IT Audit Resume Samples

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G Kilback

Gerry

Kilback

50784 Jarrell Spring

Detroit

+1 (555) 835 0493

50784 Jarrell Spring

Detroit

Phone

p +1 (555) 835 0493

Experience Experience

Los Angeles, CA

IT Audit Intern

Los Angeles, CA

Morar and Sons

Los Angeles, CA

IT Audit Intern

Assist in performing audit testing procedures, including attribute-based controls, through various means – inspection, observation, and re-performance
Identify and define the root cause of control issues. Review and evaluate the adequacy of internal controls, and compliance with IT security policies and procedures. Provide recommended solutions to identified internal control concerns
In accordance with Department standards, learn to develop accurate and complete work papers that adequately support the work performed
For smaller and discrete projects or task assignments, may project manage assigned resources, generally interns and staff internal auditors as an in-charge auditor
Performing audit tests and preparing work papers which document work performed and conclusions reached
Prepares summary memoranda, closing conference agenda, planning meeting memos, etc., that accurately describe results of tests performed, the nature of control weaknesses and exposures and identify practical recommendations for improvements
Clearly documents and evaluates as part of audit projects assignments, the internal controls present in the manual and automated systems being reviewed, identifying internal control strengths and weaknesses

Houston, TX

IT Audit

Houston, TX

Jacobson, Predovic and Morar

Houston, TX

IT Audit

Documents the results of work performed in the Department's automated workpaper system according to Departmental methodologies and documentation standards
Conduct performance reviews and contribute to performance feedback for staff
Develop recommendations to improve internal control structure
Develop advanced new work program sections and testing steps for complex processes and technology to be included on audit programs
Assist in developing risk assessments and the annual audit plan
Market the work of internal audit within and outside the organization, describing the governance and operational value of audit work
Audit Methodology and the established risk assessment framework

present

Detroit, MI

Senior IT Audit

Detroit, MI

Schultz, Langosh and Rolfson

present

Detroit, MI

Senior IT Audit

present

Perform advisory work for key processes or projects being implemented consisting of evaluating gaps and risk and providing guidance prior to implementation
Assistance to the external auditors, including Sarbanes-Oxley Act related testing, as instructed
Perform Sarbanes-Oxley (SOX) control testing and complete review procedures for testing performed by other team members
Assist in developing a formal data analytics program using tools such as ACL
Work with external auditors during the annual audit, SOX audit and during the SSAE 16 audits (SOC 1) and perform procedures at their direction
Prepare comprehensive, well-written audit work papers documenting the test steps performed, audit results and recommendations
Participate in key system implementations, providing guidance on internal controls

Education Education

Bachelor’s Degree in Accounting

University of North Texas

Bachelor’s Degree in Accounting

Skills Skills

Proven ability to build strong relationships with both the Business Unit and Technology clients
Strong practical knowledge of IT, including applications and/or infrastructure, risks and controls
Ability to operate both individually, and as part of team, to deliver high quality written output
We are a financially strong and stable bank
Knowledge of capital markets, banking products, and emerging technologies in Wealth Management is a distinct
Ability to multi-task various ongoing activities and engagements with a high level of accuracy
Information Security frameworks (ISO 27001, Information Security Forum Standard of Good Practice and NIST standards)
Proven ability to manage multiple audit assignments, while meeting deadlines with minimal supervision
Proven ability to partner with Technology and Financial Auditors and work within a team
Knowledge of financial products to help plan audit engagements and assess risks

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Team Lead, IT Audit Resume Examples & Samples

Knowledge of auditing in the financial services industry and information technology principles and related work experience
Professional certifications (e.g., CPA, CISA, CIA, ACA, ACCA) and/or an MBA along with demonstrated technical abilities in information technology are preferred
A College or University degree is preferred and/or entry level auditing experience in a financial institution
Adept auditing and/or systems experience in a financial institution, or similar public accounting experience in the financial services industry is needed or appropriate experience in a technology related position

IT Audit Lead Resume Examples & Samples

Extensive technical knowledge of IT, including applications, and/or infrastructure, risks and controls
Relevant professional qualifications (e.g. CISA, CISM, CISSP etc, and graduate degree)
Practical understanding of relevant regulatory environment and its impact on technology (for example requirements of the FDIC)
Proven track record of high performance in previous roles to include senior client management

