Associate, Internal Audit Resume Samples

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B Kilback

Beau

Kilback

301 Weimann Camp

Houston

+1 (555) 122 0067

301 Weimann Camp

Houston

Phone

p +1 (555) 122 0067

Experience Experience

New York, NY

Associate Internal Audit

New York, NY

Hermann-Kulas

New York, NY

Associate Internal Audit

Work effectively as a team member, sharing responsibility, providing support, maintaining communication and updating senior team members on progress
Develop and maintain productive working relationships with client personnel
Enquiring Mind
Proficient in Microsoft office (including Excel, Word, Outlook and PowerPoint)
Assist in drafting audit findings for review by EY Senior Management
Share EY’s values and vision
Attend meetings with more senior EY personnel where audit findings are discussed with relevant client Senior Management (including findings, root causes, risks and recommendations) and obtaining Management comments, action plans and action implementation dates

Detroit, MI

Associate, Internal Audit

Detroit, MI

Wolf and Sons

Detroit, MI

Associate, Internal Audit

Prepare and communicate audit findings to management, including recommendations for improvement and the sharing of best practices
Develop audit programs, working papers, and internal audit reports
Participate in special advisory projects to assist management with achieving their objectives
Perform audit fieldwork for assigned areas such as interviewing management and staff to understand key processes, preparing detailed flowcharts and control evaluation templates, executing work program procedures and testing key controls, verifying findings and documenting work performed in work papers
Establish and maintain excellent working relationships with peers and internal colleagues
Assist with all areas of audit engagement planning, including but not limited to preparing advance requests, analyzing and reviewing information, identification and analysis of risks and related critical processes, developing work programs and control self-assessments and other assigned planning activities
Provide high quality, professional day-to-day execution of internal audit engagements and projects in line with firm risk management practices

present

Boston, MA

Senior Associate, Internal Audit

Boston, MA

Price-Altenwerth

present

Boston, MA

Senior Associate, Internal Audit

present

The Senior Associate – Internal Audit will report into the Director – Internal Audit who will give ultimate approval/direction of all tasks/ decisions. In addition, none of the audit tasks can be performed in isolation from other functions. From planning phase to finalizing the audit report, the Audit Senior Associate will have to work in collaboration with the business teams. The following are the critical tasks and interdependencies: Audit Planning: Corporate Finance (TCCL). Regional Management, Divisional Management and Local Management
Work on project teams focused on advisory projects and assist engagement management to successfully complete engagement objectives
Responsible for execution of the individual audits. This includes: (1) Preparing engagement letters and data request lists for audits, (2) Performing fieldwork (i.e. interviews, sample testing, analysis and discussions with the clients) to identify audit issues, (3) Supervising and providing training to audit interns when necessary
Provide high quality, professional day-to-day execution of internal audit engagements and projects in line with firm risk management practices for the financial services practice
Help identify performance improvement opportunities for clients and communicate findings to senior management and client personnel
Work on teams focused on advisory projects and assist engagement management to successfully complete engagement objectives
Responsible for execution of the individual audits. This includes: (1) Preparing engagement letters and data request lists for audits, (2)Performing fieldwork (i.e. interviews, sample testing, analysis and discussions with the clients) to identify audit issues ,(3)Supervising and providing training to audit interns when necessary

Education Education

Bachelor’s Degree in Accounting

Ball State University

Bachelor’s Degree in Accounting

Skills Skills

Strong computer skills (especially MS Office products). Knowledge in data mining tools is
Possess strong intellectual curiosity and business acumen
Possess strong analytical, quantitative, and problem solving skills
Ability to travel approx. 40 - 50% of the time (within US and internationally)
Strong verbal and written communication skills across all levels of the organization
Ability to keep abreast of latest regulatory trends
Ability to multitask and work independently
Strong Microsoft product user
Possess strong analytical skills
Strong written and verbal communication skills

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12 Associate, Internal Audit resume templates

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Senior Associate, Internal Audit Resume Examples & Samples

