor and manage the Firm’s interest rate risk in the banking book (IRRBB), for short-term and long-term interest rate risk metrics
Exposure to challenging quantitative problems such as modeling risks for derivatives, large scale Monte-Carlo simulations of complete portfolios across the firm, fast and accurate approximate market risk measurements

Dallas, TX

Assistant Risk Manager

Dallas, TX

Emmerich, Green and Wolf

Dallas, TX

Assistant Risk Manager

Assist in the management of the North American insurance program to include obtaining, compiling, analyzing and submitting information for coverage
Support capital and impairment forecasting activity by developing and maintaining statistical and econometric models
Execution of variance and trend analysis to explain emerging portfolio performance patterns and giving insight into future portfolio performance
Monthly inventory and ordering of all first aid supplies for the hotel and maintaining the first aid room
You will be responsible for assisting the business units in their risk assessment, updating risk scorecards as well as monitor their BCP implementation status
Facilitate departmental training programs on security standards, first aid coverage
Negotiate insurance, general Indemnification, and risk of loss provisions in contracts with vendors, landlords and customers; liaison with Sourcing and Legal

present

Los Angeles, CA

Regional Risk Manager

Los Angeles, CA

Heathcote-Pagac

present

Los Angeles, CA

Regional Risk Manager

present

Assist business/function management in establishment of 'end to end' ownership of operational risks, controls, and processes
Develop and implement process for timely identification and escalation of Management Self-Identified Issues; document and monitor progress of remedial actions
To participate in ad hoc projects and to provide risk management supports as assigned by supervisors
Daily discretion with assigned authority. Decisions beyond assigned authority are referred to higher levels of management for approval
Product Due Diligence: Manage operational risks and controls associated with introduction, modification, and expansion of a product or service
To facilitate the implementation of group risk management initiatives at the Regional Office and operating companies across the region
Direct the design, measurement and reporting of key indicators; escalate breaches and determine underlying cause. Coordinate control efficiencies

Education Education

Bachelor’s Degree in Finance

East Carolina University

Bachelor’s Degree in Finance

Skills Skills

Excellent command of mathematics, modeling and numerical algorithms. Good knowledge of statistics and time series analysis is a definite
Self-starter who can work independently and proactively with strong organizational skills and attention to detail
Excellent communication skills, both verbal and written; ability to produce concise and effective presentations with impact and influence
Strong analytical and quantitative skills including basic financial modelling skills
Ability to work under pressure and to meet deadlines
Strong interest and familiarity with corporate finance, financial/commodities markets and economic developments
Strong data structures and algorithms
Ability to communicate at the most senior levels essential
Strong written and verbal communication skills
Strong programming skills in at least one programming language (R/ python / java / c++)

Create a Resume in Minutes

15 Risk resume templates

Read our complete resume writing guides

Risk Manager Alternative Investments Resume Examples & Samples

Building and maintaining relationships with executives to provide an independent and value-added perspective into business and portfolio management activities
Providing risk oversight of the investment processes and portfolios within the alternative investment platform
Working with portfolio managers to ensure that the risks are fully understood and are consistent with our client’s objectives and risk constraints
Helping portfolio managers enhance their portfolio construction techniques
Partnering with BlackRock Solutions to create “state-of-the-practice” risk analytics and risk models for use in the Aladdin platform
Participating in various committees (e.g. investment, valuation, policy oversight) to ensure that risk issues are appropriately considered
Interacting with regulators, corporate governance bodies and auditors, as required
Supporting business development with existing and prospective clients by representing the strength of risk management at BlackRock and demonstrating thought leadership
Industry work experience of 10 years in risk management or portfolio management
Strong knowledge of alternative investments, including liquid and illiquid strategies
Solid quantitative background based on industry experience and academic credentials
Experience managing teams of analysts, associates and senior risk managers
Experience developing and using analytical tools to measure risk of alternative investments, including factor modeling, stress testing and cash flow modeling
Advanced degrees in a quantitative discipline is a plus

Risk Manager Fixed Income Resume Examples & Samples

RQA team members are charged with solving real world problems in the investment management process working under the direction of senior risk managers. They will work closely with portfolio managers on various market and portfolio analyses to help inform the investment process and improve portfolio design. Key responsibilities include
Regularly monitoring risks in the portfolios and presenting pertinent analyses on risk and performance to senior risk managers and portfolio management teams
Industry work experience of 3-7 years in risk management, research or portfolio management
Understanding of fixed income and/or equity investment and portfolio construction
Knowledge of fixed-income markets and analytics is a plus
Familiarity with BRS Aladdin investment management platform is a strong plus
Advanced degree in a quantitative discipline
GARP, PRMIA, Chartered Financial Analyst (CFA) designation is a plus
Programming skills (Excel VBA, Perl, S-Plus, Matlab) are desirable

Risk Manager Multi Resume Examples & Samples

Performing ad-hoc analyses to help address real-time demands of senior members of the team
Partnering with BlackRock Solutions to create “state-of-the-practice” risk analytics and risk models that are practical to use through the Aladdin platform
We are seeking qualified candidates with strong quantitative and computational skills interested in tackling difficult real world financial problems
Industry work experience of 1-5 years in risk management, research or portfolio management
Broad markets and analytics knowledge encompassing equities, fixed income, FX and commodities
Understanding of multi-asset investment and portfolio construction
Experience with VaR, scenario analysis, performance attribution, and other risk related metrics
Excellent quantitative, technical and communication skills

RQA Risk Manager Resume Examples & Samples

Working with senior risk managers to help ensure that the risks are fully understood by Portfolio Management and are consistent with our client's objectives and risk constraints
Knowing the investment risks by thoroughly understanding all investments and trades
Understanding how macro-economic factors drive the investment decision-making process
Helping portfolio managers apply proprietary portfolio construction and alpha generation techniques
Performing quantitative analysis across fixed income asset classes to help improve investment process
Helping to define the analytical and risk management’s needs for adequately monitoring risks
Industry work experience of 4-7 years in risk management, research or portfolio management
Knowledge of fixed income markets, fixed income analytics
Understanding of fixed income investment and portfolio construction
Broad experience across the fixed income and derivative markets is a plus
Strong technical skills and good knowledge of Excel

Blackrocktechnology Risk Manager Resume Examples & Samples

Partner with BlackRock technology teams to help them identify, understand and manage technology control risk through control education, review of metrics, and completion of self assessments
Coordinate all technology regulatory, audit and controls activity Global Technology Infrastructure and Physical Security to minimize the impact on technology leadership
Drive closure of technology issues and actions resulting from internal audit, regulatory reviews and external audits; work with action owners to gather and evaluate appropriateness of evidence
Respond to client inquiries, including RFP, client questionnaires, and client audits, and ensure timely and accurate follow-up
Maintain accuracy and completeness of the list of standard responses and standard presentation materials for clients
Support global control assessments with technology teams to support continuous control monitoring; document potential control gaps and questions, and conduct follow-up throughout the year
Assist with coordination of service audit (SSAE 16/ISAE 3402) technology walkthroughs with the external auditors and attend business-side walkthroughs to define system scope and enforce an integrated audit approach
Work closely with technology control owners to update the technology sections of the annual service auditor reports
Maintain completeness and accuracy of technology risk & control data, and where overlap exists, work with Internal Audit and other groups to manage data
2-5 years of experience working in a Technology Risk, Audit or related field (Asset Management industry experience preferred)
Proven ability to manage issues through to resolution
Big 4 Accounting firm experience preferred
Strong project management, analytical and organizational skills
Strong interpersonal skills and ability to communicate effectively
Strong skills in Microsoft Excel, Powerpoint, and Word
Ability to successfully multitask and complete difficult assignments within deadlines which may have short lead times

Senior Quant Developer CCB Risk-columbus Resume Examples & Samples

Designing, developing, testing, deploying, and maintaining analytic applications and data structures needed for modeling and forecasting
Training customers on how to install and/or use custom built applications
Identifying innovative techniques and/or developing utilities that increase the speed and efficiency of the modeling tool set
5 years of solid application development experience
5 years experience designing and developing highly efficient C/C code for use in automated data processing systems on Unix based platforms
3 years experience with Unix shell scripting
5 years experience with SQL in a relational database environment
Must be able make contributions to the group’s knowledge base by proposing new and valuable ways for approaching problems and projects

Product Risk Manager for Investor Services Asia Resume Examples & Samples

Act as point of expertise for product risks, advising business partners, other functional groups, and Credit Risk Management on control issues, fiduciary issues, emerging risk trends, product strategy, deals, regulatory issues, risk capital, risk appetite, risk tolerance, and risk priorities
Provide risk advisory to enable the business to maintain an appropriate balance between risks and rewards
Oversee systems and end-to-end operational processes to ensure that controls are appropriate and key operational risks are identified, mitigated or remediated and reported, advising on ways to manage them through enhanced technology, controls, or transparency. Advise and provide risk expert guidance and oversight for key technology projects
Opine on root cause analysis of significant operational risk events and determine if appropriate remediation efforts have been identified and implemented. Provide input and guidance to high severity R-CSA action plans
Partner with Credit Risk Management to develop product/client suitability criteria, ensuring that all risks are understood, properly quantified, and reported and that product offerings are consistent and adhere to minimum standards. Liaise with Credit Risk Management on credit risk control issues related to IS systems
Provide input and approval for new product structures, new deals andNew Business Initiative Approvals (NBIAs), highlighting risk management requirements and reflecting them in risk policies
Support the business and Credit Risk Management in the approval of significant deals. Assist in structuring complex or non-standard transactions. Review, provide input to, and approve non-standard requests regarding structure, operational process, documentation exceptions, and product exceptions
Provide input and guidance to product and client reviews
Develop, maintain, and review Product Risk Policies, monitoring implementation and on-going compliance
Interface with Regulators and fulfill all risk-related and legal entity requirements
Identify and provide on-going risk management for all fiduciary activities, including coordination with the Fiduciary Risk Committee and its sub-committees
Proactively manage risks resulting from existing or potential market events
Participate actively in key global and regional governance meetings, including Business Control Committees, Transaction Approval Committees, and working groups or committees for significant/critical projects
Financial services background, with at least 8 years experience in the industry
Solid written and verbal communication and presentation skills; strong influencing skills
Ability to develop partnerships and work with different teams interacting with all levels of people
Problem-solving skills, ability to negotiate solutions
Ability to multi task, prioritize and deal with multiple tasks in a fast paced and evolving environment
Experience in interacting with global partners and senior management across the organization
Role model for values, diversity, partnership, talent scout, management practices, and communication
Ability to lead and direct the risk agenda
Knowledge of IS products, particularly Global Custody & Fund Services, preferred

Risk & Development Resume Examples & Samples

Control model risk by ensuring that the model exposure, market conditions, model limitations and scope of usage are not materially different from the approved model
Perform reviews of risk, fraud, and finance models from Card Services and other consumer businesses
Work with other coverage partners such as the Model Review Group, Market Risk, Finance, Fair Lending, Technology and Audit to ensure that model risk is understood, captured, monitored and managed
Manage a team of model reviewers and associate model managers
Build and ensure right level of model controls. In particular
Very strong quantitative skills. At a minimum, a masters degree in Statistics, Mathematics, Operations Research, Physics, or a quantitative science
Experience in model development and strong familiarity with data preparation and processing
Minimum of 5 years of cumulative experience in either of the following areas
Excellent communications skills – Verbal and Written
Team work oriented – active collaborator and self starting individual with a record of delivery
Self-evident interpersonal skills with the proven ability to influence and achieve alignment across a range of different opinions and interests
Experience in managing direct reports
Strong project management and organizational skills with a Risk & Control mindset
Ability to ask the right questions and escalate issues to relevant stakeholders
Familiarity with Consumer Banking (Credit Cards, Banking, Mortgage, Student & Auto Loans) products and business processes. Experience with the credit card business is preferred
Proficient in MS Word, Excel, Access, and PowerPoint

Cib-investor Services Product Risk Manager Resume Examples & Samples

Demonstrate a successful track record as a senior manager operating in the financial services sector
Effective communication skills both oral and written
Methodical and self-disciplined
Self-motivated and pro-active
Strong negotiation and influence skills
Proven team working ability
Ability to work under minimal supervision
Excellent client facing skills
Experience as a Risk Manager, Auditor or Compliance officer is desirable

Transaction Services Risk Manager, VP Resume Examples & Samples

Proactive identification, assessment and remediation of emerging risk issues and themes, including credit, fiduciary, legal, market, operational, regulatory and reputational risks
Effective partnering with business and functional colleagues to guide consistent and rigorous JPMorgan risk management framework and practices, including developing and maintaining risk policies, new business initiative approval process, risk event analysis and risk management reporting
Review root cause analysis of significant operational risk events and determine if appropriate remediation efforts have been identified and implemented

Ccb Risk Quant Developer Ccar VP Resume Examples & Samples

Designing, developing, testing, deploying, and maintaining analytic applications and data structures needed for risk modeling and loss forecasting
Process analysis and process improvement
Creating technical and user documentation
Knowledge of version control tools and processes (Subversion, CVS, Clear Case etc.)

Senior Digital / Mobile Risk Manager Resume Examples & Samples

Responsible for partnering with Chase’s Digital team in defining and executing on appropriate authentication and login controls for the firm’s online and mobile services
Partner with business teams to understand their objectives and implement keeping appropriate risk controls and oversight in mind
Accountable for working with business partners and industry groups on emerging topics such as faster payments
Interface with external, internal and vendor groups to research new / emerging technologies to keep mobile/online risk controls evergreen
Leverage internal and external data to perform customer behavior analytics with an eye toward risk controls in the online and mobile space
10+ years of relevant experience in creating and implementing digital control solutions
Track record / proven experience in financial services, payments or technology industries working on customer authentication / payments / mobile initiatives
Undergraduate degree in a quantitative/technology field required; Master’s degree a plus
Strong expertise and understand of current industry challenges and solutions in the online and mobile space
Demonstrated track record of completing data exercises geared toward customer behavior analytics
Exceptional leadership skills with a desire to oversee the development of risk analysts on the team

Asset Management Private Bank Latin Risk Supervisory Manager Resume Examples & Samples

Strong interpersonal communication and listening skills are required. Candidate must be comfortable speaking in front of groups and on a "one-on-one" basis
Strong organization andfollow up skills. Ability to work well on an integrated team
Able to provide supervisory coverage across regional teams as needed
Requires 5 years experience/skills as a Supervisory or Compliance professional with a focus on supervisory responsibilities
Series7, Series 63, Series 8 (9&10), 24
If hired, you will be required to pass Series 4 withinfour months of start date. Will consider candidate without the S24 but candidate will be required to pass the S24 within three months of start date

Risk Bureau Management Manager Resume Examples & Samples

Work closely with risk management, business lines, users, team leads, and other partners to develop oversight of xLOB bureau activities
Assist with the development of the annual review model and framework required to govern Credit Bureau activities and data in adherence with JPMC Control Management Review standards and firmwide Credit Bureau Policy
Educate key stakeholders XLOB regarding the Credit Bureau review model and reporting
Develop regular management reporting summarizing Credit Bureau reviews and remediation progress
Ensure continuity between internal/external regulatory changes and findings with COE review practices
Responsible for maintaining guidance and best practices for Credit Bureau Policies
College degree- BS or higher
Minimum8 years of relevant work experience
Extensive knowledge of the functional area managed
Credit Bureau experience is required, prior experience with operational risk preferred
Strong problem solving and people management
Excellent knowledge of the consumer understanding of the company's business practices and familiarity with the company's products and services
Line of Business experience a plus; PMP certification a plus

Risk & Finace Resume Examples & Samples

Bachelor's degree in computer science or related field
5+ Years of professional software development experience in the financial services industry
Fluency with RDBMS's (preferably Sybase or Oracle)
SybaseIQ or other column-oriented database software
Strong data modeling experience
Strong PL/SQL development and query tuning skills
Experience with solutions involving very large data sets
Strong understanding of Object-Oriented programming principles and service-oriented approaches
Attention to detail, especially with respect to coding for exceptional cases
Highly organized and personally motivated to build state-of-the-art software, engineered thoughtfully and executed diligently
Team player who actively and openly shares knowledge for the benefit of the entire team

Director, GRM Liquidity Risk Policy Resume Examples & Samples

Oversight and management of Group Risk Management (GRM) sign off on all Liquidity Policies and Standing Orders
Leads review of policy and standing order liquidity assumptions; provides recommended changes accordingly
Leverage expertise to share input on New Business approvals and proposals
Provides independent review and commentary on liquidity risk activities with Regulators
Performs independent stress tests and articulates sensitivities to CRO
Reconciles and coordinates with Market Risk stress testing practices
Provides independent overview of sources and uses of liquidity
Provides independent overview of liquidity transfer pricing for CRO
Supports the CRO and various committees in risk evaluations and reporting needs
Oversees sign-off limit breaches within delegation and educates CRO
Monitors external environment and potential impact on market liquidity for the bank and the banking system
Participates in various management meetings on liquidity including the LCT
People Manager to a supporting analyst

Consumer Risk Modeling Lead Resume Examples & Samples

Credit Risk Model Development responsibilities across retail bank
Develop and oversee the implementation of standard model development procedures across all consumer portfolios. Modelling responsibilities include all phases of the consumer credit life cycle
Develop and oversee the implementation of model validation procedures across all retail bank consumer portfolios
Ensure timely model performance tracking, and automate the process to drastically improve process/operation efficiencies (where possible) to enable the business to make rapid credit decisions against market condition changes
Ensure the compliance of development and validation of models with respect to Retail Bank, Group Risk and external regulatory guidelines
Introduce best-in-class cutting edge techniques of modelling/segmentation through innovation
Partner with businesses to develop business solutions through advanced analytical work

Risk & Remediation Resume Examples & Samples

Experience of Risk and Control assessments
Ability to establish meaningful metrics and control frameworks
Ability to build processes and establish bau reporting cycles
Good liason and networking skills
Strong Exel and reporting skills
CISSP preferred

Risk & Remediation Resume Examples & Samples

Knowledge of Standards, Practices and Procedures in a Production and
Quality Management Technology support team
Knowledge of the financial services industry; preferably in the Wealth and Investment Management areas, finance, operations, technology or internal audit background
Client-focused attitude with an ability to summarize the rationale behind information requests and articulate why a particular request is important by interfacing effectively and tailoring communications appropriately
Additionally, an ability to exercise influence management across disparate teams in order to ensure overall compliance with information requests
Strong analytical and problem-solving skills, including attention to detail, organization and ability to break down requests into discrete, measurable deliverables
Ability to multi-task and manage multiple, simultaneous efforts to completion
Familiarity or exposure with key concepts in the fields of Project
Management (PMBOK or equivalent), Software Development Lifecycle (SDLC), and Technology Risk and Controlling Frameworks (COBIT or equivalent); ISACA certification is a plus
Good understanding of information security and technical concepts related to infrastructure, networking, and application/software development
Proficiency with the Microsoft Office Suite (Word, Excel, PowerPoint, Access, Visio)

VP, Structured Notes Valuation Risk Resume Examples & Samples

Manage monthly mark review of Structured Notes and related products to ensure positions are marked correctly in the firm’s books and records
Work with both the Front Office quantitative team and Model Risk quantitative team within VRG to develop and review valuation techniques
Develop full understanding of the products traded by the desk and their marking/valuation adjustment methodologies
Performance of documented reviews of the modeling and parameter mark review methodologies of significant new transactions for presentation to management
Regular interaction and presentations to Business Unit, Controllers and VRG
Project work as required on new systems and functionality enhancements
Manage resources to ensure proper coverage, review, and continued enhancements of existing processes
Ad-hoc assignments required for senior management where additional valuation reviews and product analysis
Minimum 5-10 years of related experience
Solid understanding of Interest Rate Derivatives and Structured Rates products preferred. Strong enthusiasm to learn and develop their product and model knowledge within the context of an external price-testing role
Quantitative degree (Finance, Mathematics, Engineering, and Economics), Advanced degrees ideal
The successful candidate will need drive and determination in order to deliver effective valuation control. The candidate will be expected to work to tight monthly deadlines. Self confidence, good communication skills and a strong team player as it is important to interact successfully with other team members, management, the Business Unit and Business Unit Controllers

AM Im-risk Manager Resume Examples & Samples

Significant Market and Investment Risk experience
Prepared to undertake qualification such as CFA, FRM or CAIA
Ability to act on own initiative and fulfill objectives with minimum supervision
Influencing skills
Strong all round PC skills
Good organizational skills– sense of urgency, meeting deadlines
Fluent English and Portuguese

Head, External Risk Disclosures Resume Examples & Samples

Authority to develop and execute overall strategy and plan for external risk disclosures to multiple stakeholders
Accountable for ensuring Shareholders, Rating Agencies, Equity Analysts, Bank of Canada, OSFI and other regulators receive appropriate, accurate, complete and consistent risk information on a timely basis
Ensure external risk disclosure meets all key stakeholder requirements, by ensuring key messages and information are focused, clear and consistent, proactively monitoring accounting and regulatory changes on disclosure, benchmarking against our peers, through comparisons of external disclosures and completion of an Annual Peer Analysis and monitoring analyst comments and expectations
Accountable for ensuring all external risk disclosures properly reflect risks facing the bank
Develop and maintain comprehensive external risk disclosure documentation which is SOX compliant ensuring satisfactory internal and external audits
Lead enhancement of external risk disclosures, processes and capabilities to meet future requirements (incl. Basel Pillar III, new requirements from regulators and new IFRS requirements)
Ensure external disclosures are consistent with certain internal risk reports; therefore this position is responsible for specific exposure pages within the Enterprise Risk Report and all information in the Addendum to the Enterprise Risk Report
Remain current on evolving developments regarding external risk disclosure requirements
Lead and co-ordinate early identification and resolution of key risks/ issues
Provide business and risk subject matter content and analysis
Enterprise lead in developing an efficient and comprehensive approach for all external risk disclosures
Obtain ‘buy-in’ from stakeholders of significant changes to overall approach
Lead the development and maintenance of RBC’s disclosures including managing the relationships with OSFI, CDIC, and the Bank of Canada and coordinating and leading the input from various groups across the Enterprise in the creation and maintenance of the external reports
Lead the monitoring and reporting on the quality of risk data for external disclosures
Provide content and project management expertise to VP Enterprise Risk in other ad-hoc project(s)
Business or economics degree and Chartered Professional Accountant (CPA)
The business degree is required to understand the fundamentals of business
The CPA is required due to the level of understanding of the reporting requirements, level of attention to detail and low tolerance for errors
Maturity level and skill / judgement to be able to deal with Executive levels of the Bank
10 Years experience in Financial / Management Reporting
Strategic view, excellent knowledge of RBC and its businesses
Excellent communication (written and verbal) and presentation skills
High degree of initiative and proven strong people management skills
Excellent problem solving skills, analytical, and quantitative skills
Leads with impact, delivers high unit performance, fosters collaborative relationships

Wholesale BSA / AML Risk Manager Resume Examples & Samples

Bachelor’s degree in business, finance, or other applicable area
Preferred: Demonstrated knowledge of BSA/AML regulations and compliance
Knowledge of various types of commercial banking products and services
Involvement with FIBA
Bilingual - English/Spanish
Standard Desktop PC skills
Strong verbal and written communication and presentation skills, with the ability to influence others and build consensus when faced with difficult issues. The candidate must have the courage to take and stand by an unpopular conclusion, when necessary
Must have patience to work effectively with others; assertive but not aggressive
Ability to analyze and use deductive logical skills in making decisions. Strong inter-personal skills/ability to interact with teammates and clients on a professional and consultative basis
Experience with multi-tasking, excellent time management skills
Strong project management skills with a focus on engaging the appropriate parties to resolve issues
Solid problem-solving skills with a propensity to identify complex issues, analyze associated information, and draw conclusions
Banking and investigative or analytical experience – 10 years plus
Experience creating and implementing financial services risk management practices within their organizations, with an emphasis in understanding all elements of AML/BSA risks to include the operational, compliance, and regulatory risks that face the financial services industry in this functionality

Director, Enterprise Risk Resume Examples & Samples

Audiences for all deliverables include the Board of Directors and / or the Risk Committee of the Board, Group Executive / Group Risk Committee and other Senior Management (including but not limited to: Group Risk Management (GRM) Operating Committee, Enterprise Strategy Office, Compensation Risk Management Oversight Committee) as well as Regulators
10 to 15 years relevant work experience
Accounting designation (CPA) preferred, or graduate degree in business/finance (MBA)
Excellent communication, presentation, and facilitation skills
High degree of initiative and skilled at prioritization
Impact & influence at all organizational levels, collaboration, conceptual thinking & innovation
Understanding of risk and reward trade-offs
Proven people management capability

Cib-is Risk-custody Funds & Services Resume Examples & Samples

Execute the C&FS Americas Alternatives Risk agenda
Partner with product, and operations management to identify risk and control gaps
Perform targeted risk reviews for high risk product areas
Oversee the effective conduct of end-to-end product and Risk & Control Self Assessment reviews across Americas Alternatives
Provide guidance and review of the New Business Initiative Approval process for Americas Alternatives and their extensions and modifications
Develop and implement Risk policies and procedures
Participate in critical risk advisory activities – deal review, new client on boarding, process and platform changes, acquisitions, regulatory issues, audit issues and business strategy
Perform analytical reviews of risk events to identify key themes and partner with Product and Control Group Management to identify effective action plans for their remediation
Assist in the design and development of effective risk reports and metrics for senior management, and serve as an active contributor and leader in Risk Committee meetings
Provide leadership in risk training and developing a highly risk aware culture across Americas Alternatives
Minimum 3-5 years of Securities Product, Operations Management and/or Risk Management experience, Audit experience helpful
Technical knowledge of derivatives, pricing and the administration of alternative investment funds a strong plus
Bachelor degree required, degree in related field strongly preferred
Leadership/Consulting/Negotiation/Facilitation skills
Attention to detail, strong organizational and analytical skills
Proficiency with Microsoft Office products including Powerpoint, Word, Excel

Mortgage Risk Manager Resume Examples & Samples

Graduate, preferably in Economics, Accounting, Business Administration, Engineering, Computing or Statistics
Minimum of 5 years of work experience in consumer banking risk management – specifically in residential mortgage
Strong working knowledge and understanding of risk analytics
Strong background in operations to be able to guide and lead the collection and credit initiation functions Good communication and interpersonal skills
Ability to work and think independently
Experience in a multinational bank, would be an advantage
Ability to present information in a concise and precise manner to senior management

Risk Architecture Resume Examples & Samples

Conduct hands on analytics to support the model validation, deployment, governance and control efforts across customer lifecycle (Acquisitions, Customer Management, Collections)
Ensure the compliance of the validation of models with respect to Global Risk and external regulatory guidelines
Interact with all levels of management to facilitate understanding of Model performance and usage, provide recommendations if any concerns and perform additional analysis if required
Provide mentorship to the junior members of the team
5- 8 years of related work experience
Strong understanding of risk management and business strategies/actions and risk scoring
Experience with econometric modeling and statistical modeling or application risk scoring. Experience with Data Analytics
Excellent quantitative and analytic skills
Proficient in SQL, SAS, and/or C programming in a UNIX environment
Team players; excellent ability to work effectively across multiple business and functional areas
BA/BS or advanced degree in Statistics, Mathematics, or other quantitative discipline strongly preferred

SVP Credit Portfolio Senior Risk Mgr Resume Examples & Samples

Identify and prioritize analytical data needs and partner with IT to ensure required data and data structures are available in the analytical data warehouses with desired quality and update frequency
Ensure critical regulatory and management reporting (e.g., 10Q, Troubled Debt Restructuring, GC20, and forbearance reports) are delivered on time with the uncompromised quality
Provide accurate data and account samples for Regulatory exams (e.g., OCC, CFPB) internal audits, reviews, Federal Reserve stress test, and other similar requests
Partner within the Collections and Recovery Risk team to understand reporting needs. Develop comprehensive and anticipatory business intelligence solutions and reporting solutions that enable evaluation of the performance of existing policies and drive policy enhancement
Partner with Risk Management Compliance and Operations team to build management controls and investigate exceptions and issues
Partner with Retail Services counterparts to ensure consistency, especially for regulatory and corporate reporting
Develop a quality framework and standards (e.g., maker/checker, dual control, account reviews, validation, documentation) to ensure that all reports and analytics are of the highest accuracy. Ensure all reporting scripts and data definitions are well-documented and consistent with corporate and Cards definitions
Maintain an inventory of all reporting and develop and implement strategies to automate reporting
Develop, motivate, coach, and manage the team and individual team members to consistent levels of high performance and facilitate career development
Must have solid knowledge of SQL, SAS, Unix code and/or business intelligence applications (e.g., Business Objects) and strong quantitative analytic skills. Must be proficient with Microsoft Excel and have ability to leverage more complex functions
7+ years of experience in consumer finance, ideally in Risk Management, Decision Management, or Collections; Credit Card experience a plus
Bachelor’s degree in quantitative field. Master’s degree or above preferred
Strong sense of ownership, accountability, decisiveness and ability to lead independently
Demonstrated ability to synthesize complex information, prioritize and drive results with a high sense of urgency
Project management and Operations experience are a plus

Risk Manager, Unsecured Portfolio Resume Examples & Samples

Bachelor or Post-graduate degree in Business or other related quantitative disciplines
Minimum 7 years of portfolio risk management experience in cards and unsecured lending products with proven track record in team management
Experience in credit scorecard and decision engine management
Self-initiative, good communication, interpersonal skills and ability to motivate others and strong sense of compliance awareness
Sound knowledge in MS word / Excel / PowerPoint, SAS programming is a definite advantage

