Internal Audit Manager Resume Samples

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T Weissnat

Tyrell

Weissnat

818 Kozey Square

Dallas

+1 (555) 358 9145

818 Kozey Square

Dallas

Phone

p +1 (555) 358 9145

Experience Experience

San Francisco, CA

Internal Audit Manager

San Francisco, CA

Schultz-O'Keefe

San Francisco, CA

Internal Audit Manager

Building relationships with clients management and providing assistance in building and developing internal control framework programmes
Assists in development and completion of audit programs, performance of field work and preparation of working papers, audit comments and recommendations
Develop and execute test plans for the business processes reviewed and create thorough documentation of the work performed
Provide control consulting services to management to assist in redesign efforts that improve the control environment
Manage and perform key departmental process improvement initiatives including internal quality assurance; assist with audit issue trend analysis and reporting
Develop internal audit scope, perform internal audit procedures, and prepare internal audit reports reflecting the results of the work performed
Assist in the day-to-day management of the audit function including assisting with budgeting, staffing, recruiting and training and development of the team

Boston, MA

CO Internal Audit Manager

Boston, MA

Ledner, Hettinger and Morissette

Boston, MA

CO Internal Audit Manager

Plans complex internal audits by gathering specific relevant background information (such as financial results, and policies and procedures) from the Institution’s information systems, web-based and other information sources. Utilizes organizational and regulatory knowledge to identify audit constraints and shape priorities. Negotiates audit parameters with Sr. Director Internal Audits. If leading an audit project team, will ensure that all members understand their individual roles and responsibilities
Provides Sr. Director Internal Audits and Chief Audit Officer detailed progress updates of audits, including major findings and problems encountered
Manages a portion of the departmental annual audit plan, working with Sr. Director Internal Audits and other managers to plan and staff audit projects
Utilizes advanced knowledge of Microsoft Office Suite and other business and audit-related software to conduct internal audit work as well as the extraction of relevant business data and its analysis using computer assisted auditing techniques, such as ACL software
In collaboration with Chief Audit Officer and Directors, leads Departmental continuous improvement efforts
Represent Department on assigned management committees
In collaboration with Internal Audit leadership directly participate in the development of the annual internal audit plan

present

Dallas, TX

Senior Internal Audit Manager

Dallas, TX

Jacobson, Beatty and Bashirian

present

Dallas, TX

Senior Internal Audit Manager

present

May include direct management responsibility; recruiting, hiring, training, coaching and performance management
Plan and oversee the work of co-sourcing partners to ensure work is performed to standards and completed on a timely basis. 10%
Manage the co-internal internal audit relationship with Deloitte for SOX control design evaluation and effectiveness testing and manage performance to budget
Helps to develop and deliver training programs to improve overall controls and governance
Optimize team resource allocation and provide development opportunities for team members
Manage SOX testing program, perform some testing and complete QC activities
Work closely with the Board for the development of the annual audit plan and audit methodology

Education Education

Bachelor’s Degree in Accounting

Ohio University

Bachelor’s Degree in Accounting

Skills Skills

Highly developed and detail-oriented audit skills, organized, and focused on delivering a high quality and timely work product
Highly organized and able to manage time, tasks, and deliverables
Ability to take direction, learn quickly, work independently, and maintain a level of professional skepticism
Strong oral / written communication skills and an ability to deliver sensitive information tactfully and professionally
High level of proficiency with Microsoft Excel and comfortable working within a consolidation software system
Solid work ethic and critical thinking ability, able to show value through an inquisitive nature, and development of key insights and audit recommendations
Ability to learn new processes quickly and think critically about controls and risk
Strong internal controls knowledge
Ability to creatively problem solve and exercise good business judgement
Excellent written and verbal communication skills, as well as ability to communicate in clear, concise terms to business process owners and management

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Internal Audit Manager Resume Examples & Samples

A bachelor's degree and approximately 5 years of related work experience; or a graduate degree and approximately 4 years of related work experience
A minimum of 3 years of related audit or applicable business experience; 2 or more years of public accounting experience preferred
Understanding of IT general controls
Understanding of process analytics and business intelligence and impact on the Risk engagement
Ability to perform and interpret gap analysis
Understanding of sampling strategies and confidence levels
Internal audit Risk assessment processes
Development of risk remediation strategies
Demonstrated integrity, values, principles, and work ethic
Experience and interest in recruiting and professional development

Internal Audit Manager Resume Examples & Samples

Manage, analyze and evaluate the Firm's Wealth Management brokerage business focusing on products, investment advisory, branch operations, capital markets, sales practices, and client suitability to evaluate the risk and control framework supporting the business
Risk assess various segments of the Wealth Management audit entity universe to help drive the risk-based audit plan. Executing the annual risk-based audit plan to provide appropriate coverage of retail brokerage activities
Managing audits from start to completion including detailed walkthroughs of key processes to identify internal controls, developing and execution of tests of control and substantive testing procedures for key controls, execution of testing, identification and reporting of issues. Involvement in scope determination, audit planning memos, developing testing plans, issue identification, issue discussions with clients and report writing
Provide management with an independent and objective evaluation of the control environment and evaluate management’s control consciousness. Coaching, mentoring and training of junior level staff
Conduct, as appropriate, quality assurance reviews to ensure compliance with department documentation standards
At least five years of audit management, related retail brokerage or regulatory experience within the financial services industry. Previous audit experience with a complex or medium size bank or broker dealer that focused on retail broker dealer trading activities or related public accounting audit experience
A strong technical understanding of the regulatory environment with respect to FINRA, SEC, and Federal Reserve regulations
Strong verbal and written communication skills for audit reporting discussions with Senior Audit and Business Management. Prior experience communicating with regulators a plus
Experience with local, state and federal securities laws a plus

Internal Audit Manager Resume Examples & Samples

Develop and maintain a dynamic audit universe, constantly keeping abreast of new activities, divestitures, and significant changes to businesses
Manage and develop a small team of experienced auditors
Review, analyze, and recommend “best practices” potentially appropriate for the Firm or one of the Insurance Companies
Assist the Chief Internal Auditor in the development, communication, and execution of the audit plan to senior and line management
Maintain the risk assessment methodology and apply it to the audit universe, including
Collaborate broadly across business and operational areas with senior management, Finance, Legal, Compliance, Technology, and Human Resources in analyzing and assessing all business processes and risk controls
Respond effectively to management requests for special audit projects, Model Audit Rule (“MAR”) support, and investigations; serve as an adviser on processes and internal controls
Contribute to the ongoing expansion initiatives of the Internal Audit Department and manage and build a team of auditors in Chicago
Minimum 10-15 years of relevant public and/or private experience auditing complex financial services companies whose core businesses include
Collaborate with executive, peers, and subordinates to achieve mutually beneficial outcomes
Assess, evaluate, and recommend practices that mitigate risks
Analyze issues to develop and execute plans leading to significant improvements in financial and operational performance, asset management, and risk reductions
Travel as needed, mainly between Chicago, NY, and Indiana

Senior Internal Audit Manager Resume Examples & Samples

Professional development and learning. 5%
Assist other functions with risk and control matters at the request of EMEA management, as appropriate. 25%
People management experience
Thorough understanding of risks and controls
Knowledge of audit methodology and principles
Knowledge of financial accounting preferred
Proficiency with standard automation tools (Word, Excel)
Ability to execute efficiently and effectively and deliver on team goals
Ability to meet deadlines without sacrificing quality; effective time management
Ability to direct and oversee the work of others to accomplish goals and objectives
Highly organized individual, with simulaneous attention to detail and grasp of the big picture
Logical and persuasive, with ability to influence with diplomacy and tact
Able to stand firm on non-negotiable positions, when necessary
University undergraduate degree or equivalent qualification / equivalent experience - Business, particularly accounting or finance, is preferred
Will hold a recognised accountancy qualification, e.g. ACA, ACCA, CIMA or be a ‘Certified Internal Auditor&#8217

Internal Audit Manager Resume Examples & Samples

5+ years of experience in public accounting and/or diversified financial services, including experience in an internal audit or a related field
Strong knowledge of Pension and Retirement services, risks, and applicable regulations
Demonstrated time management, people management, and project management skills
Attention to details, results-oriented and a self-starter
Plans and conducts complex internal audits under the general direction of the Audit Executive/Director and in compliance with audit standards, schedules and regulatory expectations
Experience managing teams, effective team interactions, providing timely and constructive feedback, negotiating issues and resolving problems

Internal Audit Manager Resume Examples & Samples

Perform internal audit projects in accordance with the annual audit plan
Assist business partners and IA leadership to understand business priorities and support business needs
Provide guidance and support to business areas in the development of internal controls and business process improvements for operating entities in the Asia Pacific region
Support IA leadership with periodic reporting to the Audit Committee, completion of the annual risk assessment, development of the annual internal audit plan, and corporate governance concepts throughout the business
Write audit reports that highlight audit findings and make recommendations to improve internal controls
Perform ad hoc assignments and handle special projects

Internal Audit Manager Resume Examples & Samples

Understand the customer’s business, the key risks to objectives and the controls and processes used to manage risks
Design and conduct tests to evaluate the operation of the controls in place
Identify opportunities to improve the efficiency and effectiveness in delivery of the IA plan through integrated auditing activities and identification of opportunities to utilise data analytics
Ensure all work is performed and documented in compliance with established methodology and IIA standards and codes
Ensure all detailed work papers contain sufficient evidence on which to base conclusions
Attend steering groups, committees and working groups where required to stay abreast of emerging risks and issues facing the business
Draft audit reports, including assessment of findings and overall report grade
Ensure that customers are kept up to date on audit progress and findings
Information Systems / Information Technology degree, or completed/working towards IT Internal Audit qualification (i.e. ISACA, CISA, CIA, etc)
Significant post graduate experience in an IT Internal Audit role
Experience in application of risk-based audit methodologies
Proven ability working effectively with senior management to present an argument for change and improvement
Handles a demanding workload, prioritises requirements with team management and provides guidance and input into numerous areas simultaneously
Able to demonstrates flexible, objective, lateral thinking
Strong track record in operating in an environment that is subject to frequent change

Internal Audit Manager Resume Examples & Samples

5-10 years cap markets audit or straight big 4 cap markets
In-depth knowledge of business and key finance functions of Sales and trading and corporate and investment banking businesses
Knowledge of capital markets businesses and functions, specifically risk management, operations or product control
Strong knowledge in auditing principles and techniques
Knowledge of US, Cdn GAAP and International Accounting Standards, complex accounting, auditing standards, business processes
Effective interaction/dealing with senior management of bank and able to maintain a strong relationship with clients
Knowledge of technology
Effective and strong written and oral communication skills
Able to lead by example through provision of knowledge, teamwork, cross-unit cooperation and information
Minimum 8 years' recent relevant banking/audit experience
Credit, Market, model risk management experience
Understanding of the global regulatory environment and key compliance issues impacting banking institutions

Internal Audit Manager Resume Examples & Samples

2+ years of supervisory experience as a Manager
Some combination of depth in SAP, cloud computing, big data, new technologies, and security
Ability to understand and assess controls and influence non-IT business processes

Internal Audit Manager Resume Examples & Samples

5+ years of US AML compliance experience
1+ years of audit experience as a regulator, internal auditor, etc
Experience working under tight time frames in which quality is of paramount importance
Ability to clearly articulate concerns and issues, both verbally and in writing
MS Word and MS Excel proficient
Bright, energetic, self starter, and self motivated

Internal Audit Manager Resume Examples & Samples

Assisting the VP of Internal audit in the administration of the department, including annual planning, engagement planning, execution, and completion of special projects
Obtaining deep understanding of business, financial and IT processes to identify and assess risk to the Company
Meeting with Ratings, Financial and IT management team to understand key activities and changes in the environment
Partnering with the audited in providing guidance on new processes and changes and assessing how objectives are being met
Approving the planning and communication of the detailed audit scope each year and for each audit
Assisting with updating Internal Audit policies and procedures based on process improvements, changes within the profession, regulatory changes, etc
Ensuring completion of audits, SOX activities, Dodd-Frank internal control activities and special projects by stated due dates and budgets
Managing all aspects of the communication of audit findings on a timely basis from the closing meeting through to final audit report
Managing internal audit staff and 3rd party professionals in the execution of internal audits and SOX activities
Guiding in the development of the Staff and Senior auditors
8+ years with Big 4/larger CPA firms or public/private
CA/CPA/CISSP/CISA
Experience with Audit - Products; Operational; Financial
Proficient in all of Excel
MBA/MS
Managerial experience

Internal Audit Manager Resume Examples & Samples

Audit assignment planning; risk and control identification
Performing, reviewing, and directing audit testing
Providing guidance to Audit Seniors during assignments
Reviewing and completing documentation of planning, testing, and findings in audit toolkit
Participating in enterprise-wide audits and audits of principal risk standards
Managing audit on a day-to-day basis, working to ensure that audits progress as planned, as regards scope, budget, and timetable
Maintaining and developing awareness of risk issues and changes across relevant business units
Providing complete, accurate, and timely information to the QA Management Information Manager for reporting
Acting as a mentor and coach to junior team members
5+ years of accounting experience, public or combo
Strong managerial skills

Internal Audit Manager, Risk Management Resume Examples & Samples

Five years or more in the banking industry within a public accounting, finance and/or internal audit function
BA, BS, or equivalent degree in accounting or finance relevant field, advanced degree in Accounting, Finance, Business, or related field preferred
Professional Certification (CIA, CPA, or equivalent) preferred
Understanding of regulatory, accounting, financial industry guidance and best practices relevant to the business, including technology implications
Knowledge and experience in control theory and professional auditing practices Understanding of business technologies and its impact to control practices
Effectively integrates business, operational, technological, and financial components in audit work
Strong written and verbal communication skills to deliver high quality, actionable feedback on a variety of complex issues to executive and line management on control issues and potential solutions to close control gaps
Effectively works independently within a team construct, while supporting teamwork and achievement of team objectives

Internal Audit Manager Resume Examples & Samples

BA/BS in Accounting required
CPA or CIA required
8-10 years of increasing responsibility with a public accounting firm (big four firm experience is preferred)
At least five years experience managing and directing a team of Internal Audit professionals executing a broad range of Internal Audit activities
Sarbanes Oxley Act experience is a plus
Knowledge of practices within the Not-For-Profit industry
Strong ability to effectively communicate with management and the Audit Committee members
Impact – Identify approaches, processes, and standards for addressing internal control issues and operational efficiencies based on leading industry practices
Results – effect change without direct responsibilities. While adhering to the Standards of the Professional Practice of Internal Auditing as promulgated by the IIA with respect to Independence and Objectivity, the Director shall deliver value to the Company by communicating and convincing others within the organization of the need to maintain effective and efficient internal controls, including where appropriate suggesting changes to concepts, practices, and approaches that have been in use for many years
Innovation – enhance the Company's risk and control framework, documentation and testing processes

Internal Audit Manager Resume Examples & Samples

Bachelor's degree with approximately 10+ years of experience
Combination of large accounting firm and private industry experience is preferred
Strong knowledge of information technology systems and infrastructure
Experience working in a global organization, interacting with all levels of management across all disciplines
Ability to manage projects within our function and across the company while multi-tasking
Proficiency in financial systems and Microsoft Office Suite is required

Internal Audit Manager Resume Examples & Samples

Participate in audit assignments in order to facilitate business activities in a risk controlled environment
Perform special audits on an ad-hoc basis as required by regulators, business line management and audit committees
Review implementation status of recommendations issued upon notification by auditees
Assist in conducting audit risk assessments and periodic reporting requirements

Internal Audit Manager Resume Examples & Samples

5 to 8 years of experience in areas related to banking regulations, AML programs, local standards, and internal policies
Knowledge of financial services compliance
Experience at the senior level
Certifications (CPA, ACA, CFA, CIA, CISA)

Internal Audit Manager Resume Examples & Samples

Work closely with the Audit Partnersto ensure that an appropriate assurance programme is devised and executed to provide objective and challenging risk based assurance on a range of risks including credit, market, treasury, finance and IT risk across the Group
Lead and manage a team of professionals in the planning, execution and reporting of assurance and review activities
Support business units, where appropriate, in identifying the appropriate actions required to address and improve risk management practices and internal control frameworks
Work with the wider GIA department to support the achievement of overall GIA objectives
Proven track record in at least one of the following risk areas: credit, market, treasury, capital/global markets, finance, IT, programme management or general auditing at a senior level(at least Senior Audit Manager, potentially Audit Director level)
A track-record that demonstrates ability to lead,manage and develop teams
High levels of resilience, integrity and independence
Sound judgement and commercial acumen
Excellent communication and influencing skills, including the ability to interact effectively at senior levels within the organisation
Strong team player, with an ability to work to tight deadlines
Professional or third level qualification
For the finance role, an accounting / finance qualification is required

Internal Audit Manager Resume Examples & Samples

Experience auditing within the Banking and Capital Markets sector
Exceptional communication and relationship management skills
Experienced in coaching and developing other members of staff
Good in-depth experience of reviewing controls over financial and operating systems and business processes
Strong awareness of risk and business issues, sound reporting skills and the ability to work under your own initiative
Focus on developing and building deep relationships with clients and with PwC teams

Internal Audit Manager Resume Examples & Samples

Coordinate analysis of risk in areas of assigned audit responsibility and prepare proposed internal audit plans based on the results of the risk analysis
Prepare audit programs and approaches that meet the objectives of those audits, with a focus on internal control design and testing
Perform audit work and supervise the performance of work by any assigned staff or contractors, including reviewing workpapers, documenting control weaknesses or inefficiencies and managing the completion of the audit within the given timeframe
Keep Regional Director informed of audit activities
Assist in training and development of team members by providing on the job coaching, delivering constructive and motivating feedback, and participation in the performance management process
Perform other duties and special projects as assigned by the Regional Director
Substantial internal auditing experience, including acting in the capacity of a supervisor
Experience within the asset management or securities industries required, with specific expertise in investment products (equities, fixed income, alternatives), portfolio management, trading and investment operations and finance
Thorough operational and control understanding of regulatory reporting requirements for a publicly held global financial services firm
Educated to degree level in Accounting or Finance, or related discipline
Likely to hold a professional accounting or auditing designation such as CPA, ACCA, CIMA, ACA

Internal Audit Manager Resume Examples & Samples

Planning for, executing, and reporting on, audits of sales, trading and support groups
Managing and mentoring junior staff
4+ years experience of financial markets in a relevant capacity
5-10 years audit experience, primarily in financial markets
Good understanding of futures, options and swaps
CPA, CIA or other accounting qualification
CFA, FRM or other financial/risk qualification

Internal Audit Manager Resume Examples & Samples

Minimum of 5 years of financial services experience {we will consider non-financial services experience for some cities} in the areas of internal audit, internal controls assessment, and/or Sarbanes-Oxley 404 evaluation and testing
Project management experience, preferably managing and directing financial services internal audit and/or SOX 404 projects within consulting or professional services firm, or in a public company environment
Supervisory and management experience, with accountability for staff performance and delivery
Risk assessment experience is highly desirable
Experience with GAAP and SEC Reporting is highly desirable
Effective written and verbal communication of results to stakeholders of projects
Ability to assess internal controls and design effectiveness
Understanding of typical business process flows
Ability to develop sales proposals and participate in selling professional services

Senior Internal Audit Manager Resume Examples & Samples

Approaches problems systematically and objectively, analyses facts and evaluates options, draws sound conclusions
Promotes awareness for potential legal, regulatory and reputational risks within his / her wider team
Integrates well, builds constructive relationships with people from diverse backgrounds

Internal Audit Manager Resume Examples & Samples

Take responsibility for executing on a portion of the audit plan, which would include risk assessment, audit scope, identifying and testing controls and developing specific recommendations to improve processes
Effectively communicate audit results to process owners such that the recommendations are accepted and acted upon
Proactively follow-up, track and close out all identified audit findings
Assist with investigations that involve alleged financial controls breaches, FCPA violations and fraud
Assess the design of internal controls related to financial reporting processes and test the controls for operating effectiveness pursuant to our annual Sarbanes-Oxley 404 assessment process
Assist with other team projects identified during the year
Help to educate the company on the role of internal audit

Internal Audit Manager Resume Examples & Samples

Responsible for effectively planning and executing comprehensive internal audits of applicable business areas under the direction of Internal Audit Department management
Obtain an understanding of the business areas under review
Develop audit programs to guide test work
Team player, open minded, flexible, and able to adapt to changing environments

Internal Audit Manager Resume Examples & Samples

Auditing petty cash & cash policies and procedures at their site locations
Financial and operational audits
Special programs and assisting with accounting and reporting
Developing audit policies, procedures and executive management reporting
Reviewing operations in order to identify additional risk areas and opportunities for cost/savings improvements
CPA or CFE are a plus
Non-profit experience is preferred
Quickbooks experience is preferred
Strong excel skills

Internal Audit Manager Resume Examples & Samples

Minimum of seven years' proven and progressive audit, business, and/or accounting experience or equivalent
Minimum of a Bachelor's/Master's degree in business, accounting, finance or related field
Ability to travel globally

Brmcs Internal Audit Manager Resume Examples & Samples

Identifies areas of highest risk to achievement of client goals
Leads projects to document, test, and analyze client business processes to improve bottom line results
Minimum of 5 years of relevant experience required
CPA, CIA, CMA or CISA preferred
Excellent leadership and management abilities with supervisory experience over multiple projects and professional staff

Internal Audit Manager Resume Examples & Samples

Main point of contact with external auditors to ensure proper execution of all financial and statutory audits worldwide
Assuming a lead role in shaping the on-going development of the internal control processes
Managing a range of continuous improvement, administrative and reporting tasks needed to meet stakeholder requirements
Interface with business leadership team during engagement planning to gain an understanding of business processes, risks and challenges
At least seven years of experience and presently in a Senior Audit Manager role
At least three years in the Big 4
Multi-location experience (at least 50 locations) in mid-large sized manufacturing company
Strong experience with SOX
CPA – Certified Public Accountant

Internal Audit Manager Resume Examples & Samples

Opening meetings with management, providing a clear briefing on the scope of audit work. Manage delivery of audit work program, providing oversight of assigned team and conducting audit testing
Make decisions on the priority of issues and associated risks identified during fieldwork. Proactively engage with management during the course of the audit keeping them informed of progress and any potential issues. Ensure factual accuracy of all issues supported by appropriate evidence and documents, produced to the required quality, escalating to Heads of Internal Audit as necessary
Lead closing meetings with management to discuss key issues arising
PQE demonstrating progressively responsible professional-level auditing and/or relevant experience
Exposure to and broad understanding of operational and financial systems, processes, risks and controls
Previous use of audit management software would be advantageous

Senior Internal Audit Manager Resume Examples & Samples

Evaluate the effectiveness of ICFR for the OTC and Commissions cycles
Connect the dots across business processes and systems, providing management with new insights
Develop financial and operational risk assessments, including assessments of risk management maturity and considerations for the business. Primary focus will be across Sales, Marketing, and Customer Support, although you will also be expected to collaborate with the team on projects across other functions
People Leadership – Builds and collaborates with productive teams utilizing differing perspectives, helping to prioritize team objectives and taking responsibility for team performance. Effectively communicates with honesty and respect, providing encouragement and support to other team members
BA with 7+ years of relevant experience or an MBA with 5+ years of relevant experience
Demonstrated experience successfully managing internal audit projects, conducting risk assessments, operational auditing and executing Sarbanes-Oxley compliance
Solid understanding, expertise and experience in PCAOB standards, SOX regulations and US GAAP
Ability to meet stringent reporting deadlines in a fast paced environment; demonstrates sense of urgency and should be results driven

Internal Audit Manager Resume Examples & Samples

6+ years of experience in Internal Audit, Process Improvement, or Risk Analysis; 3+ years of Supervisory experience
CIA and/or ISO professional certifications
Knowledge of HIMR, COB System, and/or the MSP Recovery systems
Working knowledge of the coordination of benefits concept and Medicare system

Internal Audit Manager Toronto Resume Examples & Samples

Work with high-growth clients and other market leaders in industries such as government, retail, consumer products and financial services
Establish objectives and scope of work; establish the engagement budget; and take responsibility for the overall execution of the project through wrap-up and final report delivery
Display teamwork, integrity and leadership
Foster teamwork and innovation
Understand E&Y and its service lines
A minimum of 6 years of related business experience (post graduation) - internal audit experience
Solid Experience of risk assessments (ERM & Internal Audit engagements), data analytics, continuous control monitoring (CCM) and Internal Controls over Financial Reporting
CIA, CA, CMA or CGA certification required

Internal Audit Manager Resume Examples & Samples

Bachelor's Degree in Finance, Accounting, Business or related field
4+ years of experience working with public or private audit AML
5+ years of experience in internal audit within Corporate Banking, Capital Markets and the Broker Dealer Industry
A good understanding of the BSA/AML regulatory framework and AML specific qualification
Strong stakeholder management and influencing skills, while maintaining independence from the business
Advanced degree in Finance, Accounting, Business or related field
ACAMS/AMLCA

Internal Audit Manager Resume Examples & Samples

Prepares and provides written and oral reports, communications and/or presentations to operating and/or senior management to deliver the results of audit activities, recommend appropriate internal control improvements, and help facilitate management action plans
Perform SOX compliance activities; educate operational staff on SOX initiatives
Utilizes and oversees data analysis techniques to effectively & efficiently identify potential control issues and trends
Prepare and track budgets for audit activities; help define future and strategic direction of department
Knowledge of Sarbanes-Oxley Act of 2002 and PCAOB Audit Standard #5
CIA and/or CPA highly desired
6 or more years’ internal/external audit experience
Big 4 Public accounting experience highly preferred
Superior quantitative and data analytic skills
Must be able to multitask, problem solve, prioritize, and implement innovative processes within a fast paced environment
Ability to coach and supervise staff and others and to plan and manage responsibilities independently and in a team environment
Travel 30 - 35%

