Audit Team Lead Resume Samples

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Eino

Huel

2066 Hilpert Streets

Phoenix

+1 (555) 445 8881

2066 Hilpert Streets

Phoenix

Phone

p +1 (555) 445 8881

Experience Experience

Phoenix, AZ

Assistant Team Lead, Internal Audit

Phoenix, AZ

Kuhlman Inc

Phoenix, AZ

Assistant Team Lead, Internal Audit

Provide country management with cost effective recommendations to mitigate business risks and strengthen internal controls
Financial audit , operational audit, process improvements
Performing risk analysis to identify and prioritize areas within particular audits to be reviewed
Planning and conducting process oriented financial and operational audits within SEA region
Preparing audit reports
Excellent in excel command
Evaluate the adequacy and effectiveness and internal controls over those activities

Los Angeles, CA

QC Audit Team Lead

Los Angeles, CA

King, McClure and Bahringer

Los Angeles, CA

QC Audit Team Lead

Other duties assigned by management
Complete Quarterly Auditor reviews by the frequency set by management
Provide input for decision-making to identify the root cause of problems identified within the audit
Remain current with regulation changes from government/state agencies, as well as policy changes from Agencies and Investors and company Policies and Procedures
Perform a post funding loan analysis to ensure loan documents, the origination, underwriting and funding of loans were in accordance with company policies and procedures and state and federal regulations
Perform all Production and Target Audit samples
Perform special audits in accordance with procedures, as assigned

present

Houston, TX

CIB Technology Team Lead Audit Manager

Houston, TX

Hammes-Bechtelar

present

Houston, TX

CIB Technology Team Lead Audit Manager

present

Write audit work papers and reports with minimal intervention by the Audit manager
Conduct annual performance appraisals for the team and provide ongoing feedback
Perform audit work in accordance with department and professional standards, and complete assignments in an efficient manner
Work with stakeholders in a consulting role to add value and address unresolved issues
Establish a business climate and culture that encourages integrity, respect, excellence and innovation
Assist in all aspects of audits including risk assessments, audit planning, audit testing, control evaluation, report drafting and follow up and verification of issue closure
Manage a global team of approximately 10 Technology Auditors

Education Education

Bachelor’s Degree in Accounting

University of Georgia

Bachelor’s Degree in Accounting

Skills Skills

Demonstrated integrity, values, principles and work ethic
In depth working knowledge of relevant auditing concepts and techniques and thoroughly familiar with COSO, GAAP, GAGAS, FERC, NERC, FASB and IIA standards
Strong understanding of Internal Audit functions and operations
Understanding of the electric utility industry including rate making concepts and cost structure
Ability to supervise the identification and articulation of key risks and controls in a process and sub process and to devise and execute audit steps for a variety of audits
Ability to plan, organize, control and execute large complex audits while maintaining cordial and professional relationships with clients
Knowledge and application of audit concepts and techniques relative to assigned area of responsibility
Excellent planning and organization skills to administer audits and maintain adherence to audit plan; will encompass supervision of multiple audits concurrently
Supervise multiple senior auditors and auditors on audit engagements; ability to develop auditors and seniors and maintain their motivation while ensuring quality of work
Exhibits a professional attitude and work ethic and has ability to interface effectively with peers and clients

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3 Audit Team Lead resume templates

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Card & Commerce Solutions Audit Team Lead Resume Examples & Samples

Manage and/or lead audit engagements covering Card & Commerce Solutions including risk assessments, audit planning, audit testing, directing audit staff, control evaluation, audit report drafting, and follow-up and verification of issue closure
Provide career development, coaching and feedback to other team members
Stay up-to-date with evolving industry changes and market events impacting the Card & Commerce Solutions channels and products
Must have 7+ years of relevant experience in internal/external auditing, or consulting
Card Services experience a plus
Experience providing feedback and coaching team members
Excellent communication (i.e., verbal and written) and interpersonal skills, with the ability to present complex and sensitive issues to senior management, colleagues and stakeholders and influence change
Experience in organizing and analyzing data sets in Excel or other tools