IT Audit Resume Examples & Samples

Assisting our clients to optimize their risk and internal control activities, including SOX readiness/optimization activities
Ensuring IT is aligned to organizational strategy, responsive to a changing business climate, with clearly defined policies and procedures
Enhancing the process of developing robust controls around pre- and post-implementation system reviews through a clearly defined project management methodology
Performing third party and other opinion-level services in response to service organization requests from customers for information about internal controls
Assisting ERP clients to optimize and sustain a "real-time" controls environment at an enterprise level
3-15 years of IT Audit experience from public or industry
BA in Information Systems, Finance, Computer Science or Accounting
Proficient understanding of security and control for: UNIX, Windows, NT, mainframe, AS400, SAP, PeopleSoft, J.D. Edwards, Oracle Financials, Oracle Financial databases
CPA or CISA

Senior IT Audit Resume Examples & Samples

Deliver elements of a regular or complex engagement for the Audit Manager
Build your capability and maximize its use
Leverage IA's industry leading audit methodology and tools
Work smart on the engagement
Support the CHOA to discharge his or her obligations and local regulatory requirements

IT Audit & Controls Senior Associate Resume Examples & Samples

Develop a detailed understanding of the activity under audit, including IT risks and controls. Assess IT risks and internal control strengths and weaknesses
Develop and tailor an appropriate work programme and be responsible for planning through to execution and reporting
Conduct fact finding and analysis in a thorough, pragmatic, accurate and organised manner to enhance quality of engagement project delivery
Document the work performed and conclusions in our electronic work papers. Work as part of integrated audit teams with a wide mix of skilled professionals
Address questions on technical matters from team members and clients and develop and deliver technical training as appropriate
Understand and participate in project planning, administration and economic and identify and recommend opportunities for improved efficiency
Pepare concise, well written reports and work papers using appropriate business and technical language
Coach junior staff on the job and by providing constructive feedback in a timely manner in order for them to develop and meet objectives and improve performance

Senior IT Audit Resume Examples & Samples

Under supervision of the Manager or Director, directly interface with assigned multiple business units and vendors to monitor systems development activity and potential audit risks
Perform in-charge duties of proposing audit objectives to Manager and develop detailed work plan for each engagement. Communicate, coordinate and schedule activities to execute the detailed audit plan
Supervise computer audit engagements utilizing various levels of staff on local and off-site engagements
Review and evaluate internal control effectiveness and efficiency in mechanized transaction processing systems and facilities. Review accuracy, completeness and reliability of operating procedures, data processing procedures, user and system documentation, system test and conversion plans
Develop conclusions regarding audit objectives based upon detailed audit testing. Analyze audit exceptions to assess processing risks, document and communicate to business unit and technology Management. Develop cost effective recommendations to address internal audit issues
Prepare preliminary report for audit closing meeting with management. Lead discussion of audit conclusions, recommendations and proposed management action plans
Prepare draft report for the review and approval by Manager, Director and appropriate business unit personnel. Review adequacy of completeness of management’s written responses
Coordinate Auditor assignments and review procedures and work papers of assigned Auditor(s) to ensure work is performed in accordance with generally accepted auditing standards
Maintain technical and professional proficiency in new information system and system auditing concepts and disciplines
Perform other projects or special assignments as required

IT Audit VP / Executive Director Resume Examples & Samples

Manage and lead the EMEA GM IT application audit portfolio, which includes coverage of global and regional audits. The position is closely aligned with the regional GM business audit manager and counterparts in other regions and reports directly to the Global TPD responsible for Global Markets. The position has primary responsibility for annual planning and risk assessment, continuous monitoring, audit execution and quality, people management, including development, as well as issue and audit report management
Manage the audit continuous monitoring programme for the coverage of EMEA GM IT, including regular meetings with key auditees and evaluating any changes in the risk profile of the technology which might result in a change in the audit plan, risk assessments or audit universe
Manage and perform risk assessments, at least annually, across the Global Markets Technology Division using the departmental risk assessment methodology
Strong leadership and management skills: Has a proven track record of demonstrating maturity and leadership by example, acts as a role model and holds self and others accountable to high standards of excellence. Able to motivate, coach and develop staff to achieve departmental and personal objectives
Relationship management: Has proven ability to build strong relationships with auditees and effectively manage upwards at senior levels. Demonstrates clear understanding of their needs and exceeds expectations. Able to network and manage relationships at senior levels across the organisation and in the wider financial services industry
Strong experience and understanding of the Global Markets business areas and product lines as well as technology architecture and systems supporting those products. Has an in-depth knowledge of IT concepts to be able to guide and direct scoping decisions with a risk focus