Responsible for assisting and supporting the team on all planned audits, that includes financial, operational, retail, compliance and information technology audits. The results of these audits will help the business manage strategic risks, improve or develop efficient and effective business processes, identify and communicate best practices, and foster appropriate control levels for operational and financial risks
Responsible for execution of the individual audits. This includes: (1) Preparing engagement letters and data request lists for audits, (2) Performing fieldwork (i.e. interviews, sample testing, analysis and discussions with the clients) to identify audit issues, (3) Supervising and providing training to audit interns when necessary
Draft audit reports which clearly articulate risk, noted exceptions, impact and provide clear solution based recommendations
Responsible for developing and updating detailed audit programs for different audit areas
Responsible for follow up audits including facilitating, monitoring and reporting on the status of all past audit reports
Assist in developing and maintaining an annual budget for the internal audit department
Assist in tracking Internal Audit KPIs on a quarterly basis and define action plans for continuous improvement of the audit function
Assist in conducting special investigations in coordination with Legal and Senior Management, in the area of fraud or misconduct, as necessary
4 years of total work experience with at least 2 years’ experience in internal audit (preferably in public company, “Big Four” or Luxury Company)
Strong computer skills (especially MS Office products). Knowledge in data mining tools is a plus
Strong project management skills are required
Possess strong intellectual curiosity and business acumen
Possess strong analytical, quantitative, and problem solving skills
Ability to travel approx. 40 - 50% of the time (within US and internationally)
Strong verbal and written communication skills across all levels of the organization
Knowledge of foreign languages, particularly Spanish, preferred
Senior Management for audit planning and presenting audit results: Corporate Finance (TCCL), Regional Management, and Local Management, VP, Internal Audit
Middle Management and employees at the lowest level for the execution of audit activities
External 3rd Party auditors and consultants for co-source activities (like IT audits)

Senior Associate, Internal Audit Resume Examples & Samples

Skills and Other Requirements of the Position
The Senior Associate – Internal Audit will report into the Director – Internal Audit who will give ultimate approval/direction of all tasks/ decisions. In addition, none of the audit tasks can be performed in isolation from other functions. From planning phase to finalizing the audit report, the Audit Senior Associate will have to work in collaboration with the business teams. The following are the critical tasks and interdependencies: Audit Planning: Corporate Finance (TCCL). Regional Management, Divisional Management and Local Management
Fieldwork: Depending on the audit, it will be all the functional owners of the processes being audited
Report finalization and distribution: Corporate Finance (TCCL). Regional Management, Local Management, Director, Internal audit

Senior Associate, Internal Audit Resume Examples & Samples

Effectively communicate and interact with management across all levels
Perform audits
Demonstrate healthy skepticism
Possess strong analytical skills
Report results of audits and recommendations in a clear and concise manner
Prioritize work assignments and monitor progress of assignments while operating within budgeted time frames
Demonstrate the ability to work on a team and independently
Identify sensitive issues and facilitate communication in a proactive manner
Display ongoing commitment to personal development
Minimum 2 years of external or internal audit required
Visio and IDEA experience a plus

Senior Associate Internal Audit Resume Examples & Samples

The ability to apply Internal Auditing Standards and audit techniques/methodologies
Develops and utilizes data analytic tools and techniques to increase testing coverage and focus on association anomalies
Tracks and monitors implementation of management’s action plans and monitors remediation
Participates in continuing education, implements lessons learned and shares knowledge with team
Develops and maintains strong relationships across the organization
Works independently and leads various types of audits (i.e. operational, financial, IT general controls, compliance, fraud, management special request, consulting engagements, etc.), which include planning, executing, directing and completing reviews to ensure controls are functioning as intended and meet audit objectives. These reviews may involve complex functions and challenging assignments (i.e. Government Grants, Business Technology, Mission related functions, etc.). Conducting multiple reviews/projects at same time
Develops flowcharts, audit work programs and audit test procedures that address risks and controls and ensures audit procedures are performed/documented in accordance with professional audit standards and procedures
Clearly communicates audit approach, project status, and findings to auditees in a professional manner both verbally and written
Applies risk assessment skills (i.e. strategic, financial, compliance, technology and operational) in a variety of settings
Bachelor’s Degree in Business, Finance and Accounting or related field
Must have at least five (5) years of experience
Certified Public Accountant (CPA), Certified Internal Auditor (CIA), Certified Information Systems Auditor (CISA) or other related certifications not required but are a plus
Internal Audit experience
Effective planning and execution of operational, financial and compliance audits as well as special projects and/or consultative initiatives
Assess risks, develop audit work programs, conduct and document procedures in accordance with professional standards
Demonstrate and apply technical competency in internal controls, including assessment of IT general controls, and the IIA Professional Auditing Standards
Develop strategic audits to ensure accurate reporting of assets/liabilities and revenue/expenditure transactions of the Association
Perform an annual risk assessment of the business, develop and implement an internal audit plan, coordinate with external audit, respond to, and investigate allegations of fraud and other financial wrong doing including those received through the corporate whistleblower policy
Communicate and interact with all management across all branches, review the implementation of new systems and procedures to guarantee the adequacy of internal controls