Team Lead Audit Manager Resume Examples & Samples

Manage and execute audit work and deliver a quality product in line with department and industry standards and expectations
Support the risk assessment and plan development process to determine audit coverage
Provide continuous monitoring and build strong relationships with key stakeholders
Provide oversight for audit team members and support a business climate and culture that encourages integrity, respect, excellence and innovation
Proactive subject matter expertise and partnership/interaction with the Global Corporate Sector auditors and line of business audit teams
Travel to business and audit locations (up to 10%)
8+ years of experience in internal audit, public accounting, risk management or other finance-related roles
Strong core audit skills grounded in business risks and controls
Dynamic, self motivated, organized, project/execution-focused, able drive cross business projects/audits, effective under pressure and willing to take personal responsibility/accountability
Proven ability to manage multiple tasks/engagements with minimal supervision to deliver projects on time/budget
Excellent communication (verbal and written) and relationship management skills, with the ability to present complex and sensitive issues to senior management and influence change
Specific knowledge of supply chain management or other Corporate Functions preferred
Professional certification in finance/accounting areas a plus. (CPA, CIA, CFE, CFA, etc.)
Bachelors degree in Accounting, Finance or related discipline preferred

Basel / Ccar Audit Manager Team Lead-ed Resume Examples & Samples

Serve as Audit Department Subject Matter Expert for Basel, providing rule interpretation/guidance to other line-of-business and functional audit teams
Remain current with evolving regulatory and external events in the Basel / Regulatory Capital space, including review of new guidance and rules as they are issued by regulators to assess impact
Coordinate Basel related audit coverage. Lead and be involved in various audit activities including performance of risk assessments, audit planning, testing, documentation, control evaluation and reporting to senior management
Oversee and execute the CCAR Audit plan
Build and maintain relationships with key stakeholders, establishing a culture of engagement and partnership while adding value and driving change
Partner across other LOB and Functional Audit teams to deliver a seamless program of firm-wide Basel audit coverage

CIB Technology Team Lead Audit Manager Resume Examples & Samples

Manage a global team of approximately 10 Technology Auditors
Establish strong relationships with senior CIB Technology leaders and related control groups
Provide direction to the team regarding scope and execution
Conduct annual performance appraisals for the team and provide ongoing feedback

Audit Coordination Team Lead Resume Examples & Samples

Performing financial statement audits and/or auditability assessments
Knowledge of risk assessment and/or enterprise risk management concepts
Leading small teams in client engagements and contributing to account strategy and proposal preparation
Ability to facilitate client meetings and workshops to define client processes and needs
Ability to comfortably interact with senior level client personnel, including supporting the preparation of and participating in executive briefings
Strong presentation development and writing skills (e.g., proficient in Microsoft PowerPoint and Word)
Consulting experience in support of any of the following financial areas: business process improvement, financial management policies and procedures, financial system integrations, etc
Experience leading teams towards a common goal and deliverables
Identify opportunities to improve engagement profitability
Participate in and actively support mentoring relationships within practice
Certifications desired include: CPA, CGFM, CFA
Candidates that possess an active Federal security clearance
Candidates must reside in the Washington, DC metropolitan area and be open to travel when necessary

Gim-technology Team Lead Audit Manager VP Resume Examples & Samples

Education to degree standard is preferable, as is a relevant professional qualification. All relevant educational, Technology qualifications will be taken into account
Knowledge and, preferably, experience of relevant Investment Management, Wealth Management and Commercial Banking applications and products. Ideally this experience will be from an audit or risk perspective
Excellent verbal and written communication skills, with the ability to present complex and sensitive issues to management in a persuasive manner

QC Audit Team Lead Resume Examples & Samples

Perform all Production and Target Audit samples
Complete Quarterly Auditor reviews by the frequency set by management
Ensure QC Reports are compiled and issued within monthly timeframes
Maintain and Improve Teammate Survey scores
Perform a post funding loan analysis to ensure loan documents, the origination, underwriting and funding of loans were in accordance with company policies and procedures and state and federal regulations
Determine if proper procedures were followed in the origination, underwriting and funding of the loans
Determine if the underwriter correctly calculated and approved the loan in accordance with company policies and procedures
Document findings to provide management with an accurate and detailed picture of the issue
Provide input for decision-making to identify the root cause of problems identified within the audit
Refer the appraisal for additional review, when appropriate
Meet department audit and reporting guidelines and ensure Target Audits are completed within required timeframes
Perform special audits in accordance with procedures, as assigned
Remain current with regulation changes from government/state agencies, as well as policy changes from Agencies and Investors and company Policies and Procedures
Maintain knowledge of all underwriting guidelines
Other duties assigned by management
Bachelor’s Degree (B.A., B.B.A., B.S., etc.) from a four-year college or university; or three to five years related experience and/or training; or equivalent combination of education and experience. This position requires knowledge of mortgage loan processing and underwriting. Working knowledge of Word and Excel
Position may require overtime as assigned by QC Management
QC Employees working in locations outside DHIM Austin Corporate location; Travel is required to the DHIM Austin location frequently and at the discretion of QC Management