IT Audit AVP / VP Resume Examples & Samples

5+ years of Big 4 or private asset management or wealth management IT audit experience with a focus on IT applications, controls, and process improvements
Significant, demonstrable experience with IT auditing in an asset and wealth management context (i.e. audits of automated business controls and of the implementation of new IT systems)
Significant audit experience in banking or a Big 4 accounting firm
Self starter and able to operate at senior levels of the company
Flexible, proactive, self sufficient and innovative with strong organizational skills to take ownership and responsibility of agreed targets and meet them within budget to enable a timely and efficient completion of audit projects
Innovative mindset and the ability to develop ideas, which are implemented and have a positive impact
Able to multi-task assignments and prioritize your workload with limited supervision and be resilient under pressure and be able to deliver to deadlines
Excellent written/verbal communication skills and be able to communicate effectively at all levels within Group Audit and with the client
Experience with audits of IT general controls is a pre-requisite and CISA certification
Knowledge of risks associated with Asset & Wealth Management products

VP-bia-it Audit Resume Examples & Samples

For Specialist team roles – extensive technical knowledge in the relevant specialist field
Relevant professional qualifications (e.g. CIA, MIIA, ACCA, CISA, for audit roles; technical
Proven track record of high performance in previous roles to include senior management
Ability to influence multiple stakeholder in matrix environment

Senior IT Audit Resume Examples & Samples

Audit of corporate systems for Security and IT SOX compliance
Perform extensive test procedures to gauge application functionality
Recommend solutions to any shortfalls
Bachelor’s degree in Finance, Accounting or Computer Information Systems
Three plus years of prior IT Audit background required
Self-starter who works well as part of a team as well as an individual contributor
CIA, CISA or CPA certification preferred, but not required

IT Audit Mdr Rcs Ridgedale Resume Examples & Samples

Ensure the quality, timeliness and efficient performance of all field work assigned to the Risk and Control Services function
Provide audit services to the senior management team and department heads through consulting, as well as keeping them advised of audit progress and exceptions
Inform the Chief Audit Executive of progress toward meeting audit completion dates and any difficulties encountered during an engagement
Recognize failures of systems, internal controls or management override. Utilize staff to evaluate potential risks and implement appropriate audit program revisions. Report conclusions reached
Develop business relationships at increasingly broader and higher levels of management
Efficiently utilize and develop assigned staff through proper delegation of work, on-the-job coaching, directions, counseling and evaluation. Administratively manage the RCS staff including maintaining training schedules and performance appraisals. Also is responsible for decisions related to the hiring and termination of staff
Develop annual audit plans and budgets, risk assessments of audit areas, and other administrative functions for the RCS office
When directing the field work, the manager will obtain a thorough understanding of the policy procedures, its industry and its systems. Evaluate the internal controls and propose changes which may be needed in the audit program. Review staff-prepared working papers to ensure they adequately document the nature and extent of the examination and substantiate conclusions reached. Apply the same criteria to own workpaper preparation. Review the audit report, including accounting and operation control weaknesses that should be brought to the attention of bank management and holding company management as appropriate
B.S. or B.A in Accounting, Finance, IT or business related field or equivalent work experience
CPA, CIA, CISA, CBA or CFE certification
A minimum of six to eight years of financial, operational, IT audit experience and/or public accounting, bank operations, IT project and/or management experience
Demonstrated ability to manage a team to successfully complete projects and assignments
Excellent interpersonal skills with all levels of management
Working knowledge of GAAS and GAAP
Experience in managing professional staff and providing effective audit services to the local senior management team

IT / Audit Summer Internship Resume Examples & Samples

Assisting in the testing of Sarbanes-Oxley controls
Assisting in IT audit consulting related projects
Learning Internal Audit-based procedures and assisting Audit Managers with compiling/completing testing documentation and corrective action plan tracking
Working towards a Bachelors or Graduate degree in information technology, information systems or related fields
Knowledge of technologies such as Unix, Windows, and database is preferred
Working knowledge of IT Audits, IT risk, IT infrastructure e.g. firewall, network design, etc
Capable of working on multiple projects
Solid judgment and decision making skills