Credit & Portfolio Risk Mgr Resume Examples & Samples

Minimum master degree in statistics, economics, mathematics, or related quantitative fields
PHD or comparable work experience preferred
Experience in using econometrics/statistical models
Proficiency in using MS Office tools including Excel, PowerPoint, Word and Access
Ability to operate both individually and in a team work environment
Excellent written and oral communication skills are required
Ability to present work in a formal and understandable format

Credit & Portfolio Risk Mgr Resume Examples & Samples

Model implementation, risk control, management adjustment, user acceptance testing process for credit forecasting models, collaboration with partner groups, and presentations to the senior management
This position will also conduct econometric modeling and statistical analyses on Citi mortgage risk portfolio loans, identify key relationship and trends among various loan characteristic and macroeconomic factors, and present to the senior management with reasonable driver analyses
Minimum master degree in statistics, economics, mathematics, or related quantitative fields. PHD or comparable work experience preferred
Excellent written and oral communication skills are required; ability to present work in a formal and understandable format

ICG Accrual Risk Manager Resume Examples & Samples

Establish and implement accrual risk standards and develop key controls for ICG accrual risk
Ensure successful implementation of RUBY for the NY ICG, working with Technology to identify data sources, ensure data accuracy and completeness, and explain differences between the current accrual risk measures and the dynamic interest rate risk measures in RUBY
Prepare and present monthly accrual risk analysis for each of the ICG businesses
Interface with ICG Business Senior Members, ICG Market Risk Managers, and ICG Finance Teams
Identify potential process improvements and capabilities to increase consistency, transparency, and reliability of accrual risk reporting
Provide ad-hoc support and analysis
Solid analytical skills (Bachelors in concentration with analytic focus, e.g. business, finance, economics, etc.), CFA or MBA a plus
A high degree of competence with Excel and PowerPoint. VBA and SQL are preferred

Icg-regional AML Risk Manager Resume Examples & Samples

Provide business oversight and lead operationalization of various components of the AML Program for TTS Asia-Pacific, including KYC, transaction monitoring, sanctions and other AML policy/ regulatory requirements
Provide AML advisory & approval for TTS products, deals, projects etc., and ensure TTS management is kept updated on relevant AML risks and concerns
Assess impact of proposed changes to AML policies/procedures/guidelines and work with Compliance to ensure that the business operates in line with regulatory requirements
Monitor and track progress of significant AML initiatives for TTS Asia Pacific and develop milestone reports for senior management
Coordinate with Global AML Risk team to ensure consistent approach to AML Risk issues and effectively communicate updates and promptly escalate issues and concerns
University graduate with at least 12-8 years of risk management, compliance or regulatory experience in the banking sector
Preference will be given to candidates familiar with TTS products, US regulatory regime and related Compliance/risk management/regulatory experience

CVA Risk Manager Resume Examples & Samples

Risk management oversight for CVA
Review and approve transactions for dynamic hedging
Overseeing and ensuring the integrity of the risk monitoring process
Interaction with ICG Market and Credit Risk Managers to improve accuracy of regulatory and management reporting
Knowledge of the credit processes and infrastructure within the firm will be useful
Familiarity with the requirements of the counterparty risk and/or trading book submissions in CCAR would be a strong advantage

Gf-risk / Treasury Resume Examples & Samples

As a seasoned professional, applies solid understanding of internal audit standards, policies, and local regulations to provide timely audit assurance
Contributes to the development of audit processes improvements
Applies solid understanding of how internal audit collectively integrates with line management and control functions to accomplish the objectives of the function and overall business
Performs moderately complex audits related to Consumer or Investment Banking, technology management; project/program management; or supplier management in accordance with corporate methodologies and professional standards, including drafting of audit reports, presenting issues to the business and discussing practical solutions
Completes assigned audits within budgeted timeframes, and budgeted costs
Provides coaching to team members in all phases of the audit process
Monitors the risk environment and assesses the emerging risks through the Business Monitoring process
Recommends appropriate and pragmatic solutions to risk and control issues
Applies knowledge of key regulations to influence audit scope
Develops effective line management relationships to ensure strong understanding of the business
Pro-actively develops automated routines to help focus audit testing
Intermediate level experience in a related role with experience in business, functional and people management, with proven abilities in taking responsibility for issuing to stakeholders high quality deliverables according to strict timetables
Specific subject matter expertise regarding technology application control disciplines and a solid understanding of Model Risk Management concepts, such as model governance, inventory, documentation, validation and use
Effective negotiation skills, a proactive and 'no surprises' approach in communicating issues and strength in sustaining independent views; this individual must be an articulate and effective communicator, both orally and in writing, with an energetic, charismatic and approachable style
Strong interpersonal skills for interfacing with all levels of internal and external audit and management

Risk Policy Senior Group Manager Resume Examples & Samples

Articulate risk appetite, controls, key risk indicators and product reporting standards compatible with corporate risk standards
Define & interpret Global Consumer Risk policy & procedure specific to their product area of responsibility
Approve large transactions, Portfolio Classifications, New Product Launches, & Policy Exceptions in accordance with their delegation of authority
Define & drive the adoption of minimum standards & best practices across their product suite/process specialization including infrastructure requirements and enabling technology
Provide Global view of portfolios, processes, product strategies effectiveness, & quality to identify themes and common areas of concern to support the GPFOD and CRO in monitoring soundness of portfolios and processes; ensure gaps/risks are identified and mitigated on a timely basis
Opine on the appropriateness of the NCL forecasting, LLR, Basel and CCAR methodologies
Perform country/business visits, portfolio deep-dives, peer reviews, & on the ground support for problem remediation; serve as subject matter experts that the organization can leverage for expertise and advice
Define and champion training programs required for their specific area of responsibility; collaborate with GRDs on key product/function staffing levels, talent management, & development decisions at Regional and key business levels
Interface with Legal, Compliance, ORM, FCR, ARR and regulators on Global Risk issues and trends
Monitor the performance of all credit products/portfolios; identify key risks and ensure these are remediated in a timely manner
Ideal candidates will have 10+ years of mortgage lending Risk Management experience at a senior level
Qualified candidates must, at a minimum, hold an undergraduate degree in business, economics, finance, mathematics, statistics, operations research, engineering, or similar quantitative fields: Master’s degree a strong plus
Strategy, transaction, & approval authority at Senior Credit Officer level-2, Managing Director, or equivalent level
Previously developed and delivered Risk Management presentations to executive leadership audiences
Built, developed, & retained high performing Risk Management teams, including policy, strategy, analysis, and execution
Balance of both domestic and international Risk Management experiences
Balance of credit card, installment loan, retail banking, and consumer finance Risk Management experiences
Served as consumer product, portfolio, and/or country Risk Manager or equivalent
Acquisition, portfolio, loss forecasting, loan loss reserve, collection strategy, & fraud Risk Management experience in policy, strategy, and execution
Experience conducting portfolio reviews, policy setting, peer reviews, portfolio audits, and regulatory interactions
Working knowledge of Basel II, risk capital calculations, and usage of same

Market Operation Risk Manager Resume Examples & Samples

Reports to the MOR Head MIIP as well as to the CTHs for GIAP and GEM
Team lead for GIAP GEM dedicated MOR team
Independent risk advisor to the CTHs and RMM for GIAP GEM
Owns and implements the regulatory change project portfolio on behalf of GIAP GEM
Reviews and approves authorized set of risk control activities on behalf of DHs e.g. pending
Provides sign-off on defined business activities e.g. security / payment transfers, IPO
Ensures that same control standards are applied across different desks, proper remediation
10 years of experience in Wealth Management, covering Front to Back processes. 5 years of
Excellent problem solving skills with solution oriented mindset, and capable to challenge status
Ability to operate and deal with uncertainty in a regularly changing environment, while

Location Risk Manager Resume Examples & Samples

Facilitate and assist the WM HK LRU Head in the duty to implement and comply with the WM Internal Control Framework
University and/or higher education degree
6+ years experience in UBS risk management functions and/or excellent Operational Risk Control knowledge or experience from another international financial services firm
Maturity - versed in dealing with Senior Management and all levels of the organization, excellent in communication skills and strong diplomatic flair
Very good analytical skills and know-how re operational risk issues and risk assessment and remediation, forensics audit work an advantage
Good knowledge of wealth management, its structures, processes and products; Experience in HKMA Investment Suitability rules & regulations would be an added advantage
Reliable and independent work attitude, resilience and versed in dealing with challenging situations and conversations
Good analytical, organizational, conceptual, project management and presentation skills
High level of detail orientation whilst conserving a good overview and strong sense for key issues ('can connect the dots')Fluent in English (both written and oral);Cantonese/Mandarin would be beneficial
Ability to work under pressure. Possess can-do attitude and good team player
Very good knowledge of MS Office-Applications (i.e. Word, Excel and PowerPoint). MS Access knowledge would be beneficial

RQA Risk Methodologies Director Resume Examples & Samples

Developing portfolio risk models covering alternative asset classes
Developing a specification of factor risk models through original empirical research and collaboration with senior BlackRock portfolio and risk managers
Calibration and backtesting of risk models
Communicating new models through white papers and directly to BlackRock Investment Management and BlackRock Solutions Aladdin clients
Collaborating with software developers to integrate models into BlackRock’s risk management, optimization and portfolio construction tools
Developing multi-asset portfolio risk models that integrate fixed-income, equity, and alternatives risk models
Working closely with senior researchers from each asset class to develop methodologies to link BlackRock’s asset class specific systematic and specific risk models
Identifying key risk premia and economic drivers that can form a basis of a parsimonious macro factor risk model for performance attribution and risk for strategic asset allocation products
Conducting market research to aid investment and allocation decisions
Developing market risk monitors and signals to measure and forecast market regimes using information on fund flows, crowded trades, market breadth, and market liquidity
Working with portfolio and risk managers to incorporate signals into risk and investment management processes
8+ years experience in quantitative financial modeling in the areas of multi-factor risk modeling, risk-return analysis, and/or portfolio construction
Experience in developing factor models for alternative asset classes including real estate, private equity, real assets, commodities, and hedge funds is a major plus
Outstanding empirical research skills
A desire to work cooperatively and diligently as part of a small, focused team
Strong academic credentials (PhD or Master’s degree in quantitative field) and a passion for creative and critical thinking about financial markets
The ability to apply academic research to real-world issues
Deep knowledge of econometrics (including time series econometrics), statistics, portfolio theory, and theoretical and empirical finance
Familiarity with commonly used statistical/econometrics methods and statistical scripting languages such as R, Matlab, S-plus, etc

Regional Risk Manager Resume Examples & Samples

It is noted that responsibilities with respect to certain categories are being specifically defined and developed throughout 2012 and these have been described in a forward-looking manner in the section” Responsibilities for Specific Operational Risk Categories” below. Amendments will be made as more information becomes available
Promote operational risk awareness, including training for BRCM capability and business/function personnel
Individual contributor/subject matter expert in operational risk or Manage BRCM personnel, including ongoing supervision, performance management, and development of staff
Assist with the CEO Attestation, including significant open issues in the internal control framework and obtain Management’s confirmation that all documented policies and procedures remain effective against known significant issues
Vendor: Direct, along with Contract Owners, risk and control management of third party vendors and sub-contracting arrangements, including identifying, assessing, and managing vendor risks and controls, complying with laws, regulations and internal standards, monitoring of performance and defined SLAs, and maintaining exit strategies
SOX: Manage operational risk of financial misstatement, identifies related mitigating controls, and ensures Management has an adequate control environment, includes updating SOX process documentation, executing test plans to evaluate effectiveness of SOX controls, and monitoring remediation of SOX deficiencies
Information Security: Manage, along with Business Information Risk Officer, information security risk through the implementation of primary and secondary controls to mitigate the risk, identifying information assets and associated risks, and ensuring information security awareness of employees in business/function
Privacy: Manage the assessment and mitigation of privacy risk, including customer disclosure and access that is compliant with laws and internal requirements, implementation of information security controls for repositories and processes containing personally identifiable information, considering impact of privacy matters on projects and initiatives in area of responsibility
Sound verbal and written communication skills that promote and enable openness with staff, management, internal partners, and external parties
Uphold compliance with all relevant internal and external rules, regulations and procedures; engage others to act responsibly and minimize operational risk and internal control issues
Substantial experience in Banking, risk management and / or internal audit; Audit, Risk, Compliance or Finance professional designation preferred
Minimum 5 years experience relating to Data management in a financial institution

Assistant VP Independent Risk Review Resume Examples & Samples

Must have comprehensive understanding of the changing regulatory environment, OCC 2011-12 guidance, Basel II and Basel III guidance, CCAR guidelines, etc
Must adapt to the evolutionary nature of the analytical processes used to model increasingly more complex portfolios, products and counterparties
Must have a comprehensive understanding of retail credit risk, wholesale credit risk, ICAAP, EWST, economic capital concepts. Applicable Wholesale portfolios include, but not limited to SME, MME, Private Banking, CRE, GBM, along with the full range of product offerings within each business. Knowledge of market risk and counterparty credit risk would be a plus
Must be prepared to be called on by GMO to deliver reviews of Global models, in addition to existing local priorities
Understanding of AML framewok, relevant regulations and procedures would be a plus
The role is subjected to constant and sustained scrutiny from internal and external auditors and multiple external regulators. Also required to serve on project committees at the HBUS, HNAH, and Global level
Knowledge of AML framework and process would be a plus

Operationns, Risk & Administrative Specialist Resume Examples & Samples

Work is moderately complex and specialized in nature
Work involves routine and non-routine duties or tasks and is completed under general supervision
Work is completed according to well-defined, established procedures involving sound independent judgment
Supervisor or manager provides direction for items exceeding assigned authority or unfamiliar situations
Decisions and quality of work have an impact on the functional area and / or customers
Role involves exposure to customers as well as external vendors and service providers
Role requires ability to effectively handle diverse operational matters and unanticipated events
May work in call centre or branch environment where systems are available in meeting services quality objectives
May be required to work shifts outside of regular business hours
Secondary school graduation
At least 1 year of experience in related role
Professional appearance and attitude
Career minded team player and development minded
Ability to meet volume, quality and regulatory performance targets
Excellent communication (verbal and written), customer service and interpersonal skills
Strong analytical and critical thinking ability
Proven ability to learn and operate new software and technology
High attention to detail with advanced time management and organizational skills
Ability to multi-task, handle large volumes, tight turnarounds and multiple deadlines
Ability to embrace change
Knowledge of HSBC’s products and services
Knowledge of HSBC’s policies, practices, and procedures
May require industry-specific certification to serve as back up to the HIFC Branch Manager. To serve as backup HBM the incumbent requires
Proficiency requirements*
2 years experience selling mutual funds
Registered, licensed or approved as the BM under the applicable securities legislation
Ability to lead and guide others
Willingness to be mobile in local area
Experience with conflict resolution
Proficiency requirements could include any one of
Canadian Securities Course
Canadian Investment Funds Course; or
Investment Funds in Canada AND any one of the Branch Manager courses offered by CSI or IFIC; or
A Branch Compliance Officers Course offered by Investment Funds Institute of Canadian Bankers

Brcm Risk Manager Resume Examples & Samples

The ideal candidate will have an understanding of the operational environment in a bank or broker dealer supporting various product lines such as fixed income, derivative, equity, futures and money markets
Experience with testing of controls, such as past audit experience, is a plus. In addition, an ability to fully utilize Excel, Power Point, and database applications as well as having very strong writing skills are key requirements for this role
Review of corporate policies and departmental procedures
Validation of processes against expected protocols
Gathering and analyzing data
Following up on open items and deliverables with line managers
Collaborating with line managers and line control managers to implement solutions
Drafting communications on Operations and control matters
Project tracking and updating
Creating Power Point presentations
Analyzing Risk and Loss reports
Maintaining files and reporting requirements
Maintaining Databases
Bachelor's degree required, Master’s is a Plus
Experience in an Operational or Internal Control function highly desirable
Understanding of regulatory environment within a Broker Dealer or Bank and how these regulations impact Operational work flows (primary regulators - NYSE/FINRA/SEC/OCC/ FED)
Broad based knowledge of various products helpful (FX, Metals, Derivatives, Bank Notes, Debt, Equities and Futures)
12 + years experience in related roles

Global Mkts Risk Manager Resume Examples & Samples

Ensure consistent approach to stress testing across the Global Markets Risk Management team
Assist in building out and maintaining process to support regulatory reporting requirements (domestic and international)
Assist in designing and implementing new ad hoc stress scenarios across Global Markets
Liase with the Enterprise and Regional Stress Testing team for stress testing requirements
Coordinate with Market Risk Technology to improve and develop tools to support Market Risk Stress TestingQualifications
3+ years business experience, with knowledge of capital markets products
Undergraduate degree in Finance, Computer Science, Mathematics, or Economics preferred

Global Markets Risk Manager Resume Examples & Samples

3 or more years of experience with credit risk
3 or more years of experience in developing and testing models
3 or more years of experience writing documentation surrounding models

Risk IT Regional Manager for Wroclaw Resume Examples & Samples

Partnering with HR, establish an accelerated Recruiting campaign to hire a large number of highly skilled IT professionals to fill a mix of permanent and contingent staff roles: approximately (65) in 2014, and another (30+) in 2015
Establish & maintain solid partnership with staffing vendors in the region
Actively managing personnel cost (perms & contingent vendor) to maximize cost advantage when compared to London & Zurich cost
Establishing development teams (including Dev, 2nd Level Support & Testing) to support project demands
Establishing and maintaining a positive “CS” culture and team dynamics with newly established RISK TECH IT Wroclaw team
Ensuring effective Knowledge Transfer/Training programs are in place for new hires
Ongoing active management and development of staff
Ensure low levels of voluntary attrition
Provide management oversight for all projects
Establish & maintain active communications with the RISK TECH IT
Represent RISK TECH IT within the local Wroclaw CoE senior management structure
Knowledge of large scale organisations (preferably financial), track record of managing functional and regional complexities
Strong track record of recruiting and building IT teams, able to choose people for skill and long term commitment
Excellent communicator, able to partner simultaneously with multiple teams
Track record of detailed transparency, able to ensure that the whole story is being reported accurately
Ability to pick up risk functional skills and technically aware with significant experience in a functional area, ideally one of the risk functions
Track record of managing commercial interactions with vendors
Experience with multi-threaded distributed systems
Experience with messaging systems
A broad understanding of database technologies
Strong background in data analysis within complex software environments
Capable of describing practical day-to-day analysis techniques used in order to achieve goals
3-year IB IT or 7-year of non-IB IT experience
Proficient in .NET or Java (see above)
Continuous integration experience – e.g. with Team City or Jenkins
Experience with distributed caching a plus (e.g. Coherence)

Head Incremental Risk Charge Methodology Resume Examples & Samples

Taking full responsibility of the methodology including both mathematical and risk modelling aspects and business liaison aspects (e.g. dealing with internal and external stakeholders and regulators on the model), thus being the single point of contact firm-wide on IRC methodology
Leading research, development and implementation of new modelling, calculation and reporting approaches in a continuous improvement cycle that the team undertakes
Managing the Bank’s delivery on major regulatory initiatives related to IRC methodology
Contributing to methodology development in related areas, in particular the Credit Economic Capital model
Regular interaction and visibility with a wide range of stakeholders across the Bank, particularly from Market Risk Management, Front Office, Reporting, IT and Regulatory Coordination
Full responsibility for the IRC methodology team
Location flexible, either London, Zürich or New York

Risk Policy Division Lead-plcc Resume Examples & Samples

Drive growth and profit by wisely investing credit risk taking
Synthesize complex analytical/business issues and communicate clearly and concisely to a general business audience
Manage a number of projects/ initiatives simultaneously that require complex decision making
Manage a group of senior leaders with significant analytical abilities
Work with a wide group of internal customers including marketing, decision management, finance, technology, and operations- and external vendors
Interface with business partners and prospects
Evaluate existing landscape of Private Label cards within the financial services industry, and ensure that BCUS is properly prepared to effectively manage the risk management functions at product launch
Ensure that the staffing forecasts are able to account for the product launch and growth resulting from a new product and partner business
4-year college degree required; quantitative disciplines preferred; Master’s degree preferred
10+ years experience in Risk Management
Proven ability to build and manage teams with direct responsibility for business relations, project/operations planning and execution, scope control, budgeting, and staffing
Extensive analytical or equivalent experience required in financial services industry
Private label experience a must, Co-Branded Credit card experience preferred
Experience with a new product launch preferred
Strong analytical, technical and statistical skills with proven ability to process vast amounts of data into meaningful information
Must have business sense to understand the big picture and quantitative skills to analyze and interpret statistical trends
Excellent communication and interpersonal skills required
Highly motivated, energetic, and able to work in a fast-paced organization and meet deadlines
Computer literacy/proficiency in data query tools such as SAS, SQL, Oracle, UNIX, SPSS and MS Office
Proven record in problem solving and business innovation

GWM Risk Agenda Resume Examples & Samples

Work closely with Risk Management, Front Office Investors, Business Leaders, Legal and Compliance to analyze and prioritize risk oversight-related projects
Partner with Technology Plan and Development teams to create strategic solutions to oversee new products, develop enhanced risk management tools; including development of exceptions reports
Drive and oversee the vision, enhancement and build out of strategic, global risk monitoring platform
Manage specific oversight projects such as missing mandates, account transition project and other risk-related initiatives
Collaborate closely with Risk officers prior to new product launches to determine how product characteristics will impact the required Risk oversight
Work to develop tactical and strategic solutions to create risk oversight to coincide with product launch
Assess current practices and develop enhancements where needed
Create and maintain project plans; regularly follow up on open items with the business and technology
Produce high level summaries, presentations, and updates for senior management and stakeholders
Create business requirements document and working closely with technology as lead contact on clarification of requirements
Develop and execute test plans to deliver seamless project solutions
5-10 years experience with project management and/or risk management experience and a strong track record of delivering projects on time
Solid understanding of financial products and markets
Experience designing and implementing risk & compliance control systems and/or processes
A solutions mindset and orientation, and ability to use databases and macros to create tactical solutions for new product oversight
Excellent verbal and written communication skills; ability to explain and provide key communication to senior management and key stakeholders
Strong interpersonal skills; excellent team player, ability to deal with business and risk partners at all levels
Strong quantitative skills, detail oriented

Manager, External Risk Disclosures Resume Examples & Samples

Determine and document data specifications in order to comply with risk disclosure requirements
Investigate and determine the sources of the information required
Produce, re-assess and continually enhance report contents and processes to efficiently and effectively meet requirements
Able to access various sources of data as required (ESN, RWCA, CID, GL, CMS, FACT etc.)
As this position is responsible for regulatory, financial and internal management risk data, there must be an ability to understand and explain any differences based on varying reporting requirements
Ensure risk data provided meets all key stakeholder requirements by adjusting reporting to reflect changes in disclosure requirements
Accountable for ensuring all external risk disclosures are accurate, timely etc
Develop and maintain comprehensive external risk disclosure documentation which is SOX compliant leading to satisfactory internal and external audits
Lead enhancement of risk disclosures, processes and capabilities to meet future requirements (incl. new requirements from regulators and new IFRS requirements)
Ensure risk data disclosures are consistent with certain internal risk reports
This position is responsible for certain risk data within the Enterprise Risk Report and all information in the Addendum to the Enterprise Risk Report
Lead and co-ordinate early identification and resolution of key issues

Liquidity Risk Documentation Resume Examples & Samples

Documenting standards and procedures for monitoring and testing performed by LOB liquidity risk teams and corporate functions liquidity risk teams. Ensures tests are designed to appropriately challenge both LOB and corporate functions and that the sum of monitoring and testing is sufficient to develop an independent view
Ensures documentation is appropriate and adequate across the team
Ensure appropriate and adequate documentation for all independent reviews and that the documentation is consistent across the team
Assist in performing end-to-end risk reviews of liquidity risk management across the LOBs
Produce liquidity risk reporting on a regular basis (no less than quarterly) that aggregates and presents the results of the independent reviews of liquidity management processes to Sr. Management and to the Chief Risk Officer and Board-level committees
Produce liquidity risk reporting on a regular basis (no less than quarterly) that aggregates and presents the results of the independent review of liquidity stress testing and assumptions to Senior Management and to the Chief Risk Officer. The reporting should be sufficient to allow the Chief Risk Officer to approve the stress tests and the assumptions
Ensure documentation of all liquidity risk processes in the firm and ensure that all are covered by either the Line of Business (LOB) or Chief Financial Officer team (CFO team). For any processes not covered by those teams, perform monitoring and testing and risk analysis to develop independent view of those processes and ensure they are adequately documented
Document escalation procedures for all deficiencies noted in liquidity risk management processes and ensure corrective action is taken
Liaise with Audit, Compliance and other control functions to perform gap assessments against regulatory requirements and proposed rules
Prepare for and assist with coordination of any regulatory reviews and responses of this function; document resolution of issues as identified
Document resolution of any regulatory issues owned by this function
Four-year business degree. BS/BA (Finance/Accounting preferred)
Detail-oriented, well-organized, self-starter and team player with a high level of initiative
8 years financial services or risk management experience in Treasury, Capital Markets or Finance; with a solid 4 years experience working with risk analytics and/or risk reporting
At least 4 year of experience in a regulatory environment
Strong writing and presentation skills; advanced knowledge of Microsoft products
Deep understanding of how to identify, measure, monitor and control risk
Experience with liquidity risk management processes and procedures
Prior experience in risk management (i.e. liquidity, market or operational)
Funding Plan development, use of Contingency Funding scenarios and/or enterprise Stress Testing experience

Key Risk Manager Resume Examples & Samples

Understand and interpret Barclays Group Risk Control Frameworks and Policies to ensure they are applied appropriately by the business
Ensure that the Dispensation and Waiver process is applied and approved by the business where in breach of policy
Raise Key Risk awareness, providing training and education on Key Risk Management
Guide and support the business, providing insightful Risk Management Information and advice to enable them to understand and discharge their responsibilities in compliance with Key Risk Control Frameworks and other policies
Develop the Conformance Testing and Review framework to ensure Senior Management can place assurance on Corporate Banking Processes and Controls being compliant with Key Risk Control Frameworks

LOD Ops Risk & Ctrol Conslt Resume Examples & Samples

Bachelor’s degree in Business, Economics, Finance, or Accounting, or an equivalent combination of education and work experience
7 years of work experience including audit, operations, process engineering or risk management
Solid knowledge of risk management principles and controls, broad-based business practices, and deep understanding of segment/function business processes, with the ability to assess levels of adherence/execution and identify risk/control improvement opportunities
Consulting experience at a corporate level
Experience in the financial services industry

Wealth Management, State Risk Manager, Perth Resume Examples & Samples

Responsible for identifying and providing guidance to the relevant State Manager on risk issues within their State
Responsible for providing guidance to advisers relating to their regulatory and risk obligations as well as proactively managing problem areas when they are identified
Undertaking detailed documented account reviews including all discussions with the Financial Advisor and any client contact
Provide risk oversight support to other State Risk Managers when required
Work closely with National Risk to enhance the supervisory framework and contribute to projects as needed
Extensive knowledge of the financial market fundamentals and the ability to apply this knowledge to ensure technical or professional solutions are delivered
Highly developed interpersonal, negotiation and relationship management skills, including dispute resolution and relationship building
ASIC RG 146 compliant
Experience in a management capacity
Experience in financial markets risk/supervision is essential, with a strong understanding of stockbroking trade flows and operations

Head of Valuation Risk Group Projects Resume Examples & Samples

Review and ensure the effectiveness of the overall valuation adjustment process
Leading the execution of the firm's Model Governance process including monitoring the performance of the ongoing process and preparing and presenting appropriate materials around recommendations and implementation of enhancements to the existing process to the firm's senior model governance committees
Definition, management and delivery of valuation projects to enhance the valuation process which arise from either Internal Audit or Regulatory scrutiny or from identified internal initiatives
Delivery of global valuation policies and guidance to support Product Control and Trading. Agreement of this policy/guidance across all functions (Accounting Policy, Risk, Trading, Quantitative Strategies etc)
Over 5 years derivatives trading and over 10 years working experiences at a Wall Street firm
Excellent technical skills with B.S. in a quantitative field. Advanced degree is preferred
Proven team work skills
Solid communication skill

Corp Sector Risk Capital Modeling Risk Manager Ed Resume Examples & Samples

Manage the development of models that forecast the firm’s risk-weighted assets of consumer exposures for internal budget and regulatory stress-test purposes
Develop and manage automated ongoing monitoring and tracking of capital model performance. Analyze monitoring results and communicate recommended action plans to capital modeling team leads and senior risk managers
Manage quality control function of capital team, assuring accurate and appropriate model development, quantification and implementation of capital models
Respond to ad-hoc analytic requests related to capital models and forecast
Strengthen the team’s subject-matter expertise on risk management, capital modeling and regulatory rule interpretation
Partner with other team members to drive efficiency in data, modeling and analytical approaches, all with a strict model governance mindset
Strong managerial background and/or proven track record of leading teams on a project basis
5+ years SAS programming experience. SAS Certification preferred
5+ years experience utilizing SQL in a relational database environment such as DB2, Oracle, or Teradata
5+ years in the financial services industry
Must possess the ability to deliver high-quality results under tight deadlines and be comfortable with the manipulation and summarization of large quantities of data
Demonstrated ability to form strong partnerships across multiple functional areas
Proficiency in MS Office product suite (Excel, Word, Access, and PowerPoint) required