Audit Team Lead-capital Management Team Resume Examples & Samples

Demonstrates strong knowledge of risks and related impacts for Stress Testing and Capital Planning. Must demonstrate an application of this knowledge to the scoping and execution of audits
Maintains familiarization and technical expertise with the assigned business unit(s) including organizational structure, personnel, activities and products, new product development, financial performance and risk and problem areas
Functions in various roles on audit engagements, including leading audits, staffing audits and providing consulting or oversight functions based on the needs of the team
Communicates with partners at all levels, including developing and presenting audit findings, making recommendations to improve controls, and communicating tough messages with sensitivity and respect
Organize and staff audit engagements. Assigns work to auditors, sets priorities and monitors activity
Reviews audit work including work paper documentation, findings and recommendations and the final report to ensure appropriate adherence to the Corporation’s/Department’s Policies and Standards and ensuring work is performed within established timeframes
A College or University degree preferably in finance or accounting and/or audit experience in a financial institution
Strong analytical skills with a strong orientation towards the attention to detail
Strong communication skills, especially in the areas of report writing and workpaper documentation

Assistant Team Lead-general Ledger & Audit Resume Examples & Samples

General Ledger Maintenance
Prepare & input journal entries (monthly, adjusting, recurring)
A graduate of Accountancy, CPA is an advantage
Minimum of 3 years work experience in the related field
With at least one year supervisory experience
High level of Integrity and with Strong work ethic
Good Interpersonal and communication skills
Strong analytical and numerical skills
Excellent use of MS Office Applications

Assistant Team Lead, Internal Audit Resume Examples & Samples

INTERNAL AUDIT
Planning and conducting process oriented financial and operational audits within SEA region
Evaluate the adequacy and effectiveness and internal controls over those activities
Provide country management with cost effective recommendations to mitigate business risks and strengthen internal controls
INTERNAL INVESTIGATOR
Able to interpret unlawful activities and suspicion transaction/activities
To review and ensure investigator documents factual and impartial findings in accurate and timely manner for reportable and non-reportable suspicious cases
To identify, investigate and resolve – non compliant within Grab
Bachelor Degrees in any fields
Certified Internal Auditor
Certified Public Accountant
Certified Fraud Examiner
Financial audit , operational audit, process improvements
Excellent in excel command
Strong communication skills (i.e able to provide both verbal and written confirmation in a timely clear, clear and concise manner)

Global Cybersecurity Audit Manager Tech Team Lead Resume Examples & Samples

Manage audit engagements with specific focus on holding the entire team accountable for meeting deliverables and adhering to departmental and professional standards
Establish strong relationships with senior Cybersecurity leadership, related controls groups and business auditors
Invest in understanding the JPMC Business & Technology aligned initiatives and provide perspective for audit approach and impact
Set aggressive standards for efficient management of Audit resources, schedules and budgets
Provide direction to the Audit team regarding scope and execution
Drive audit plan creation and changes based on changing business risk profile
Conduct annual performance appraisals for the team members, and provide ongoing feedback
Proactive partnership / interaction with the line of business audit teams
Serve as Audit representative on key steering committees, project initiatives that arise, and participate in ad hoc projects as necessary
Up to approximately 15% travel might required
Knowledge of information security controls, technology governance and assessments
Background in Cybersecurity and Operational Related Controls
Effective verbal and written communication skills coupled with experience managing teams in a complex global environment

CIB Investor Services Prime Services & Fixed Income Audit Team Lead Resume Examples & Samples

Drive all aspects of audit activities including risk assessments, audit planning, audit testing, workpaper documentation and review, control evaluation, issue identification, drafting of audit reports, and verification of action plan closure. This entails leading a team of auditors or acting as individual contributor in planning, testing and reporting on the effectiveness of controls that support Prime Services and Fixed Income Financing. This is conducted in accordance with department and professional standards and will require the presentation of issues and root cause analysis to management
Establish a culture that encourages integrity, respect, excellence and innovation
* Any candidate not meeting ALL the qualifications can be considered for an VP Team Lead position