IT Audit Portfolio Manager Resume Examples & Samples

Manage and lead the global and EMEA regional Risk IT application audits. The position is closely aligned with the regional Risk business audit manager and counterparts in other regions and reports directly to the Global TPD responsible for the global Risk IT audit portfolio
The position has primary responsibility for annual audit planning and risk assessment, continuous monitoring, audit execution and quality assurance, audit report management, and audit issues follow-up
Manage the audit continuous monitoring programme for the coverage of Global Risk IT, including regular meetings with key auditees and evaluating any changes in the risk profile of the technology which might result in a change in the Risk IT audit plan, risk assessments or audit universe
Manage and perform risk assessments, at least annually, across the Global Risk IT using the departmental risk assessment methodology
Support IA�s strategic initiative for Data Analytics by being an active supporter and contributor to this initiative. Advocate and develop audit colleagues to utilise data analysis to improve and enhance the audit approach
Continually seek to improve the Risk IT audit and departmental processes
Strong understanding of Risk and Risk IT processes gained through a combination of education and work experience at the global financial institutions that are subject to global regulatory standards and mandates, especially under the regulatory capital waivers from global regulators
Relationship Management: Has proven ability to build strong relationships with auditees and can effectively manage upwards at senior levels. Demonstrates clear understanding of the business needs and exceeds expectations. Able to network and manage relationships at senior levels across the organisation and in the wider financial services industry
Has preferably strong experience and understanding of Risk Management, the Global Markets business areas and product lines as well as technology architecture and systems supporting these areas. Has an in-depth knowledge of IT concepts to be able to guide and direct scoping decisions with a risk focus
Strong background and experience of managing and executing IT application audits within an investment bank across fixed income and equities products. Experience should include, risk assessment, portfolio management IT general controls, and auditing of data integrity to provide an audit opinion on the completeness, accuracy and timeliness of system based processing
Strong experience of project management and systems development practices and processes

Senior IT Audit Data Analyst Resume Examples & Samples

3+ years of Data Analytics experience in support of Audit and/or Forensic Accounting programs
Bachelor's Degree in Accounting, Information Systems, Computer Science, or Finance
Experience with audit and visual analytics techniques, methods, and tools such as SQL, Microsoft Excel, Tableau, ACL, IDEA, or Microsoft Access
Basic knowledge of accounting and finance, financial services regulations; internal audit practices; risk management; and regulatory guidance and expectations
Thorough knowledge of one or more of one or more relevant analytical tools (e.g. SQL, Microsoft Excel, Tableau, ACL, IDEA, or Microsoft Access)

SVP, IT Audit Resume Examples & Samples

Supervising, managing and motivating IT Lead Auditors
Working as one audit team to develop and executive effective and value added comprehensive audits
Interacting with Senior Management regarding audits, risks, and controls
Contribute to risk assessment process and ongoing business/industry monitoring
Oversee audit planning and execution including audit scoping, setting audit objectives, defining audit test steps, drafting audit report
Review audit work papers and provide feedback to Lead Auditors
Plan and execute technology and integrated audit work in conjunction with the annual audit plan
Maintain internal audit competency through ongoing professional development
Oversee career and professional development of direct reports
Review IT organization and administration practices, system development, security and access controls, backup and recovery, computer operations, disaster recovery, and business continuity
Bachelors degree with 7+ years of auditing/accounting/financial services experience or, in lieu of Bachelor's Degree, a minimum of 10 years relevant finance, business or related field, or equivalent experience
Experience managing/supervising/mentoring individuals
CISA/CISM/CIA/CFE/CISSP certifications
Up to approximately 30% travel may be required
Information Security, data privacy, and encryption experience
Experience in leading and motivating teams and projects
6+ years of IT /Integrated/Audit or related experience
Strong oral communication, business writing, presentation, and facilitation skills