Global Mkts Risk Manager Resume Examples & Samples

Assist in building out and maintaining process to support firm level risk analysis requirements (domestic and international)
Assist in designing and implementing new risk measures across the firm
Liase with the Enterprise and Regional teams to improve consistency and understanding of risk measures
Coordinate with Market Risk Technology to improve and develop tools to support firm level risk analysisQualifications
Extremely strong verbal and written communication skills; ability to succinctly summarize observations from a range of sources
Abillity to build and maintain relationships in a fast paced and challenging environment
Hands-on with a strong desire to learn and to challenge the status quo
Strong quantitative skills, with an understanding of derivatives pricing models and risk management methodologies 　　
At least 3 years of Finance experience with exposure to VaR/Stressed VaR, IRC, CRM and Stress Testing

VP, Traditional Asset Management Risk Resume Examples & Samples

Monitor macro-level market trends and emerging risks, along with product exposures, to analyze potential impacts across the platform
Collaborate with risk teams covering Equities, Fixed Income and Multi-Asset Class products
Liaise with senior management, portfolio managers, and quantitative teams to provide oversight of the Fund of Funds business (Hedge Funds, Private Equity, Real Estate, and Managed Futures)
Manage risk projects and initiatives across a wide range of risk-related topics: exposure aggregation, limit monitoring, liquidity, leverage, derivatives, etc
Monitor counterparties and exposures across OTC instruments, collateral and security lending
Collaborate with internal groups such as Compliance, Legal, and Operations and IT
8+ years experience in the financial services industry, preferably in risk management
Strong, broad knowledge of investment risk management across all asset classes, including Fixed Income, Equity and particularly Alternatives (Hedge Funds, Managed Futures/CTAs, Fund of Funds, Private Equity/Real Estate)
Team player with excellent interpersonal and communication (both verbal and written) skills required; previously demonstrated the ability to build relationships with front office and business leadership

Manager Credit Policy & Risk Resume Examples & Samples

Ability to manage multiple priorities at the same time within strigent deadlines and with minimum supervision
The position needs to follow company policies and any deviation from policy must be escalated to their manager for notification and approval
This position may act as a first level manager or as the most senior level individual contributor/ subject matter expert
Five years proven statistical analysis and/or MIS experience, or equivalent. Management experience as well as knowledge and understanding of financial services preferred
Well-developed organizational, analytical, problem-solving, project management and verbal and written communication skills
Proficiency with personal computers as well as pertinent mainframe systems and software packages. Strong programming skills to include knowledge of statistical programs (i.e. SAS, SAP) and/or advanced database programs

Conduct Risk Frameworks Resume Examples & Samples

Experience of working collegiately to achieve shared goals
Excellent stakeholder management
Knowledge of Barclays policy and processes
Experience leading framework reviews
Experience working in a risk and/or compliance function
Knowledge of the Barclays group and business unit structures and the roles and responsibilities of the various parts of these businesses
Experience working within or closely with a Barclays Compliance or Regulatory function

Conduct Risk Cmra VP Resume Examples & Samples

Knowledge of the location and structure of Barclays datasets relevant for Conduct Risk
Knowledge of Barclays MI policy and processes
Experience creating reports and dashboards for senior management

BAA Lead Risk Manager, Director Resume Examples & Samples

Analyze and interpret risk factor exposures for underlying hedge funds and hedge fund of funds
Contrast portfolios and trading styles across multiple investments identifying distinguishing characteristics that might lead to investment outperformance
Participate in meetings with underlying hedge fund managers to evaluate the programs investment edge and risk management processes
Provide input to hedge fund of fund portfolio construction and work closely with the portfolio management team
Contribute to enhancing risk processes and guidelines
Advanced degree in finance, mathematics, statistics, engineering, physics or other quantitative discipline; CFA preferred
2+ years investment industry experience; hedge fund experience (particularly knowledge of relative value strategies) would be preferred
Programming experience, particularly knowledge of R
Knowledge of financial instruments including fixed income and equity derivatives, financial futures and trading strategies
Ability to build rapport and relationships within the firm, clients and hedge funds

LOD Ops Risk & Ctrol Conslt Resume Examples & Samples

12 years of work experience including audit, operations, process engineering or risk management
Solid knowledge of SOX and other industry-related regulatory requirements, and operational risk concepts
Strong Professional communications both written and verbal, presentation skills and relationship management skills
Demonstrated leadership and influencing skills
MBA or advanced degree; Consulting experience at a corporate level, Professional certification or license
Knowledge of related industry or division

Gcg-country Risk Manager Resume Examples & Samples

Manage the credit quality and the performance of the retail lending portfolio which comprises of a wide range of products mentioned above. Each product portfolio is of reasonable size and a few are the largest in Asia
Establish the risk appetite framework and appetite of the portfolios. Working in partnership with the business units, define the target market, determine the business strategy and the set of performance and return metrics that comply with corporate standards and are appropriate to the local operating environment
Possess a comprehensive understanding of the local operating environment (e.g. market, competition, economy, political, legal, regulatory) and its impact on the portfolios
Manage loan losses and reserves. Perform scenario planning to dimension potential risk to the franchise under adverse situation
Implement and manage analytic infrastructure and tools including models, MIS capabilities so that portfolio qualities can be accurately evaluated and ascertained
Provide oversight to the relevant operation units to ensure that credit processes and staffing are appropriate, effective, and executed in full compliance with policies, both local and corporate
Act as an advisor to the Board and the Risk Management Committee of the local legal vehicle
Responsible for regular credit performance reporting to regulators, regional and head offices. Maintain close and transparent communication to ensure that all stakeholders outside of the business and legal vehicle are fully apprised of the strategy, performance and events that are impacting the portfolio
Jointly with Finance, responsible for capital adequacy planning based on local and US regulatory standards and requirements
Evaluate and approve high value credit transactions and those with exception/deviation requests
Represent the business in relevant external forums such as industry bodies, bureau membership group, contributing expertise and to promote responsible finance for the betterment of the industry
In times of downturn or crisis, devise policies and processes to provide appropriate relief to customers and reduce financial losses to the franchise
Mange the local risk management team, recruit, develop and retain talent and bench
Act as a senior resource to the Asia consumer risk management functional group and provide expertise and support to regional initiatives and/or ad hoc needs of other countries. This includes acting as reviewers to FCR, independent ICAAP reviews, lead or participants to swat teams, regional project groups on topical basis etc
Senior Credit Officer (SCO) designation for 3-5 years (see attached SCO requirements)
Minimum 15 years' experience in consumer credit risk management covering wide range of products
Able to make decisions on matters pertaining to aspects of risk other than credit, such as franchise, reputation risk and country risk
Able to identify and influence key decision makers across various levels and functions within the organization; diffuse conflict and work toward agreement
Thinks strategically and acts decisively in high risk scenarios, appropriately assessing a situation based on available data, experience, intuition, and judgment
Consistently reads difficult situations accurately and takes appropriate action to gain senior colleague/ client commitment
Demonstrates “managerial courage”, strong ethics and integrity
Should be an articulate and effective communicator, with an energetic and approachable style
Candidates must have effective negotiation skills, a proactive and 'no surprises' approach in communicating Risk issues, strength in sustaining independent views, and the ability to work effectively at the highest levels of the organization

FSO Risk & Independence Manager Resume Examples & Samples

Provide support to the FSO Independence Team on EU audit reform agenda and other independence related initiatives e.g firm acquisitions
Provide risk management support on FSO major projects, new propositions, services and consultations
Deliver defined elements of Risk Management roadmap and Independence projects
Deliver initiatives to support improvements in personal independence compliance
Review of client engagements identified as potentially high risk, to ensure they are permissible in accordance with regulatory requirements
Working with key management and stakeholders to identify risks and escalate issues to senior management, where appropriate
Provide support in respect of internal and external regulatory reviews / audits
Providing general support to senior members of the FSO Risk Management team

Head of CMB Risk NAM Resume Examples & Samples

Ensuring appropriate governance and oversight of risks in CMB including Risk Management Committees (RMCs) and Emerging Risk Forums,
Establishment of the regional CMB Risk Appetite Statements, liaising with Regional Head of CMB, Country CMB Heads, and other Business / Product Heads; and consideration of market developments and external environmental impacts on CMB Risk Appetite
Ensure implementation of the regional CMB governance and processes on stress testing, scenario analysis and portfolio analysis, management and reporting
Oversee the implementation of Group Risk policies and risk management procedures across the CMB Region
Monitoring of emerging risks and ensure Risk Map and Top & Emerging Risks are completed robustly
Regional CMB Risk representative with respect to streamlining and other sustainable save initiatives
To engender support of senior executives across the region and functions, some of which will have competing priorities; but when necessary to make robust / tough decisions which may be contrary to business wishes
To drive through solutions and to ensure that risks are properly identified and coordinated
To influence business strategies where the risks are assessed as high and help to develop mitigating strategies, where necessary by introducing other parts of the Group or external support who may have the expertise / experience to assist
The Regional Head of Risk is required to work in an environment of significant ambiguity with autonomy, dealing with major issues for which there may be no clear solution whilst still being able to provide judgement and clear direction. Where items of major consequence are involved, reference is made to the Global CMB and Regional CROs
The role requires close contact with senior executives, including Global CMB EXCO / RMC members, Regional Heads of Risk function, Credit Officers of the Region’s main subsidiaries and their teams. The role is regional in scope, providing oversight in all sites in which NAM CMB operates. The individual will be responsible for following and ensuring the adherence of the business to the broad, strategic direction of NAM CMB
The individual would be expected to have a varied career to date across both risk and business roles. The individual will have a formally recognised qualification
In particular, the individual should possess
A role model who inspires others and drive performance by living the values
Ability to work and thrive in a fast changing, results driven environment
Outstanding leadership skills, demonstrating ability to initiative and effect change through people in a large matrix organisation
Able to work pragmatically in varying markets under difficult conditions
Strong management information background, both in terms of required content, production processes and understanding what drives the numbers reported
Solid controls background
Strategic thinker and pragmatic implementer able to develop efficient methods of bringing about change
Experience presenting to the investor community

Risk Manager, VP-modeling & Forecasting Resume Examples & Samples

Collaborate with risk, accounting, finance, default, and servicing to ensure consistency of deliverables pertaining to loss forecasting
Build relationships across Mortgage Banking and corporate risk management functions as well as accounting and finance
Partner with model review/governance group as well as internal and external audit to ensure compliance with requirements
Provide oversight of reporting & analysis of risks and documentation for updates to senior management
Functional knowledge of risk management principles and at least 5 years experience within the Financial Services industry required
Master's degree preferred in a field that provides a strong background in finance, economics or statistical methods
3-5 years experience of data handling and programming skills
Strong project management, analytical and problem-solving abilities
Flexibility and ability to work in a fast-paced environment to effectively meet deadlines
Detailed oriented and well organized with the ability to work independently
Demonstrated problem solving and a proven track record of getting things done
Must have good judgment with the demonstrated ability to think creatively and strategically

Risk Appetite & Stress Test Resume Examples & Samples

Developing a sound capital management framework that recognizes how risk manifests itself for the Company (jointly with Finance and Actuarial Services) that will be used to allocate capital
Determining and gaining approval from senior management and the Company’s Board of Directors on the Company’s risk appetite
Refine the Company’s current risk appetite framework, working closely with the Business Unit Risk teams, Actuarial Services and Finance
Establish and recommend the Company’s risk appetite to the Asset Liability Management Committee (ALCO)
Assist the Senior Managing Director- Corporate Risk Management with the completion of Future State work streams
15 years of financial services risk experience
Previous experience presenting to the C-Suite and board level
Presence, credibility and proven ability to develop strong partnerships and influence senior management
Ability to work well under pressure with commitment to deliver under tight deadlines

Team Lead-high Risk Team Resume Examples & Samples

Business Groups
Fraud / Corporate Security
Various Corporate Areas Functions
Proficiency in area of specialty
Receives assignments from Manager
Works as subject matter expert on given AML team; daily go-to person for routine and increasingly more complex questions
Accomplishes tasks mainly through the team work and coordination of entry level employees
Works closely with management on department issues applying some independent judgment within guidelines
Bachelor’s degree preferred, or 3-5 years of relevant experience in lieu of degree
3-5 years AML experience, with 2 years of experience focusing on specific area/function of AML
Daily subject matter expert with coordination of team members
Monitors daily operations of staff and provides suggested feedback regularly

Group Risk Manager Resume Examples & Samples

Manage rating process
Manage adjudication process for lending and derivatives transactions
Develop and articulate credit views across all municipal sectors
Oversee the preparation of quarterly portfolio reviews
Follow and analyze demographic, economic, and legislative trends for their potential effect on specific municipal sectors or market as a whole
Update ratings criteria papers as appropriate. Develop new criteria papers as needed
Participate in IOCs
Manage special projects as needed
Works Strategically – seek opportunities for sustainable growth beyond existing boundaries through innovation and collaboration
Builds a High Performance Culture – lead change and continuous renewal while building capabilities of employees and teams
Drives Shareholder Value – competitive drive to “make money” for RBC while generating value for clients and shareholders
Leads with Integrity – mobilize others through authentic personal leadership and RBC values
Ten plus years of relevant credit experience
Team management experience
Flexibility to adjust to changing priorities
Manage a team of 5 people
Team responsibilities include

Credit & Portfolio Risk-partner & Deal Risk Manager Resume Examples & Samples

Creating of strategy and recommendation decks under constrained time with limited information
Liaising with Business Development, Marketing, Finance, Accounting and Risk
Ability to articulate vision to senior management
Ability to work longer days where required

Conduct Risk Manager Resume Examples & Samples

Strategy and Management Information: assessing how best to feed Conduct Risk appetite into strategic decision-making and developing MI to support management decisions. This will include as part of the overall O&T Balanced Scorecard
Frameworks Design and Rollout: Design and embedding of a new Conduct Risk Principal Risk across the business in accordance with the Group Principal Risks Policy
Conduct Risk Assessment: assessing the current state of controls and assessing strategic risk within each Centre of Excellence to capture what we do well and identify where risk really lies
Communications and Training – This will include co-ordinating and driving comms and training to all 60k+ O&T colleagues and regularly communicating and presenting to O&T ExCo and the O&T Enterprise-wide Risk Management Committee
Driving Business Assurance, Governance and Compliance
Technical Skills/Competencies
Experience & Qualifications

Risk Manager, VP-modeling & Forecasting Resume Examples & Samples

Manage internal controls, risk, and compliance functions within Modeling and Forecasting department
Coordinate Mortgage Forecast Model project and calibrate with CCAR and Finance PMO's
A minimum of 5 years experience in Risk Management, Audit or Compliance
At least 5 years in financial institution experiences is a must; Mortgage banking experience preferred
BA/BS degree required, MBA or Masters in Finance or Economics, preferred
Must have functional knowledge of risk management principles
Documentation & reporting skills
Strong project management, analytical and problem-solving abilities; detail oriented
Strong management skills and interpersonal skill set
Strong PC skills (Excel, Word, PowerPoint) with the ability to quickly learn new applications

Head of Conduct Risk Policy Resume Examples & Samples

Principal duties
Position requirements
Understanding of conduct risk and the regulatory expectations relating to it. Experience of conduct risk management would be an advantage
Broad understanding of wholesale banking and/or wholesale financial services
Ability to build relationships of trust with members of the Compliance department and employees in the business unit and support & control functions
Excellent presentation and interpersonal skills - ability to communicate clearly and concisely both in person and in writing
Ability to lead a team and manage a project
Good analytical and numerical skills, able to learn new concepts
Ability to perform multiple tasks simultaneously, and prioritise accordingly
Confidence to use own initiative and apply judgment in an in-house context
Enthusiasm and aspiration to learn and develop
Broad understanding of the FCA and PRA Handbooks and Regulatory approach

Gf-cpb Capital Markets Risk Manager Resume Examples & Samples

Regional Risk lead for Capital Market program renewals and attendant policy/program matters, insuring a robust risk framework exists for the analysis, approval, and monitoring of derivative transactions
Manage impact of credit and market risks on IF and Capital Markets transactions
Facilitate product risk decisions by participating in client meetings and suitability/appropriateness analysis for clients with complex derivatives transactions
Facilitate and actively participate in ongoing portfolio reviews of capital market transactions
Identify and execute risk mitigation opportunities, and establish key controls
Assess risk/return trade-offs associated with transactions, products and client relationships
Sensitivity to macro and regulatory issues and their impact from a risk management perspective
Proficient in stress testing and developing associated mitigation strategies
Knowledge of asset classes such as Equities and Fixed Income etc
Franchise and Reputational Risk - Identifies franchise and reputation risk and recognizes when/how to escalate accordingly
Risk Infrastructure - Collaborates with business and technology to improve the capture and control of risk across the firm; identifies and promotes best practices; understands limitations of existing risk metrics and models and makes decisions balancing quantitative results with judgment

CCB Fiduciary Risk-chase Wealth Management Resume Examples & Samples

Lead overall effort to continually review and enhance tools, reports and programs used to monitor fiduciary account oversight for both bank managed and Investment Advisory accounts
Lead efforts to identify potential gaps in CWM fiduciary policies and procedures, and work with CWM Management and Compliance and firm-wide fiduciary subject matter experts to continually enhance and document firm policies, procedures and training related to Fiduciary oversight activities
Lead efforts to develop and maintain CWM risk reporting regarding Fiduciary activities
Leadership role in driving enhancements to CWM’s Fiduciary Risk Committee framework, agenda and management reporting
Participate and lead CWM projects that have a fiduciary impact
Interact with Senior Management across all facets of the business (Compliance, Legal, Sales, Operations, Administration)
Ensure timely and effective response to Compliance and Audit Examinations on a priority basis
Excellent interpersonal, verbal, & written communication skills
Strong organization & management skills
Strong research, analytical, problem solving and decision-making skills
Excellent computer and navigational skills (Microsoft Office)
Strong working knowledge & experience with regulatory rules; OCC, FINRA, SEC
At least ten years of experience in the securities/investment industry required
Fiduciary experience required

UK Risk Appetite Manager Resume Examples & Samples

Facing off to key stakeholders (i.e. Risk, Treasury, Finance & Front Office) to explain, at a level suitable to the stakeholder, movements and requirements of the various models used within Risk. To be able to explain their linkage to capital, earnings, limit setting and the risk appetite process
Subject Matter Expert for certain risks within the UK entities (e.g. Group risk, Pension risk)
Preparation of high quality presentations for a diverse audience from senior risk management to key support departments
Researching and developing appropriate methodologies and processes to establish integrated Risk Appetite policies
Understanding movements and requirements of risk metrics down to the business line and product level, and to be able to discuss this level of detail within Risk to ascertain the trading strategy behind such positioning

Risk Division Lead Resume Examples & Samples

15+ years analytical or equivalent experience required in consumer financial services unsecured lending
Proven record in problem solving and business innovation required
Proven leadership qualities and the ability to develop individuals and teams
Four- year college degree required, Masters preferred
Extensive project management experience required
Credit Card experience preferred
Superior influencing and communicating skills
Ability to recruit superior talent

Manager, AML Risk Assessments Resume Examples & Samples

Execution of AML risk assessments for the assigned areas/ business groups/ products or services across BMOFG operating groups and lines of business (excluding the US). Evaluate inherent risk associated with customers, products, services and geographic locations; identifying areas of the Enterprise with greater AML risk and assessing the level of risk mitigation in place
Maintaining awareness and understanding of the current, evolving regulatory landscape, Money Laundering and Terrorist Financing techniques and AML typologies and emerging risks that may influence the risk assessments as it pertains to the business, products, services, customer set, or geographic location
Identification of emerging issues ensuring they are incorporated into the risk assessment program as required. Synthesize and analyze of data from multiple sources to provide accurate and relevant information regarding changes and emerging AML risk
Communicate and report results of risk assessments to senior management; providing recommendations to manage unmitigated risks

Risk Framework & Risk Appetite Manager Resume Examples & Samples

Second line of defense risk management and capital charge assessment of Credit Suisse's defined benefit pension schemes, consisting of strategic research and modelling on all risks the firm is exposed to in relation to its pension plans
Supporting the team in several key inter and intra department relationships and managing the planning and delivery of Risk Appetite updates to various key governance committees, structuring the message delivered to senior executives up to the Board level
Facing off key stakeholders (i.e. Treasury, Finance & Front Office) in the sourcing of various Risk Appetite inputs, ensuring delivery of ultra high quality standard material of Risk Appetite updates for senior governance committees
Gaining high-level understanding of various metrics and concepts used in Risk Appetite dimensioning (Market Risk, Credit Risk, Operational Risk, Liquidity Risk..)
Performing regular analysis on key risk metrics related to Credit Suisse's defined benefit pension schemes, for incorporation within the Group risk management reporting framework and for use in Prudential Regulation Authority (PRA) ICAAP submissions
Gaining a thorough understanding of pension risk and in-depth knowledge of any pension mechanism impacting the Group accounting or economic situation
Identification of any area for improvements in pension risk modelling and capture, proposing and pushing forward resulting methodology enhancements
A good understanding of broad risk measurement frameworks, including one or several of Market Risk (e.g. VaR), Internal Capital models such as economic risk capital and Credit Risk management as it applies to Private/Retail Banking or to Investment Banking
Experience with financial modelling of pensions schemes, insurance portfolios or other ALM structures would be a plus
Proven experience within a risk department of a large bank
High standard of written English, and experience of producing formal documentation
To be able to operate autonomously, to manage a project/task forward and produce an end state product that can be presented to senior management with minimal required revision

Director, Individual Risk Resume Examples & Samples

Support leaders on specified risk committees and provide risk and performance reporting
Bachelors degree, Masters preferred
Ability to assist in optimizing risk-taking to achieve business results
Knowledge of wealth management, brokerage, IRAs, life insurance, annuities, ERISA, 403(b) plans, and/or individual financial planning
Risk management experience in investment, distribution, and/or product development/management environments
Familiarity with risk identification and mitigation techniques and strategies
Experience working closely with legal, compliance and audit

Valuation & Risk Infrastructure Developer Resume Examples & Samples

Develop scalable, optimized components for cross-asset risk computation
Assist in design and valuation of financial assets
Assist in optimized layout of functional dependencies
Analyze and optimize performance of intra-day and end of day risk computation
Provide support for risk engine, resolve production issues in a timely manner
Communicating with strategists and other stakeholders
Excellent code development skills
Extensive exposure to financial valuation and risk methodologies
Experience with risk computation optimization
Experience with building, delivering business critical valuation/risk systems and libraries
Ability and willingness to quickly learn new programming languages
Strong team working ability in local and global teams
Exposure to dependency graph & functional programming
Exposure to Scala, Java and C++
Experience with Windows and Unix environments

Natural Resources Risk Resume Examples & Samples

Bachelors Degree in finance or comparable field, MBA preferred
5+ years experience in a commercial or investment bank covering both investment grade and leveraged and/or sub-investment grade clients
5+ years experience in leveraged corporate/structured credit, documentation issues and capital markets, with knowledge of the Natural Resources sector, especially Oil & Gas

R&A Risk Gen Developer Resume Examples & Samples

Work closely with front office supports, product control team and the global risk team
Develop, support and maintain the existing Muni Derivatives platform
Support migration from existing technologies to new technologies
3+ years of the following computer skills that are required (C++, Perl, Trading system knowledge)
Adanced degree ( MS or higher )

R&A NY Risk Gen Dev Lead-VP Resume Examples & Samples

7+ years of experience in working in financial service
7+ years of the following computer skills that are required (Trading system knowledge, C#)
Knowledge in C++, parallel processing and window development

TTS Trade Risk & Product Structuring Manager Resume Examples & Samples

Discover new TTS opportunities and structure tailor-made and complex customer trade solutions
Initiate customer calls and actively participate in internal account planning sessions to support acquisition of new clients and increase cross-sell through TTS Trade products
Support regional Trade initiatives and deal execution
Support customer relationship management including acquisition of clients, negotiations, drafting legal agreements, negotiate pricing
Ensure Trade Product and Credit programs properly address risk mitigation and adequate controls are in place to monitor performance of the whole Trade portfolio managed out of Hungary
Work closely with both Independent and Product Risk to ensure full compliance with policy requirements relating to Trade
Actively participate in ad-hoc and regular portfolio reviews, annual review of Trade managed Product and Credit Programs as well as obtaining GDR approvals and re-approvals
Complete all tasks – in connection with the organization’s activity but not detailed in the job description – charged by the direct manager, functional head or supervisor
Must have a comprehensive knowledge of local market and competitors
Must be familiar with most of Citibank policies (related to Credit, Risk, Legal, AML) and must have a good understanding of Trade services and finance products
Understanding standard cash management products
Knowledge of FX, capital markets and securities services products is an advantage
Must be excellent in attention to details and work under pressure
English: excellent written and verbal communication skills
Hungarian: excellent written and verbal communication skills
Basic MS office knowledge
Finance rules of the road knowledge is an advantage
Working in multiple system environment
Minimum 5 years corporate banking experience
Excellent interpersonal skills, customer service orientation is an advantage
Ability to pay attention to details, set priorities and work under pressure
Open to new challenges and changes, being creative
Should possess excellent communication, service, interpersonal, selling and negotiation skills and high level of creativity and flexibility
Team player with analytical thinking, integration skills, creativity and flexibility is required
University degree in Economics

Conduct Risk-VP Resume Examples & Samples

5+ years experience in Investment Banking industry, either in Control Functions (e.g. Compliance, Legal, Risk or Front Office)
5+ years experience in MS applications, Excel, PowerPoint and Word
Self starter with the ability to meet or exceed deadlines, prioritize, multi-task and maintain flexibility in fast-paced, changing environment
Strong organizational, project management, motivational and interpersonal skills
Demonstrates strong attention to detail
Ability to confront conflict and difficult issues in a professional, assertive and proactive manner while remaining sensitive to business needs
Ability to lead projects
Confident and concise communication skills (verbal and written). Capable of distilling complex concepts and effectively conveying them to people of varying seniority levels
Ability to forge relationships across multiple functions
Good sense of judgment and absolute commitment to Barclays Values

Risk Adjustments Manager Resume Examples & Samples

Bachelor's Degree in math, finance, or actual science
Software experience with SAS programming, SQL, VBA
Access proficiency

Nscc Product Risk Manager Resume Examples & Samples

2+ years of managing experience
Exposure to various trading products
Experience in market risk and product management
International Equity, Domestic Equities, Corporate Bonds

Avp-market & Contingent Risk Manager Resume Examples & Samples

Undergraduate degree in Mathematics, Physics, Engineering, Finance or related discipline
At least three years of experience as a Market or Counterparty Risk Manager at an Investment Bank or Asset Management firm, covering at least one asset class between Rates, Traded Credit, or Equities
Knowledge of Basel III capital calculation rules
Strong theoretical understanding of the risk factors driving Interest Rates, Traded Credit and Equity products
Familiarity with the dynamics (volatility, liquidity, market depth, market conventions, etc.) of the Rates, Traded Credit and Equity markets
Very strong Excel skills and good working knowledge of Visual Basic
MSc degree in Mathematics, Physics, Engineering, Finance or related discipline
Over three years of cross-asset experience (Rates, Traded Credit, Equities) in Market and Counterparty Risk or as an “in-business” risk manager in the Prime Brokerage desk of a major financial institution
Knowledge of best practice policy and governance of market risk
Proficiency with SQL, Cliqview or Business Objects
Motivated and assertive individual, capable of grasping complex concepts quickly and providing an appropriate level of challenge to PSRM’s business counterparts
Strong communication skills, with the ability to explain complex technical topics to a non-technical audience
Strong networking skills, with the ability to establish solid and fruitful working relationships with Risk Managers, IT, Product Control and other functions supporting the Prime financing desks

Manager, High Risk Team Resume Examples & Samples

Extensive proficiency in area of speciality
Recieves assignmenrs in the form of goals/ ojectives with suggested process for meeting them
Accomplishes tasks mainly through the direct supervisor of entry level employees
Works closely with management on department issues applying independent judgement within guidelines
Bachelor's degree preferred, or 5-7 years of relevant experience in lieu of degree
3-5 years of experience in functional area
1-2 years management experience

Risk Engines BA Resume Examples & Samples

Investigate and analyse new risk engine requirements from risk managers and other stakeholders
Understand and document the requirements, verify IT functional specifications, perform quantitative impact analysis and assist in UAT
Organise and lead meetings to gather requirements
Maintain up to date knowledge on risking methodologies, system infrastructure and capabilities and interdependencies in the Bank
Represent the team in various working groups and communicate timelines, progress and dependencies to other parties in the Bank
Work as a member of an effective team, contributing to ad hoc requests without losing focus on primary objectives
Proven ability to deliver high quality and timely project work
Knowledge of credit risk covering Basel III regulations
Business analysis for credit risk management systems
Business analysis experience with an investment bank, consultancy or trading operation (e.g. trading arm of corporate, asset manager, hedge fund, etc)
Understanding and experience in project lifecycle techniques
Data analysis skills (Excel / Access / VBA / SQL)
Knowledge of OTC derivatives pricing
Understanding of CVA in Basel III context
Stress Testing in relation to CCAR
RWA Explain & Allocate
Experience of working in credit or market risk control environments
Degree in quantitative discipline from a top institution or equivalent
Financial qualifications like FRM, PRMIA etc highly desirable but not essential

Debt Capital Markets Risk NY Resume Examples & Samples

Be the senior primary point of contact for the DCM Risk team in the NY Portfolio Risk team
Be the experts across Debt Capital Markets in Americas for Leveraged, Investment Grade and Emerging Markets, being able to form and present views about the debt markets often to senior management and be able to challenge proposals for transactions that are presented for sanctioning
Be the senior DCM Risk team member contact for Risk colleagues and Syndicate on individual transactions as well as the portfolio of debt underwriting ensuring a link across the Portfolio Risk Team across the global platform
To monitor debt distribution risks being taken and associated reporting, and be able to assess and challenge assumptions and related analysis
Be a senior partner for the debt underwriting business and Syndicate for Leveraged, Investment Grade and Emerging Markets
To ensure that the Governance Frameworks for these activities is consistent, appropriate and robust
Be a point of reference for Risk colleagues on risk issues emerging as a result of, inter alia, market conditions, competitor behaviour and client demands
Drive the establishment of the role and the team in the Risk function and with front office businesses
Develop the build out of and the leadership of the team
10+ years experience with strong and well established credit and analytical skills with clear demonstration of experience in credit analysis in being able to understand, analyse and summarise a view on a credit/debt deals
10+ years of experience presenting ideas, analytics and recommendations in soft copy (PowerPoint) form as well as to groups or teams and senior leaders of Risk
10+ years credit / debt markets experience; has an analytical and challenging approach to risk concepts and the business, and in a Risk business role wants to work in a risk team that is required to be very close and partner with Syndicate and Front Office teams across the entire bank (IB, Corporate and Wealth)
10+ years working, specific knowledge and understanding of how desks and markets work and how deals may price/trade
The candidate needs to be confident and possess the experience to present to committee and senior management as required
Debt product experience / awareness and related technical context will be valuable – the candidate will gain experience in the role – however this needs to be readily balanced with experience / awareness from a background credit and/or market risk roll
Understanding and experience with/in debt capital markets extremely relevant
The candidate should have an appreciation of the wider market in Loans, Bonds, High Yield, Leverage Finance. Where is the market today, what are the key drivers?

