Trader Resume Samples

The Guide To Resume Tailoring

Guide the recruiter to the conclusion that you are the best candidate for the trader job. It’s actually very simple. Tailor your resume by picking relevant responsibilities from the examples below and then add your accomplishments. This way, you can position yourself in the best way to get hired.

Craft your perfect resume by picking job responsibilities written by professional recruiters

Pick from the thousands of curated job responsibilities used by the leading companies

Tailor your resume & cover letter with wording that best fits for each job you apply

Resume Builder

Create a Resume in Minutes with Professional Resume Templates

CHOOSE THE BEST TEMPLATE - Choose from 15 Leading Templates. No need to think about design details.

USE PRE-WRITTEN BULLET POINTS - Select from thousands of pre-written bullet points.

SAVE YOUR DOCUMENTS IN PDF FILES - Instantly download in PDF format or share a custom link.

Create a Resume in Minutes

D Leannon

Dayana

Leannon

3847 Shakira Viaduct

San Francisco

+1 (555) 781 4799

3847 Shakira Viaduct

San Francisco

Phone

p +1 (555) 781 4799

Experience Experience

San Francisco, CA

Trader

San Francisco, CA

Volkman and Sons

San Francisco, CA

Trader

Assist in improving front office processes including execution process, risk management & monitoring framework, provide market colors and commentary
Manage communication and relationship to deploy PRM (Price Risk Management) & SCM (Supply Chain Management) solutions for target customers
Assist and execute risk management strategies for the Waterborne International team
Assist and help execute instructions from TMS Global Credit Committee Members
Develop and manage relationships with broker/dealers
Performance Development
Identify risks, analyze procedures, and work with managers to resolve procedural gaps

New York, NY

Delta One Trader

New York, NY

Connelly Group

New York, NY

Delta One Trader

Providing D1 hedging for exotic desk on the Select Dividend Indices and developing our trading capacity on similar indices
Liaising with technology to develop index algo product and working to incorporate client feedback
Product development, in particular pricing model, for complex collateral swaps
Management of the PEA Inventory
Management of the Inventory of the desk
Risk management of the book
Developing of our US long dated forward trading offering on the D1 platform

present

Houston, TX

Senior Trader

Houston, TX

Hammes, Maggio and Rippin

present

Houston, TX

Senior Trader

present

Providing market color and insight to others within the asset management group
Independently develop individual security and thematic investment opportunities for presentation to portfolio managers
Responsible for continuously improving the performance of the work procedures and systems of products
Maintain strong relationships with the street and work to maintain and improve Genworth’s standing with outside participants
Work within Trading, Credit Research and other teams to define themes and structure for quarterly sector performance reviews for senior leadership
Executes firm and customers’ trades in accordance with established trading strategies and may contribute to the formulation of trading strategies
Manage and execute orders

Education Education

Bachelor’s Degree in Finance

Virginia Commonwealth University

Bachelor’s Degree in Finance

Skills Skills

Ability to make quick decisions, us prioritization skills and to concentrate on detailed information
Highly motivated with a strong willingness to learn and take on new challenges, develop knowledge and skills and apply these to new transactions and scenarios
Ability to work accurately with strong attention to detail
A quick learner with strong financial and analytical skills and outstanding attention to detail
Strong team player and ability to integrate
Knowledge of Swap/option/future pricing knowledge
Strong organizational skills and detail oriented
Strong knowledge of TCA
Ability to multi-task and to work well under pressure, strong problem-solving and decision-making skills
Ability to use good judgment in line with First Command’s policies and procedures when managing relationships

Create a Resume in Minutes

15 Trader resume templates

Read our complete resume writing guides

Trader Resume Examples & Samples

Post-secondary degree or diploma – preferable business or finance related
3-5 years of buy or sell-side trading experience
Strong Canadian-centric financial market knowledge
Excellent interpersonal and communication skills both verbally and electronically
Exercises a high degree of focus and attention to detail
Strong investigative, research, and analytical aptitude
High aptitude for computer systems and programs including MS Excel, Word and Outlook
CSI’s Canadian Securities Course and or Trader Training Course an asset

GWM Fixed Income Derivatives Trader Resume Examples & Samples

Have 3-7 years of Fixed Income trading/sales experience in either credit or interest rate derivatives
Strong Math/Quant skills
Strong Client and presentation skills

Power Trader Resume Examples & Samples

Implementing power trading strategies
Support the build out of deal origination/trading with customers
Support the other power traders in strategy development and trade ideas
System and tool development/support as required

Senior Trader Resume Examples & Samples

Your responsibilities include, but are not limited to the following
Building the Delta-1 product in the US. The product includes but is not limited to ETN’s, notes, and swaps
Pricing, trading, and risk managing all Delta-1 deals in the USA
Help to drive strategy in the Delta-1 business in collaboration with management, sales and structuring teams
Participate in all aspects of product development including operations, legal and compliance
Assist in various Single Stock Option Trading tasks (pricing, trading etc) as part of our overall trading coverage team
Escalate operational risk loss events, control deficiencies and risks that you identify to your line manager and the relevant risk and control functionspromptly

Trader Resume Examples & Samples

Develop internal CMBS model and infrastructure for portfolio analytics and to manage CMBS assets on a scalable basis
Help develop granular CMBS models that capture the impact of regional markets, property types and other macroeconomic attributes
Constantly monitor the markets for industry specific market color and pricing information
Develop risk metrics to adequately capture the risk profile of the CMBS portfolio
Ensure risk controls and pricing strategies are consistent internally and are appropriate from a market perspective
Manage pipeline of new CMBS assets for funding; ensure that CMBS and other structured products are valued appropriately
Adequately support team leader in managing new processes and developing new initiatives
Occasional teach-ins to educate other members of Central Funding and risk management about product characteristics, risk analytics and modelling frameworks
Support other facets of the business, including non-agency RMBS, ABS, and CLOs

Whole Loan Assistant Trader FI Resume Examples & Samples

Assists and maximizes time of the Head Loan Trader
Analyses of client loan excel files
Prepares pitch book PowerPoint presentations, internal sales presentations, and speeches
Interacts professionally with internal and possibly external clients and sales associates to provide professional customer service upholding the Service 1st philosophy
Adheres to policies as dictated by management
Performs activities requiring knowledge of technical, specialized or professional skills
Provides information and assistance to loan applicants, and interacts with CPA’s, financial advisors and other parties to the transaction when necessary
Fundamental trading strategies and market characteristics within assigned securities type or sector
Fundamental concepts, practices, and procedures of Fixed Income
Expert in Data Analysis
Critical thinking, problem solving, creativity
Organizational skills, including a high level of accuracy and attention to detail
Effective oral and written communications sufficient to convey details on various mortgage loan products and processes
Fundamental math and analytics sufficient for quantitative and analytical analysis
Fundamental marketing skills and sales ability
Using technical/professional knowledge, interpersonal and sales skills to obtain customers’ commitment to ideas, services, or products
Conduct analysis including basic math, competency with decimals and fractions
Research and analyze financial statements, complex tax return analysis, interprets findings and prepares reports of financial position and credit worthiness
Interface with attorneys and understand at a high level the legal concepts of mortgage purchase and sale documents
Bachelor’s Degree (B.A.) and a minimum of five (5) years of residential mortgage and consumer processing experience

Icg-senior Trader Resume Examples & Samples

The senior trader is expected to work closely with sales team to make prices for the customers and clear customer flows
The trader is expected to understand the markets and risks he/she takes positions in and accordingly develop and execute on appropriate views with the final objective of generating revenue for the bank
The trader is expected to know and manage the risk he/she takes within limits and must understand how these transactions are properly booked and recorded into the banks financial and risk systems
Trader with a minimum of 5 years trading experience
Must have a keen understanding and appreciation of financial market risk, controls, and compliance
Must have appropriate training and/or experience in various financial market instruments including but not limited to foreign exchange, interest rates, and derivatives
Must have an aptitude for risk taking

Agency Securities Lending Trader Resume Examples & Samples

Participate in daily trading activities to maximize our Clients’ portfolio performance
Develop and maintain relationships with Borrowers to optimize utilization and spread
Liaise with middle and back office with respect to the execution and settlement of loan and investment transactions, proactively working to resolve any issues
Prepare market commentary for prospective and existing clients
Facilitate research & product development for new trading markets & strategies
Proficiency with Bloomberg
Practical understanding of the BM&FBOVESPA’s Securities Lending System in Brazil is helpful

Trader Resume Examples & Samples

An undergraduate degree in business or related field,
At least 5 years of relevant experience in structured products, which should include familiarity with the CMBS market and the ability to structure and reverse engineer deals
The ability to work cohesively in a dynamic team and fast paced environment
Be detail-oriented
Proficient in Word, Excel, Bloomberg, and Trepp
Series 7, 63 and 55 required

Trader Resume Examples & Samples

5 years work experience in a similar bank environment
Solid and profitable track record in a similar environment
Strong analytical understanding of the FX, Fixed Income and Money Markets globally and in SA
Strong economic and finance background
Strong technical analysis background
Disciplined
Strong team player and ability to integrate
Economics ,Business ,Financial or other analytical/quantitative fields e.g. mathematics, engineering, sciences degree
Market making to the local FX sales team
Daily commentary to the trading and sales desk
Idea origination
Join client and internal chat rooms (within policy guidelines)
Daily position and p&l reconciliation
Join client meetings Weekly Responsibilities
Participation in the weekly markets calls
Participation in weekly traders meeting

Equity Derivative Trader Resume Examples & Samples

Responsible for making markets and trading within authorized limits
Executes firm and customers’ trades in accordance with established trading strategies and may contribute to the formulation of trading strategies
Maintains a thorough knowledge of the product area including market liquidity and volatility, pricing and trading strategies
Provides technical and product support to junior staff
Handles all trading situations and is confined only be risk limitations
5 plus years institutional trading experience with detailed knowledge of all aspects of the Structured Products business, including pricing and managing risk relating to Exotic Equity Derivatives

Bank Funding Trader Resume Examples & Samples

BS/BA in Finance or Accounting 2 years financial market experience
Experience with FX or Interest Rate risk/markets
Quantitative Finance Background
Advanced Excel expertise
Experience with programming (C , R, Python, etc) Bloomberg API experience

Quant Trader Resume Examples & Samples

Facilitate client order flow by providing liquidity, either through existing CRB inventory or utilizing the firm's capital
Executes trades and orders, both on behalf of the firm and on behalf of clients, in order to generate revenue and support the needs of clients
Generate revenue through the timely and accurate execution of trades/orders on a principal basis (generating P&L) or agency ("as agent") basis (generating commissions or sales credits), typically cash equities and ETFs, but also utilizing futures and options where appropriate
Utilizing strong risk management skills, which are required for managing an increasingly large central risk book. This includes proactively keeping abreast of market developments and trading opportunities as well as having a strong underlying understanding of financial markets, instruments and strategies
Adhere to regulations and internal policies, including, but not limited to, quality of execution (examples: "best execution", "fair and reasonable"), pricing, hedging, trading limits, trading mandates and compliance policies
Manage broad range of risks, including but not limited to market risk, execution risk, operational risk, compliance risk, etc., evaluating available options and making decisions
Developing software to assist with CRB efforts globally, both in terms of real-time risk management and post trade analysis and back-testing. This primarily is achieved using Java and KDB+
Experience with one or more of
Risk Program Trading
Portfolio Risk Management & Optimization
Automated Trading Strategies
ETF Trading
Some Programming Knowledge strongly preferred
Knowledge of Statistical analysis tools helpful: R, Python

Trader Voice Engineer Resume Examples & Samples

BT Netrix turrets
IPC turrets Alliance and MX
Cisco IP TDM
Private wires- Verizon, att, IPC , BT, Orange & NTT
Speakerbus
Nice Voice Recorders
Voice Print recording
Dodd /Frank requirements
BT Legacy TDM R16/17 Turret systems amd BT current/next gen R18 IP Turret systems
ITP Line Networking
Extensive knowledge of private Wire signaling types (E&M, ARD, MRD, PLAR), including T1/E1 signaling idle and seize bit patterns/conditioning
Analog Bridging technology (HJA and Telaid) ? 2-wire to 4-wire circuit conversion, 3-way circuit configuration
Analog/Digital Channelbank technology (Adtran, Newbridge)
Identify opportunities to enhance, improve and use new ideas and technologies within the environment
Analysis - Identify an issue and determine a solution
Educate & Train - Coach peers and colleagues on new technologies and ideas
Presentation Skills ? Prepare, construct and deliver formal and informal presentations to illustrate ideas, solutions and issues

Trader Resume Examples & Samples

Experience in buy side trading, preferably across different asset classes
Flexible approach to a fast paced working environment
High degree of creativity and ability to “think outside the box”
A good understanding of the asset management business
Knowledge of DMA (Direct Market Access) and “algorithmic trading”

Associate Trader Resume Examples & Samples

Trading – provide support to the Senior Traders in their market making capacity; including idea generation for clients, monitoring news/events and assessing their impact on prices, developing a deep market knowledge and staying on top of current needs of our clients
Relationship Development – in conjunction with sales and senior traders, develop relationships with high yield investors through day to day discussions, attendance at events and individual client entertainment
Credit Research – liaising with Leveraged Finance Distribution desk analysts, BMO Equity Analysts and other internal/external sources of information to help the desk form views on various credits that will be used to manage our inventory and provide relative value trading ideas to clients
Administrative – Running the desks end of day processes. Maintaining models for comparing relative value amongst Canadian and US products
Undergraduate degree in Mathematics, Commerce, Economics or Engineering is preferred. Enrollment or completion of the CFA program would be beneficial
IIROC Registration as a Registered Representative is beneficial
Strong client relationship building and management skills
Strong communications skills, both verbal and written
At least 3 years of experience working in a trading, investment banking or research environment. Exposure to credit analysis or trading financial products/derivatives would be beneficial
Strong Excel and Bloomberg skills. Knowledge of MFL would be beneficial

Delta One Trader Resume Examples & Samples

Manage funding and liquidity of Delta One activity in US
Liaise with EF&D1 trading globally and Equity Derivatives trading locally as part of an integrated global business
FINRA Series 7 and 63

CIB Global Credit Trading Secondary CDO Trader Analyst Resume Examples & Samples

As part of an integrated global team, the successful candidate with be responsible for
Utilizing excel spreadsheets and cashflow models to analyze trades and risk
Working with middle office as well as front office to monitor risk and pnl
Have extensive client contact and interaction both directly and through sales
Communicate efficiently via email, Bloomberg, over the phone, and in meetings
Strong proficiency in Microsoft excel
A firm understanding of corporate finance and broader markets
Willingness to be flexible and desire to work in a face-paced team oriented environment
Ideally some trading experience either in flow or more esoteric less liquid products

Trader Resume Examples & Samples

Preparation of ETF baskets for trading
Daily reconciliation of future and stock breaks
Travel to visit broker dealer counterparties as necessary
Undergraduate Degree (BA/BS)
Minimum of 5+ years of related work experience in financial services

CIB Global Credit Trading Secondary CDO Trader Analyst Resume Examples & Samples

Put together price talk on client BWICs
Work on creating on desk axe sheets and offer sheets to distribute to clients and sales
Detailed review of documentation for deals we are bidding and offering
Work with IT to help build out desk systems and speed up desk processes and analysis

Equity Derivatives Trader Resume Examples & Samples

Manage risk and trade the EMEA Financials Sector
Liaise with Sales, Research, tech, quant and compliance
Drive business requirements for all facets of the franchise
Interact with other citi trading groups such as Warrants, Exotics and other trading desks to maximize synergies
Light Exotic Knowledge
Proven risk management skills are critical
Ability to understand, manage and evolve a market making business
Strong quantitative, analytical and IT skills are prerequisites
Must work well as part of team
Interpersonal and communication skills essential for working with internal and external groups

Trader, Public Resume Examples & Samples

Executes the purchases and sales of fixed income securities within the parameters set by Portfolio Managers and/or Senior Traders. Trading will be focused in High Yield Bonds, Leveraged Loans, Indexes, and/or CDS instruments as required
Works alongside Portfolio Managers, Senior Traders, and Research Analysts with the goal of achieving best execution
Analyze and timely provides details relating to primary bond/loan issuance. This includes a basic understanding of fundamental credit statistics, relative value, and deal specifics that include; capital structure, and market dynamics
Keeps Head of Trading, members of Leveraged Finance Team, and senior leaders informed of market events, data, and flows
Understands TIAA respective portfolio mandates/goals and has the ability to confidently present compelling relative value trades to members of the Leveraged Finance team
Builds upon relationships with existing sell-side sales coverage, traders and syndicate desks
1-3 years of relevant work experience in trading, fixed income markets, and/or capital markets
Knowledge of investment, credit, and quantitative analysis, trading characteristics, and factors that influence market prices and trends
Ability to assess facts and make quick decisions in a fast pace environment
Comfortable using various electronic platforms and has a knowledge or familiarity of applicable order management systems
Working knowledge of Excel and/or other data/quantitative driven software
Master's Degree or CFA are advantages
Exposure to High Yield Bond and/or Leverage Loan trading is a plus
Knowledge of Bloomberg functions a plus

Portfolio Trader Resume Examples & Samples

High School Diploma or equivalent, Bachelors Degree preferred but not required
1-2 years operations or related experience, 1-2 years Managed Account processing or trading experience desired
Ability to obtain Series 7 license during first year of employment, Series 7 & 66 desired
Thorough understanding of regulations and policies of Advisory Accounts and the Investment Advisor Act
Thorough understanding of Security APL, Vestmark Trading System and applicable BETA function
Effective verbal and commuication skills
Strong math and problem solving skills
Must have a strong ability to organize and prioritize effectively
Strong PC skills, significantly MS Excel, 10 -key calculator and various trading systems

CIB Investor Services Repo Trader Resume Examples & Samples

Assist in the day-to-day repo finance trading across the Tri-Party/GC Repo funding books
Liaise with various groups across the CIB including Sales & Marketing, Banking, CIB Treasury, FI/Equity Trading desks and Operations
Coordinate marketing and distribution efforts of various desk products/programs including Tri-Party Repo and Collateralized Commercial Paper
Prepare/model ad-hoc management reports
Help with additional projects as needed
Candidate should be able to interact with a wide range of internal/external groups (Sales Coverage, Clients, Senior Management, Technology, Trade Support, etc.)
Since the candidate will be working in a trading environment, he/she should be highly organized, detail oriented and have effective time management
Candidate should be highly proficient in core Microsoft applications, including Excel, PowerPoint and Word
Candidate should have a general understanding of the secured lending markets and show an interest in the financial markets more broadly
Candidate should have excellent verbal and written communication skills and should be able to message to a broader audience

Equity Derivative Trader Resume Examples & Samples

Minimum 4 years of experience in Trading Asian Markets
Asian language/s preferred
Exotic Derivatives background and single stock experience preferred but not a prerequisite
Highly quantitative, numerical and analytical
Ability to work under extreme pressure

Group Treasury Junior Execution Trader Resume Examples & Samples

B-degree in Business, Economics, Finance or Quantitative
CFA/PRM/FRM advantageous
Maximum 3 years banking experience. Treasury related role with knowledge of financial

Medium Horizen Trader / Investor Resume Examples & Samples

Build out an intra-day research and backtesting platform
Design innovative, systematic fixed income and currency–based investment strategies based on a rigorous, peer-reviewed research process
Help manage these strategies, ensure their successful implementation, and proactively identify and mitigate out-of-model risks
Contribute to broader research initiatives across additional asset classes within the global BlackRock Model-Based Fixed Income team
Successful 5-7 year history of delivering consistent fixed-income and currency alpha via short-horizon quantitative trading strategies
Significant experience working with intraday financial data and applying statistical learning methods to investment problems
Formal training and empirical research experience in statistics or computer science, preferably at a PhD or masters level. Other quantitative backgrounds – such as economics, finance, mathematics, or other sciences - also considered with relevant experience
The ability to work cooperatively and effectively in a small team with other researchers and portfolio managers

Global Credit & Special Situations Trader Resume Examples & Samples

Experience with Credit Agreements or Derivative Documentation strongly preferred
The candidate should have strong quantitative skills and an interest in contributing to an area that combines capital markets, derivatives and securitization disciplines
5+ years experience with structured finance, leveraged finance, or derivatives in a marketing, trading, or legal role

FID, FX Options Trader, ASO Resume Examples & Samples

Pricing Vanilla and Flow exotics in a timely and competitive fashion
Book and Risk Manage flow trading books
Solutions: partnering with clients and solving bespoke hedging requirements
Work with sales to bring new customers to Credit Suisse and be sales and customer focused/friendly
Ability to leverage the franchise

Trader Resume Examples & Samples

Effectively maintains various risk positions and manages position limits, providing liquidity to clients and markets in order to maximize total revenue of trading profit plus commission. Product area of support will be G10 FX Spot Trading
Uses initiative and independent judgement to analyze, problem solve and proactively respond to client issues. Expected to make the necessary decisions to carry out own job responsibilities and meet primary goals and objectives. Evaluates and escalates complex issues and/or problems to manager
Knowledge and Skill Requirements
4-5+ years institutional trading experience, detailed knowledge of all aspects of trading/compliance
Product experience with G10 FX Spot Trading
Excellent verbal and written communication skills, must have strong analytical skils