VP, IT Audit Resume Examples & Samples

Participate in risk assessments and audit planning including scoping, setting audit objectives, and defining audit steps
Plan and execute IT and Integrated audit work in conjunction with the annual audit plan
Execute projects from start to finish with a high level of autonomy
Identify and assess the impact of control deficiencies
Present testing results to various levels of internal audit leadership, as well as the business organization
Bachelors degree with 3+ years of IT /Integrated/Internal Audit and/or technology experience or, in lieu of Bachelor's Degree, 7+ years relevant technology, audit, or equivalent experience
Up to approximately 25% travel may be required
Referrals will only be eligible for the 4X special incentive referral bonus payout based on date of referral submission during SPIF program eligibility dates. All other guidelines under the WDYK program are applicable
CISA/CISM/CIA/CFE/CISSP certifications are strongly desired
An advanced degree is a plus, but not required
Experience in credit card/financial services, banking, and working directly with regulators such as FDIC, Federal Reserve, OCC, CFPB
Technical network audit skills including experience with firewall and router configurations, IDS/IPS, implementation of network security controls, etc
Ability to work as both individual contributor and as part of a team
Oracle ERP audit experience
Experience auditing or managing operating system and database technologies

VP of IT Audit Resume Examples & Samples

3+ years of IT / Integrated/Internal Audit and/or Technology experience with a Bachelor's Degree in a related field; or, 7+ years of relevant Technology, Audit, or equivalent experience
Broad knowledge of internal auditing standards and requirements as set out by IIA and ISACA
Strong background in IT controls, operations, and/or compliance

VP-it Audit Team Lead Resume Examples & Samples

Evaluate the control environment to help protect the Bank from various business and technology risks
Work closely with business audit team members and Bankwide stakeholders
Meet with Bank management to understand emerging risks, challenges and concerns
Understand the technology environment in detail for areas assigned to you
Using a risk-based approach to perform audit scoping
Document audit results in a concise and accurate manner reflecting work performed and support conclusions drawn
Update the audit team with progress and observations
Write high quality audit observations that are publication-ready
Discuss and agree the factual accuracy of audit observations with clients/ Director as appropriate
Proactively take on additional tasks as requested by Directors/Managing Directors
Suggest and implement practical ways of improving audit processes
Take into account reputation of Barclays at all times, through positive interactions and following policy and process
Work efficiently to help the team to adhere to report issuance KPIs
Guide and/or mentor less experienced team members and support others to develop
Share knowledge with BIA colleagues and peers in the business. Be open to learn from others through feedback given to you
Consider client/customer needs in all work performed
4 year undergraduate degree in relevant field (e.g. Accounting, MIS, etc.)
Technical knowledge in relevant business application controls and information technology general controls (ITGC)
Relevant professional qualifications (e.g. CISA, CPA, Series 7)
Knowledge of banking, capital markets, and wealth & investment management is a plus
Demonstrates a good understanding of internal controls
Demonstrates willingness and initiative to learn about new products and markets
Has strong business writing skills
Works well in a team environment
Expresses technical information logically and concisely in a non-technical manner

VP-it Audit Resume Examples & Samples

Evaluate the adequacy and effectiveness of internal controls relating to risks involved in the relevant areas in accordance with Group Audit Methodology and the established risk assessment framework
Support implementation of the Group Audit risk-based methodology including
Perform coverage of automated business processes and the respective technology environment and support structured ongoing risk assessment via Continuous Audit Assessment
Lead and successfully deliver Technology audits, or participate in Integrated Business and Technology audits, both locally and globally
Generate impactful issues and draft audit reports for review by senior Group Audit management with minimal intervention and to facilitate issue tracking and validate closure of issues
Complete all work assigned to them promptly. This may also include ad-hoc projects and special investigations
Proactively develop and maintain professional working relationships with colleagues, the business and respective support areas
Work in an integrated manner with fellow team members both locally and globally
Understand the client's marketplace and expectations and will continue to develop technical expertise relevant to the industry
Whilst the majority of the audit work is based in London, the team is also responsible for coverage in certain overseas locations

VP-it Audit Resume Examples & Samples

4-year Undergraduate Degree in a relevant field
7+ years of experience in risk based auditing or risk/control activities
Technical knowledge
Demonstrated understanding of internal controls
Demonstrated willingness and initiative to learn about new products and markets
Strong business writing skills
Relevant professional qualifications
Knowledge of banking, capital markets, and wealth & investment management