Internal Audit Manager Resume Examples & Samples

Provide assurance around the effectiveness and efficiency of various Humana operational processes. Interact with leaders in many different areas and at many different levels
Develop and maintain key working relationships across Humana related to your assigned functional area. Facilitate risk assessment discussions regarding strategic, financial, operational, and compliance components as part of the CEO’s enterprise risk management initiative
Work specifically with leadership and identify new and emerging risks and then plan internally to monitor and control those risks. You will coordinate closely with an audit manager tasked with execution of specific audit engagements designed to test risk and control practices
Review and analyze processes, documentation and data to identify any gaps in the effectiveness of Humana’s governance and risk management environment
Coordinate and manage engagements to meet milestone expectations
Report, verbally and in written format, with management of operational and/or corporate areas on engagement status and results
Provide recommendations to drive change and follow-up to ensure plans are implemented timely and sufficiently
7+ years of audit or consulting experience
Successful track record in facilitating and consulting across teams and managing projects
Certifications such as CPA, CIA, CISA, CISSP, PMP
Experience leading people

Internal Audit Manager Resume Examples & Samples

7+ years of Professional experience in Public Accounting, Internal Audit, and/or Consulting
Bachelor's Degree in Accounting, Finance or in a related field
Solid grasp of Accounting and Auditing
Excellent communication skills ()written and verbal)

Overseas Internal Audit Manager Resume Examples & Samples

Lead the assigned Internal Audit projects overseas
Develop relationships with key operational and financial leadership to proactively work with the business, ensuring risks and challenges are identified along with corresponding mitigation plans that will enhance operational efficiencies while ensuring the right controls are in place
Execute the internal audit plan to evaluate significant business activities, integrity of financial data, efficiency of operations and compliance with policies, procedures and regulations
Review audit results and ensure issues, risks, management action plans, and timing are clearly communicated in audit report. Assist the business to ensure mitigating controls are implemented for the identified deficiencies in a timely manner
Support the Department Manager -Internal Audit in all aspects related to internal audit processes, including board and audit committee preparation, assisting external auditors, developing and driving internal audit plan etc

Internal Audit Manager Resume Examples & Samples

Complete risk assessments
Work within a team to plan and execute audits and report findings during integrated financial and technology audits
Support the management of audits and audit teams
Good understanding of internal controls and/or audit experience in back-office operations for Institutional Securities
Possess considerable experience performing walkthroughs, assessing the internal control environment and performing controls and substantive testing
Able to properly assess potential findings for significance. Identifying and formulating solutions to issues around internal controls, risk measurement and management, financial reporting and operations
Drafting audit reports, including writing clear and concise findings and recommendations, and negotiating their finalization with senior client management
Engage in Continuous Business Monitoring, including reporting issues and recommending appropriate and immediate intercession where needed
Conduct periodic monitoring of risk areas to identify emerging risks and trends
6 - 10 years of relevant professional experience with international accounting firms or financial institutions

Internal Audit Manager Resume Examples & Samples

Assist in the development of strategic internal audit plans and the delivery of audit opinions on behalf of clients across a diverse range of industries
Coach and mentor junior members of the team and review work accordingly
Other ad hoc activities as required

Internal Audit Manager Resume Examples & Samples

Complete variety of audits, including all phases of the audit process
Review existing as well as new projects, services, and procedures to ensure compliance with applicable requirements
Special projects involvement
Provide coordination and audit assistance
Review for compliance with all federal, state, local, and other legal/regulatory requirements
Advises management on appropriate systems controls and other account and operational matters
Masters degree-level of study, P.E., Law Degree
Minimum of seven years experience
Advanced skills and knowledge in approaches and systems, which affect the design and implementation of major programs and/or processes organization-wide
Knowledge of and compliance with International Standards for the Professional Practice of Internal Auditing, along with excellent technical and comprehensive abilities
Ability to prioritize and meet deadlines
Ability to establish effective audit policies and procedures and to handle multiple priorities, organize projects, and meet deadlines
Intermediate to advanced computer skills including: knowledge of Excel and other spreadsheet programs
Ability to apply analytical and interpretive skills to problem solving
Interpersonal skills to communicate clearly and concisely, both orally and in writing
Ability to establish and maintain effective working relationships with those contacted in the course of work
Professional customer service and leadership skills
Self-motivated, ability to work independently
Excellent follow-up and follow-through skills
Team player who views his/her role as “value added” while improving overall operations
Strong project management and COSO Internal Control – Integrated Framework 2013 experience a plus

Internal Audit Manager Resume Examples & Samples

Lead an audit staff
Coordinate and execute financial, operational and Sarbanes-Oxley audits
Lead the risk assessment and creation and execution of the annual audit plan
Evaluate and design the effectiveness of internal controls
Interface with external auditors and upper management
Minimum of five years of auditing experience
Manufacturing or distribution experience required
Willing to travel up to 30% domestically and internationally
Experience with public companies and SOX is a plus
CPA Certified Public Accountant preferred
CIA Certified Internal Auditor preferred

Internal Audit Manager Resume Examples & Samples

6+ years of Internal or External Audit experience, including experience in professional practices and/or professional development areas
College degree in Accounting, Finance or related field
Strong instructional design background with demonstrated working knowledge of various design and delivery techniques and approaches
Knowledge of both traditional instructor-led delivery methods as well as alternative, e-Learning capabilities
Previous experience working within the Financial Services / Banking industry

Internal Audit Manager Resume Examples & Samples

Effectively applies her/his knowledge to deliver solutions that fit the purpose and are feasible
Promotes awareness for potential legal, regulatory and reputational risks within his/her wider team
Is highly regarded for her/his honesty, integrity and reliability – within the bank, and where applicable, with the bank’s clients
Effectively communicates complex, difficult or sensitive information and collaborates with others to build consensus

Internal Audit Manager Resume Examples & Samples

Manage audit locations independently by planning and execution of high quality financial audits and reviews
Plan and perform audit procedures based on risk assessment and modules
Provide constructive and meaningful comments based on audit findings
7+ years of audit experience in Big Four or Internal Audit
Management style that encourages collaboration and the career development of others
Willingness to travel 25-35%, international travel is also available if desired. You may also chose to travel only to domestic locations if that is your preference

Internal Audit Manager Resume Examples & Samples

Develop risk assessments that focus on key financial statement line item risks
Evaluate the effectiveness of Internal Control over Financial Reporting for the business cycles above
Identify opportunities to improve efficiency and effectiveness
Establish and maintain good working relationships with global stakeholders across the business to provide expert advice on risks and controls, and to maintain timely awareness of emerging risks in the business
Maintain technical expertise and apply leading practices in advanced audit techniques (e.g. risk assessments, analytical review procedures, statistical sampling, data analysis tools)
Thought Leadership – Demonstrates passion and initiative in using creative approaches to analyze business risk. Interprets data to evaluate root cause and solve problems at a macro level. Open to non-traditional ways of providing risk assurance and seeking solutions in areas outside of comfort zones
People Leadership – Builds and collaborates with productive teams utilizing differing perspectives, helping to prioritizes team objectives and taking responsibility for team performance. Effectively communicates with honesty and respect, providing encouragement and support to other team members
Personal Leadership – Maintains productive stakeholder partnerships, turning around difficult relationships. Actively responds to changes in the stakeholder’s priorities and/or environment, delivering timely and innovative services. Builds credibility with global stakeholders through awareness of VMware’s culture and business drivers
CPA (or int’l equivalent) required
CIA, CISA and/or CFE desirable
Demonstrated experience successfully managing internal audit projects, conducting risk assessments, and executing Internal Control audits
Ability to meet stringent reporting deadlines in a fast paced environment
Flexible, adaptable and strong team player

Internal Audit Manager Resume Examples & Samples

8 years audit experience in Financial Services Industry and/or Big 4 Public Accounting
Comprehensive knowledge of banking, accounting, and internal controls
Ability to apply knowledge in an audit function
Prior experience in community banking

Internal Audit Manager Resume Examples & Samples

Participate in audits in accordance to Group Internal Audit (GIA) Methodology
Develop the audit program and conduct appropriate fieldwork testing
Document all testing and findings in accordance with GIA Methodology
Aree the scope of a particular audit with GIA management by performing a risk assessment
Define the detailed objectives of the audit
Deliver the audit in accordance with GIA methodology and professional standards
Allocate, monitor and review the work of team members
Adjust the working plan as necessary during the audit, with the consultation of appropriate GIA management
Draft audit report for review and approval by audit management
Minimum of 5 years of work experience in internal or external audit in the insurance industry
Ability to work under stress or travel independently
Keeps up with what is going on in the broader organization
Coordinates planning efforts with other work units
Maintains a consistent, high level of productivity
Builds relationships to create a foundation for future influence
Open communication with team members. Expresses oneself effectively in one-on-one conversations and small groups
Fluency in both written and spoken English

SOX Internal Audit Manager Resume Examples & Samples

6-9 years of experience in an external or internal audit role
Heavy SOX implementation / design / testing / documentation experience
Deep understanding of audit principles
Background in a Big Four
Prior REIT experience

Internal Audit Manager Resume Examples & Samples

Lead internal audit engagements and risk assessments
Manage and oversee Sarbanes Oxley (SOX) audit procedures of a complex nature, including establishing a top down risk based approach, and the proper nature, timing, and extent of procedures, and planning and coordinating SOX activities related to internal controls documentation and testing
Maintain a strong client focus by effectively serving client needs and developing productive working relationships with client personnel
Stay abreast of current business and economic developments and new pronouncements/standards relevant to the client's business
Work with team members to set goals and responsibilities for specific engagements
Utilize technology and tools to continually learn and innovate, share knowledge with team members and enhance service delivery
Actively encourage team members to contribute ideas and identify potential opportunities to apply E&Y's services
A bachelor's degree in accounting, finance or a business-related field
A minimum of 6 years of related business experience (post graduation) - internal control and internal audit experience
Solid experience in Internal Controls over Financial Reporting (ICFR), including SOX, Bill 198, and integrated audit
Experience in internal audit, risk assessment (ERM), data analytics, continuous control monitoring (CCM) and GRC
Willingness to travel throughout Canada
Strong skills in project management and engagement management

Internal Audit Manager Resume Examples & Samples

Reporting to the Group Head of Internal Audit, the Internal Audit Manager Services will have responsibility for implementing the internal audit programme in Shared Services
The Internal Audit Manager will assist in determining, driving and managing the planning, and implementation of the internal audit programme for Shared Services. This person will also act as the knowledge centre for technical and corporate governance matters
A key aspect of the role will be to manage the progress of fieldwork and report drafting by various outsourced providers, maintaining consistency and standards of output
As Internal Audit Manager you will have a professional and proactive approach to internal audits. This person will be responsible for the continued development of the Internal Audit function in Shared Services
The successful candidate will have the ability to develop strong relationships with Shared Services business units and their support functions, and to operate effectively with senior management
The individual will support the Group Head of Internal Audit in providing assurance to the Board and will provide strong leadership to the audit team and its partners in Shared Services, ensuring the organisation is at the forefront of best practice and international standards
A relevant professional qualification with at least 7 years PQE experiences and at least 4 years at a senior management level in an auditing, risk or financial role
Extensive experience in the application of best practice in Corporate Governance, Risk Management and internal control evaluation and testing
Extensive understanding of the relevant regulatory environment and current regulatory issues
Previous experience with initiating and maintaining strategic relationships both internally and externally, using strong influencing skills to achieve business goals
Provide coaching in the development of the technical skills and abilities in others
Excellent analytical and problem solving skills, coupled with the ability to generate innovative technical solutions as required
A good understanding of business operations and the commercial viability and impact of technical / professional decisions on the performance of the organisation
Proven track record with dealing with complex issues, proactively and in a timely fashion, along with the ability to communicate complex information to others
Excellent personal communication, leadership and report writing skills

Internal Audit Manager Resume Examples & Samples

Job planning: Research on client background and risks, planning staff resource and propose tailored audit work program and audit time schedules, coordinate with client on kick off meeting with client and other necessary planning activities
Job execution: Perform testing of complex / non-routine audit areas, complete work programs including conducting interviews with Senior Management, provide guidance to junior team member(s), review the work of junior team member(s), schedule closing meeting with client and prepare closing meeting slides
Contribute to people initiatives, including recruiting and retaining Risk professionals

Internal Audit Manager Resume Examples & Samples

5-8 years’ experience in external & internal audit combined. Prior Big 4 or similarly large public accounting firm experience
Strong financial accounting and internal control background
Detailed knowledge of GAAP, GAAS, and IIA Standards
BS or BA in Accounting, CPA or CIA preferred
Other related private industry experience, including international and/or IT auditing

Assistant Internal Audit Manager Resume Examples & Samples

Plan and carry out audit assignments under the guidance of the Audit Manager
Assist with pre and post implementation reviews for new system developments
Discuss audit findings with management
Prepare summary reports of audit findings
Make recommendations on findings
Participate in ad hoc projects
Keep up to date with business developments

Internal Audit Manager Resume Examples & Samples

Develop and complete audits
Implement internal controls
Ensure SOX Compliance; Coordinate with external auditors
Perform on-going risk assessment

Internal Audit Manager Resume Examples & Samples

Will oversee all internal audit and develop and execute annual risk-based audit plans
Manage a group of up to four people and present results, reports etc in front of a group of 20 people
Travel: none to very minimal
Experience in Big 4 or similar public accounting firms
A mix of public and private experience big plus
Minimum eight years of related experience
Strong Experience with Microsoft Office products
A bachelor degree
Strong supervisory experience

Internal Audit Manager Resume Examples & Samples

Assist in the planning, roll out and oversight of the Internal Audit function of their investment division
Construct and perform comprehensive audit reviews
Ensure correct controls are in place and leading projects/recommendations to audit committee around control deficiencies
Monitoring internal audit function across Private and Public investment portfolios
Ensure audit reports are collated and report back to audit committee and management committee
Regular interaction with external auditors
Manage, develop and grow team/department

Internal Audit Manager Resume Examples & Samples

The primary duties of the Internal Audit Manager will include, but is not limited to
Conducting risk assessments in areas of assigned audit responsibility
Preparing audit programs and test procedures that satisfy audit objectives
Executing audit work and supervising the work performed by assigned staff, where applicable
Reviewing audit work papers, documenting control deficiencies or inefficiencies and managing the completion of audits within given timeframes and budgets
Conducting exit meetings with senior management and other stakeholders to agree on audit results and to obtain appropriate responses to internal control deficiencies
Preparing written audit reports and clearing those reports with stakeholders
Keeping the Regional Director or Director informed of audit activities
Assisting in the development of other team members by providing on the job coaching, delivering constructive and motivating feedback, and participating in the performance management process
Performing other duties and special projects as assigned
Contributing to developing a culture of risk awareness
Actively monitor proposed, adopted and amended rules, regulations as well as internal policies and procedures as a basis to provide value-added advice to management and apply a risk-based approach to activities
Minimum of 7 years’ experience in public accounting and/or internal audit, including in the capacity of a supervisor or manager
Experience within the asset management or securities industries, with specific exposure to alternative investment products (real estate and private equity)
Experience dealing with a demanding environment and regulatory change
A good understanding of Investment Adviser and SEC rules
Self starter. Must be able to work without frequent direct supervision. Results-oriented. Comfortable as an individual contributor on certain assignments
Pro-active problem solver with the ability to thoroughly identify and investigate issues and determine the appropriate course of action. Work through contentious issues with customers in a non-confrontational style
Excellent project management and administrative skills
Excellent supervisory, relationship management and team building skills
Demonstrated ability to work in a diverse, cross-functional and international environment
Comfortable with changing environment. Adaptable
Potential for domestic and international travel of 35%

Internal Audit Manager Resume Examples & Samples

Establish and maintain strong relationships with global stakeholders across the business
Participate in end-to-end process reviews and risk based audits focused on raising awareness of critical business risk
Collect, organize and analyze data and trends for risk and compliance monitoring
Communicate analysis and audit results to various levels of management stakeholders
Maintain technical expertise and apply leading practices in audit (e.g. risk assessments, analytical procedures, best practice benchmarking, and process maturity assessments)
Professional certification CIA preferred; CPA (or Int’l equivalent), CISA and/or CFE desirable
Demonstrated experience successfully managing internal process projects, conducting risk assessments and operational auditing
Possess a “can do” attitude, and the willingness to learn new concepts in a fast paced change driven environment

Internal Audit Manager Resume Examples & Samples

Planning, execution & completion of internal audits including issue of final audit reports, in accordance with departmental policies, methodologies and IIA standards. Audits can be either financial, compliance or operational in scope
Working with departmental senior management on executing our vision and having direct input into the audit plan
Coordination with IT and Data Analytics team for integrated audits
Making cost effective recommendations to senior business unit management on risk mitigation and improvements in internal control
Managing Internal Audit staff on assignment and providing feedback during and after each engagement; review and submit working papers to management
Providing guidance and feedback on quality of the work and, where necessary, escalate performance issues to management
Conducting risk assurance reviews of key projects
Coordination of/assistance with biannual Group risk reporting
Ad hoc projects & reviews and, where required, assist with SOX compliance work
Bachelor’s Degree in accounting, finance, IT, or business
5-8 years’ progressive experience at a Big 4 accounting firm. Additional experience in a large public company internal audit department is also helpful
Fluency in Spanish - spoken and written - is a must
Working knowledge of Portuguese is a big plus
Professional designation completed (CPA, CA, MIIA, CIA, CISA, CMA, CFE, CISSP,CIPP) required
Background in accounting and auditing with a strong understanding of internal control and internal audit methodology gained either in a major accountancy practice and/or internal audit function of a multi-national company
Sound understanding of major business cycles/processes including but not limited to: Order to Cash, Purchase to Pay, HR and Payroll, Procurement
Solid understanding and experience in the application of the International Standards for the Professional Practice of Internal Auditing
Ability to work on CAAT data analytics is desirable (ACL, Tableau)
Good understanding of the application of IFRS, USGAAP
Knowledge of latest risk management and audit techniques
Exposure to major ERP systems is beneficial, particularly SAP and/or Oracle
Solid technical and critical thinking skills
An analytical mind with a commercial understanding of business
Strong organizational skills, including the ability to multi-task and deliver to deadlines
Leadership abilities and strong team-building skills
Tact and diplomacy in difficult situations
Sound practical judgment and objectivity

Internal Audit Manager Resume Examples & Samples

Understand new business models and business risk drivers
Develop influencing relationships within the business to obtain timely information on business events and encourage action on risk management gaps
Demonstrated software revenue recognition experience

Internal Audit Manager Resume Examples & Samples

7+ years of audit/consulting experience or 7+ years compliance experience in the health care industry
Knowledgeable in regulations governing the health care industry
Experience in health care fraud prevention and/or investigation, including auditing and monitoring processes

Internal Audit Manager Resume Examples & Samples

Conducts and manages audits and reviews across all lines of businesses within the company in various locations domestically and internationally
Performs and manages Sarbanes-Oxley procedures (including the assessment of financial and general computer controls), operational and compliance audits, data analysis and risk assessments
Performs and manages Sarbanes-Oxley related tasks including financial and general computer related controls assessments
Plans and conducts onsite audits and reviews of domestic and international offices and entities
Manages and develops personnel
Reviews team work products and performs quality assurance procedures to uphold the high quality standards of the team
Develops and maintains strong working relationships with key business and financial decision makers throughout the year and is committed to continually improve audit satisfaction

Internal Audit Manager Resume Examples & Samples

Use a proactive approach with a keen understanding of the business to work with the Senior Manager of Internal Audit and others to develop, implement and execute the annual risk based audit plan
Successfully plan, execute and complete audits and special project to assess the adequacy and effectiveness of controls, ensure compliance with laws and regulations, and drive efficiency/effectiveness in operations
Leverage relevant past experiences to coach all levels of management on the value of a strong internal control environment
Establish strong relationships with functional and operational management to ensure identified issues are understood and recommended action items are effectively implemented
Understand corporate policies and ensure compliance as appropriate
Help drive Enterprise Risk Management initiatives and work to refine the process as it becomes an integral part of the organization’s culture
Participate in, or lead ad-hoc projects as needed
Directly manage staff to ensure a balanced workload, that they are being challenged, developing their knowledge/skillset, and put in a position to progress in their careers
Assist in preparing Audit Committee documents and presenting at meetings when needed
8 – 12 years of experience, including management positions, in progressively responsible roles in accounting or finance
Understanding of internal auditing standards, COSO, risk assessment practices, IT and audit principles and an awareness of the IIA standards for the Professional Practice of Internal Auditing
Leadership attributes that include building strong relationships across the organization and setting parameters to ensure successful completion of audit projects
Must be able to work in a fast-paced, evolving and growing global environment; international experience is highly desired
A CPA, MBA or other professional certifications, are all considered highly desirable, although not required
This role requires travel, including globally – approximately 10-20%

Internal Audit Manager Resume Examples & Samples

Oversee and perform as necessary internal audits and internal control reviews of selected company operations and information technology functions
Manage audit project budgets versus plan
Manage assigned resources by audit project, including other managers and consultants
Provide audit support for all aspects of Sarbanes-Oxley 404 IT compliance process
Computer Skills - adequate knowledge of Spreadsheet and Word Processing software
ACL or other data mining experience a plus
Knowledge of Section 404 of the SEC regulations, including IT general computer control and system implementation control requirements
Ability to read, interpret understand and explain technical regulations and accounting policies set forth by the SEC, FASB, etc

Internal Audit Manager Resume Examples & Samples

Manages a complex and critical unit within Internal Audit, including a small to medium sized team of Internal Audit professionals. Recruits staff, develops talent, builds effective teams, and manages a budget. Possesses a broad and comprehensive understanding of different Internal Audit standards, policies and local regulations; applies a broad and comprehensive knowledge of high risk areas including: Consumer or Investment Banking, technology management; project/program management; regulatory compliance or supplier management
7-10 years of experience in a related role with experience in business, functional and people management, with proven abilities in taking responsibility for issuing to stakeholders high quality deliverables according to strict timetables
Sound knowledge of front to back controls
Specific subject matter expertise regarding technology application control disciplines and a solid business understanding of Global Markets products, especially those associated with the FX and Local Markets business

Internal Audit Manager Resume Examples & Samples

To plan, carry out and on occasions lead risk driven audit assignments on a functional or area basis under the guidance of a Head of Audit. The plan should ensure clear objectives and scope are agreed prior to commencement of the audit
To be involved in pre and post implementation reviews for new system developments, and in the review and follow up of computer security matters
To discuss audit findings with management responsible focusing particularly on areas of business risk, control weakness and operational efficiency enhancements

Internal Audit Manager Resume Examples & Samples

Support the Internal Audit function in developing and reviewing an agreed audit plan, to be kept under review throughout the year
Maintain up to date knowledge of developments, regulation and thinking in assurance in order to bring best practice into the Group
Act as the deputy to the Head of Internal Audit when required
Assisting in implementation of change in the audit function, including the development and implementation of Internal Audit's scope and methodology
Contribute to the audit planning process
Responsible for conducting and/or leading audits assuring that business systems, policies, processes and procedures are being properly implemented and take appropriate action or escalation where it is found that compliance is being breached
Support Head of Internal Audit with risk management and the incorporation of the Group's risk framework in the Internal Audit activities
Build and develop long lasting relationships with stakeholders across the business
Direct line management of two team members
Coach, train and mentor direct reports

Internal Audit Manager Resume Examples & Samples

Report internal audit findings
Review both internal and external audit findings for accuracy
Review company agreements for billable services and accuracy
Support and enforce internal controls
Oversee the external audit process to ensure the success of all external audits
Minimum of a Bachelor's degree in Accounting
CPA designation is required
Previous management experience
Ability to communicate effectively with both the internal team as well as external
Public Accounting experience is strongly preferred

Internal Audit Manager Resume Examples & Samples

Bachelor's degree required, masters degree preferred
Certified Public Accountant and / or Certified Internal Auditor required
7 plus years in accounting / finance audit related positions

Internal Audit Manager Resume Examples & Samples

Bachelor's degree in Accounting is a must; Master’s degree is a plus
5+ years of financial, operational audit experience
Excellent knowledge of generally accepted accounting principles, and general and accounting controls

Internal Audit Manager Resume Examples & Samples

Identify key control deficiencies/issues and communicate to respective auditees on a timely basis for implementation
Participate in the development of the Annual Audit Plan and audit methodology. Through regular and proactive interaction with management, as well as analysis of management information and business activities, propose to Senior Audit Manager areas of focus based on sound rationale and control assessment
Prepare Audit Planning Memorandum, Audit Definition Page, Issue Register, Draft Audit Report and working papers comply with IIA and company's standards for respective audit assignments
Manage relationships with assigned work areas and follow up on agreed management action plans to provide independent advice and prevent overdue actions. Produce and communicate monthly outstanding audit issue reports to work area mangers on the implementation status
Participate in the preparation of quarterly audit committee materials
6 - 8 years of relevant experience with insurance/financial services background (IT / Investment/ Actuarial Preferred)
Bachelor degree in Business / Finance
Holder of CPA / CIA / CISA
Highly competent in problem solving, analyzing complex processes and conducting risk assessments
Strong knowledge of insurance products, operational processes, accounting principles, and control concept
Expert in auditing techniques and risk management concepts
Expert in local laws and regulations governing insurance business activities
Highly competent in managing and executing audit projects
Highly competent in managing relationships, negotiation skills, and communicate issues in oral and written forms
Good command of English and Chinese (Putonghua is preferred)

Internal Audit Manager Resume Examples & Samples

Review of managed care contracts for compliance
Review of operational, financial, and risk controls for audit
Collaboration with management for process improvements
Detailed reporting of analysis related to contracts with payors
Less than 25% travel and decreasing once processes are established

Internal Audit Manager Resume Examples & Samples

Professional designation (CPA, CIA, CFE, OR CISA) required
Demonstrated knowledge, skills, and experience in applying the principles and practices of internal auditing in accounting, financial, and operational environments, including auditing business functions and information technology systems
Demonstrated ability to coordinate efforts, prioritize, and effectively manage external vendors and multiple audit
High degree of initiative, dependability and ability to work with little supervision
7-10+ years progressive audit experience in a public accounting firm and/or internal audit department, demonstrating progression in knowledge, experience, and leadership in auditing banking and financial services; prior management experience required