MD, Head of Pecm Energy Group Risk Manager Resume Examples & Samples

Experienced in both Credit Risk and Derivative/Market Risk. Minimum Risk SCO2 designation required. Knowledge of operational and franchise risk a plus
Ability to understand capital markets products and complex structures. Familiarity with the Power, Chemicals and Metals & Mining industries
For the Energy Head role, based in Houston and responsible for the credit portfolio in the energy business in North America, with a lead role in managing the global energy portfolio, extensive industry knowledge and experience is critical. Specific knowledge of lending structures in the North American reserve based lending, oil field services and midstream companies is required, with a strong track record of credit analysis and decision making
Strong leadership skills, subject matter expert, strong technical skills
Identifies key risks and all respective components of a problem, leading to resolution
Serves as a point of escalation for key issues or time sensitive decisions. Acts decisively in high risk scenarios, assessing a situation based on available data, experience and judgment
Candidate should have 15+ years of relevant Risk or Banking experience
Has continuous improvement mindset focused on operational efficiency and productivity, in conjunction with broader Citi goals in that arena
Able to manage issues associated with the allocation risk capital, in partnership with banking and product organizations
Excellent Communications skills verbal & written
Strong Presentation skills – Comfortable with public speaking across various forums

Cib Digital Risk Manager Oh Resume Examples & Samples

Minimum of a bachelor degree
Minimum five years in a control function (Audit, Controls, Operational Risk Management, Information Risk Management) or other relevant function
Experience with digital/mobile banking, payments, and/or other emerging technologies a plus
Ability to work independently while managing multiple deadlines and priorities
Ability to work within a team
CISSP, CISA or other applicable certification a plus

Risk Assesment Lead Resume Examples & Samples

8+ financial services industry experience with specific AML and Sanctions Compliance and Risk Assessment experience preferred
Excellent written and oral communication skills with the ability to present information in differing degrees of detail and form depending on the audience, including senior management
Advanced problem solving, good critical thinking, decision making skills, and both tactical and strategic thinking
Proven ability to build strong partnerships with colleagues
Strong skills in multi-tasking and time management
Highly skilled in PowerPoint, Excel and Word
Advanced analytical skills and highly detail oriented
Accustomed to a steep learning curve in a demanding, fast-paced environment
Direct experience working on large, complicated projects through entire lifecycle
Ability to navigate through a complex organization

Head of Risk-americas Resume Examples & Samples

Bachelor's degree with a specialization in Business, Mathematics, Finance and or Economics; MBA preferred
Minimum 8-10 years of experience within the wholesale and / or business consulting sector
Proven record of achievement in leading an enterprise-wide risk management discipline
Execute the global enterprise risk management strategy in the region under the supervision of the Global Head of Risk and embed risk thinking in all the business processes of the firm
Help the Global Head of Risk define priorities and key deliverables to improve overall risk management in the region
Establish and maintain a close working relationship with the key stakeholders in the region to ensure that Risk is involved in new projects and delivers value-added service to the businesses
Manage and develop the Risk team to ensure sustainability and quality of the service provided to the regional businesses
Communicate with and challenge regional executives, businesses, auditors, regulators and Group Risk in order to influence business direction and decision making in relation to the firm's risk appetite and strategy
Ensure that the risk processes in the region are robust, including working with the Global Head of Operational Risk who sits alongside this position in NJ
Ensure that the key exposures of the firms are constantly monitored and that the risk mitigation controls are in place and are effective
Actively participate and provide leadership in the key governance bodies of the region (Regional risk committee, new product committee, other)
Oversee the coordination of internal and external audit reviews with the operational Regional Risk processes
Enhance the control processes around the oversight of our credit relationships, liquidity risks and market exposure
Undertake special investigations and projects on the background and causes of breakdowns in processes, systems deficiencies and procedural checks and control
Lead due diligence visits, identifying and investigating trends and risk themes, mitigation and resolution
Develop talent within the risk team and manage to high performance
Work with the global head of risk and the other regional heads of risk to develop and communicate new methodologies, metrics and processes in order to constantly improve the risk framework of the firm

Head of Capital Risk Resume Examples & Samples

Capital Management Pillar: Provide an overarching and independent link between capital management, allocation and issuance. Including providing a risk focused and independent view of capital plans and how they line up against risk appetite levels
Develop and expand the suite of tools to provide alternative means to assess the way we measure business performance, capital allocation and analyse hedging impacts; including delivering the understanding of the output of these tools throughout the CRO division and through key stakeholders
The behaviour of particular products/hedges on capital requirements and risk appetite
The linkage of the capital plan to risk appetite, including how this is behaves under stress, and
How changes in capital resources impact risk appetite
Product knowledge in either one product area or good product knowledge across a diverse range of products
High standard of written English, and experience of producing and delivering presentations to senior forums, liaising with senior stakeholders
Proven experience in leading a team, developing and motivating staff

Assistant Risk Manager Resume Examples & Samples

You will be responsible for assisting the business units in their risk assessment, updating risk scorecards as well as monitor their BCP implementation status
You will be responsible for conducting risk validation, BCP exercises and BCP/ risk awareness and refresher training as well as administer the Corporate Risk Scorecard system
You will assist to develop and maintain the operational risk procedures and policies to ensure regular and timely reporting of risk matters
Involved in the assessment of internal control adequacy, corporate insurance matters and risk reporting

100

Group Risk Manager Resume Examples & Samples

5+ years of Lending experience
Post-Graduate Degree or working towards a CFA or CA/CMA designation
Previous experience with Credit Monitoring, Loans, and Risk Management / Reporting / Analysis
Demonstrated Financial Modeling and Analytical skills
Non-Investment Grade lending preferable
Understanding of Loan Documentation

101

VP, Traditional Asset Management Risk Resume Examples & Samples

Monitor macro-level market trends and emerging risks, along with product exposures, to analyze potential impacts across various multi-asset class portfolios
Liaise with senior management, portfolio managers, and quantitative teams to provide oversight of the relevant strategies
8+ years of experience in the financial services industry, preferably in risk management
Strong, broad knowledge of investment risk management across all asset classes, including Fixed Income, Equity and Alternatives
Expertise in derivative instruments both from operational and investment risk perspectives

102

Risk Initiatives & Capabilities Manager Resume Examples & Samples

Responsible for managing the implementation of the Risk transformation vision and principles
Coordinate and manage project management resources within the Risk function that are executing projects in unison with GECC Risk priorities while identifying and prioritizing key interdependencies to ensure projects are being managed appropriately
Assist in execution of wing-to-wing risk transformation. Implement templates and metrics used to track progress against master plan
15+ years Financial Services industry experience
Strategic thinker – can create and execute concrete action plans
Understand project management tools, including Planview and MetricStream

103

Risk Intern Resume Examples & Samples

Coordinate Risk teams across Europe and Asia to supervise the timeliness and accuracy of data submission
Work closely with Risk and Finance peers to consolidate, validate and reconcile reporting
Support the preparation of portfolio management reports and reviews
Support the design of dashboards to measure the accuracy of report and identify early alerts
Engage in ad-hoc reports/projects to support portfolio analytics activities
Understand reporting infrastructures and data production processes
Extract data from source systems using tools such as Business Objects, Excel VBA/SQL or SAS
Finance / risk / Accounting / IT degree - Analytical and reporting background / experience
Proficient in software applications & database management, data analysis tools Excel, Access, SAS and PowerPoint
Experience working with large volumes of data, extracting and reporting
Must be able to work to tight deadlines with multiple priorities
Must have unrestricted authorization to work in one of the following Capital locations: UK
Must be willing to comply with pre-employment screening, including but not limited to, drug testing, reference verification and background check
Good Excel skills including VBA / SQL / SAS
Good PowerPoint skills

104

Risk Ratings Modeller Resume Examples & Samples

Responsibility for providing International COE modelling support for the various GE Capital International sub-business units
Development of new PD, LGD and origination models
Drafting model documentation to SR11-7 standards
Working with GMGV to facilitate the independent validation process
Supporting the implementation and use of PD and LGD models within HQ and SBUs
Developing and running model monitoring reports
Collaborating with SBU managers to ensure model acceptance
Creating and presenting reports on model performance for senior management
Degree in statistics, business finance, economics, mathematics, engineering or related quantitative field
In-depth experience in quantitative risk / decision technology including experience of developing and implementing risk models
Must be able to effectively communicate complex information and recommendations to both technical and non-technical audiences
High level of PC literacy, including a good knowledge of SAS and Excel for complex data analysis
Proven track record of credit scoring project delivery with experience to handle multiple projects simultaneously
Strong fluency in English, other European languages a plus
Excellent interpersonal skills; strong team player; self motivated
Able and willing to travel to Europe/US as required

105

Intern Country Risk Treasury Resume Examples & Samples

Draft sovereign credit rationales
Analyze sovereign and country risks of countries and prepare analytical tools and country dashboards per business unit requests
Other project as necessary
Enrolled graduate or PhD program
Strong proficiency in Microsoft Excel, Word and PowerPoint
Understanding of macroeconomics and country risk
Quantitative skills
Facility with data and database automation
Demonstrated above average written and verbal communication skills
GPA of
0 (unofficial transcript should be available upon request)
Statistics a plus
Prior internship or work experience in an office environment ideal but not required

106

IT Leader, Risk Liquidity & Banking Resume Examples & Samples

Own vision, leadership, and strategic direction as a key member of the IT leadership team within GE by leveraging global applications in alignment with business objectives
Responsible for managing the development, implementation, and maintenance of best-in-class- systems by identifying new opportunities to leverage new technology
Seeks opportunities with business leaders to enhance applications, drive value creation through the use of IT
Recommends and drives changes to increase efficiency, simplify processes, minimize rework and improve quality of data access
Influences various implementation teams to assess and understand implications for existing applications and processes ensuring process rigor and adherence to program methodology standards across the business
12+ years of Information Technology experience
Must be willing to work out of an office in Stamford, CT
Must be willing to travel up to 20%, if applicable
Knowledge of distributed systems development, enterprise project management, software package evaluation, and risk and liquidity processes
Excellent customer-facing skills, builds credible relationships
Experience in project management and leading teams to meet deliverables on time and on budget. Experience working cross functionally to drive productive solutions
Experience leading a heavily outsourced organization

107

Intern Risk Treasury Resume Examples & Samples

Support operational risk in the collection, analysis and reporting of Key Risk Indicators (KRI)
Support credit risk in monitoring and reporting on GECC's key financial counterparties
Support liquidity risk in enhancing and implementing GECC's liquidity policy, reporting and analysis across its US and International subsidiaries
Support ad-hoc projects as necessary
Bachelor's degree in progress, with at least Sophomore/second year (50%of credits towards graduation) completed by May 2015
0 or higher on a scale up to
Prior internship or work experience in an office environment
Proficiency with Microsoft Office Suite, including Word, Excel and PowerPoint
Adaptable/flexible: being open to change (positive or negative) in response to new information, different or unexpected circumstances, and/or to work in ambiguous situations
Academic excellence with financial and quantitative interest/competence
Strong communication, interpersonal, and influencing skills
Attention to detail, high standard of written documentation
Self-starter with the ability to work with cross-functional teams

108

Risk Transformation Initiatives Manager Resume Examples & Samples

Responsible for assisting in the implementation of the Risk transformation vision and principles
Develop partnerships within GECC HQ and business unit Risk Management teams to manage, monitor, and prioritize projects
Responsible for periodic communication with key business unit leaders to ensure transformation deliverables are executed appropriately
Partners with Training Organization to help build and implement a comprehensive risk training program
Must submit your application for employment through gecareers.com to be considered (Internals via COS)
Must be willing to travel up to 10% of the time
Experience with supervisory guidelines and requirements
Financial Services Industry experience
FMP (Financial Management Program), RMP (Risk Management Program) or CAS (Corporate Audit Staff) graduate

109

Risk Intern Resume Examples & Samples

Spread financial statements in Moody's Risk Calc system
Assist team members in the elaboration of write-ups and investment reviews, collateral charts, KYC, compliance, exposure and credit bureau searches
Responsible for file integration, completeness and maintenance
Learn to analyze financial statements and the basics of the business, its products and customer base
Collaborate in the completion of post-closing items, accounts monitoring and covenant tracking
Support Underwriting Team in day-to-day activities. Qualifications/Requirements
At least 6th semester accomplished from Licenciatura (Bachelor´s Degree) – Economics, Management, Finance, Engineering, Accounting, Actuarial Sciences, Applied Mathematics or related fields
Fully Bilingual (Spanish & English) – Spoken and written
Proven verbal and written communication skills
Excellent interpersonal skills and ability to work under tight deadlines
Willingness to start a career in financial services / commercial lending Additional Eligibility Qualifications: Desired Characteristics

110

Director, Country Risk Resume Examples & Samples

Manage preparation of presentation materials and reports on country risk for senior
Minimum 6 years of fundamental risk management experience as a challenge function
Minimum 3 years of experience rating countries/sovereigns, processing limit applications
Strong computer skills, particularly in Excel, Word, PowerPoint, Bloomberg
Strong interpersonal skills, ability to interact with multiple business units independently and ability to execute on multiple deliverables
Masters or PHD in Economics or Finance a plus
Quantitative skills – experience using statistical packages (e.g. Stata, E-Views)
Strong management skills in financial services or corporate environment
Working knowledge of country risk vendor data sources
Knowledge of macroeconomics
Knowledge of country risk regulatory framework
Strong working knowledge and comfort level with Haver & Bloomberg databases, rating agency methodology & reports

111

Cib Transactions Services Risk Manager Resume Examples & Samples

Intellectually curious, analytical, objective, open minded – just as interested in “what could happen” as the current state or past situations
Ability to quickly develop a good understanding of how things work and linkages across functional areas
Works methodically, accurately and with attention to detail; grasps the level of urgency required and applies the effort necessary proactively
Strong communicator (verbal and written) – explains complex topics clearly and concisely; listens and reads the audience and adjusts communication style to achieve desired outcomes
Self-disciplined, proactive; takes a practical approach to problem solving
Ensures manager is informed and has the same expectations on priorities and timings; escalates/ seeks direction and advice in a timely manner
Builds relationships with people at different levels; comfortable at being both diplomatic and forceful when required; gains credibility and respect from junior as well as senior colleagues
Team player – able and willing to help build a supportive team environment within EMEA and across regions
Applicable experience in similar control/ review roles and transactions services knowledge is desirable

112

Risk Credit Manager Resume Examples & Samples

Create reports to ensure transparency to the company risk profile
Identify positions that are in conflict with the companys credit risk policies and limits
Analyze and comment on market and portfolio development
Participate in the implementation of risk valuation models
Use best practices and knowledge of internal or external business issues to improve products or services
Take a new perspective using existing solutions
Lead and direct the work of others

113

Administrative Assistant Risk Resume Examples & Samples

Proactively support the assigned leaders and their teams by independently handling all
Develop PowerPoint presentations, type letters, memos, charts, reports, proposals,
High School Diploma or GED and minimum of 5 years of administrative assistant experience
Proficient in office management & current computer/office communications technologies
Expert MS PowerPoint and MS Word skills with ability to deliver superior quality products at
Strong knowledge in other Microsoft Office products including Outlook, Excel
Flexibility and willingness to work extended hours as circumstances dictate
MUST be able to satisfy the requirements of Section 19 of the Federal Deposit Insurance Act
MUST submit application for employment through COS (internal candidates) or
MUST be at least 18 years of age
MUST be willing to comply with pre-employment screening, including but not limited to, drug
Experience in large corporate environment
Must have exceptional organization skills
Must be highly effective at prioritizing high volume of assignments
Must have exceptional follow-up and follow through skills
Must have strong interpersonal skills – able to interact with all levels of the organization, including C-suite
Excellent communication skills – written and oral
Self-starter and proactive problem solver who able to work independently with minimal direction
Experience working in a non-structured, fast-paced, challenging and ever-changing work environment
Proven ability to thrive under pressure and willingness to handle significant workload (able to multi-task/juggle workload effectively)
Process and project management skills - ability to manage broad agenda, track and monitor progress against its completion; anticipate agenda changes and proactively address potential conflicts
Ability to work effectively within a team and independently
Unyielding integrity and able to preserve absolute confidentiality…discrete

114

Enterprise Risk Leader Resume Examples & Samples

Leads team focused on enterprise risk initiatives, including risk appetite, top risk assessments, records management & risk policy framework
Manages weekly Enterprise Risk Management Committee meetings
Assists in creating and communicating the strategic vision for effective governance processes, and the assessment of enterprise and operational risks
Partners with key stakeholders and leaders to build and execute overall strategy
Functions as primary point of contact for ‘Getting to Strong’ initiatives/projects and provides status updates to leaders and stakeholders
Leads initiatives to develop and maintain process measurements and implement controls to monitor current processes across the organization
Ensure compliance with enterprise risk policies and procedures
Facilitate response to ad-hoc requests for risk information
Bachelor’s degree with a minimum of 10+ years experience in risk management or a related field with some direct enterprise or operational risk experience
In-depth understanding of risk management principles, with a preference for those with a solid understanding of enterprise risk management
Demonstrated capacity to maintain focus while handling numerous projects and priorities
Experience developing presentations for senior leader/executive audience
Ability to partner with and influence senior leaders
Strong communication skills with the ability to prepare clear communication and confidently present meaningful analysis to senior and executive management level
Demonstrated experience analyzing risk/business data with the ability to distill large amounts of information down to the critical areas of focus
Experience working with regulators and/or knowledge of regulatory requirements

115

Am Risk Global Wealth Mgmt Resume Examples & Samples

Maintaining global securities haircut system, suggesting analytical/process improvements as appropriate
Periodic stress testing and management reporting. Analyzing results and communicating results to other credit executives
Partnering with business and technology to evaluate new products for lending
Continuous analytics and process enhancements to strengthen general risk management framework (e.g., stress testing, CVA, RWA, etc.)
Strong quantitative skills
Ability to work independently and to multitask
Familiarity with VaR, CVA, derivatives valuation and risk drivers
Familiarity with stress testing techniques for securities and derivatives

116

VP-credit & Counterparty Risk Portfolio Resume Examples & Samples

Coordinating regulatory submissions (with overall responsibility for completeness and quality) e.g. IMM permission applications, pre- and post- notifications
Keep up to date with new regulation and analyse its impact on Risk
Liaising with various departments across the Bank for regulatory purposes
Dealing with ad-hoc queries from risk managers, credit risk officers, regulators and other departments
Streamlining Regulatory BAU processes

117

Junior Risk Manager Resume Examples & Samples

Development and maintenance of financial markets (market and credit risk) reports whilst acting as a reference point for related departments and IT staff
Monitor, interpret and assist in mitigating the identified risk exposures serving a wide audience in a variety of disciplines
Proactive questioning on existing practices, identify and implement efficiencies, generate and disseminate reports highlighting the bank’s risk exposure in compliance with the most update regulatory requirements
Proactive and reliable contact person for all types adhoc requests. This includes EBA Stress test, trading book asset quality reviews for Regulators and preparations for upcoming EMIR / Dodd Frank / Volcker reporting requirements
Involvement as a key user in IT system developments, define new requirements and query tools. Participate in the required system testings
Identify risk: RM will establish the process to identify, challenge, investigate, assess and analyze key risks at the business-level and aggregated for the organisation
Control: Define the Risk Appetite statement, and transcribe risk strategy and regulatory requirements into risk policy

118

Issue, Risk, Requirement Manager Resume Examples & Samples

Risk Management: Incumbent will be responsible for Risk Management administration, e.g. organizing and conducting frequent Risk Management meetings for all AHS products and liaising with the relevant stakeholders and subject matter experts to assess risks and mitigations
Issue and Requirements Management - Candidate manages the Issues and Requirement management processes for our products and is familiar with supporting tools such as Confluence and JIRA to make the status of issues and risk transparent to product management and stakeholders. Candidate tracks, categorizes and prioritizes Issue and Risk items with engineering and stakeholders and supervises incorporation in product releases
The candidate would be deputy to the Product Manager responsible for Life cycle Management, Reporting and Communications
Good technical know how of infrastructure products e.g. application platforms, servers, storage, etc
Excellent attention to detail, highly organized and well versed in problem solving
High degree of self-motivation with a proactive approach
Ability to negotiate, influence and develop relationships at all levels of the organization
High degree of proficiency in the range MS Office applications, especially SharePoint, Excel and PowerPoint
ITIL (in minimum Foundation Certification Level)
Experience with JAVA & .NET enterprise platforms or comparable Platform-as-a-Service (PaaS) environments
Basic knowledge of Risk Management methodology
Basic knowledge of Business Analysis Book of Knowledge (BABOK) methodology
Operational experience in one or more application platforms

119

Enterprise Risk Frameworks Resume Examples & Samples

Risk & Control Solutionsconcentrates on the risk and control component of the Operational Risk Framework. We review the resilience, effectiveness and efficiency of governance, processes, systems and controls. We also have extensive experience in the assessment and remediation of controls, following specific control breakdowns or regulatory/business change and can help clients benchmark their environment against industry standards. In an environment of personal senior management accountability we also provide comfort and support over the successful and sustainable delivery of remediation and/or mandatory change programmes
Managing a Banking and Capital Markets (B&CM) client portfolio reporting to the Partner/Director Group
Leading and contributing to development of new business relationships and business proposals
Provide Operational Risk/ risk and controls SME consulting advice, implementation support or review and recommend reports to clients
Leading engagement teams
Experienced Operational Risk Manager at a Top Tier Bank with a deep working knowledge of the Operational Risk framework and its implementation, or Audit background with experience of operational risk and controls frameworks
Leadership skills with a proven track record of successfully leading significant complex projects
Proven track record of dealing and influencing senior stakeholders and board level management
Be experienced in coaching and developing other members of staff
A relevant professional qualification (i.e. CIMA, ACA, CA, CISA, CIA)
Demonstrates resilience in challenging circumstances and sees the opportunity in these situations

120

Alternative Investments Risk Intern Resume Examples & Samples

Responsible for small scale projects designed to help consolidate and streamline data and create reports and tools for risk data across the Alternative Investments investment products
Create reports and tools for analytics, attribution, and risk data across the fixed income, alternative, and equity products
Intermediate computer skills in MS Office Suite are preferred
Programming skills are desired including one or more of the following: VBA, R, C++, MATLAB
Excellent technical and analytical skills are required
Ability to handle multiple assignments

121

Bsa / aml Team Manager High Risk Client Unit Resume Examples & Samples

Ensures BSA, USA PATRIOT ACT, and BOW compliance and oversight as it relates to
Identifying, researching and reporting suspicious activities
Complete, thorough and timely reporting of suspicious activity to the appropriate regulatory authority
Oversight of the process from the point of initial detection to disposition of the investigation
4 – 6 year’s experience involving financial crime investigation, AML analytical software, law enforcement agency, regulatory agency or fraud or loss management departments within the financial industry
2 – 5 year’s experience managing, training or conducting quality assurance on investigative teams within the financial industry
Alternative: Combination of education and experience that equates requirements
Provides direct oversight of the investigations that identify, analyze, conducts enhanced due diligence, monitors and reports on High Risk Clients
Provides subject matter expertise in identification and retain/close resolution of High Risk Clients. Decisions must clearly articulate if these businesses present operational or reputation risk that could result in Regulatory inquiries or possible adverse actions
Schedules account reviews that will compare account activity with any previous reviews and their KYC profile
Articulate with strong written skills

122

High Risk Client Unit / Team Manager Resume Examples & Samples

Documenting and supporting research conclusions
Timely generation, review and completion of reports identifying potential suspicious activity
Thorough documentation of the SAR/no SAR decision-making process
Enhanced due diligence for high risk clients
Monitors and administers the daily, weekly, and monthly MIS that reflects team and individual performance numbers and take appropriate initiatives to adhere to goals and expectations
Identifies and recommends enhancements to workflow inefficiencies
Maintains, updates, and ensures adherence to policies and procedures
Conducts regularly scheduled training and information sharing on relevant corporate and AML, CFT and Sanctions related issues and changes
Serves as subject matter expert on BSA/AML related questions and provides guidance and leadership to Senior Investigators and Analysts
Communicates directly with branch personnel and department managers, internal audit department, government or law enforcement agencies, outside service vendors and other financial institutions as outlined in the 314(b) provisions when appropriate
LI-JB1
Required license(s) or certification(s) CAMS or CFCS preferred
Thorough knowledge of banking operations, policies and procedures, systems and operating rules
Thorough knowledge of BSA regulations pertaining to suspicious AML-related customer activity and enhanced due diligence on high risk clients
Strong knowledge of OFAC and global sanctions regimes
Thorough knowledge of BOW's host systems as well as the BSA-related suspicious activity detection systems
Thorough knowledge of critical elements needed to ensure acceptable SAR quality
Thorough knowledge and ability to identify various white collar, general fraud and money laundering schemes
Demonstrated knowledge of software and AML compliance monitoring systems and wire transfer systems
General experience utilizing vendor provided case management systems and applications
Develops, maintains and continues to enhance comprehensive investigative due diligence process that capture all available information on High Risk Clients that can be summarized into a report for dissemination to our business partners
Creates workflows that will automatically generate alerts on any new businesses who have been mapped to high risk client codes
Develops standardized reporting formats that provide our partners with tangible and relevant information needed to assist in the decision process
A self-starter, passionate about fighting financial crime

123

Ccar-effective Challenge Risk Manager Resume Examples & Samples

Review existing processes and reporting in order to drive requirements gathering, consistency of design, expectations and project benefits for any process improvement opportunities
Use subject matter knowledge to challenge implementation efforts and submission deliverables across program versus requirements including business requirement design
Research and provide recommendations on strategic objectives. Prepare management reports and make presentations on research results
Monitor critical risk issues with business partners
LI-RP1
Bachelor’s Degree in Business Administration, Finance, Economics required
Banking product level expertise in risk management, capital planning, modeling or data analysis strongly preferred, in addition to thorough knowledge for financial institution balance sheet, profit and loss statements
Advanced Excel and presentation skills preferred
Demonstrated ability to develop solutions to highly complex and diverse analytical problems
Proactive and excellent at problem solving

124

Senior Ccar Risk Liaison Resume Examples & Samples

Serves as a primary point of contact for inquiries on BNPP Global Risk Management processes. Assist Bank of the West CCAR team members in understanding U.S. Regulators and BNPP policies, processes and approaches
Support the CCAR program’s project owners on identifying processes and tools that have been developed by U.S. Regulators and BNPP’s Global Risk Management team and to the fullest extent possible leverage those components for Bank of the West’s CCAR Program
Maintain and communicate CCAR Program charter and escalate issues and risks as necessitated by the program charter
Support the Program Office in ensuring that the bank’s CCAR Program is comprehensive with the U.S. regulatory rules as well as with BNPP’s global standards
Participate in building detailed requirements for reporting and oversight of the program. This includes identifying the appropriate infrastructure, business owners and governance framework necessary for satisfying regulatory and BNPP reporting requirements
Liaise with the CCAR team, technology, business lines and executive management as necessary on an ongoing basis
Establish and maintain project communications, including clarifying and communicating project objectives and success criteria
10 or more years of experience as a senior level, project management professional
Prior experience and expertise in CCAR implementation
Able to negotiate with representatives on behalf of Bank of the West
Have exceptional organizational skills, with the ability to handle complex projects in a multi-tasking environment and meet deadlines with quality results
Demonstrated program management success on programs of similar scale and complexity
Prior banking experience and experienced multiple full project lifecycles from business development to final delivery
Direct managerial responsibility for a group of individuals with multi-disciplinary backgrounds
Must have a deep understanding of project management tools and approaches to manage complex cross functional projects
Must have the flexibility to lead diverse and dynamic teams to deliver balanced and integrated solutions to project challenges