Audit Team Lead-capital Management Team Resume Examples & Samples

Demonstrates strong knowledge of risks and related impacts for stress testing and capital planning
Maintains familiarization and technical expertise with the assigned business unit(s) including organizational structure, personnel, activities, products, new product development, financial performance, risks, and other problem areas
Functions in various roles on audit engagements, including leading audits, staffing audits, and providing consulting or oversight functions based on the needs of the team
Responsible for the team’s performance management process and development of direct reports
Reviews audit work including, including work papers, findings, recommendations, and the final report to ensure adherence to the Corporation’s/Department’s Policies and Standards
Bachelor degree is required
Minimum 5 years of professional experience
Prior managerial responsibilities (i.e. direct reports) a plus
Knowledge of the financial services sector, regulatory reporting, financial modeling, process flowchart development, and/or internal audit/controls assessment

CIB Banking Audit Manager Team Lead Resume Examples & Samples

Participate on and lead audit engagements from planning to reporting and produce quality deliverables to both department and professional standards
Partner with colleagues and stakeholders to evaluate, test and report on the adequacy and effectiveness of management controls
Build and maintain key relationships with stakeholders, establishing a culture of engagement whilst adding value
Implement and execute an effective program of continuous auditing for assigned areas, including monitoring of key metrics to identify control issues and adverse trends
Effectively manage the Banking team, performing timely review of work performed and providing honest and constructive feedback

Audit Team Lead Resume Examples & Samples

Demonstrated integrity, values, principles and work ethic
In depth working knowledge of relevant auditing concepts and techniques and thoroughly familiar with COSO, GAAP, GAGAS, FERC, NERC, FASB and IIA standards
Strong understanding of Internal Audit functions and operations
Ability to supervise the identification and articulation of key risks and controls in a process and sub process and to devise and execute audit steps for a variety of audits
Supervise multiple senior auditors and auditors on audit engagements; ability to develop auditors and seniors and maintain their motivation while ensuring quality of work
Exhibits a professional attitude and work ethic and has ability to interface effectively with peers and clients
Excellent negotiation skills
High standard of ethics and professionalism
Strong interpersonal, written, and verbal communication skills
Excellent knowledge and experience with auditing tools such Microsoft Office Products such as , Word, Excel, PowerPoint, SharePoint, Access and Visio
Bachelor degree in MIS, Accounting, Finance, Business, or equivalent discipline
Minimum seven years’ experience in auditing preferable from a combination of Big 4 and major organization/company audit experience; minimum three years in supervisory position, supervising multiple, complex audits or minimum of 12 years’ experience auditing in an audit firm and/or organization/company; minimum of 5 years supervisory experience

Internal Audit Team Lead Resume Examples & Samples

The level of job complexity is advanced; must be able to supervise complex audits which may be in process simultaneously and complete audits on time and within budget
Ability to plan, organize, control and execute large complex audits while maintaining cordial and professional relationships with clients
Knowledge and application of audit concepts and techniques relative to assigned area of responsibility
Excellent written and oral communication skills; requires critical thinking and analytical ability in accumulating and interpreting large amounts of data and information to identify audit issues and develop practical cost effective solutions
Deep skills in execution of project management techniques and engagement closure
A CPA, CISA or CIA required, MBA, CFA or CFE professional designation a plus

Nuclear Oversight Site Audit Team Lead-calvert Cliffs Nuclear Resume Examples & Samples

Responsible and accountable for performing fleet audits and communicating the results such that performance weaknesses are recognized and communicated as necessary to maintain fleet regulatory compliance and performance
Leads or participates in comprehensive audits of site organizations to assure program adequacy and implementation effectiveness. Conducts audit preparation including development of required checklists, briefings and writing final reports. Provides direction to team members to ensure effective communication of all deficiencies encountered during the oversight conducted. Participates with a team of auditors that travel to multiple sites to complete audits. Travel is typically limited to the home region; however, occasional travel may occur between the regions
Track and follow-up deficiencies and findings identified during audits, as assigned
Provides input into improvements for the audit program. This input would include recommendation for the scoping, scheduling, and conduct of future audits
Provides site leadership and acts as a representative for the audit functions

Global Technology Infrastructure Audit Manager Team Lead Resume Examples & Samples

At least 8 years of total work experience, with at least 5 years in Audit
Ability to build strong partnerships across the technology and business teams
LI-POST