Internal Audit Manager Resume Examples & Samples

5+ years of Internal Audit / SOX experience; 3+ years of experience with a Public Accounting firm; 2+ years of Corporate industry experience with emphasis on SOX controls
Experience performing deficiency assessment for SOX year-end procedures
Familiar with anti-fraud procedures, controls, & investigation techniques
Familiar with ERM frameworks and have facilitation and implementation experience
Familiar with regulatory obligations as they relate to SEC reporting and funds management
Experience of financial systems implementation and evaluation techniques
Experience of developing, managing & reporting budgets
Comprehensive knowledge of auditing practices, procedures and principles, extensive understanding of financial risk and knowledge of IFRS

Internal Audit Manager Resume Examples & Samples

Providing meaningful assessments of the current financial control environment
Overseeing the compliance with COSO based policies for internal controls over financial reporting (SEC and Regulatory Reporting) and strategic planning for on-going compliance with the COSO polices (proactive anticipation of internal control related matters)
Monitoring new and emerging internal control related guidance and issues
Providing consultation and subject matter expertise for process and control related matters including evaluating severity of control deficiencies and related remediation efforts
Interfacing with external auditors, regulators and Corporate Finance on control related matters

Internal Audit Manager Resume Examples & Samples

Design, and modify controls in specific organization systems, to provide assurance of operational and technical efficiency
Plan and conduct audits to assess controls effectiveness, operational efficiencies and compliance
Train and develop department staff
Design systematic methods of identifying, analyzing, evaluating, treating, monitoring and communicating the risks
Prepare and present audit conclusions to the Audit Committee, CFO, and stakeholders
Provide an objective annual opinion on the effectiveness of all aspects of the company

Internal Audit Manager Resume Examples & Samples

Assist with the development of the Internal Audit Program
Assist in the execution of internal audit projects
Support process reviews for improvement relating to internal controls across the company
Draft reports to the Board Audit Committee
Develop in-house data analytics function
Assist in the testing of the Company's internal controls required for periodic management evaluations
Implement group wide finance initiatives
Point person in regards to external auditors and other advisors
This position will require up to one week of travel per month

Internal Audit Manager Resume Examples & Samples

Sarbanes-Oxley 404 compliance in accordance with COSO 2013 requirements – including but not limited to the following areas
Perform Walkthrough discussions with process owners to gain an understanding of critical business functions throughout the organization; identify key risks and controls in critical processes; update/create documentation of key controls
Design and develop audit testing plans and programs in response to identified risks and controls; execute detailed testing to validate control understanding and operational effectiveness; review and analyze appropriate documents and evidence in performance of testing
Prepare detailed audit workpaper documentation of testing procedures in accordance with professional standards to substantiate the work performed, testing results and audit conclusions reached
Analyze, summarize and evaluate testing results to form valid and supportable conclusions
Communicate testing results, both verbally and in a written format, to business process owners and management
Develop recommendations for remediation of identified design and testing deficiencies; Actively monitor remediation efforts over control design and operating effectiveness deficiencies
Interact and coordinate efforts with external auditors related to the Company’s SOX program
Ensure appropriate XBRL tagging in documents to be filed with the SEC
Keep current with industry and business trends relevant to the business as well as regulatory updates; Stay informed of changes and new initiatives within the business and technology areas in order to identify new business processes and areas of risks to be addressed
Highly developed and detail-oriented audit skills, organized, and focused on delivering a high quality and timely work product
Ability to effectively perform and document audit activities in accordance with professional standards
Excellent written and verbal communication skills, as well as ability to communicate in clear, concise terms to business process owners and management
Strong analytical and critical thinking skills, including the ability to assimilate new information and make sound decisions; Strong quantitative skills and ability to make supportable decisions based on analytics
Ability to work independently on multiple complex tasks/projects simultaneously; High degree of flexibility in prioritizing and executing work projects
Ability to develop and maintain productive relationships across the Company
Ability to creatively problem solve and exercise good business judgement
Proficient in Microsoft Office Suite, particularly in Word, Excel and PowerPoint
Bachelor degree in Accounting, Finance, or a related area
Understanding of financial statement and disclosure requirements for SEC registrants
Demonstrated commitment to continued professional and career development through self-directed training opportunities
Four to seven years progressive experience in public accounting and/or a public company environment
Experience and skill in applying internal auditing practices to design, execute and document testing of internal controls and forming logical conclusions from test results
Experience performing SOX Walkthroughs, testing and documentation under COSO 2013 guidelines in a public company environment
Knowledge of U.S. generally accepted accounting principles
Knowledge of management information systems terminology, concepts and practices
Experience with XBRL tagging
Strong understanding of U.S. GAAP as applied to a public company

Internal Audit Manager Resume Examples & Samples

Lead high quality, professional day-to-day execution of internal audit engagements and projects
Review narratives, flowcharts and other Sarbanes Oxley documentation for review by our external auditors
Review system implementations throughout the system development life cycle
Help identify performance improvement opportunities and lead presentations on findings
Assist in the development of performance metrics and other analytical tools for audits and operations
Management and mentoring of staff (up to 3)
5- 8 years of internal or external audit required
BA degree with emphasis on Accounting
Working knowledge and advanced knowledge in Microsoft Word, Excel, PowerPoint
Strong understanding of GAAP, SOX, Committee of Sponsoring Organizations and/or Control Objectives for Information and related Technology control frameworks
Ability to travel up to 40% across the US

Internal Audit Manager Resume Examples & Samples

Assess and sum up risk, credit, and audit activities in effective way
Prepare accurate financial statements, review and analyze
Administer company`s J-SOX assessment of internal control through financial review, reviewing documentation
Evaluate financial and operational risks to support audit development and objectives
Identify and analyze root issues of internal control and make suitable recommendation
Establish effective relationship between supervisors and departments
6 years solid experience in accounting or auditing firm
Having certificates of CPA or SIA
Ability to manage tasks independently and in a team
Understanding of ERP software, especially SAP
Good knowledge Computer-Assisted audit techniques, ACL is preferred
Experience in the same industry

Internal Audit Manager Resume Examples & Samples

Develop and execute annual audit plan and long term strategic plan for internal audit
Coordinate activities supporting Global SOX compliance including, management’s assessment of internal control, evaluation of deficiencies, determination of scope, and coordination with external auditors
Develop and manage audit assignments including input into planning of audit engagements, and providing well written effective audit reports
Hire and train internal audit staff
Communicate the results of audit projects to senior management via written reports and oral presentations
7-10 years audit experience, big 4 experience preferred

Internal Audit Manager Resume Examples & Samples

Perform risk assessment at entity level to prepare annual audit plan, help to identify high risk
Ensure proper planning, scheduling, staffing and execution of audits in accordance with agreed and defined audit department methodology
Summarize and communicate audit findings, identify root cause, propose effective & practical solutions to rectify control weakness noted
Attend audit close meeting to agree with management the corrective actions and timeline
Ensure follow-up on action plans' implementation
Ensure consistency of audit methodology across the department
Contribute to develop and propose improvements of the internal audit approach and methodology in accordance with internal audit norms/standards evolutions
Ad-hoc investigations or specific audits as directed by top management

Internal Audit Manager Resume Examples & Samples

5+ years of internal audit and public accounting experience
Experience with Microsoft Office products including Excel, Word, and Visio
AML/BSA experience
Experience utilizing data analytics to perform internal controls testing

Internal Audit Manager Resume Examples & Samples

Lead all activities within assigned projects with a sense of urgency, including communicating with client management, establishing project milestones and deadlines, monitoring the progress of audit fieldwork, reporting progress to audit management, and proposing modifications to current procedures to improve audit effectiveness and efficiency
Serve as a business advisor and partner by providing the client and senior management with advice related to complex business issues
Provides input into the development of the annual audit plan
At least 4-6 years of Financial Audit experience, preferably inclusive of the Professional Services sectors
Possession of professional certifications (e.g., CPA, CIA, CMA) is required
Technical aptitude and experience with tools such as Excel, ACL, SAP
High level of professionalism and exemplary work ethic and burning desire to succeed

Internal Audit Manager Resume Examples & Samples

6-12 years of experience within a public accounting firm or Fortune 1000 company performing internal audit, consulting or risk services
Experience conducting audit planning, developing audit programs, performing testing and preparing work papers
Exceptional Audit Operational skills
Demonstrated ability to multitask
Comfortable with business / proposal / report writing

Sox / Internal Audit Manager Resume Examples & Samples

Assist in coordinating and facilitating the SOX audit (working with the stakeholders including, but not limited to external auditor, internal audit, business owners)
Update corporate-wide risk assessments and financial processes for Sarbanes Oxley (SOX) compliance, including performing walkthroughs, writing process narratives, and enhancing process flow charts
Manage multiple audit engagements concurrently, ensuring all audit risks are identified and addressed, the audit is completed on a timely basis, and value-added / risk-based comments are communicated to the audit
Assist with documentation of ITGC and financial process controls for Finance Ops to support Operational as well as Sarbanes Oxley (SOX) compliance audits, including performing walkthroughs and reviewing test of controls
Partner with various business units, IT department, Internal Audit, and control process owners and provide advice and guidance around compliance and implementation of controls

Internal Audit Manager Resume Examples & Samples

Conduct complex operational internal audits, document business processes, and identify related controls
Perform tests of controls utilizing an integrated audit approach; evaluate activities in accordance with applicable regulatory and accounting standards (e.g., GAAP, GAAS, COSO, etc.)
Assist with M&A integration planning and execution
Facilitate the drafting of narratives and flowcharts of critical business processes and identifying key controls around those processes, in accordance with Sarbanes Oxley (SOX) requirements
CPA or CIA strong plus
5-10 years of Audit experience preferably in public accounting and a corporate company
Superior communication and presentation skills
Strong experience with process improvement, internal controls, SOX

Internal Audit Manager Resume Examples & Samples

6+ years of related working experience; 2+ years of experience in a Supervisory capacity in some combination of Internal Audit, Public Accounting, and/or a Business Operational role, such as Finance or IT
Bachelor’s Degree in Accounting, Business Administration, Finance, Information Systems, or related field
Experience with SAP, new technologies including cloud computing, data analytics, fraud prevention/detection, and or music/entertainment is preferred

Internal Audit Manager Resume Examples & Samples

Evaluates business processes/procedures, risks and related controls, including areas such as risk management, underwriting, premiums, policy/treaty administration, claims, reinsurance, investment management, financial reporting and information technology
Establishes the objectives and scope for each audit, executes procedures, discusses observations with Officers and prepares reports. Provides executable recommendations that improve operations, controls, and how the business is managed
Facilitates the sharing of best practices across the Company’s entities/businesses
Works collaboratively and develops strong relationships with business units and operational areas while building respect for the audit function and developing the organization’s appreciation for a strong control environment
Ensures audits are executed and reported on within agreed-upon timetables and budgets and that IA work papers meet internal audit standards

Internal Audit Manager Resume Examples & Samples

Minimum of 5 years of manufacturing and distribution experience in the areas of internal audit, internal controls assessment, and/or Sarbanes-Oxley 404 evaluation and testing
Project management experience, preferably managing and directing manufacturing and distribution internal audit and/or SOX 404 projects within consulting or professional services firm, or in a public company environment
Public accounting experience is highly desirable
And any other duty assigned by employer

Internal Audit Manager Resume Examples & Samples

60%
In collaboration with the rest of the GIA management team, assist the Head of Internal Audit (VP) in the development and execution of a comprehensive risk-based global internal audit program through proactive involvement and research of industry and profession best practices
Directly manage and perform multiple internal audits simultaneously of an assigned location or operation globally (anywhere Shire or its agents operate) with the objective of assessing the design and operating effectiveness of risk management practices and internal controls across multiple control domains (e.g. financial, compliance and operational), assessing the efficiency of operations and compliance with corporate policies and procedures
Provide management with valuable recommendations and insights to strengthen the control environment
Manage internal projects and process improvement initiatives
25%
Manage the planning, execution and reporting of assigned components of the company’s Sarbanes-Oxley Section 404 compliance efforts, overseeing internal and external resources as necessary
Coordinate work as necessary with our external financial auditors
15%
Proactively liaise with various business and corporate functions management providing counsel and input on risk and control issues facing their functions
Manage and perform key departmental process improvement initiatives including internal quality assurance; assist with audit issue trend analysis and reporting
Coach and mentor audit staff
A minimum of 6 years of progressive audit experience required (internal audit and / or public accounting); Big 4 experience preferred
BA or BS degree; MBA a plus

Internal Audit Manager Resume Examples & Samples

CPA or similar certification highly desired
Expert level with SOX compliance (particularly SOX 404)
Experience building audit departments and insourcing audit
Minimal national travel (approx. 10% or less)

Internal Audit Manager / Assistant Manager Resume Examples & Samples

Perform headquarter audit as per annual audit plan
Identify the related risks of each project and draft the audit plan
Communicate with process owners to understand the process of each internal audit project and corresponding company policy
Perform testing to verify if the controls are in place to mitigate the risks and it the controls are operating effectively
Draft the audit report with recommendations and have closing meeting with process owners
Chase the action plan and follow up if the findings are remediated timely
Perform ad hoc assignments as required

Internal Audit Manager Resume Examples & Samples

Plan and execute audit engagements
Perform Sarbanes-Oxley compliance audits including analyzing, testing and working with the business units to resolve control deficiencies
Prepare and issue audit reports to management
CPA or CPA candidate OR CIA
At least 4 years Public Accounting required, Big 4 preferred
Ability to lead and develop others
Must have excellent time management & communication skills

Internal Audit Manager Resume Examples & Samples

Direct responsibility for the selection, management, training and evaluation of the department audit staff. Responsible for mentoring, and the training and development of all auditors to ensure a continuity of direction for the department in terms of training
Assist the VP, Internal Audit in management oversight of audit group, which includes audit planning and preparation, staff scheduling, staff development, workpaper and report review responsibilities, and auditor evaluations
Responsible for planning and executing the entire internal audit engagement, and for assisting and directing auditors and interns in planning and execution of audits
Assist the VP, Internal Audit in the assessment of risk and the establishment of short and long term audit plans and the rolling 12-month budget
Directly responsible for coordinating and planning Internal Audit’s assistance to the external audit, both domestic and international. Responsible for ensuring good and cooperative working relationships with the external auditors. Responsible for ensuring all work is completed accurately and timely
Responsible to lead audit engagements for special projects, acquisitions, mergers, and joint ventures, including due diligence and completion audits. Responsible for assisting the VP, Internal Audit with the coordination, planning and performance of these engagements. Personal flexibility, adaptability and sensitivity will be required as these engagements may be performed on short notice, in foreign countries and may be highly confidential
Develops and reviews audit programs to ensure that assignments are carried out in accordance with established procedures and that audit coverage is adequate
Participates in the establishment and revision of internal control procedures to ensure they adequately safeguard Company assets
Recommends additions and changes to existing audit techniques and standards
Responsible for the recruitment, selection and interviewing of new Auditors
Participates in the development and design of new information system applications to ensure that adequate internal controls and security are implemented
May be required to perform reviews and investigate specific problems at any Company location on an emergency basis. May be required to perform security reviews of computer centers, plans and other locations on short notice

Senior Internal Audit Manager Resume Examples & Samples

Report to the Head of Audit and leading a sizable team in Hong Kong
Plan, examine and evaluate on the implementation of control measures and systems
Conduct financial, operational and system audit for the group and ensure compliance to statutory requirement and company policies
Provide proper procedural measures to mitigate any potential risks arising from internal control weakness
No travelling is required

Senior Internal Audit Manager Resume Examples & Samples

Define and communicate the value of IA and its work throughout the organization
Develop and sustain deep relationships across the organization to enable more proactive engagement by IA in important business initiatives
Educate the business on sound risk management practices
Provide insights and practical solutions in response to gaps in risk management; identify and communicate enterprise-wide themes
Drive achievement of team goals
Drive continuous improvement and innovation in IA processes and client service while maintaining compliance with auditing standards
Core contributor in risk assessment and development of the IA plan
Optimize team resource allocation and provide development opportunities for team members
Oversee team’s technical development for audit programs, workpapers, procedures and steps
Manage co-source partners and other contractors, as applicable
Supervises and evaluates the performance of auditors
Leads and/or supervises multiple IA projects concurrently
Manage SOX testing program, perform some testing and complete QC activities
Coordinate direct assistance provided to external auditors
Perform or lead special investigations
Perform other related duties and fulfills responsibilities as required
Experience in multiple companies, industries and/or functions, especially those with high growth
Experience designing fraud prevention and detection programs
Hospitality or other guest service industry experience

Internal Audit Manager Resume Examples & Samples

Must possess strong communication and interpersonal skills to effectively communicate with the internal audit team, company departmental personnel of all levels, and external parties
Be able to manage time effectively in order to complete multiple projects on time
Candidate must have strong research, analysis, and problem-solving abilities
BS/BA required. Accounting, audit, or finance concentrations preferred
5 year minimum in financial services industry, recent experience is preferred. Familiarity with equity and fixed income front/middle/back office operations, including markets and trading protocols, is preferred
Proficiency in Microsoft Office is mandatory, especially Excel
Desire to work in an open office environment
IIA qualified or pursuing certification

100

Internal Audit Manager Resume Examples & Samples

Designing an audit approach, leading, planning and completing the work to agreed timelines and to budget
Communicating audit findings to management both verbally and through formal reporting
Building solid relationships with stakeholders in the business
Working with colleagues in our global internal audit teams in New York and Hong Kong, our IT audit team and Programme Management Assurance Team
Supporting and coaching more junior members of the team; and
Being aware of developments in audit techniques and adapting these to support their adoption at Pearson
Qualified ACA, ACCA, CIA or equivalent
6 or more years’ experience in external and internal audit roles
Willingness to travel up to 30%
Education industry experience a plus
Relevant language skills (Europe, Middle East, Africa) a plus

101

Internal Audit Manager Resume Examples & Samples

Lead the annual risk assessment and audit planning process
Leading operational, financial and Sox audits
Partner with the accounting, finance and operations functions
Lead the training and development of staff
Two years of supervisory experience
CIA Certified Internal Auditor is a plus

102

Internal Audit Manager Resume Examples & Samples

Experienced in asset management SOX financial control assessments and US GAAP
Experienced on asset management financial products, settlement systems and regulation
Ability to provide risk and control guidance and communicate effectively with LAM management
Experience within a multi-national organization
Good computer literacy
Goal orientated
5 years of asset management internal audit experience
CPA who trained with big 4 firm attaining manager level

103

Senior Internal Audit Manager Resume Examples & Samples

Experience in managing large IT audit or risk teams working on complex and high profile reviews – with complexities such as multi geographies, multiple stakeholders, coupled with significant banking & finance industry knowledge
Tertiary qualified, ideally with Professional (CPA/CA/CIA); specialised in IT
Track record in understanding key stakeholders in an audit process and building relationships with them. Experience working with and influencing senior managers in the business
Some experience in developing people in a project team context and in setting clear performance expectations and providing clear feedback against these
Experience in supporting change and overcoming resistance to change
Familiar with the Hong Kong regulatory requirements relevant to IT

104

Internal Audit Manager Resume Examples & Samples

Participate in the development of the annual Internal Audit Risk Assessment and corresponding audit plan
Develop the planning, scoping, audit work programs, and testing procedures relevant to risk and test objectives
Conduct and document assigned audits successfully from beginning to end
Identify and communicate audit findings, develop recommendations relevant to business and risk, and provide support for implementation
Follow up on findings and liaise with the business to ensure identified issues were appropriately and completely addressed
Coordinate, facilitate and provide fieldwork assistance to external auditors
Oversee the work of third-party consultants as-needed
Ensure adherence to all applicable company policies and procedures, and professional standards
Participate in the development and ongoing enhancement of departmental policies and procedures
Complete assigned tasks on various other projects
Graduate degree in Business, Finance and Accounting or equivalent
At least five years of practical experience with similar responsibilities, preferably in external/internal audit or experience gained in a Big 4 organization
Experience of auditing IT general controls is a plus
Relevant professional qualification accountancy or audit preferred (e.g. CPA, CIA, CISA, ACA, ACCA, CIMA, etc)
Excellent verbal and written communication skills and ability to interact with all levels of management
Ability to work both independently, and in a team environment
Flexible to adapt to a broad variety of roles
Ability to manage multiple responsibilities simultaneously, prioritize, and deliver to deadlines
Attention to detail, good analytical and decision making skills
Proficient in the use of Excel, Word, PowerPoint, and Visio

105

Internal Audit Manager Resume Examples & Samples

Support Chief Auditor Finance and Heads of Audit with continuous risk monitoring activities
Coordinate and manage audit teams
Develop and maintain an in-depth understanding of Finance areas and business areas and be able to train and develop staff on various technical / business knowledge
Develop collaborative relationships with auditees, management and other cross-functional stakeholders

106

Internal Audit Manager Resume Examples & Samples

5+ years of Audit experience, specifically within risk, operational, and compliance audits
Bachelors degree in a finance or accounting focus
1+ Audit certifications (CIA, CPA, CRMA, CFSA, CISA) preferred

107

Internal Audit Manager Resume Examples & Samples

Bachelor degree of Commerce , finance , accounting
4-6 years of experience
Factory background
FMCG is a plus
Perfected SAP user
Fluent spoken & written English
CIA is a plus

108

Internal Audit Manager Resume Examples & Samples

Experience in the accounting and finance sector
Experience in auditing (combined between external and internal audits)
Experience managing accountants and the accounting and finance process
Experience auditing and testing internal controls
Experience with Sarbanes-Oxley audits or agreed upon procedure audits designed for internal control audits
Strong experience in both the private and public accounting sectors
Experience within the commercial real estate sector with a preference towards multifamily real estate
Understanding of real estate rental operations
Good reporting and technical skills
“Big Four” or national accounting firm audit experience

109

Internal Audit Manager Resume Examples & Samples

Work with the Director of IA Asia and key Business stakeholders to defence
Support the Director of IA Asia to develop and execute the China audit plan
Ownership of the scoping, planning, execution and reporting of China based audits
Identify emerging and current risks, control weaknesses and the development of possible solutions
Regular communication and management of stakeholders including business contacts in China, Asia
Oversight of any co-source resources
Preparation for and participation in exit interviews with management at the end of each audit to secure their agreement on the issues and recommendations raised
Preparation of draft reports for GIA management review
Co-ordination with GIA international team members to ensure coordinated approach for global audit areas
Foster and develop a network within the business
Operate as a trusted advisor for the business
Provide thought leadership and knowledge sharing with other team members

110

Internal Audit Manager Resume Examples & Samples

Ensure that each audit is effectively planned, coordinated and reported upon (This includes designing audits to assure the adequacy and effectiveness of internal controls, verifying compliance with corporate policies and procedures and identifying opportunities to enhance operating efficiencies and/or reduce costs as well as directing and reviewing work to ensure Institute of Internal Auditors (IIA) and departmental standards are met.)
Provide ongoing feedback, coaching, education and direction to the assurance staff
Ensure that the staff maintains an acceptable level of productivity and quality. (This includes effectively utilizing the PMP to establish clear and relevant performance as well as professional development expectations. The individual will also conduct mid-year check-ins and year-end assessments as prescribed by CME Group Human Resources.)
Report audit observations to management and ensure management develops acceptable solutions to mitigate risks
Assist in hiring, acclimation and training of other Global Assurance team members
Develop a customer base and establish positive rapport with Global Assurance's internal and external customers
Develop Global Assurance best practices/standards and audit plans

111

Internal Audit Manager Resume Examples & Samples

Leading and managing multiple engagements/projects concurrently and executing audit worksteps
Developing and managing relationships with senior management and other key internal contacts, including Management Committee members and their direct reports
Assisting in the creation of the yearly audit plan in collaboration with Internal Audit Department senior management
Coordinating with outside auditors, as necessary
Ensuring audit engagement quality, including adherence to IIA and IA Department policies and procedures
Dealing with complex, technical areas/issues, including planning, testing and vetting with management

112

Internal Audit Manager Resume Examples & Samples

Take responsibility for executing on a portion of the audit plan, which would include risk assessment, audit scope, identifying and testing processes/controls and developing specific recommendations
Effectively communicate audit results to process owners such that the recommendations are aligned and acted upon
As needed, assist with investigations that involve alleged controls breaches, FCPA violations or fraud
6+ years in an auditing and/or financial management role, some of it at a public company
BA/BS degree in Accounting, Finance, or Business
Public accounting experience preferred – Big 4 experience is a plus
CPA or Chartered Financial Accountant preferred
Experience with auditing in high-tech environment and outside of the United States are pluses
Working knowledge of the role of IT general and application controls – experience with Oracle financials is a plus
Excellent and objective judgment
Ability to engender cross-functional collaboration and comfortably interact with business and/or process owners
Ability to identify and assess a changing array of risks
Ability to flourish in an environment of fast growth and ambiguity
Strong execution skills with the focus on timely completion of tasks which includes planning, organizing and prioritizing with strong attention to detail
Strong quantitative and qualitative research and analytical skills

113

Internal Audit Manager Resume Examples & Samples

Being the main point of contact with client management and assisting the partner in reporting to the trustees
Building relationships with clients management and providing assistance in building and developing internal control framework programmes
Manage and conducting audit fieldwork which includes audit testing and meetings with relevant client personnel and third party providers
Ensure a full briefing meeting has been held with the staff on the assignment before work commences
Ensure the work undertaken is in accordance with the approved plan and budget
Ensure full file is completed and handed over at the end of each audit assignment

114

Internal Audit Manager Resume Examples & Samples

Managing and performing risk based financial audits across all the Group networks in the EMEA region
Reviews of financial controls
Identification of business risks and reviews of business processes
Occasional ad hoc assignments including fraud reviews
Occasional controls based internal audit work and testing in response to the Sarbanes Oxley Act

115

BRS Internal Audit Manager Resume Examples & Samples

Leads multiple Internal Audit Services project delivery teams by cultivation and fostering of long-term client relationships
Prepares effective written reports and supports findings with proper documentation
Implements internal human resource planning processes including recruiting, hiring, and developing of professional Staff
Bachelor's degree in accounting or related field required; Master's degree preferred