Interest Rates E-markets E-trader Resume Examples & Samples

Managing market-risks of automated trading algorithms
Operational oversight of automated trading algorithms
Definition and validation of market-making algorithm advancements
Knowledge of listed and OTC market structures
Fixed-income (especially interest-rate) analytics – pricing, risk, relative value analysis
Proclivity for hands-on Excel spreadsheet development
Expertise with front-office trading systems and back-office trade workflows
Proven experience trading a related product
Degrees in statistics, math, finance, financial engineering, or a related field

FX & EM Local Markets Trader Resume Examples & Samples

2+ Years FX or Emerging Markets Trading
Buy Side Preferred
Must come from a top school

Associate / VP-structured Credit Trader Resume Examples & Samples

Working with our sales and structuring teams to create new products suited to our client needs
Driving risk approval and due diligence processes for new trades
Executing trades and hedges
Assisting in the day-to-day management of the Structured Credit Trading Business processes
Assisting in managing risks on the book
Helping build out our modelling and IT infrastructure by guiding quants and developers
Independent thinker

Trader Resume Examples & Samples

Effectively maintains various risk positions and manages position limits, providing liquidity to clients and markets in order to maximize total revenue of trading profit
5+ years of Fixed Income trading experience
FINRA series 7 and 63 registrations
Knowledge base to include plain vanilla derivatives and Original Index Swaps (OIS)

Macquarie Securities Group Etf Risk Trader Resume Examples & Samples

Understanding and seeking to capitalise on Macquarie's unique attributes and edge
Identifying and capitalising upon high return-on-capital ETF & related trading opportunities in Global financial markets, with particular focus on North American Markets
Developing a successful business creating client product, relationships & trading equities, FX, forwards, futures, swaps & management of funding, collateral & SBL activities
Developing and coordinating relationships with asset managers, issuers & investor platforms to grow the commission & fee revenue opportunities directly & with the various sales & distribution teams
Prudent management of risks, transparent communication with and escalation to management
Engaging with support functions to enhance trading tools and develop sustainable business structures
Working as part of a global trading desk, ensuring clear communication, management of positions & a co-ordinated approach to managing opportunities & risks between Hong Kong, London & New York
Working closely with other businesses to identify and extract synergies
Developing and coordinating relationships with service providers (such as custodians and brokers) to ensure we receive commercial service and value for money
Developing the respect and trust of stakeholders
A minimum of 2 years of experience in ETF Market Making, pricing & trading related activities in Asian markets and managing a large balance sheet
A track record of consistent profitability, high return on capital, high return on balance sheet and sound risk management
A thorough understanding of financial markets, particularly equity markets and related instruments such as stocks, depository receipts, ETFs, futures, swaps and forwards
Detailed understanding of interest rate and FX products such as loans and deposits, FX and interest rate forwards and swaps. Particularly NDFs
Demonstrate attention to detail and possess a high level of numeracy and strong quantitative skills
Demonstrate the ability to work as part of a team, and ability to interact with clients & sales teams
Strong computer programming skills are advantageous

Trader Resume Examples & Samples

Strong understanding of enhanced trading platforms and mutual funds
Strong MS Office skills required and Beta, Morningstar, Siebel, BranchNet experience preferred
Series 7 & 63 REQUIRED/Series 24 preferred
Ability to work independently and in a fast paced/deadline driven environment
Strong Knowledge of trading regulations and requirements
Specific knowledge of fundamental and technical trading strategies under a variety of market conditions required

Trader Fixed Income Resume Examples & Samples

Works with fixed income team members to educate financial advisors on the features and benefits of fixed income securities
Able to manage incoming advisor calls on a daily basis
Executes trades on behalf of our clients
Possesses ability to make independent pricing decisions that are compliant, fair and reasonable, and the best execution within industry standards
Portfolio review and construction, build bond ladders per instruction of LPL Financial Advisors on behalf of their clients
Provides sales coaching to advisors, either individually or as a group (e.g., WebEx, conference calls, etc.)
Proactively seeks opportunities through continuously cultivating relationships to search for values in the market
Monitor market news and conditions to support advisors and their clients, including familiarity with and conformance to all applicable industry and corporate rules, regulations, policies and procedures while continuously looking for opportunities to increase revenue and productivity
Bachelor’s degree strongly preferred or equivalent work experience commensurate with level
Minimum of 3-5 years of traditional trading experience required (focus in retail municipal bond trading and sales)
Must have a very strong knowledge of municipal bonds
Series 7 & 63 required, Series 52 needed within 90 days
Skilled at working in a fast-paced, pressure driven environment
MS Office – Required
Bloomberg – Required
BETA – Preferred
TMC - Preferred

Senior High Yield Credit Trader Resume Examples & Samples

Intimate knowledge of the HY Energy sector, risk management, process and systems
Proficient in Bloomberg, Murex, Star, Excel
Minimum 5-10 years of work experience in High Yield trading
Fluent in English; Spanish a plus
Series 7, 63, (24 & 55 optional)
Solid analytical and financial background
Experience identifying and leveraging internal resources, building and working with cross-bank, cross-sell teams to meet client objectives

Emerging Markets Foreign Exchange Trader Resume Examples & Samples

Potential candidates should have10 years and above experience in FX trading
Excellent communication skills are highly appreciated given the involvement with local teams across various sales teams. Bilingual in Spanish is a plus
Incumbent experience and Flow trading is paramount
Knowledge of fixed income and derivatives are required to manage FX forwards, Futures and Non-deliverable forwards
Risk and P&L Management skills are paramount in achieving the expected results

Exotics Trader Resume Examples & Samples

Delivering comprehensive solutions to client’s complex requirements
Knowledge of equity trading and market issues
An in depth knowledge of esoteric exotic options product pricing and management
Delivering a high level of customer service
Ensuring compliance with all relevant regulations and internal policy
Managing firms risk proactively
Significant work experience within Equities
Good knowledge of equity market and the financial sector
Thorough understanding of the mathematics behind complex option products
Motivation and enthusiasm
Risk management skill

NEW Graduate Trader Role Resume Examples & Samples

Financial services experience (trade execution and treasury/cash management
Preferable)
Ability to perform under pressure and within tight deadlines with accuracy
Numeracy, accuracy and attention to detail essential
Good communication skills, both oral & written
Good negotiator and personable individual
Detailed knowledge of asset classes - Equities, FX, Bonds, Cash and
ETF/Mutual Funds
Knowledge of trade execution or previous cash management experience an
Excel VBA an advantage

Associate Principal Trader Resume Examples & Samples

Assists with the execution of orders, relates bids and offers within established limits for in-house inventories
Assists with keeping inventories balanced and up-to-date within approved guidelines
Assists traders with administrative functions: inventory control, pricing and security set up
Assist in dissemination of information to the sales/sales trading force on a timely basis
Answer telephones for quotes, orders and information
Complies with all existing security regulations
Fundamental concepts, practices, and procedures of equity principal trading
Company's working structure, policies, mission, and strategies
Fundamental math and analytics sufficient for quantitative analysis
Performing basic research
Identifying relationships, draw logical conclusions, and interpret results
Operating standard office equipment and using required software including email, graphics, presentation, spreadsheet, database, and project management software
Project a positive, professional image with both internal and external business contacts
Read, interpret, analyze and apply information from industry data
Organize, manage, and track multiple detailed tasks and assignments with critical deadlines in a fast-paced work environment
Use appropriate interpersonal styles and communicate effectively, both verbally and in writing, with all organizational levels
Work independently as well as collaboratively within a team environment
Bachelor's Degree in Finance, Accounting, Business or related field

Trader Resume Examples & Samples

Check daily FX official rate from central bank, calculate the floor and ceiling rates based on the allowed band
Work closely with Corporate Sales and Structuring (CSS) team to quote competitive pricing that optimizes client flows and bank profitability
Support Risk Treasury team with views on FX markets, advice on limits with counterparties, squaring internal cash flow and other tasks when required
Work closely with other businesses from front office to operations to ensure smooth running and proper management of the FX book, including verifying and squaring intraday and o/n GCG positions; Working with FinCon to verify and authorize positions via Control Adjustments; advising FX prices to other teams such Expense, FinCon, HR, Teller, etc
University graduate with at least two years relevant banking experience in trading/capital markets
Confident, innovative, motivated, and result-oriented
Solid knowledge of fixed income/foreign exchange/derivative markets is an advantage
Fluency in both Vietnamese and English required

Trader Fixed Income Resume Examples & Samples

Must be able to demonstrate the ability to work accurately under pressure
Work closely with the investment team to implement investment decisions in and efficient and accurate manner
Must have a good understanding of the full trade cycle
Must demonstrate a methodical, disciplined approach to their work as well as self-motivation to develop product knowledge
IMC or equivalent is required for this role

Associate Trader, Public Fixed Income Resume Examples & Samples

Assist Senior Traders with trade execution and processing with strong attention to details
Work across investment teams on a daily basis, communicating with multiple Portfolio Managers, Research analysts & Sr. Traders
Keep the Head of Trading informed of market events, data and trade-related issues
Understand TIAA investment goals, divergent portfolio mandates and is able to present relative value ideas to portfolio managers
Able to develop back up skills across both Agency MBS & Non-Agency structured securities space
Contribute market color and spread data to investment discussions. Understand how flows in one asset class may impact spreads in a related asset class
Track spreads and other market data for portfolio managers and research. Point out relationships across markets and potential trades that arise from those relationships
Interact internally with portfolio managers and research team to vet offerings and direct offerings to the appropriate portfolio manager and analyst
Develop relationships with TIAA research analysts to help develop an understanding about structures and underlying collateral
Answer dealer phone lines and build upon relationships with existing Wall Street sales coverage
Work independently and is able to manage multiple tasks on the trading desk simultaneously
2-5 years of relevant work experience in financial markets
Experience in one or more of the following areas: Mortgage-Backed Securities, Asset-Backed Securities, Commercial Mortgage-Backed Securities is preferred
Basic knowledge of applicable market(s); Exhibits good judgment in the field
Comfortable using Bloomberg functions, various electronic trading platforms such as TradeWeb and MarketAxxes, and has knowledge or familiarity of an applicable order management system like Bloomberg AIM
Basic understanding of trading norms and conventions of applicable market(s)
Ability to assess facts and make quick decisions in a trading environment

Trader, Fixed Income Resume Examples & Samples

2-5 years experience trading in the taxable-exempt marketplace
BA/BS degree required, CFA or Master’s degree a plus
In depth knowledge and expertise of Bloomberg and MS Office
Established sell-side market relationships
Creative thinker willing to bring ideas and hone process
Self motivated team player with solid communication skills

Delta Trader Resume Examples & Samples

Generate and grow US Delta One related revenues in HBEU "US ring fenced book"
Support EF&D1 Sales in US and globally , provide pricing , trade ideas and market color to assist in the growth of our client franchise across financial institutions, hedge funds etc
Assess market environment and develop trading capacities
2+ years Index trading experience
Able to understand and manage complex and diverse derivative instruments

Msg Execution Trader Resume Examples & Samples

Providing clients with real-time trading advisory sales services, market intelligence, trading ideas and the tactical execution of stock orders
ETO and OTC Derivatives Execution - execution of client derivative orders covering both exchange trade options and over the counter options
Warrant Market Making - making markets in equity, index and currency warrants and management of the banks delta hedges
Ownership of key clients and have a consistent track record with your clients
Searching for new client opportunities and generate new business ideas and sell concepts that meet client needs
Thinking commercially, acting professionally and being accountable

Trader Resume Examples & Samples

Receive buy-side orders and facilitate execution
Remain apprised of industry trends and cycles and provide feedback to clients
Solicit business through value added dialogue with Buy-side trading clients
Value added input includes
Dissemination of research information to clients
Marketing order flow
Attend and coordinate selective client engagements to solicit RBC products and services
Work with research, sales, market making, and investment banking to raise firm exposure to our client base
Regularly visit clients to build relationships

High Yield Trader Resume Examples & Samples

Trade High Yield Bonds and Leveraged Loan products
Manage risk in accordance with RBC desk policy
Work closely with the Sales Force and Research Department
Maintain and grow existing accounts and identify new key accounts
BA/BS
Must have series 7 & 63

Trader Resume Examples & Samples

Attend and coordinate selective client engagements to solicit RBC
Products and services
Work with research, sales, market making, and investment banking to

Cpb Trader Resume Examples & Samples

At least 5 years buy side trading experience, preferably across different asset classes
Experience in trading USD Asian Bonds is a requirement
Strong interpersonal skills and the ability to work with colleagues and counterparties in different locations
A quick learner with strong financial and analytical skills and outstanding attention to detail
Highly motivated with the ability to work independently
Able to monitor and review TCA (Trade Cost Analysis) for equities

Trader Resume Examples & Samples

Trade Entries
Reconcile positions
P&L calculation
Run MBS Analytics to support traders
Analyze mortgage bonds and actively trade them

Risk Exposure Management Trader Resume Examples & Samples

Managing and structuring the credit and funding risk in the Credit Book and the second order non-credit risk in the Market Risk Book for the entire Portfolio of counterparties and UBS entities
And structuring and execution of RWA and LRD optimisation solutions, including close-out hedging option strategies. Ownership of strategic projects to enhance the optimality of UBS RWAs, LRD, balance sheet and funding
Ensuring that appropriate regulatory numbers are prepared at the appropriate quality
Work with the rest of the Global REM team to ensure full coverage of the client portfolio
Client interaction when required to support the franchise and REM specific activity

Cdi / mcm Senior Trader D Bf Resume Examples & Samples

Buy and sell orders for taxable and tax-exempt securities taking into consideration relevant factors such as size of the order
Maintain up to date knowledge of related regulations (FINRA, MSRB, SEC)
Responsible for managing risk, P&L and an inventory of securities
Interact with internal underwriting and public finance groups
Bachelor’s degree or in lieu of a bachelor’s degree equivalent in work experience
Minimum five years relevant experience in Taxable, Municipal and fixed income securities
Series 7 and 63 required
Working knowledge of Bloomberg and industry information and trading systems
Series 53 and 24 preferred
General knowledge of personal computers and software utilized by department
Knowledge of financial, economic and market conditions

Trader Resume Examples & Samples

Responsible for trading equities
Generate revenues and drive market share
Develop & deepen client relationships through superior content / tech sector knowledge
Leverage existing research analyst expertise
Liaise with sales to provide insight into sector fundamentals
Series 7, 55 and 63 Licensed
BA, MA or MS or equivalent with an in-depth understanding of Equity Capital Markets
Proficient in Microsoft Office tools
Institutional equity client relationships
Sector trading experience
LI - AC

Trader Resume Examples & Samples

Analyze market data landscape to negotiate and execute trades within time constraints
Monitor domestic and international markets for news and events (political events, economic data releases, company specific news) that may affect the markets in which we have investments
Develop and maintain strong working relationships with brokerage coverage
Build solid relationships and communicate regularly with Portfolio Managers, Research Analysts and other business units that interact with trading
Build proficiency with market data sources (Bloomberg, Reuters) and Microsoft Office products (Excel, PowerPoint, Word)
Bachelor’s degree required; Finance or Economics concentration preferred
MBA or CFA is a positive
Minimum 2 years of equity and/or fixed income trading experience preferred
Strong understanding of financial markets
Strong analytical, interpersonal, communication and organizational skills

Trader / Associate Trader Resume Examples & Samples

Trading: Execute/negotiate foreign exchange transactions (spots, forwards, options)
Systems Development: Work with internal and external developers to design, develop and test tools to automate manual functions and improve risk controls
Bachelor's degree in Finance, Economics or Mathematics. MBA/CFA or progress toward desired
2-5 years of relevant foreign exchange experience
Proven client service abilities
Analytical, detail-oriented and very precise with numbers with a strong attention to detail

Trader Resume Examples & Samples

Effectively maintains various risk positions and manages position limits, providing liquidity to clients and markets. Accounts for Senior Trader are of a more complex nature and larger in size. Trading limits are also higher as well as overall accountability and proprietary risk
Provides consistent pricing service to sales force and target clients. Provides market information to sales staff as well as guidance on transaction opportunities and market timing
5 plus years institutional trading experience, detailed knowledge of all aspects of Emerging Market credit trading area
FINRA series 7 and 63 required

Rates Trader Resume Examples & Samples

Price derivatives to the Sales team
Manage risk of the derivatives portfolios
Price derivatives using systems
Execute transactions with market counterparties
Manage risk of portfolios
Register transactions in systems
Good understanding of risks involved in each derivative
Familiarity with market conventions
Expertise using Front Office systems
Regulation awareness
Operational risk minimization
Derivatives pricing
Regulatory knowledge
Murex, STAR, Bloomberg, Tradeweb, Markitwire and MS Excel
Fluent in English; Proficient in Spanish (preferred)
Manages team of 2 or 3 people

Equities Derivatives Trader, Associate / VP Resume Examples & Samples

Price Vanilla and Light Exotics options for both Institutional and Private Wealth sales desks
Work closely with Sales / Research to generate trading ideas and solutions for clients
Develop and maintain relationships with Core Trading desk / Core Sales desk and Core Sales Trading desk
Assist in maintaining all inputs to pricing models, including Dividend / Volatility / Funding curves
Assist in maintaining and develop Single Stock market making engine
Assist in the development and evaluation of new trading approaches, programs, and other systems*LI-JG1
A Bachelor’s degree or equivalent
At least three years of Equity derivatives trading experience with some specific exposure to retail products
Ability to effectively use systems and technology; working knowledge of Windows based applications a plus
Strong organizational skills, including the ability to coordinate, prioritize, and manage multiple activities
Ability to work in a fast-paced work environment with an entrepreneurial approach to new challenges
Highly detail-oriented self-starter with the ability to maintain a high standard of accuracy while under minimal supervision

Cib Global Credit Credit Correlation Trader Associate Resume Examples & Samples

Work closely with Sales force to market new products
On-going monitoring / management of existing trade inventory
Quantitative analysis of various form of regulatory capital
Pricing of credit derivatives portfolio transactions
Trade credit derivatives correlation products ( tranches, baskets…) based in EMEA
Bachelors degree in Economics, Maths or a scientific subject
Good commercial instinct

Trader Resume Examples & Samples

Manage pension fund portfolios of short term securities to maximize yields and preserve capital
Monitor and manage cash positions and liquidity requirements in various portfolios of the pension fund and invest excess cash balances in short term securities
Monitor foreign currency exposures and implement currency hedges and execute spot transactions to meet foreign exchange cash requirements
Assist in the management of portfolios, notably with regard to implementation of rebalancing policies
Build and maintain financial models to assist in the management of money market, foreign currency exposures, and passive bond portfolios
Coordinate the issuance of Canadian and U.S. dollar commercial paper for Bell Canada
Manage relationships and evaluate credit risk of counterparties
Stay abreast of developments in fixed income and money markets and inform the Investment Team of relevant trends and issues
Work with the back office to ensure quality of data and reports
Conduct related analyses and participate to ad hoc projects as required
Bachelor degree with a concentration in finance or a related field
Two to ten years of related work experience, including trading money market and foreign exchange instruments
Bond portfolio management or derivative trading experience are assets
Completed CFA Level 1 or Canadian Investment Manager designation
Detail-oriented, committed to accuracy and strong organizational skills
Ability to handle multiple ongoing tasks and manage short deadlines
Commitment to continuous improvement of skills and knowledge base
Mature, flexible, highly motivated professional team player with strong communication skills

Electronic Trader Resume Examples & Samples

Understand direction of electronic business and integration with broader cash business
Provide first class trading, sales trading and sales coverage to the firm’s client base
Understand the electronic product and how it could be enhanced and better sold
Identify gaps in wallet and clients. Sell and on board new clients with a view to growing the franchise
Understand how the various businesses within Citi operate and how can we leverage to sell to clients (SFS etc)
Taking an involvement in the development and enhancement of the product by interacting with quant, product and tech teams
Understand and help to grow the liquidity franchise by selling to adequate counterparties and monitoring their flow
Understand the internal liquidity strategy by interacting with all relevant stakeholders to assist with growth
The successful candidate should interact well between product, technology, EE trading and sales-trading and sales, mkt making, sales trading, client
Navigate Regulation – MiFID II - Tradable IOIs, Restrictions on dark pools. Working on interpretation of market structure and regulatory changes to ensure the systems are optimising the best opportunities and /or we are best prepared for change. Explain and talk to clients on these issues
Detailed knowledge of electronic trading
Understanding of the engine – the MTFs, dark pools, market makers, high frequency that it interacts with working closely
Credibility with sales traders and traders and management. Ability to work across these groups in high and low touch
Knowledge of client requirements and ability to communicate with them
Knowledge of Regulation
The successful candidate will be required to be able to think on own two feet in pressure situations
Needs to demonstrate an ability to interact professionally with very demanding clients
Needs to be an excellent team player within a diverse group of individuals
This is an FCA regulated position, as such the successful candidate will need the appropriate licences