125

Risk Aggregation & Quantification Manager Resume Examples & Samples

Design and direct risk aggregation processes. Guide research, use decision, build out and maintenance of digital delivery of risk information. The development process includes identification of data sources and creation of information that will compare accurately financial reports
Design and implement internal controls over risk aggregation activities to ensure accuracy and integrity
Perform ad hoc data retrieval and information analysis as needed
Maintain up-to-date policies and procedures documentation including periodic testing to ensure adherence of policies and procedures
Perform special projects and other duties as assigned
Eight or more years of experience in the banking/financial services industry
Five or more years of experience with bank financial accounting and MIS
Knowledge of banking industry accounting and MIS
Working level data integration knowledge
Experience leading projects in a cross-functional environment
Extensive knowledge of business intelligence and business performance management applications
Analytical and research skills
Composition skills for preparation of letters, reports and memorandum
Demonstrated management
Develop policies and procedures
Effective negotiating
Personal computer proficiencies

126

Alternative Risk Transfer Solutions Global Leader Resume Examples & Samples

Use a deep understanding of client needs and competitor offerings to build industry leading ART solutions
Effective outreach to producers and client advocates to build awareness of the Willis strategy and capabilities in the ART space
Develop sales strategy and approach to systemic lead generation in key geographies and industries
Create, harmonise and distribute sales collateral
Provide though leadership to the risk industry through the development and publishing of research material and through presentations and speaking engagements
Matrix with analytics professionals throughout Willis and WillisRE
Lead sales and delivery of complex engagements
Recruitment, management and development of professional staff
Ability to work both independently and collaboratively as required
Work internationally and travel as required
Masters level degree in finance and/or economics
15+ years’ experience in ART, financial product development and risk management techniques required. Prior brokerage experience required
Team leadership and experience working in a global environment. Successful sales record required
Strong interpersonal communication skills, team focused, outstanding analytical capabilities, personal integrity

127

Project & Risk Manager Resume Examples & Samples

Cards Business Management
Manage the various elements of consumer assets product including price, features, channels, profitability drivers to drive achievement of the financial plan
Manage financial metrics including revenue and expenses and credit costs
Understand market drivers and competition to develop new products based on customer insight and research paired with the global / regional cards propositions
Drive compelling value propositions across each category of cards targeted at the key segments that result in higher preference and sales rates
Manage existing Card portfolio to ensure profitable growth in business. Work closely with Decision management to make data driven decisions
Channels / Interfaces
Develop channels of payments, interfaces to enable customers to use and repay from their cards easier including ATM, Internet, mobile, SMS etc
Maximize the usage of digital channels to overcome physical expansion limitations in this market
Market Expansion / Scaling
Work closely with sales teams to deliver growth / acquisition ahead of Targets
Develop partnerships to leverage their customer base through value-added services
Launch new campaigns working closely with marketing to bring programs that increase new acquisition and promote usage / interest in credit card products
Work with the Customer experience team in being the advocate of customers and bring their feedback to change / modify product design
Implement the best in class experience based on Execution 2.0 and available digital and manual solutions
Ensure a best in industry NPS by driving customer value
Global / Regional Integration
Leverage the global / regional platforms as per our regional initiatives to simplify and make more efficient our cards offering
Control and Compliance
Keep abreast of new regulations and ensure prompt compliance with new changes
Ensure a zero tolerance culture for frauds and negative industry practices
Ensure to pass all audits including internal and external audits
Acquiring Business
Develop a viable proposition for a best in class acquiring business franchise and relationships with key associations
People
Develop a world-class self-sustainable local team in a new market where expertise is scarce
Over 3 years of financial services experience, preferably with liability management products
Strong numerical, analytical and planning skills and expense management experience is a plus
Fluent English both in writing and speaking
Proficient in using office computer
Can work independently and under pressure

128

Director Asset Liability Management Risk Modeling Resume Examples & Samples

Business Strategy
Lead the development of all risk models for interest rate risk modeling in the Banking book, including, but not limited to
At least 5 years’ experience in relevant expertise in ALM risk modeling, or related area, and managing regulatory expectations
Demonstrated ability to articulate technical matters to a variety of non-technical stakeholders effectively
Experience as a people manager
Proven ability to manage personal and team’s work with a high degree of autonomy
Demonstrated experience creating new processes and providing precedent for robust ALM risk modeling
Travel may be occasionally required to both local and international locations

129

Manager Structural Interest Rate Risk Resume Examples & Samples

Strong spreadsheet skills (Advanced Excel VBA) is required
Experience with Bancware or QRM is an advantage
Experience with RiskWatch is an advantage
Experience with Matlab or other statistic analysis packages is an advantage

130

Senior Manager Structural Interest Rate Risk Resume Examples & Samples

A minimum of 5 years experience working in a Financial Institution with knowledge of asset and liability management is required
Strong database (SQL) and spreadsheet skills (Excel VBA) are required
Strong communication and writing skills are required
Previous experience in managing and coaching a team is an advantage
Familiarity with accounting principles and traded financial products is an advantage
Experience with Bancware or QRM is requried

131

Senior Manager Liquidity Risk Resume Examples & Samples

Support the ongoing enhancement and implementation and of an appropriate liquidity risk management framework, including risk assessment, metrics, procedures and methodology
Oversee the measurement and monitoring of liquidity risk in on-balance sheet and off-balance sheet positions
Function as the principal subject matter expert responsible for liquidity risk management of securities financing and collateral management activities, asset pledging activities, and all relevant internal and regulatory reporting, limit monitoring, financial disclosures, reconciliation and controls
Function as the lead coordinator within the Liquidity Risk team, for all reporting to the Board of Directors, liaison with internal and external auditors, and for the preparation of limit review presentations, issue of limit control sheets, and overall governance activities
Play an active and key role in the implementation of technology solutions for liquidity risk monitoring and reporting
Propose best practices and analytical techniques for use in the measurement of liquidity risk and provide advice and counsel within the Bank
Demonstrate leadership, coach and mentor junior staff and generally contribute to the development of a high performance team
Maintain and improve liquidity risk management reporting and disclosure
Ad-hoc analytics as requested by senior management

132

Manager Liquidity Risk Resume Examples & Samples

Support the ongoing enhancement and implementation of an appropriate liquidity risk management framework, including risk assessment, metrics, procedures and methodology
Play a key role in the measurement and monitoring of liquidity risk in on-balance sheet and off-balance sheet positions, with a particular emphasis on securities financing and collateral management activities
Responsibility for relevant internal and regulatory reporting, limit monitoring, and financial disclosures, including reconciliation and control processes
Preparation of limit review presentations, issue of limit control sheets, and overall governance activities
Play an active role in the implementation of effective technology solutions for liquidity risk monitoring and reporting
Support the implementation of best practices and analytical techniques for use in the measurement of liquidity risk and in providing advice and counsel within the Bank
Stay abreast of current industry developments and relevant regulatory initiatives and ensure readiness to achieve compliance with new regulations
Prior experience in liquidity risk or market risk is desirable
Strong verbal and written communication skills are required
Knowledge of treasury and capital market products and activities is required
Strong database and technology skills will be an asset

133

Director Liquidity Risk Resume Examples & Samples

Oversee and support the development and implementation of an appropriate liquidity risk management framework, including risk assessments, measurement methodologies/metrics, reporting, monitoring and related policies and procedures
Propose best practices for use in the measurement of liquidity risk and provide advice and counsel within the Bank. Challenge current reporting techniques to ensure the team delivers relevant and succinct reports to senior management
Lead annual limit and methodology reviews. Prepare and present reviews to MRMPC. Draft communication for an executive level audience and obtain necessary internal approvals, including by the Bank’s MRMPC, Liability Committee, the Board of Directors
Lead scenario development for Liquidity Stress Testing, ensure the Bank’s liquidity vulnerabilities are exposed. Participate as a key stakeholder in the Crisis Management Plan, and OSFI (or other regulators) prescribed exercise crossing all divisions of the Bank
Champion development and implementation of the Bank’s liquidity projects from a GRM perspective. Develop requirements and communicate them to internal project developers and vendor(s). Review test plans and provide sign off
Liaise with domestic and international regulators on a frequent basis to ensure BNS is compliant with regulatory requirements. Participate in regulatory audits as required
Build strategic relationships and networks with all functions that measure, monitor, or manage liquidity risk for the Bank
Provide advice and counsel to international subsidiaries on the foregoing activities
Manage, lead and develop a team of engaged risk professionals and managers. Continually look to develop team members through offering diverse roles or suggesting involvement in special project work
Participate in industry conferences as appropriate
Ad-hoc analysis and special projects as requested by senior management
Good knowledge of financial markets and products (fixed income, wholesale and retail funding)
Solid Understanding of collateral management
In depth knowledge of regulatory environment (OSFI: B-6, B-7, B-11, E-18)

134

Ccb Risk Project Ba Wholesale Credit Roadmap VP Resume Examples & Samples

Partners with the businesses, gathers business requirements, documents, analyzes cross-workstream impact, elaborates business requirements by including technical details, produces functional specifications document and transform into operational models
Critically evaluate information from multiple sources, reconcile conflicts, decompose high-level information into details, abstract up form low-level information to a general understanding, and distinguish user request from the underlying true needs
Monitor project progress by tracking activity; resolve problems; publishing progress reports; recommending actions
Reviews business requirements document and functional specifications document with business, technology and all stakeholders and facilitates approval
Works with technology team to build, test and implement the solution and supports post-production validation
Partner to identify solutions for the enhancement, development and implementation of scalable and robust operation solutions, ensuring alignment to business goals
Defines plans through a rigorous process of defining business requirements and project specifications
Produces plans with purpose, clear roles, tasks, milestones, and measures of success
Conducts project kick-off meetings; communicates individual roles and project expectations; ensures that all project team members have the tools and training required to perform effectively
Develops executive dashboards, create project plans and test plans
Gather requirements including facilitating discussions and necessary follow-ups to close all outstanding questions and concerns
Manages discussions between product leads, business analysts, development teams and help facilitate design and development to ensure requirements are fully documented, coded, tested and implemented
Facilitates resolution and communication of cross-organization decisions, standards, risks, issue and work with respective teams to analyze issues and drive them to resolution
Work independently with users to define concepts and under direction of project manager

135

Enterprise Risk Leader Resume Examples & Samples

Leads team focused on enterprise risk initiatives, including risk appetite, top risk assessments, records management, & risk policy framework
Assists in creating and communicating the strategic vision for effective governance processes, assessment of enterprise and operational risks
Bachelor’s degree with significant depth of experience in risk management or a related field with some direct enterprise or operational risk experience
Strong PowerPoint and excel skills

136

Senior Director of Risk for M&T Securities Resume Examples & Samples

　Participate in evaluating and acceptance of new business and products are in line with the company’s risk appetite
　Serve as a critical challenge to the business
Actively participate in Governance Committees to ensure critical topics/issues are discussed as appropriate
Effective communication of potential risk related issues
Identify emerging risks
　Work with your business partners and Compliance counterpart to evaluate the 'current state' and identify opportunities to improve current practices resulting in reduced risk
　Evaluate the effectiveness of the business’ Risk Controls and identify Policies and practices in need of changes for risk avoidance and mitigation
　Execute risk management program responsibilities including the following
　Master’s degree or in lieu of degree 6 years in a risk/business work experience
　Minimum of ten years’ experience in bank or financial operations management, risk, audit, compliance, or related experience
　Minimum of eight years’ experience in managerial risk capacity
　Experience in risk governance
　Strong experience in banking or asset management processes
　Strong knowledge and use of risk management systems
　Significant analytical and critical thinking skills
　Excellent verbal and written skills enabling candidate to prepare and present reports and recommendations to all levels of management
　Strong experience in managing across functional and organizational lines aligning peers to the execution of Operational Risk plans
　Excellent managerial skills capability, with strong knowledge of talent management, and superior interpersonal skills
　MS-Office applications (e.g., MS-PowerPoint, MS-Project, Visio, Word, Excel)
　Advanced degree (MBA)
　Experience in fund management, brokerage, securities, RIA's
　Experience with Risk Management systems and tools – Archer preferred
　Must have a superior ability to shape strategy and identify efforts that will have the greatest organizational impact
　Superior negotiation skills
　Must have demonstrated extensive principled leadership and sound business ethics

137

Director of Counterparty Risk Resume Examples & Samples

8 years or more of experience in a combination of derivatives, counterparty risk, and credit analysis of financial counterparties: banks, broker-dealers, asset mangers, insurance companies, and various funds
University Degree, Masters preferred
Hands-on knowledge of ISDA agreement and of the credit support annex is essential
Spanish language skills, not required but a strong plus
Proven ability using Microsoft Office tools for reporting and analyzing data
Strong communication, interpersonal and organization skills

138

Octon & Risk Change Director Resume Examples & Samples

Own and drive the US Risk Change practice to maintain a high performing team, delivering solutions to Risk Managers and Production teams
Direct the Market Risk Rule capital programme stream as part of the wider Dodd Frank section 165 programme
Manage the US change team, consisting of Project Managers and Business Analysts, focussing on Equities and Limits related projects, spanning data sourcing, risk calculation and workflow
Support and represent the Global Risk COO, Head of Strategic Change, Programme Change Practice Head, Accountable Executives with key information; and represent in relevant committees and cost boards
Partner with Programme Leads, Accountable Executives and Practice Heads to ensure best in class Change Framework, processes and centralized tools are applied consistently and to the correct standard
Keep fully abreast of project status; project financials; resourcing; planning; RAID; Quality Assurance and ensure Global Risk Portfolio Management requirements are maintained
7+ years experience in managing multiple projects within a financial institution, within a Risk/Front Office/Finance function
7+ years experience in a role where work significantly impacts a department or functional area within a large organization
7+ years experience with project management best practices/methodologies/project lifecycle

139

VP, Longevity Risk Transfer Int H Resume Examples & Samples

Bachelors Degree. Actuarial credentials preferred
10 years of work experience in Actuarial, Banking, Financial Services and / or Insurance
Demonstrate proven and extensive leadership skills
Demonstrate the ability to present to clients as well as executive and risk committees
Demonstrate the ability to independently lead transactions from the bid phase through to closing
Demonstrate significant analytical ability
Actuarial Credentials strongly preferred. CFA or FRM a plus
Willing and able to travel 15 percent: domestically and internationally

140

Cib-is Risk-wss Risk-VP-ny Resume Examples & Samples

Oversee collateral management and controls (eligibility, haircuts),
Oversee operational controls and action plans to address operational risks and control gaps,
Partner with Product Managers and other functional groups to approve new products (NBIAs),
Contribute to risk control technology initiatives to improve risk reporting, overall risk management functionality and controls, collateral management (eligibility, haircuts, securities), and credit risk calculation
Facilitate ECM projects
Closely work on GCF Reform Initiative
Define KRIs
Lead deep dives on the product
Real time limit monitoring of the Clearance product
Knowledge of JPMorgan's Risk Management organization, operations, policies, and systems
Knowledge of banking products, particularly WSS products
Ten years of banking experience
Credit and risk management background, preferably credit-trained and with experience making credit and risk management decisions
Solid written and verbal communication and presentation skills
Ability to articulate and explain views and to make balanced decisions
Ability to develop partnerships and work with different teams
Problem-solving skills, ability to multi-task and negotiate solutions
Analytical skills, ability to understand risks and their drivers and to develop risk control and reporting
Effective project management skills, ability to contribute to enhancements in risk management systems and overall clearance systems framework

141

Risk & Payments Manager Platform Resume Examples & Samples

Your days will be all about empowering rock star performance from your team. Whether you’re setting context on how team goals and initiatives fit into Facebook’s broader vision, creating focus on high impact work, or best aligning your team to their strengths, you’ll be a crucial component to our team’s success
Create clear direction with your team on high-level goals and strategy
Guide people to find opportunities to develop and grow based on strengths and interests
Provide context, expectations, and resources to enable rock star performance
Give clear, actionable feedback to direct reports, peers, and to leadership
Create strong alignment with cross-functional partners such as Data, Product, and Engineering
Oversee key operational goals and metrics including fraud loss rates, systems performance, quality, and SLAs
Manage project roadmaps to improve business processes, risk and support infrastructures, and product strategies

142

CCB Risk-manager, Wholesale Credit Resume Examples & Samples

Effectively manage the High Risk Portfolio Credit Review (Special Credits) team responsible for a portfolio of merchant accounts which represent a significant risk to the merchant services organization of JPMorgan Chase Bank (Chase Paymentech)
Govern the process of financial review of Chase Paymentech customers with effective early warning detection skills in order to manage the risk of the portfolio and minimize losses
Provide strategic credit decisions and recommendations on all Special Credits, structuring accounts as needed to mitigate credit exposure
Recommends and initiates special projects, and analyzes department/system growth to determine departmental needs. Includes interviewing candidates and making hiring suggestions to senior management
Develop and implement policies and procedures that govern the Special Credits Group activities of the organization. Oversee the investigation of potential loss involving customers and suppliers, perform onsite audits. Work closely with customers and relationship managers
Analyze departmental operations and activities to ensure efficiency of operations in accordance with Company policy and guidelines
Develop and implement operational strategies and procedures to ensure effective and consistent service
8+ years of commercial credit underwriting or lending experience with a financial institution or leasing company
3+ years of managerial experience with a track record of increasing responsibilities
Thorough knowledge of accounting principles and the impact of changes on financial condition
Proven ability to analyze private company financials as well as financials of publicly traded companies
Ability to develop, recommend and implement financial risk strategies based on well researched facts and analytics
Strong customer communication skills. Strong ability to effectively manage positive relationships with customers, relationship managers, and sales staff
Exceptional leadership skills with a desire to oversee the development of credit analysts on the team

143

Risk Intern Resume Examples & Samples

Student – Finance, Accouting, Administration or similar
Good Excel knowledge
Strong oral and written communication skills
Build trust by demonstration integrity and responsible behavior
Good English proficiency

144

Corp Risk Proj MGR Resume Examples & Samples

Supporting Senior Risk Manager as intermediary with assigned business/risk areas for Enterprise Risk functions Ensuring businesses are tracking towards Basel compliance
Promoting Economic/Regulatory Capital planning, socialization and ownership
Participating in Quarterly RWA qualified certification process and assisting with evaluation of business’ capital assessment
Assist in enterprise initiatives, such as implementation of Strong Risk Management, Risk Appetite initiatives, GRC testing and training
Understanding processes, risks, and controls to continually reassess for appropriateness and completeness, as well as relevant audit and regulatory issues
Bachelor’s Degree in accounting, finance or business systems, required
Generally 3-5 years successfully managing large scale projects across multiple groups, consistent high performance in diverse roles
Requires strong background in business, finance, or risk management at level that translates into broad understanding of broad implications of business risk issues
Proven track record in project identification, execution/delivery
Project Management Certification (PMP), preferred

145

CPB Capital Markets Risk Manager Resume Examples & Samples

As an Independent Risk Manager with a delegated approval limit, review and approve credit facilities
Regional Risk lead for Capital Markets program renewals and attendant policy/program matters, insuring a robust risk framework exists for the analysis, approval, and monitoring of derivative transactions
Review market risks, pay-offs, product and platform appropriateness
Facilitate and actively participate in portfolio reviews and stress tests of capital market transactions
Work with the Special Assets and Restructuring Group (SARG) on remedial management actions when needed
Provide Market Risk inputs and assist in the structuring of credit transactions as required by partners in the product groups and geographies
Technical knowledge and experience in FX, complex derivatives and structured products. Knowledge of alternative investments would be an advantage
Preferably a Senior Credit Officer (SCO), or an individual that has the capability and aspiration to achieve the SCO credential
Subject matter expert in all applicable internal and external Legal, Regulatory and Compliance policies
Problem Recognition - Eliminates recurring problems associated with unresolved process/product challenges. Is able to distill complex matters into core issues and root causes that can be more readily addressed. Prioritizes and resolves high impact potential problems effectively; proficient in developing new ideas and improving current processes
Macroeconomic and Political Environment - Proficient understanding of the impact of changes in macroeconomic indicators on portfolio/business performance and is proactive and transparent in adjusting risk appetite
Excellent analytical and structuring skills - Able to manage large volume deal flow; proficient analytical skills that are applicable across different asset classes, products and customer classes. Coaches junior staff, challenges their conclusions and assumptions
Decision-Making and Approval: Evidences sound decision-making in a timely manner; identifies and assesses alternatives as part of the decision-making process. Focuses and guides the priorities of others; incorporates capital and P&L implications into decision-making process

146

Benchmark Submission Control Risk Production Specialist Resume Examples & Samples

Perform daily reset risk reporting, including data collection from various Front Office systems and legal archiving
Extend the Reset Risk Database (RRDB) and Long Term Trend Analysis (LTTA) solutions to new products and systems and enhance them with new functionality (such as on-boarding new benchmarks, changes to the technology estate etc)
Maintain the End User Applications for RRDB & LTTA and related infrastructure as required by the EUA policies and framework
Perform IT L1/2/3 support (including VB / VBA programming)
Support the work of the broader team as required

147

Citifinancial Risk Manager Loan Loss Reserves Resume Examples & Samples

A college or university degree from a recognized educational institution, preferably in a quantitative discipline such as Statistics, Math, Economics or Business
3 – 5 years forecasting or scoring analysis
Working knowledge of Microsoft Excel and SAS
Experience working with mainframe computers, Essbase and web based reporting would be an asset
Strong analytical and organizational skill sets with attention to detail and the ability to multi-task
Excellent written and verbal communication skills and an ability to communicate effectively and professionally with all levels of the organization
Ability to meet tight deadlines in a fast paced environment
Previous Management and leadership experience

148

Eq Risk & Margin Developer Resume Examples & Samples

Deliver high quality code and design independently and perform effectively as a team player
Ability to introduce technical skills to the team and the projects
Works to deliver agile / scrum based methodology and able to productinize software
Perform dilligently and multi-task between different roles in the software development cycle (e.g. can preform business analysis and investigations and understand project management)

149

Macro Rates Risk Rad Developer Resume Examples & Samples

A bachelor’s degree in Computer Science, Engineering, Finance, Economics or a Mathematical Science or equivalent professional experience
Minimum 3 years of experience with Interest Rates Products
Minimum 2 years Excel / VBA Programming
Experience working with risk systems
Preferred: C# / .Net / MS SQL / TDD / XML / WCF / WPF
Knowledge of Object Oriented principles / design, Dependency Injection
SCRUM / Agile practices

150

Risk Appetite & Pensions Modelling Resume Examples & Samples

Liaison with key stakeholders (i.e. Treasury, Finance & Front Office) to explain, at a level suitable to the stakeholder, movements and drivers of the various models used within Risk. To be able to explain their linkage to capital, earnings, limit setting and the risk appetite process
Preparation of high quality presentations for a diverse audience from senior risk management to key support departments, including quarterly submissions to MCR CARMC and BoD
Researching and developing appropriate methodologies and processes to establish integrated Risk Appetite and Risk Coverage Framework policies
Packaging analysis for senior management both within Risk and without, including a number of non-risk forums
Ad hoc analytics and research related to the pension risk capital models owned by the team
The role will be embeded within a wider team working on the risk appetite of key Credit-Suisse subsidiaries, ensuring an intergated bank-wide approach is in place across all legal entities

151

Am Risk Global Wealth Mgmt Resume Examples & Samples

Determining margin requirements for all levered trades against marketable securities, partnering with business and technology to adapt to new products and market conditions
Owning global process for integrity and consistency of margin requirements
Enhancing existing risk systems for GWM needs (e.g., RACS/PRMS/Gauss) and ensuring GWM is aligned for successor systems
Managing stress testing execution globally for risk management and regulatory purposes
Developing strategic platform framework enhancements (e.g., wrong-way risk, LGD, risk appetite)
Bachelors Degree for a top University
Experience with VaR, CVA, derivatives valuation and risk drivers
Strong understanding and experience with stress testing techniques for securities and derivatives

152

Functional Risk Manager Resume Examples & Samples

Chance to manage and lead the provision of IT risk engagements on a variety of projects as well as providing consultancy and advice on security best practices to clients within the project teams
Conducting technical risk assessments of web sites, applications and infrastructure
Identifying vulnerabilities in applications and infrastructure components and translating them into risks to Credit Suisse
Responsibility in ensuring the IT risk assessment methodology and processes are followed precisely, to the expected quality and that results are agreed with senior IT Risk points of contact
Reporting identified risks to IT Risk reporting governance and any other required stakeholders
Support to regional IT Risk and required stakeholders in understanding and defining adequate actions to mitigate identified IT risks
Work closely to align consultative advice with other security and risk divisions within the bank

153

Risk P&L Resume Examples & Samples

Verification of Exotic + Structured Derivative trade capture
Close liaison with the Front Office, Market Risk Management, Global Valuations & Operations
Daily production of pricing and risk numbers for the business via in house Risk Engine system
Production and analysis full P&L attribution, and resolving any unexplained P&L
Set up and testing of new products in Risk Engine, and verification of new deal P&L
Ownership of all Market Data processes
Sound understanding of Derivative products, including technical issues involved in pricing and valuation
Understanding of derivatives trade capture correlated issues including P&L, Accounting, and Market Risk Reporting
Strong quantitative background with excellent IT skills

154

Regional Markets Risk Manager Resume Examples & Samples

Credit analysis, credit approval, and active monitoring of the Corporate, Financial Institutions and Public Sector portfolios in Czech Republic and Slovakia with a focus on proactive problem recognition, stress testing and overall portfolio management. RM partners with the Global Portfolio Optimization teams in New York and London to use risk mitigation tools available in today’s markets
The RM Risk Manager in Czech Republic is responsible for the local risk analyst pool. Ensuring the quality of credit analysis, identify areas of improvement of team members under supervision and ensure effective training and development plans are established are key responsibilities of the role. Ensure the proper workload balance throughout the available resources to comply with risk processes and give adequate support to the business
RM also works in parallel with Citi’s ICG bankers and product specialists; together with these bankers, and with the input of GI, RM’s responsibility is to make informed decisions through an understanding of the credit, structure and profitability features of each relationship. This includes identifying target market additions and deletions by reference to credit quality, returns and company’s characteristics
Provide guidance and coaching on risk policies and processes to the Banking teams on the ground
Primary interface to the local regulators for the ICG portfolio
Manage the Credit / GI&RM MCA process for Czech Republic
Preparation of the Country Scenario Plan in conjunction with the RMCO and GCRM office in NY and other business units in the country
Build a comprehensive understanding of the local market, key clients, local market conditions and the capabilities and practices of our competitors
Specific risk experience; Is a Senior Credit Officer or qualifies to be one
Has continuous improvement mindset focused on operational efficiency and productivity, in conjunction with broader Citi Execution 2.0 goals.Able to manage issues associated with the allocation of risk capital, in partnership with banking and product organizations
Active listening skills
Demonstrated strong ethics and integrity

155

Avp Risk Review Omsi Resume Examples & Samples

Perform comprehensive risk reviews and sales practice investigations of a complex and highly sensitive nature
Ability to meet deadlines in a fast paced environment
Thorough and detail-oriented
Highly analytical with excellent research skills
Strong writing skills, presentation skills and ability to interface with senior management
Proficiency in all Microsoft applications, most notably in Excel, Access and SharePoint

156

Risk Initiatives Lead Resume Examples & Samples

Responsible for leading and managing risk organizational initiatives on a prioritized basis
Provide subject matter expertise on an as-needed basis to drive decisions towards achieving end-state, risk management capabilities
Responsible for periodic communication with key business unit leaders to ensure various risk deliverables are executed appropriately
Work with relevant PMOs to ensure deliverables are met in compliance with necessary tracking, monitoring, and reporting requirements
Knowledge of internal controls and audit experience

157

Manager, Enterprise Risk Policy Resume Examples & Samples

Provide thought-leadership, and lead by example in the adoption of the Enterprise Risk Policy standards and framework
Assist in formulating policy recommendations and proposal – including work to carry out responsibilities in accordance of the Dodd-Frank Act and other regulatory issuances
Set policy standards and be the authoritative source on development of retail/ consumer risk policy, commercial risk policy, or corporate risk policy
Pioneer best-practice process framework in the management of Risk Policies and lead the cohesive aggregation and execution of all enterprise-wide Risk Policies
Provide expert risk policy recommendations to the Line of Business Owners
Participate and lead inter-disciplinary, collaborative efforts to research and build consensus on risk, lending operational and credit policies
Administer, develop, and manage the central governance and Risk Policy framework through a large, matrix reporting structure
Lead gap assessment reviews and implementation guidance with the lines of business in adopting Enterprise Risk Policy standards
Adopt and manage policy and risk control software and platforms as required
7+ years in the financial services sector, risk management
Bachelor’s degree in sciences, social sciences or other related fields required. Master’s degree preferred
Six Sigma certified preferred
Must have the capacity to challenge current views, processes and behaviors in complex areas while fostering a collaborative, yet effective work relationship throughout the enterprise
High analytical capabilities in seeing connections and solutions in ‘untraditional’ ways
Demonstrated leadership capabilities with previous record of propelling and developing others
Ability to influence and motivate all levels of the organization through a positive and resolution-enabled attitude
Previous work with the CFPB, OCC, GSEs, FRB highly valued
Previous central PMO activities for regulatory stress testing such as CCAR, Dodd-Frank Supervisory Bank Stress highly desirable
Demonstrated capabilities in visualizing data (through previous SAS, SQL, or other data-mining experience), understanding risk metrics, BASEL framework/ attestation, and other industry benchmark tools is preferred

158

X Senior Associates Risk Resume Examples & Samples

Build strong internal relationships within Ernst & Young Advisory Services and with other services across the
Contribute to people initiatives, including recruiting and retaining Risk professionals
Contribute to an educational program to continually develop interpersonal and technical skills of staff
Public accounting experience