116

Internal Audit Manager Resume Examples & Samples

Develop internal audit programs and testing procedures
Test and analyze data and supporting documentation
Identify, communicate, and analyze internal control findings
5+ years internal audit and public accounting experienceExperience with Microsoft Office products including Excel, Word, Visio
Experience utilizing data analytics to perform internal controls testing is a plus
CIA certification is a plus

117

Internal Audit Manager Resume Examples & Samples

Research, interpret and apply audit procedures related to deposit, lending, AML/BSA and bank-wide regulatory compliance requirements
Perform NACHA Audits
Assist in the development of various regulatory compliance and internal audit risk assessments
Report findings and recommendations to client’s management as required
Lead internal audit engagements surrounding various functions of community financial institutions
Evaluate client's internal control systems and develop recommendations to improve client processes, accounting systems, control structure and procedures, and efficiency
Resolve all open items/issues encountered on assigned engagements
Provide honest, objective and constructive feedback in timely manner to staff
Review work of other engagement team members
Draft internal audit and compliance reports
3-5 years internal audit and/or compliance related position with community banking experience
Working knowledge of regulatory environment and applicable banking regulations impacting the financial services industry
CPA, CIA, CRCM, CFSA or other relevant regulatory compliance certification or progress toward certification preferred
Effective analytical and problem-solving ability

118

Internal Audit Manager Resume Examples & Samples

A good Bachelor’s degree in Accountancy, Business Administration, Economics or Finance
Professional certifications in accounting and audit will be well regarded
A minimum of 7 to 8 years of experience in internal or external auditing in major organisations, with at least 3 years in a managerial capacity or more than 4 years of experience in internal or external audit, SOX attestation and/or business process reviews

119

Business Risk-internal Audit Manager Resume Examples & Samples

Plan and manage internal audit reviews/projects of business (i.e., financial, operational, compliance, etc.) and/or Information Technology (IT) processes and infrastructure, as well as SOX readiness reviews and testing
Review working papers as prepared by team
Prepare project reports and deliverables, and present project results to client senior management
Ability to travel 25-40%

120

Internal Audit Manager Resume Examples & Samples

5+ years of combined External/Internal Audit, relevant operational experience
Demonstrated audit and financial skills
2 years of experience at a Big Four Public Accounting Firm
Background in Subscriber Management
Media and Entertainment industry experience
CISA and/or MBA

121

Internal Audit Manager Resume Examples & Samples

Plan and manage testing for Sarbanes Oxley Section 404 requirements testing in the United States and international locations (including business process and IT General Controls)
Assist the VP of Internal Audit with the creation and execution of the annual Audit Plan
Assist the VP of Internal Audit with strategic planning to add value to the organization through consultative projects
Plan and manage audits of financial statements in accordance with Generally Accepted Accounting Principles
Conduct risk assessments to identify emerging trends in growing businesses to ensure proper controls are in place
Identify and analyze control weaknesses and/or inefficiencies and recommend appropriate actions or improvements to management to ensure effective internal control over financial reporting, the proper safeguarding of assets and to assist in the efforts toward continuous improvement
Prepare audit plans including the design of an audit program to be used in the audit engagement
Review reports and/or work papers of audit staff for adequacy, scope of execution, and propriety of findings and recommendations in accordance with Generally Accepted Auditing Standards and other appropriate standards, to ensure accuracy and relevance in the achievement of operational goals
Train, direct, provide guidance and directly supervise audit staff in the performance of audit engagements
Assist external auditors in the coordination and performance of the annual audit of the financial statements and to maximize the efficiencies in testing
Perform special projects as requested by management, including consulting projects for the executive management team, broad risk assessments projects including cross-department considerations, asset exposure audits and internal fraud investigation assistance with the Corporate Security team (identifying areas at risk for potential fraud)
Manage and assist in customer audits

122

Internal Audit Manager Resume Examples & Samples

Provide high quality, professional day-to-day oversight of internal audit engagements and projects in line with firm practices while interacting with multiple clients
Assist in developing audit programs, work papers, and internal audit reports
Review audit programs, work papers, and internal audit reports
Develop seniors and staff through delegation, mentoring and guidance
Participate in and contribute to marketing and business development activities
Manage multiple engagements in the field and the office providing real time feedback and guidance to clients, ensuring timely and efficient product delivery

123

CO Internal Audit Manager Resume Examples & Samples

Demonstrate subject matter expertise in one of the following areas of Healthcare, Research, International Operations or Human Resources/Benefits
Partner with Internal Audit leadership (Chief Audit Officer and Sr. Director Internal Audits) to manage day-to-day workflow of audit staff and overall completion of assigned internal audit plan
Develop and provide training to audit staff as needed
In collaboration with Internal Audit leadership, researches and implements improvements to audit operating procedures congruous to the operation of the Internal Audit Office
Demonstrate creativity and innovation in the management and execution of multiple projects
In collaboration with Internal Audit leadership directly participate in the development of the annual internal audit plan
Utilizes advanced knowledge of Microsoft Office Suite and other business and audit-related software to conduct internal audit work as well as the extraction of relevant business data and its analysis using computer assisted auditing techniques, such as ACL software
Ensures that all projects in the assigned audit plan address appropriate risks identified and concludes on risk management strategies, considering industry best practices and cost benefit
Prepares clear and concise working papers and other documentation supporting discussions, operational facts and results of testing to justify conclusions. Reviews and approves all workpapers on projects in the assigned audit plan
Communicates recommendations to management through logical, clear and concise written and oral means to gain understanding and agreement on audit issues and commitment to implement corrective action
Monitors status of assigned audit plan and reports that progress to the Sr. Director Internal Audits timely and regularly
Evaluates feedback from customers, as well as lessons learned meetings, and identifies possible areas for improvement. Implements changes in future audits, as needed
Participates in personnel development training and performance evaluation programs. Performs project evaluations on assigned internal audit staff. Provides input to Sr. Director Internal Audits on annual evaluations of assigned staff
Demonstrates an expert knowledge of external and internal organizational, environmental and regulatory issues. Educates team in regard to those issues
Mentors and guides other internal auditor staff, as appropriate and necessary, in the execution of their assigned projects
Demonstrates superior project management and time management skills. Addresses difficult and sensitive issues in a timely and effective manner. Demonstrates a thorough understanding of Healthcare and/or Higher Education industry. Monitor changes in the industry and understands the impact to own work
Researches and recommends more effective ways of managing risks, performing controls, and improving operational efficiencies. Identifies and develops new audit tools and techniques
May be responsible for management of external audit partners
In collaboration with Chief Audit Officer and Directors, leads Departmental continuous improvement efforts

124

Internal Audit Manager Resume Examples & Samples

Plan and conduct financial, operational and compliance audits to assess controls, operational efficiencies and compliance with selected policies, procedures and regulations. Identify gaps and work with process owners to develop appropriate remediation plans. Identify opportunities for process and control improvements to improve effectiveness and /or gain efficiencies. Summary results in a written report
Optimize the annual SOX plan and participate in the execution of all phases of the program. Report on SOX results
Assist in developing the annual risk assessment and audit plan
Ensure work papers for SOX and internal audits are adequately documented and audit evidence is sufficient
Organize and maintain all relevant documentation on the share drive
Conduct periodic training workshops for company and internal audit personnel to promote awareness of internal controls, the company’s SOX program, changes in relevant policies and other topics of interest
Facilitate strong working relationships and communication flow between the Internal Audit Department, the company and external auditors
Participate in various committees or task forces as requested
Research and keep abreast of updates to the IIA standards and related audit guidance, as well as relevant regulatory and legislative issues
5 – 8 years of relevant experience, including internal audit and SOX experience
Big 4 Internal Audit experience
Experience optimizing and executing all phases of a SOX program
Experience planning and executing internal audits. Excellent knowledge of internal audit methodology and the IIA standards
Ability to manage projects and, when required, supervise auditors to follow sound internal control practices and manage risks appropriately
Proven organizational skills
Advanced Microsoft Excel, Word and PowerPoint skills

125

Internal Audit Manager Resume Examples & Samples

Management experience, or the equivalent managerial know-how, to be able to act as a process and management consultant to management in any area of the company. Must have knowledge of finance and operations as well as information technology
Professional Practices experience is preferred
Banking experienced primarily focused in internal audit, enterprise-wide risk management and business risk consulting is preferred
Knowledge of the Thompson Reuters Accelus package and report writing systems
Sound knowledge of the Sarbanes-Oxley Act of 2002 and the COSO (Committee of Sponsoring Organizations) control framework
Ability to define deliverables, create budgets and project plans, align resources and specialists for project teams, manage audit projects, present final reports to auditees and their Audit Committees
Demonstrated strong project management skills and organizing ability with successful experience in concurrently managing multiple projects at varying levels of technical difficulty at the same time
Strong teamwork and analytical skills
Excels in verbal and written communication skills
Ability to travel to various locations throughout the United States on occasion
Professional certification, such as CISA, CRISC, PMO, CPA, CISM, CFE, Certified Internal Quality Assessment Validator (IIA) or CIA is expected

126

Internal Audit Manager Resume Examples & Samples

Knowledge, insight, and understanding of business concepts, tools, and processes that are needed for making sound decisions in the context of the company's business; ability to apply this knowledge appropriately to diverse situations
Mobilizes both time and resources to get things done
Knowledge of organization's internal audit processes, practices and methods
Knowledge of and ability to utilize tools, techniques and processes for gathering and reporting data in a particular department or division of a company

127

Internal Audit Manager Resume Examples & Samples

Assisting the IT Audit Sr. Manager in developing the annual audit plan to determine the extent of audit activities to be performed during the upcoming year
Utilizing your previous information technology or IT audit experience to lead complex audits through the planning to report writing stage
Managing the fieldwork of several audits simultaneously, ensuring that testing of controls is performed in compliance with established departmental protocols and auditing standards
Preparing working papers and independently evaluating and testing key internal controls
Proactively partnering with key risk partners on risk and control issues, and building relationships through the facilitation of ongoing meetings
Proactively identifying and resolving issues as they arise
Executing assignments independently and effectively to contribute to team objectives
Serving as a mentor to junior staff by assisting in the development of their technical audit skills and business knowledge; and
Providing independent and objective assurance and advisory services designed to add value and improve the organizations operations

128

Internal Audit Manager Resume Examples & Samples

Effectively lead operational audits and projects in Japan, the US and globally
Be intellectually curious and passionate about internal audit, learning about new processes, systems and technologies and how to make them better, driven by "doing the right thing"
Be firm and communicate process recommendations and findings in a poised, diplomatic and effective manner
Effectively maneuver through the organization, influence others, and keep up with the ever-changing and growing landscape that is salesforce.com
Be vigilant about our "stay in control" focus coupled with a strong demand for process/internal systems enhancements required to scale the Company's operations
Be a team oriented individual who can effectively work at all levels within the organization, both within Internal Audit and other functions
Lead operational and integrated audit projects as well as investigations with the Vice President of Internal Audit, Senior Director and Senior Managers of Internal Audit
Provide key inputs relating to salesforce's rapidly evolving environment into the annual risk assessment and ongoing risk management processes as well as other IA projects
Be a trusted advisor to various internal business department teams (namely but not limited to those in Japan) with a strong understanding of salesforce.com 's business model, processes, systems, underlying controls and an ability to influence positive change in these areas
Keep up to date with salesforce.com 's rapidly evolving competitive, process, industry, and product landscape
Deliver assigned audit and other projects within required deadlines, ensuring the work is performed with a focus on delivering the highest level of quality and value-add
Effectively lead internal team members and outsourced consultants assigned to relevant projects, including timely review of audit work papers and issuance of reports
Individually and with the team, build relationships and work with process owners to understand and document their operations, and the underlying internal control environment
Develop and execute test plans for the business processes reviewed and create thorough documentation of the work performed
Provide verbal and written reports of progress and results to process owners and department team members
Work with other audit team members to complete audits and other special projects
Maintain standards prescribed by the global Internal Audit Manual, which in part encompasses the International Standards of the Institute of Internal Auditors
Report directly to the Senior Director, Internal Audit
Bachelors degree, or equivalent
A minimum of 6+ years experience in internal audit with demonstrated management skills
Strong understanding/working knowledge of general business processes related to technology companies
Highest level of ethics, independence, and professionalism
Strong management skills with a proven ability to successfully lead and thrive in a team environment, and ability to build rapport with both IA team members and our internal clients
Excellent English language skills + Japanese
Strong analytical and data analysis skills
Demonstrated knowledge and experience in leading investigations of sensitive matters in an effective and efficient manner
Ability to work in a fast-paced environment, often on multiple projects simultaneously across different functional groups
Self-manager and able to work with minimal day-to-day guidance
Curiosity about how things work and how to make them work better
Demonstrated ability to "think-out-of-the-box" and be creative
Ability to travel up to 25% (primarily internationally)
Thorough understanding of the COSO framework, financial and operational audit concepts, and business management principles
Ability to understand business drivers and issues
Driven to improve processes and have a consultative approach
Knowledge of U.S. SOX

129

Internal Audit Manager Resume Examples & Samples

Leading the planning and execution of the Company’s SOX 404 compliance initiative
Interpreting changes in the external environment (regulatory, compliance) that impact ICOFR, as well as for the organizational changes internally that may impact the structure of the program
Interfacing extensively with SOX global coordinators; process leadership who are responsible for the design and operating effectiveness of the controls; and the external auditors
Building and maintaining key relationships with a variety of SOX coordinators, process leaders, and senior management of the Company
Working with process leadership and KPMG to develop an effective and efficient SOX program
Planning and leading periodic updates of the SOX program with the SOX Steering Committee (comprised of senior managers of the Company) and an annual assessment of the program with the Chairman of the Audit Committee of the Board of Directors
Organizes and carries out the activities that are related to the job (planning / setting up projects, obtaining the necessary and relevant information from the business, establishing and processing collected information, reporting). Responsible for the deadlines, activities, timeframes and of all projects
Directly supervise employees while overseeing assigned functions (SOX Program and Financial and Governance operational audits). Total direct reports: 3 audit professionals, 2 interns
Completes the annual risk assessments and development of audit plan
Prepares and presents audit findings and recommendations to management and senior leadership
Follows up on outstanding Management Action Plans (MAPs) resulting from the Audit findings to confirm satisfactory implementation
Reports regularly to the Chief Audit Executive regarding the progress / realization of audit projects, the realization of the audit plan and/or related assignments and personal development plan
Bachelor’s Degree in Business, Accounting, Finance or related field, with a minimum of 15 years progressively responsible professional experience
Must possess in-depth knowledge of internal audit and SOX compliance and demonstrate compliance and operational acumen
Minimum of 5 years in a management / leadership role, leading complex programs
CPA / CIA certifications preferred

130

Internal Audit Manager Resume Examples & Samples

Verbal and written communication skills with ability to present to senior management
Prior experience leading audit teams
Operational and financial audit experience
CPA or CIA is nice to have

131

Internal Audit Manager Resume Examples & Samples

Complete audit assignments in accordance with department standards Manage assignments within time budgets and target dates, reporting any timing problems or budget over-runs to the project lead Communicate/conduct interviews with management regarding the risks being managed by business unit; and assist in developing risk management objectives and audit programs to evaluate these risks. Document the results of the interviews with management and the risk management objectives assessment. Perform and document audit testing based on the key controls. Conclude the control design and operating effectiveness Present issues and recommendations to business unit management; resolve contentious issues and reach agreement on appropriate solutions to risk management and operational efficiency issues. Assist in preparing the audit report, including writing a preliminary issue, risk/impact, and recommendation for the audit report and present it to BU Management
Provide guidance to junior staff on the basic knowledge of audit methodology
Perform or lead the quarterly follow up on audit findings. Determine whether the findings can be closed or still remain open. Ensure that the quarterly follow up finishes within the deadline
Lead less complex audit or non-audit projects or co-lead a complex audit projects. Ensure that the project is within the deadlines
Participate in any Company projects as an advisory role based on the assignment from the Head of Audit Services, Asia (Indonesia)
Maintain good working relationships with the auditee, external audit or any relevant organization
Actively participate in the Audit Services’ initiatives

132

Internal Audit Manager Resume Examples & Samples

Experience with audit either from public accounting, industry or a mix of both
Bachelor’s in Accounting, Finance or related field
CPA, CIA, CFE or similar certification

133

Technology Risk-internal Audit Manager Resume Examples & Samples

Provide recommendations for improved and enhanced controls and business efficiencies to client
Apply excellent professional oral and written communications in order to establish working relationships with client personnel and communicate engagement results
Bachelor's degree (in Accounting, Business Administration, Computer Science, Information Systems, or related field preferred)
Certification as CPA, CIA, and/or CISA

134

Internal Audit Manager Resume Examples & Samples

Performs on-going risk assessments with senior management around the globe to identify risks cross-functionally for all business units. Assesses the adequacy of manual and systemic controls in mitigating risks to a business process or application
Collaborates with the Director Internal Audit to develop short and long-term audit plans and schedules based on risk assessment results. Communicates audit objectives and services to the client and staff. Executes toward the completion of the audit plan. Manages multiple audits concurrently with different project teams and clients. Contributes to the development of the departmental budget
Builds long-term relationships with senior management to better understand the Company's culture and management directives. Develops and maintains working relationships with the client, particularly executives, and demonstrates a commitment to continually improve the perception of the Internal Audit function throughout the company
Oversees the execution of audit procedures, analyzes evidence, reaches conclusions, identifies issues, develops strategies, and makes decisions for complex judgmental issues related to the audit procedures executed. Consults with others in the company, as necessary, on complex issues. Reviews, in a timely manner, working papers and draft audit reports as consistent with authoritative guidance and departmental requirements
Document/Update process flows and narratives by process area. Conduct test procedures, compile audit findings, document and communicate remediation plans and complete work papers as needed for Financial, Operational and Compliance Audits, including SOX-404
Assist audit staff in reaching their full potential, including conducting meaningful and timely performance reviews, serving as a positive role model and mentor and assisting in the design and implementation of individual development plans
At least 2-3 years of Financial Audit experience, preferably inclusive of manufacturing or Professional Services sectors. Possession of professional certifications (e.g., CMA, CISA, CIA and/or CPA) is required
Proven experience with the integrated audit approach and SOX implementation. Experience in collaborating with all levels of an organization's management team. Exceptional interpersonal and presentation abilities. Fully developed written and verbal communication skills are required
Success with on-the-job training and proven ability to develop and lead a team of internal auditors. Demonstrates ability to monitor and develop strategies and procedures in compliance with IIA standards and drive improvements with audit efficiency

135

Internal Audit Manager Resume Examples & Samples

Manage the effective planning and execution of detailed audit programs that address engagement/project risks and ensure that procedures are executed appropriately
Clearly communicate plans and audit approach to auditees to ensure that engagements are efficiently conducted in a professional manner
Ensure that audit procedures are performed and documented in accordance with professional audit standards and Stryker IA policies
Support financial statement audit by driving efficiencies and leverage of IA work by Stryker’s external audit firm (EY)
Ownership of department quality continuous improvement program, identify key metrics, track performance
Manage and develop highly effective audit teams
Assist IA management in driving improvements in IA engagement (Q12)
Keep current on changes in US GAAP, Audit standards and regulatory changes and drive awareness across the department
Instruct and teach IA team members on technical accounting and audit areas Utilize data analytics tools and techniques to increase testing coverage and high quality audit results
Participate in special projects and investigations, as needed

136

Asia Internal Audit Manager Resume Examples & Samples

Management and/or Engineering school degree required with Finance/Accounting major and/or Engineering background - if possible one of the following certifications: CPA, CIA, CFE (Certified Fraud Examiner)
10 years’ experience in Big Four audit firms and Internal Audit in industrial sector with exposure to an international multi-cultural environment
Possess prior experience in people management
Ability to work under pressure and be flexible when interacting with managers/departments on a daily basis
Be able to show pedagogy and assertiveness in order to ensure the effective appropriation of risk management and internal control matters
Excellent written and spoken communication skills in English
High level of interpersonal skills required to interact with GBU leaders from the APAC region
Job located in China with + 30 % travels

137

Internal Audit Manager Resume Examples & Samples

BS/BA degree in Computer Science, Engineering, MIS or related field. MBA a plus
7+ years of progressive experience in the Network or Technology environment working with large-scale Network or IT deployments and associated development methodologies, including SDLC and Agile
Ability to work on various projects simultaneously, accepting ownership and delivering on commitments

138

Internal Audit Manager Resume Examples & Samples

Learn business models for new ventures and recent acquisitions
Work collaboratively with control owners and stakeholders in the business to assess the risks and adequacy of internal controls over financial reporting of new and evolving business models
Oversee the companies implementation of new revenue recognition standards and identify potential risk areas
Assist in identifying and evaluating Autodesk’s risk areas and provide key input to the development of the Annual Audit Plan and Fraud Risk Management Program
Execute operational, compliance and compliance-oriented audits
Assist management in developing, improving and implementing various policies and compliance programs
Serve as a trusted business partner to senior members of finance and the product division
Bachelor’s degree or foreign equivalent in Accounting or Finance
Demonstrated experience successfully executing audit engagements, assisting in risk assessments, and executing Sarbanes-Oxley compliance
4 - 6 year’s progressive, post-baccalaureate experience with Big 4 and corporate functions
Certified Public Accountant (CPA) and/or Certified Internal Auditor (CIA) preferred
Demonstrated experience in enhancing existing control structures
Ability to provide sound business judgment, strategic thinking, and broad financial and business perspective when participating in the risk assessment and audit plan

139

Internal Audit Manager Resume Examples & Samples

Obtain a thorough understanding of the business processes, including process and information flows and associated controls
Ensure that a sound risk management and effective internal control environment is in place
Plan and execute risk based audit assignments to ascertain the operational effectiveness and efficiency of business processes and the adequacy of internal controls
Engage with line management to make practical and value-added recommendations, and follow up on audit findings to ensure adequacy and timeliness of the corrective actions undertaken
Perform ad-hoc projects, including projects at other joint venture entities and fraud investigations within specified timelines as assigned by the Director, Group Internal Audit
Prepare final draft of reports based on audit work performed, for review by Director, Group Internal Audit

140

Internal Audit Manager Resume Examples & Samples

Plans, executes and leads all of the tasks comprising multiple, large, highly complex auditing and investigative or analytics projects / processes / workflows that can span several major tasks
Participates in creating operating plans of the audit function; ensures the achievement of audit goals as directed by management and as dictated by prevailing circumstances and changing regulations
Assigned to highly complex auditing and related investigative projects / processes / workflows that impact multiple internal clients and regional/global operations
Actions significantly influence the work of other team members, the Internal Audit organization, other organizations, management decisions, external customers and other parts of IGT’s operations
Operates within the context of generally defined processes and internal controls and external governmental compliance and regulatory requirements, e.g., SEC, Sarbanes-Oxley and PCAOB Auditing Standards
Completes a variety of highly complex tasks in creative, highly resourceful and effective ways
Recognizes deviations from highly complex practices / information and takes appropriate next step
Executes and leads the follow audit activities

141

Internal Audit Manager Resume Examples & Samples

Bachelor's degree required in Accounting or Finance; or equivalent years of experience
CPA, CIA, CISA or MBA preferred
Minimum 8 years in internal and external auditing, internal controls assessment and/or Sox 404 evaluation and testing
Big 4 CPA firm experience preferred
Experience in IT audits and SOX will be a big plus
LI-LS

142

Internal Audit Manager, Finops Resume Examples & Samples

Bachelor's degree in finance or accounting with 8-10+ years experience, in the areas of finance, audit, compliance, risk management, and/or business operations
Significant knowledge of business processes and strong business acumen in order to identify control deficiencies, process gaps and business issues
Excellent analytical and problem-solving skills in order to identify process improvement opportunities and potential solutions to operational issues
Excellent communication and presentation skills (verbal and written); must be able to communicate effectively with individuals at multiple levels and backgrounds across various business units, functions and regions within the company (including senior management)
Strong project management skills with the ability to plan, execute and deliver on projects in a timely manner; ability to effectively manage multiple priorities in this highly dynamic environment
Proactive, results-oriented, customer-focused management style which promotes open communication and collaborative problem resolution; ability to establish strong partnerships and relationships
Strong people management and people development skills
Design and execute financial and operational audit programs to address relevant risk and audit assertions
Lead teams in executing audit assignments timely, including drafting audit issues for review by audit management, facilitating issue tracking and validating closure of issues
Prepare clear and impactful audit reports to document audit scope, procedures, findings and recommendations
Support audit management in the annual risk assessment collaborating with other internal teams, including Enterprise Risk Management and Compliance, to build a relevant and robust annual audit plan
Communicate with and educate process owners throughout the company, including non-finance individuals, on the importance of an effective control environment and the role of Internal Audit
Contribute to team results by leading the team to identify and accomplish team goals and by exploring new opportunities to add value to the organization
Enhance the professional development of team members through training and mentoring

143

Internal Audit Manager Resume Examples & Samples

Managing aspects of
Collaborating directly with clients, identifying and addressing client needs through building and maintaining solid networks of client relationships and community involvement; understanding the client's business; effectively communicating the value propositions of a broad range of Firm services to the client and being recognized and respected by clients as a knowledgeable valued professional
Directing the creation of high-quality client deliverables
Involving actively in firmwide strategies and initiatives

144

Internal Audit Manager Resume Examples & Samples

Support Internal Audit Director with the execution of Pure’s Internal Audit charter and oversite of Pure’s SOX Compliance
Promote new ideas and new ways of executing projects through technology and data analytics
Participate in planning and design of audit scope as well as project execution
Identify and assess the effect of business process changes on the control environment, identify new risk areas and assist in recommending appropriate changes to the control environment
Assess audit findings including control weaknesses with an appropriate degree of professional skepticism, seeking to fully understand risks to Pure. Assist business partners with the development of remediation plans to mitigate weaknesses
Monitor and test internal controls over financial reporting, and evaluate and conclude on control assessments; work closely with external audit to assist in quarterly and year-end internal controls over financial reporting reliance and testing
Possess an innate passion for learning and enjoys working in a fluid environment and have a good sense of humor and balance; proven problem solving and analytical skills
Possess a positive, can-do attitude; a self-starter promoting project ownership and responsibility for actions; exhibiting project management skills
Flexible and adaptable to meet sudden non-routine and unstructured requests and investigations
Experience with and understanding of deploying data analytic audit techniques
8+ years of related internal audit, internal controls or applicable assurance experience; public accounting experience a plus
Minimally, possess a Bachelor's degree in business, accounting, management information systems, or related field
CPA and/or CIA certification in active status; solid understanding of US GAAP, COSO, Auditing Standard 5 and other relevant PCAOB and SEC guidance