Cbna Icg Local Markets Treasury Trader Resume Examples & Samples

Minimum of 3 to 5 years experience in a similar role
Must have a keen understanding and appreciation of financial market risk, controls and compliance
Must have appropriate training and/or experience in various financial market instruments including but not limited to foreign exchange, interest rates and derivatives
Must have an aptitude for general business management AND risk taking
Knowledge and appreciation of other bank products
Excellent communication, interpersonal, analytical and project management skills required
Requires the ability to make decisions on the spot and to develop innovative solutions to complex problems

Senior Trader Resume Examples & Samples

Bring together simultaneous buy & sell orders in cooperation with sales desk. Maintains complete and detailed records to verify orders as they are executed
Provides management direction to foster effective selection, development and reward of subordinates (if applicable) while contributing to initiatives in support of the Company's Diversity programs
5 plus years institutional trading experience, detailed knowledge of all aspects of business’ trading area
Excellent verbal and written communication skills, with very strong analytical skills

Global Markets Credit Markets Credit Trader Resume Examples & Samples

CNH/HKD/SGD Credit Trader, based in either Hong Kong or Singapore
Familiar with a mix of Sovereign, Investment Grade and/or High Yield credits
Disciplined risk taking skills with a proven track record, and a good understanding of macro markets
Ideally VP level, with 3-4 years hands-on relevant experience trading those asset classes
Fluent in English and Mandarin. Highly articulate and client friendly (client contacts are an advantage)

Securities Lending Trader Resume Examples & Samples

MBA and or financial background
Strong analytical ability, analysis of intraday stock and market patterns
Strong communication skills highly desirable

Trader Resume Examples & Samples

Execute the firm's day-to-day funding and liquidity requirements
Assist and help execute instructions from TMS Global Credit Committee Members
Manage and provide highest service to our internal and external clients

Affluent Trader Resume Examples & Samples

Economista, Administrador de Empresas, Financista, Ingeniero Industrial
Experiencia de 1 año como Trader
Certificado como Operador ante la AMV
Buenas relaciones interpersonales
Inglés hablado y escrito

International Securities Lending Trader Resume Examples & Samples

Identify and present trading opportunities to capitalize on special situations
Prepare market commentary for prospective and existing hedge funds
Leverage relationships to access supply for delta one trading
Experience in International Markets
Understanding of hedge fund client trading strategies
Highly proficient with Excel modelling & macro development
Ability to price and interpret special situations/arbitrage trades including Rights, Tenders, Scrips, and yield enhancement is helpful

CIB Swaps Trader Resume Examples & Samples

Heading up the Swaps desk covering
Driving revenues forward through finding new sources of inventory, efficient collateral management and driving client demand
Managing the expenses of the business, both direct and B/S related
Driving product development including Real Time inventory systems and Electronic Trading
Involvement in Asia Pacific initiatives as required
Member of the Asia Pac Equity Finance Management Team
A minimum of six years' experience in an Equity Finance related business, ideally in Asia Pacific
Knowledgeable in all Equity Finance related products
Ability to communicate well with internal counterparts in Sales
Proven ability to drive forward client relationships
Be able to work away from Head office while remaining connected
Proven ability to drive forward constant improvement across all areas of the business

Yen Swap Trader Associate to VP Resume Examples & Samples

Senior Yen Swap Customer Flow Trader for market makings
Minimum 3 year Yen Swap Trader experience with Investment Bank based in Japan
Yen Swap Trader experience in Global Investment Bank based in Japan

Trader Resume Examples & Samples

Prepare deal term sheets, manage transaction timelines/deliverables
Prepare pitch books for the presentation in order to get mandates of the domestic/foreign currency bond
Build and maintain good relationships with the clients, such as municipal bond issuers, agencies and mega banks
Liaise with Salesforce in order to share investor’s demands
Prepare internal and external marketing materials for transactions and products
Manage the deal execution process by working with the salesforce and internal/external legal counsel, if needed

Trader Equities Resume Examples & Samples

Some business-related college courses required; prefer Associate’s Degree in business-related field
1-3 years brokerage industry experience; prefer 1 year of retail brokerage trading experience
Series 7 and Series 63
Knowledge of laws and regulations governing the investment industry

Trader Resume Examples & Samples

Market making Dax and eurostoxx options for clients
Manage risk across all major indices. Identify RV opportunities across the index vol space
Engage with clients and highlight trade ideas that are suitable for clients trading mandates
Increase our presence in DAX and FTSE by being more active in the market
Take an active role in mentoring and training junior members of the team
Index Derivatives market making
Cross-Asset Volatility experience
Index Options Flow trading experience
Light Exotic Knowledge (Varswaps/Barriers)

VP, Mortgage Options Trader Resume Examples & Samples

Trade options on mortgage TBA contracts,
Use interest rate instruments and TBAs to hedge market risk,
Monitor and manage risk exposure metrics,
Interact with clients to facilitate client flows,
Work with internal resources to develop the business
5+ years of experience in a global financial institution
5+ years of experience in a Front Office, client facing capacity

Portfolio Trader Resume Examples & Samples

Accept client orders via FIX, spreadsheet, or legacy protocol utilizing Fidessa BEAM platform
Analyze basket constituents for liquidity concerns and choose appropriate trading strategies for the various components of baskets
Continually monitor performance of portfolios and adjust strategies to optimize performance while maintaining order integrity
Communicate effectively with Sales, Traders and clients substantive index events impacting the market
Maintain continuous knowledge of current events, market developments, and market trends by obtaining information through world news reports, industry news reports and other relevant sources
Seek to understand the various ways Guggenheim interacts with clients and actively look for synergies
Understand the indexing methodologies of the various index providers
Bachelors Degree in Business/Economics/Finance/Accounting preferred
Expertise in basket trading is required
Quantitative and analytic skills including advanced use of Excel and VBA Macros
Knowledge of key indexes, e.g. S&P, Russell, MSCI, FTSE
Ability to spot arising opportunities and assertiveness to seize them
Demonstrated ability to use good judgment; maintain integrity at all times
FINRA Series 7, Series 63 and Series 55
Fidessa BEAM experience

Short Term Interest Rate Trader Resume Examples & Samples

Running the EUR derivatives book, building on the existing franchise, meeting revenue targets
Generating trade ideas across the G10 Stirt space
Being a partner for technology, e-business platforms, pricing systems
Help in the recruitment, training and mentoring of junior staff and new hires

Delta One Trader Resume Examples & Samples

Strong analytical skills, including the ability to quickly spot trends and characteristics in high volume data
Strong verbal communication skills
Highly detail-oriented self-starter with the ability to maintain a high standard of accuracy
Confidence to have constant dialogue with internal and external clients, as well as to communicate with senior management
General knowledge of markets. Previous experience on an Equity Swap desk preferred but not required

Senior Emerging Market FX & Rates Trader Resume Examples & Samples

Market making and servicing client requests for liquidity in selected currencies, specifically RMB
Deliver information to the franchise and Sales teams on market developments and outlook
Participation in infrastructure development (new risk / pricing models)
Maintenance of external electronic trading platforms and internal live pricing
Previous experience in EM FX Trading
Specific experience in trading Chinese FX and Interest Rates products
Awareness of how time zones trade differently for EM
Experience of working in a top tier Investment Bank
Experience of trading out of both London and Asia

Trader, Emerging Markets Resume Examples & Samples

2-5 years institutional trading experience, detailed knowledge of all aspects of trading compliance
Excellent verbal and written communication skills must have strong analytical skills
Ability to understand and manage complex and diverse instruments

Icg-local Market Treasury Trader Resume Examples & Samples

To take interest rate risk prudently and profitably and to add quantifiable value to existing revenues
To understand balance sheet and liquidity and capital management
Understand the transfer pricing process and its implication on the earnings
Work closely with other businesses from front office to operations to ensure smooth running and proper management of the FX book including verifying and squaring intraday positions
Business major who shows an interest in the financial markets
Confident, innovative, motivated and results-oriented
Strong analytical skills, with an eye for detail and risk taking ability and passion required
Knowledge of Fixed Income and FX market is required with 0-2 years of work experience

Junior Execution Trader Resume Examples & Samples

Find and fix transaction errors T+0
Identify and improve inefficient processes
Responsible to own and monitor IPS and potentially WMI PnL books
Daily signoff of finance reports for the owned books
Single point of contact for inquires related to the FMC-Desk
Testing the trades auto-generated by workflow rules in our main trade repository and risk management system (MOR)
Collecting data and analysing against existing models, checking if control parameters are optimally set
Assisting in new projects in a multi-team environment
Contribute with ideas how to develop the desk further and make sure the desk is compliant with all legal and compliant requirements
Running various daily processes and reports
Efficiently documenting existing and new processes
Actively support the improvement of the desk’s control processes and tool
Proficiency with Excel is required and will support the development of desk-built applications
Enthusiastic and excited to learn and expand into new areas
Ability to work without supervision on more than one task at a time
Rational and efficient in their planning and execution
Willing to take over occasionally certain weekend work. (Business readiness testing)

Agency Trader Resume Examples & Samples

Executes customer orders with other market making firms over the telephone
Executes customer orders, using the Brass system, OMS system, and through other trading systems
Gives financial advisors advice on larger orders, keeps them informed of pending orders
Quotes domestic and foreign issues
Monitors the progress of long-term orders (good until cancel orders)
Looks for trade discrepancies and potential problems in customer orders (restricted stock, reverse splits, wrong quantity, etc.) to minimize risk to the financial advisor and firm prior to executing the trade
Assesses market risk and works quickly and accurately to get customers the best possible price
Cultivates relationships among other dealers
Performs other duties and responsibilities as assigned
High level customer service
Operating standard office equipment and using required software applications, including the BRASS trading system, the OMS trading system, FINRA workstation, and Reuters
Attend to detail while maintaining a big picture orientation
Communicate effectively and professionally, both orally and in writing with internal and external clients and customers

Junior Structured Credit Trader Resume Examples & Samples

You’ll be expected to gradually learn the trading of credit derivative products, under the close supervision of senior traders. Structured credit products will be hedged in a smart and efficient manner so as to keep risks under control and facilitate client business; you’ll learn to make sharp prices and to profitably manage the positions arising from Client Business flows
Building upon your excel (and maybe VBA skills), you’ll participate in the development of tools enabling faster and more accurate pricing and risk reporting, two crucially important daily activities of traders
Your skills will also be put to work on various business development projects, where you’ll be expected to act as an analyst on topics ranging from regulation to balance sheet optimization trades
With the aim of distributing structured credit to ING clients worldwide in an operationally efficient manner, you will work closely with sales, structurers, quants, and developers. Hence you’ll be able to team up with all relevant front office stakeholders when required (e.g. Legal (Brussels and Amsterdam), Market Risk (Brussels, Amsterdam, and London), Back Office, Tax & Finance departments)
As part of Structured Products Trading, you’ll be exposed to structured interest rates and inflation products via the offering of combination products joining the two asset classes with structured credit products; you’ll gain a broad understanding of the main characteristics of the other asset classes
You will be evolving in a multi-asset team based in the Brussels dealing room of ING

Trader Resume Examples & Samples

Effectively maintains various risk positions and manages position limits, providing liquidity to clients and markets in order to maximize total revenue of trading profit plus commission
2-5+ years institutional trading experience
Typically series 7 and 63 registrations (may not have registrations in HBUS)

Senior Securities Finance Trader Resume Examples & Samples

Driving business to proactively offer GSF axes out to clients and market participants
Actively introduce and market to new customers ING’s financing and trading opportunities to gain more business in all products
Marketing and trading equity stock lending and financing enquiries from sales people as well as directly from clients and counterparties
Work on project initiatives as well as new opportunities/markets. Working with all the support areas e.g. tax, legal, operations, credit, compliance, business management and market risk for new and existing business
Problem solving unmatched trades, helping deal with the daily duties covering internal shorts
Assist in providing relationship management activities, including the identification of cross selling opportunities

Trader Equity Derivatives Resume Examples & Samples

Bachelor's degree in finance, economics or mathematics (CFA designation or progression towards a CFA designation is desirable)
Minimum of two years in equity derivatives research, trading and/or analytics environment
Strong attention to detail within a fast paced trading environment
Knowledge of global investment benchmarks
Familiarity with equity derivatives pricing and risk models
Excellent written, verbal and presentation skills as well as proven time management skills
Ability to work independently, multi-task and a desire to learn and improve
Other desirable traits: professional presence, ability to work in within a team framework, tenacity, intellectual curiosity
Programming skills in VBA, .Net, C#, C/C++ are a positive

Associate Trader / Trader Resume Examples & Samples

New client set-up: Work closely with internal resources (including operations, legal/compliance and portfolio managers) to establish new accounts
Client service: Serve as primary contact for a subset of clients. Monitor and evaluate trading results. Report results to clients, answer client questions, and assist in the identification of additional business opportunities
Transaction Cost Analysis: Work closely with other team members on FX TCA projects
Knowledge of electronic execution platforms and trading systems
Knowledge of trading costs and settlement practices
Technology skills, including strong proficiency with excel and comfort with database applications
Composure to perform well under pressure and make rapid decisions
Flexible and ability to thrive in a fast-paced, unstructured environment

FX Forwards Trader Resume Examples & Samples

Effectively maintains various risk positions and manages position limits, providing liquidity to clients and markets in order to maximize total revenue of trading profit plus commission. Product area of support will be FX Developed and EM Markets
Provides consistent pricing and market making to sales force and target clients
Ensures compliance monitoring is in place, including processes for management of operational risk, in accordance with HSBC and regulatory standards
5+ years institutional trading experience, detailed knowledge of all aspects of trading/compliance
Product experience with FX Developed and EM Markets
Bachelor's degree in Finance, Economics, or equivalent work-related experience
Excellent verbal and written communication skills, must have strong analytical skills

Citibank Berhad KL Senior Rates Trader Resume Examples & Samples

Bachelor's degree with 5-8 years of relevant experience in trading
In-depth knowledge of what drives bond market flows, what drives short term and long term interest rate and what drives FX
Teamwork within the trading team, generating trade ideas and share market views
Teamwork with both onshore and offshore sales team to best serve Citibank’s clients
Ability to handle pressure of the volatile market swings
Discipline to work within the assigned stop loss and position limit
Understand the whole settlement/operational process for client facing deals

Trader Resume Examples & Samples

Academic Education
Pre-advanced English, Spanish is a plus
Desirable previous experience in the financial market
Advanced knowledge Microsoft Office package

Eq-junior Facilitation Trader Resume Examples & Samples

Generate revenue through the timely and accurate execution of trades/orders on a principal basis (generating P&L) or agency ("as agent") basis (generating commissions or sales credits), typically in one asset class or product
Facilitate client order flow by providing liquidity via proprietary inventory (utilizing the firm’s capital) or accessing third party external offerings
Adhere to regulations and internal policies, including, but not limited to, quality of execution (examples: "best

Trader, Equities Resume Examples & Samples

Assist financial advisors, money managers, and retail clients with order placement and trade inquiries
Handle a high volume of inbound trading and service related calls
Knowledge of equity and option markets
Thorough knowledge of market place rules and regulations
FINRA Series 7 & 65 licenses required; FINRA Series 55 license obtained within 90 days; Series 4 license preferred

CIB Credit Trader Resume Examples & Samples

Market maker/flow trader for CNH corporate bonds and USD IG corporate bonds and CDS
Build JPMorgan’s credit franchise and grow our market share by developing client relationships and presenting trade ideas to clients
Monitor and execute trades on our electronic trading platforms
Liaise with sales traders/clients on market color and market analysis
Support senior traders on daily tasks such as PnL and risk reconciliation
English fluency is essential
Mandarin Fluency would be an advantage

G Rates CVA Trader Resume Examples & Samples

Share responsibility with their counterpart in London in managing the Rates desks relationship with the various global Clearing Houses (LCH, CME, EUREX) specifically executing strategies to manage the cleared derivatives portfolio
Participate in CME new product development and implement strategies to clear new products as directed
Maintain guardianship of LCH & EUREX in NAM time-zone
Explore and develop & implement compression strategies to assist in the reduction of Leverage Ratio and resultant capital usage
Assist in the maintenance of OIS pricing model
Participate in ad-hoc analysis to support, verify & identify opportunities in what is a diverse, dynamic and complex portfolio

Trader Resume Examples & Samples

Trading High Yield bonds with clients
Managing risk on single names
Building client relationships
Manage CSS in analysing trades
Generate actionable trade ideas
Develop junior talent to ensure the trading business has depth
Masters or equivalent. CFA would be an advantage

Trader Resume Examples & Samples

Generate revenue through the timely and accurate execution of trades
Work collaboratively across the Global Equity Finance desk and the wider Equities floor
Manage Equities collateral position in a balance sheet efficient way
Manage relationships with funding counterparties
Proactively keep abreast of market developments and trading opportunities; have a strong understanding of financial markets, instruments and strategies
Adhere to regulations and internal policies, including, but not limited to, quality of execution (examples: "best execution", "fair and reasonable"), pricing, hedging, trading limits and compliance policies
Manage broad range of risks, including but not limited to trading risk, execution risk, operational risk, compliance risk, etc., evaluating options and making decisions

100

Quant Trader Resume Examples & Samples

Execute trades, both on behalf of the firm and on behalf of clients, in order to support the needs of clients and generate revenue
Utilize strong risk management skills, which are required for managing an increasingly large central risk book. This includes proactively keeping abreast of market developments and trading opportunities as well as having a strong underlying understanding of financial markets, instruments and strategies
Bachelor's Degree or international equivalent in Mathematics/Science/Economics or a related field
Strong quantitative skills crucial
Some programming knowledge useful, but not required

101

Quant Trader Resume Examples & Samples

2 - 10 years' experience in a similar environment
Trading experience
Bachelor's Degree or international equivalent in Mathematics/Science/Economics or related field
Some Programming Knowledge useful, but not required

102

FX Option Trader Resume Examples & Samples

Provide pricing for and mitigate risk from FX Option positions arising from PD transactions
Ensure compliance with internal policies and procedures, control initiatives, and regulatory requirements
Monitor changes in regulatory and control framework and their impact on new or existing business processes, systems, and overall controls
Experience in FX market , risk taking and deal execution
Understanding of option trading and risk management strategies
Writing system requirements and system project coordination
JSDA, FRM certification is preferable

103

Preferred Trader Resume Examples & Samples

To make markets/ provide liquidity to RBC's clients
To trade the Preferred/Hybrid sector
To help RBC expand its product line and product knowledge in Hybrid/Preferred markets
To market RBC's Preferred/Hybrid Credit Trading capabilities to clients
To market RBC's Preferred/Hybrid Credit Trading capabilities to sales desks in NY, Toronto, London, and Asia

104

Warrants Trader Resume Examples & Samples

Market Making of Warrants, Turbos and Certificates on Equity, Fx and Commodity asset classes
Providing prices and liquidity in listed securities at several European OTC and exchanges to a high quality standard
Option pricing knowledge
Experience with the standard listed product types; e.g. risk profile
Familiar with derivatives pricing, hedging and the aspects of Market Making and Risk Management
Managing derivative positions within risk limits
Run issuance processes and maintain competitive product range
Closely work together with regional sales teams and support local strategic initiatives
Develop market share, monitor competition and new market trends
Analyse in depth customer flow
Support of project work and expansion of the Warrants trading platform,
Trading experience, managing derivative books on Equities and Index
Retail Flow Trading Experience
Knowledge in developing trading platforms
Technical skills with standard systems
Language skills English plus German and/or French

105

Senior Interest Rates Trader Resume Examples & Samples

At least 6-8 years of experience in making markets in Asian interest rates in multiple markets
Proven track record in customer-focused market making, managing risk and generating P&L
Micro knowledge of Asian bond and derivatives markets
Experience in interacting with global investor clients
A post graduate degree in relevant subjects like Economics, Finance, Mathematics, Management, etc.; relevant experience may make up for any difference in education level

106

Trader Resume Examples & Samples

Accurately price spot/swaps/volatility product in a timely manner
Hedge customer flow and maintain risk levels within specified limits
Lock in and protect franchise revenues
Provide customers with relevant market information
Grow usdcny franchise through marketing to salesforce/customers
Write and disseminate clear and informative commentary on overnight markets

107

Equity Index Arbitrage Trader Resume Examples & Samples

Detailed knowledge of pricing, balance sheet management, inventory management, hedging strategies and repo is essential as well as a firm understanding of the current regulatory regime and the implications it has on the business
Direct client interaction and exposure to trading other global indices will be considered a big differentiating factor
At least 5 years of experience trading NAM based indices
Advanced skills with MS Excel required

