Manager, Regulatory Reporting Job Description
Manager, Regulatory Reporting Duties & Responsibilities
To write an effective manager, regulatory reporting job description, begin by listing detailed duties, responsibilities and expectations. We have included manager, regulatory reporting job description templates that you can modify and use.
Sample responsibilities for this position include:
Manager, Regulatory Reporting Qualifications
Qualifications for a job description may include education, certification, and experience.
Licensing or Certifications for Manager, Regulatory Reporting
List any licenses or certifications required by the position: PMP, CPA, CFA, CIA, FID, PM, MBA, RFI, II, PRINCE
Education for Manager, Regulatory Reporting
Typically a job would require a certain level of education.
Employers hiring for the manager, regulatory reporting job most commonly would prefer for their future employee to have a relevant degree such as Bachelor's and University Degree in Accounting, Finance, Business, Economics, Financial Services, MBA, Business/Administration, Education, Management, Mathematics
Skills for Manager, Regulatory Reporting
Desired skills for manager, regulatory reporting include:
Desired experience for manager, regulatory reporting includes:
Manager, Regulatory Reporting Examples
Manager, Regulatory Reporting Job Description
- Assist in GL attestation issue investigation when needed
- Responsible for resolving account ownership disputes when needed
- Prepare and analyze the differences between Location view and management view for P&CB Balance Sheet and resolve differences as required
- Report PEGA issues to PEGA data administrators timely opening tickets where required
- Assist in resolving control process issues, as assigned
- Support business rule change requests for GLs and transits for Canadian Banking
- SOX compliance and reporting, EUC compliance and training
- Prepare and submit data and data analysis
- Respond to data inquiries
- Monitor Canadian broker dealer capital position and assist in regulatory filings
- An understanding of business and management functions in financial services
- An understanding of mortgage banking regulatory reporting requirements
- The qualified candidate will have a B.A
- This position requires excellent analytical, verbal and written communication skills necessary to
- 1+ years in the regulatory space
- 2+ years in business/team management
Manager, Regulatory Reporting Job Description
- Member of a team specialized on the production of customised client reporting
- Presentations of customized client reporting both internally and to clients / prospects at senior level
- Ensure product readiness aligned to local market needs with Product & Operations partners primarily located in the UK
- Identification and follow up of new reporting development opportunities
- Oversight and coordination of operational tasks that are necessary to support the delivery and further development of customized reporting locally
- Transformation planning targeting the outsourcing of our local production facility to global hubs where appropriate and necessary
- This role will be responsible for the review of regulatory reports from CBRC, PBOC and SAFE for Asia Region
- Furthermore, you will also establish and maintain effective controls on the whole process of regulatory reporting
- You will be responsible for the detailed implementation of Asia Prudential Standards and Regulatory Reporting Model
- Another key responsibility is the management of change control from new products, system updates or various projects on the regulatory and statutory reporting including but not limited to impact analysis, procedure or workflow updates
- Ability to create and enhance key MI reporting
- Significant detailed experience of producing regulatory returns for a Bank
- An in-depth knowledge of Bank of England and FCA regulatory and reporting requirements
- In depth knowledge of COREP reporting
- Exposure to the FRS regulatory system
- Experience of Flexcube / Murex (an advantage)
Manager, Regulatory Reporting Job Description
- Develop and enhance the use of the Lombard Risk regulatory reporting system
- RBI Reporting – Ensure all RBI reports are submitted on timely basis with correct data
- Holdings Reconciliation – To ensure that when the Position Service overwrites the securities holdings in the trading system that they are all correct and that any differences are logged onto the database for investigation by the relevant ISFA team
- Manage the FATCA requirements for clients, to include
- Coordinate communications with various global stakeholders
- Manage associates and contractor resources
- Manage multiple strategic program deliverables associated with the Employee Compliance Operations Team
- Analysis and facilitation of requirements for strategic and legacy platforms
- UAT management and Implementation oversight of deliveries into production
- Partner closely with both local and global Compliance Operations, Compliance Advisory, Corporate Compliance Technology and other Senior Management to provide them with analysis and assessment of the above-mentioned activities
- Significant experience of working with deadlines and tight timeframes and team management and development skill
- 6+ years of relevant experience in banking/financial industry
- Experience in external audit an advantage
- Coordinating & reviewing all regulatory reporting from other functions like Treasury Middle Office & Operations
- Regulatory reporting experience with a large Bank
- Professional Accounting Designation (CPA CA/CGA/CMA)
Manager, Regulatory Reporting Job Description
- Participate in the proactive identification, assessment, and monitoring of potential risks and issues related to various programs we support (i.e., Compliance Management Program, Third Party Management, Data Quality, Policy Management, Information Retention Policy, Business Continuity )
- Ensure readiness for changes to Regulatory Reporting (Y9C/Call Report/FR Y-14, ) such as working with GFIT Compliance team to define the new processes/controls and the Reg team on process documentation
- Day-to-day management of Genpact (offshore contractors) relationship
- Evaluate, update process documentation (with the assistance of process owners) for consistency
- Ability to build relationships across a broad range of internal and external constituencies
- Ability to collaborate, build positive, enduring relationships and exert influence without direct authority
- Strong working knowledge of the Banking Regulatory landscape
- Intellectual curiosity and analytical capabilities to proactively spot emerging risks
- Process design and automation experience to continuously drive improvements
- Produce production work papers
- Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Risk Compliance Manager (CRCM), or Chartered Financial Analyst (CFA)
- 9+ years of experience in audit, 9+ years of experience in compliance, 9+ years of experience in financial analysis, or a combination
- 7+ years of experience in banking or the financial services industry
- 3+ years of experience auditing Call Reports, Y9C, FR Y 14A/M/Q, Resolution Planning
- Deliver projects on time and with quality, and budget
- Work with the Development, Production team
Manager, Regulatory Reporting Job Description
- Work with project teams to provide feedback for process improvement, lessons learned, program enhancements, and strategic alignment with business or other programs
- Support the creation of management and project-related presentations as needed
- Define, and refresh transaction review and sampling methodology
- Obtain submission data from CRR, and execute risk-based sampling approach
- Oversee the end-to-end data quality review process, including scope development, sampling, transaction testing, and communication of observations for assigned area of banking product (Wholesale Banking, Mortgage Lending, Consumer Lending, Trading Products)
- Research and analyze regulatory pronouncements, reporting requirements and other accounting documents, and present analysis of recommendations to management
- Maintain a strong internal control mindset with accountability for maintaining controls assigned
- Review and approval of risk transfer checklists for new treaties and amendments
- Develop playbooks that outline GAAP and Stat accounting for new treaty actions
- Ensures implementation of new reinsurance accounting is consistent with technical accounting conclusions
- Advanced MS office suite expertise
- Solid understanding of release management techniques
- Join a team of 7 business analysts and 5 project managers in the Regulatory Global Technology division, specifically the Regulatory Transaction Reporting team
- The applicant will be responsible for the implementation of technical changes required to fulfil DB’s regulatory obligations that are based on publications or circulars by regulators affecting Transaction Reporting in Asia Pacific jurisdictions
- The project manager will plan and deliver the project according to specifications, quality and on time to ensure DB is 100% in compliance with above mentioned regulatory requirements
- Advanced MS office suite, ideally including MS Project