145

Internal Audit Manager Resume Examples & Samples

7-10 years of prior audit experience
CIA
Knowledge of IFRS,GAAP, financial and operational audits, SOX and IT audit compliance, recommendations, and internal controls

146

Internal Audit Manager Resume Examples & Samples

Lead and manage audits from beginning to end; including definition of audit scope, test strategy, execution of testing, exit meeting and final report
Manage all phases of audit assignments in accordance with stated timeframes, methodology and audit standards
Complete out audits of live projects and secure management buy-in for any actions
Apply sound judgment in performance of duties. Exercise discretion and confidentiality in relation to information and matters encountered in the performance of duties
Adhere to departmental as well as professional auditing standards (e.g., IIA professional standards)
Manage the resolution of audit issues with the business areas and stakeholders within agreed deadlines
Maintain effective and influential relationships with management
Provide key contributions to the development of the annual Internal Audit plan

147

Internal Audit Manager Resume Examples & Samples

Bachelor's degree in Accounting/Finance/Business or related degree
Master's degree and/or CPA preferred
5+ years of accounting experience in a large public accounting firm or a large internal audit department
Knowledge of GAAP

148

Internal Audit Manager Resume Examples & Samples

Perform independent assessments of Oracle’s internal control structure. Plan the scope for audits and selection/development of appropriate audit procedures
Minimum 6-7 years Audit/Consulting experience and BA/BS degree
CFE, CPA, CA, CIA certifications
Experience with software/hardware accounting and business processes highly desirable

149

Internal Audit Manager Resume Examples & Samples

Support the Regional Senior Director in executing an effective audit plan, talent resourcing and management, and managing the overall budget for the European team
Effective and strategic use and management of co-sourcing arrangements with external internal audit firms, consistent with the Global Team’s strategic direction, and with emphasis on synergies
Assist the Regional Senior Director in benchmarking the department on a regular basis in pursuit of better practices. Further assist the Regional Senior Director to develop a balanced and progressive approach to training our staff with a cross-over of skill sets to ensure more effective coverage and succession planning. Balanced involvement with relevant professional organizations and roundtables

150

Internal Audit Manager Resume Examples & Samples

Support the planning and preparation of the audits
Draft Mission Letters
Undertake
Tertiary Qualification in Finance / Auditing or equivalent
Exceptional communication skills in both English and French
Demonstrated experience within a similar role (ideally you will have experience working for a large global Audit firm as well as in house auditing experience)
Ability to engage with senior stakeholders across the business
Extensive travel is expected both interstate and overseas

151

Internal Audit Manager Resume Examples & Samples

Candidate must have a minimum of 2-4 years of public accounting experience with a “Big 4” firm
Additional 3-5 years of internal audit, financial accounting or related industry experience desired
Candidate must have a minimum of two years supervisory/management experience
Hands-on experience with data analytics (e.g., ACL, IDEA, etc.) and audit automation highly desirable
Ability to travel 15-30%
Ability to manage team in the execution of audit procedures
Strong interpersonal and customer service skills
Ability to prioritize and manage multiple responsibilities simultaneously
Ability to establish effective business relationships within the company
Ability to successfully execute an efficient and effective audit approach within the scheduled time period

152

Internal Audit Manager Resume Examples & Samples

Key contributor and leader in conducting internal audits of varying complexity and scope on all operations of the organization including financial, operational, compliance and strategy-focused engagements
Develop internal audit scope, perform internal audit procedures, and prepare internal audit reports reflecting the results of the work performed
Effectively communicate audit findings and make recommendations that add value to the entity or process under review
Support Internal Audit management, including the Sr. Operational Audit Manager and Head of Internal Audit in developing the annual audit plan, and periodic reporting to the Audit Committee
While maintaining independence, have a proven ability to build strong cross functional relationships at all levels to stay aligned with changes within the company and to respond to new opportunities
Demonstrate project management skills including the ability to manage multiple tasks and assignments
Have strong communication skills in light of significant exposure to senior management throughout the organization
Assist or lead compliance Projects and investigations
Work performed will include coverage of functional and operating units, focusing on financial, IT and operational processes. Perform follow-up on the status of outstanding internal audit issues
Perform special projects as assigned by internal audit management

153

Internal Audit Manager Resume Examples & Samples

Implement the annual internal audit plan as approved and issue reports
Provide independent audit support to the Company's SOX 404 assessment
Coordinate internal audit with external audit as appropriate to provide optimal audit coverage at a reasonable overall cost
Review business processes for efficiency opportunities and control enhancement
Facilitate the preparation and periodic review of a comprehensive Company risk assessment
Liaise with external auditors
Liaise with accounting and internal reporting staff as required
Coordinate with outsourced SOX provider related to process improvements to key controls

154

Internal Audit Manager Downtown Nashville Resume Examples & Samples

Plan, execute, monitor and report on a financial and operational functional internal audit program in a risk-based business environment supporting corporate governance
Provide leadership in managing and opining on the design and effectiveness of internal control for a functional audit area
Supervising auditors
Conducting highly specialized audits
Providing consulting services to the functional group
Bachelors in Accounting or similar (Masters preferred)
CPA, CIA or one professional certification
Roughly 10 years of experience
Public accounting background is highly preferred
Manufacturing exposure highly preferred
SAP and ACL preferred

155

Internal Audit Manager Resume Examples & Samples

Leads project teams and may formally work with junior internal audit staff through planning, organizing, directing and monitoring of internal audit operations, including assisting in hiring and training. 10%
Works independently to identify and conduct evaluations of the organization's audit risk areas and provides significant input to the development of a risk-based annual internal audit plan. 10%
Manages the performance of audit procedures, including identifying and defining issues, developing criteria, reviewing and analyzing evidence, and documenting client processes and procedures. 55% Accomplished through the following

156

Internal Audit Manager Resume Examples & Samples

Supports the team on a wide variety of internal audits: financial, operational, information technology, environmental, management reviews, management advisory services, and special projects
Gathers and analyzes data through a variety of methods including interviews, financial research, downloads, etc
Responsible for completion of individual audit projects, including development of audit programs, fieldwork, working papers, working papers, audit comments, recommendations and draft reports with minimal supervision
Assists in development and completion of audit programs, performance of field work and preparation of working papers, audit comments and recommendations
Provides support to the company’s public accountants as necessary
Bachelor’s Degree in Business, Accounting, Finance or closely related discipline
A minimum of three years of audit experience, preferably within a publicly traded company, a public accounting firm, or a public/ private mix, is required
Active California CPA required, Big Four preferred

157

Internal Audit Manager Resume Examples & Samples

Maintains a comprehensive understanding of business processes subject to audit. Fosters and maintains active relationships with individuals (client) and management within the Company to facilitate audit execution. Utilizes discussions with client to identify potential auditable activities and changing risk profiles. Actively communicates in a courteous and professional manner with individuals subject to audit, monitors client expectations and appropriately manages, works collaboratively with clients on identified issues for acceptable and feasible solutions. Leads and or participates in opening and closing conferences with clients, to ensure audit focus and priority is understood and accepted by audit clients
Assists in the development the Internal Audit Plan (the Plan) with the management team of the Department, including maintenance of the ‘audit universe’ and the list of potential audit areas for their area. Utilizes sound risk methodologies in developing the Plan as well as identifying project based risk factors. Ensures consistent adherence to defined departmental audit processes
Coordinates Engagement Team planning efforts, facilitating a collaborative and team based planning approach. Shares knowledge, leading practices and ideas to ensure the success of the project and development of staff. Reviews planning documents for adherence to Plan objectives, completeness and accuracy. Reviews work programs, control questionnaires and work papers on a real-time base, as work is completed by the engagement team. Provides supervisory support to the assigned audit staff, delivering substantive coaching and development to engagement team members. Ensures projects are completed within budget and on time. Performs work on complex or high risk audit areas. Applies creativity and ingenuity to the audit process to ensure efficiency in audit execution
Prepares reports of findings to management. Ensures the review and evaluation of personnel performance following each significant engagement in accordance with department guidelines and IIA standards
Communicates on an ongoing basis with department leadership on project status, issues resolution, and resource needs and responds accordingly to supervisor review and feedback

158

Internal Audit Manager Resume Examples & Samples

Leads large audit teams in defining program parameters; provides guidance on audit reviews of the highest level of complexity
Motivates, coaches, and fosters innovation within teams, including Manager Is
Drives risk assessments, defines project scope, prioritizes initiatives and determines resource needs
Sets or influences audit strategies; leads strategic projects and corporate initiatives at the regional or global level
Develops, communicates and maintains strong working relationships with the most senior-level business partners and advises regional management in the successful implementation of audit recommendations, while effectively overseeing the entire audit process
Collaborates and negotiates with senior business leaders to resolve highly complex audit issues; represents HP to internal and external stakeholders, such as management and external auditors on all audit matters
Serves as an expert on audit standards and GAAP related issues
First-level university degree or equivalent experience; advanced university degree preferred
Typically 10+ years of related experience in internal audit and/or finance
Content master in the field of internal audit with a complete systematic knowledge of audit standards and accounting principles
Ability to understand customer needs and interpret needs into workable programs

159

Internal Audit Manager Resume Examples & Samples

6+ years of Internal Audit (Financial and Operational) experience
Previous experience with Due Diligence and Application Controls
CPA or parts passed
Previous experience in a Public Audit setting
International exposure

160

Internal Audit Manager, Conglomerate Resume Examples & Samples

Direct reporting to the Internal Audit Director and working with PRC and HK audit team
Implement, review and monitor the Internal Control and Risk Management in accordance with the Corporate policies and standards
Conduct investigation of suspicious financial activity, analyze financial data to detect irregularities
Work closely with Business Units to advise on the improvement of Internal Controls and streamline of operational efficiency

161

Internal Audit Manager Resume Examples & Samples

Manage internal audit staff in the execution of financial and operational internal audits and SOX activities
Assist the senior management in the administration of the department, including audit planning, execution, and completion of special projects
Guide in the development of the Staff, Intermediate and Senior auditors – mentoring, formal mid-year and annual evaluations, coaching / feedback on individual assignments
Develop a complete understanding of Moody's ratings and analytics business, as well as present accounting, compliance and operating policies. Assist Internal Audit management with defining and updating the annual and long-range internal audit programs based on associated compliance, financial and operating risks
Develop audit engagement budgets and timelines
Supervision responsibilities for audit staff, intermediate and senior auditors on engagements
Ensure completion of audits by stated due dates
Undertake work paper preparation and review of complex audit engagements and Sarbanes-Oxley design and operational effectiveness testing
Lead preparation of audit disposition document for IA management review
Ensure work paper documentation is completed timely
For more complex audits, manage all aspects of the drafting and documentation of audit findings for external review from preparing the closing meeting agenda to initial draft of the final audit report; and
Assist with updating Internal Audit policies and procedures based on changes within the profession
Bachelor's degree (or equivalent) strongly preferred proven experience in a public accounting firm and / or private industry experience
A combination of and private industry experience, consulting or Big 4 Accounting firm is preferred
CPA, CA or CIA preferred. Ideal candidate will have an understanding and experience of a global organization
Excellent written, verbal and strong interpersonal skills are required
Listens effectively
Ability and willingness to learn and develop others
Ability to travel approximately 20%
Proficiency in financial system - PeopleSoft Financials highly desirable
Ability to extract and mine data from various in-house developed financial systems
Proficiency in MS Word and Excel (sorting, filtering, pivot tables, etc) are required

162

Internal Audit Manager Resume Examples & Samples

Counsels as an expert (for moderate to high-level complexity issues) for accounting, compliance and internal control matters
Participates in the Annual Risk Assessment and assists with the development of the annual audit plan
Completes the annual audit plan for the region, including simultaneous audits. Ensures quality and objectivity of the audits by assigning appropriate staff to each audit, providing input and guidance to the audit teams in the project planning process, understanding the auditee’s environment, monitoring the timely execution of the audit plan, and critically reviewing audit report and management corrective action plans
Supervises Audit Supervisors and Audit Seniors in all phases of audits, including advance preparation, monitoring the ongoing activities of the auditors assigned to the project, and reporting results of the audit
Develops and manages staff (Individual Contributors), including: recruiting, training, development, performance appraisals, promotions, review and approval of staff expense reports, participating in the development plan and training of audit personnel and placement into operations
Develops and maintains effective working relationships with Senior Leaders, both corporate and operations, within the region to better understand the business, risks, and customers’ needs
Keeps up-to-date with changes in regulations, governance and best practices and ensures these are embedded within the working practices and day-to-day operations of the Internal Audit team
Provides assistance to other department leaders for special projects on an as needed basis
Coordinates with regional/functional department head to identify opportunities for continuous improvement of department's processes and practices through the use of the Eaton Business System and other relevant process improvement tools. Participates in the implementation of new processes
Functions as Regional Audit Manager on an as needed basis
Coordinates with Ethics Office in supporting and, as needed, leading Ethics investigation. Coordinates with external auditors in the region (i.e., EY) as required
Performs EY direct assistance and SOX Quality Assessment Reviews with no internal supervision
Follows-up on management action plans and audit findings remediation without direct supervision. Limited assistance for complex and issues with Corporate or Sector-wide implications
Prepares recommendations to address audit high to moderate complexity issues
Supports the regional budget, annual profit plan and monthly forecast activities
Cumulated 6-10 years’ experience. 5+ years of progressive external and/or internal audit experience required and at least 2+ years’ experience in supervisory role required
Proven experience working with Internal Audit key concepts (SOX, COSO, and/or evaluations of systems of internal control)
Ability to gain an understanding of business processes, identify risks, develop and execute new audit procedures to assess the design and operating effectiveness of internal controls to mitigate the risks
Knowledge of Teammate, Access, ACL, and Oracle is desirable
Proven experience working with cost accounting key concepts and other Manufacturing accounting
Ability to get the bigger picture. Can articulate how Eaton enterprise-wide goals are influenced and affected by control weaknesses identified at local level, can present suggestion for improvement at a broader level
Written and verbal communication skills with the ability to develop and present recommendations for improvement to local, division, and group management
Strong project management skills, ability to handle multiple projects of varying sizes. Provides direction for other team members on these projects. Reports status to Management
As Professional: Subject matter expert for non-traditional audit areas, processes or projects (e.g., SOX Coordinator, government contracts)
Moderate Knowledge of all Financial, SCM, Sector, Treasury, HR, Law and IT policies

163

Internal Audit Manager Resume Examples & Samples

Working knowledge of the role of IT general and application controls
Demonstrated objective judgment
Ability to engender cross-functional collaboration and interact with business and/or process owners
Ability to flourish in an environment
Execution skills with the focus on timely completion of tasks which includes planning, organizing and prioritizing
Quantitative and qualitative research and analytical skills

164

Internal Audit Manager Resume Examples & Samples

BA/BS degree in Accounting, Finance or related field required
Minimum of 7 – 8 years of experience in Internal Control/Internal Audit or Finance required; retail environment experience preferred
CPA or equivalent preferred
Strong interpersonal skills and ability to effectively build relationships and influence at all levels of the organization
Ability to multi-task and prioritize workload in a fast-paced environment while ensuring high attention to detail and accuracy is maintained
Ability to adapt to changes in the work environment and manage competing demands
Ability to travel 30%-40% of the time within the Americas

165

Internal Audit Manager Resume Examples & Samples

A minimum of 6 years of relevant experience
Certified Public Accountant, Certified Internal Auditor, Certified Fraud Examiner or other certifications a plus
A minimum 2 years coaching and managing teams
Experience planning and performing integrated audits
Strong understanding of operational business processes and related controls
Demonstrated ability to successfully communicate with people at all levels of the organization
Ability to manage and develop people is required
Strong interpersonal skills are critical
Self-motivated individual with ability to operate independently

166

Internal Audit Manager Resume Examples & Samples

Individual would be the lead or member of a global team developing a framework/guideline (practice) for a defined business process
Bachelor’s degree and 12 years of professional experience in auditing (External/Internal) OR
Master degree and 10 years of professional experience in auditing (External/Internal) OR
Master degree and 8 years’ experience working for a Big 4 Public Accounting firm (E&Y, Deloitte, PwC, KMPG)
4 years of operational experience in relevant business roles
Strong analytical and IT skills
SAP Knowledge
Ability to manage teams of different cultures and ability to work in a team-based environment
Spanish and/or French Language Skills preferred

167

Internal Audit Manager Resume Examples & Samples

Ensure adequate focus on high risk areas, proper coverage and consideration of auditing principles and practice
Prepare and/or review internal audit reports of findings and recommendations for delivery to management
Monitor audit findings to ensure effective resolution
LI-

168

Internal Audit Manager Resume Examples & Samples

Independently design and drive data analytics test procedures to support internal audits, risk assessments and other special projects
Develop requirements in collaboration with the process/IT audit teams: design, test, and analyze results using one or more data analytics tools such as SAS, ACL, SQL, IDEA, MS Excel, MS Access and Tableau
Develop innovative, re-usable tools, scripts and solutions that can be leveraged by the process/ IT audit teams
Recommend solutions as part of planning to help execute audit tests by providing the ability to automate full-population testing, sampling and identifying exception testing
Design analytics to support assessment of risks as part of the Enterprise Risk Management Program
BCA/MCA/ Bachelor in Information Technology
MBA Or Equivalent post-graduation in MIS or Accounting or Finance
Over 12 years of experience in data analysis environment
Strong technical knowledge of Microsoft Access database, Excel(creating macros, modules, Pivot table, graphs, chart, etc), Structured Query Language (SQL), and one or more of the data analytics tools such as ACL, SQL, SAS, MS Access, IDEA, Tableau
Must have developed or led development of analytics platforms for process or technology audit teams
Previous experience to include over 5 years in Big 4 IA/Risk Management or Internal audit
Data Analytics certifications

169

Internal Audit Manager Resume Examples & Samples

Serve as a technical expert to other audit staff and manage multiple complex audits and audit staff (e.g. Enterprise-wide projects, international reviews, etc.)
Demonstrate subject matter expertise in one of the following areas of Healthcare or Operations
Partner with Internal Audit leadership (Chief Audit Officer and Sr. Director Internal Audits) to
Manage day-to-day workflow of audit staff and overall completion of assigned internal audit plan
Represent Department on assigned management committees
Performs assigned duties in accordance with the accepted professional standards requiring
Responsible for internal audit planning in assigned areas including performing effective risk assessments and meeting with management to support the development of the annual audit plan
Manages a portion of the departmental annual audit plan, working with Sr. Director Internal Audits and other managers to plan and staff audit projects
Manages multiple projects or single projects in complex environments supporting the overall completion of the annual audit plan. For all assigned work, responsible for the overseeing the execution of the audit, from audit planning through reporting
Plans complex internal audits by gathering specific relevant background information (such as financial results, and policies and procedures) from the Institution’s information systems, web-based and other information sources. Utilizes organizational and regulatory knowledge to identify audit constraints and shape priorities. Negotiates audit parameters with Sr. Director Internal Audits. If leading an audit project team, will ensure that all members understand their individual roles and responsibilities
Designs appropriate internal audit programs and time budgets based upon the review and evaluation of underlying financials and business risks. Oversees the development of the internal audit program for projects in assigned audit plan
Performs or oversees follow-up internal audits to evaluate management’s implementation of action plans. Monitors overall status of open issues and holds accountable assigned staff to ensure timely validation
Oversees the activities of multiple internal audit teams to ensure effective utilization in completing assigned projects. Provides day-to-day support of assigned internal audit staff, as needed, such as creating open lines of communication, providing regulatory updates, advising on difficult situations
Interacts appropriately with all levels of personnel (including senior and executive leadership), building good working relationships across the Johns Hopkins Institutions. Nurtures existing and develops new relationships with senior management to help achieve the department’s strategic plans
Demonstrates superior project management and time management skills
Addresses difficult and sensitive issues in a timely and effective manner
Demonstrates a thorough understanding of Healthcare and/or Higher Education industry. Monitor changes in the industry and understands the impact to own work
Provides Sr. Director Internal Audits and Chief Audit Officer detailed progress updates of audits, including major findings and problems encountered
Leads and/or directs work of audit staff regarding review of scope statements, audit programs, internal control questionnaires, audit work papers, and ensures timely progress and successful completion of projects
Conducts specialized audits, projects or investigations at the request of Institutional leadership
Represents Department on assigned management committees and speaks for department when Sr. Director Internal Audits and Chief Audit Executive are not present

170

Internal Audit Manager Resume Examples & Samples

Conduct business process reviews so as to evaluate the design and operating effectiveness of internal controls over the business cycles
Undergraduate degree in Finance/Business Administration, Accounting and/or in Computer Science, MIS, or other relevant field
SAP knowledge preferred
Goal-oriented and outgoing with strong interpersonal and teamwork skills
Ability to think and work analytically
Willingness to travel (75%)
The qualified candidate must be able to work with multiple organizations and teams, consistently meet deadlines and work well under time constraints and be able to quickly learn and understands diverse business areas/systems

171

Senior Internal Audit Manager Resume Examples & Samples

Support the Regional Senior Director in all aspects of leading and transforming a new strategic direction for an evolving world-class function
Play a fundamental role in developing the European audit team’s strategic approach to risk assessment, integrated and effective audit methodology, and impactful reporting. Emphasis on best practices in efficiently achieving high quality audits and reviews, with identified solutions, and timely reporting to relevant stakeholders
Closely work with the other Regional teams and the Worldwide IT Audit team, in executing a comprehensive and flexible audit plan, using an appropriate risk based methodology, standardizing better practices, and general training in areas of arising technical issues
Work with other members of the European audit team to proactively develop an effective relationship with all stakeholders in the Business Units (commercial and finance), Corporate Controller, Corporate Functional Leaders, and External Auditors. Understand, anticipate and balance the competing objectives of your stakeholders. Deliver pragmatic solutions
Support the Regional Senior Director in progressively managing, recruiting and developing a professional audit staff with sufficient knowledge, skills, experience and professional certifications to achieve effective auditing, consistent with the Global Team’s strategic direction, and with emphasis on leadership development

172

Internal Audit Manager Resume Examples & Samples

Develop internal audit programs and SOX testing procedures
Train and supervise staff
5+ years internal audit / SOX or public accounting experience. Experience with Microsoft Office products including Excel, Word, Visio
CPA or CIA certification is required

173

Internal Audit Manager Resume Examples & Samples

Interact with company leaders and Finance associates regarding the identification, monitoring and testing of key controls
Conduct preliminary surveys of audit areas to define scope and analyze risk
Research, plan and develop audit objectives, audit approaches and scope
Work closely with process owners to ensure corrective action plans are in place and to remedy gaps in controls
Successfully complete audit assignments in a timely and efficient manner with limited supervision

174

Internal Audit Manager Resume Examples & Samples

Manages multiple audits
Identify opportunities for enhancing department strategy, processes, planning
Perform reviews of audit workpapers and reports
Prepare initial/final draft of audit report
Writes and conducts employee performance reviews and provides ongoing performance feedback
Primary liaison with senior business management to understand/ communicate audit risk and issues
Interacts with company’s regulators or external parties
Provides input to Directors, VP and SVP on departmental priorities, schedules and plans
Manage multiple auditors and/or supervisors
Typically has a minimum of 2-4 mid to high level exempt direct reports
BA/BS in accounting, business administration, computer science, criminal justice or a related field
CPA, CA, CIA, CISA, CFE other relevant certification is required
7+ years including 2+ years of supervisory experience
Successful track record designing, developing, and executing complex projects in area of functional expertise
Ability to establish and maintain effective working relationships across functional groups and business units
Ability to influence the thinking of, or gain acceptance from, others in sensitive situations, using influence and preventing damage to the relationships
Ability to communicate the function’s vision and the department’s direction and set aligned goals
Actively recruits, retains and develops talent and holds employees accountable for results
Leads change, manages conflict and fosters collaboration
Drives and models customer loyalty, manages customer expectations, solicits customer feedback and ensures commitments are met
Lead presentations to internal and external audience
Design implementation plan for data analytics

175

Internal Audit Manager Resume Examples & Samples

Bachelor’s degree in Accounting, Finance or related field strongly preferred, with a Postgraduate (i.e. Masters) or Certified Internal Auditor (CIA) or Certified Information Systems Auditor (CISA) qualification a desirable extra
Ten plus years of financial professional experience preferably in public accounting, and/or internal audit experience in the insurance sector strongly preferred
At least 5 years of staff management strongly preferred. Skilled in mentoring and developing an audit team to ensure a strong skill set in identifying internal control issues, documenting findings and making relevant recommendations, via the audit report
Minimum of 8 years of experience with the Medicare Advantage and/or Medicare Part D industry within Compliance, Audit, or Operations function, or equivalent strongly preferred
Demonstrates strong familiarity with government healthcare regulations, including Medicare Advantage and PPACA
Knowledge of the regulatory framework applicable to government business
Previous success with driving cultural and operational change in a rapidly progressing environment
Highly developed writing and verbal skills
Good computer literacy skills; able to perform daily work in MS Office
Proven track record of managing and leading a team to deliver complex audit projects
In-depth understanding of accounting principles, control procedures, and audit standards, practices and techniques
Strong analytical skills, persistent and thorough
Pragmatic, customer-focussed approach
Strong verbal communicator
Flexibility to adapt to change in a fast-paced organization