Internal Audit Team Lead Resume Examples & Samples

Assist the AVP Corporate Compliance with the development, implementation, and maintenance of an effective risk based audit program that includes ensuring compliance with company policies and procedures
Develop and modify audit work plans methods and procedures to properly address high risk areas
Assess operations and the control environment to identify areas of improvement
Ensure internal audit team effectively plans and executes operational audit plan within established goals and guidelines
Supervise team audit work for accuracy, completeness, quality, and conformance to departmental policy
Provide informational or educational feedback designed to train new employees and develop team
Review written reports of internal audit findings, including recommendations to management, and validate implementation of corrective actions
Communicate ideas and concerns in a clear, confident, and concise manner
Effectively leverage team to complete special projects and assignments
Service as a key operational compliance contact for personnel across the company
Ability to travel one week per month
Bachelor’s degree in Accounting in Finance or related field
Prior working experience, preferably 3 or more years in an accounting/audit/finance capacity
Professional certification or working toward one (e.g. CPA, CFE, CIA, etc.) – preferred
Ability to effectively lead a team
Ability to build effective a relationships and interact with a wide variety of people and departments
Excellent project management skills, including time management, tracking audit plan progress, and meeting deadlines
Ability to set objectives and drive results of a team

Audit Team Lead Resume Examples & Samples

Supervise high quality, professional day-to-day planning, scheduling, execution, and reporting of internal audit engagements and projects within established timelines and budgets; supervise the entire audit engagement lifecycle from planning through reporting working with Staff Auditors and Senior Auditors as applicable
Reviews audit work including work papers, findings, recommendations, and the final report to ensure adherence to the Corporation’s/Department’s Policies and Internal Audit Professional Practices Framework Standards
Supervise the evaluation of key risks and internal controls, review and approve audit programs, risk and control matrices, evaluate and approve benchmarking of financial and operational processes and controls, and evaluate opportunities for efficiencies/performance improvement based on leading practice; work with Internal Audit Managers and the SVP of Internal Audit to communicate findings/recommendations to senior management and client personnel
Lead annual risk assessment activities, as appropriate, including: lead interviews and/walkthrough processes, develop audit plans and risk assessment templates as well as preliminary audit scope areas for further evaluation; work directly with Internal Audit Manager and the SVP of Internal Audit to identify auditable entities and risk factors
Supervise team testing procedures including, but not limited to, sampling levels, analytical procedures, Computer Assisted Auditing Techniques (CAATs), and other audit procedures to address risks identified and to test internal controls
Evaluate the work performance of Auditors/Senior Auditors using appropriate department and industry standards, provide feedback/guidance on audit work performed and results by reviewing work papers and validating audit issues to ensure clearly articulated issue/root cause, risk/exposure, and recommendations for improvement
Discuss Management concerns through building relationships; and work with Management in an organized and knowledgeable manner/actively lead/oversee management discussions and meetings
Use available technical resources and tools to research and expand one's sphere of knowledge to enhance audit value; remain up-to-date on industry trends while sharing the knowledge amongst the team where applicable
Supervise SOX testing as necessary including execution and review of completed internal controls testing with the assistance of the Audit team members, as appropriate

Team Lead-internal Audit Resume Examples & Samples

5-7 years of experience in internal or external auditing
Degree in Accounting, Finance, Economics, or comparable major; MBA is a plus
Ability to communicate effectively and have excellent presentation skills, including clear and concise writing skills
Ability to travel approximately 20%; this includes global travel
CPA or CIA, previous CPA firm experience desirable
Experience with SAP or a comparable ERP
Managing assigned audit projects, audit scope, schedule, and budget
Providing timely, accurate, and complete reports on audit and management request projects
Managing SOX initiative
Providing an independent assessment of management’s view on risk and associated control effectiveness
Assisting the Audit Manager in managing management requests in delivery of the overall audit plan
Assisting the Audit Manager in developing staff auditors and providing on the job training
Proactively developing and maintaining relationships with the regional leadership team
Knowing the business and understanding key factors impacting the businesses and the region

CIB Investor Services Audit Team Lead Resume Examples & Samples

Drive all aspects of audit activities including risk assessments, audit planning, audit testing, workpaper documentation and review, control evaluation, issue identification, drafting of audit reports, and verification of action plan closure. This entails leading a team of auditors or acting as individual contributor in planning, testing and reporting on the effectiveness of controls that support Investor Services. This is conducted in accordance with department and professional standards and will require the presentation of issues and root cause analysis to management
Perform monitoring of financial and control indicators to recognize patterns and trends with risk and control implications
Stay up to date with evolving accounting, regulatory and market developments impacting the business

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