108

Trader Resume Examples & Samples

Market Maker in US Government Bonds
Work with sales team to development client relationships to trading activities
Build trading, analytical, etc all tools that help the effectiveness of a market maker
Previous proven experience trading US Government bonds as a market maker with an international tier one bank is required
Multiple languages are a plus
Must have proven analytical capabilities
Bachelors Degree (or equivalent) in a relevant subject
Positive trading experience from a global tier one bank is required
Trading background, strong technical skills essential
Multiple languages, particularly Japanese is highly beneficial
Proven fixed income analysis experience is required

109

Securitized Products Trader Resume Examples & Samples

Strong structuring and credit knowledge in both Agency (includes derivatives) and Non-Agency RMBS
Research, capital markets or buyside trading/portfolio management experience
Familiarity with Consumer ABS, CMBS, CDOs and CLOs
Strong understanding of macro market drivers and RMBS deal structures/triggers
Strong writing, presentation and client facing skills
The ability to think on your feet and make good judgment decisions with limited or incomplete information
Experience in wealth management setting with financial advisors is a plus
Experience working in a trading desk environment
Minimum of 6 years of fixed income and securitized products trading experience
Strong quantitative and financial modeling skills
Proficiency in modeling cashflows using IntexCalc, BondStudio and other analytical research tools

110

CIB Synthetics Trader Resume Examples & Samples

Understand drivers of relevant markets and establish a high degree of competence with clients around executing trades
Proactively share information, knowledge and ideas that help others succeed
Ability to communicate concepts and ideas, both verbally and via documentation, and be able to defend their validity and target messages to different audiences

111

Director, Brazil / Latam Trader Resume Examples & Samples

Potential candidates should have10 years and above experience in FX & Fixed Income trading
Candidate must show deep understanding of Macro and geopolitical analysis for Brazil, Mexico, Colombia and Chile
Excellent communication skills are highly appreciated given the involvement with local teams across various sales teams. Portuguese and Spanish are a plus
Incumbent experience in Flow trading is paramount
Knowledge of fixed income and derivatives are required
Undergraduate Degree required

112

Bank Funding Trader Resume Examples & Samples

An appropriate second language is valuable in nations where English is not the primary language
Creative problem solving skills and orientation
Highly motivated to learn, develop and cross train as markets and regulatory environment are dynamic
A genuine interest in financial markets / a drive to “win”

113

Equity Derivatives Trader Resume Examples & Samples

Active trading and management of a derivative portfolio
Warrant and ETO market-making
Management of pricing and rates
Analysis of: market trends; warrant market data; volatility surface histories/performance

114

Credit Trader / Portfolio Manager Resume Examples & Samples

Work with the team in developing and implementing credit strategies across a range of global fixed income portfolios
Execution and booking of trades and resolution of trading and settlement queries for the fixed income portfolios (focussed on corporate bonds and credit default swaps but will also trade government bonds and futures)
The day-to-day management of fund flows, working with other portfolio managers to ensure that fund positions are consistent and in line with agreed strategy and supporting our investment decision making process in assessment of relative value
Maintain and expand relationships with liquidity providers and further develop the use of trading platforms
Gather market related intelligence relating to trade flows, positioning and sentiment

115

CIO Treasury Funding Jnr Funding Liquidity Trader Associate Resume Examples & Samples

Experience in financial services industry, preferably in Treasury role
Strong analytical skills; excellent aptitude for numbers , attention to details, quick learner
Understanding of money markets and local South African market
Excel in a fast paced environment
Ability to exercise good judgment and make decisions
Strong teamwork ethic
Ability to contribute to a strong control and risk culture
Technical skills to include Excel, Powerpoint, Access
Funding and Risk Management experience preferable
Real Time Settlement for Rand, EoD clearing, collateral management experience

116

Primary Funds Execution Trader Resume Examples & Samples

Timely and accurate placement of Fund orders (UBS Funds, 3rd Party Funds, Hedge Funds)
Liaising with external and internal interfaces in connection with Funds Execution (e.g Client Advisors, Internal Teams, Funds departments at other institutions, Fund Administrators)
Ensuring highest client satisfaction in Funds Execution related services
Continuous development and optimization of systems and processes
For this position we are looking for a motivated and flexible team member with a positive attitude and an analytical way of thinking

117

Programmatic Trader Resume Examples & Samples

Manage programmatic buying on high profile accounts
Lead Agile Media Hack canvas approach
Setup and launch each campaign in various media buying platform
Troubleshoot issues
Proactively optimize for maximum performance and delivery against stated goal
Communicate early and often, respond rapidly
Work out of your comfort zone
Work closely with account team to provide insights and recommendations that align with, or enhance, client strategy
Develop and deepen relationships with data, inventory, and platform vendors
Understand client performance objectives, develop successful strategies to meet them
Keep daily tabs on industry trends and serve as a subject matter expert
Minimum 2 years of experience in the online/digital space, with a focus on programmatic buying / selling at RTB, DSP, DMP, or SSP
Preferred background in math, economics, sciences
Structured thinker, puzzle solver
4-year college degree required
Exhibit proven technical and analytical aptitude, with a curiosity for testing new tools
Ability to demonstrate time management and deliver timely results on owned projects
Effective communicator and collaborator
Proficient in Excel, with demonstrated ability to organize and consolidate multiple data sources for analysis into clean visuals
Solution-oriented with a very keen eye for details

118

Equities Trader Resume Examples & Samples

Be a leading risk taker in the Equities business and generate significant revenues from positioning and book management
Risk appetite and proven trading track record. Strong customer focus evidenced by peer feedback/reviews
Enthusiasm to learn about the wide range of products and roles within Markets

119

Rates Agency Trader Resume Examples & Samples

Make secondary markets in agency discount notes and agency coupons < 18 mo
Should also become comfortable with other agency products such as callables and floating rate notes
Maintaining GSE relationships
Ideal candidate has some experience trading short end rates, but not a must. Candidate should be outgoing, willing to reach out directly to customer base. MBS or Vol experience a plus, but by no means mandatory
Teamwork oriented, strong risk management, “go getter” with strong interpersonal skills

120

Trader, Active Equities Resume Examples & Samples

Provide feedback, if needed, to the Head of Trading, Head of Equities or CIO
Critical member of the Business Continuity Team
Remain current on all new trading trends, systems and happenings impacting the Global Markets
Adherence of Global Expense policy and good judgment on all business expenses by looking out for potential cost savings
Provide required information for Business Controls review
Participate in Transition Management and Special Projects
Avoid negative reputational and financial impacts to CAM and CIBC through Risk Management
Undergraduate or graduate university degree, preferably in Economics, Finance or Commerce
Canadian Security Course is required, CFA is an asset
Minimum 3-5 years’ hands on experience in equity (and/or derivatives) trading for institutional client base
Extensive knowledge of the Canadian financial services industry: financial markets, transactions and systems, and regulations
Experience and knowledge of trading software programs and trading systems such as Reuters, Bloomberg and FMC
Able to multitask in a fast-paced environment, make quick decisions and maintain accuracy in a dynamic environment
Excellent communication skills are imperative. Must be able to disseminate relevant information to the investment team on a timely basis
Strong leadership qualities to lead/motivate staff towards operation management, and ability to function within a matrix management environment
Well-developed influencing skills, sufficient to shape the decision-making process in situations that involve matters on business policy or strategy and where others need to be convinced of the value of preferred options or alternatives

121

Senior Portfolio Trader Resume Examples & Samples

Primary responsibility for the direction of Trading & Execution activities of the TMS Global Portfolio in Toronto
Relay market information and contribute to Portfolio decision making through a thorough knowledge of relative value pricing differentials across global HQLA markets in our various currencies
Execute Portfolio strategy as agreed by senior members of the Portfolio Management team
Ensure books are accurately marked at all times, and be jointly responsible for the accuracy of marks in books in other jurisdictions
Recommend and execute portfolio allocations and single name trades based on evolving credit fundamentals, market dynamics, relative value and views on interest rates
Understand and manage correlation within the portfolio as a component of risk minimization and optimization from a multi-currency perspective
Accountable for Global Portfolio and local revenue targets whilst managing within I&TS risk appetite
Manage within all Portfolio and I&TS market and credit risk limits at all times, recommend and drive limit requests where required
Escalate operational risk loss events, control deficiencies and risks identified by you or your team to your direct report, and the relevant risk and control functions promptly
Act with integrity both internally and externally at all times
Bachelors degree in Commerce, Finance, Math, Economics or other related field, Masters degree level preferred
Strong quantative and analytical skills
CFA accreditation preferred
Strong experience in relative value assessment and duration management
Bottom-up, buy side portfolio management or related experience

122

Institutional Trader, Asset Management Resume Examples & Samples

Support governance and regulatory controls and requirements
Strict adherence to trading order procedures
Avoid all negative reputational and financial impacts to CAM and CIBC
Provide required information for Business Controls reviews
Collaborate or lead issues resolution related to Trades issues with M.O or Global Ops
Error Log reporting, special projects, etc
Fluent in French and English, spoken and written
Undergraduate or graduate university degree in Economics, Finance, Commerce or business, preferably with Finance background
Minimum 2-5 years of experience in trading supporting various asset classes
Canadian Security Course, CFA and/or Derivatives courses are an asset
Knowledge of OTC Derivatives (Swaps Trading)
Capacity to meet deadlines and work under pressure, as well as capacity to work long hours in a stressful environment
Able to multitask in a fast-paced environment, make quick decisions and maintain accuracy in a dynamic environment. The position will require working with different Trading systems depending on the asset class
Experience and knowledge of trading software programs or trading systems such as Reuters, Bloomberg and FMC
Good market sense and passion for financial markets and economic research strategies to interpret market conditions and movement to achieve best execution
Excellent interpersonal and presentation skills to actively participate in developing and maintaining productive client relationships

123

Experienced Developer for Trader Booster Resume Examples & Samples

Degree in Computer Science or equivalent
5+ years of relevant hands-on systems development experience
Proven experience in data intelligence techniques
Knowledge of the financial world in the capital markets domain –big advantage
Understanding the fundamental Computer Science topics and genuine interest in technology
Good analytical / mathematical skills
Excellent interpersonal & communication skills in Hebrew and English
Ability to research independently and work in small teams

124

Primary Funds Execution Trader for Months Resume Examples & Samples

Timely and accurate placement of Fund Switch orders (UBS Funds, 3rd Party Funds, Hedge Funds)
Liaising with external and internal interfaces in connection with Fund Switch Orders (e.g Client Advisors, Internal Teams, Funds departments at other institutions, Fund Administrators)
Managing risk, taking responsibility and actions towards mitigating risk
First experience in the financial industry
Computer literate and very comfortable with using Microsoft Office suite of applications
Fluent in English (mandatory), German (preferential)
Independent, attentive to detail, with the ability to meet tight deadlines under pressure
Responsible and conscious of risks
Excellent interpersonal and teamwork skills, extremely independent fast learner

125

Trader Resume Examples & Samples

Undergraduate degree in a relevant field of study. Masters level degree highly desired but not critical
Candidate must have superior communication skills, be highly entrepreneurial, self-motivated, and have ability to work in teams,
1-2 years of FX Sales experience with a solid understanding of the FX market and FX sales process
Ability to deal with uncertainty, multi-task and adapt to ever-changing market conditions is essential,
Knowledge of local client base preferred,
Proficiency in Microsoft Office Suite,
Fluency, written and oral in Creole, French, Spanish and English

126

CIB Credit Trader Resume Examples & Samples

Market maker/flow trader for USD IG corporate bonds and CDS
Building JPMorgan’s credit franchise and grow our market share by developing client relationships and presenting trade ideas to clients
Employs knowledge of industry/sector to read "between the lines" of news or other developments
Exhibit sound judgment under pressure and maintain composure through challenging trading environments
Know the implications of events on the entire trading desk, anticipate market outcomes; Outperform the market and competition through thorough understanding of fundamental and technical aspects of market
Ability to discuss in detail your knowledge of the current market (including trends) for Credit, USD IG corporate bonds and CDS
Ability to discuss in detail your understanding of the entire landscape: knowledge of the client's sector and client's specific business needs and limitations. Deep understanding of client-specific nuances and leverages that help deliver more value to clients and the firm

127

Senior Trader, Public Fixed Income Resume Examples & Samples

Executes the purchases and sales of fixed income securities within the parameters set by Portfolio Managers, Director of Leveraged Finance trading or the Head of Trading. Trading will be focused in High Yield Bonds, Indexes, and/or CDS instruments as required
Analyze and timely provides details relating to primary bond issuance. This includes a solid understanding of fundamental credit statistics, relative value, and deal specifics that include; capital structure and market dynamics
Keeps the Director of Leverage Finance Trading, members of Leveraged Finance Team, and senior leaders informed of market events, data, and flows
Understands TIAA respective portfolio mandates/goals and proactively presents compelling relative value trades to members of the Leveraged Finance team
Understand how flows in one asset class may impact prices and yields in related asset classes. Points out relationships across markets and potential trades that arise from those relationships
5-8 years of relevant work experience in leveraged trading, fixed income markets, and/or capital markets
In-depth knowledge of investment, credit, and quantitative analysis, trading characteristics, and factors that influence market prices and trends
Proficient with Bloomberg
Strong skills in using Excel and/or other data/quantitative driven software
Master's Degree or CFA
Comfortable using various electronic platforms and has a knowledge and familiarity with applicable order management systems
Strong communication, negotiation and interpersonal skills in order to maintain productive relationships with both internal and external counterparties

128

Director Trader Resume Examples & Samples

The candidate will be responsible for managing all North American index option risk
The candidate will be responsible for
Providing regular live pricing updates for our customer businesses, including backup to non-index business when required for staffing purposes
Managing all greeks derived from our index option positions, both vanilla and exotic
Ensuring all risks are contained within approved limits as per the desk’s LCS
Ensuring all trading is conducted within the Desk’s approved Volcker operating plan
Helping the EDT team test new model enhancements to help reduce model risk
Communicating with clients on matters related to equity market volatility when called upon by sales
Maintain communication with internal support groups on any and all matters related to the equity options books
Trading: be adept at trading both on exchange and through the inter-dealer markets for managing the Desk’s risk profile
Trading Support: assist various back office functions in resolving all manner of trade/inventory breaks, risk based PNL issues, etc
Risk Management – ensure risks are well contained IAW approved limits framework
Product Development – work interactively with Sales and financial engineers to help bring new models online which support new business development
Regulatory Compliance – ensure all trading is conducted within the current regulatory framework, is in accordance with the Firm’s policies and procedures, and is in line with the Desk’s Volcker operating plan. and plans for potential changes
Business Development – must be an advocate for the business and work to enhance the Desk’s abilities for both internal and external clients and stakeholders

129

IMD, Gsam, Junior EMD Trader, Associate Resume Examples & Samples

Construction of Emerging Markets bond portfolios across a diverse range of account types using cash bonds, interest rate and credit products
Execution and management of trades and positions
Contribution to the development of strategy views within the team with the goal to grow into a key idea generator
Minimum of 2 years sell-side or buy-side front office experience desirable
A familiarity with Emerging Market products and pricing is an advantage
Enthusiasm, drive, curiosity; ambition to develop into a key investment idea generator
Excellent analytical, quantitative, communication and interpersonal skills
A background in quantitative and statistical approaches to financial markets is desirable
Ability to work accurately on multiple tasks while under time pressure
A demonstrable interest in financial markets and desire to be part of a market-facing business area
Strong academic track record

130

Entry Level Credit Trader Resume Examples & Samples

Credit Trading
Minimum 1 year Fixed Income experience in Investment Bank based in Japan
Quantitative Background

131

Emerging Markets Trader Resume Examples & Samples

Maintaining market parameters (such as implied volatilities, dividend and borrow curves) for EM indices and single stocks
Managing primary risk exposures for the trading books, such as delta, gamma, vega
PL attribution and explanation on a daily basis
Improving desk processes for funding, margin and collateral management
Increasing desk interaction with internal salesforce with pro-active idea generation

132

Structured Solutions Trader Resume Examples & Samples

Trading of OTC and exchange traded derivatives across a range of asset classes
Implementation and portfolio management of derivative based strategies
Providing expert market color and insights to our investment teams
Coordinate activities with teams across UBS Global Asset Management
Contribute to development of trading and portfolio management systems and processes
LI-JB2

133

Trader Resume Examples & Samples

Responsible for underwriting Agency debt for both callable and step up structures. * 30%
Responsible for secondary callable trading by providing liquidity and inventory for middle market salesforce. * 30%
Responsible for the accurate marking and hedging of positions. * 20%
Responsible for creating actionable trade ideas geared toward middle market sales. * 20%
Series 7 and 63 certification
5 years of underwriting experience in the U.S. Agency debt market
Candidates should have the people skills to collaborate and communicate well with both wealth management and middle market salespeople
The candidate must be fully conversant and knowledgeable of market conditions and industry rules and changes
Thorough knowledge of underwriting, secondary market, and relationships with the dealer community are necessary
Familiar with ECN platforms
Ability to make quick decisions and multi-task

134

Trader, Public Fixed Income Resume Examples & Samples

Executes the purchases and sales of IG Corporate and U.S. Treasury securities as authorized by Portfolio Managers or Senior Traders
Works with all Corporate Bond sectors on a daily basis, communicating with multiple Portfolio Managers, Research analysts & Sr. Traders
Keeps Head of Trading &/or Sr. Management informed of market events, data and flows
Understands TIAA investment goals, divergent portfolio mandates and is able to present relative value ideas to portfolio managers
Able to develop back up skills in the Taxable Municipal Bond space
Contributes market color and spread data to investment discussions. Understand how flows in one asset class may impact spreads in a related asset class
Monitors portfolio positions for potential TRR trading opportunities
Interacts internally with portfolio managers and research team to identify investment opportunities and direct offerings to the appropriate portfolio manager and analyst
Builds & maintains strong business relationships with existing I-Bank Syndicate desks & Brokerage sales coverage
Attend industry conferences and events to enhance skills and start to build an industry network
Works independently and is able to manage multiple tasks on the trading desk simultaneously
Works with back office, middle office & IT on trade and settlement issues
1-3 years of relevant work experience in financial markets
Previous trading experience working with Investment Grade Corporate Securities on either the buy-side or the sell-side with solid knowledge of applicable market(s) and able to exhibit good judgment in the field
Ability to assess facts and make quick decisions or express a market view within a trading environment
Comfortable using Bloomberg, various electronic trading platforms such as TradeWeb and MarketAxess and has knowledge or familiarity of an applicable order management system such as CRD or Bloomberg AIM in addition to strong spreadsheet skills
Knowledge of trading protocols and procedures associated with applicable market(s)
Strong communication skills. Team oriented individual with ability to work well with different levels of management throughout the organization

135

Trader Resume Examples & Samples

Execution of trades for both on and offshore clients
Work closely with internal stakeholders to manage end to end trade execution
Manage end to end risk for our clients
Be resilient under pressure and able to manage multiple tasks simultaneously
Highly driven, commercially orientated and outgoing
A positive work ethic, be a team player and self motivated

136

Senior Mortgage Trader Resume Examples & Samples

Primary responsibility for balances, product mix and the inventory turnover
Ensures that spread and mark-up margins within the products are achieved at market levels within compliance guidelines
Maintains risk position within prescribed limits as directed by senior management
Responsible for assisting in the overall merchandising effort of the product
Ensures that responsiveness and professionalism is adhered to and maintained within their respective areas
Maintains substantial working knowledge regarding regulatory considerations and trading practices and can direct/manage most situations
Able to react to market/economic changes and create investment opportunities for clients and the firm
Charged with building and sometimes creating new merchandising opportunities
Has developed long term successful relationships both within the firm and external to the firm which will enhance performance
Inventory balances, mix and turnover are optimized to provide competitively priced product
Spread and mark-up/margins are achieved
Responsiveness of the desk is deemed professional
Knowledge of the product is considered expert
New pricing opportunities are frequently offered, discussed and implemented if possible
Risk limitations are adhered to
All departmental guidelines and firm policies are enforced
Demonstrates initiative in taking and/or accepting leadership roles which enhance the department and the firm
Regularly exceeds customer expectation for level of service
Independently performs all job responsibilities
Has strong knowledge base to draw upon in solving new and complex situations
Contributes to a positive work environment
5+ years of mortgage trading experience
Ability to work effectively with a variety of personalities
Good oral communication skills
Fundamental leadership abilities
Ability to perform a variety of tasks from multiple sources
Ability to meet critical deadlines in a fast-paced, rapidly changing marketplace
Must be able to quickly assess situations and offer creative solutions while operating professionally in a high stress environment
MBA and/or CFA (or progress towards completion)
RBC maintains consistently high credit ratings: S&P: AA-; Moody’s: Aa3; Fitch: AA; DBRS: AA (as of July 2014)
Based on market capitalization, RBC is the 12th largest bank in the world and the sixth largest in North America. (Bloomberg as of August 2014)
RBC employs more than 79,000 employees who serve more than 16 million personal, business, public sector and institutional clients through offices in Canada, the U.S. and 44 other countries

