Equity Job Description
Equity Duties & Responsibilities
To write an effective equity job description, begin by listing detailed duties, responsibilities and expectations. We have included equity job description templates that you can modify and use.
Sample responsibilities for this position include:
Equity Qualifications
Qualifications for a job description may include education, certification, and experience.
Licensing or Certifications for Equity
List any licenses or certifications required by the position: CFA, CEP, CPA, MBA, IX, CCP, AWS, DEI, D&I, EEO
Education for Equity
Typically a job would require a certain level of education.
Employers hiring for the equity job most commonly would prefer for their future employee to have a relevant degree such as Bachelor's and Master's Degree in Finance, Accounting, Economics, Business, Education, MBA, Business/Administration, Engineering, Graduate, Human Resources
Skills for Equity
Desired skills for equity include:
Desired experience for equity includes:
Equity Examples
Equity Job Description
- Liaise with Testing Group to design equity business test plan for the year and execute quarterly compliance tests
- Calculate key components of equity, such as earnings per unit and unit roll-forward schedules
- Forecast equity based compensation and highlight variances in key components
- Play an integral role in administration of various equity based compensation programs, including liaison with payroll, SEC reporting and the international offices
- Calculate unit distributions and oversee the processing of vesting events
- Perform special projects and strategic analysis of the equity program
- Communicating issues / risks and identifying cross-project impacts and dependencies
- Fundamental equity research with an emphasis on long-term cash flow projections
- Conducting meetings with corporate management teams, industry contacts and sell-side analysts
- Communicating clear/concise investment recommendations and updates
- Experience with advanced analytics methods such as machine learning and genetic algorithms
- Experience with SQL syntax and databases and working knowledge of any NoSQL databases
- Theoretical or practical experience with derivatives a plus
- Ability to develop practical solutions to problems whilst balancing multiple issues and priorities appropriately
- Self-starter with an exceptional work ethic
- Strong academic credentials at the undergraduate level
Equity Job Description
- Updating, creating and maintaining Equity Market Discussion slides and presentations
- Act as an extension of the company
- Help build and reinforce PowerShares QQQ brand by presenting at industry conferences and serving as the “voice” for QQQ in media interviews, sponsored events, webcasts
- Supervising the reconciliation process
- Preparing two quarterly footnotes
- Facilitating the company's Auditors with their Audit requests
- Preparing monthly closing entries to record equity & loan expenses and positions
- Coordinating with global locations in all aspects of compensation requests
- Journal entries, acruals, and all management reporting
- Producing management summaries on a monthly basis to track broker performance
- Act as primary point of contact with clients and their counsel for all trading documentation negotiations and questions
- Preferably 2 to 3 years experience in Brokerage/Securities Firm Operations
- An MBA would be highly advantageous
- Experience in Prime Brokerage or HF servicing an important advantage
- Experience of working within an Asset Manager and Investment Bank
- French is a desired language skill for this role
Equity Job Description
- Performs day to day processing of Alternative products, including Private Equity, Real Estate, Termloans and variety of Derivatives products
- Produce the quarterly capital account statements for investors trading in the various product types
- Ensure compliance to Client’s Trust Agreements and relevant disclosure documents as it relates to service delivery and adherence to industry regulations and guidelines
- Produce and analyze client profitability reports within Global Equities, distribute daily to managers across the globe
- Build client/vendor relationships in the US, Europe and Canada
- Monitor and process client/vendor soft dollar payment requests while ensuring compliance with federal regulations
- Execute CSA related inquiries
- Assist in the implementation of technological developments and enhancements related to business line
- Develop recommendations in coordination with functional groups
- Work closely with Global CSA representatives to provide recommendations that enhance the effectiveness and efficiency of the business line
- Responsible for monetizing the services we provide to clients in close cooperation with SalesTrading
- Build and maintain relationships with listed BeNeLux corporates
- Organize and accompany analyst marketing trips and roadshows/conferences with management teams of listed companies
- Master degree in computer science or related major
- 3+ years of experience in C++/Java programming
- Solid understanding on multiple threaded and network programming
Equity Job Description
- Oversee the development, implementation and monitoring of operational and compliance policies and procedures to assure compliance with all applicable laws and regulations
- Makes authoritative recommendations regarding selections of new employees, salary increases, promotions, transfers, disciplinary actions, and terminations
- Initiating and developing primary industry contacts
- Building relationships with the relevant sell side analysts, salespeople, and research associates
- Ensuring the accuracy and quality of all of your recommendation materials
- Assisting your team in innovating and creating unique investment strategies
- The analyst will not be responsible for idea generation or specific stock recommendations initially, but will grow into an idea generator over the course of time
- Work with the investment teams and traders to ensure timely and accurate implementation of investment strategies across client portfolios, including cash management and equitization
- Provide additional value added contributions to investment teams on a customized basis, such as risk analysis, syndicate recommendations, detailed portfolio data reporting and analysis, exposure tracking, and custom portfolio management
- Work with Investment Technology on the development of and enhancements to investment implementation and monitoring tools
- Good teamwork and communication skills are crucial to success in this role because all projects will involve working closely with regional Equity team
- Knowledge in equity trading business is a plus
- Knowledge in test automation is a plus
- 5+ years of experience in trading capacity
- Extensive experience with Equity, Option, ETF and Foreign equity trading with a thorough understanding of the regulatory requirements
- Knowledge of OATS, ORF and ACT reporting requirements
Equity Job Description
- Maintain up-to-date and accurate documentation specific to the coordinator department cover plan for role
- Prepares financial entries to correct audit issues identified in the Homesale Audit
- Identifies customer and third party payables/receivables
- Identifies process efficiencies within the Homesale/Equity Audit Process
- Receives and resolves equity adjustment requests
- Audit all equity requests to ensure timely and financial accuracy prior to disbursement of funds
- Identify corrections required to lock final equity and communicate to Closing Network
- Identify problems, trends and patterns and recommend appropriate action to resolve discrepancies with QC management and Closing Network
- Maintain access database of issues or adjustments found during QC audit and escalate issues to appropriate parties
- Act as a liaison/resource between Closing Network and A/P
- Experience with statistical packages like R or Matlab, traditional programming languages like Java and Perl, and database tools
- Liaise with all industry investment-banking groups to analyze, structure, and pitch convertible bond and equity-derivative transactions
- Interact with Sales and Trading professionals to gain insight into the execution and trading of equity-linked securities
- Support to marketing and execute equity-linked financing opportunities
- Origination skills of private placement of convertible bonds, warrants and other equity linked securities for small-to-mid cap companies
- Deal track records required