176

Internal Audit Manager Resume Examples & Samples

Planning and leading operational, financial and compliance audits of Praxair business operations
Identifying risk by performing control evaluation and testing
Supervising other auditors during the audit, reviewing and approving other auditor's work, defining specific responsibilities and ensuring personal development of others through on-the-job training and mentoring
Preparing reports on audit results and providing recommendations to management for review and implementation
Partnering with management to develop innovative business-oriented solutions to improve controls, mitigate risk, ensure process effectiveness and efficiency and meet corporate strategic objectives
Evaluating and communicating financial and internal control best practices in use throughout Praxair and making recommendations for strengthening internal controls, improving operations, and reducing costs
You may also be involved in performing special engagements for management, which might include due diligence, employee integrity certifications, policy reviews and working on investigations
A minimum of 5 years’ experience in internal audit, public accounting or financial/business operations. Other financial, accounting, process review, or analytical experience is strongly valued
Must have the ability and desire to travel - both international and domestic (30% to 50%)
Excellent project management and team leadership skills are essential
Demonstrated experience with business process mapping and internal controls assessments
Professional accreditations (CPA, CIA, CFE, CISA)
Experience with the Big 4 accounting firms

177

Internal Audit Manager Resume Examples & Samples

6 or more years of experience in finance, accounting or audit (compliance, financial, operational) OR a combination of each
MBA or Bachelor’s Degree in accounting or finance
CIA, CPA, CISA
Auditing experience in the insurance industry
Ability to present information to technical and non-technical audiences
Project management skills
Ability to manage multiple priorities, establish and meet deadlines
Ability to work cross functionally as well as across all levels of the organization

178

Internal Audit Manager Resume Examples & Samples

Assist the Audit Director and VP Audit in the proactive identification and prioritization of key risk areas to ensure adequate audit coverage in Internal Audit’s independent assurance role in support of the Audit Committee’s oversight role of governance and internal controls
Partnering management of Singtel Group and JVs in an internal control and risk management advisory role
Lead in the execution of complex end-to-end reviews of various systems and processes relating to financial, operations and revenue to evaluate the efficiency and effectiveness of internal controls, systems and business processes to identify areas for improvement, control deficiencies and curb revenue leakages and / or maximize revenue
Possess in-depth knowledge and expertise of the areas under review. Subject matter expert in internal audit, internal control, risk management, corporate governance, revenue assurance, and telco products, services, systems and processes. Deliver value-adding quality audits with minimal supervision
Prepare audit plans, develop audit programs to evaluate the controls over the various systems and processes at JVs, perform data analysis and reconciliation, quantification of impact and conduct interviews / discussions with relevant personnel. Accountable for communicating control deficiencies, process weaknesses and recommending improvements to management
Build rapport and collaborative relationship among the JVs by providing technical guidance, thought leadership and sharing regional initiatives to deliver sustainable shareholder value
Conductor ad-hoc reviews and other investigative work when necessary
A recognized degree in Accountancy / Business / Commerce/ Computer Science / IT / Engineering
At least 5 years of relevant working experience, either in internal / external audit with a recognized accounting firm
Knowledge of EXCEL, MS SQL, ACL, MS Access or Visual Basic.Net
Strong auditing and analytical skills, as well as good written and oral communication skills
Technically savvy, self-motivated and independent, and a strong team player
Highly adaptable to different culture and environments

179

Internal Audit Manager Resume Examples & Samples

Responsible for championing the Corporation’s internal audit function under the direction of the 3D Systems Internal Audit Director
Responsible for promoting internal controls and GAAP reporting across the Corporation
Responsible for assisting Management in assessing risks, designing controls, and testing internal controls over financial reporting on a continuous basis
Responsible for managing project goals and department milestones and ensuring they are met in conjunction with the Internal Audit Plan
Manage the department budget and communicating progress against these items to the Director of Internal Audit
Responsible for overseeing the planning, executing, and reporting financial and operational audits in accordance with the annual Internal Audit plan and providing “value-add” recommendations for improvement
Responsible for conducting special projects as authorized by the 3D Internal Audit Director
Manage and coach the internal audit staff and performing quality review procedures
Will assist in developing an internal audit methodology and executing against the approved methodology
6-8 years in Accounting or Operations Management
2+ years of management experience
Experienced in financial and/or internal controls matters involving any component of an entity’s financial reporting infrastructure (e.g., revenue cycle, period-end financial close procedures, etc.)
Ability to work in a team-oriented environment and as a team member with excellent interpersonal skills
Experienced in leading multiple team members, including coaching and developing staff while overseeing quality and delivery of work products
Exhibits a strong ability to handle multiple tasks and drive to completion
Strong working knowledge of COSO Integrated Internal Control Framework
High level of proficiency with Microsoft Excel and comfortable working within a consolidation software system
Oracle and Hyperion Financial Management experience beneficial

180

Internal Audit Manager Resume Examples & Samples

A go-getter with experience leading SOX projects
Learning agility. You know what you don’t know and are willing to go the extra mile to learn
Attention to detail. You can keep the team, our auditors and business partners all in sync
A special flare for the technical. You know or are willing to learn how to apply accounting rules in complex, highly-automated, high-volume computing environments
Enjoy analytics. You like to use analytical tools to make our work more efficient and rigorous
Team member and partnership. You believe we succeed together; superheroes are over-rated

181

Internal Audit Manager Resume Examples & Samples

Produce written reports in a timely manner which clearly, appropriately, and accurately communicate engagement results
Must be a CIA or CPA; CFSA is acceptable but not preferred
Requires a business related degree or a combination of education and related work experience
Requires 6+ yearsof job related experience
Requires strong oral and written communication, and interpersonal skills to effectively and professionally communicate with clients and staff
Proficient in Word, Excel, and Outlook

182

Internal Audit Manager Resume Examples & Samples

Understand and Adhere to all Corporate Policies to include but not limited to ACI Code of Ethics and Global Information Security
Leads, provides work direction and conducts testing on systems, processes, operations, and activities within the area of audit scope
Manages multiple projects concurrently at various capacities including oversight responsibilities on all projects within area of expertise
May provides consultative services to area of expertise (Operations, Finance/Accounting or IT)
Provides training and mentoring to audit staff
Prepare an audit plan, set audit objectives, and develop an audit program of test procedures based upon a scope of work defined by risk assessment, the existing internal control environment, and current specific control issues to be addressed
Obtain, analyze, and appraise evidentiary data as a basis for an informed, objective opinion on the adequacy and effectiveness of control systems, efficiency in the performance of activities, and compliance with any applicable laws and regulations
Conduct risk assessment to identify all auditable activities and to evaluate the nature and significance of risk exposures within existing processes, systems, operations, and activities
Prepare written audit findings, and recommend courses of action to improve noted conditions. Discuss audit findings and recommendations with relevant management. After discussions with audit area management, revise/compile audit findings and recommendations into an audit report for Internal Audit Management
CISA - Certified Information Systems Auditor
IT auditing experience

183

Internal Audit Manager Resume Examples & Samples

Provide friendly, fast, and helpful customer service, through the consistent practice and delivery of Marquee Customer Service to all guests and team members
Lead/manage the property level Internal Audit function at this location
Identify areas to be audited during annual risk assessment process
Prepare time budgets
Plan, oversee, and perform audits to assess effectiveness and efficiency of operations
Examine records of departments and interview workers to ensure protection of assets, recording of transactions and compliance with applicable laws & regulations
Inspects accounting systems to determine their efficiency and protective value
Analyze data obtained for evidence of deficiencies in controls, duplication of effort, extravagance, fraud or lack of compliance with laws, government regulations & management policies or procedures
Prepare reports of findings and recommendations for management
Responsible for ensuring that annual audit plan is completed in a thorough and timely manner
Upon approval by the Corp. VP of Internal Audit, conduct special studies for management such as those required to discover mechanics of detected fraud and to develop controls for fraud prevention
Acts as a liaison with External Auditors
Conduct annual Sarbanes-Oxley (if deemed applicable by Corp. VP of IA)
Work closely with property management to ensure that deficiencies are adequately addressed
May be called upon to assist with projects at other locations during the year, and as such, a moderate amount of travel may be required
Responsible for providing positive leadership and setting high expectations, while creating a fun, professional and exciting working environment for staff
Carries out supervisory responsibilities in accordance with the organization’s policies and applicable laws
Supervise Internal Audit staff, including interviewing, hiring, training employees; planning, assigning and directing work; appraising performance, rewarding and coaching employees; addressing concerns; and resolving problems
Bachelor’s Degree required, with a major or significant coursework in Accounting, Finance, or another related field strongly preferred
3 – 5 years Internal Audit experience required
Sarbanes-Oxley related work experience preferred
C.P.A., C.I.A., CFE, or CISA certification desired
Must be proficient in Microsoft applications
Must possess a valid driver’s license
Strong oral / written communication skills and an ability to deliver sensitive information tactfully and professionally
Strong supervisory / leadership skills
Familiarity with computer systems and accounting systems
Previous supervisory experience preferred
Previous experience in a full service casino environment preferred
Must be able to acquire and maintain appropriate gaming license

184

Internal Audit Manager Resume Examples & Samples

Leading an international team of audit professionals with diverse cultural backgrounds responsible for internal investigations, with a focus in Asia
Investigating a variety of occupational fraud following the standard of the Association of Certified Fraud Examiners, identifying process gaps, developing recommendations for business managers, and communicating findings and recommendations to senior management
Partnering closely with other key business functions including compliance, Legal and HR to reach conclusions that are in the best interest of the company
Detecting potential occupational fraud through data-intensive analysis and providing consulting services to internal business partners as required
Partnering with other Internal Audit departments to conduct operational, compliance and financial audits of Keysight’s business processes and controls
Confrontational interviews
Financial and operation control reviews
Compliance to company policies, process related reviews
Compliance to local regulation and FCPA

185

Internal Audit Manager Resume Examples & Samples

Develop, administer, and monitor Internal Audit programs that ensure the compliance with laws, regulations and rules governing operations and product offerings for our Banking & Capital Markets clients
Possess a working knowledge of business processes; policies and procedures; governance practices; and regulatory obligations as it relates to the financial industry
Ability to support Risk Management processes such as supporting capital production/ stress testing for Market Risk and Credit Risk, as well as for CCAR both qualitatively and quantitatively. Strong familiarity with process design and assessment, the various Banking, Financial Holding Company and Basel regulations
Knowledge of Securities Trading Operations and Treasury Risk Management processes such as Trade booking, preparations of Cash Flows, preparation of Reconciliations, Determination of Daily liquidity needs etc
Ability to independently execute risk-based audits, including risk and control identification and controls testing, with an emphasis on Anti-Money Laundering (AML), Bank, Basel III, MiFID, EMIR and CRR/CRD IV
Strengthen the processes and controls per the leading practices
Participate in Internal Audit’s annual risk assessment and planning
Plan, scope, execute and conclude audit projects and lead teams of 2 to 5 individuals with minimal supervision and in accordance to IA policies and procedures
Document clear and concise work papers according to IA department standards
Maintain accountability for the delivery of high quality audit projects in accordance with IA department standards and ensure consistent quality and the timely delivery of agreed upon objectives
Develop expertise and knowledge base of the business
Contribute to practice development initiatives i.e., collaterals, RFP responses etc
Assist to meet and exceed the revenue targets
5-9 years’ experience in financial services industry, with interdealer broking market / brokerage preferred
Professional Certification such as CIA, CPA , CMA , CA or FRM is preferred, but not required
Big 4 audit firm experience preferred
Eligibility to work in the United Kingdom

186

Assistant Internal Audit Manager Resume Examples & Samples

Provide independent, objective assurance and advisory activity designed to add value and improve Group operations
Responsibility for corporate audit engagements for all North American businesses with activity covering potentially all business processes – financial, operational, IT and legal/compliance
Directly manage 2 Corporate Audit staff
Manage additional staff or outsourced support as assigned to audit engagements
Provide leadership for the department, with particular focus over the corporate audit function
Build a strong network across the Group with senior stakeholders including Managing Directors and Finance Directors
Support the Internal Audit Managers and Head of Internal Audit in planning and setting future direction
Support the Internal Audit Managers and Head of Internal Audit in driving the development of the department’s skill sets and capabilities
Deliver high quality audits, with particular focus in the corporate audit function, internationally across the Group
Ensure that assignment planning is high quality - developing procedures to achieve audit objectives against a clear assessment of business risk
Supervise the daily activity of auditors assigned on an engagement, with particular oversight of corporate auditors
Ensure excellent communication with management throughout the audit
Prepare clear and concise recommendations for improvement and agree these with management
Prepare good quality draft and final reports for submission to the Head of Group Internal Audit for approval and publication
Ensure follow up of audit recommendations to establish that businesses achieve corrective actions within agreed timescales
Manage resource requirements in the Internal Audit department, including outsourced support where necessary, and organise scheduling
Perform consulting on special projects or assignments as required
Use project management tools to oversee project progress
Develop Internal Audit staff on the job or through team meetings including giving appraisals and performing training

187

Internal Audit Manager Resume Examples & Samples

Completion of CFE, CISA, or similar certification exams
Experience working with Oracle or similar ERP systems and auditing IT application controls
Prior manufacturing / technology industry experience

188

Internal Audit Manager Resume Examples & Samples

Present and review of audit findings with responsible operating management. Recommend and explore alternative courses of action for correcting control weaknesses and/or compliance deviations and resolving operating problems identified through internal audits
Through direct contact, develop and maintain a rapport with business operational and financial managers to ensure understanding and acceptance of internal audit requirements, approach and reporting methods
Define, Develop, and execute overall plans of action for conduction multiple internal audits in various operation locations and plants of the Corporation
Prepare detail plans for performing individual audits including objectives, budgets, and schedules
Assist in meetings with responsible operating managers and executives to outline and explain proposed audit scope and plans, and apprise the General Auditor of the need for scope revisions based on specific operation problems
Prepare, review, and/or evaluate audit work papers prepared to document all audit procedures, findings, recommendations, and opinions
Brief individual business executives as to audit scope and procedures, and obtain their cooperation and support of planned audit activities
Analyze corrective actions proposed by management as the result of controls self-testing activities for adequacy and test, as appropriate, the effectiveness of the corrected control
Be thoroughly familiar with policies and procedures relating to Standards of Business Conduct in order to train and motivate others in the importance of full compliance with the letter and spirit of such policies and procedures
Supervise the activities of the assigned co-source partner or internal staff by clarifying audit objectives, preparing plans for conducting individual audits, conducting audits in accordance with audit objectives, interpreting policy, assisting in the resolution of unusual technical problems, reviewing and appraising the progress of audit teams, evaluating and preparing audit findings, and preparing draft audit reports
Assure that audit projects, where applicable, are carried out by the co-source partner in accordance with Generally Accepted Auditing Standards (per the AICPA) and the Standards for the Professional Practice of Internal Audit (as set forth by the IIA)

189

Internal Audit Manager Resume Examples & Samples

Lead multiple global audit engagements including all aspects of defining audit objectives, planning, fieldwork and reporting
Participate in risk assessment and planning meetings with internal management and scope audit engagements, while taking input from RAAS Senior Management
Develop the audit program applying a top down, risk based approach to assess strategic, operational, compliance and financial risks for key business and finance processes; utilize data analytics to aid in the planning and execution of the audit
Oversee and execute audit tests competently; evaluate the company's internal controls looking for both control gaps and opportunities to gain process efficiencies; identify internal control issues/exceptions and ensure they are well-defined, root causes analyzed and discussed and agreed with management
Prepare reports/presentations and communicate review results to management along with process improvement recommendations
Effect change by assisting business management to develop appropriate action plans to address the gaps/issues
Perform quarterly follow-up on outstanding management actions from past projects and ensure corrective actions are implemented in a timely manner
Ensure overall quality and consistency of audit work, and adherence to department and professional standards for audits; document risk assessments, work papers, and audit findings in accordance with work paper documentation standards; and demonstrate proficient use of automated work papers and other department/company tools
Manage and coordinate key RAAS operations including the Quality Assurance program, annual risk assessment and audit planning process, quarterly audit committee presentations, enterprise risk management projects, etc
Continuously seek opportunities for audit process improvement
Develop a detailed understanding of Adobe's core business and financial processes. Keep current and increase knowledge of company strategies, priorities, and business objectives
Build effective working relationships with various Finance, Accounting & Operations groups (domestic and international); provide consulting and advisory services which are consistent with our role to evaluate and improve the effectiveness of governance, risk and/or compliance functions
Provide guidance and coaching to junior team members by sharing key learnings and technical skills
This position requires the willingness and ability to travel (domestic and international) approximately 25%
Minimum of 7-9 years of relevant audit experience in public accounting and/or internal audit
3+ years of team lead/supervisory experience
Knowledge and experience in financial and/or operational auditing required with the ability to construct well-targeted audit reports within the context of business/industry operations/practices
Experience in software industry is desirable with working knowledge of software revenue recognition
Knowledge of key business processes (order to cash, procure to pay, financial close, hire to pay, equity, etc.) is required
Familiarity with fundamental IT concepts/ IT general controls (logical and physical access, change control, application controls, etc.) is desired
Familiarity with SAP or other ERP system a plus
Ability to cultivate and sustain strong business relationships at Senior Manager/Director/ VP levels in the organization
Demonstrate basic research capabilities with strong analytical and creative problem-solving skills

190

Internal Audit Manager Resume Examples & Samples

Manages complex audit engagements, ensuring proper coverage and consideration of auditing principles and practice
Document the business understanding, business objectives, risks, performance metrics, key controls, and test strategy for each audit assigned
Conducts audit opening meetings with client
Monitors the progress of audit projects and provides appropriate leadership in completing the project according to department methodology
Document work performed according to department methodology and provide support to conclude on the effectiveness of control
Monitors audit findings to ensure effective resolution
Contributes to preparation of internal audit management reports

191

Internal Audit Manager Resume Examples & Samples

Perform planning for Company’s Section 404 compliance efforts (e.g., risk assessment, materiality)
Maintain and/or develop SOX documentation such as process flowcharts and control matrices
Oversee testing of internal controls performed by external resources
Partner with business process owners to improve process efficiencies and act as subject matter expert in the design, modification, or streamlining of process and controls in key areas such as inventory, order management, accounting and reporting, payable, etc
Facilitate external auditors with independent SOX 404 testing and coordination with process owners
Partner with the IT SOX team to align business process controls with IT controls design
Review, assess, and evaluate control deficiencies, and adequacy of compensating controls
Collaborate with process and control owners for remediation of identified deficiencies, advising them on internal control enhancements or process changes, as appropriate
Lead and manage SOX-related projects (e.g., controls for new system implementation, new entities)
Provide ongoing training to internal business functions with respect to internal controls
Assist in the preparation of key metrics to deliver to senior leadership of the Company and the audit committee
Participate in or lead other internal audit projects within the department as needed
CPA with at least 6-10 years of audit experience with 3-5 years at a “Big 4” public accounting firm
Detailed understanding of SOX testing methodologies, risk assessment practices, the COSO framework and PCAOB standards
Experience in designing, monitoring, and evaluating internal controls for a multinational organization
Strong analytical, problem solving, and influencing skills to drive internal controls strategy across the company
Flexibility and ability to adapt to a fast paced culture, changes in the environment and shifts in priorities
Excellent analytical, accounting and audit skills including project management and problem solving
Advanced Visio for process flow-chart design
Experience with Data Analytics or a strong excel user comfortable with manipulating large data sets

192

Internal Audit Manager Resume Examples & Samples

Prior public accounting experience a plus
Experience in Energy Sector will be considered an asset
Able to present in a clear and structured manner and communicate technical matters to a non-technical audience
Flexible operating style - ability to juggle work and multi-task – getting into detail, but also able to maintain a big-picture perspective
Experience with data analytics utilizing tools such as Tableau, Power BI, ACL, IDEA, etc. is preferred
Motivated individual with a desire for personal and professional development within the organization
Provide independent assessment of the effectiveness of management's control environment through audit execution and continuous engagement with the business
Plan and perform high quality reviews of key business processes and controls
Prepare audit findings and recommendations and clear audit report timely with the business
Review, approve, and ensure that audit findings are representative and work papers comprehensive and fully supported
Actively lead and support the delivery of comprehensive audit reports with commercial insight to drive forward operational improvements
Maintain effective communications with Management and other members of the global audit team to gain a thorough understanding of the Business's risk profile, core processes, and controls

193

Internal Audit Manager Resume Examples & Samples

Bachelor’s degree in Accounting, Finance, or related preferred
CIA and/or CPA highly preferred
Minimum 5-7 years of Internal Audit, Compliance, Risk Management or related experience, that includes 2-3 years of project and people management experience
Knowledge and experience evaluating the design, effectiveness and regulatory compliance of processes and controls within a bank, broker-dealer, or related financial institution a plus
Able to work on multiple assignments simultaneously and prioritize accordingly
Able to collaborate with business partners, and identify and address business needs through building solid relationships
Demonstrate a balance of skills with common-sense and an excellent ability to communicate both verbally and in writing

194

Internal Audit Manager Resume Examples & Samples

Conduct investigations consist of violations of the business code of conduct, company policies, bribery, kickbacks, conflicts of interest, etc…
Document and present investigation findings; formulate and articulate internal control vulnerabilities and provide inputs on disciplinary actions and process improvements to management
Serve as the subject matter expert and work closely with the rest of the ARMS team, Corporate Security Services, Legal, Human Resources, Information Technology, Site Security, and other Business Units as appropriate
Work closely with local management to understand the risks specific to the business, assist in training and communicating fraud awareness in the region and within the ARMS team
Participate in internal initiatives to improve the investigation and other processes
Bachelor’s degree in accounting, business, law, criminal justice or a related field of study or equivalent combination of education and related work experience
Additionally, this position requires significant expertise in the area of US and local Generally Acceptable Accounting Principles (GAAP), FCPA, regional laws and regulations, and regional business practices. The incumbent should also possess working knowledge of IT and ERP systems
Minimum 5 years of investigation and/or audit experience (financial fraud and commercial crime) within a large organization, preferably within the manufacturing environment, or law enforcement community
Understanding of the regional business practices and laws (company, labor, criminal, etc…)
Strong verbal and written communication skills. Fluent, both written and spoken, in English and Spanish. Portuguese is also a plus
Ability to travel frequently (up to 50%) subject to investigative workload and the audit schedule
Must be a self-starter and ability to work autonomously with little supervision
Certified Fraud Examiner (CFE) credential preferred

195

Internal Audit Manager Resume Examples & Samples

Participates in the detailed execution and communication of the risk-based work plan, including Accenture Management and Audit Committee special project requests
Verifies the status and operating procedures of the Company through a systematic program of audits
Assists in development of the Company’s annual audit plan, schedule, and plan audits
Manages audit work, including plan preparation, work papers, findings, and associated reports
Prepares and manages the preparation of audit reports and reviews work papers to ensure adequate documentation exists to support the completed audit and conclusions
Manages operational, compliance, financial, and investigative audits, as assigned
Manages internal review activities, including process reviews, segregation of duties reviews, procedures reviews, and other global controls reviews
Identifies, recommends, and reports improvements to global processes and controls
As appropriate, identifies opportunities for continuous improvement of accounting, financial, and other processes and evaluation of organization-driven risk
Manages auditee relationship, including facilitating meetings, discussions of findings, and presentation of draft and final reports in a professional manner
Prepares well-written and timely audit reports and high quality presentations for leadership and board level reporting
Develops audit skills and establishes/maintains relationships related to the risk areas assigned
Contributes to appropriate skilling of the IA team (e.g., recruiting, training and development, coaching/mentoring, providing career growth opportunities)
Keeps abreast of company policies and procedures, current developments in accounting and auditing professions, and changes in local, state, and federal laws
Minimum of 5 years’ experience in Finance (including Accounting and/or Internal Audit)
CPA or other equivalent certification
Speak multiple languages
Previous Big 4 accounting experience
Strong working knowledge of financial, operational, compliance, and systems auditing techniques
Sarbanes-Oxley project experience, familiarity with COSO framework
Excellent verbal and written communication skills; interpersonal and presentation skills
Proven management and organizational skills
Ability to train, develop, and motivate team members
Demonstrated teamwork and collaboration in a professional setting; either military or civilian

196

Internal Audit Manager Resume Examples & Samples

The Internal Audit Manager is responsible for assisting the Head of Internal Audit with the planning, execution and management of Internal Audit assignments across the company
Promoting the brand of Internal Audit through quality audit work and relationship building with finance and other departments in Ireland, the US and other locations
Identifying key risks that require audit focus and contributing to the development of the audit plan
Full responsibility for Jazz’s annual SOX testing requirements
Delivering a portfolio of risk based audits on time and within budget both through executing audit work themselves and in other cases through effective management of external resources
Keeping the Head of Internal Audit, auditees and management up to date during the audit process through effective communication
Guiding management on devising practical and measurable remediation plans for audit observations
Preparing and driving the issuance of high quality audit reports in a timely manner
Collaborating with external auditors on SOX testing and industry updates
Excellent technical audit and accounting skills
SOX testing experience
Excellent written communication and interpersonal skills with an ability to communicate and work effectively at all levels
Strong Microsoft Office user
Act in a professional and ethical manner at all times including observing the confidential nature of Internal Audit’s work
Ability to effectively work on multiple projects at the one time
Flexibility to changes in the audit schedule
Qualified ACA / ACCA ideally with an audit focus in training

197

Internal Audit Manager Resume Examples & Samples

Supports the Company’s Sarbanes-Oxley (SOX) compliance program. This will include responsibility for assessing the adequacy of disclosure controls which include internal controls over financial reporting, and participating in testing with external auditors
Performs audit procedures, including identifying and defining issues, developing criteria, reviewing and analyzing evidence, and documenting client processes and procedures
Communicates or assists in communicating the results of audit and consulting projects via written reports and oral presentations on a timely basis to management and the board of directors
Develops and maintains productive team-oriented client and staff relationships through individual contacts and group meetings
Provides or assists in providing training, coaching, and guidance to internal audit staff in conducting audits and other audit-related issues
10%-15% Travel Required

198

Internal Audit Manager Resume Examples & Samples

Oversees the efforts for multiple, concurrent audit projects with varying degrees of complexity and conducts audits in accordance with departmental standards
Builds effective relationships with business partners and senior management worldwide to stay abreast of activities within the Company’s operations for consideration for risk assessment and audit scoping
Using a risk-based approach, contributes heavily in the development of annual departmental planning and scoping activities
Exemplifies command of subject matter of audit areas, including risk assessment and identification of effective controls. Defines audit scope and objectives, designs audit programs and executes audit procedures, as needed
Designs audit strategies and programs for assessment of the Company’s various worldwide operations and processes affecting financial reporting to support Management’s annual 404 assessment
Performs tests and analyses, gathers audit evidence, evaluates results, and develops conclusions about the adequacy of internal controls. Documents the work performed and conclusions according to departmental standards
Discusses the results of audit tests and conclusions with Company management and obtains agreement on facts. Writes observations and persuasive recommendations regarding effective remediation solutions to include in professional audit reports to management and discusses solution options with management
Supports department leadership in responding to management queries regarding the internal control environment, and in carrying out investigations of alleged financial mismanagement, loss of assets, or other irregularities
Coaches, trains and monitors audit staff assigned providing appropriate oversight and guidance related to testing strategy, auditing technique, and sampling methodology throughout the audit cycle. Reviews the work of staff for sufficiency of approach, accuracy and completeness of audit procedures
Identifies and acts upon new and more efficient applications of technology in completing audit work
Identifies and implements ideas for improvement in the department’s procedures and work processes
Collaborates with external auditors and internal compliance functions as well as other internal parties to minimize business disruptions related to audit activities
Performs other job responsibilities and duties as assigned by Management

199

Internal Audit Manager Resume Examples & Samples

Proactively partner with key stakeholders to identify and understand relevant areas of risk within the company and assess adequacy of corresponding mitigation activities
Assist in the development of the annual Internal Audit risk assessment and corresponding audit plan, including ongoing reassessment to incorporate new/emerging areas of risk
Oversee internal staff and external consultants in the planning/execution of global SOX 404 key controls testing, site/function-based operational audits, and other audits focused on specific areas of risk to the company
Ensure timely completion of audits and clarity/conciseness/relevance of final written audit reports
Present audit findings, corresponding risks, and recommendations to applicable process owners and management personnel
Represent Internal Audit on cross-functional project teams related to various corporate initiatives as-needed
Participate in the development and communication of departmental policies and procedures
Participate in the talent acquisition and development efforts of the department, including recruitment/mentoring of audit staff and identification of professional development needs/opportunities
Support the policy of equal employment opportunity through Affirmative action in all personnel actions including but not limited to recruiting, hiring, promotions, training, work assignments, and salary actions, etc
Education: Bachelor’s degree (B.A./B.S.) or equivalent in accounting, business administration or related discipline
Experience: Six to eight years related audit experience. Life Sciences industry experience preferred but not required
Certification/Licensure: CIA preferred; CRMA, CISA, CPA and other applicable designations are considered
Other: Experience with COSO internal controls framework, COSO ERM framework, and U.S. GAAP; Excellent communication and presentation skills; Strong business acumen, analytical capabilities, and project management skills; Strong computer skills, preferably including familiarity with data analysis tools (e.g. ACL, IDEA, etc.)