159

Managed Risk Regional Manager Resume Examples & Samples

Regional responsibility for the success and delivery of Risk Management solutions across EMEA
To represent CyberSource as a fraud prevention expert within the EMEA region
Work proactively with direct reports and product management team to ensure that product enhancement requests and bug fixes that can improve quality of service are prioritised appropriately, and to ensure that all analysts regionally are up-to-date with respect to product knowledge
Act as advocate for Managed Risk Solutions, working closely with the sales team to ensure that their knowledge and awareness of team capability is up-to-date
Experience of managing a team(s) in an ecommerce fraud management environment for 5+ years
Experience of devising and implementing solutions for teams to improve quality of service (efficiency, mitigation of organisational risk, improvement of knowledge sharing, and a consistent approach to training)

160

Senior Director Acquirer Risk Services Resume Examples & Samples

The US Acquirer Senior Director will provide strong leadership and guidance for US Acquirers to ensure the long-term growth of the payment system by demonstrating
Market Knowledge: Maintain a heightened awareness of the US business environment, the payment system and other risks to clients operating in each market, and the past and present tactics being deployed to mitigate these risks
Business Alignment: Align Visa’s risk initiatives and activities with Visa’s business goals in order to maximize long-term growth
Relationship Management: Engage key stakeholders (clients, merchants, law enforcement, government and others) to secure support for Visa’s risk management goals and initiatives
Thought Leadership: Differentiate Visa by demonstrating thought leadership for payment system stakeholders on risk issues, drawing on local and global sources
Communication: Ensure strong communication and provide marketplace feedback around Visa’s risk-related programs, initiatives, policies, and other activities
Develop and execute a comprehensive plan that sets forth risk management objectives for US Acquirers and drives participants to effectively manage key risks and grow their portfolios
Provide regular reporting to internal stakeholders on acquirer risk profiles and performance against established risk programs
Partner with Risk functional areas, including Cyber Investigations, Payment System Security, Acceptance & Brand Risk, and other geographic leads on behalf of US Acquirers
Partner with other internal Visa functional areas, including Merchant Solutions and Services, Merchant Sales, NA FI Sales on behalf of US Acquirers
Manage relationships with US Acquirers to identify opportunities in risk management practices, provide fraud reporting, analytics, and value-add information and insights
Promote acquirer and merchant adoption of fraud reduction tools and authentication solutions and partner with the NA FI Sales to promote and optimize client usage of Visa Products
Lead Risk efforts to advance our US Authentication Strategy by promoting client adoption of EMV chip, Tokenization, Encryption, 3D Secure and Visa Checkout
Identify new, creative “win-win” methods to reduce and mitigate payment system risk, fraud and cardholder data security risks
Prepare reports, briefings and other written products for Visa Executive Management Committees on US Acquirer risk activities and issues affecting Visa, its clients and overall payment system participants
Support the North America Risk Executive Council meetings through presentations, reports, conference calls on US Acquirer risk activities
Brief Chief Enterprise Risk Officer and other Executives on the state of US Acquirer’ risk management capabilities, fraud performance, and emerging threats
Provide regular reporting to key internal groups, including Sales, Product, Corporate Communications, Government Relations and Legal
Report on emerging fraud and related laws, regulations and legislation that may affect Visa or its clients in the management of their card or merchant acquiring business
Explore and implement innovative approaches to monitor the risk and fraud performance of Visa acquirers, including the use of external risk indicators
Provide input on all risk activities emanating from the Payment System Risk, Enterprise Risk Management, Risk Business Partner and Compliance groups
Lead Division projects in support of overall risk initiatives and actively engage other internal teams to support key initiatives or as part of company-wide efforts

161

ICG Risk Manager Resume Examples & Samples

Risk Managers must review credit proposals having an adequate understanding of products, risks, industries and clients, making sure limits are approved within franchise risk appetite
Participate with the senior management in the preparation and presentation of the scenario plan where the main strategies, risk appetite and balance sheet management of the franchise are defined
Ensure timely identification, escalation and resolution of issues
Assure that approvals and in general risk portfolio complies with Credit Risk Policies; follow and implement any corrective action plan requested by regulators, FCR or Internal Audit
Address and comply with any information requirement done by regulators or auditors
Risk managers must develop and implement appropriate early warning tools that allow effective timely problem identification, taking the necessary actions to mitigate the associated risks. Also, must use portfolio monitoring tools that provide reliable information regarding exposures, concentrations and in general client performance signalling potential/undesirable risks and enabling risk managers to take the necessary actions
Develop stress tests and rapid portfolio reviews addressing specific situations to quantify potential impacts in clients/industries/countries and implement the necessary actions to attend/mitigate such situations/impacts
Handle and take action over all the OREOs/assets received in lieu of payment
Monitor and control all the exposures and risks assuring they are within limits, regulation is complied and internal policies are followed
Assist the ICG Business to understand all the relevant risk management implications (e.g. data quality, risk policy, Basel/regulatory dispositions) through frequent coaching and trainings. Risk managers must be trusted advisors that actively participate in the structuring of transactions/deals that make sense for the bank from a holistic point of view
Senior Credit Officer
Masters qualification or equivalent though this may be substituted by relevant credit experience of 8 or more years
Good understanding of the Credit & Risk handbook
Good understanding of various industries such as financial institutions, oil and gas, aviation, government and retail
Proven knowledge of capital markets and derivative products

162

Mortgage Banking Risk-consumer Credit Intern Resume Examples & Samples

Strong technical skills and ability to quickly pick up additional ones
Passion to serve customers and desire to drive customer satisfaction
Ability to deliver results and communicate effectively in a team environment
Intellectual curiosity and a desire to learn
Ability and willingness to handle a broad range of projects and types of work

163

Risk Manager, Personal Banking Resume Examples & Samples

Education – Advanced degree in mathematics and / or information technology (statistics, math, economics, finance, research, engineering)
Accounting Designation or CFA an asset
5-10 years of relevant work experience
Excellent knowledge of the suite of consumer loan products offered by North American retail financial institutions is required
Ability to translate data into insights
Experience and expertise presenting analysis and developing analytics in Excel
Experience in an analytical role using SAS, SQL or any other statistical/data mining software
Knowledge of BMO’s retail lending applications and products (CCAPs, NCCS, MECH, MDIF)
Knowledge of the Risk Datamart (Basel) framework an asset
Excellent time and resource management skills, flexibility and resourcefulness to interface and collaborate with internal and external groups
Well-developed communication skills

164

Ccb-risk Manager Resume Examples & Samples

In depth knowledge of the lines of business requirements for Analytics & Modeling and Decision capabilities
Partner with the CCB Functions to establish Attribute Data Governance and procedures
Develop Data policies, procedures and Standards for all CCB Risk Model data
Help prioritize a CCB Model delivery for BCBS induction in Attribute Management, testing of model building and model management & reporting
Develop detailed roadmap of Risk model data to be referenced in FICO software solution
Determine recommended data path for CCB Model Data attribute delivery & governance
Partner with Technology to ensure timely delivery of the Risk Attribute Management Platform
Assemble and coordinate support staff from the business to support CCB Risk Attribute Management
Partner with Attribute Management Score Manager team and CCB functions to deliver model monitoring, calibration, and automated scorecard validations
Constantly monitor and report on progress of CCB Model Attribute Data to all stakeholders
Present reports defining project progress, problems and solutions
Implement and manage attribute data changes and interventions to achieve Centralized Risk Attribute Management
5+ years experience in Line of Business data management or the equivalent for VP
Under 5 Years experience will be considered for Associate level
Model Data Management incorporating model data sets, implementation, or model validation
Knowledge of both theoretical and practical aspects of model data management
Experience in Model Data Strategy, Analytics, Management and Implementation
Knowledge of modeling data management tools with a preference towards FICO Model Suite of tools, Informatica, or Ab Initio
Direct work experience with model data in a Line of Business or CCB capacity supporting the development of models, implementation, and ongoing model performance assessment
Proven experience in people management
Proven experience in strategic planning and change management
Proficient with project management software
Proven experience in banking or financial services
Undergraduate degree Management, Statistics, Computer Science, Finance, Engineering, or Math is required, Advanced Degree preferred

165

Credit Portfolio Senior Risk Mgr Resume Examples & Samples

Bachelor Degree (Master or CFA desirable)
Min 10 years on Corporate Banking Experience
Ability to work under stress environment
Experience in Latam (Desired not needed)

166

Risk Senior Resume Examples & Samples

Help prepare reports and schedules that will be delivered to clients and other parties
Build strong internal relationships within Ernst & Young Advisory Services and with other services across the organization
Approximately one to two years' of related work experience

167

Managed Risk Services, Regional Manager Resume Examples & Samples

Be the direct line manager for a team of Managed Risk Analysts with responsibility for performance reviews and ensuring quality of service
Work proactively with direct reports to ensure that regional product enhancement requests and bugs are prioritized appropriately and fed into appropriate management channels
Ensure that all analysts within region are up-to-date with respect to product knowledge
Gather requirements from regional team for enhancements to data warehouse tools and represent those upwards through appropriate management channels
Provide regular reporting and insight to line manager on performance of the regional Managed Risk Services team with respect to risks and issues, team activity, resource utilization and progress of projects
Act as advocate for Managed Risk Services, working with the regional sales team to ensure that their knowledge and awareness of team capability is up-to-date
Take strategic guidance from line manager with respect to implementing global initiatives at regional level
Minimum of 8 yrs. of exp; Bachelor degree in Finance, Business, Science, Engineering or Computing
Experience of working as an analyst in a team to prevent fraud for ecommerce merchants (either at merchant level, or service provider level) for a minimum of 3 years
Experience of managing a team(s) in an ecommerce fraud management environment for a minimum of 2 years
Experience of implementing solutions for teams to improve quality of service (efficiency, mitigation of organizational risk, improvement of knowledge sharing, and a consistent approach to training)

168

Cib Documentation Management Ops Risk Resume Examples & Samples

Undergrad degree in MIS/Finance/Accounting (experience in banking industry a plus)
Audit and/or Control background a plus
Proficiency with Microsoft applications - Excel, Access, Work, and PowerPoint
Working knowledge of Business Objects
Knowledge of corporate document related systems a plus
Strong communication (written and oral) skills
Ability to work within a global team environment
Proven leadership and/or management skills
Must have excellent organizational, time management, and analytical skills
Ability to meet deadlines, exercises good judgment and work accurately under pressure
Knowledge of corporate documentation, terminology, and legal concepts and procedures a plus

169

Credit & Portfolio Risk Partner & Deal Risk Manager Resume Examples & Samples

Developing and stress testing purchase and P&L line driver assumptions. For example, the candidate will be responsible for creating credit performance forecasts which require extensive data mining ability, the ability to perform statistical analysis (e.g. multi-variate) regressions and other quantitative applications to synthesize assumptions where there are no ready proxies
Communicating deal risks and designing contractual mitigants for Senior Management review
Proficient with Excel (Pivot tables and Financial modeling) and PowerPoint
Ability to challenge status quo
Ability to work well under pressure and compressed timelines
Ability to work with and influence a cross-functional team

170

Cib Documentation Management Ops Risk Resume Examples & Samples

Work with different databases/systems, extract and manipulate data
Work with cross-LOB and Regional business partners to review documentation for completeness
Identify legal and business issues that would impact DMO documentation and/or Bank's policies
Develop and manage controls to mitigate risk of non-adherence to documentation policy and/or governance
Interact with IT, Legal, Risk, and Compliance
Proficiency with Microsoft applications - Excel, Access, Work, and PowerPoint a must
Knowledge of corporate documentation, terminology, and legal concepts and procedures preferred
Knowledge of corporate document management systems is a plus
Business Objects knowledge preferred

171

CCB Risk-wealth Management Resume Examples & Samples

Manage analytics, KRIs and financial reporting functions for Chase Wealth Management Risk Management
Drive operational risk analytics and develop KRIs that focus on the impact of operational processes on risk levels and performance. Identify emerging risks thru analytics and KRIs
Drive management analysis that provide sufficient visibility to risks and opportunities related to losses
Partner with colleagues across risk, controls and operations to help drive a culture of risk awareness and proactive risk identification and assessment within the business
Develop positive working relationships with risk colleagues, operations and finance and maintain an open environment for collaboration, risk identification, and remediation
Participate in business reviews to review trends and issues and take actions. Provide visibility to senior audiences on key issues
Manage and develop team of Reporting Analytic Associates
At least 5+ years experience in Risk Management
Strong experience using SQL in Teradata. Experience with SAS
Experience with report building tools Cognos, Tableau and Qlikview
Financial Institution experience is a must, preferably in retail investment sales
Experience working with senior leaders with a proven track record of implementing significant business initiatives
Demonstrated success in working collaboratively with people across the organization

172

Manager, Liquidity Risk Measurement Resume Examples & Samples

Lead the planning and forecasting of funding requirements, as well as reflection of term funding costs (secured and unsecured) to platforms
Analyze actual term funding allocations relative to liquidity value/cost attributed through the FTP mechanisms
Lead in determining High Quality Liquid Asset amount and charges for various retail platforms so that the platform will reach its liquidity targets
Participate in the development and maintenance of the bank’s liquidity risk assumptions
Define and manage stress testing scenarios for retail balance sheets for both regulatory and internal requirements
Provide support in completing the enterprise Recovery and Resolution plan
Stay abreast of various changes in the regulatory requirements and provide impact analyses to senior management
Provide input in various projects
Solid understanding of liquidity risk concepts
Working knowledge of cost and benefit allocations (Funds transfer pricing)
Well organized, able to work on multiple tasks and deadline oriented
Ability to react to changing stakeholder demands
Strong business analysis and problem solving skills. Ability to identify, analyze and rectify project issues as they arise
Strong conceptual thinker
Solid knowledge in the areas of data warehousing, relational databases and information flow
Highly skilled in Financial Institution’s balance sheet
Analytical / systematic thinker
Highly polished communication skills
Conceptual thinker

173

Assistant Risk Manager Resume Examples & Samples

Assist in the management of the North American insurance program to include obtaining, compiling, analyzing and submitting information for coverage
Assist in the assessment of the insurable loss potential to the Ericsson Companies in North America, to include employee injury, third party risks, property, professional and other exposures as they develop
Recommend ways to contain costs through risk transfer, avoidance or retention
Assist in the determination of vendors’ insurance coverage, limits, terms and conditions, requirements for vendor/supplier/subcontractor contracts
Negotiate insurance, general Indemnification, and risk of loss provisions in contracts with vendors, landlords and customers; liaison with Sourcing and Legal
Prepare presentations for internal and external meetings
Assist in Budget process
Provide backup and assistance to Head of Risk Management-North America; act on behalf of Head of Risk Management-North America, in their absence
ARM designation required
At least 7 years Risk Management experience or equivalent experience with an insurer or insurance broker
Strong Contract Negotiation skills to include insurance, indemnification and risk of loss provisions
Expert knowledge of property and casualty insurance coverage including finpro lines of coverage
Some accounting knowledge required
Excellent business software skills to include Excel and PowerPoint; Risk Management Information System knowledge desired
Experience in leading team projects
Experience in managing people
Prefer experience with a technology, telecom or construction related industry
LI-VR1

174

Experience Developer for Distributed Risk Engine Group Resume Examples & Samples

Drive successful and timely delivery of software products and services
Advocate best development practices and methodology
Play a key part in designing and implementing a new and highly complex multi-core risk grid
Liaison with other teams and providers

175

Risk Manager Philanthropic Services Resume Examples & Samples

Three to five years proven philanthropy administration experience, or equivalent experience
Three to five years governance, compliance or risk experience
Excellent written and verbal communications skills and be able to prepare white papers and communications for senior management and staff
Strong problem-solving, lateral thinking, communications, project management, planning, organizational, and interpersonal skills
Knowledge of governance, risk and controls
Minimum of a Bachelor’s degree in business, related field or equivalent experience; Master’s degree preferred
Ability to lead and motivate teams and work independently in a results oriented fashion
Proficiency with personal computers as well as pertinent mainframe systems and software packages including development of executive presentations

176

Risk & Remediation Resume Examples & Samples

Support the Firm Risk Control Self-Assessment (RCSA) process throughout the organization that complements current risk mitigation activities and risk identification strategies, plus risk controls and procedures
Coordinate and work closely with Practice Area teams and external risk / security organizations to facilitate timely execution of all risk agendas and deliverables; including, but not limited to, SOX control documentation and mitigating controls; entitlement reviews and remediation of identified conflicts; audit finding remediation; Application Risk Assessment and associated remediation; and coordination of Business Continuity Planning & Disaster Recovery (BCP/DR) requirements
Support standardization in risk management processes and procedures, and ensure adherence to company tools and applications across all Practice Areas
Monitor and report on remediation actions and programs addressing technology risks
Identify weaknesses in the technology control environment and recommend business justified remedial actions
Supporting the work with our partners in Operations to implement a consistent process across to assess applications, identify & log known limitations, and feed these into the RCSA process, as well as ISG Operations tools
Participate in the Risk Working Groups to help promote / champion the operational risk agenda across the organization and help enhance the overall risk culture
Working with global counterparts to provide synergies between regions and Practice Areas, develop global best practices, and support Operational Risk related communications
Knowledge of the financial services industry; preferably in an investment bank with sales and trading, finance, operations, technology or internal audit background
Understanding of Operational Risk and associated regulations (e.g., Basel, SOX), and the associated application to a technology division within Financial Services
Project / Program Management experience
Excellent oral and written communication skills, as the role involves a high amount of interaction with senior management across multiple divisions, including Business, Technology, Firm Control organizations (e.g. Compliance & Legal)
Self-starter with a can-do approach

177

Risk Transformation Resume Examples & Samples

Contribute to people initiatives including recruiting, retaining and training Risk professionals
SAP, Oracle and JD Edwards
Five years of related work experience
Experience of/and interest in recruiting and professional development
SAP authorisations, Basis reviews and Application controls
CISA or similar
For Channel 1 SAP audits
EE Candidates ideally female applicants

178

Client Risk Manager Resume Examples & Samples

Serve as point person for the client for all funding activity with WCS
Insure the timely receipt of collateral data from the clients
Analyze collateral data and prepare monthly PMRs to help track client performance
Manage any contract amendments in concert with WCS Legal
Full understanding of the client factoring contract and the establishment of processes for client compliance
Point person to insure client compliance with quarter end factoring and reconciliation requirements
Track client KYC/AML compliance
On-site client visits and pitches
Coordinator of A/R field examinations at the client sites
Interaction when required with Regulatory Readiness team to insure client risk compliance
Proven ABL or Factoring Risk experience
Bachelor’s degree - Business major preferred
Basic understanding of risk support systems such as Factorlink and PACE
Travel requirement: 10-15%
Ability to communicate across multiple clients, functions, countries and organizational levels
Highly organized, detail-minded
Results-driven

179

Credit & Portfolio Risk Mgr Resume Examples & Samples

Develop Credit Risk Strategies for Citi Brand Credit Cards Acquisitions including new-account approval, line and pricing assignment
4+ Years of experience in an analytical capacity is required
Candidate should have excellent written and verbal communication skills and be comfortable presenting work to peers, cross-functional business audiences and senior management

180

Usccb Risk Policy Execution & Control Manager Resume Examples & Samples

Executing policies and procedures in line with Business requirements
Actively supporting profitable growth while appropriately evaluating and managing risk
Proactively research and map processes in detail to identify potential risks/gaps and provide process enhancements
Participate in Risk projects where policy execution support is required in the areas of customer communication, procedure creation/change, and underwriter trainings, etc
Ensuring that appropriate controls and business tracking are in place
Ensuring that the policies and procedures implemented are in compliance with Regulatory guidelines and internal Global Risk Policies
Partnering with Risk Policy, Operations, Technology, Product, Decision Management, Risk Systems, Legal, Compliance, and Branch Sales/Mgmt as required for implementing change in policy and or new business solutions
Participate in quality review sessions (QC) with operations BORM and Risk policy teams. Responsible for identifying gaps and working with appropriate teams to develop and implement solutions

181

Risk Ilaap Manager Resume Examples & Samples

Ensure a consistent ILAAP within each of the major European entities of RBC
Drive development and change to ensure process is aligned with market best practice
Update senior management and ALCO about changes in regulation related to the European entities
Provide advice and counsel on liquidity policy matters across the European entities
Review and validate internal and regulatory assumptions related to liquidity reporting and measurement, including stress testing
Degree level education
Familiarity with regulatory reporting and/or liquidity stress testing in a banking context

182

Risk Resume Examples & Samples

Effectively manage and motivate client engagement teams with diverse skills and backgrounds
Monitor progress, manage risk and ensure key stakeholders are kept informed about progress and expected outcomes
Develop and maintain long-term relationships and networks with clients and internal EY stakeholders
Demonstrate deep technical capabilities and professional knowledge
Possess in depth business acumen and demonstrate ability to quickly assimilate to new knowledge
Remain current on new developments in advisory services capabilities and industry knowledge
Generate business leads for the team
Degree and with at least 5 years of relevant experience
Working experience on at least two (2) full cycles of access control framework definition, security role design, remediation for ERP solutions such as SAP and Oracle; and/or
Working experience in performing business process controls review, access controls review (e.g., segregation of duties) and project risk assessments in an ERP environment. Having experience in continuous controls monitoring and controls optimization type of work would be an advantage; and/or
In-depth knowledge on key risks and expected controls (including compensating controls) in one or more business processes (e.g., procure to pay, and financial statement close); and/or
Understanding of and/or implementation experience with a variety of GRC tools (e.g., SAP GRC, Bizwise and Metricstream)
Proven experience in leading a team

183

Risk Resume Examples & Samples

Overseeing the risk framework and working with the organisation to manage business risks
Presenting to the board the key business risks and the mitigants that will be used to manage key risks
Managing the compliance framework
Coordinating safety programs that promote safety awareness
Assisting line management personnel in meeting their obligations under the relevant Occupational Health & Safety legislation
Working with the farm management team to ensure compliance with the quarterly work health and safety (WHS) & environment framework
Promoting the management of the environmental impacts of the business
Staying abreast of relevant legislation and policy changes to ensure continued compliance at the company level
Managing QA programs implemented by the company

184

Icg Regional Anti Money Laundering Risk Manager Resume Examples & Samples

Provide business oversight and lead operationalization of various components of the AML Program for TTS Asia-Pacific including KYC, transaction monitoring, sanctions and other AML policy/regulatory requirements
Assess impact of proposed changes to AML policies/procedures/guidelines and work with Compliance to ensure the business operates in line with regulatory requirements
Support the TTS business in AML related internal or external reviews including managing exam preparation and deliverables, setting up steering committees for management updates, drafting responses to findings and tracking execution of corrective actions
Represent the TTS business and provide AML subject matter expertise at various global and regional committees and working groups
University graduate with at least 12 years of Risk Management or Compliance or Regulatory experience in the banking sector
Strong negotiation, analytical and organizational skills

185

Risk Appeals Teammate Resume Examples & Samples

Strong verbal (phone) communication skills utilizing active listening and clearly speaking to customer (in English)
Strong written (email) communication utilizing proper grammar and punctuation (in English)
Ability to make discretionary decisions based on research
Ability to function in multiple queues covering a variety of tasks with a sense of urgency and follow-through
Ability to learn and adapt to new software technologies
Strong working knowledge of external systems, PC based internet and software applications (Internet, Microsoft Office - Outlook, Word, Excel)
Basic Knowledge of internal systems & software (Kana, Intranet, Admin Tools, Attack)

186

Citi Risk Ets Scenario Manager New Hire Ba Resume Examples & Samples

Nearly up to3+ year working experience in a software development industry Must hands-on Java programming, with plenty of complex system design experience
Desired skillset:( Core java, EXT- JS, Relational Database, general framework in Java programming area)
Has well understanding and good command of designing User Cases, Data modeling, program interface, methods etc

187

Icg-regional Anti-money Laundering Risk Manager Resume Examples & Samples

Provide AML advisory & approval for TTS products, deals, projects etc. and ensure TTS management is kept updated on relevant AML risks and concerns
Help product teams and compliance assess AML risk for new products and businesses based on globally approved guidelines
Provide business oversight to the AML monitoring program for TTS; work with Compliance to develop appropriate AML monitoring framework for key high risk programs
Preference will be given to candidates familiar with TTS products, US regulatory regime and related compliance/risk management/regulatory experience
Excellent interpersonal and effective communication skills are a must
Must be able to work independently

188

Risk Leader Resume Examples & Samples

Advanced experience working in a Compliance related field
Experience working with regulatory agencies, including state departments of health insurance and Life Insurance
Knowledgeable in process improvement and metrics development
Knowledgeable in regulations governing health and Life Insurance industries
Strong negotiation and communication skills
2- 5 years Privacy Compliance experience preferably in the Life and Health Insurance industry

189

Economic Risk Capital Methodology Resume Examples & Samples

Play a central role in the development of a ‘best in class’ Economic Capital model
Understand how the Economic Capital model is used in a leading financial institution
Proactively seek solutions to improve material parts of the model; review and improve components; identify the relevant sources of risk and assess their capture
Research alternative methodologies, and compare them; justify and test the chosen option
Ensure that models are adequately documented for both internal and external (e.g. regulatory) purposes
Collaborate with IT analysts and developers to implement changes to the model
Assist in preparing presentations for senior management covering change impacts, methodology features and capital implications

190

Risk & Remediation Resume Examples & Samples

Coordinate regional IT audit/regulatory activities and reporting, negotiations, and responses
Perform advisory role related to local market regulations, Firm Policy & procedures, System dependencies, division best practices
Incident and Stability management
Build strong relationships with Senior IT, Business and Compliance stakeholders across the region to drive continuous improvement on IT Risk/Project governance processes
Manage and deliver region specific IT Risk change and firm-wide remediation programs
Ensure disaster recovery, business continuity and stress testing standards are defined, documented and conducted regularly
Promote risk education and awareness and provide senior management summaries as appropriate
IT Professional with 5+ years of experience in IT Risk, Information Security or similar subject-matter
Proven track record in the financial services industry; preferably in an investment bank with sales and trading, finance, operations, technology or internal audit background
Knowledge of Software development lifecycle and change management either through IT project management or developer/quality assurance experience
Excellent verbal and written skill with ability to create high quality written products that are comprehensive, accurate, and tailored to the audience
Outstanding interpersonal skills with the ability to work effectively with all levels of the organization with excellent influencing and negotiation skills Strong organizational skills and an ability to manage multiple demands and changing priorities
Knowledge and experience of the regulatory environments within Asia

191

Location Risk Manager Lru Wm Mena Resume Examples & Samples

Implement and comply with the WM Internal Control Framework in a transparent, objective and timely manner
Adapt design where locally required and implement global minimum control standards (including risk metrics) and locally required controls; ensure clear control procedures, including evidencing and escalation
Contribute to the effectiveness of Local Risk Governance Structure (facilitate the LRCC, supports the local management certification process (e.g. ICAP) and prepares the location Risk Reporting)
Perform controls and oversee the location F2B risk taking activities across all functions and check completeness/effectiveness of the location's control framework
Take ownership of the risk subjects that are part of the regulatory reporting and monitor the regulatory changes
Expert advice and guidance on development, implementation and maintenance of risk policies, procedures and controls
Coordinate, communicate and support the implementation of operational risk related initiatives
Evaluate location operational risk profile, in accordance with taxonomy, considering qualitative indicators with potential impact on risks and internal controls (e.g. environmental and regulatory changes, HR aspects, projects etc.)
Monitor implementation of risk mitigating measures; establish process to escalate and mitigate excess of residual risk
Acts as risk manager and consultant on operational risk to the business

192

Quality & Risk Manager Resume Examples & Samples

As the HR Services ECS subject matter expert, acts as the HR Services ‘voice’ in broader Business Enablement Shared Services ECS and Service Measurement activities, including input into survey design, identification of KPI’s and service measurement strategies, and communicating and enabling an ECS culture across HR Services
Works closely with GSS, HRS leadership to agree on key SLA’s/KPI’s. Deliver feedback on service levels to GSS and across HRS, providing service improvement recommendations as appropriate
Broad knowledge base: Proven experience working in a service based global business unit/ organization with responsibility for managing service levels and performance
Analysis and Insight: Ability to interpret service quality and performance data and draw insight on areas of improvement to HRS service standards/ processes
Client Focus: Strong client focus and ability to establish long-term relationships. Strong client management skills including managing client expectations and influencing outcomes
Driving Results: Ability to perform and manage multiple tasks simultaneously and work well under pressure and with time constraints. Strong project management and organizational skills and resourceful in implementing initiatives in an evolving environment
Problem Solving / Conceptual Thinking: Knowledge, skills and abilities needed to establish and refine the strategies that drive organizational performance and add value to the business
Subject Matter Expertise: Experience in establishing and monitoring service levels in a large service based organization
Experience in assessing the quality of service delivery within a large matrix organization
Project management experience including scoping, planning and delivering projects

193

Asset Management Risk Manager Resume Examples & Samples

Nearly 1,300 investment professionals providing strategies spanning the full spectrum of asset classes, including equity, fixed income, cash liquidity, currency, real estate, hedge funds and private equity
In partnership with regional CIOs and Senior PMs, establish an investment oversight protocol for all the investment strategies managed in London
Prepare and perform Investment Director Review meetings to evaluate results of investment strategies against performance objectives, investment guidelines, client expectations, and benchmarks/peers (if applicable)
Key person representing GIFCC Risk Management for EMEA-related firmwide, funds board, and regulatory related discussions
Manage coverage of global portfolios by coordinating with analysts in London, New York, Columbus, and Mumbai
Supervise and manage London-based analyst, define performance goals for the London risk team and manage participation in the global projects
Participate in client meetings to explain implementation of risk management framework in GFICC
Ensure compliance with risk and control agendas to adhere with firm-wide objectives
Substantial proven experience in a multi-asset, multi-strategy environment. Hands-on experience in portfolio management or trading a plus
Broad risk management experience covering Fixed Income, FX, Equity, and hybrid/structured products in both cash and derivatives markets
Proven track record in design and implementation of risk management models and framework
Outstanding written and verbal communication skills with the ability to prepare and deliver executive level presentations to internal and external audiences, including clients, fund board members and regulators
Experience with large 3rd party systems like Citi YieldBook or Barclays POINT a plus