IT Audit Leader Resume Examples & Samples

Develops a comprehensive program of risk-based audit coverage for the area(s) of responsibility
Manages projects and execute audits which consists of planning, evaluating, investigating, reporting, reviewing, and supervising; annual audit planning, continuous monitoring and risk assessments over areas of assigned responsibility; and monitoring and verification of auditee management's resolution of audit findings
Delivers high quality audit results and well-crafted audit report deliverables on time
Ensures that audit activities comply with Inspection Group standards. Communicate effectively, clearly, concisely, and accurately using written and verbal communications with all levels of management
Required license(s) or certification(s) CPA, CIA, CBA, CFSA, CISA, CTA, CFE and/or CRCM required
Seven to ten years of directly related experience

IT Audit Resume Examples & Samples

Relevant Internal or External Audit Experience in the IT environment. Preferably within a FTSE 100 or Big 4 environment
Hands on experience documenting IT processes (Flowchart, Risk and Control Matrix),
Identified IT risks and controls in line with alignment to COBiT frameworks
Conducted Walkthrough reviews for IT documentation to assess design effectiveness
Designed test plans for the testing of controls
Performed design and operating effectiveness testing of ITGC's (IT General Controls) and AGC's (Application General Controls)
Identified deficiencies and actions to remediate deficiencies with process owners
Ability to conclude on the design effectiveness of processes and controls
Ability to conclude on the operating effectiveness of processes and controls
Assisted in the design of IT processes and controls, where required
Acted as a Subject Matter Expert in IT risk and controls space
Understanding of accounting function processes
Work as part of a project team on the controls programme
Adherence to project timelines as agreed with project manager, taking ownership and responsibility of deliverables
Create documentation for IT process to assist with design reviews
Design test plans according defined requirements and standards
Conduct test for controls to assist with operating effectiveness reviews
Assist control owners with remediation plans designs
Manage remediation activity with process SME's and control owner
Act as an SME for IT risks and controls, including segregation of duties
Relevant IT Audit certification (Key)
CISA certification (Key)
COBiT certification (not a key requirement
Accounting qualifications (not a key requirement)

IT Audit Intern Resume Examples & Samples

Be responsible for supporting IT Security and Privacy projects that include but are not limited to
This is a fast-paced environment with a high learning curve; however, we value on-the-job training immensely so if you are willing to learn, we are willing to teach. You will be exposed to a variety of technologies in different environments
Willing and able to be a pro-active team member
Expect to travel (60%) regularly throughout the continental US (some international travel does exist)
Capable of independently managing time and able to prioritize tasks in a fast-paced environment
Passion for Information Security
Information security industry standards and concepts including the OSI model
Basic understanding of TCP/IP, routing, switching, and Internet architecture
Technical Writing
Microsoft Windows Servers and Workstations
Microsoft Active Directory
Experienced with common firewalls and network controls
Web Applications and Web Servers (Microsoft IIS, Apache)
Wireless Networking
Databases (SQL, Oracle, etc.)
Computer Information Systems
Management Information Systems

Head of IT Audit Resume Examples & Samples

Continue to develop and strengthen the internal audit plan and to assess key risks for the future
Mentoring more junior staff, contributing to their development as well as advising senior staff, promoting managerial excellence
Conduct ad hoc tasks / projects
Strong knowledge of the Banking industry from an Audit / Risk background
IT Audit / Risk experience is a key requirement for this role
Degree Qualification in a relevant discipline + any post graduate qualifications (CISA etc)

VP of IT Audit Resume Examples & Samples

3+ years of IT Audit experience within the Financial Services indsutry - public, private or combo Certifications ++++
Broad knowledge of Internal Auditing standards and requirements as set out by IIA and ISACA
Strong background in IT Controls, Operations, and/or Compliance
Experience in Credit Card / Financial Services, Banking, and working directly with regulators such as FDIC, Federal Reserve, OCC, CFPB, etc
CISA / CISM / CIA / CFE / CISSP certifications

IT Audit Intern Resume Examples & Samples

Participates in pre-audit planning for engagements
Reviews of client IT, accounting and operating procedures
Performance of internal control test work and prepare supporting work paper documentation
Participates in the preparation of audit reports
Performs technical research to solve issues that arise during the course of various audit engagements
Performs consulting activities that include conducting interviews, reviewing documents, performing a variety of analysis, and preparing client deliverables such as cost/benefit analysis, findings and recommendations, and reports
Supports project start up activities such as developing project work plans, budgets, and schedules, and attending kickoff meetings
Travels to client locations to work onsite and attends Moss Adams industry conferences
Attends training on a regular basis to maintain continued professional education standards
Enrolled in a Certificate, Bachelor’s or Master’s degree program at an accredited college or university required; emphasis in information technology, computer science, business or finance field preferred
Outstanding time, organization, and project management skills
Ability to multi-task and set workload priorities in a fast paced, deadline oriented environment
Critical thinker and creative problem-solver
Ability to take direction, learn quickly, and work independently
Ability to exercise sound judgment, tact, and diplomacy
High degree of professionalism and integrity
Proficient with Microsoft Office (Word, Excel, PowerPoint, Outlook)