200

Internal Audit Manager Resume Examples & Samples

Manage the company’s Sarbanes-Oxley efforts
Thorough understanding of the Sarbanes-Oxley Act of 2002, auditing standards and GAAP
Must be highly detail-oriented, have excellent professional judgment and possess proven organizational and analytical skills
Must be able to work as a team member as well as independently, balance multiple priorities, meet deadlines and ensure quality results
Strong written and verbal communication skills and strong interpersonal skills
Ability to establish and maintain effective relationships with management and the external auditors

201

Internal Audit Manager Resume Examples & Samples

Sarbanes Oxley – Coordinate internal audit testing and remediation follow-up with CAO, Controller, Sr. Director IT and external auditors to ensure compliance by January 31, 20xx year end
Corporate Governance – Develop understanding of and execute internal audit responsibilities of enterprise-wide risk assessment. Map enterprise risks and controls with Regulatory Compliance, Risk Management, and Legal personnel; ensure overall risk management processes are efficient and effective
Internal Audit - Maintain prioritized inventory of enterprise risks and co-develop, with VP of Internal Audit, the annual internal audit plan
Undergraduate degree in Finance or Accounting; MBA or CPA strongly preferred
Strong foundation in technical accounting and finance
Specific experience with the Sarbanes Oxley Act, operational risk/control reviews, and investigations
Must possess strong communication skills, both written and oral, and the ability to build effective partnerships across the organization
Strives to understand company strategy and business plans and spread that understanding internally

202

Internal Audit Manager Resume Examples & Samples

Utilizes advanced knowledge of Microsoft Office Suite and other business and audit-related software to conduct internal audit work as well as the extraction of relevant business data and its analysis using computer assisted auditing techniques, such as ACL software. Ensures that all projects in the assigned audit plan address appropriate risks identified and concludes on risk management strategies, considering industry best practices and cost benefit
Demonstrates an expert knowledge of external and internal organizational, environmental and regulatory issues. Educates team in regard to those issues. Interacts appropriately with all levels of personnel (including senior and executive leadership), building good working relationships across the Johns Hopkins Institutions. Nurtures existing and develops new relationships with senior management to help achieve the department’s strategic plans
Represents Department on assigned management committees and speaks for department when Sr
Director Internal Audits and Chief Audit Executive are not present
May be responsible for management of external audit partners. In collaboration with Chief Audit Officer and Directors, leads Departmental continuous improvement efforts

203

Internal Audit Manager Resume Examples & Samples

Supervising and performing SOX internal control audits
Performing various aspects of IT-related audit projects
Supervising and performing operational audits
Assisting the Vice President - Internal Audit in formalizing the Enterprise Risk Management (ERM) program
Assisting the Vice President – Internal Audit perform various special projects
Performing fraud investigations and data analysis
Serve as an internal control subject matter expert for SOX internal control audits
Plan, supervise, and execute SOX audit procedures
Plan, supervise, and execute operational, financial, and IT audit projects
Perform risk assessments and develop comprehensive planning memos and work programs
Collaborate with company management to develop practical and actionable recommendations which address audit observations and/or process improvement opportunities
Communicate results of internal audit projects verbally and in formally documented reports
Responsible for audit follow-up and remediation activities
Research technical accounting matters to ensure appropriate audit coverage
Conduct fraud investigations
Train and supervise less experienced internal audit teammates
Assist the Vice President – Internal Audit in developing status reports and presentations for the company’s Audit Committee and senior leadership team
Assist the Vice President - Internal Audit in the development and execution of the annual internal audit plan
Assist the Vice President - Internal Audit in formalizing the company’s Enterprise Risk Management (ERM) program
Perform special projects as directed by the Vice President - Internal Audit
Technical training and experience in multiple internal audit specialties including SOX compliance, IT, financial & operational audits, fraud investigations, and data analytics
Expert knowledge of internal audit principles
Exceptional analytical and organization skills
Proven ability to build consensus
Ability to build effective and valued relationships
Strong communication skills across all levels of management
Ability to work independently and within teams
Bachelor’s degree in Accounting or Business required; Master’s degree preferred
At least 6 – 8 years of progressive internal / external audit experience required
Prior SOX audit experience required
Prior experience performing audits of manufacturing and/or distribution operations required
Attainment of at least one professional auditing certification / license is required
Certified Internal Auditor (CIA) credential highly preferred
Certified Information Systems Auditor (CISA) credential highly preferred
ITGC audit experience highly preferred
Certified Fraud Examiner (CFE) credential highly preferred
Fraud investigation experience highly preferred
Certified Public Accountant (CPA) credential desirable
“Big 4” audit experience desirable

204

Internal Audit Manager Resume Examples & Samples

Provide value added business consulting and analytical support utilizing business information tools and techniques
Be accountable for outcomes, delivering quality audit and project work with high standards of performance
Display a thirst for learning and a positive attitude in a challenging environment
Demonstrate thought leadership by asking insightful questions, providing solutions-oriented perspective, and communicating thoughts effectively
Influence and manage stakeholder’s expectations while maintaining independent view
Develop talent through appropriate coaching, delegation, and feedback
Provide leadership and direction to staff to ensure high quality audit and project work that meets objectives and is delivered in a timely manner
Demonstrate knowledge of the company’s business and internal control standards, policies and procedures, and other laws and regulations

205

Internal Audit Manager Resume Examples & Samples

Ensure that each audit is effectively planned, coordinated and reported upon. This includes designing audits to assure the adequacy and effectiveness of internal controls, verifying compliance with corporate policies and procedures and identifying opportunities to enhance operating efficiencies and/or reduce costs. Also includes directing and reviewing work to ensure Institute of Internal Auditors (IIA) and departmental standards are met
Provide ongoing feedback, coaching, education and direction to the Global Assurance staff. Ensure that the staff maintains an acceptable level of productivity and quality. This includes effectively utilizing the PMP to establish clear and relevant performance as well as professional development expectations. Conduct mid-year check-ins and year-end assessments as prescribed by CME Group Human Resources
Microsoft Professional Office Applications, including MS PowerPoint and Visio. Data Analysis tools (ACL, Business Objects, MS Access) and TeamMate or similar electronic work paper tools desirable but not required
(CISA), (CISSP), (CIA), (CFE) or (CPA) preferred but not required

206

Internal Audit Manager Resume Examples & Samples

Undergraduate degree in Accounting, Finance, or other analytical discipline relevant to the position; CPA or equivalent certification and/or CISA designation
6 years of public accounting and/or private industry experience with knowledge of accounting, finance and internal control areas; big-4 plus prior semiconductor/technology industry experience preferred
Highly collaborative and flexible; ability to multi-task and work independently and provide appropriate direction to other internal audit project team members
Ability to work independently and provide appropriate direction to other internal audit project team members and sell ideas and obtain management buy-in for constructive change
Understanding of ERP systems and ability to quickly learn new areas, gather data independently where possible and intermediate to advanced knowledge of Excel to perform analytics using ACL is preferred
Ability to travel at least 25% as needed

207

Internal Audit Manager Resume Examples & Samples

Plan and conduct risk assessments
Develop and lead the execution of audit procedures related to Sarbanes-Oxley compliance objectives and risk based audits that evaluate the design and effectiveness of internal controls, accuracy and timeliness of financial information, effectiveness and efficiency of business operations, compliance with external and internal guidelines (including laws, regulations, and policies), special investigations, etc
Prepare and review audit documentation, ensuring professional and corporate standards met
Conclude upon audit results, communicating verbally and in written reports, ensuring conclusions are factual, accurate, and complete
Develop recommendations and assist management in developing responses to address audit issues in a consultative and collaborative manner
Provide timely status updates to the internal audit director, executive management and auditees
Build a team - lead, train, supervise, and provide performance feedback
Undergraduate degree or higher
Specific certifications: CISA, CIA, CFE, CPA a plus
5 or more years of applicable experience
Specific work or project experience: Internal Audit (compliance, operational and/or IT related), External Audit, Accounting, Sarbanes-Oxley compliance,
Comprehensive knowledge of professional standards, audit methodologies and tools that support audit processes
Advanced PC application skills (Excel, Word, PowerPoint, Access, ACL)
Excellent verbal and written communication skills and an ability to explain complex topics to diverse stakeholders
Strong interpersonal and consultative skills with the ability to work with all levels of an organization

208

Internal Audit Manager Resume Examples & Samples

Assists in developing a comprehensive and flexible Audit Plan using an appropriate risk-based methodology
Planning, organizing and conducting financial, operational, information technology and compliance audits, principally reviewing and evaluating the effectiveness of internal controls
Understanding of risk mitigation and internal control concepts with experience in applying them to plan, perform, manage and report on the evaluation of various business processes/areas/functions
Strong verbal and written communication skills to senior management during and at the conclusion of audits, discussing deficiencies and recommending corrective action to meet regulatory requirements, improve operations, reduce costs and minimize risk
Exhibit the leadership skills needed to promote ideas and obtain management acceptance for constructive change
Knowledge of GAAP guidelines and Sarbanes-Oxley rules and regulations, including COSO framework and risk assessment practices
Manage audit staff, including training employees; planning, assigning, and directing work; appraising performances; addressing complaints and resolving problems
Assist in required testing for compliance with the Sarbanes-Oxley Act
Engages in professional development activities
Minimum of five years of public accounting and/or internal auditing experience to include financial and operational audits/reviews
Ability to manage projects and supervise staff to follow sound internal control practices and to manage risks appropriately
System Implementation preferred
Understanding the requirements of the Sarbanes Oxley Act of 2002
Strong process, analysis skills with knowledge of GAAP, and general business and operational principles
Availability to travel on occasion

209

Internal Audit Manager Resume Examples & Samples

Manage all aspects of Workday Internal Audit’s SOX testing program, including
Coordinate with business partners and external auditors to develop the SOX schedule, scope, and test plans each year
Perform administrative tasks related to scheduling resources, contracting a co-sourced audit partner, managing the SOX audit budget, and communicating with business partners
Manage assigned resources and review completed work to ensure timely execution of quality audits
Coordinate with external auditors to facilitate reliance on Workday Internal Audit test work. Ensure the SOX program meets the needs of management and the Audit Committee
Oversee status reporting of SOX testing and results to ensure transparency and timely communication of identified issues. Draft written audit report at project conclusion
Build credibility with business partners by demonstrating a strong understanding of the risks and controls associated with their process areas, and by fostering a collaborative working relationship
Manage and execute audits, including identifying and analyzing risks, planning and prioritizing audit work, conducting interviews, observing operations, documenting and evaluating procedures and controls, performing audit tests, preparing workpapers, developing audit recommendations, reviewing identified issues with management, and preparing audit reports
Proactively follow-up, track and close identified audit issues
Ensure overall quality and consistency of audit work, and adherence to department and professional standards for audits. Continuously seek opportunities for audit process improvement
Advocate and leverage the use of technology across the function and throughout the audit process with particular emphasis on data analytics
Assist in maintaining and refining the department’s audit processes
Actively assist in recruiting, screening, hiring, developing, and mentoring audit colleagues. Share information among the Workday Internal Audit group, transferring knowledge and providing instruction and guidance as appropriate. Foster and maintain a healthy, collaborative team environment and strong group morale
Continue to develop and expand knowledge of the audit profession, our industry, and Workday products
Adhere to and comply with applicable federal & state laws and regulatory guidance, as well as Workday policies and procedures
Five years internal or external audit experience with 3 years in a supervisory audit role. Experience in the technology or financial sectors a plus
Bachelors or equivalent in accounting or finance. CPA, CIA, CFA preferred
Demonstrated experience with SOX including program management, documentation and testing
Demonstrated success collaborating with management and external auditors in achieving 302 and 404 objectives
Demonstrated experience executing audits to achieve timely results while navigating through ambiguity and fast growing environment
Experience with technology focused clients or companies that drive innovation in the marketplace
Experience with the Workday platform and/or cloud solutions is a plus
Experience managing integrated audits that address a combination of financial, operational and technology objectives
Written, verbal skills and experience appropriate to executive reporting and presentation

210

Internal Audit Manager Resume Examples & Samples

Manage internal audits of CME clearing house, operations, products and services, and market regulation
Ensure that each audit is effectively planned, coordinated and reported upon. This includes designing audits to assure the adequacy and effectiveness of internal controls, verifying compliance with corporate policies and procedures and identifying opportunities to enhance operating efficiencies and/or reduce costs. This also includes directing and reviewing work to ensure Institute of Internal Auditors (IIA) and departmental standards are met
Provide input and assist in developing a risk-based audit plan for CME clearing house, operations, products and services, and market regulation
Provide ongoing feedback, coaching, education and direction to the Global Assurance staff. Ensure that the staff maintains an acceptable level of productivity and quality. This includes effectively utilizing establishing clear and relevant performance as well as professional development expectations. Additionally, conduct mid-year check-ins and year-end assessments as prescribed by CME Group Human Resources

211

Internal Audit Manager Resume Examples & Samples

Perform Financial/Operational/Compliance audits
Review internal controls
Develop Staff/Senior Auditors

212

Internal Audit Manager, J-sox Resume Examples & Samples

Conduct J-SOX scoping exercise to identify processes and locations to be included for assessment
Design the testing procedures for all identified key internal controls related with J-Sox requirements
Conduct testing of key internal controls as identified by the employee responsible for Financial Controls & Governance
Secure, train and manage an appropriate level of contract J-Sox testers to perform testing procedures within the stipulated time frame
Document and report on the results of the key control testing results in accordance with the J-Sox requirements and with the guidance from the external auditor (E&Y) to all key stakeholders including Finance and IT Governance, J-SOX Steering Committee, API and EY
Partners with finance and IS to schedule testing of various key controls such that we have a reasonably balanced time schedule to conduct testing in all designated areas
BS / BA degree in accounting or finance
Minimum 4 to 6 years of work experience in accounting, auditing or financial reporting; previous management / supervisory experience
Experience in evaluating process level financial and IT general controls in a SOX environment

213

Internal Audit Manager Resume Examples & Samples

Lead and train teams on projects, while partnering with management and business owners to identify and test controls
Stay informed of current industry best practices, accounting and auditing standards and apply new techniques as appropriate.
Responsible for managing the Sarbanes Oxley project including partnering with management and external audit ensuring efficient and effective testing with the goal of facilitating an opinion on controls
Ensure projects have appropriate level of audit evidence and work paper preparation to support observations, conclusions, and recommendations and ensures projects are in compliance with established standards and methodology
Develop, review and provide feedback on work programs, reports, and work papers prepared by audit team members
Conduct/organize exit conferences with management following completion of reviews
Assist in the management of resource allocation for the department along with the development of the annual risk assessment and related audit plan

214

Internal Audit Manager Resume Examples & Samples

Develop and maintain relationships with key stakeholders and has a strong understanding of the businesses
Plan and lead or conduct functional audits, special reviews and investigations in APAC region within time budgets and in accordance with departmental methodology, policies and standards
Review and evaluate compliance with the company policies and the Foreign Corrupt Practices Act (FCPA) to help ensure Align’s colleagues worldwide are interacting in an appropriate manner with healthcare professionals and non-U.S. government officials
Appropriately assess potential findings for significance. Draft audit reports that include conclusions and recommendations to correct identified deficiencies and review with appropriate location/function management
Monitor progress of the corrective actions by management to correct identified deficiencies
Coordinate with other IA teams to assist Senior Manager, Internal Audit and Compliance in developing annual audit plans that addresses significant risks of the entities in APAC region
Excellent knowledge of auditing and risk management principles and theory
Familiar with COSO, GAAP, HIPPA and FCPA
Possesses strong project management and interpersonal skills, makes sound decisions, exhibiting initiative and intuitive thinking
Excellent English written and oral communication skills
Demonstrated ability to negotiate and achieve consensus of recommendations to reduce risk or improve operations
Proficiency with MS Office Word, Excel, PowerPoint and VISIO
8+ years of external or internal auditing experience
Minimum of 2 years supervisory experience

215

Internal Audit Manager Resume Examples & Samples

Participates in the development and implementation of a comprehensive audit program for areas under review
Perform financial, operational, IT Systems and process audits of Corporate and Shared Service functions, global business units and outsourced operations, as applicable
Planning and coordinating internal audit and internal controls testing and review procedures
Performing IT Audit and IT Controls testing scoping procedures
Planning, managing, executing and completing audit fieldwork according to the established schedule
Reviews and appraises the adequacy and the application of financial and operating controls to ensure company objectives are met
Recommend internal control improvements that may include operational enhancements or efficiencies
Prepares timely written reports of audit results and reviews with appropriate management personnel; makes recommendations for the correction of problems noted during the audit and follows up on audit recommendations to ensure implementation
Coordinates and conducts special projects into areas of significant non-compliance, fraud and/or acquisitions
Examines activities in all areas of company to determine the extent of compliance with company policies and procedures, plans and rules of regulatory authorities
Evaluates, to the extent possible, through the audit process, managerial effectiveness in attainment of objectives
Actively seeks the development of new or improved procedures or ideas which will enhance overall profitability and efficiency of the company
Evaluates training needs of staff and senior auditors and coordinates training activities
Participates in the development of entry level and staff auditors by providing fundamental knowledge of auditing and explaining audit objectives and procedures
Supervise, guide and mentor staff auditors
Provide performance feedback of all staff auditors assigned to projects
Assist Internal Audit Director with special projects
Bachelor’s Degree in Accounting, Finance or other business related field required. Master’s Degree preferred
CPA, CIA, CISA or CFE is very strongly preferred
Minimum five (5) years experience, including supervisory experience, in internal audit, systems analysis, investigative techniques, accounting or general management
Experience in the construction contract industry preferred
Minimum five (5) years experience with auditing for financial reporting, information technology, operations, compliance, fraud, the safeguarding of assets and SOX management
Analytical aptitude required to analyze data gathered in audits
Advanced user of electronic files (Microsoft Word, Excel, Power Point, Visio), databases, and data manipulation (ACL or Access)
Management and administrative skills necessary to provide guidance and direction to audit staff and contractors working their respective areas of responsibility
Strong communication skills and ability to deal with people effectively to attain desired objectives
Must be able to travel. Travel requirements typically approach 25% of total time commitment
Able to prioritize and manage time effectively
Ability to anticipate issues and take preventive/corrective action
Adaptable to a fast pace environment. Being able to multi task is a must
Aggressive in getting the job done
Detail and results oriented

216

Internal Audit Manager Resume Examples & Samples

Ensure that each audit is effectively planned, coordinated and reported upon. This includes executing audit fieldwork as well as designing audits to assure the adequacy and effectiveness of internal controls, verifying compliance with corporate policies and procedures and identifying opportunities to enhance operating efficiencies and/or reduce costs
Report audit observations to management and ensure management develops acceptable solutions to mitigate risks. Undertake business monitoring so as to keep audit universe up to date and risk focused
Plan follow-up work to ensure adequate remediation of gaps by management, including issue closure
Plan and execute scheduled audit work and manage work of a complex nature effectively and efficiently, with minimum direction
Evaluate and understand the impacts of operational, financial and technology risks and controls. Intellectual curiosity, the passion to add value and creative thinking are three competencies that will enable success in this role
Determine the direction and objectives of the audit engagement; prepare individual audit plans and programs, based on assessment of the engagement risks consistent with IIA and Global
Assurance Department standards
Deal with management issue closure requests ensuring actions have been appropriately closed
Must be a self-starter and be good at building relationships with management
Qualified Auditor (ICAEW, Institute of Internal Auditors, CPA, CIA, CISA etc.) with a Bachelor's degree in Accounting, Business, Information Systems and/ or Computer Science. MBA or MS degree desirable but not required

217

Internal Audit Manager Resume Examples & Samples

Plan, execute and oversee the Company’s APAC internal controls program
Participate in corporate risk assessment activities and help execute the corporate enterprise risk management plan
Work with management to document financial and operational business processes and key controls
Execute audits of financial and operational processes in support of a healthy internal controls environment
Execute ad hoc projects, such as due diligence reviews, readiness assessments, etc
Prepare findings and recommendations and support communication to the executive team. Also, actively monitor audit related remediation and management action plans
Influence and champion operational efficiency and a well controlled control environment
7+ years of audit experience
Deep knowledge and experience of the India Companies Act
Must be able to complete assignments on a timely basis within budget and deadline
Public accounting and/or start-up experience, a plus
Oracle, ACL, and SQL knowledge, a plus

218

Internal Audit Manager Resume Examples & Samples

Experience in systems implementation
Working knowledge of TeamMate audit management system
Working knowledge of data analytics and visualization tools such as Tableau

219

Internal Audit Manager Resume Examples & Samples

Strong analytical, interpersonal, written and oral communications and leadership skills
Advanced knowledge of OMB Circulars A-21, A-110 and A-133 desirable
Advanced Knowledge of the International Standards for the Professional Practice of Internal Auditing
Demonstrates ability to establish operational objectives, work plans and delegate to team members
Demonstrates ability to implement strategic policy recommendations and to think critically
Influence and strong interpersonal skills required
Demonstrates ability to manage to a budget

220

Internal Audit Manager Resume Examples & Samples

Assesses risks and internal controls by identifying areas of non-compliance, process weaknesses, inefficiencies, and operational issues
Maintains business knowledge, develops plans for emerging risk particularly as it applies to Enterprise Risk Management
Develops and executes the annual internal controls audit plan
Manages Vendors Risk Assessment process
Facilitates the Enterprise Risk Management Plan and related procedures
Manages Recruiting, Training and Coaching
Ability to work with key stakeholders to develop and implement solutions to reduce and manage risks
Advanced understanding of financial accounting standards
Ability to learn new processes quickly and think critically about controls and risk
Strong internal control and risk experience
Able to meet deadlines in a fast paced, dynamic environment
Excellent financial reporting and presentation skills
Ability to share financial and operational process information with non-financial team members in a meaningful manner
Bachelor's degree in accounting, finance or related field required
Four to six (4 - 6) years of experience in either audit for a Public Accounting firm and/or the Internal Audit department in a corporate environment required
Three (3) years of Supervisory experience required

221

Internal Audit Manager Resume Examples & Samples

25-40% (including international)
Oversee execution of audit plan in alignment with budget
Establishes work standards and procedures to facilitate a quality audit function
Provide in-house audit expertise through oversight of seniors and staff performing financial, IT, operational, compliance and strategic audits. This includes scope development, approval of the audit work program, workpaper review, drafting and/or reviewing audit reports, presenting findings to management and providing guidance to management throughout the remediation process
Manage third party co-sourced audit partner and audit team members working on audit engagements
Evaluate financial impact of audit findings based on knowledge of accounting principles (e.g., IFRS, GAAP)
Assist in leading the enterprise-wide risk assessment processes and draft the annual internal audit plan
Manage special projects as designated by the Audit Director or Executive Management. This may include, but is not limited to, process redesign, efficiency evaluation, process or control redesign, fraud analysis, consultation on system implementation, investigation of potential non-compliance, etc
Influence and advise Management on risk and controls issues
Develop staff and senior auditors through monitoring audit activity, providing regular and ongoing guidance/feedback, and performing periodic performance evaluations
Evaluate training needs of staff and senior auditors and coordinate training activities
Actively seek opportunities to develop new audit processes or implement improvements to existing audit processes to enhance overall effectiveness of the Company’s audit department
Determine, measure, and report on KPIs