137

BRM Japan, Client Financing Trader Resume Examples & Samples

Bachelor’s degree in Business/Finance/Accounting/Economics preferred
2-5 years of experience in the industry
Strong communication skills including fluency in both English and Japanese
Desire to work in a fast-paced trading environment
Persistence and self-starter
Basic knowledge in financial markets and products
Ability to multi-task in a high pressure environment

138

SSA Trader Resume Examples & Samples

 Detailed knowledge of investment types, specifically listed equities and derivatives
 Proven track record of running inventory book with facilitation activity profitably
 Minimum 5 years of experience in executing orders across SSA region (SA experience a plus)
 Recognised tertiary qualification or work experience
 South African Regulations: SAIFM modules, JSE traders exam
 Potentially US Series 7 (if servicing US clients) & FSA (if required to service UK clients)
 Essential to have established relationships with SSA brokers and an existing client network of significant relationships with traders and preferably PMs
Excel knowledge –more detailed the better (pivot tables, macros would be beneficial)
Knowledge of back-to-front settlement cycle across SSA markets
Numerical competency is essential, as is a high work rate, goal-orientated mind-set and ability to thrive in a highly competitive environment where monetisation of efforts is critical

139

Trader Resume Examples & Samples

Accurately price FX spot and forwards in a timely manner
Provide sales guys and clients with relevant market information
Work with the sales desk/customers to help grow the franchise
Write and disseminate clear and informative commentary on markets
Ensure adherence to the strong control environment
Education Level: Post graduate

140

Quantitive Trader Resume Examples & Samples

Assist in trading & managing risk positions within DCG Asia’s Quantitative Trading book
Generate quantitative trading ideas in Asian listed equity markets, and take them through the entire lifecycle of the research process and materialize potential results in production trading
Research to enhance the existing trading signals, portfolio construction process and DMA trading algorithms in order to increase risk adjusted returns of existing trading book
Share the responsibilities of managing the day-to-day operations of the quant trading desk. Monitor all production related processes to ensure smooth trading operations, fix any issues that arises real time. Take ownership responsibilities of portfolio risk monitor and control
Automate or enhance the automation production processes in order to achieve high level of hands-free operations, better risk metrics reporting, higher level of system performance
Contribute to domain knowledge gathering and retention of the desk, by continuous learning and sharing with team members relevant information and knowledge
BA, MBA, MA, MS or equivalent
Solid understanding of financial markets
Ability to analyse risk
Basic systems knowledge
University diploma
Type 1 license by HKMA

141

Trader, Asset Management Resume Examples & Samples

Manage and oversee the multi-asset investment teams that include equities, fixed income, hedge funds, alternative investments and fund of funds
Devise investment strategies, direction and process
Asset allocation to attain the optimal investment results
Provide market updates and recommendation to the Chairman

142

IMG Intermediate Trader Resume Examples & Samples

Responsible for trading all asset classes, market caps, equities, fixed income, derivatives, ETFs, ETNs, ADRs, and structured notes
Required understanding of the different methods of placing orders with the designated brokers
They must determine which broker would be the most effective at handling time sensitive or large orders and a comprehensive knowledge of electronic order management systems, execution management systems, algorithms, DMAs, dark pools, and crossingnetworks
The intermediate trader is also responsible for receiving executed orders back form the brokerage community and making sure those orders are properly posted and settled on the accounting system
They also maintain contact with Portfolio Managers by communicating market sentiment and the current trading environment. The intermediate trader must also be able to handle the daily trading operation while the senior trader is out of the office
Receives investment model updates and changes from internal and external strategy teams and executes across institutional and personal trust accounts. Responsible for managing high volume, high transaction, high risk systems
Works with each internal and external strategist develop workflows for updating models, rebalancing accounts, and implementing strategy changes. Responsible for reconciling model position on a monthly basis
Monitor, identify, and correct any account level cash or position deviations from the model. Must develop, implement, and maintain procedures for ensuring minimal dispersion of returns for separately managed accounts. Should work to continuouslyreduce implementation shortfall
Executes all modeled account maintenance requests from portfolio managers and financial advisors. Responsible for creating and releasing large block orders
Responsible for all aspects of SMA and UMA modeling platforms. Must work with IT and vendors on system conversions, upgrades, and day to day maintenance
Provide guidance to portfolio managers and strategists on fund selection within asset allocation models. Must be familiar with liquidity, trading restrictions and account minimums
5-10 years of trading experience
Advanced knowledge of securities, their markets and trade- related activities
Ability to multitask and thrive in a fast paced environment
Experience trading multiple asset classes, all market caps, international, ETN and ETF creation, ADRs, and derivatives
Strong technology skills, proficiency with Bloomberg, order management systems, and execution management systems

143

Trader Resume Examples & Samples

University graduate or higher (BA or MBA level)
Prefer graduates with economics or business-related major from institutions where English is the primary language of education
Entry level to maximum 5 years of experience in fixed income arena
Must possess excellent command of English – speaking, reading and writing
Possess strong fundamental analytical skills
Be a team player and value team approach, but also be able to work independently
Demonstrate integrity, as well as investment ethics and philosophy

144

Global AM Syndicate Trader Resume Examples & Samples

Coordinate offerings amongst Global AM Portfolio Managers
Attend road show meetings and performs due diligence with corporate management teams
Work with sell side syndicate desks to gain color on deal dynamics
Provide necessary deal color to participating portfolio managers
Strategically enhance allocation size as a percent of total deal offering
Execute IPO and Secondary trading

145

JGB Trader Associate to VP Resume Examples & Samples

Minimum 3 year JGB Trader experience with Investment Bank based in Japan
Solid P/L track record is must
JGB Trader experience in Global Investment Bank based in Japan

146

Execution Trader Resume Examples & Samples

2-5 years of equities, options and fixed income experience
Series 55
Strong equities skills
Comfortable working under tight deadlines
Bilingual, English and Spanish

147

Treasury Funding Trader, Analyst to Associate Resume Examples & Samples

Sit within the treasury supporting funding and execution
Execute Money Market transactions and FX forwards
Rotate through funding, liquidity and MIS reporting
Treasury Funding Trader experience in Investment Bank or Corporate Bank based in Japan

148

Trader Resume Examples & Samples

Working closely with Global Index reweight team
Booking Trades
P and L explanation, attribution
Communication with clients

149

Repo Trader Associate to VP Resume Examples & Samples

Repo Customer Flow Trader for market makings
Minimum 3 year Repo Trader experience with Investment Bank based in Japan
Repo Trader experience in Global Investment Bank based in Japan

150

Funding Trader Resume Examples & Samples

Solid understanding of trading repo, portfolio liquidity, prime brokerage, and collateral management
2-5 years of financing experience
Outstanding finance, economic, business, and math skills
Must successfully pass a background and credit check

151

Equity Buyside Trader Resume Examples & Samples

Provide trading for over 150 managers
Manage your own blotter and flow activity of the entire desk
Interact and engage with Institutional Capital Markets desks across the street
Understand regulatory and compliance within the advisory space
Minimum BA/BS degree – preferably in a business related specialty
Minimum 2 years’ experience within Trading and/or Trade Ops
Fast-paced and intense environment requires an aptitude for analyzing and interpreting complex information from multiple sources in a timely manner
Self-motivated, innovative, hardworking individual, who can handle changing priorities and multiple tasks in a timely fashion
Technology friendly with the ability to learn new trading platforms
Diligent and meticulous individual with the ability to “think outside the box”
Must be service oriented and a team player with the ability to work outside ones comfort zone
Series 7 and 63, series 55 obtained first year
Working knowledge of Bloomberg, and familiarity with Order Management Systems

152

Securities, Equities, Execution Trader Resume Examples & Samples

Ensuring best-in-class trade execution for our clients
Providing specialist market color and execution consultation to internal teams and our clients
Identifying large market share opportunities and marketing principal/franchise liquidity
Developing and improving our electronic execution services platform via workflow automation and algorithmic solutions
Implementing client customization requests within the algorithmic trading platform
Working collaboratively with our sales, operations, strats, technology, compliance, and other business groups to enhance customer satisfaction and service offering
Strong interest in financial markets and cash equity trading
2 - 3 years of programming experience (or relevant coursework) in a structured programming language such as C++, Java, or Python
Knowledge of systems infrastructure and software coding practices
Team oriented with strong interpersonal communication skills
Able to work well under pressure and exercise good judgment/integrity

153

Trader Resume Examples & Samples

Providing liquidity to Citi’s customers
Managing risk
Producing Revenue and PL
Working closely with the CSS function to understand a number of complex situations
Strong knowledge of excel
FCA REGULATED ROLE
Undergraduate numerate degree or higher

154

Dispersion Trader Resume Examples & Samples

Manage risk and trade dispersion
Grow the business significantly from its current levels
Single Stock Derivatives market making
Macro risk taking experience
Exceptions made for outstanding previous work experience
Extensive years experience in options trading

155

Trader Resume Examples & Samples

Manage risk and trade on single stock options/EM option trading
Enhance franchise client relationships
Grow the business/sector presence significantly from its current levels
European warrants experience a plus
Cross-Asset Volatility experience a plus

156

Japanese Equity Junior Facilitation Trader Resume Examples & Samples

Japanese Equity Facilitation Trading
Minimum 1 year experience of Japanese Equity Facilitation Trading in Investment bank based in Japan
Japanese Equity Facilitation Trading experience at Global Investment Bank in Japan

157

CD Trader Resume Examples & Samples

Maintain and manage for risk on appropriate product inventory for the benefit of sales production
Enter international fixed income trades into RBC’s systems and follow the trades through the system to ensure accurate clearance and settlement
Add the appropriate commissions and mark-ups to client transactions where appropriate
Understand basic accounting practices and inventory account management techniques
Assist as needed in the development and communication of RBC Wealth Management policies and procedures related to international products
Provide marketing assistance to internal sales team and product inquiries
Manage and monitor DTC set-ups and finals, bank contracts, bank billings and new issue CUSIP set-ups
Track product line sales, manage primary and secondary inventory offerings
Understand the various needs of RBC Wealth Management clients and work to exceed their expectations and enhance the customer experience. Strong customer service skills are a must
Abide by RBC Wealth Management policies governing international product suitability, registration, and international market jurisdictional requirements
Access market information and develop insight into the foreign fixed income markets
Significant effort behind educating the sales force regarding product specifics, market conditions, and product risk pros and cons
Utilize multiple tools and information sources to recognize errors and mitigate potential risks
Maintain and abide by established inventory risk limits and the firm’s product restrictions
Accountable for firm revenue goals while maintaining appropriate ratios of sales credit generation versus trading revenues
Bachelor’s degree, preferably in Economics, Finance or Mathematics
3+ years of risk-based inventory trading experience in a financial services institution
Series 7 and 63 licenses
Proficiency in Bloomberg and Microsoft Office suite
Strong customer service skills and ability to anticipate and meet customer needs
Attention to detail, focused and accurate
Strong knowledge of fixed income products and markets
Detailed understanding of rules and regulations surrounding transactions
Proven ability to develop rapport with external clients and internal customers
Independent problem solving and conflict resolution skills
Rational and logical thinking
Organized and strategic planner
Secondary CD Trading experience and high-level client servicing skills
Based on market capitalization, RBC is the 12th largest bank in the world and the fifth largest in North America. (Bloomberg as of August 20, 2014)
RBC employs more than 79,000 employees who serve more than 16 million personal, business, public sector and institutional clients through offices in Canada, the U.S. and 40 other countries

158

Warrants Trader Resume Examples & Samples

Market Making of Warrants, Turbos and Certificates on Equity, FX and Commodity asset classes
Extensive Option pricing knowledge
Independently managing derivative positions within risk limits
Run and devise issuance strategy and processes to develop a competitive offering
Closely work together with regional sales teams to develop and support local strategic initiatives
Support of project work and expansion of the Warrants trading platform
Derivative pricing knowledge
Extensive Retail Flow Trading Experience
Experience in developing electronic trading platforms

159

Ccrm Trader & Risk Manager Resume Examples & Samples

Learning to trade repo and other secured and unsecured funding products and as a sales-trader expected to have significant contact with clients both internally and externally
Managing the projection of scarce resources and work towards solutions to optimise current usage for all areas of UBS
Assisting with cash management & internal funding – with emphasis on managing entity specific risks and processes
Role owner is expected to train as an execution generalist to provide cross-functional support with future opportunities in risk and curve management with input into strategic trading and positioning decisions
Funding the firm for Fixed Income products, by covering shorts & lending out long positions
Coordinate external secured funding for UBS with Treasury Governance
Learning to trade the repo books in all CCYs with our clients, voice and electronic brokers
Working on collateral optimization within UBS with the other parts of GALM
Collaborate closely with middle and back office on settlement and operational issues
Daily cash and funding management for our UK entities, ensuring both UBS AG London and UBS LTD are able to meet all their payment obligations across all currencies
Managing our Bank of England nostro balances
Provide good intelligence on our sources and uses of funding with linkage to the balance sheet, requiring strong coordination with multiple stakeholders (Treasury, Finance, Business Divisions)
Operational cash ladder management which includes forecasting and moves explanation
Quoting unsecured funding to internal counterparties
A degree education in a financial or analytical subject would be desirable
Prior work experience in a financial industry with experience on a sales or trading desk
Good background knowledge of Fixed Income and Money Market Products, with experience in Money Markets, FX/IR derivatives and risk management a plus
Comfortable with Excel and PowerPoint applications, advanced knowledge would be a plus
Proficient in English with excellent communication skills
Highly numerate with logical analytical thought process with attention to detail
Be able to work under pressure and quickly assess the risk vs. reward of a trade/decision
Self-starter, as well as a committed team player with good interpersonal and communication skills and enjoy the challenges of a fast-paced environment

160

CIB Global Rates Inflation Trader VP / ED Resume Examples & Samples

Market making Gilt linkers and GBP inflation swaps working as part of the GBP linear trading team
Developing a strong analytical understanding of all GBP inflation products, securities and interest rate pricing
Working closely with Sales, technology and finance in order to achieve synergies for the business
Bachelor’s degree minimum of a 2:1 or equivalent
Sound analytical, numerical and quantitative skills
Interest in markets and macro trends

161

Synthetic Index Trader Resume Examples & Samples

Developing new Pricing tools for the trading desk
Risk management monitoring such as foreign exchange risk, expiry risk and rebalance risk
Optimising the desk inventory and oversight of balance sheet utilisation
Developing and utilising back-testing strategies
Monitoring of market developments and identifying key trading opportunities
Developing and maintaining key internal relationships to enhance revenue growth
Working closely with Structuring and Sales on the development of new product structures

162

Trader Resume Examples & Samples

Actively engage with FX Sales to provide fair, competitive and consistent pricing to our entire customer base, ensuring a fair outcome for each customer
Manage and ensure the accuracy of our FX forward pricing streams to ECN's
Build and maintain inventory and effectively manage client flows, always remaining within risk and p/l limits
Active engagement with the client base through our sales force to share market color, trading ideas and hedging suggestions
Manage FX currency funding for the bank (o/n and t/n dealing)
Comply with all regulations, complete all training in a timely fashion, and embrace the firms Global Standards
Uses initiative and independent judgment to analyze, problem solve and proactively respond to client issues. Expected to make the necessary decisions to carry out own job responsibilities and meet primary goals and objectives. Evaluates and escalates complex issues and/or problems to manager
Product experience with FX G10 and EM forward markets, as well as off balance sheet products including OIS, FRA's, IRS and X-ccy basis swaps

163

Trader Resume Examples & Samples

Market making in sovereign and corporate bonds in CEE, Middle East and potentially CIS and Africa as a back up
Maintain strong presence amongst various sales teams and proactively promote his/her product
Actively contribute to team discussions re market developments and views
Maintain good dialogue with Strategy and Research
Proven risk taking skills
Sharp pricing and understanding of market context
Articulate communication on markets/risk/technicals
Client engagement
Understanding of credit fundamentals

164

Debt & Interest Rates Derivative Trader Resume Examples & Samples

At least 2 to 3 years’ experience in market making in Thai Govt bonds with exposure to FX forwards and TH interest rate swaps
Experience in managing risk and generating profit and loss in a Mark-to-market environment
Thorough understanding of the key drivers of the Thai Interest Rates market, the primary dealership system and dynamics of local investor clients is a must

165

Fx Options Trader Resume Examples & Samples

Responsible for trading and risk management of foreign exchange options
Oversee fx derivatives products on CEEMEA complex
Perform market making, daily trading, book running and risk management
Understand a wide variety of market instruments and warehouse complex risk
Develop and maintain relationships with clients and manage, hedge, and trade the firm’s risk exposures from our accumulated positions
Experience in FX Options Volatility Trading within a sell side firm
Market-making and managing risks for G10, CEEMEA and Complex Derivatives
Experience with mathematical and statistical models
Knowledge of volatility and stochastic volatility models and how they relate to Complex Derivatives
Experience using Bloomberg, advanced Excel and Monte Carlo simulations
Knowledge of a second language is preferable

166

Rates Trader Resume Examples & Samples

Responsible for AUD Semi/SSA Bond Trading
Back up trader for AUD Government Bond Trading and NZD Bond Trading
Track record of effective trading in Bond or/and Derivatives
Experience of AUD Bond or Derivatives markets or Global Bond or Derivatives markets
Strong analytical market analysis and risk management capability
Positive attitude and work ethic
Detail-oriented with a high-level of accuracy and time management skills
Minimum of 2 years trading experience in a similar position

167

Graduate, Agency Execution Trader Resume Examples & Samples

You are a university student, who had completed your final year of study with strong academic standing
Strong mathematical ability
Knowledge and appreciation of quantitative methodologies
Knowledge of Equities Trading
Detailed knowledge and understanding of financial markets fundamentals
Developed interpersonal, negotiation and relationship management skills

168

Equity Prop Trader Resume Examples & Samples

Responsible for Proprietary Trading of Japanese Equities
Minimum 3 year Equity Prop Trading experience in Investment Bank based in Japan
Native level fluency in written and spoken Japanese and Business level English desirable

169

Equity Exotics Trader Resume Examples & Samples

Junior trader on the EMEA equity exotics trading desk working across various global asset classes and trading and risk managing a wide variety of exotic payoff types
Help with the execution and life cycle risk management of a variety equity structured derivatives and exotic derivatives
Working closely with internal colleagues in order to deliver financial solutions and execute trades on behalf of a number of retail and institutional clients
Assist in risk managing a portfolio of client trades across index, single stock and hybrid exotic books
Help to differ Morgan Stanley through proprietary content in order to gain market share
Exotics trading experience
Single Stock experience is preferable
Excellent organisational and time management skills
Strong understanding of macroeconomics and market dynamics
Knowledge of a broad range of asset classes , including equities, fixed income, FX, commodities and credit
Previous experience and good understanding of exotic derivatives and cash equity products would be an advantage
A undergraduate degree or equivalent

170

TMT Trader Resume Examples & Samples

Working with sales and trading to facilitate trading activity
Developing trade ideas
Assisting with the management of risk positions
Building relationships with clients, advisors, management teams and industry professionals

171

Senior Credit Trader Resume Examples & Samples

Trade in investment grade corporate bond securities with a wide range of clients including large institutional investors such as asset and wealth managers, banks, corporates, hedge funds, insurance companies, internal clients, non-bank financial institutions, pension funds, public sector entities and sovereign wealth funds
Engage a committed Sales team, wide array of clients and brokers to facilitate flow trading
Work with internal stakeholders to assess and optimize risk/reward of positions while navigating through the new regulatory framework encapsulating large banking institutions (e.g., Volcker, German Bank Separation Act)
Utilize key risk metrics, including credit spread, interest rate risk, loss given default and VAR, to manage a mulit-million dollar trading book
Focus on financial capital optimization through analysis of total capital demand and CRD4
As a senior Trader on the Investment Grade Credit Trading desk, you will lead and mentor junior traders while representing the trading desk to our various support groups and service providers. (e.g., middle office teams)

172

Trader Resume Examples & Samples

Minimum 1-3 years brokerage industry experience; prefer 1 year of retail brokerage trading experience
Experience in retail high yield corporate bond trading platforms Bloomberg Trade Order Management System (TOMS)
General level of specific area product knowledge and of the Inter-workings of various securities markets

173

Securities Lending Trader Resume Examples & Samples

Risk management, positioning and ongoing optimisation of the equity, credit and EM financing books
Managing and growing external client relationships
Pricing new and existing business
Providing expert commentary to both external and internal clients on a single name and sector-level
Daily P&L/book management and maintenance
Close interaction with related business units to maximise franchise value
Building solid relationships with partner areas such as legal & compliance, operations and IT
Experience working within securities finance or a comparable trading environment
Repo / Securitised fund / Delta 1 experience
Experience or knowledge of equity derivatives
A knowledge of IT infrastructure supporting financing products
Outstanding analytical and quantitative skills
Must be an excellent team player with a strong work ethic
Ability to multi-task in a high-pressure environment
Strong interpersonal/relationship-building skills
An entrepreneurial and innovative approach and a risk-aware attitude
Presentation skills and confidence in telephone, written and face-to-face interactions