194

Senior Risk Engines Developer Resume Examples & Samples

Working on the ongoing server-side C#.NET development of the risk systems for local currency interest rate derivatives as well as data provisioning systems for the entire EMG IT group
Being a part of a global team of developers tasked with the ongoing extension and evolution of the key frameworks
Building multi-threaded applications at all different stack levels-from the lowest database layer to the server side application layer to the client facing GUI
Possibility to grow in various functional roles ( different technology, software architecture, business analysis, project management)

195

Senior Risk Associates Resume Examples & Samples

Develop and maintain productive working relationships with client personnel
Related audit or applicable business experience
International business experience preferred

196

Risk Portfolio Manager Resume Examples & Samples

Work closely with Risk leaders and client teams providing data and analytics in support of minimizing both GE’s and the retailers’ risk, while continuing to grow the portfolio
Provide sound risk management oversight during the deal renewal and new deal processes
Create presentations and effectively communicate risk metrics to retail clients
Support driving enhanced strategies, using champion/challenger leanings to manage credit and fraud risk
Work effectively cross-functionally to resolve issues associated with Risk analytics
Bachelor’s Degree and 2+ years in consumer or commercial Risk/Credit role or relevant business experience or in lieu of a degree, 6+ years in consumer or commercial Risk/Credit role
1+ years SAS programming and Excel experience or equivalent analytical capability
5+ years in consumer or commercial Risk role or relevant business experience
Experience operating as part of a cross functional team
Use of advanced technical & analytical competencies in driving effective strategic goals
Familiarity with consumer and commercial lending products and practices
Advanced SAS / SQL experience

197

Risk Manager, LOB Resume Examples & Samples

Bachelor's degree or the equivalent combination of education and experience is required
Bachelor's degree and an advanced degree are preferred
Experience: 5-10 Years (>10 Years if no B.A. / B.S.)
Preferred experience: 7 - 10 years
FINRA Series 7 and 24 preferred
5+ years of people management experience preferred
Demonstrated ability to lead and influence others preferred
Regular past exposure and interaction with executive leadership preferred
Ability to work independently and drive execution preferred
Experience with Risk Controlled Self-Assessments, Key Risk Indicator reporting, - BusinessContinuity Planning and Testing and Issue/Incident Management preferred
Knowledge of applicable regulatory environments preferred
Strong interpersonal skills, management skills, excellent oral (public speaking) and written communication skills, and analytical skills

198

Ccb-risk Quant Developer Resume Examples & Samples

5+ years of solid application development experience
5+ years experience designing and developing highly efficient C/C++ and SAS code for use in automated data processing systems on Unix based platforms
3+ years experience with Unix shell scripting
5+ years experience with SQL in a relational database environment
Must have ability to deliver high-quality results under tight deadlines and be comfortable manipulating and summarizing large quantities of data
Knowledge of the consumer lending lifecycle, including loan origination, sale/servicing, default management/loss mitigation is a major plus

199

Op Risk Country Manager Resume Examples & Samples

Ensure proper management of Operational Risk in the country (Brazil)
Manage the Operational Risk Management team, ensuring proper training and knowledge of the staff
To provide oversight, supervision and monitoring of the MCA program. Review MCA ratings and annual risk assessment through independent analysis
Conduct deep dives of significant operational losses (“events”) to determine root causes, control weaknesses, recommend corrective actions and identify lessons learned that can be applied to other areas, businesses, regions, etc. Ensure similar businesses around the world are aware of risks and recommendations
Identify trends and common themes within businesses and across the countries covered
This ORCM will also play a role as the regional PMO / Chief of Staff for ORM in the region
Identifying, analyzing and mitigating risks,
Designing and assessing the effectiveness of controls,
Communicating our zero tolerance for internal fraud,
Preventing losses and assisting recoveries,
Determining and allocating operational risk capital,
Conforming with regulatory guidance, and
Managing situations as they arise
Extensive knowledge of financial markets and products; extensive work experience

200

Risk & Internal Control Manager Resume Examples & Samples

Developing and implementing an effective Control testing program across the Global Markets business
Oversight and execution of Control deep dive reviews
Responding to Internal Audit / Risk Management requests
Overseeing and conducting reporting and escalation of issues
Providing effective recommendations to improve business process
Acting as a point of contact for Control related queries from the business and stakeholders
Have previous experience in an Internal Audit or Risk role within Financial / Professional Services - ideally Global Markets with a knowledge of relevant products
Posses strong analytical and problem solving skills
Strong rapport building skills with key stakeholders and the business
The ability to operate both independently and as part of the broader team
Knowledge of control requirements relevant to the Banking industry

201

CIB F&BM Fixed Income Market Ops & Risk-VP-ny Resume Examples & Samples

Review & analyze combined FI Markets Operations Financials. Serve as a liaison with managers - provide insight and variance explains at many different levels and dimensions
Coordinate MIS activities on a monthly, quarterly and annual basis including
Risks & Opportunities consolidation
Monthly management reporting close
Forecasting consolidation and review
Annual budget process
Headcount reporting
Oversight and reporting of allocations
Focus on accuracy of Forecasting & provide feedback on trends observed across FI MO Operations
Drive expense initiatives including Location Strategy, Span of Control, Technology review
Assist in the development & implementation of a consistent financial framework & overarching standards
Approve organizational hierarchy changes, including control of history, actuals, plan & forecast, transfers and restatements
Provide integral support to executive reporting and senior management presentations
Interact with senior FI MO Operations Finance Executives, CFOs and FI Markets Ops teams & management
Acting as a cross-LOB partner with Technology, Operations and Client Service PRA to produce effective reporting
5+ years experience in financial management (planning, forecasting, budgeting and strong understanding of both finance and

202

Regional Reputational Risk Manager Resume Examples & Samples

CMB has an established approach to client selection globally, from both a commercial and financial crime risk view, to ensure the business only on-boards or retains client entities that meet agreed risk and reward criteria. This is delivered through a global client selection policy and process which enables timely and auditable decisioning that can effectively and efficiently manage global risk and commercial exits with clear governance, monitoring and escalation.The Regional Client Selection team is one of four Secretariats globally (based in New York, London, Dubai and Hong Kong) reporting through Regional Heads to the Global Head of Client Selection for Commercial Banking
The team is responsible for building cases, delivering these to the relevant forum for decision, (Regional Reputational Risk & Client Selection Committee – to be chaired by Regional Chief Risk Officer) ) coordinating the internal communication and monitoring the various business lines and functions who are responsible for onboarding and / or exiting relationships where relevant
Reports to, and must be able to deputise for, the Regional Head of Client Selection, CMB
The job holder will be a financial services professional with knowledge of managing credit risk, reputational risk, financial crime risk and/or commercial client relationships
Comprehensive understanding of all types of financial crime and reputational risk based on significant work experience
Strong analytical / technical skills to be able to understand and consolidate diverse and complex information and identify / mitigate risk issues
Strong communication skills to be able to distil and present views and complex information
Strong interpersonal skills and be able to build rapport and strong relationships across business areas and globally dispersed locations
Ability to coordinate within the global team as a key representative for the region
Be comfortable escalating decisions where appropriate

203

Independent Risk Approver Resume Examples & Samples

Providing credit approvals within assigned Credit Officer covering limit and recommendations for higher level or exceptional approvals as required and supporting Business / CLM on risk identification and adequate facilities’ structure minimizing Bank’s risks as well as addressing Customer needs
Providing support and advice on classification initiation and Remedial names management including recommending, approving and executing agreed strategy with matrix reporting to EMEA Remedial Management and Oversight for adversely classified portfolio
Ensuring Credit Policy, Credit Program and all relevant procedures are followed properly and the internal controls work effectively. Propose enhancements to credit-related processes and facilitate them to be robust and smooth
Assisting/coaching the Business and CAU to ensure that credit requests contain appropriate level of due diligence, analysis and conclusions
Periodic monitoring of transactions and counterparties including rating and classification reviews and stress testing of the portfolio
Assessing performance of Business Credit Officers and providing relevant feedback / recommendations to Risk Head, Business Head, CAU Head
Participating in MCA tests and post-approval testing process for portfolio approved in Business
Ensuring robust Early Warning as per approved processes on assigned portfolio, including regular meetings with the clients, reviewing monitoring reports and inquiring any signals from the market or other available sources to timely spot any problems with the credit exposures. Support EW team if needed
Supporting CCB Risk Head in development of Credit Programs, Procedures as well as providing input to renewed or new Product Manuals
Analysing credit MIS reports and ensuring the details on credit facilities, exposures and collaterals are booked and reported correctly
Monitoring major industries developments and trends in the macro-environment and local market
Cooperating closely with the Business and all other Units to perform the above tasks efficiently and in timely manner following global and local Bank’s procedures
Participating in ad hock round table discussion with CAU and Business Teams
Any other duties as requested by the Supervisor
Fluent English (written and spoken), additional Arabic or Hindu / Urdu is an advantage
Independence in judgment
Good communication and negotiation skills
Good analytical and synthesis skills
Self- organized
Decision taking attitude
Ability to lead meetings with clients,
Proficiency in MS Word, Outlook, Excel, preferably PowerPoint
Master of Science in Economy, Accounting or Finance Management or an MBA
Min.3 years’ experience in credit related functions, CCB or ICG and/or Remedial Management and min. 5 years overall banking experience
Excellent knowledge and understanding of credit policies and internal Bank’s regulations
Very good knowledge of credit related bank products

204

Markets Operation & Risk Manager Resume Examples & Samples

Review and approve authorized set of risk control activities on CAs e.g. pending items on Periodic KYC Review, Investment Suitability, AML
Perform authorized operation and transaction controls e.g. security / payment transfer; post-trade account amendment; system access requests; confirm with clients on certain activities etc
Conduct pre-approval / quality check on key market activities e.g. new Client Profile
Identify emerging issues / patterns from control activities, and update market heads promptly
Escalate to Desk Heads/ Country Team Head / Regional Market Manager with exceptions on control activities on timely basis to ensure Markets line management are enabled to meet their supervisory responsibilities
Ability to engage stakeholders at all levels and cultivate positive work relationship
Preferably (not required) a licensed representative or meet relevant examinations e.g. for Type 1 regulated activities in Hong Kong, CACS exam in Singapore

205

Junior Risk Engines Developer Resume Examples & Samples

Working on the ongoing server-side C#.NET and/or Java development of the risk systems for local currency interest rate derivatives as well as data provisioning systems for the entire EMG IT group
Being a part of a global team of developers engaged with the ongoing extension and evolution of the key frameworks
Working closely with the quantitative analysts, various trading desks, product control, risk management and other IT areas

206

Junior Risk Manager Resume Examples & Samples

Preparing of credit risk data/management information for analysis, including portfolio reviews, Key Risk Indicator compliance, various other risk parameters and more general risk management presentations, etc
Undertaking analysis and making recommendations regarding (credit) risk profile, trends in the context of the defined risk appetite
You will also play an important part in the varied range of ongoing and ad hoc projects that fall under the responsibility of Risk Management Wholesale, Rural & Retail

207

Claims / Risk Manager Resume Examples & Samples

Will perform site inspections, review and recommend coverage's
Provides Risk Management services by conducting annual safety inspections and monitoring Risk Management policies
Promotes safety awareness through educational seminars, composition of newsletters and distribution of other safety literature
Oversees the administrative operation of the Service Office

208

Risk Engine Developer Resume Examples & Samples

Engineering, development, enhancements and maintenance of the LPRS - Systems
Works with application owners and architects on requirements verification and integration testing
Creation and maintenance of development and test environments
2nd & 3rd level support including active engagement in problem resolution
Ensure high quality software and process documentation
Best practice oversight, including the review of data model design, data standards and enforcing delivery of recommended changes
Excellent working knowledge on.Net C#, Entity-Framework, Silverlight V. 5, MSUNIT/NUnit
Excellent background in Object-Oriented design and analysis
Strong in design and architecture – requirement gathering, analysis, high level and low level design, architecture
Strong experience designing and working with n-tier architectures (UI, Business Logic Layer, Data Access Layer) along with some experience with service-oriented architectures (SOA)
Strong Database programming TSQL MS SQL Server
Strong in providing precise estimation of tasks
Principle knowledge of website construction, including HTML, JavaScript and CSS, understanding of OS and browser distinctions and how third-party software and plugins work with browsers, basic website troubleshooting and use of browser developer tools
The role will require the development of a good knowledge of how the systems works
Use of SVN, Teamcity for continuous integration
Bachelor's degree, or equivalent, in related discipline. Computer Science or Engineering degree preferred
Passionate commitment to quality and success
Ability to manage multiple competing priorities, and work effectively under the pressure of time constraints in a fast-paced, collaborative environment
Minimum of 5 years of technical support and development experience
Analytical troubleshooting skills and ability to own problems through to resolution
Proven team player. Flexible approach, driven, dedicated & self-motivated
Committed to a culture of self-improvement and on-going learning
Ability to plan and manage own work without supervision
Adapt quickly to an existing, complex environment, willing to learn new concepts and software
Good communications skills English

209

Development Risk Manager Resume Examples & Samples

Review standard real estate documentation for consistency with RJTCF’s requirements and property specific investment criteria
Review of drawings for completeness and best practices
Review and assess construction related agreements (construction, design, and equity/debt documents)
Engage 3rd party construction inspectors, review pre-construction reports and coordinate among the development, design and construction teams to resolve items requiring further attention
Review Environmental Site Assessments and respond to issues as appropriate
Perform detailed plan and specification review to ensure compliance with tax credit application standards
Analyze direct and indirect cost budget
Conduct periodic site visits to: monitor construction, review contractors’ requisitions for payment, and recommend the release of construction funds
Review 3rd party inspectors’ monthly or quarterly construction inspections, noting and, if required, resolving any open construction issues
Monitor schedule and budget progress for multiple properties under construction, identifying any potential exposure to investment and delivery risk
Maintain high level of client contact and communication
Review substantive change orders for pricing and marketability impacts
Ensure requests for capital contributions are in accordance with partnership guidelines and coordinate documents for signature as appropriate
Prepare pre-closing construction risk summary, highlighting any areas of abnormal risk or deviations from industry standard practices
Entitlement/permitting process and construction delivery methods and agreements
Construction best practices, general building codes, and various building types
Process of preparing and monitoring a multi-family housing construction schedule
Familiarity with the preparing and monitoring a detailed construction budget
Evaluating cost and schedule impact of change orders
Familiarity with environmental site assessment requirements of residential construction
Fundamental concepts, principles and practices of the real estate and construction industry
General principles of banking and finance industry operations
Reading construction drawings and specifications
Reading and understanding standard real estate and LIHTC specific contracts and other documentation
Knowledgeable in the use of Excel and real estate financial projections
Operating standard office equipment and using required software application to produce correspondence, reports, electronic communication, and spreadsheets
Communicate effectively both oral and written
With minimal guidance/supervision, organize, manage and track multiple detailed tasks and assignments with frequently changing priorities in a fast-paced work environment to meet required results
Provide accurate and high quality work product in a timely manner
Proactively demonstrate readiness and ability to initiate action
With some guidance/supervision, work independently as well as collaboratively within a positive team environment
Compile data from multiple sources, review, and accurately input data into various spreadsheets or database
With some guidance/supervision, identify required tasks, develop timelines and execute
Project a positive, professional image both internal and with external business contacts
Convey information clearly and effectively through both formal and informal documents
Identify relationships, draw logical conclusions and interpret results for use in decision making
Utilize engineering/architecture background to evaluate proposed change orders, and verify whether design and cost support the investment objectives of the fund
Manage the investor reporting process, including answering project specific inquiries, for 90-100 projects under active construction
Assist with preconstruction investment analyses, including evaluation of 3rd party plan and cost reviews, physical needs assessments, and fielding design inquiries from investors and developers
Periodically visit projects under construction, utilizing engineering and/or construction background to evaluate construction risk on site
Bachelor’s degree in Architecture, Engineering, Construction Management, or related field and a minimum of five (5) years construction administration, architecture, engineering experience
Certification as either a Professional Engineer or Registered Architect is desired

210

Risk & Remediation Resume Examples & Samples

Engagement with Firm wide risk and control groups as appropriate to support Firm wide and T&D risk agenda. Includes Technology and Information Risk (TIR), Business Risk Management, Operational Risk Department (ORD) and Internal Audit
Coordination with QAPM management to facilitate and execute on the risk agenda
Point of contact for questions concerning risk with the department
Assist SRO with monthly collation of data for Divisional Risk Committee/TDRC input (data analysis/reporting)
Monitoring the appropriateness & completeness of key risk and control data within division eg. Risk Register, TAI, TAM (Technology Access Mgmt) controls, BCP related data
Ensure management awareness and governance around progress on key risk responses eg
Excellent attention to detail, the ability to multi-task and comfortable with a hands-on approach
Knowledge of Morgan Stanley systems and infrastructure and the technology control environment as it relates to operational risk
Demonstrate leadership, possess influencing and communication skills
Highly organized, self-motivated and hard-working individual who is proactive and has a strong sense of ownership
Experience within the financial services industry
Comfort working with ambiguity, managing and resolving complex issues
Understanding of FFIEC IT Exam Handbook, SOX Regulations and RCSA processes
Knowledge of COBIT and ITIL frameworks for risk assessment

211

Reputational Risk Resume Examples & Samples

Ensuring the oversight, governance and coordination of reputational risk management in the EMEA region
Playing a key role in the development of the Framework
Preparing and coordinating the Committee meetings, including the distribution of documents, taking minutes, maintaining a log of actions/issues, reporting to the Committee any open action items and following up with members on any deliverables
Monitoring conditions set by the Committee and ensuring that an appropriate process is in place for tracking them through to completion
Producing management information on a regular basis and to provide such reports to the Secretary of the Global Reputational Risk Committee (the GRRC)
Assisting with the development of policies and guidelines, the creation of assessment and monitoring tools, the implementation of a training program as well as on-going project management tasks
Candidates could come from a range of backgrounds but experience in the financial services and an understanding of transactions/financial products is essential. Areas may include, but not be limited to

212

Macro Risk Manager Resume Examples & Samples

Be able to perform qualitative and quantitative due-diligence on prospective portfolio managers across multiple strategies including equity l/s, macro, credit and quant
Understanding of risk management techniques and portfolio level quantitative analytics preferred
Knowledge of equities, options, futures, fixed income, derivatives, and other asset classes
Must understand risk data and able to be able to identify inconsistencies and anomalies in the data
Good understanding of the alternative asset management industry, especially hedge funds
Ability to handle pressure and manage frequently changing priorities and needs
Ability to multi-task with various offices (locations) and duties
Professional demeanor, great work ethic, detail-oriented, ability to comply with deadlines, quick learner and proven problem solver
Ability to take the initiative and work independently when needed
Help monitor, report risk across multiple portfolios, perform ad-hoc analysis of portfolio characteristics
Degree in Math, Computer Science, Finance, Operations, or related field
2+ years of Financial industry experience at a hedge fund or bank
Strong communication skills both written and verbal, interpersonal, teamwork and organizational skills

213

Conduct Risk Manager Group ALM Resume Examples & Samples

Active management of Operating Environment in real-time. Identify and respond to risk factors and apply Conduct Risk framework to support risk management efforts. Review and challenge the execution of business mandate with respect to Conduct Risk
Lead monthly Operating Environment assessment inclusive of GALM Businesses and Front to Back partner functions. Drive initiatives to improve operational risk profile across the entire GALM function in close collaboration with GALM Business Heads, Operational Risk Management and Operational Risk Control functions. Drive toward best practice through the maintenance of close working relationships with other UBS Group COO community
Develop Conduct Risk dashboard – own reporting to Senior Management across a very broad spectrum of indicators. Develop consistent and measureable approach to identification and escalation of trending Conduct Risk indicators (Supervisory Alerts to Employee Intelligence MI)
Undertake thematic reviews within Group ALM with the objective of measuring effectiveness of Conduct culture. Support Senior Management in ensuring that Business Planning & Development, Strategy, Supervision and Compensation are aligned to Conduct Risk framework
Act as point of reference and expert within Group ALM for market structure and associated regulatory environment (MiFID, Volcker, Dodd Frank, Best Execution). Manage regulatory enquiry and lead regulatory initiatives on behalf of Group ALM. Understand and anticipate how Group ALM businesses should respond to external and internal environmental factors in order to maintain Conduct objectives
Experience in building out and development of control frameworks; Experience in investigation/ analysis and critical process evaluation
Experience in a Trading or ALM environment and/or in Treasury, Audit, Consulting
Familiar with a broad range of current ALM products, processes and metrics. Knowledge of products used in ALM such as Money Market, IRS, OIS, Repo, FX Swaps, CDS, security portfolios, etc
Working experience with risk frameworks & processes
Specific knowledge of major financial market behaviours, market mechanisms and trends. Familiar with regulatory developments in the banking sector

214

Fiduciary & Trust Risk Manager Resume Examples & Samples

Provide overall independent risk management oversight to the activities of the Citi Trust International business. This will include assisting the Senior Risk Manager in analyzing, reviewing and approving trust risk items escalated by the business, working with the business and other control functions on complex cases, the review and approval of product programs, and general oversight of the risk environment specific to a global trust and fiduciary business
Support the analysis and organization of key information assessing the risk profile of the business and to communicate the results to senior business managers
Provide training to the business professionals on applicable Risk Policies covering trust fiduciary activities
Assist with periodic presentations to Citi senior management, regulators, and other constituents, requiring the translation of complex concepts into 'user friendly' language
8 years' work experience preferred; those with less experience may be considered given relevant product knowledge or risk management experience
Significant experience and an in-depth understanding of trusts and estates, including the trust fiduciary industry

215

Coml Loan Spec-risk Sens Resume Examples & Samples

Ensures loan documents are complete and accurate and are in keeping with the terms and conditions approved by the appropriate authority
Contacts relevant parties to collect necessary documentation and may act as a liaison between Bank personnel, and customers
Reviews loan packages and/or transactions for any changes/exceptions; requests additional documentation and/or supporting documentation and/or supporting documents, if needed
Good knowledge of the products, policies and processes that relate to unit assigned
Good knowledge of banking operations

216

Regional Reputational Risk Manager Resume Examples & Samples

Manage the RRRP
Be the point of contact for employee questions concerning the RRRP and the Reputational Risk system
Must maintain confidentially of enquires and/or submissions
Respond to Reputational Risk enquiries: review all initial reputational risk enquiries and guide deal teams to appropriate policies, procedures and, as applicable, subject matter experts
Facilitate the RRRP for formal submissions
Manage the RRRP workload, prioritising urgent submissions
Ensure that submissions are completed to the required standard, liaising with the relevant teams and approvers to gather information and facilitate informed decision making
Support the APAC Reputational Risk Approvers in their assessment of submissions
Review all formal submissions
Formulate recommendations for the Reputational Risk Approvers, including whether to escalate a submission to the APAC Reputational Risk Committee(s)
Liaise with Front Office and/or Feedback Providers on more challenging submissions before formulating conclusions
Facilitate the APAC Reputational Risk Committee(s)
Be the Secretary for the Committee(s)
Oversee the logistics of the Committee, e.g. arrange and schedule meetings and prepare materials
Be available to the Chair(s) of the Committee to brief them on submissions
Take minutes of the Committee and/or review/edit where others have drafted
Maintain the Reputational Risk system including
Monitor open submissions and processing administrative changes
Maintain management information on the RRRP
Produce regular and ad hoc reports and presentations as required
Draft the APAC inputs to the Global Reputational Risk and Sustainability Committee
Oversee all APAC and global reporting on a monthly and quarterly basis
Coordinate with the Reputational Risk teams globally to
Ensure consistency of approach, sharing of ideas and implementation of initiatives
Participate in, or lead, local or global initiatives including drafting of guidelines/policies
Drive forwards changes required to the IT system for Reputational Risk
Conduct Reputational Risk training as required

217

VP-country Risk Resume Examples & Samples

Being knowledgeable of rating agency views, forecast future actions
Regularly communicating views to internal clients both verbally and in written (such as investment bankers, credit executives, relationship managers etc.)
Managing APAC bespoke stress testing on coverage countries
Reviewing and assessing the impact of complex deals on country limit usage
Participating in various projects covering risk issues for Country Risk Management globally
Strong academic background with Masters-level studies in economics/international relations, MBA/finance, and/or mathematics/sciences
Strong quantitative skills preferred
Familiarity with stress platforms and scenario analysis
Excellent Bloomberg, Excel (knowledge of VBA a strong +) and PowerPoint skills

218

Manager, High Risk Client Management Resume Examples & Samples

Managing a team of analysts
Developing/enhancing methodology/approach to conducting enhanced due diligence (EDD) and client risk assessments
Conducting due diligence research/investigations on high risk potential and existing clients
Producing reports/risk assessments and making recommendations to management
Conducting oversight of screening checks on potential clients to ensure the prospect has not previously been declined/demarketed by RBC
Working with External Vendors to obtain reports on prospect and existing clients and manage assignments
Sharing best practices on due diligence/EDD with other internal stakeholders
Developing and maintaining a record of due diligence investigations and recommendations given to the business
Assist in establishing a Management Information strategy designed to identify and track high risk clients and provide input/assist in the preparation of reports for senior management
Review and amend applicable policies, procedures and processes relevant to due diligence specific to High Risk Client Management
Accountable to liaise with the Global AML Solution Delivery team and the Global AML Solution Support team for all high risk client process documentation, process improvement system changes and system development
Proven track record at senior level in AML/EDD roles
Written and spoken English is essential
In -depth knowledge of International laws and regulations related to AML / TF / ES / ABAC
In-depth knowledge of relevant policies and best practices related to AML, TF, ES and ABAC
Knowledge of products and operations in regard to AML risk management

219

Liquidity Risk-derivatives Resume Examples & Samples

Providing liquidity risk oversight for various legal entities within the UK Group and EMEA, engaging in key regulatory processes from PRA and other regulators
Identifying, assessing and monitoring liquidity risks related to the UK Group's derivatives activities,collateralized and uncollateralized, bilateral and centrally cleared, and across the breadth of trading and hedging strategies employing derivatives
In-depth knowledge of derivative products and their applications; knowledge of derivatives margining and collateral management
Proactive with the ability to work as both part of a close-knit team and independently
Implementation-oriented - a desire to take ideas and solutions and make them a reality

220

Operation Risk Resume Examples & Samples

Bachelor’s Degree or in lieu of a degree, 4 years work experience
Minimum 2 years banking experience
Proficient in personal computers and of software utilized in department
General understanding of bank systems and processes
Ability to coordinate and work collaboratively with internal and external contacts on a daily basis
Strong organizational, problem solving, and analytical skills with a focus on attention to detail
General understanding of bank processes, lines of business, and systems
Self motivated About M&T At M&T, we strive to be the best place our employees ever work, the best bank our customers ever do business with and the best investment our shareholders ever make. So when looking to advance your career, look to M&T. As a top 20 US bank holding company and one of the best performing regional banks in the country, we offer a wide range of performance based career development opportunities for talented professionals. And through our longstanding tradition of careful, conservative and consistent management and a strong commitment to the communities we serve, we continue to grow with a focus on the futureM&T Bank Corporation is an Equal Opportunity/Affirmative Action Employer

221

Fiduciary & Trust Risk Anlyst Resume Examples & Samples

Clarifying and resolving inconsistencies between data reflected by Citi and supplied by the customer,
Ensure full and proper identification of risks in the control processes / areas,
Provide the highest quality, performance of the current process and procedure in compliance with regulatory requirements and the principles and policies of Citi,
Ensure high efficiency of cooperation with other members of the team and the ethical principles of Citi,
Awareness and use in daily work principles and values of organizational culture in Citi,
Ensure effective cooperation with other units of the bank,
Prepare reports and statistics to the needs of both the client and the team,
Timely answering to the standard questions related to the duties performed by maintaining an appropriate level of business correspondence,
Active training in other processes within the scope of the assembly (as appropriate),
Perform other tasks assigned by superiors

222

Risk Transformation Resume Examples & Samples

Advise clients on a variety of regulatory advisory and anti-money laundering services that help meet bank holding company and banking compliance requirements
Research emerging trends in regulatory guidance and anti-money laundering and best practices
Critically analyze policies, procedures, people, processes, and systems used by financial institutions to meet bank regulatory requirements and expectations
Design and implement quality, practical business approaches
Actively participate in engagement planning and business development
Manage project delivery, including supervision of staff and preparation of high quality project reports
Work within teams to provide valuable insight and high-impact solutions to client issues
Develop, maintain and strengthen client relationships
Participate in business development activities
Keep abreast of current industry and economic developments relevant to the client's business
Demonstrate high levels of technical and professional knowledge
Participate in the development of industry thought leadership
Coach and mentor staff. Foster and innovative and team-oriented work environment
Display teamwork, integrity and leadership
A bachelor's degree and approximately 3 years of related work experience; or a graduate degree
A degree (MBA or M.A. preferred)
Knowledge of Risk Transformation processes and reviews along with regulatory reporting and/or regulatory reporting software packages
Experience with the design, development and implementation of internal controls for financial services business processes a plus
Strong written and verbal communication skills for report writing and client presentations
Analytical skills; specifically, the ability to assess and decompose financial services industry processes utilizing a risk and control focus
Effective leadership, project management and teamwork skills
Prior experience in consulting preferred