222

Internal Audit Manager Resume Examples & Samples

Leading and supporting the planning, scoping and execution of local and global audits in compliance with GIA audit standards
Agreeing audit observations with business management, tracking execution of agreed actions and assessing the effective mitigation of risk
Managing relationships with senior management business partners
Supporting the development of the rolling audit plan and performing business risk assessments
Contributing to GIA through professional skills, technical expertise, energy and motivation and supporting the continuous improvement of GIA audit practices
Providing risk, control and governance consultancy to business management on strategic initiatives as experience grows
Maintains a professional development plan to continually develop technical, interpersonal and management skills consistent with Experian’s requirements and talent management philosophy
Bachelor’s degree in a related field such as Business, Accounting or Information systems
5 plus years of relevant work experience in a corporate Internal Audit function, profession services or related industry
Professional certification (CPA, CIA, CISA or CFE)
Strong understanding of auditing and IIA internal auditing standards
2-4 years of experience at a public company in the financial services, information services or technology sectors or in public accounting. International work experience is a plus
Understanding of relevant laws and regulations and industry specific experience an advantage
Data analytics skills such as SQL or ACL an advantage

223

Internal Audit Manager Resume Examples & Samples

Comply with the Code of Ethics of the Institute of Internal Auditors
Develop and manage auditing procedures that provide for the proper study and evaluation of the system of internal controls designed to safeguard assets and ensure the accuracy and reliability of data; monitor adherence to prescribed procedures; assess the efficiency of operations and the application of sound business practices
Ensure departmental compliance with prescribed budgetary guidelines and Internal Audit Policies and Procedures
Manage one or more audit teams assigned to specific projects including the audit program; planning, staffing, work assignments, work paper review and audit report preparation for review by the Director of Internal Audit. Ensure consistent, quality-driven communication between audit team and auditee management/senior management, and ensure department reporting timeline requirements are adhered to. Appraise audit team member individual performance on assigned engagements
Initiate changes in audit programs and assure completion of the administration of the audit. Approve scope changes. Review and approve data analysis and workpapers developed by the audit team
Lead aspects of annual and quarterly audit planning. Partner with senior management and others to identify key risks to ensure plans adequately align with company risks
Maintain and advance technical competence through self-study and Company-sponsored training programs in order to better understand auditing concepts and techniques, the P&C insurance industry. Develop the technical competency of audit team members. Manage all aspects of the development of direct reports
Manage co-source partners to ensure co-sourced work meets departmental expectations. Evaluate co-source partner performance and provide feedback to the Chief Audit Executive and co-source partners
Responsible for automobile travel for auditing purposes. Car travel represents approximately 10% of employee’s time
Champion one of three areas of specialization within the department: 1. Financial Operational Audits and Control Self-Assessments, 2. Fraud, 3. Information Technology. Manage audit staff assigned to projects
Ability to plan and manage multiple audit projects of varying size and complexity simultaneously
Strong organization and management skills
High degree of analytical skill and detail-orientation
Ability to instruct others on the practice of internal audit
Ability to work across multiple departments within the company
Ability to identify and propose solutions for mitigating risks across the organization
Must have valid state-issued driver’s license in good standing
College degree in Accounting or other business degree and 6-9 years auditing experience. MBA or other advanced degree preferred

224

Internal Audit Manager Resume Examples & Samples

Continuously improve global processes to comply with the Sarbanes-Oxley Act by maintaining a strong understanding of SOX legislation, COSO and PCAOB standards, guidelines, new developments and trends
Manage the annual SOX budget in partnership with the Senior Leader of Internal Audit, including drafting of consultant budget, tracking against budget and general oversight of consultant hours
Identify ways to remediate or mitigate identified risks through coordination of internal resources, testing, and ensuring test results are properly documented
Work closely with IT management to evaluate and monitor compliance of key financial systems
Prepare reporting to assist with Audit Committee and Senior Management meetings
Communicate process changes, ensuring all associates involved are informed of changes to our control environment or new controls/processes
Provide support, training and coaching of process owners, and articulate their role in the internal controls and compliance process
Gain and maintain an excellent understanding of key business processes to assist operations and finance managers in identifying best practices from an internal control perspective

225

Internal Audit Manager Resume Examples & Samples

5+ years of Internal Audit experience within a large Energy / Utility company and/or Operations / Functional or Accounting / Financial experience
Strong knowledge of and experience of Business processes (e.g. Procure to Pay, Order to Cash, Meter to Cash)
MBA or professional certification or equivalent in relevant area (e.g. Certified Internal Auditor, Certified Public Accountant, Certified Information Systems Auditor, etc.)
Previous experience working within a Big 4 firm
Project Management qualification
Prior experience with Audit delivery and practices, Internal Control frameworks and/or Risk Management activities
Knowledge of Data analytics (e.g. ACL), process improvement methodologies (Lean/Six Sigma) and Auditing software

226

Internal Audit Manager Resume Examples & Samples

Manage activities relating to the planning, testing and execution of management's internal control program in accordance with Section 404
Manage audits and special assignments at the direction of audit management
Deliver assigned audit and other projects within deadlines, ensuring the work is performed with a focus on delivering the highest level of quality and value-add
Effectively lead internal team members and external consultants assigned to relevant projects, including timely review of audit work papers and issuance of reports
Applies computer assisted audit techniques to fieldwork as appropriate
Build awareness on the role of internal audit

227

Internal Audit Manager Resume Examples & Samples

Design and Direct the installation of controls which mitigate or prevent material loss or reduce reasonable level the frequency of occurrence of lesser loss
Develop and issue corporate business policies and procedures integral to key internal controls. Administer publication of Corporate business policies and procedures developed by others
Manage closure of open control and finance-related issues on the agenda of the Audit Committee of the Board of Directors
Coordinate and deliver training for control owners on their responsibilities and control tester expectations
Supervise and Administer employees and/or contractors involved in control and process design
CIA license is a plus
Internal control implementation and testing experience
Exceptional written oral communication skills required

228

Internal Audit Manager Resume Examples & Samples

Planning and performing operational and financial audits
Developing testing methodologies to evaluate the adequacy of controls
Documenting the results of the evaluations
Obtain, analyze and evaluate accounting documentation, previous reports, data, flowcharts etc
Identify business process risks
Identify loopholes and recommend risk aversion measures and cost savings
Maintain open communication with management and audit committee / Board of Directors
Document process and prepare audit findings memorandum
Conduct follow up audits to monitor management’s interventions
Maintain continuous knowledge development regarding sector’s rules, regulations, best practices, tools, techniques and performance standards

229

Internal Audit Manager Resume Examples & Samples

Lead audits and provide guidance to junior team members
Make recommendations on the systems and processes being reviewed, report on the findings and recommendations and monitor management's response and implementation
Keep abreast of changes in regulations, legislation and good practice within the Internal Audit field, and to disseminate this information as appropriate within the business
Maintain an up to date knowledge of the company, business and service developments and disseminate this to staff as appropriate
Undertake other duties commensurate with the position as may be requested from time to time
Good communication skills and the ability to deal with all levels of staff
Hold Internal Audit, Accountancy, or similarly relevant qualification
Demonstrable Internal audit, operational risk, or compliance monitoring experience, ideally with an asset manager
Strong regulatory knowledge of relevant regulations impacting asset management and financial services
Exposure to Operational audits would be advantageous

230

Internal Audit Manager Resume Examples & Samples

Lead the SOX Steering Committee and presenting status updates and status of the Company’s SOX program to executive leaders
Manages co-source audit staff for SOX control design evaluation and effectiveness testing and budget
Partner with business leaders on process standardization and key control optimization
Collaborate with external auditors to ensure a timely and efficient completion of SOX-404 and ensure maximize reliance. Documents and works with management on remediation of control deficiencies
Manages operational audits to drive cost savings efficiencies and process improvements. Support value driven, analytics based audits
Seeks and implements continuous opportunities for internal audit and SOX process improvements
5-8 years of relevant work experience at an external audit firm or in an internal audit role at a public company working on audits and SOX
Experience with education/technology industry a plus
CPA is required; CIA or CISA a plus
Experience in collaborating with all levels of an organization’s management team and with external auditors
Excellent interpersonal communication and presentation skills
Strong computer skills and advanced Excel experience. ACL Analytics expertise a plus. Experience with SAP a plus
Self-motivated team player with positive attitude

231

Internal Audit Manager Resume Examples & Samples

Bachelor's Degree in Accounting, Finance and/or Information Systems / Technology
Solid Audit background (Financial, Operational, Products)
Data analytics savvy

232

Internal Audit Manager Resume Examples & Samples

Understanding the products and services offered by Singtel and the associated business processes and systems to support them
Reviewing business processes (mainly relating to revenues or payments made based on revenue sharing arrangements) and ascertaining the adequacy of internal controls, process efficiency and compliance with relevant laws, regulations and company policies
Identifying weaknesses in business process and internal controls and recommend practical and value added solutions to management to improve operations, reduce costs and minimise risks
Some involvement in fraud investigations / matters
Promoting the IA Group to the wider business by acting in a professional manner that demonstrates Audit’s objectivity, integrity and commitment to the sustained success of the Singtel businesses, both in Singapore and across the group
Degree in Accountancy / Commerce, Computer Science or Engineering from an accredited university
At least 3 years of audit experience, preferably in Big 4 accounting firms or Internal Audit department of a large company / MNC, with relevant professional qualification gained in this time, such as CA or CIA
Experience of process analysis and control assessment to identify weaknesses and improvement areas
Strong data analysis skills will be an advantage

233

Internal Audit Manager Resume Examples & Samples

Participating and assisting in the planning and executing Sarbanes Oxley (SOX), risk-based IT audit and integrated audit assignments where required
Keeping up to date on IT industry changes and new developments within the business and developing relationships with audit stakeholders
Consistently executing high quality audits
Reporting functionally to the Senior Manager IT Audit, you will be required to work as part of a team, show flexibility in working in different team roles and demonstrate clear and robust thinking
Knowledge of IT audit methodologies, tools and techniques
Previous Sarbanes Oxley audit experience
Knowledge and experience of performing risk based audits of IT governance, IT security and systems development life cycle projects
Excellent technical IT audit skills together with a good understanding of prevailing corporate governance, legislative and Governmental regulation together with a well-developed general business acumen is also required

234

Internal Audit Manager Developing Markets Resume Examples & Samples

Produce the annual ‘Area’ and ‘Regional’ audit plan focussing on key business risks; cyclical coverage of key controls; selected compliance audits, self assessment and follow up audits
Take responsibility for the execution and quality control of audit fieldwork and for the delivery of audit reports (including management comments) for issue to Area, regional or local management and the Group Head of Internal Audit
Participate in the management and development of other regional audit teams (i.e. Europe, Americas, Asia Pacific and Information Services) working closely with the Head of Internal Audit in training, staff development and recruitment
Plan and carry out risk driven audit assignments on a functional or area basis under the guidance of the Head of Audit. The plan should ensure clear objectives and scope are agreed prior to commencement of the audit
Manage your direct report and ensure that expectations, objectives and deliverables are agreed beforehand and followed up on. To perform a thorough and detailed review
Discuss audit findings with responsible senior management focusing particularly on areas of business risk, control weakness and operational efficiency enhancements
The preparation and agreement of summary reports of audit findings and recommendations
To undertake follow up audits of significant recommendations to ascertain whether improvement actions have been implemented
Keep up to date with business developments (including acquisitions, new systems, new products and services etc) with particular emphasis on your key ‘Area’ and any ‘Functional’ responsibilities
Provide leadership, insight and proactive control advice to management and stakeholders on existing weaknesses in controls and emerging threats to the business by participating in the planning and execution of internal audits

235

Internal Audit Manager Resume Examples & Samples

Evaluating the design, operational effectiveness and efficiency of processes and internal control systems across all business functions
Taking ownership and ensuring the delivery of the end to end audit process to a professional standard for a series of assignments that contribute to the overall audit plan
Reporting to senior management on key issues on a timely basis in a clear and concise fashion
Recommending to senior management strategic and operational proposals to improve controls and mitigate risk and drive opportunities
Driving continuous improvement as a result of knowledge gained during reviews, customer feedback and from working closely with the other areas of the wider organisation

236

Internal Audit Manager Resume Examples & Samples

Resolve all audit findings rated medium/low risk. Assist with the resolution of audit findings rated high
Provide general assistance to the school audit function. Manages system wide audits/reviews based on key business objectives. Determines the approach and methodology required to identify business risks and coordinates the development of recommendations for remedy
Perform follow-up audits and assesses action plans for the effective minimization of risk and adherence to established timelines
Coordinates the development of audit reporting and presentations to the chief executive office and internal audit committee
Assist in the performance of internal audits. Conduct interviews, process flow analysis, and document and evaluate internal controls, and develop findings
Perform on-going monitoring and follow-up of internal audit findings, Obtain timely management responses to audit findings – with particular responsibility for medium and low rated findings
Assist in oversight of internal audit vendors
Facilitate receipt of internal audit information requests
Assist with audits of individual schools and maintain confidentiality of all documents, findings, and conclusions
Work with department heads and consultants to resolve audit findings in timely manner
Maintain summary of audit findings by rank (high, medium, lows)
Maintains archive (electronic and hard copy) of all audit reports and workpapers. (completeness, confidentiality)
Bachelor’s degree in Accounting/Finance required. Advanced studies in business administration, technology and data analysis preferred
Minimum 4 year relevant experience
Minimum of 3 years with data collection and analysis
Ability to communicate effectively with all stakeholders; establish efficient working relationship with colleagues, district and school staff and community-based organizations
Ability to manage, problem solve, and delegate as situations dictate
Ability to recognize failures and learn from mistakes to improve conditions for working and learning as a team
Ability to be a self-learner and demonstrate excellent organization skills
Demonstrate proficiency in range of technology tools and software: Google docs, Microsoft Office and Mac applications
Bilingual a plus
Demonstrate exceptional written, verbal and oral skills

237

Internal Audit Manager Resume Examples & Samples

Manage investigation teams and work with other internal investigation partners, including Employee Relations, Security, Risk and Compliance
Conduct fact-finding conversations and interviews of key subjects, including the ability to draft concise interview memos
Identify opportunities for improvement of internal controls and obtain consensus on remediation plans with key business partners
Draft reports detailing work performed and conclusions reached that require minimal editing
Assist with the annual Fraud Risk Assessment and work with the Internal Audit team to incorporate the results into the Company’s annual Enterprise Risk Assessment
Develop and maintain harmonious working relationships with other teams, including Finance, Operations and People and Places
Learn and understand our business to better provide valuable services, help management achieve objectives, and improve partner satisfaction
Assist in recruiting, screening, hiring, developing and mentoring team members
Provide training and development through sharing of information with the Internal Audit team, transferring knowledge and providing instruction and mentorship, as appropriate
Ensure the overall quality, consistency, risk management and adherence to professional standards for anti-fraud audits, finding opportunities for audit process improvement and integration with the financial and operational audit process
Maintain professional certification(s) and continue to develop and expand knowledge of the audit profession, information systems, our industry, and Company products and information through self-study, research, and continuing education efforts

238

Internal Audit Manager Frankfurt Resume Examples & Samples

Executing audits in line with audit test programs and within time budgets and leading certain aspects of audits/reviews
Communicating audit findings to the Frankfurt Internal Audit lead auditor and client management; assist with vetting/finalization of issues with senior client management
Developing solid working relationship with clients
Planning for, executing and reporting on, audits of sales, trading and the associated infrastructure support and control groups such as Operations, Finance, Technology and Compliance
Following up actions with clients
Experience in financial services is essential, with a preference for those with experience of auditing fully regulated German Banking entities, in compliance with the German regulation (e.g. MaRisk)
Good knowledge of financial products including derivatives
3 + years’ experience of financial markets in a relevant capacity
Strong analytical skills. Able to process information quickly
Proven ability to manage projects, ability to work towards deadlines, while multi-tasking
Good interpersonal skills, showing ability to articulate risks and controls clearly to others
Good communication skills, showing ability to write reports and summaries of work performed effectively
English and German language skills required (speaking, reading and writing at advanced level)

239

Internal Audit Manager Resume Examples & Samples

Minimum Bachelor’s Degree in Accounting/Finance, IT or business related field, prefer CPA, CISA or CIA Certification
A minimum of 3- 5 years in internal auditing, public accounting, finance/ accounting or IT related position
Extensive knowledge of auditing standards (including IIA Standards), generally accepted accounting principles and internal control systems (IT and non-IT related)
Computer skills with expertise in Microsoft Windows Office Suite, including Outlook, Word, PowerPoint, and Excel
General knowledge and understanding of information technology concepts and controls
Exceptional organizational, interpersonal and analytical skills
Ability to prioritize and handle multiple tasks simultaneously in a fast-paced, diverse and growth-oriented environment

240

Internal Audit Manager Resume Examples & Samples

Participate in and lead audits of Treasury businesses with particular focus on liquidity, interest rate risk in the banking book and ALCO governance in accordance with Internal Audit methodology and regulatory requirements in the assessment of control issues, formulation of corrective actions and preparation of audit reports
8-9 years audit/finance experience
Familiarity with Basel III, CRD IV, BIPRU 12
Experienced in applying Risk Based Auditing methodology
Team player, able to build and leverage relationships across the organization

241

Senior Internal Audit Manager Resume Examples & Samples

Development of audit programs and analytics to review significant processes
Review work completed by other members of the internal audit department (i.e. Internal Audit Consultants)
Assist in the execution of worldwide Internal Control validation efforts and External Audit activities
May include direct management responsibility; recruiting, hiring, training, coaching and performance management
5+ years of public accounting experience; or
7+ years of a combination of public accounting and public company auditing experience
SEC Accounting experience preferred
Self starter with ability to multi task in a complex and demanding environment
Strong interpersonal skills; ability to work with all levels of management
Good communication skills; written and verbal
Experience with Microsoft Office products (i.e. Excel, Word, etc.)
SAP experience desired
Knowledge of internal controls

242

Internal Audit Manager Resume Examples & Samples

Development and execution of the annual IT risk assessment and audit plan
Streamlining the organization's SOX IT general and application controls with the goal to place increased reliance on system-based controls and to automate processes whenever possible
Serve as the primary liaison between Vertex, third-party SOX auditors and external auditors to complete SOX IT audit testing within prescribed deadlines
Lead configuration, implementation and training for the organization’s new GRC tool for both SOX IT and internal audits
Collaborate with internal audit team to design and executed integrated audits that consider information technology, financial and operational controls to mutually dependent for establishing an effective and efficient internal control environment
Partner with senior business and IT leaders in system implementation reviews of both 3rd party SAAS and internally developed applications to ensure the right controls are configured/developed
Bachelor's degree in an IT-related field, business, accounting or management information systems
5+ years of work experience in planning and performing IT audits, preferably part of which includes an internal audit environment
Advanced understanding of IT audit, IT governance frameworks (ex. COBIT, ITIL, etc.)
Strong focus on learning Vertex’s core business and developing a risk and control assurance program that fits with the growth of firm
Excellent verbal and written communication skills with the ability to communicate effectively with people at all levels
Ability to work well and effectively on a team as well as independently with limited supervision
Ability to stay organized and manage to deadline with a sense of urgency to meet agreed on milestone dates
Ability to thrive in a fast-paced, dynamic environment with changing priorities and demonstrate adaptability and flexibility
Confidence and assertiveness to interact independently with business management and external auditors on a regular basis
Ability to demonstrate a thorough understanding of complex technical and auditing concepts and apply those to audits
Ability to proactively interact with key management to gather information, resolve audit-related problems, and make recommendations for business and process improvements
Foster an efficient, innovative and team-oriented work environment
Advanced degrees or certifications preferred (MBA, CISA, CISSP, CPA, CIA, etc)
Proven track record of providing insight to better leveraging information technology into the organization's internal control processes
Experience in planning and executing integrated IT and business process audits
Very limited travel required

243

Business Risk Internal Audit Manager Resume Examples & Samples

Experience analyzing business risks, evaluating business processes, assessing internal controls, documenting work performed, and writing concise and persuasive project reports
Demonstrated ability to collect and analyze complex data, evaluate information and systems, and draw logical conclusions
Bachelor's degree in accounting or related field required
5 years of experience in audit, internal controls, or internal audit required
2 year of IT General Controls experience required
Previous experience in a public accounting firm required
Recent Internal Audit and SOX client experience required
Previous experience with SOC testing preferred
Experience handling multiple projects simultaneously preferred
Willingness and ability to travel up to 40%

244

Internal Audit Manager Resume Examples & Samples

A BA/BS degree in Accounting, Finance or related field required
An appropriate certification in accounting and/or auditing are preferred, including a CPA, CA and/or CIA
A minimum 5+ years of experience in a senior internal audit role; Experience with similar internal audit roles in large organizations or with Big 4 audit firms highly preferred
Strong knowledge of US GAAP, COSO, PCAOB Auditing Standards, Sarbanes-Oxley, risk and controls standards and business process best practices
Excellent communication, collaboration and presentation skills
A maintained knowledge base of audit industry practices and to ensure best practices are always considered

245

Internal Audit Manager Resume Examples & Samples

Scoping, planning, and executing audits with an emphasis on operational and regulatory audits
Manage and execute audits with minimal oversight, including identifying and analyzing risks, planning and prioritizing audit testing, obtain an understanding of the audit area / process, observing processes, documenting and analyzing procedures and controls, performing audit tests to assess design and operating effectiveness, preparing appropriate workpapers, developing audit recommendations and reviewing them with appropriate management, and preparing audit reports
Assist with developing and implementing an annual audit plan
Assist in the day-to-day management of the audit function including assisting with budgeting, staffing, recruiting and training and development of the team
Assist in the ongoing development of our audit program, processes, standards and practices including performing assessments to ensure quality standards are consistently adhered to
Develop and maintain collaborative working relationships with the business owners to better understand the business and risks, and to help management achieve their objectives
Assist in the development and mentoring of staff and the maintenance of a positive group morale
Continual development of the Bank and knowledge of the banking and regulatory environment through training, self-study and research

246

Internal Audit Manager Resume Examples & Samples

Document work according to department standards
Identify process and control improvement opportunities and communicate them to the team leader and function/location management
Perform project lead responsibilities on some projects and/or manage other staff members assigned to a project
Train others in department methodologies and ensure standards are met
Lead project reporting and project wrap-up activities, including facilitating the exit conference, writing segments of the audit memo and other deliverables, gathering customer feedback, finalizing work papers, and leading team feedback processes
Setting, scheduling, and communicating follow-up tasks
Communicating audit results to division and location management as appropriate
May have responsibility for audit coverage of key businesses, audit risk areas, and/or for supporting key company initiatives
Requires an undergraduate degree in accounting, finance, information systems, general business or acceptable equivalent
Seven to fifteen years of internal audit, systems, consulting, or public accounting experience, or acceptable equivalent
Advanced knowledge of business administration obtained through experience or advanced degree(s)
Key competencies include building strategic working relationships, leading through vision and values, decision making, facilitating change, communication, customer focus, organizational awareness, building a successful team, persuasiveness, coaching, executive presence
Dual degrees and advanced degrees are strongly encouraged

247

Internal Audit Manager Resume Examples & Samples

Internal audit experience in a retail banking environment
Experience of and an understanding of Financial Controls
Proven experience of monitoring controls to mitigate risks
Ability to build excellent relationships and influence at all levels
Experience of writing reports up to Board level
Exceptional excel skills
Professional Accountancy and/or Auditing Qualification (or overseas equivalent)

248

Internal Audit Manager Resume Examples & Samples

In conjunction with the Directors in the Department, assist in the re-design and completion of the annual risk assessment and audit plan development processes
Manage the resource scheduling process to ensure the orderly completion of assigned projects while minimizing travel and maximizing development opportunities for the team
In conjunction with the Directors, perform risk assessment activities throughout the year via ongoing analysis, maintaining relationships with key members of management , and staying close to what is going on in the industry and the business
Concurrently manage multiple project teams spanning financial, operational, and information technology functions, facilitating quality and timeliness and ensuring the business has been improved/strengthened
Provide thought leadership to all we do in an effort to continuously move the Department forward
Build and maintain strong and productive relationships with members of management and our independent auditors
Assist the Directors in driving the recruitment process for the Department
Purposefully develop the Senior’s and Staff’s technical, intangible, and soft skills/abilities; in particular, this position will be a key driver of improving information technology audit technical skills among seniors and staff
Big 4 public accounting, Fortune 500 internal audit or accounting/finance, manufacturing/distribution/retail industries
Experience at the Manager level
Experience managing both assurance and advisory services projects covering financial, operational, and information technology functions
Experience leading information technology audits
Experience operating in fast-paced, high change, complex environments

249

Internal Audit Manager, Asia Pacific Resume Examples & Samples

Support the Director in all aspects of leading and transforming a new strategic direction for an evolving world-class function
Play a fundamental role in developing the audit team’s strategic approach to risk assessment, integrated and effective audit methodology, and meaningful reporting. Emphasis on best practices in efficiently achieving high quality audits and reviews, with identified solutions, and timely reporting to relevant stakeholders
Closely work with the Global Audit Team, in executing a comprehensive and flexible audit plan, using an appropriate risk based methodology, and standardizing better practices
Proactively develop an effective relationship with all stakeholders in the Business Units (commercial and finance), Corporate Controller, Corporate Functional Leaders, co-source partners and external auditors. Understand, anticipate and balance the competing objectives of stakeholders. Deliver pragmatic solutions

250

Internal Audit Manager Resume Examples & Samples

Deliver internal audit activity in line with the function’s methodology
Provide input to the Internal Audit Plan Develop the scope of individual internal audit reviews for discussion with senior management
Conduct fieldwork and deliver high quality audit reports and agree findings with heads of functions/business units
Track progress in addressing agreed audit actions with senior management
Provide input to Executive, Board and Audit Committee reports as required
Agree the objectives and scope of audit reviews with senior management
Manage the delivery of the co-sourced IT Audit provider
Champion integrity, risk management and internal control across the business
Co-ordinate and conduct investigations into whistle-blowing cases and breaches of The Code
Educated to degree level (2:1 or 1st) or equivalent
Qualified accountant or equivalent professional qualification
Excellent written and oral communication skills and attention to detail
Able to develop relationships across all areas of the business (internationally and outside of Finance) and to influence these stakeholders to effect change
Credibility at senior management level
Willingness to travel internationally – around 20% of work may be conducted in Dyson’s international offices

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