174

Trader Resume Examples & Samples

Provide pricing and market-making duties to global customer franchise and Investor Business
Manage risk in Softs/Ags derivatives trading portfolio
Provide global team with market information
Extensive years of agricultural products trading experience, preferable physical grain experience
Preferred fundamental trading background
Strong derivatives pricing and trading capability a must
Financial market spreadsheet skills required
Strong relationship network in global grain industry
Proven Track record of self-generated revenues of $5- 10 million in addition to (physical) flow business
Deep familiarity with risk management tools and risk metrics
Comfortable with managing significant risk exposures
BA or equivalent

175

Cib-credit Trader Resume Examples & Samples

Make markets in IG bonds to support our client franchise and generate revenue
4 years of corporate credit trading experience or related experience
Bachelor’s degree in Engineering, Math, Finance or related quantitative field preferred

176

Domestic Securities Lending Trader Assoc / VP Resume Examples & Samples

Participate in daily trading activities with institutional lenders and hedge funds
Develop and maintain relationships with lenders to optimize spread
Liaise with middle and back office with respect to the execution and settlement of transactions, proactively working to resolve any issues
Sales support for new business development. This includes client sales calls alongside senior traders, product specialists, and salespeople, as well as portfolio analysis to estimate revenue potential
Improve book management through use of technology
2-5+ years of Securities Lending, Prime Finance, or Delta One trading experience strongly preferred
Experience in International Markets preferred
Strong Understanding of settlements
Experience in setting up processes and procedures
Proficient with Excel modelling & macro development
Knowledge of equity securities lending & corporate action nuances is desirable
Ability to multitask and work under time pressure
Self-motivation and entrepreneurial disposition
Ability to build and sustain working relationships with colleagues across Investor Services
Strong verbal communication and quantitative analytical skills
Motivated to coordinate between operational groups

177

Trader Resume Examples & Samples

Build and maintain strong relationships with clients, swap providers and stock lenders
Manage the swap hedge as efficiently as possible
Book corporate actions, reconcile the hedge daily, write swaps and resolve client, swap provider and stock lending queries
Work closely with various internal trading desks to provide a value added service to them
Strong idea generation and implementation of business ideas
A theoretical understanding of the swap product and desire to learn
Good knowledge of investment products and experience within investment banking functions
Ability to solve complex mathematical queries
Outgoing and personable character, able to network effectively
Ambitious and driven
Fluent written and verbal communication skills
Initiative and proactivity
Ability to prioritise and manage workload effectively
Existing relationships within Credit Suisse and/or with South African brokers is extremely desirable
A back to front understanding of the swap product, features & workings

178

Equities Delta One Head Trader Resume Examples & Samples

Management & Mentoring of existing member of Delta One Trading staff
Lead the local Delta One and Derivatives Growth from current levels
Define & Execute S.A. Delta One Trading Strategy, in conjunction with EMEA & Global Delta One Heads
Pricing, Trading, Hedging, Booking & Risk Managing of Delta One Swaps, ETFs, Forwards and Certificates
Execution of Listed and OTC transactions to support both the domestic and international agency demand in Delta One & & Derivatives, whilst managing subsequent Stock Borrow Loan & Funding needs
Optimise CGMSA Stock Borrow Loan & Funding for the Citi S.A. Broker Entity, ensuring daily Borrow/Loan requirement is netted, interfacing with London based Funding, Stock Loan and Delta One Desks, as well as providing oversight of Liquidity for the S.A. Broker Entity in Equities, liaising with EMEA Treasury as needed
Interface with the internationally based CEEMEA sales team to ensure an integrated approach to distribution
Integrate with Cash & Derivatives Sales & Trading groups to maximise synergies and enhance franchise relationships
Interface with South African Sales, Trading & Research team, as well as International Sales & Trading teams
Liaise with internal support groups internally from Exchange Control, Compliance, Technology and Middle Office (etc.) both in local and remote locations
Minimum 5 years Delta One Trading experience trading on S.A. Market at a recognised firm
Strong understanding of market dynamics and fundamentals
Detailed knowledge of investment types, specifically derivatives, listed & OTC Products
Proven track record of running a risk book profitably
Advanced Bloomberg & Excel knowledge (pivot tables, macros would be beneficial)
Numerical competency is essential
Delta One Pricing/Trading /Hedging/Risk Management

179

Trader Structured Products VP Resume Examples & Samples

Fully involved in Structured Products Trading, learn all systems and contacts
Pricing and structuring notes with DB and 3rd party issuers to present to salesforce
Maintaining regular contact with the salesforce across all offices in the US
Providing structured note expertise on client calls
Actively engaging third party issuer counterparts to maintain positive relationships
Work directly with Wealth Management salesforce
Good knowledge / previous work experience in Structured Products
Knowledge across a variety of asset classes i.e. FX, commodities, Equities, Fixed Income, etc
Strong communication skills required, ability to originate and present ideas to salesforce and clients clearly

180

Facilitation / Prop Trader Associate to VP Resume Examples & Samples

Japanese Cash Equity Facilitation / Prop Trading
Minimum 2 year experience of Japanese Equity Facilitation / Prop Trading in Investment bank based in Japan
Japanese Equity Facilitation / Prop Trading experience at Global Investment Bank in Japan

181

Flow Trader Resume Examples & Samples

Understand, Execute and Risk Manage OTC transactions that commit balance sheet of the firm in CS Dublin, equity swaps and stock loan trades
Develop internal and external relationships on behalf of the Flow Financing desk
Reviews client orders and reports executions and trades to ensure optimal order-flow
Managing and optimizing the trading book for contribution, Return on Assets (ROA) and Return on Equity (ROE) returns
Work closely with front to back groups including Operations to ensure Straight through processing (STP), transparency and controls
Review Associate/Analyst level work

182

Wrap Trader Resume Examples & Samples

Process client model change requests by generating the across-the-board (ATB) block trade orders required to effect the model changes, within client sponsor, while performing all related controls to mitigate risk
Process maintenance requests (new accounts, cash flows, terminations, tax harvests, etc.) by rebalancing accounts as instructed and routing the resulting trade orders for execution, within client sponsor, while performing all related controls to mitigate risk
Communicate client model changes to Model Only/UMA sponsors in accordance with the ATB trade order rotation, within client SLAs, while performing all related controls to mitigate risk
MINIMUM of 1 year trading experience in the Separately Managed Account (SMA) / Wrap industry
MANDATORY working knowledge of the Fiserv Checkfree Security APL system
Computer literate, with a proficiency in Microsoft Office
Must be highly organized with strong attention to detail, self-motivated, good work ethics and work effectively in a team environment
Working knowledge of the UBS GIM2 system, Vestmark, CG Trade Connect

183

CLO Trader Resume Examples & Samples

Bachelor’s Degree in Business/Economics/Finance/Accounting preferred
5+ years of experience in the CLO market
FINRA Series 7 and Series 63
Proven ability to assess risk and liquidity
Excellent verbal and written communication skills; proven ability to communicate effectively with diverse constituents
Ability to work effectively as part of a team or on an individual basis in a fast paced environment; easily adaptable to changing situations
Fast decision making skills, mental discipline and ability to solve problems under pressure

184

JGB Trader VP to Director Resume Examples & Samples

JGB Customer Flow Trader for market makings
Minimum 3 year JGBTrader experience with Investment Bank based in Japan
JGBTrader experience in Global Investment Bank based in Japan

185

Emerging Markets Derivatives Credit Trader Resume Examples & Samples

Pricing of and executing client deals
Understanding complex Credit and Rates Derivates Risk profile and managing it on the Risk systems
Assisting with CEEMEA and LATAM market-making
Managing consolidated cash flow
Interacting with Sales and Clients to increase market transparency and generate new businesses as well as to develop the EM franchise across the platform

186

Credit Trader Associate / VP Resume Examples & Samples

Market Making in a wide breadth of mainly Investment grade rated CDS in the employees specific sector(s)
Interfacing on a daily basis with salespeople and customers
Generating trade ideas
Generating positive P&L
Strong understanding of credit fundamentals
Understanding of Market technicals and structure
Experience in a flow trading seat
Experience trading CDS
Team-oriented: work hand in hand with salespeople and other traders
Strong verbal communication skills in interacting with internal and external stakeholders
Strong work ethic: In office hours are 10 hours minimum and expected to entertain customers 2-3x a week
Resilient: Markets can be extremely challenging, must be able to handle the volatility as well as the wins and losses with an even hand
Applicable licenses: Series 7 and 63
A minimum of 2-3 years relevant experience

187

BB&T Sterling Advisors Head Trader Resume Examples & Samples

Take ownership of customer questions and problems and follow through until resolution is achieved
Ensure the utmost standard of customer confidentiality of clients’ personal information is upheld
Liaise with consultants and brokers for retail and institutional clients
Oversee the trading desk in efficiently executing buy and sell orders for securities at prices that adhere to execution policies and procedures
Review and resolve trade breaks and settlement issues
Assist in compliance with The Trade Reporting and Compliance Engine (TRACE), Order Audit Trail System (OATS), The Municipal Securities Rulemaking Board (MSRB) and best execution reviews in coordination with BB&T Securities
Develop and maintain policies and procedures for the trading department, including updating existing or formulating new policies and procedures as needed
Maintain and update departmental oversight logs
Ensure the timely completion of trading, trade allocation and settlement, client and model portfolio maintenance and data and/or proposal responses
Oversee auditing and maintenance of the firm’s performance composites
Act as the direct liaison with the firm’s outside independent Global Investment Performance Standards (GIPS) verifier on ongoing quarterly composite performance verification
Oversee and coordinate the firm’s Request for Proposal (RFP) and Due Diligence Questionnaire (DDQ) processes, including responsibility to review and approve firm submissions
Perform other related duties as assigned relating to Departmental Line of business oversight functions
Establish and maintain effective working relationships with various internal and external parties, including but not limited to the following: the firm’s trading department; the firm’s senior management, portfolio management and operations teams; and external brokers and vendors
Handle requests from supervisors, co-workers and customers with polite, efficient and enthusiastic service, and manage multiple projects in a timely manner
Maintain working relationship with internal and external auditors and regulators
Convey a high degree of professionalism in manner, appearance, and phone etiquette
Bachelor’s degree or equivalent education and related training/experience
Ten years or of demonstrated success in a finance or investment related environment
Effective negotiating and interpersonal skills, with ability to forge these relationships in a complex and diverse environment
Comprehensive knowledge of investments, securities market structure, trading and trade settlement, portfolio management and administration
Ability to quickly develop comprehensive knowledge of the firm’s investment process and philosophy and operational procedures
Knowledge of the following areas: Generally Accepted Accounting Principles (GAAP) and practices; principals of financial administration, including data processing accounting applications; modern office practices, procedures, methods and equipment
Knowledge of trading and portfolio management systems
Requires skills in scheduling and monitoring workflow and meeting deadlines
Requires strong analytical, problem solving, and communication skills
Requires PC skills, including Microsoft Word and Excel
Experience multitasking in a fast-paced and changing environment
Rapidly identify and resolve problems. Solutions may require the blending of original thinking with an awareness of company policy and precedent and may result in new policies and procedures
Manage numerous tasks simultaneously
Communicate effectively with others
Excellent communication skills, with an aptitude for concision, grammar and spelling within written communication
Ability to work closely with senior management to provide oversight to the department
Ability to work with and maintain good relationship with internal and external auditors
Proven ability to uphold highest standards of client confidentiality
Financial Industry Regulatory Authority (FINRA) Series 7 license
Demonstrated ability to work with a staff performing a variety of unrelated tasks
Educational background in business, finance or related area
Three to five years’ supervisory experience preferred
FINRA Series 24, 55, and 66 license
Experience with Advent software suite
Five years of buy side trading background
Familiarity with Bloomberg and/or FactSet

188

VP-emerging Markets Linear Rates Trader Resume Examples & Samples

Fluent Turkish speaker
Capable to creating close relationships with Sales; liaising on a daily basis and providing trade and hedge ideas
Keen attention to detail
Strong understanding of regulatory environment (across the currencies traded)
Highly energetic with an entrepreneurial mindset and the ability to understand client needs

189

Trader Resume Examples & Samples

Minimum 3 years' experience with an investment management firm, hedge fund, or Broker Dealer
Series 7 (55 required within 90 days)
Minimum 3 years of experience using Microsoft Office applications
Series 63, preferred

190

Trader Resume Examples & Samples

Responsible for the timely and accurate executions of equity trades
Utilizing knowledge of the trading systems, processes and regulatory controls
Deliver client service excellence for advanced branch-related inquiries, anticipate branch needs, and improve best practices

191

Emerging Markets Derivatives Credit Trader Resume Examples & Samples

Understanding complex credit, rates derivates risk profile and managing it on the Risk systems
Interacting with Sales and Clients to increase market transparency and generate new businesses, as well as to develop the EM franchise across the platform
Previous EM trading or structuring experience
Experience in managing balance sheets, liquidity, funding and risk management of the books
Mathematical and quantitative skills
A deep understanding of the EM credit environment and be comfortable pricing a variety of instruments, including Credit Default Swap (CDS), bonds, currencies and structured credit
Able to understand and interpret market trends and identify, communicate and market trade ideas
Educated to Bachelor’s degree level (or equivalent), or have relevant industry experience
Highly motivated with a strong willingness to learn and take on new challenges
Proficient in Bloomberg, Financial Analytical tools, Microsoft Word, Excel and PowerPoint
Diligent, efficient and able to manage multiple conflicting deliverables

192

Junior FX / Rates Trader Resume Examples & Samples

Produce daily reports on portfolio exposures, transactions and other market related information
Assist with daily foreign exchange and rates trading, as well as monthly foreign exchange hedge rolls
Help to develop, implement, and monitor risk metrics and reporting material focused on foreign exchange and rate products
Expand and maintain relationships with trading counterparties as well as individuals from internal teams (middle/back office) who play a vital part in daily processes
Willing to take on and drive projects with the intention of continuous process improvement
Develop automated reporting solutions utilizing MS Excel and programming skills
Staying up to date on current market events and macroeconomics
Ad hoc reporting and data gathering
Work will require some travel, weekend and/or evening hours
BA / BS required with a strong academic background
Progression towards the CFA Charter is a plus
1-2 years working on a foreign exchange and government bond trading environment (buy side or sell side)
High-level understanding of foreign exchange and interest rate markets
Strong technical background with a working knowledge of markets and related analytics
Exceptional MS Excel (VBA/SQL programming) and Bloomberg skills
Familiarity with the Blackrock Solutions Aladdin system is a plus
Ability to stay focused and think clearly in a stressful and fast-paced environment

193

Trader Resume Examples & Samples

Effectively maintains various risk positions and manages within position limits, providing liquidity and trade ideas to clients while trading within set limits to help the trading team achieve a given revenue target
Monitors daily electronic trading activity and determines where certain trades should be routed for execution, reviews all activity for accuracy of account information
Product experience with FX Emerging Markets

194

Execution Trader Resume Examples & Samples

The Candidate must have developed the ability to work accurately under pressure
The candidate may have been working in a trading or trade related role for minimum of two years
Must have a good understanding/knowledge of the full trade cycle
IMC or equivalent would be preferable

195

Senior Futures Trader Resume Examples & Samples

Manage and execute global futures and options orders
Research and develop trading technologies and systems
Minimum 8 years of securities trading experience
Experience trading global bond and equity index futures required
Experience trading OTC and listed options preferred
Computer programming skills preferred
US work visa is required
LI-MC1

196

Senior Coverage Trader Resume Examples & Samples

7+ years in Equity Trading
Candidate should possess an undergraduate degree
Ability to develop relationships

197

Operations Portfolio Trader Resume Examples & Samples

1-2 years Operations or related experience, 1-2 years Managed Account processing or trading experience desired
Understanding of regulations and policies as they pertain to Advisory accounts and basic understanding of the Investment Advisor Act
Strong mathematic skills and their applications

198

CIB Local Markets Trader VP Lima, Peru Resume Examples & Samples

Deep knowledge of the Peruvian Market
Ideally 5 or more years trading in the Peru Local Market
Excellent communication skills are critical
Extremely detail and control oriented
Team player, flexible
Solution oriented
Bachelor's degree required (Math/Finance/Eco background preferred)

199

KBM Secondary Marketing Trader Resume Examples & Samples

Directs and manages all trading, hedging, allocations, and settlement activity
Directs and approves all revisions and updates to all QRM underlying pricing, loan level pricing adjustments (LLPAs), fallout, and delivery and hedging assumptions
Coordinates and manages daily work flow requirements of QRM Analyst(s)
Adhere to Corporate and Secondary Marketing Hedge Policies
Coordinates all Risk Management reporting is distributed timely and accurately to the appropriate parties
Develops and maintains all Broker/Dealer and Investor relationships
Works directly with Pricing/Lock Desk, Loan Delivery, and Product Development and Investor relations teams to lead and contribute to a cohesive Secondary Marketing platform
Bachelor’s Degree in Business, Finance, Economics or equivalent work experience required
5+ years of Secondary Marketing or mortgage banking experience including pricing, modeling, hedging mortgage loans for sale in the secondary mortgage market
QRM Banking System experience preferred
In depth knowledge of FNMA, FHLMC, GNMA, FHA, VA, USDA and private investor product and pricing guidelines
Proven ability to manage multiple tasks simultaneously and implement rapid changes in direction if necessary
Excellent interpersonal, oral and written communication and ability to build effective business relationships internally and externally
Demonstrated ability to communicate technical subject matter into clear and effective communications to all levels of management
Proven ability to work in a self-directed manner with strong organizational skills
Advanced computer skills (QRM, Excel, Word and Access)
Ability to problem solve and make timely decisions
Ability to effectively follow through and exhibit leadership behaviors

200

VP Local Markets Trader Resume Examples & Samples

Quote prices to clients helping them to buy or sell their positions as needed
Manage the risk for the Mexican TIIE, Cross Currency, and UDI TIIE market
Provide Sales and clients with constant market color and trading ideas
Generate adequate revenues consistent with expected returns on capital
Engage and visit clients, both local and international to promote the local franchise
Knowledgeable in pricing and hedging non vanilla structures
Familiarized with collateral and discounting for derivatives
Able to develop its own pricers, blotters
Input trade tickets, flash daily P/L estimates
5+ years of experience in the financial services industry
5+ trading Mexican derivatives
Analytical and posses strong knowledge and experience with local markets
Ability to focus and work under pressure in a fast paced environment
Ability to interact and provide input in discussions with sales
Ability to demonstrate strong communication skills; must interact with clients on a daily basis and be able to provide ideas and markets colour
Ability to hold risk in its book

201

NCC Secondary Flow Trader Resume Examples & Samples

Interaction and close work with Institutional Client Group (ICG) sales teams globally, including Private Wealth Management (PWM) and Key Client Partners (KCP) teams, None Core Currency (NCC) secondary trading desk and swap trading areas with Global Rates, Emerging Markets and Fixed Income Currencies and Commodities (FICC) Asia
Managing conversion to a new system environment (risk engine)
Managing risk as well as risk systems
Profit & Loss (P&L) reporting, attribution sign-offs
Reviewing monthly Volcker and RENT-D data and submissions for the desk

202

Senior Alternatives Trader Resume Examples & Samples

Negotiate and execute equity, fixed income, and commodity derivative securities using a variety of trading strategies, technologies as authorized by the fund managers or as directed by the Global Head of Derivative Trading
All executions will be done in accordance with Invesco’s policies and procedures with the singular objective of achieving the best outcome for our clients
Become an execution consultant for fund managers with respect to idea generation, market insight, exposure management, instrument usage, liquidity access, and other execution oriented tasks
Establish and maintain efficient and highly effective brokerage trading relationships
Always continue to expand knowledge/proficiency in different instrument types including participating in continuing education programs and regularly interacting with the sell-side on new products and innovations
Maintain a constant vigilance of technological, regulatory and other developments to ensure our execution process remains highly valued-added, compliant and representative of best industry practices
Review and complete all relevant administrative documentation such as end of day trade reports and commission reports, and liaise with various supporting functions (Investment Operations, Legal, Compliance, etc) as required
Assist senior trading staff with the development of new trading staff
Interpersonal skills necessary to effectively work with a variety of individuals in a stressful environment
Knowledge of the securities industry, trading characteristics, capital commitments, and factors influencing price trends and fluctuations
Proactive attitude in sharing thoughts on the development of trading
Ability to analyze and interpret market data and apply information to the appropriate trade
Ability to make quick decisions, us prioritization skills and to concentrate on detailed information
Exhibit proficiency in enterprise and trading-specific applications and adapt quickly to new technologies
Ability to work and cooperate effectively in a team environment
Proficiency in mathematical calculations

