Associate, Reporting Job Description
Associate, Reporting Duties & Responsibilities
To write an effective associate, reporting job description, begin by listing detailed duties, responsibilities and expectations. We have included associate, reporting job description templates that you can modify and use.
Sample responsibilities for this position include:
Associate, Reporting Qualifications
Qualifications for a job description may include education, certification, and experience.
Licensing or Certifications for Associate, Reporting
List any licenses or certifications required by the position: CFA, CPA, FRM, HCM, BIRT, CA, SAP, DBA, SQL, CDFM
Education for Associate, Reporting
Typically a job would require a certain level of education.
Employers hiring for the associate, reporting job most commonly would prefer for their future employee to have a relevant degree such as Bachelor's and Collage Degree in Accounting, Finance, Business, Economics, MBA, Mathematics, Statistics, Education, Computer Science, Engineering
Skills for Associate, Reporting
Desired skills for associate, reporting include:
Desired experience for associate, reporting includes:
Associate, Reporting Examples
Associate, Reporting Job Description
- Provide support for financial reporting preparation and filings for the company’s financial statements, including statutory financial statements for subsidiaries of the parent
- Work closely with Performance, Writers and Creative Services teams in the preparation and distribution of the firm’s global institutional client reporting packages and fund factsheets
- Work closely with Client Service and Marketing Teams to ensure data integrity for all scheduled reporting requirements
- Support reporting vendor solution to ensure data quality
- FOCUS reports
- 15c3-1 Net Capital
- 15c3-3 Customer and PAB protection formulas
- CFTC Segregated, Secured, Swaps protection formulas and SIDR
- NYFRB TIC, FR2004 and Foreign Currency (FC) reports
- SEC 17H filings
- Ability to work independently and in a lead capacity
- Ability to work as per required timelines
- Requires a minimum of 5 years work experience
- Requires 1-3 years in a leadership role, managing, mentoring and coaching team resources in a testing, technology, operations, or reporting organization
- Advanced knowledge of testing methodology and use of test tracking tools
- CCB Line of Business and/or US retail financial services business process and procedure knowledge required
Associate, Reporting Job Description
- Publishing daily cash and analytical control reports to the Front Office and responding to any requests or queries
- Completing ad hoc projects to further enhance and developing reporting capabilities
- Serve as a key member of the portfolio operations management team
- Manage and mentor three direct reports responsible for CLO / hedge fund / SMA reporting
- Lead mid- to large-size operational and cross-functional projects
- Manage operational aspects of CLO warehouses from inception through closing
- Work with section head to manage workload distribution
- Plan and coordinate the data collection, actual preparation and initial review
- Provide support to auditors and interact with them
- Interfacing with product control, tax, regulatory reporting, expense management, IPV and treasury
- Minimum of 3 to 5 years of financial reporting, audit or control experience
- Requires a minimum of 3 years user acceptance or quality assurance testing experience or equivalent project experience
- Experience creating test cases/scripts for business clients
- Experience with manual testing tools, executing test cases, and reviewing results
- Knowledge of testing methodology and use of test tracking tools
- Ability to think creatively, solve problems, promote solutions and identify opportunities to improve
Associate, Reporting Job Description
- Review and maintenance of standardized documentation and reconciliations for general ledger and internal controls attestations
- Researching data reconciliation discrepancies
- Calculating compliance tests
- Calculating quarterly waterfall payments/reconciling to Trustees
- Processing trade hypos to ensure CLO compliance
- Reporting Daily Cash to Portfolio Managers and Analysts
- Supporting back/middle office
- Review annual and interim financial statements as appropriate
- Train, coach and instruct other staff in the department as required
- Maintain and develop relationships with your clients, external auditors, outsourced providers and other in-house departments
- Familiarity with digital marketing & online media a plus
- Basic Understanding of HTML, SQL coding and logic
- Graduate with 1+ years of experience (Preferably online domain)
- Basic understanding of Internet
- Developing specific Regulatory Reporting Team Procedures (eg monitoring of data / ensuring FR/relevant teams deal with exceptions)
- Prepare PCFS GTOM procedures and Guidance
Associate, Reporting Job Description
- Contribute to preparation of all federal regulatory reports for US Branches (3WFC, 49th Street, Hudson Branch, Dallas Agency)
- FFIEC002/002’s - Call Reports, FFIEC 019, FR2900, FR2915Q, FR2644, FR2420 and TIC reports *
- Work with Pledged Asset Reports compliance of reserves held with Federal Reserve Bank (Capital Equivalency Deposit) *
- Other Miscellaneous Branch Regulatory Reporting Schedules and reports including Cayman Monetary Authority reporting, and U.S. Treasury Department reporting
- Prepare worksheets for various schedules for the reports and examined G/L accounts for accuracy.*
- Perform analysis of balance sheet and off-balance sheet accounts using US GAAP standards
- Have familiarity with industry software (ie Fidelity, Lombard Risk, AXIOM) *
- Develop responses to Regulators and internal stakeholders on inquiries
- Broad based bank product knowledge
- System upgrade and implementation projects
- Understanding of Value-at-Risk, Stress and risk sensitivities and Understanding of financial regulatory and policy requirements preferred
- 6+ years experience in market risk management or trading team is preferred
- Significant experience with Excel, including pivot tables, nested conditional (“if”) statements, look up formulas
- Candidates with a strong inclination towards numbers, Excel spread sheets, formulae, queries and other basic software applications
- Required to interact with multiple internal/external stakeholders on a daily /weekly / monthly basis
- Required to generate, maintain, consolidate and track various reports
Associate, Reporting Job Description
- Review and update of standard operating procedures
- Oversight of financial statement production and analysis
- Leverage financial data to develop enhanced analytics and produce visualizations / presentations
- Partnership with Financial Control Group concerning monthly financial closings and control environment
- Updating presentations and consultant databases
- Participating on client call
- Assisting customized client reporting on a monthly basis
- Reviewing, coding and initiating claim payments based on the instructions sent via the Frame workflow
- Liaising with external parties to confirm the status of claim payments
- Journal entries for claim payments into General Ledger and ensure all data entries are accurate, timely and in compliance with internal controls and regulatory requirements
- Chartered Accountant with emphasis in Finance, Accounting or other quantitative/business discipline
- Associate’s degree and a minimum of one (1) year of tax reporting or accounting experience
- Minimum of part-qualified accountant OR hold a business degree with relevant work experience
- Ability to delegate work to junior staff in a fair manner
- CA / CWA with good accounting, analytical and communication skills and an overall experience of 6 to 9 years with good exposure into regulatory reporting
- Minimum two years of people management experience