Senior Associate, Internal Audit Resume Examples & Samples

Proficiency with Microsoft Office (specifically Excel), PeopleSoft, Hyperion, Visio, ACL or other data analytics tool preferred
3-5 years (3-5 busy seasons) of internal audit and/or public accounting experience with working knowledge of internal audit methodologies and US GAAP with strong emphasis on financial and business risk and an aptitude for performing process analysis
Experience with IT general and application controls would be an advantage
Bachelor’s degree in Accounting, Finance or a related business field
Ability to travel 30-40% internationally to the Americas, Europe, Middle East, Asia and Australia

Associate, Internal Audit Resume Examples & Samples

Assist with all areas of audit engagement planning, including but not limited to preparing advance requests, analyzing and reviewing information, identification and analysis of risks and related critical processes, developing work programs and control self-assessments and other assigned planning activities
Prepare and communicate audit findings to management, including recommendations for improvement and the sharing of best practices
Participate in special advisory projects to assist management with achieving their objectives
Support the department’s data analytics efforts by performing data gathering, analysis and reporting of results in key areas to audit department and internal clients
Contribute to continuous improvement initiatives to enhance the effectiveness and efficiency of the Global Internal Audit department
One or two years of internal/external audit experience with working knowledge of internal audit methodologies and US GAAP with strong emphasis on financial and business risk and an aptitude for performing process analysis
Experience with IT general and application controls preferred
Strong analytical skills with disciplined approach to details and the ability to see the big picture
Demonstrated consistency in values, principles and work ethic
Ability to travel 10-20% internationally to the Americas, Europe, Middle East, Asia and Australia
Second language and international business experience are a plus, but not required
Real estate experience or real estate transaction experience a plus, but not required

Senior Associate, Internal Audit Resume Examples & Samples

Provide high quality, professional day-to-day execution of internal audit engagements and projects in line with firm risk management practices for the financial services practice
Identify and communicate findings to senior management and client personnel
Understand firm service offerings and mentor associates, interns, and new hires
Three years of experience performing internal or external audits for a consulting or financial services firm with demonstrated leadership skills and experience with auditing tools
One year of experience with key asset management business processes including portfolio management, trading, settlement, valuation, and other middle and back office operations

Associate / Senior Associate, Internal Audit Resume Examples & Samples

Provide high quality, professional day-to-day execution of internal audit engagements and projects in line with firm risk management practices
Help identify performance improvement opportunities for clients and communicate findings to senior management and client personnel
Mentor associates, interns, and new hires
One year of experience performing internal or external audits in various industries such as energy, consumer products, financial services or insurance
Bachelor’s degree from an accredited college/university in an appropriate field
Ability to travel at moderate to extensive levels
Three years of experience in internal or external audit

Senior Associate Internal Audit Americas Resume Examples & Samples

Identifies and evaluates the organization’s audit risk areas and provides key input to the development of the risk-based annual internal audit plan
Identifies, develops, and documents audit issues and recommendations for improvement using independent judgment concerning areas being reviewed
Communicates or assists in communicating the results of audit and consulting projects via written reports and oral presentations on a timely basis to Corporate and Segment Management
Assists in communicating the results of audit and consulting projects via written reports and oral presentations on a timely basis to Corporate and Segment Management
The successful candidate must have a minimum of 3 years audit experience
Experience with a “Big 4” accounting firm and/or large corporation’s internal audit department is highly preferred
Experience with auditing consumer packaged goods or other manufacturing companies is desirable
Knowledge of the Standards and Code of Ethics
Considerable skill in effective verbal and written communications, including active listening skills and skill in presenting findings and recommendations for improvement to managers at each location, as well as other senior managers
US GAAP and/or SOX compliance experience is highly preferred
IT audit and/or SAP experience is a plus
Bachelor’s degree in finance, accounting, or a similar field and must also be working towards or possess a C.P.A. or C.I.A. certificate
Good command of written and spoken English is required
Strong PC skills including Microsoft Word, Excel and PowerPoint
Ability to travel to up to 40% to domestic and/or international locations

Senior Associate, Internal Audit Resume Examples & Samples

Ability to conduct audits of a complex nature
Travel Potential up to 25% (not constant)
Bachelor’s Degree (e.g., accounting, finance, business or related fields)
3+ years related audit, finance, accounting, risk management, or business experience, general industry (financial services, banking, and credit card) experience helpful
Ability to travel on assignments (10 - 30%)
Experience in Financial Services, Credit Card, Banking or Public Accounting firm preferred
Individuals that have achieved professional credentials, or working toward professional certification preferred (CAMS, CRCM, CPA, CIA, or other relevant certification)