203

Scotiamcleod Fee Based Trader Resume Examples & Samples

Provide portfolio management services, trade execution and support to the business line by
Creating and executing equity, mutual fund, option and fixed income orders in a timely manner by using the various systems (AOM, MPower, Dataphile and FIT). All orders and trades should be assessed in accordance with the portfolios mandates, models and ScotiaMcLeod’s trading policy and regulatory requirements
Processing of Summit and SMP trades will include onboarding, rebalancing requests, cash management and handling special situations; while conducting a strong due diligence before and after entering the orders
Providing timely communication and support to the program Portfolio Manager, regularly monitoring portfolios and making changes as deemed appropriate by the supervising program Portfolio Manager
Provide exceptional customer service to the business line by
Delivering the highest standard of service to both internal and external clients
Answering calls and emails from Wealth Advisors and their team regarding general Fee Based Products and Procedures in a timely and professional manner
Effectively handling escalated client concerns to satisfactory resolution with a view to prevent further escalation
Handling processing discrepancies and resolving issues on a timely basis to avoid market exposure
Fostering an environment where staff members are empowered by management to confidently and effectively handle client situations
Support the business line financial goals by
Assisting in the onboarding process of Advisors whose clients are entering different Fee-Based programs
Seeking opportunities for cost reduction through operational efficiencies and engaging multiple support areas to carry out the business strategy
Contribute to the effective functioning of the Fee Based Team by
Participating actively in team learning development activities and team performance achievements
Building effective working relationships across the team and with various business line and corporate function contacts
Maintaining a high level of customer service
Facilitating a culture of open and honest communication
Actively share knowledge and experience to enhance the development of all team members
Developing and executing a meaningful employee development plan

204

Synthetic Index Trader Resume Examples & Samples

A good understanding of the equity markets and related derivative products
Previous trading experience with knowledge of index/delta one swaps
Experience of back-testing and implementing trading strategies
Strong quantitative and modelling skills
Strong academic background in a relevant subject, or equivalent industry experience
Proven ability of working to deadlines
Analytical, with strong troubleshooting capabilities
Logical and pragmatic, with a collaborative approach to problem solving along with the drive to constantly improve
A self starter and highly motivated

205

Cmbs Trader Resume Examples & Samples

Make markets across all vintages and tranches of CMBX
Develop strong relationships with clients across the universe of investors
Manage risk daily and facilitate risk management transactions for the SPT desk
Develop tools to identify trends and opportunities in the CMBX market
Oversight of building and running models and understand the output
Create and maintain internal risk reports
Develop strong relationships with internal partners in GCT, particularly in CRE
Internal groups within the Bank including throughout the firm, including traders, structurers, sales and banking coverage and be comfortable in working with clients directly

206

Gm-gpf Trader Resume Examples & Samples

Develop and maintain securities lending relationships with clients
Understand pricing and hedging strategies of our Synthetic business
Working with global desks and IT to develop infrastructure platform
Work closely with the rest of the global GPF teams to promote the Japanese franchise
Understand client balances and strategies. Look for ways to maintain and grow relationships with the existing client base
Undertake client reviews, profitability analysis; and understand revenue earning potentials
Comprehensive understanding of front to back processes, from trade execution to settlement
Keep abreast of latest market rules and regulations
Must work well in a team environment
At least 3 years of relevant experience in a front office or support role
Understanding of technology along with project management skills
Interest in financial markets and impact of regulatory changes
Comprehension of the financing and prime brokerage solutions offered by Prime Finance
Strong inter-personal and communication skills
Fluency in spoken and written English
Japanese language proficiency a plus but not a requirement
Strong work ethic and hunger to succeed

207

Junior Rates Synthetics Trader Resume Examples & Samples

Market-making and risk management of products across the Synthetics trading desk including Fixed Income ETFs, Fixed Income Derivatives and European Government Bond Strips
Supporting the control and risk management of the trading desk
Driving efficient market-making and hedging of cash products as well as long-term derivatives
Supporting balance sheet optimization through Derivative and Cash formats
Developing and enhancing the Rates franchise
Analysing market structure and the opportunities and threats there-in
Supporting the management of financial risk and non-financial risks
A understanding of Synthetic and Fixed Income Derivative products
Solid risk management skills
A deep understanding of capital and regulatory matters in Bonds and Derivatives

208

Illiquid Rates Trader Resume Examples & Samples

Market making and risk management of illiquid Bonds
Market making and risk management of semi-liquid quasi sovereign bonds
Market making and risk management of Special Purpose Vehicles (SPVs), notes and Credit Linked Notes (CLN’s) on secondary market
Supporting the Structured Illiquid Rates business
Efficiently managing the balance sheet
Interacting with Clients, Sales and internal counterparties in other trading, coverage and structuring functions to increase market transparency and to generate new business
Maintaining and expanding a sustainable business and market share
A deep understanding of the asset class
A proven track-record in sustaining/generating high quality market share
Proven risk management skills
A deep understanding of capital and regulatory matters in derivatives
An understanding of illiquidity and risk premia
Experienced in the derivative regulatory and capital costs
An excellent communicator (verbal and written) with strong interpersonal skills
Experienced with market-making in Bonds and Notes

209

Associate Director, Balance Sheet Trader Resume Examples & Samples

Proven experience in related roles
Extensive knowledge of regulatory frameworks and requirements
Sound knowledge and understanding of FX/Money Markets and balance sheet management
Sound understanding of market risk management and Treasury product delivery processes
Prior experience in working in teams across multiple geographies
Experience in dealing with internal and external clients at senior levels
Proficiency in spoken & written Chinese required

210

Index Exotic Trader Resume Examples & Samples

Price, trade, and risk manage various Index Exotic Derivative products
Service a wide range of clients in execution of structured notes and OTC derivative transactions
Utilize listed and over the counter equity, fixed income and foreign exchange instruments and derivatives to hedge portfolio risks
Work closely with internal option flow traders to price and hedge complex equity derivative transactions efficiently
Interact with sales and structuring teams to develop product ideas, review documentation and analyze feasibility of new products
Facilitate operational efficiency through interaction with operations and various control functions
Employ and test risk management, trading and pricing applications and interact closely with IT and quantitative analyst groups to sustain and improve risk management and pricing tools

211

Junior Fixed Income Agency / Fee Based Trader Resume Examples & Samples

Process issue setup and execution of client new issue structured product transactions. Making sure adherence to regulatory reporting times (TRACE) and order book communication with the underwriter(s) is prompt and accurate
Process manual fixed income desk executions and drop printer transactions (including preferreds). Process managed accounts fixed income trade allocations, and setup new dealer accounts. Process the desk’s periodic activity reports
Maintain strong relationships with other broker dealers, supporting the desk's Senior Agency / Fee Based trader executing fixed income security orders timely, accurately and within all industry and firm rules and regulations. Analyze the various liquidity pools along with other relevant characteristics to optimize the client execution price
3 years of trading support experience
Thorough understanding of the differing fixed income market structures and variables which impact pricing for each
Strong understanding of fixed income trade support functions
Strong understanding of trading desk order handling and trading jargon
Trade-web / Tradecenter, Bloomberg, and BETA Host
Series 7 License
Series 63 or 66 License (State Securities)
Series 57 or obtain in 90 days

212

FX Espot Trader Resume Examples & Samples

Autobahn: The Bank’s proprietary cutting-edge electronic FX trading system
Knowledge of the Bank’s globally managed accounts to streamline coverage between regional trading and sales
Present the Bank’s Asian developed quantitative projects to encourage feedback and understanding in the U.S

213

FX Forwards Trader Resume Examples & Samples

Speak with research analysts
Allocating P&L
7+ years of experience in FX trading
Strong analytical and quantitative skills
Ability to multitask, prioritize and meet deadlines

214

Credit Trader Associate to VP Resume Examples & Samples

Credit Customer Flow Trader for market makings
Minimum 3 year CreditTrader experience with Investment Bank based in Japan
Credit Trader experience in Global Investment Bank based in Japan

215

VP-high Yield & Distressed Credit Trader Resume Examples & Samples

Trading of High Yield and Distressed Corporate bonds loans and CDS
Build and maintain relationships with key Asset Managers, Hedge Funds and Institutional Investors in HY and Distressed Credit space
Assisting in the day-to-day management of HY and Distressed Credit Trading Business processes
Active management in managing the various risks on the book
Keen attention to detail, especially with regard to legal documentation, pricing, risk management
Proven ability to learn and understand new concepts
Willingness to go the extra-mile when required
Excellent prioritization and decision making skills

216

Trader Resume Examples & Samples

The MIFID II regulation requires that tickets under certain thresholds should be executed on electronic platforms and therefore specialization in this area needs to be developed urgently before the new regulatory standards are introduced. The trader will be part of the Flow Credit Trading team in New York and will be responsible for pricing and risk management of electronic bonds flows received from clients which will mainly be low touch clients
4-5 years’ experience working as a trader in fixed income
Strong technical skills with post-grad qualification MSci / MBA in mathematics, statistics, or engineering
Programming knowledge of C++, Python etc will be an added advantage
Flexible and pragmatic attitude to problem solving
Motivated and a quick learner
Attention to detail and ability to ensure that information is captured in a timely manner
Series 7,63
Proven ability to prioritise workload effectively in line with business priorities

217

Swap Trader VP to Director Resume Examples & Samples

Yen Swap Customer Flow Trader for market makings
Minimum 3 year Swap Trader experience with Investment Bank based in Japan
Swap Trader experience in Global Investment Bank based in Japan

218

Macro Trader Resume Examples & Samples

3-5 years trading cross-product global macro with an emphasis on fixed income
Minimum 3 years’ experience in a major investment bank, asset management firm, or hedge fund
Technical, business, or finance degree
Develop strong relationships with PMs, trading desk, counterparties, and risk management to be able to execute in a cost-efficient manner
Trade capture in a wide range of products – mainly in interest rate swaps, fixed income, FX, financing, & credit
Serve as a frontline for queries on pricing, risk, and P&L. Resolve issues with clients regarding netting trades and unwinds fees
Proactively work with technology, operations, trading desk, and PMs to improve trade capture process and automate it where possible
Manage and onboard brokers to ensure best execution, resource needs, and firm reputation
Periodic updates and report generation: daily portfolio positions, valuation, and risk reporting
Prepare ad-hoc research: macro-economic research, currency, equity or commodity specific analysis as directed by PM
Assist in managing stops, targets, and news dissemination for the firm

219

Position Trader Senior Resume Examples & Samples

Supervise less experienced OTC Traders by recognizing and developing potential, identifying training opportunities and serving as a subject matter expert
Solicit staff suggestions for process improvement and research feasibility and implementation options
Identify and initiate system revisions and upgrades
Research and stay current on new technologies, products and trends
Think strategically about departmental processes while executing trades with a high level of accuracy and professionalism
Demonstrated proficiency in basic computer applications, such as Microsoft Office software
Strong organizational, interpersonal and communication skills
Ability to work in a fast-paced and stressful environment and meet deadlines
Financial Industry Regulatory Authority (FINRA) Series 7 License
Experience in the financial services industry experience in the OTC area

220

Trader Resume Examples & Samples

To be responsible for building the franchise and enhancing the business to the next level
To work with sales to understand Citi’s franchise and maximise the volume of the business
To partner with the e-Trading and technology team to identify opportunities, design systems, and improve our technology for the
Proven experience as an FX Spot dealer at a bulge bracket bank with a strong revenue generating track record
Experience trading multiple G10 currency books
Intricate understanding of how to articulate and help design FX dealing systems and next-generation hedging techniques
Proficiency in Bloomberg, Reuters (Dealing and Eikon), EBS
Experience writing market colour pieces to disseminate to customers and grow the business
Economics or Finance degree from a top world university or equivalent

221

Trader Programmatic AMP Resume Examples & Samples

Implement and manage day-to-day programmatic buys across multiple channels, formats and campaigns
Set bid strategies, monitor performance and identity and implement optimizations
Campaign set-up of programmatic buys in DSPs, with daily in-console monitoring of campaign pacing and performance against agreed-upon KPIs
Develop successful programmatic strategies to meet or exceed client performance objectives and KPIs
Develop and implement testing plans that align with client goals and objectives and ensure an on-going testing schedule and drive innovation
Work with integrated media and strategy teams to manage goals, address client needs and communicate results and insights
Facilitate reporting and ad hoc analyses where applicable for the analytics team
2-4 years of experience in Media at an agency
Background in math and/or economics is preferred
Experience in digital media, particularly performance media
Experience utilizing TURN, DataXu and TubeMogul a plus
Sound understanding of ad-server or ad-operations technologies (e.g., DoubleClick)
High-level proficiency in MS Word, PowerPoint, Excel and Outlook
A focus on programmatic buying / selling at RTB, DSP, DMP, or SSP

222

Northeast Power Trader Resume Examples & Samples

70% - Revenue generation thru trading of Power Products within Nepool and PJM ISO’s
10% - Pricing of Customer Business within these ISO’s
20% - Work effectively in a team environment to identify trading strategies in the Eastern Interconnect
Minimum of 10 years energy trading industry knowledge and experience
Minimum of 5 years of experience specifically trading power in the Northeast
Robust understanding of the power fundamentals and factors that affect valuations, inclusing congestion factors
Practical experience using VaR risk models
Solid understanding of regulatory nature of the eastern power markets
Solid overall knowledge of energy trading industry generally, and power trading specifically
Demonstrate strong analytical and problem solving skills. Participate and recommend solution implementation in area of responsibility
Results oriented with proven track record of profitability
Accountable for delivering positive financial results from trading the company’s capital
Demonstrate the ability to work as a team member in a collaborative manner

223

Trader Resume Examples & Samples

30% - Execute on the desk/customer gameplan in the spot market bold and timely while always complying with the Cargill vessel vetting policy and gathering market insights from brokers
30% - Develop and maintain both internal and external customer relationships, and actively participate in the account management process to grow the external cargo book. While building and cultivating relationships with internal stakeholders including business development, admin/ops, and accounting
10% - Working within the team to optimize the cashbook, maximizing earnings for the Cargill OT fleet
10% - Working closely with the chartering team so they can provide internal product lines with value added market insights and positioning advice, creating freight opportunities for them, managing their freight position on spot/short term basis and providing optimal logistic solutions
5% - Champion regional snd and/or specialize in a strategic flow to provide insights and contribute to the overall desk trading game plan
5% - Undertake freight market S&D analysis to assist in market reading helping to anticipate market moves and maximize opportunities both for ourselves and the customers we serve
5% - Works in close collaboration with all OT departments (Middesk, VO, AO, Accounting, Risk, Credit, …)
5% - Complies and champions business execution processes
As needed - Provide coaching to more junior colleagues without management responsibility
May be required to work with different time zones such as the Far East or Europe
Occasional requirement to liaise with operations desks to solve issues at weekends or late at night
Minimum 3 years trading experience, with proven skills in analysis, risk/reward, timing, bold execution and customer focus in freight or other commodities
Solid commodity knowledge
Understanding of shipping fundamentals
Account Management skills
P&L financial VAR
Strong customer focus and insight
Collaborative and team playing skills
Entrepreneurial ability and able to spot/execute on opportunities

224

Trader Resume Examples & Samples

Responsible for all aspects within the real-time trading environment by conducting hourly purchase and sales transactions in an optimal and economical manner
Purchase and sell energy in short-term market within all markets
Analyze and react to current market conditions through trading and hedging strategies to maximize profits in accordance with company risk management guidelines
Reconcile energy accounting as necessary
Maintain and document activity in all regions
Accurately tag, transmit submittal, counterparty checkout and daily reporting
Work with and assist internal traders and third-party Brokers
Build quality relationships with industry participants

225

EFX Quant Trader Resume Examples & Samples

Developing statistical models within an automated market making deks in eFX
Monitoring the performance of the market-making strategies from a quantitative, systematic perspective
Generating ideas about the components of the market making suites

226

Senior Trader Resume Examples & Samples

Partner with Investments team leaders on investment strategy, relative value, and exposure management
Act as an ambassador for the asset class within Investments and ensure education to other Investments teams. Ensure clear allocation and sell recommendations and promote relative value themes as appropriate across Investments
Develop knowledge of Genworth’s portfolios, parameters, and existing holdings to make decisions and recommendations to best fit needs of portfolios
Follow broad market movements, the economy, and asset class trends to maintain educated opinions on relative value, views on credit trends and a market outlook. Closely follow all market changes: policy, regulatory, market practices, etc. Regularly educate the Investments team on potential impacts to portfolios and the general markets
Build cross-functional relationships while negotiating priorities and gain support from key stakeholders
Build models to monitor various market events, such as new issue monitor and dealer inventories. Build spreadsheets or other models to download market offerings for evaluation, and to maintain transaction information
Work within Trading, Credit Research and other teams to define themes and structure for quarterly sector performance reviews for senior leadership
Maintain strong relationships with the street and work to maintain and improve Genworth’s standing with outside participants
Bachelor’s degree in Finance, or related area(s) of study
5 + years trading/asset management experience in the Investments department for an Insurance company or other major institutional investor
Experience working with analytical tools such as Bloomberg, BlackRock Solutions, etc
Ability to influence decision making
Experience working with large teams in a matrix organization
MBA or CFA
In depth knowledge or work experience of other asset classes, structured securities highly preferred

227

Trader Resume Examples & Samples

1-2 years of trading / operations experience
General understanding of US markets
Ability to work with various groups including Operations, Technology & Finance and act a liaison for the Trading Team
Ability to multi task in sometimes stressful environment
Programming skills a plus

228

Active Trader Resume Examples & Samples

Assist clients to a high degree with trading strategies, order flow, market mechanics, options, margins, tax reporting, placing trades and trading platforms
Field questions from potential customers regarding Scottrade accounts services, products, fees, and the trading platform; provide timely, professional responses to customer email and chat inquiries
Knowledge of industry rules and regulations that relate to options, margin, and advanced trading strategies
Work in a team environment to service client needs
Intermediate level proficiency with Microsoft Word, Excel, and Outlook
Foster company success through a professional appearance, being courteous to customers and all Scottrade associates and by having a positive attitude
Bachelor’s degree in Finance, Business or related field, or equivalent combination of education and experience required

229

MBS / Interest Rate Options Trader Resume Examples & Samples

Track the Agency MBS and/or Interest Rate Options sectors and keep portfolio managers and senior staff updated on key developments. Analyze value within the sector and determine what is being priced into the market. Understand and anticipate the drivers of value in the MBS and/or interest rates and volatility markets
Contribute to the team’s outlook for the MBS and/or interest rates markets. Suggest positions and strategies to express these views
Identify and research relative value opportunities. Recommend trades and strategies to capitalize on the ideas. Execute trades, manage risks and track performance
This is a risk taking positions. Trader can act with a level of discretion set by the portfolio manager. Amount of discretion can increase with experience and level of comfort of portfolio manager
Analyze the funds’ performance relative to the benchmark. Interpret and report on the performance attribution for the MBS and/or options positions
Identifies, recommends, and develops process improvements. Recommend ways to better measure, understand and manage risks
Maintain relationship with dealers. Collect color, ideas and research from the street and filter this information to the portfolio managers and senior managers
Backs up portfolio manager when he/she is off the desk
Undergraduate degree (preferably in accounting, finance, economics, math or engineering). MBA and/or CFA preferred
At least 2 years of MBS and/or interest rate options experience (preferably in a risk taking role)
An excellent understanding of financial markets and macroeconomics

230

Interest Rates Trader for Market Risk Resume Examples & Samples

Managing and developing a team of analysts across Rates Exotics and Commodity risk
Daily monitoring of risk, stress and VaR exposures
Ensuring risk completeness and accuracy, particularly with respect to more esoteric products
Developing and implementing RNIV and Stress Testing analyses
Ensuring internal and external governance policies are being effectively applied
Liaising with FO with respect to exposures, new business and market activity
Liaising with and supporting other Risk management functions such as Methodology, Model Risk, Portfolio, Market Data and associated Working Groups and Committees
Providing Market Risk feedback and steer with respect to various Risk Change initiatives
Escalating issues or concerns promptly to senior management
Responding to ad-hoc requests from the business, senior risk management or regulators
An excellent understanding of market risk controls and governance frameworks
Excellent knowledge of industry standard exotic interest rate and/or FX derivative pricing models, with capability to extend to commodities as required
Strong knowledge of commonly traded exotic products including rationales, flows and risks (including structural, non-linear, cross, model etc)
Excellent understanding of VaR and VaR methodologies
Significant experience in identifying, quantifying and implementing Risks-not-in-VaR (RNIVs)
Experience in assessing, quantifying and implementing appropriate portfolio stress tests
Experience in defining, assessing and implementing limits
A good working knowledge of economic & regulatory capital
Familiarity with current regulatory initiatives such as FRTB, CCAR, Volker, Stress Tests

231

Senior Trader / Portfolio Manager Resume Examples & Samples

7-10 years of experience in Derivatives, trading listed and OTC Fixed Income derivatives including: interest rate swaps and swaptions, credit default swaps and options, and cross currency swaps
Work experience requiring strong attention to detail skills
Risk management experience and skills, and counterparty risk management
Demonstrated understanding of recent regulatory changes to derivative trading
Experience with trading and portfolio management software, Bloomberg, etc
Demonstrated ability to perform effectively on a team and independently
Demonstrated understanding of Investment Management environment, including Front Office trading, Middle Office Trade Support and Back Office accounting
Bachelors degree from an accredited college in a related discipline, or equivalent professional experience