223

Manager, Quality Risk Resume Examples & Samples

AAS
Registered Nurse, License Practical Nurse or Physician Assistant
5-8 years of clinical care experience, including critical care/med-surgical experience
Moderate to advanced clinical assessment skills
Ability to proficiently read and interpret medical records
Knowledge of New York State and CMS quality of care regulatory requirements
Managed Care experience
Knowledge of HEDIS/URAC standards, DMAIC and/or TQM processes
Knowledge of Microsoft Access database management

224

VP-conduct Risk-cco NY Resume Examples & Samples

4+ years of experience of managing senior stakeholders at Director and Managing Director levels within an operational or business management context
2 + years of experience in financial services
The right candidate will possess a proven track record in process & controls framework design, reporting and management. They will be skilled in the management and maintenance of process and policy frameworks and are likely to have a background in Risk & Control and working with Risk Registers and Control Catalogues within a Banking or Financial Services environment
They will need to undertake gap analysis between current Risks and Controls and the defined standards and be able to communicate the results clearly and effectively
The candidate should be able to provide expertise across the IB on how the framework can be used by the first and second lines of defense. They should be able to clearly articulate the roles of the business within the design and delivery of policy, controls, risk mitigation and remediation. They will need to obtain stakeholder approvals for the framework and ensure that it incorporates the views and visions of key stakeholders and that post sign off it is adopted as a BAU operating model
They will have a strong track record in the delivery of high impact management information used at the highest level of seniority as an aid to tactical and strategic decision making. They must be organized and have a good attention to detail
The candidate will have the ability to analyze and understand complex problems and formulate practical solutions. They will have the ability to work in a climate that relentlessly strives for excellence and continuous improvement. Experience of working in, or engagement with Operational Risk structures, process and policy design would be an advantage. An excellent communicator with strong interpersonal skills the candidate will have a proven ability in influencing & stakeholder management. They must be fluent in English and possess strong written and verbal communication skills
Excellent IT skills including the use of appropriate MS tools and packages, particularly PowerPoint, Access and Excel are required. Expert knowledge of control processes and methodologies used in a project and programme management environment are critical. The successful candidate will contribute positively to the values and cultural excellence of the organization and have an excellent track record of working on a variety of relevant projects with successful delivery of effective stakeholder management, value add analysis/insight, strong governance controls and effective management of resource

225

Corp Sector Risk-ctc Asset & Liability Risk Mgmt VP Resume Examples & Samples

Participate in the assessment of IRR process across the firm and provide independent oversight of the firm’s adherence to the IRR management framework
Establish risk governance framework for the structural interest rate risk reporting (duration of equity and earnings-at-risk) and operating model of the firm
Develop a governance process for the Funds Transfer Pricing (FTP) process; including participating in various working groups and steering committees
Analyze the line of business interest rate risk, establish risk limits and partner with Risk reporting to implement limit monitoring process
Partner with ALM analytics and technology for IRR infrastructure and reporting build out
Review and analyze the lines of business asset and liability modeling assumptions and implications on the firm’s risk
Develop key risk analytic reports for senior management, business partners and regulators
Support efforts around development and execution of stress and back-testing processes
Field regulatory requests regarding model updates/migrations
5+ years experience in risk management and/or Liquidity/Treasury Risk
Excellent analytical and critical thinking skills
High level of self-initiative required, including an ability to balance and execute multiple projects
Understanding of stress testing, various return measures and experience with stress construction
Experience in fixed income products, mainly loans and deposits
Understanding of the governance and controls surrounding risk monitoring
Demonstrated effectiveness working independently and in multi-disciplinary teams
Proven leadership, influencing and negotiation skills. Easily able to build credibility with senior managers

226

SC / AM Risk Transformation Archer GRC Resume Examples & Samples

Manage the financial aspects of client engagements and communicate significant issues, fees, and estimates-to-complete to partners and clients
Conduct performance reviews and contribute to performance feedback for staff
You will have at minimum 3+ years of experience in RSA Archerwith subject matter expertise / certifications on one or several of the following but not limited to

227

Risk Solutions Group Resume Examples & Samples

Provide day to day support for the team�s various geographic businesses, including client presentations, pricing, execution, term sheet generation, ongoing monitoring (though not trading) of positions
Preparation of daily commentary; trade idea generation (proactively and targeted to the appropriate section of the client base / sales force); ongoing development of initiatives
Over time look for new business opportunities and develop interaction with clients with a view to generating more P/L
Key interactions: Interest rate and FX sales, Trading and Research; Global Capital Markets, Investment Banking and other business areas supporting our businesses (particularly Credit, Legal and Operations)
Ability to maintain accuracy under pressure
Ability to work to very rapid and/or time consuming deadlines
Mathematically literate
Potential to develop client relationships
Keen interest in global financial markets and macroeconomics
Entrepreneurial / interest in business development
Language skills desirable
Understanding of derivatives is a distinct advantage

228

Digital Risk Manager Resume Examples & Samples

Excellent Stakeholder management
Great communication skills (oral and written) with the ability to adapt to the variety of different stakeholders across the Digital Business
Ability to delivery large projects in a timely manner and to aggressive deadlines
Strategic thinker with the confidence to challenge

229

Svp-o&t Risk Manager Resume Examples & Samples

Design and implement a risk management framework as per Industry best practice, including managing the development of the IT risk reporting and metrics technology architecture
Manage and Synthesize data from risk events, KRIs, audits and regulatory reviews and conceptualize and communicate key themes, trends and emerging issues to Senior Management
Analyze and categorize IT risks identified across all sources / processes
Review and report risks/ communication with internal business / functional areas
Provide input into Operational Risk processes and Regulatory Compliance processes
Provide back up and support for Senior Management where required
Desired Candidate Profile
IT Risk Management / Operational Risk management experience
Proven ability synthesizing and conceptualizing data, and identifying the root causes of compliance and control issues, and adverse events
Proven ability to proactively recognize emerging issues and influence risk managers to recognize the risk
Strong understanding of technology and development life cycle processes (SDLC, technology operations, business continuity, etc)
Working knowledge of COBIT and ISO27001
Ability to analyze complex data from various sources, identify risks and provide solutions
10+ years’ experience and focus in IT Risk Management
Advanced knowledge and experience with data analytics and reporting tools, including SAS and Cognos
Strong written and oral communication and negotiation skills
Strong Office capabilities (expert in MS Excel, Powerpoint and Access)
Significant attention to detail
Ability to execute work projects both locally and remotely
Self- starter with ability to self- direct as needed and escalate as appropriate
Experience managing across teams locally and globally

230

VP, Fixed Income Risk Resume Examples & Samples

Implement the agreed investment risk process for fixed income portfolios across the US
Provide leadership to the existing investment risk team of investment risk analysts based in Minneapolis
Perform risk analyses on the firm’s Fixed Income investment products and review results with portfolio managers and front office management
Provide risk analysis and assistance to Portfolio Managers, as appropriate
Introduce Investment Risk input into other processes and functions, including: product development, Legal and Compliance and Dealing
Provide information to third parties, including Fund Boards and Institutional Investors
Manage existing risk systems and ensure daily production of investment risk information. Manage projects to deliver future risk systems
Relationships will include: Investment Risk team, Portfolio Managers, Product development, IT, Distribution, Operations, Senior Management and Institutional Clients
BA/BS in a quantitative field of study
CFA Designation or progress toward
7+ years of experience in a Fixed Income Investment Risk Management role for a large global asset manager
Solid understanding of and quantitative analytical experience in both fixed income and equity financial markets
The ability to challenge and influence portfolio managers
Advanced understanding of financial instruments across asset classes
Strong knowledge of derivatives and analysis of derivative strategies
Hands-on pro-active team approach
Good verbal and written communication skills and the ability to interact effectively with different departments, clients and Fund Boards
Advanced degree in quantitative Field of Study

231

Reputational Risk Resume Examples & Samples

Be a point of contact for employee questions concerning the RRRP and the Reputational Risk system
Maintain the Reputational Risk system including monitoring open submissions and processing administrative changes
Be responsible for ensuring that submissions are completed to the required standard, liaising with the relevant teams and approvers to gather the required information and facilitate informed decision making
Assist in the analysis of enquiries and submissions; must maintain confidentially of enquires and/or submissions
Support the Americas Reputational Risk Approvers in their assessment of submissions, providing additional information where required
Monitor submissions approved with conditions to ensure timely closure and adherence to the Reputational Risk Policy on conditional approvals
Arrange and schedule meetings as required; prepare meeting documentation
Act as the secretary for the Americas Reputational Risk meetings, taking minutes as required
Maintain management information on the RRRP, producing regular and ad hoc reports and presentations as required
Co-ordinate with the Reputational Risk teams globally to ensure good communication, consistency of approach, sharing of ideas and implementation of initiatives
Participate in the on-going enhancement of the IT system for Reputational Risk
Respond to internal and regulatory requests for information as required
Stay current on trending issues in the media related to CS’s businesses

232

Risk Services Senior Resume Examples & Samples

A bachelor's degree in accounting, finance, business or a related field; MBA preferred
A minimum of 2 years of related audit or applicable business experience; 2 or more years of public accounting experience preferred
A minimum of 2 years of relevant experience would be acceptable for those holding a relevant graduate degree
Analytics experience highly desired
CPA/CA, CIA, CISA, CFE, CMA, RICS APC, PMP or CCIM certification desired; non-certified hires are required to become certified to be eligible for promotion to Manager
Experience with MS Office and Lotus Notes
Demonstrated consistency in values, principles, and work ethic

233

Enterprise Risk Appetite & Risk Forecasting Group Manager Resume Examples & Samples

Enhance NCL forecasting and Loss Forecasting for Acquisitions and ECM—all programs‐‐ensuring
Define governance and process controls for all facets of the Risk Appetite and Forecasting function
Develop and maintain relationships and matrix manage across multiple functions and several levels of

234

Quality Risk Manager Resume Examples & Samples

Works with HR Services Leadership to develop the HR Services ECS strategy and framework, overseeing the implementation of protocols, measurement and analysis of the quality of HRS’ services
Works with HRS leadership to articulate, track, monitor and mitigate strategic and operational risks for the HRS organization
Consults with the HRS sub-functions, supporting them with the knowledge and tools to establish, measure, and report progress on service level agreements / key performance indicators, and measure the effectiveness of their continuous improvement efforts
Leads the ASQ process for HR Services, analyses and interprets results from ASQ related surveys, identifies trends, and provides qualitative and quantitative reporting and insights to leadership, with actionable recommendations
Proactively develops relationships across HRS, and other service delivery partners (e.g. GSS) to support interdependencies, and connect the dots
Supports governance groups across HR Services as required
Works closely with clients, stakeholders and HRS to ensure the delivery of exceptional client service
Organizational Buy-In: Strong leadership and consensus-building skills in a dynamic environment
Global Mindset: Demonstrates knowledge, skills and abilities to operate and lead effectively in a global business unit. This includes the ability to influence effectively across multiple cultures and geographies
5+ years working in a global organization preferably with an HR focus
Experience working in a matrix organization working with and influencing multiple senior stakeholders to drive results
Experience working with cross boarder teams and effective working in virtual forums to deliver learning initiatives and programs

235

Risk Calculation Infrastructure Developer Resume Examples & Samples

Offer developers a high degree of control over scheduling and performance concerns
Provide detailed troubleshooting and recovery capabilities
Facilitate model control and enforcement by providing full traceability of any valuation or risk calculation
Increase hardware efficiency through truly scalable architecture
Provide a framework and architecture for extensive systems and functionality consolidation to reduce costs
Maintain an ongoing dialogue with the IED, Commodities, SPG businesses, and federal groups like MRD and CVA about risk calculation/analytics convergence opportunities (for example use of reactive graph or other infrastructure components)
Develop the platform
Understand the Macro and Credit business requirement and translate it into implementation
3~8 year hands-on experience in core Java
Excellent Java performance profiling and optimization skill
OOP
Fluent in written and verbal English communication
Good problem analysis skill

236

Pension Risk Transfer Resume Examples & Samples

Lead and manage Research and Development program and infrastructure for the entire Pension Risk Transfer business; both Domestic and International
Work with and provide leadership to teams developing new products that provide economic value for clients and Prudential
Working with actuarial, portfolio management, and finance teams to improve product pricing, investment management strategy, and management of capital for Domestic & International Pension Risk Transfer Products
Evaluate structural solutions that enhance profitability, manage and balance risk profiles and manage capital efficiency
Thought leadership and analytics for development of pension risk management strategies and strategic and financial rationale for Corporate Sponsors
Minimum BA/BS degree in Mathematics, Finance, or Economics required
CFA, MBA or FSA preferred
10+ years of experience in Insurance, Risk, Banking and or Financial Services
Strong background and understanding of Insurance company accounting; both GAAP and Stat
Tax knowledge strongly preferred
Proven ability to take initiative; identify potential issues and propose paths to arrive at solutions
Be able to work individually and as a team member
Ability to organize, prioritize multiple tasks and work independently in a deadline oriented environment

237

Risk Managment Group Resume Examples & Samples

Conducting the regulatory assurance reviews such as planning, scoping, reviewing, testing, documenting and reporting
Conducting testing reviews
Assisting with the annual risk assessment process
Reporting and metrics for the Regulatory Assurance team

238

Manager, Liquidity Risk Measurement Resume Examples & Samples

Advisory – Has the authority to provide advice and counsel within Liquidity and Funding team
Coordinating – Has the authority to coordinate work and/or call people together to discuss/resolve issues
Recommending - Has the authority to recommend practices, procedures and standards for liquidity risk measurement and management
Monitoring - Has the authority to collect or be provided with the required information from others when determining effectiveness of risk management practices, etc
Auditing - Has the authority to review work of others to ensure compliance with all Corporate Treasury risk regulatory and governance requirements
Information Access – Has authority to access and utilize financial information
Coordinating – interact with other Corporate Treasury resources to discuss and implement new practices for liquidity risk measurement. Co-operation and support of Integrated Management team, other areas of Corporate Treasury, LOBs, ERPM, T&O and Chief Accountant’s Group
Advising – work with many groups across the Bank on providing information on the implementation of new liquidity regulatory requirements and how they will be affected
Monitoring – ensure practices are being implemented with the support of LOBs and other Finance areas
BA (Economics, Commerce) or MBA
3-5 years’ experience work in a financial institution, with exposure to one or more of the following: risk reporting and analytics (preferably in liquidity risk), risk management applications and technology initiatives, treasury functions and finance
Experience and knowledge in Capital Markets products and businesses
Exposure to liquidity and funding principles, risk management practices and financial markets instruments
Experience working with QRM (Quantitative Risk Management) or other risk applications an asset
Basic understanding of international best practices in liquidity and funding management
Basic understanding of international financial markets and regulatory environments
Good knowledge of BMO financial system and structure
In-depth knowledge of MS Office suite (Excel, PowerPoint, Word, Access)
Ability to understand complex regulatory requirements and their implication on liquidity measurement and technology requirements
Ability to work with complex technology solution with high data volume
Ability to manage multiple tasks in fast paced and evolving environment and meet timelines without compromising the integrity of the information
Comfort and experience dealing with senior management

239

Risk Modelling Manager Resume Examples & Samples

Strong working knowledge and extensive hands-on experience using SAS and SQL in the context of data manipulation, data mining, statistical analysis, and predictive modelling for retail banking industry
Strong working knowledge of modern statistical model development and validation concepts and techniques, in particular linear and logistic regression techniques
A solid track record of successful development, initial validation, documentation, and implementation of predictive statistical models for long-run default, exposure and credit loss related parameter estimates for use in calculating Expected Loss and Risk Weighted Assets for retail credit exposures under Basel II
Strong project management skills, ability to successfully work with multiple stakeholders to achieve the project’s objectives
Strong leadership skills and demonstrated ability and willingness to guide and lead modeling analysts and co-op students
Working knowledge of TDBG retail credit products, policies, and retail credit risk scoring techniques is desirable
#LI-BK1

240

Credit & Portfolio Risk Banker Resume Examples & Samples

Strong understanding of corporate finance required
Strong product knowledge required: working knowledge of the purpose and types of traded and derivative products
Solid understanding of Policies and Procedures impacting the Credit Risk mgmt framework
Extensive years of credit risk experience
Ability to conduct onsite due diligence visits with relationship managers
Knowledge of various Capital Markets and derivative products and associated documentation
Decision Maker

241

Risk & Capital Modelling Resume Examples & Samples

Developing and maintaining analytics tools to calculate credit risk ratings, loss estimates, risk weighted assets and capital requirements across retail and wholesale products
Writing high quality model documentation that satisfies Risk Management Group validation, auditors and or external regulators
Adapting and building integrated stress testing technical models and frameworks for BFS products including mortgages, credit cards and small to medium enterprises
Partnering in driving the six monthly update of the stress testing, including circulation of results to senior stakeholders
Assisting with project related work, either specific to capital and credit or as it affects risk within the wider business
Maintaining relationships across the business and the central Risk Management Group
An advanced degree in quantitative discipline: statistics, mathematics, or relevant professional qualification (eg: Actuary)
Have previous experience in credit risk modelling for a Leading Australian or international financial Institution or Professional Services firm
Experience in statistical modelling and strong expertise in SAS or other statistical packages
Basel II, III and Australian Prudential Standards
Knowledge of regulatory capital models under the Basel Framework
Strong understanding of credit modelling and ratings process

242

Firm Risk Ccar Resume Examples & Samples

Liaise with Corporate Treasury and Finance on capital planning and stress testing
Aggregate and analyze stress losses across all risk areas and provide portfolio view
Work with stakeholders across Risk, Model Review, Corporate Treasury, and Finance to ensure adherence to regulatory guidance and best practices
Develop methods and tools to streamline and increase efficiencies of various CCAR and DFAST related work streams
Strong proficiency in Excel and PowerPoint
Strong communication skills for written, graphical and verbal presentations
Strong problem solving and implementation skills

243

Treasury Risk Manager Resume Examples & Samples

Imputing deals into DFX (internal system) such as SWAPS, Forwards and Spots, ensuring this is completed in a timely and accurate manner
Covering exposures with our counter party banks
Managing market orders and filling markets orders at the appropriate levels
Setting a view for the desk in the absence of Head of Trade Risk Management
Maintain good working relationships with Back Office (Operations) and Dealers
Liaise and work closely with Operations to ensure liquidity levels are maintained
Excellent attention to detail and a high level of accuracy
A keen interest in Trading/Risk Management
Strong computer skills, including Microsoft Excel

244

Informaton Risk Manager Resume Examples & Samples

Take a leadership role in working with the Wholesale Risk Technology organizations to ensure that the RFT TCO strategy is executed
Managing a Team of Technology Control specialists to ensure that the technology risk environment is controlled and risks minimized
Development an ongoing support model of Reporting for Wholesale Risk Technology to the Risk Organizations (business) as well as breaking down data to provide groups with their specific view of the current state of Controls and Residual Risk
Assist in interpreting corporate control guidelines and policies, communicating these clearly alongside current status, and guide constituents to ensure compliance in a pragmatic fashion
Ensure that information risk control issues/gaps are documented clearly and that remediation plans are developed to address them, as well as investigating and resolving control incidents
Participate and where appropriate lead projects to improve or remediate controls, with scope varying from individual groups or RFT as a whole
Coordinate interaction with internal and external audit on control requirements and issues and ensure that information from audits completed is leveraged to improve controls across the entire platform
Build a culture and climate focused on the pro-active awareness of, and continuous improvement in, the technology risk environment, utilizing existing training materials and developing bespoke content where applicable
Broad understanding of Inherent Risk and Control effectiveness to be able to communicate concisely and completely to others
Initiative and drive to succeed coupled with the ability to form strong relationships with differing levels within business and technology
Ability to influence in a complex matrix organization
Project and program management skills
Experience of risk assessment, control or auditing techniques coupled with an analytical mindset
8+ years of experience in IT, IT Risk management, audit or equivalent
Strong problem solving and analytical capabilities
Understanding of financial services technology, operations and business processes, investment banking a plus
Solid understanding of key technology risk including SDLC, Change Management, Capacity Management, etc
Excellent oral and written presentation skills

245

Senior Risk Modeller Resume Examples & Samples

Pricing models
Computation of risk metrics (e.g VaR, EPE, PFE, RWA, Greeks)
Prior exposure to stress testing methodology and reports
Good VBA & SQL knowledge
Should have knowledge of basic programming, algorithm
Knowledge of risk mitigation practices and experience with Basel II/III initiatives would be considered advantageous
Highly Detail Oriented

246

Risk Manager Funds Resume Examples & Samples

Provide risk management oversight for liquid strategies funds of the Lux-based Management Company/AIFM
Expert role with respect to ensuring regulatory integrity with regard to risk management principles, circulars and other risk management regulation applicable to the entire fund universe
Check consistency of the product specific risk management set up with the Luxembourg regulation
Responsible for activities related to regulatory risk management as one of the appointed Risk Managers vis-à-vis CSSF
Prepare regular reports to regulator; head of risk management and senior management/board of the company/fund boards
Assist in the performance of the day-to-day risk monitoring including the calculation of risk based exposures and limits as well as stress testing and back testing
Primary responsible within the Management Company to functionally address, escalate and trace risk management-related issues and/or queries
Develop dashboards and reports that will enable senior management/Boards to have a high level view on activities of ManCo
Excellent knowledge of the Luxembourg/European risk management regulations applicable to the fund industry
Minimum 2-3 years experience in a similar position
Good understanding of financial mathematics, statistics and modelling techniques
Analytical mind and ability to understand technical subjects
Fluency in German and English. French knowledge is appreciated
Proficiency in Excel, Access
Good knowledge of market information systems (e.g.Bloomberg)
University degree in Economics, Finance, Mathematics or equivalent

247

Junior Risk Manager Resume Examples & Samples

Supporting senior risk managers cover more complex clients
Assess margin requirement and stress loss of Prime Brokerage and Exchange Traded Derivative portfolios
Ongoing client contact from a risk management perspective to maintain and expand our wallet share
Help the franchise optimize scarce resources (Balance Sheet, Capital)
Participate in regional and global risk calls
Master degree in Finance, Economics or Engineering or related field or Technical study: Engineering, Math, Physics, Accounting…

248

Firmwide Risk Appetite VP NY Resume Examples & Samples

Seek exposure to Lines of Business beyond their current role
Want to establish expertise in a field for which demand has recently surged, and is anticipated to rise for the next 3-5 years, both within JPM and across the financial services sector
Assist in driving quarterly process to analyze Risk Appetite results and develop materials presented to risk committees and the Board of Directors
Effectively partner with Corporate and Line of Business Finance and Risk (market, credit, operational, liquidity, structural interest rate risk) teams to understand key changes in quarterly Risk Appetite results
Assist in conducting capital stress analysis to assess capacity for losses relative to capital ratio tolerance
Assist in collaborating with Risk Stripe teams to develop enhancements to parameters
Contribute to other key initiatives and ongoing priorities for the Firmwide Risk Appetite team
7+ years work experience in the financial industry, preferably in risk management
Strong quantitative and analytical background with an understanding of risk management concepts (e.g., VaR, MTM Stress; Liquidity, Interest Rate Risk, Credit Risk and Operational Risk management metrics) and statistical measures
High level of professionalism, self-motivation, and sense of urgency

249

Private Wealth Management, Risk Manager Resume Examples & Samples

Credit Risk: The credit risk the business takes in relation to its clients
Product Suitability Risk: The risk that the business delivers products to its clients which the clients or the Investment Representatives do not fully understand
Act as a key driver in developing the risk management architecture for PWM Asia. Specifically, this will involve developing the risk reporting tools such that expressed client risk tolerances and investment objectives can be calibrated explicitly to the totality of the market risk their portfolios are exposed to
Process local suitability applications (both product & client)
Act as a liaison between the local PWM business and the local Institutional Businesses on risk management matters
Must have extensive experience in financial markets (at least 5 years) across all asset classes – preferably in a risk management context
Ability to work in a multi-function team & to establish credibility in front of colleagues and clients
Experience complying in a banking environment governed by HKMA/MAS a plus
Excellent verbal and written communication and interpersonal skills, strong personality and ability to handle relationships and difficult conversations
Strong quantitative educational background to at least Bachelor’s degree level
CFA/FRM preferred (not essential)
Strong PC skills (experience of MS Office required)
Knowledge of Mandarin or Cantonese would be an advantage – although not essential

250

Regulation Risk Manager Resume Examples & Samples

5+ yrs related experience including cash management & payments
Experience of Cyber Risk is an advantage
Experience in executing against tight deadlines and managing issue escalation
Ability to work closely and build trust with partners internally and externally
Ability to drive change within the organization
Excellent team working and leadership skills. Able to motivate/influence
Ability to operate in a complex matrix environment
Exceptional interpersonal skills with strong ability to influence and build consensus
Articulate written and verbal communication skills
Ability to think strategically and develop creative solutions
Strong understanding of risk management and intuitive ability to assess risk
Exceptional organization and process management ability
Ability to lead cultural and behavioral change in a rapidly changing industry
Ability to work across multiple facets of the Global TTS Organization
Ability to exercise initiative, problem identification, problem solving and independent decision making

Download Risk Resume Sample as Image file

Related Job Titles

Credit Risk Resume Sample

Operational Risk Resume Sample

Risk Developer Resume Sample

Risk Lead Resume Sample

Director Risk Resume Sample

Counterparty Credit Risk Resume Sample

IT Risk Resume Sample

Global Risk Resume Sample

Risk Assessment Resume Sample

Manager, Risk Resume Sample

Specialist Risk Resume Sample

Lead Risk Resume Sample

Browse More

Risk Resume Samples

The Guide To Resume Tailoring

Craft your perfect resume by picking job responsibilities written by professional recruiters

Pick from the thousands of curated job responsibilities used by the leading companies

Tailor your resume & cover letter with wording that best fits for each job you apply

Resume Builder

Resume Builder

15 Risk resume templates

Read our complete resume writing guides

How to Tailor Your Resume

How to Make a Resume

How to Mention Achievements

Work Experience in Resume

50+ Skills to Put on a Resume

How and Why Put Hobbies

Top 22 Fonts for Your Resume

50 Best Resume Tips

200+ Action Words to Use

Internship Resume

Killer Resume Summary

Write a Resume Objective

What to Put on a Resume

How Long Should a Resume Be

The Best Resume Format

How to List Education

CV vs. Resume: The Difference

Include Contact Information

Resume Format PDF vs Word

How to Write a Student Resume

Risk Manager Alternative Investments Resume Examples & Samples

Risk Manager Fixed Income Resume Examples & Samples

Risk Manager Multi Resume Examples & Samples

RQA Risk Manager Resume Examples & Samples

Blackrocktechnology Risk Manager Resume Examples & Samples

Senior Quant Developer CCB Risk-columbus Resume Examples & Samples

Product Risk Manager for Investor Services Asia Resume Examples & Samples

Risk & Development Resume Examples & Samples

Cib-investor Services Product Risk Manager Resume Examples & Samples

Transaction Services Risk Manager, VP Resume Examples & Samples

Ccb Risk Quant Developer Ccar VP Resume Examples & Samples

Senior Digital / Mobile Risk Manager Resume Examples & Samples

Asset Management Private Bank Latin Risk Supervisory Manager Resume Examples & Samples

Risk Bureau Management Manager Resume Examples & Samples

Risk & Finace Resume Examples & Samples

Director, GRM Liquidity Risk Policy Resume Examples & Samples

Consumer Risk Modeling Lead Resume Examples & Samples

Risk & Remediation Resume Examples & Samples

Risk & Remediation Resume Examples & Samples

VP, Structured Notes Valuation Risk Resume Examples & Samples

AM Im-risk Manager Resume Examples & Samples

Head, External Risk Disclosures Resume Examples & Samples

Wholesale BSA / AML Risk Manager Resume Examples & Samples

Director, Enterprise Risk Resume Examples & Samples

Cib-is Risk-custody Funds & Services Resume Examples & Samples

Mortgage Risk Manager Resume Examples & Samples

Risk Architecture Resume Examples & Samples

SVP Credit Portfolio Senior Risk Mgr Resume Examples & Samples

Risk Manager, Unsecured Portfolio Resume Examples & Samples

Credit & Portfolio Risk Mgr Resume Examples & Samples

Credit & Portfolio Risk Mgr Resume Examples & Samples

ICG Accrual Risk Manager Resume Examples & Samples

Icg-regional AML Risk Manager Resume Examples & Samples

CVA Risk Manager Resume Examples & Samples

Gf-risk / Treasury Resume Examples & Samples

Risk Policy Senior Group Manager Resume Examples & Samples

Market Operation Risk Manager Resume Examples & Samples

Location Risk Manager Resume Examples & Samples

RQA Risk Methodologies Director Resume Examples & Samples

Regional Risk Manager Resume Examples & Samples

Assistant VP Independent Risk Review Resume Examples & Samples

Operationns, Risk & Administrative Specialist Resume Examples & Samples

Brcm Risk Manager Resume Examples & Samples

Global Mkts Risk Manager Resume Examples & Samples

Global Markets Risk Manager Resume Examples & Samples

Risk IT Regional Manager for Wroclaw Resume Examples & Samples

Head Incremental Risk Charge Methodology Resume Examples & Samples

Risk Policy Division Lead-plcc Resume Examples & Samples

GWM Risk Agenda Resume Examples & Samples

Manager, External Risk Disclosures Resume Examples & Samples

Liquidity Risk Documentation Resume Examples & Samples

How to Make
a Resume

50 Best
Resume Tips

200+ Action
Words to Use

Internship
Resume