Associate, Internal Audit Resume Examples & Samples

Understand concepts related to identifying and assessing risks
Travel Potential up to 15% (not constant)
Bachelor’s Degree (e.g., accounting, finance or business administration related)
0 - 3 years related audit, risk management, or business experience, general industry (credit card, financial services, and banking) experience helpful
Credit card, Banking or related industry experience is a plus
Individuals that have achieved professional credential or working toward professional certification (CIA, CPA, CISA, CISSP, CFE)

Associate, Internal Audit Resume Examples & Samples

Develop audit programs, working papers, and internal audit reports
Assist in preparing risk assessments and annual audit plans for clients
Work on teams focused on advisory projects and assist engagement management to successfully complete engagement objectives
One year of experience performing internal or external audits in various industries such as consumer products, financial services, state and local government, and education
Working knowledge and experience with auditing tools such as IDEA, Audit Control Language, and proficiency in Microsoft Access, Word, Excel, PowerPoint, and Visio

Associate, Internal Audit Resume Examples & Samples

With oversight, complete questionnaires, walkthrough documentation, and document work papers in the workpaper tool (Pentana)
Identify controls to mitigate risks
Create Test Plans and Complete Testing
Draft findings based on testing done
Gain understanding of IT general controls and data flow concepts and their application in the audit
Follow-up of assigned actions from the audit (status updates and verifications)
Manage time efficiently and effectively to meet deadlines for audit(s) and other assignments
Exhibit ability to establish and leverage team and client relationships
Bachelor Degree (e.g., accounting, finance, technology, business or related field)

Senior Associate, Internal Audit Resume Examples & Samples

Broad range of audits including financial, operational, compliance and IT controls
Mid – large sized public and private companies
Accounting or auditing functions
Understand technical issues and using available resources to enhance value to clients
Collaborate with client and team members to effectively achieve common objectives
Identify and define audit scope and objectives, execute audit steps, provide observations and recommendations, and developing audit reports
Strong Microsoft product user
Ability to multitask and work independently
Ability to keep abreast of latest regulatory trends

Senior Associate, Internal Audit Resume Examples & Samples

Understanding of firm service offerings and ability to effectively communicate these offerings to associates, interns, and new hires
One year of experience performing internal or external audits for a consulting or financial services firm
Working knowledge and experience with auditing tools and other software such as IDEA, Audit Control Language, MS Access, MS Word, MS Excel, PowerPoint and Visio
Three years of related experience along with leadership experience
One year of experience in key asset management business processes including portfolio management, trading, settlement, valuation, and other middle and back office operations
Knowledge of key financial instruments and derivative products and associated risks and controls; understanding of key regulations that effect the broker dealer and investment banking industries

Associate, Internal Audit Resume Examples & Samples

Provide high quality, professional day-to-day execution of internal audit engagements and projects in line with KPMG risk management practices
Working knowledge and experience with auditing tools such as IDEA, Audit Control Language, and Microsoft Access, Word, Excel, PowerPoint, and Visio
CPA, CIA, or CISA preferred

Senior Associate Internal Audit, IT Resume Examples & Samples

Identifies and evaluates the organization’s technology audit risk areas and provides key input to the development of the risk-based annual internal audit plan
Conducts interviews, reviews documents, develops and administers surveys, composes summary memos, and prepares working papers
Identifies, develops, and documents IS audit issues and recommendations for improvement using independent judgment concerning areas being reviewed
Communicates or assists in communicating the results of IS audit and consulting projects via written reports and oral presentations on a timely basis to Corporate and Segment Management
The successful candidate must have a minimum of 4 years IT audit experience with a “Big 4” accounting or IT consulting firm
SAP experience is strongly preferred
Experience auditing consumer packaged goods or other manufacturing companies is desirable
Knowledge of contemporary IT risk management and control techniques and control frameworks
IT SOX compliance experience is highly preferred
Bachelor’s degree in MIS, finance, accounting or similar field and preferably working towards or possess a CISA, CPA or CIA certificate
Good command of written and spoken English is a must (Manager is expatriate)
Additional language skills applicable in the region are highly preferred
Strong PC skills, including Microsoft Word, Excel and PowerPoint
Ability to travel to up to 60% to domestic and/or international locations