232

Trader Resume Examples & Samples

Executes customer trades in accordance with established trading and hedging strategies
Knowledge of Financial markets and working experience gained from investment banking
Specific technical knowledge about equity derivatives products and strategies
Working knowledge of Asian stocks
Proficient in Programming skills of VBA, Bloomberg, Thomson Reuters are required
Proficient in English language skills

233

Trader Asset Backed Securities Capital Markets Specialist Resume Examples & Samples

Preparing client presentations to win new mandates
Negotiating term sheets with clients
Structuring and executing financing transactions, both for private warehousing deals and public securitisations
Conducting data tape analysis and cash flow modelling for transactions
Performing due diligence on assets, servicing platform and client business, while considering macro and micro risks
Liaising with all transaction parties (both internal and external)
Communicating and negotiating with rating agencies
Working with legal counsel in preparing all required transaction documentation
Obtaining credit and all other internal approvals
Monitoring transaction and client relationship
Have some experience of working on private or public securitisation transactions in Europe
Have a good understanding of key credit risks
Have a quantitative background with experience in loan portfolio and securitisation cash flow modelling
An understanding of securitisation rating agency criteria for European ABS assets (i.e. with focus on residential mortgages)
A working knowledge of securitisation documentation requirements
Excellent communication skills (written and oral) and strong interpersonal skills, for working alongside other desks and/or central management functions
Proficient in the use of Microsoft Word, Excel, Powerpoint and Intex (both desktop and dealmaker)

234

Senior Trader Resume Examples & Samples

Within established delegations of authority, executes physically and financially settled transactions to meet the objectives of their commodity portfolios
Remains abreast of market developments, utilizing insights and research to develop a market view which supports transactional activity and is readily shared with the organization
Interacts with traders, analysts and schedulers to coordinate timing, pricing and scheduling of transactions
Reviews commodity, transportation and storage contracts in order to fully understand obligations and opportunities
Maintain external relationships with key suppliers, service providers and trade groups
Maintain internal relationships with wholesale trading, retail energy, and portfolio management

235

Segment Manager, Active Trader Resume Examples & Samples

Leverage subject matter expertise to drive innovation by bringing new features and products to market from strategy definition to implementation
Proactively research and maintain structured competitive analysis and identify best-in-class offerings. Provide executive leadership with insightful analysis, business intelligence and emerging market and industry trends impacting the Active Trader segment in North America
Maintain close working relationship with TD’s global direct investing businesses (i.e TD Ameritrade and TD Direct Investing U.K.) in sharing learnings and best practices
Influence business plans and budget decisions by directing business case development and evaluation activities; including definition of business drivers, assessing revenue potential, and establishing financial targets
Prioritize and plan platform & product innovation roadmap aligning to client needs and business objectives
Define requirements for industry leading platform releases (including feature set, functionality, interaction, project launch dates, business driver projections, communications, education and training plans
Work with design, UIX, and technology delivery teams to ensure accurate delivery of business requirements
Interface with customer-facing sales and service support senior leadership teams to ensure alignment and delivery of Active Trader strategic initiatives through their respective distribution channels
Highly motivated self-starter with proven ability to formulate and implement innovative solutions
Strong leadership skills with ability to achieve superior results by engaging, influencing and motivating individuals in a multidisciplinary team environment
Client-centric mindset with in-depth knowledge of investment solutions, advanced investment strategies, and trading platforms
Personal experience with self-directed investing is a strong asset
Familiarity with delivering software solutions using the SDLC or Agile framework is an asset
Ability to work effectively in deadline oriented environment
Building organizational capability by educating internal stakeholders on specialized subject matter
Excellent analytical skills and proven ability to develop effective business plans
Strong communication and presentation skills, both written and verbal
Results oriented and effective team player

236

Trader Resume Examples & Samples

Share responsibility with their counterpart in NY, Tokyo and Sydney in managing the Rates desks relationship with the various global Clearing Houses (LCH, CME, EUREX, JSCC and ASX) specifically executing strategies to minimise funding costs on the cleared derivatives portfolio
Take a lead role in reducing LCH and Eurex derivative exposures and margin postings to reduce the cost of funding to the business
Participate in LCH and Eurex new product development and implement strategies to clear new products as directed
Maintain guardianship of CME, JSCC and ASX in EMEA time-zone
Explore and develop and implement strategies to assist in the reduction of Bilateral Initial Margin and Leverage Ratio and resultant capital usage. This includes existing or proposed multi-lateral compressions using existing or new external vendors and CCP’s as well as direct bilateral strategies where external solutions do not exist
Proactively seek opportunities to execute CSA’s and/or improve existing terms to reduce funding costs
Assist in the maintenance of OIS pricing model and maintenance of the EMEA Funding p/l line
Participate in ad-hoc analysis to support, verify and identify opportunities in what is a diverse, dynamic and complex portfolio

237

Listed Options Trader Resume Examples & Samples

Fully involved in all aspects of Wealth Management Listed Options Trading, proficient with all systems and contacts
Work directly with Wealth Management Relationship Management (RM) / Sales team
Focus on trading of US Listed Options, but some foreign trading possible
Assist in marketing and distribution of new issues to RM / Sales as needed
Take the lead in all discussions re: options strategy (e.g. Buy/Writes, Puts, Collars, and so forth)
Help drive revenue by originating trade ideas, conveying market trends and forming strong relationships
Provide day to day support for all aspects of Listed Options Trading
In addition to Listed Options, the candidate will be asked to cross-train in multiple asset classes within Capital Markets to provide back-up to other Asset Class traders
Good knowledge / previous work experience in Listed Options Trading
Minimum of 7 years of Financial Services industry experience, preferably working with Wealth Management client coverage advisors
Ability to originate and present ideas to RM / Sales team and Clients clearly
Series 7, 55/57 and 63 required
Series 24 and 4 preferred
Proficiency with Microsoft Office and Bloomberg

238

Senior Handy Trader Resume Examples & Samples

7-10 years shipping/trading experience, with proven track record and skills in analysis, risk-reward, timing, execution & customer focus
In depth knowledge of time/voyage charterparties and shipping law
Excellent understanding of profit and losss accounting
Solid risk management knowledge
Appetite for and interest in commercial risk taking
Analytical and numerate
Good problem solving and decision-making ability
Proven customer account management/development skills
Regional and global market view
Ability to represent Cargill and Ocean Transportation both internally and externally
Excellent written and oral communication skills in English. Able to communicate articulately
Fluent in English and familiarity with Mandarin or a local language a plus

239

Trader, Treasury Resume Examples & Samples

To assist Canada Treasury desk in managing banking book price risk profiles using cash and derivative products, as appropriate, within permissible regulatory and internal frameworks and risk tolerances, to generate strong, stable returns and to efficiently manage activity, while ensuring compliance with the hedging frameworks available to the Global G10 MT business, for Canadian entities
Assist in funding and management of the C$ and US$ cash accounts for Citibank Canada and the Canadian Branch of Citibank NA, booking various Money market, FX, Derivatives and Fixed Income transactions
Support Pricing of internal and external transactions
Support Cash Flow reporting for multi-CCY funding and monitor cash flow reporting variances, generate variance metrics, liaise and work with Treasury partners to resolve reporting problems and reconcile discrepancies
Assist with preparation of periodical Scorecard for the business
Support Country Treasurer and Business Unit Manager to ensure that Treasury is operating in a tightly controlled environment end-to-end
3 yrs or more experience in a trading/ sales role
An understanding of macroeconomics in relation to fixed income markets
Solid Excel / MS Office skills/ Bloomberg
Good communication skills, ability to deal with a large number of counterparties both internally and externally
Strong team player: ability to facilitate, influence and lead cross-functional projects
Strong organizational/management skills. Ability to prioritize and manage multiple work slates
Positive and motivated, self starting attitude

240

NDF E-trader, Fxlm Resume Examples & Samples

Risk management: the e-trader will take on day-to-day risk management of the NDF electronic book during North America trading hours. This encompasses the risk management of client flow from Velocity, Pulse and third-party electronic channels across local market NDF currency pairs
Client pricing: ensuring our clients across electronic channels can trade on appropriate spreads and liquidity
Business development: responsibility for the overall development of the local market electronic NDF business, with a specific focus on the LATAM products. This responsibility ranges from spread management (in association with the e-sales function and our client management team) through to visiting clients
Quant interaction: working day-to-day with our e-trading quant team to create both high quality pricing algorithms and automated hedging models
Some knowledge of the electronic FX trading business
Extensive sell side FX trading exposure
Specific knowledge of LATAM NDF and onshore products and regulations
Able to build strong relationships across the trading and sales organisation
Ability to analyse large datasets of client flows to derive an appropriate client and segment specific strategy which optimizes Citi’s trading performance as well as the client experience/relevancy

241

Risk Investor Group Trader Resume Examples & Samples

60% - Management of investors and energetic distribution of trade assets
15% - Development - establishing new investor relations and expanding existing ones vertically and across products
10% - Global co-ordination with other traders within TSF
10% - Direct communication with Business Units inside Cargill handling LCs and other customer financial solutions
5% - Dedicated Focus on Innovation ideas and development of new product strategies
Minimum of 3 years of financial services or commodity industry experience
Fluency in Spanish and/or Portuguese
Highly numerate, with the ability and experience to understand complex financial products and transactions
Self motivated, with strong personal organizational skills
Willingness to constantly innovate and learn new products and skills and to drive change when needed
Ability to persuade and influence at different levels within and outside of the organization
Ability to express, understand and discuss complex concepts with fluency, in spoken and written English
Ability to work effectively in global teams
Ability to think on ones feet
Ability to travel domestically and internationally up to 25% of the time
5 years of financial services or commodity industry experience
Multicultural experience, ideally acquired while living overseas
Experience in other commercial Business Units within Cargill

242

Credit Trader Resume Examples & Samples

Monitoring global markets (Credit, equity, rates, currency, etc) to identify risks and opportunities
Working with Sr trader to determine trading strategies and execute transactions
Analyzing corporate fundamentals (e.g. operating performance) and global economic data
Assessing relative valuations across assets
Developing well-supported views and clearly conveying them to appropriate parties
Helping to evaluate and manage risks related to the hedge portfolio
3+ years experience preferably in a markets related function (e.g. Trading, Research, Loan Syndications, and portfolio analysis)
Experience in investment grade or high yield loans, bonds, CDS and other fixed income products preferable
Ability to develop a well-supported opinion and concisely convey the rationale to the target audience
High attention to detail, excellent analytical skills, and proven ability and desire to perform at a high level
Strong quantitative and/or programming skills a plus
MBA or CFA preferable

243

Trader Resume Examples & Samples

Executing purchases and sales of Investment Grade Fixed Income securities as authorized by Portfolio Managers
Execute future trades and foreign exchange trades
Partner with portfolio managers to enable trade execution to deliver optimal value to clients / fixed income portfolios
Participate in the ongoing development of the thought leadership and scope of understanding within the DFA Investment Management community by challenging current thinking and searching out new opportunities to deploy the investment philosophy
Work with the Sales teams to better understand, interpret and deliver to clients’ investment needs
Must have 2-3 years of relevant financial industry experience with Fixed Income and Foreign Exchange
2 years’ experience Trading Fixed Income
Experience in the use of derivatives such as currency forwards, interest rate swaps, inflation swaps and/or asset swaps
Previous exposure to other areas of capital markets through work in investment banking, consulting, asset management, hedge funds, or in another investing or finance capacity
Demonstrated proficiency using financial systems including Bloomberg, Charles River & FX
Undergraduate degree required
Record of outstanding academic achievement
Proactive desire to learn
Advanced quantitative problem-solving skills
Prior experience programming, preferably SQL and VBA
Creativity and a passion for excellence
Able to work equally well in a team environment and independently

244

FX & MM Trader Resume Examples & Samples

Executing money markets and FX products sales – Balance sheet funding, Spot, Swaps and Forwards
Actively support product and customer development
Actively contributing to improvements in quality/efficiency of MM and FX products delivery process
Managing the bank’s liquidity within S2 limits, and interest rate risk within approved S2/MAT / DV01 limits
Managing Central Bank’s reserves and balances efficiently, with NIL penalties
Maintaining minimum idle balances, zero overdrafts in all FCY accounts through placements/borrowing/ swaps and MM deals
Quick thinker, who can translate rapid decisions into immediate action
Set day to day trading policy
Analysis and preparation of deals
Analytical thinking and ability to prioritize
Ability to handle pressure
Assisting in new product development
Creativity, Initiative and flexibility
Ability to prioritize

245

Local Markets Treasury Trader Resume Examples & Samples

Assist in the definition of the liquidity management strategy and its implementation
Implementation of plan to manage funding and liquidity needs of all the managed legal vehicles
Ensure that all risks under our responsibility are maintained comply with regulatory and corporate limits
At least 2 years of work experience
Bilingual (Spanish/English)

246

Equity Options Market Making Trader Resume Examples & Samples

Must have at least 3+ years of experience trading single name equity options on an off-floor trading desk
Expert knowledge of relevant options pricing and strategies, as well as configuring and monitoring automated systems
Must possess analytical skills and a quantitative and inquisitive mind

247

Trader Resume Examples & Samples

Ensuring Market Making algorithms are up and running each day for LSE/ Borsa/ Xetra Market Open for all marketable commodities, maintaining adherence to Exchange Rules and other counterparty agreements in place for Market Making
Day to day management of the market making algorithms including but not limited to
Adjusting algo parameters in order to maintain validity of our price contributions on screen
Develop tools to assess quality of flow & optimal parameters for market making
Manage the Risk arising from market making appropriately to achieve trading revenue targets
Managing ETF balances and the Creation/ Redemption process each day
Provide intra-day pricing and market making to global customer franchise and Investor business
Daily Reconciliation of cross system Risk and Pnl
Liaising cross asset with Direct Sales coverage in order to maximise potential opportunities within the ETF space, leveraging Citi’s Top 2 position in the Commodities market. Along with Sales & Structuring, develop working relationships with key ETF providers
Regularly working with internal I.T developers, providing feedback to improve our Market making efficiency and leading development from inception through to delivery on system upgrades

248

Trader Resume Examples & Samples

50% - Work with all internal cotton merchants, and external customers, and agents on a daily basis to manage and hedge cash trading positions, fixations, and futures for US, foreign, and Brazil markets
20% - Maintain, monitor and update transactions in internal and external systems on daily basis. Reconcile daily commody statements to verify all transactions clear the accounts correctly. Research and make necessary corrections when necessary
20% - Create daily business reports (Intrinsic) to reconcile daily positions
10% - Generate and maintain weekly and monthly compliance reports for the Commodies Futures and Trading Commission
Bachelor’s degree in business, accounting, economics, or ag business, or 4 years of relevant experience in accounting/finance or trading risk management
Strong analytical skills with the ability to execute on strategic game plans
Strong PC skills using Excel and Word, with administrative abilities to generate accurate reports
Uses spreadsheets and systems/databases to accumulate and organize data
Ability to interact easily with others, good team player
Flexible workhours required
Knowledge of futures, options, basis trading, and positioning

249

Portfolio Trader Resume Examples & Samples

High School Diploma or equivalent, Bachelor's Degree preferred but not required
Must obtain Series 7 license during first year of employment, Series 7 & 66 desired
Proficient in Microsoft Outlook and Microsoft Office Suite including Excel. Thorough understanding of Security APL and Vestmark Trading system, also of applicable BETA functions
The ability to communicate information and ideas in spoken or written form so that others will understand
Ability to prioritize, high level organizational skills and strong attention to detail skills. Ability to work under pressure in high risk position
Using logic and reasoning to identify the strengths and weaknesses of alternative solutions, conclusions or approaches to problems

250

Junior Fixed Income Rates Trader Resume Examples & Samples

Work closely with senior traders to provide best execution in core rates markets for Fixed Income PM teams
Primarily support order work flow and execution of instruments covering, Treasury, TBA, TIPS, and interest rate futures markets
Provide effective execution of structured derivative (‘package’) trades for maintenance and hedging needs, as well as to gain exposure to duration, curve, spreads, and volatility
Work closely with senior traders and PM teams to assist with maintenance, liquidity needs, and trade structuring to achieve efficient execution
Provide insight into market activity and disseminate market intelligence and flow information, engaging with the sell-side and providing input on counterparty relationships
Work both independently and with other BlackRock teams to develop technology to enhance work flow and analysis across the derivatives platform
Experience with fixed income rates trading across multiple products
Fundamental competence with basic fixed income concepts
Demonstrate the ability to prioritize demands in a high volume, high pressure business
Familiarity and/or experience with the current regulatory environment
Ability to work in entrepreneurial environment and to be a motivated and adaptable self-starter
Excellent communication skills are a must

Download Trader Resume Sample as Image file

Related Job Titles

Fixed Income Trader Resume Sample

Junior Trader Resume Sample

Equity Trader Resume Sample

Derivatives Trader Resume Sample

Fx Trader Resume Sample

Securities Trader Resume Sample

Bond Trader Resume Sample

Electronic Trading Resume Sample

Foreign Exchange Trader Resume Sample

Energy Trader Resume Sample

Trader Assistant Resume Sample

Escrow Resume Sample

Browse More

Trader Resume Samples

The Guide To Resume Tailoring

Craft your perfect resume by picking job responsibilities written by professional recruiters

Pick from the thousands of curated job responsibilities used by the leading companies

Tailor your resume & cover letter with wording that best fits for each job you apply

Resume Builder

Resume Builder

15 Trader resume templates

Read our complete resume writing guides

How to Tailor Your Resume

How to Make a Resume

How to Mention Achievements

Work Experience in Resume

50+ Skills to Put on a Resume

How and Why Put Hobbies

Top 22 Fonts for Your Resume

50 Best Resume Tips

200+ Action Words to Use

Internship Resume

Killer Resume Summary

Write a Resume Objective

What to Put on a Resume

How Long Should a Resume Be

The Best Resume Format

How to List Education

CV vs. Resume: The Difference

Include Contact Information

Resume Format PDF vs Word

How to Write a Student Resume

Trader Resume Examples & Samples

GWM Fixed Income Derivatives Trader Resume Examples & Samples

Power Trader Resume Examples & Samples

Senior Trader Resume Examples & Samples

Trader Resume Examples & Samples

Whole Loan Assistant Trader FI Resume Examples & Samples

Icg-senior Trader Resume Examples & Samples

Agency Securities Lending Trader Resume Examples & Samples

Trader Resume Examples & Samples

Trader Resume Examples & Samples

Equity Derivative Trader Resume Examples & Samples

Bank Funding Trader Resume Examples & Samples

Quant Trader Resume Examples & Samples

Trader Voice Engineer Resume Examples & Samples

Trader Resume Examples & Samples

Associate Trader Resume Examples & Samples

Delta One Trader Resume Examples & Samples

CIB Global Credit Trading Secondary CDO Trader Analyst Resume Examples & Samples

Trader Resume Examples & Samples

CIB Global Credit Trading Secondary CDO Trader Analyst Resume Examples & Samples

Equity Derivatives Trader Resume Examples & Samples

Trader, Public Resume Examples & Samples

Portfolio Trader Resume Examples & Samples

CIB Investor Services Repo Trader Resume Examples & Samples

Equity Derivative Trader Resume Examples & Samples

Group Treasury Junior Execution Trader Resume Examples & Samples

Medium Horizen Trader / Investor Resume Examples & Samples

Global Credit & Special Situations Trader Resume Examples & Samples

FID, FX Options Trader, ASO Resume Examples & Samples

Trader Resume Examples & Samples

Interest Rates E-markets E-trader Resume Examples & Samples

FX & EM Local Markets Trader Resume Examples & Samples

Associate / VP-structured Credit Trader Resume Examples & Samples

Trader Resume Examples & Samples

Macquarie Securities Group Etf Risk Trader Resume Examples & Samples

Trader Resume Examples & Samples

Trader Fixed Income Resume Examples & Samples

Senior High Yield Credit Trader Resume Examples & Samples

Emerging Markets Foreign Exchange Trader Resume Examples & Samples

Exotics Trader Resume Examples & Samples

NEW Graduate Trader Role Resume Examples & Samples

Associate Principal Trader Resume Examples & Samples

Trader Resume Examples & Samples

Trader Fixed Income Resume Examples & Samples

Associate Trader, Public Fixed Income Resume Examples & Samples

Trader, Fixed Income Resume Examples & Samples

Delta Trader Resume Examples & Samples

Msg Execution Trader Resume Examples & Samples

Trader Resume Examples & Samples

High Yield Trader Resume Examples & Samples

Trader Resume Examples & Samples

How to Make
a Resume

50 Best
Resume Tips

200+ Action
Words to Use

Internship
Resume