Administrative Associate, Internal Audit Resume Examples & Samples

Responsible for the final review and release of Audit Board Summary reports, which are distributed to the BASF AG, NA Executive Committee, and SA Executive Committee Boards and regional management and maintain the department database on all report activity. Resolves all questions from global colleagues on reports
Responsible for the Americas Audit department’s audit report follow-up process. Creates and sends electronic follow-up report (FUR) to the auditee and works with management and Audit Managers on issues. Manages activity of Administrative support professional in Sao Paulo, Brazil Audit office
Assist as a Staff Auditor on four to five audit engagements per year. Participate with the audit team in the planning, fieldwork and report development stages of the audit. Supervision to be provided by the applicable / responsible audit manager. Training to be acquired by attending external IIA courses on audit techniques
Department move coordinator responsible for Florham Park and virtual office activity. Attends all required training and update meetings. Orders and tracks all equipment (i.e. PC and related equipment, Cell Phones, etc.)
Maintains electronic files for the department including - shared directory files, Auto Audit data base, “tickler file”, Audit schedule (“Project”), Knowledge database, department work papers, etc
Assists on confidential Hotline special project reviews as needed. Works as part of the investigative team
Department Procurement Card user / holder. Responsible for the ordering of all department office supplies
Work as part of the event planning and execution team for all PAC events to include the local events, Annual Leadership event, and the Annual Meeting event
Organize the quarterly PAC Steering Committee meetings. Set location, send invitation, track attendance, distribute agenda and distribute meeting minutes. Support the PAC Chairman on preparation for the meetings (data gathering / statistics, etc.)
Bachelor’s degree is required with a minimum of 2 years Administrative Support experience
Proficiency in Microsoft Office Suite required (Word, Excel, PowerPoint, Office, and Sharepoint)
Analytical, event planning, time management and organizational abilities and excellent oral and written communication skills are required
Must have an ability to work effectively in a team environment with the capability to multitask and prioritize responsibilities
Must be open to travel (approximately 25%)
An understanding of audit and legal terminology is preferred

Associate, Internal Audit Resume Examples & Samples

Assist with the identification and documentation of risks, controls and tests in the automated work paper system
Attend and contribute to all periodic update meetings with internal audit management
Document work papers in accordance with Internal Audit Methodology or direction provided by the lead in a concise and logical manner
Understand how applications and related Information Technology (IT) risks and controls support achievement of business processing objectives
Experience with automated work paper system (Pentana) is a plus

Associate Internal Audit Resume Examples & Samples

Demonstrate ability to work independently and pro-actively communicate with project manager and ensure sign-off of key work products/activities
Meet all assigned project commitments in a timely manner and accurately identify problems and exceptions
Develop and maintain productive working relationships with client personnel
Contribute to a team’s understanding of a complex issue by conducting research or interviews and analysis, and summarizing findings clearly and concisely
Understanding the impact of legislative requirements on the Public Sector
Contribute to the development of documents and presentations which explain issue and solution options and implications
Compilation of working papers substantiating scope and results of testing in order to assess the effectiveness of implementation of key controls as well as the operating effectiveness, accuracy and validity thereof
Assist in drafting audit findings for review by EY Senior Management
Attend meetings with more senior EY personnel where audit findings are discussed with relevant client Senior Management (including findings, root causes, risks and recommendations) and obtaining Management comments, action plans and action implementation dates
BTech degree or Bachelor's degree in Internal Audit, Accounting, Business, Finance or other related field
Graduate with 0 – 1 year of related work experience
Public accounting / auditing experience
Act as a visible role model for our people
Enquiring Mind
Disciplined
Able to handle pressure

Senior Associate, Internal Audit Resume Examples & Samples

Support audit activities including risk assessments, audit testing, control evaluation, work paper documentation and follow-up and issue closure verification
Partner with colleagues, clients and control community members to evaluate the control environment and develop recommendations to strengthen internal controls
Stay up-to-date with evolving regulatory changes and market events that impact the business
Develop and maintain an in-depth understanding of business areas, financial products, and supporting functions
Perform data collection and analysis in compliance with audit program requirements to assist in identifying, analyzing and recommending changes to core business processes
Assist in performing design reviews over assigned audit areas to identify key controls
Independently perform tests of operational effectiveness to validate controls
Identify, review, assess and document risk management and control issues in assigned business processes
Test internal controls over Financial Reporting. Conduct substantive analytical procedures
Strong interpersonal skills for interfacing with all levels of Internal Audit and management
Enthusiastic, self-motivated, effective under pressure
Proven ability to manage time and deliver against deadlines