IT Audit Resume Examples & Samples

Knowledge of financial products to help plan audit engagements and assess risks
Experience in distributed or mainframe environments
Bachelor’s Degree (Computer Science or IT related preferred)

IT Risk / IT Audit Resume Examples & Samples

Experience in IT or project management/service delivery, operational/IT risk management or consulting
Client-oriented, professional services mindset
CISA/CISSP/CISM qualification

IT Audit & Data Analytics Senior Manager Resume Examples & Samples

Develop and continually strengthen working relationships with key stakeholders. Reinforce management ownership of controls through continuous stakeholder engagement. Contribute substantial, well-thought out information into the XIA risk assessment process during the year, drawing on these relationships
Support and contribute to assigned XIA functional areas (e.g., Resources, Technical/Methodology, Communications and Fraud)
BS in Accounting, Finance or business-related field required; MS or MBA preferred
Professional licenses/certification required (e.g. CPA, CIA, CISA, CRMA, CFA)
Experience as a finance executive (e.g. Controller) preferred
Experience with forensic auditing and ethic investigations required
Demonstrated ability to work effectively with external auditors in establishing the annual audit plan
Willingness for international travel to attend and/or lead audit entrance and exit meetings
Ability to lead and successfully execute multiple complex projects
Ability to establish strong, cross-organizational relationships
Experience performing audits of IT systems and controls
Strong experience using data/audit analytics tools (i.e. ACL) including continuous auditing/monitoring, data mining techniques, script writing, scheduling and exception monitoring
Experience auditing third party IT service providers preferred
Proficiency in Microsoft Office Suite, Audit Command Language (ACL) preferred
Willingness to travel domestically and internationally up to 40% of the time

IT Audit Professionals Resume Examples & Samples

2+ years IT Audit experience
CISA Certification required
Knowledge of Sarbanes-Oxley and COBIT
Strong analytical, organizational and communication skills
CISSP, CISM, PMP, or CIA certification preferred
Experience auditing IT Operations preferred
Financial services experience preferred
Identifying defects in design and operations of controls and providing recommendations
Developing audit planning documents, procedures, and final reports
Conducting testing of controls
Producing clear and precise work papers and documentation
Independent work under supervision

Senior Analyst, IT Audit Resume Examples & Samples

Supporting the Audit Manager and Senior Manager in planning an delivering audit activities
Building and maintaining relationships with key technology teams and personnel
Coaching audit team members and the broader audit team with respect to technology risks and controls
Represent the team at client and stakeholder forums
Driving the desired Enterprise culture within the team

VP of IT Audit Resume Examples & Samples

8+ years of Audit experience within a Big 4, large Regional firm or Financial Institution setting
Bachelor's Degree in Information Technology, MIS, Finance or a related field
CISA or CISSP
Basic understanding of key IT and Broker-Dealer impacting regulations and standards
Experience working with various technology delivery channels, including: desktop, trading systems, web and mobile, and infrastructure software including operating systems and databases
Experience with/knowledge of: Sections 302 and 404 of the Sarbanes-Oxley Act of 2002, PCAOB standards regarding internal control testing, audit planning and execution, internal control design, business process flow documentation, GAAP financial accounting, FINRA guidance, FFIEC guidance, OCC regulatory requirements, and SEC reporting

VP of IT Audit Resume Examples & Samples

7+ years of IT Audit experience
Bachelor's Degree in Accounting, Information Systems, and/or Information Technology
Robust knowledge of Capital Markets processing
Experience of IT auditing in an Investment Banking context
Experience of Auditing IT applications supporting trading and the trade processing lifecycle
Experience of Risk-based Auditing and clearly understand the relationship between IT Risk and underlying Business Risk

IT Audit Lead Resume Examples & Samples

Work with our IT team to help manage ongoing IT General Controls testing and remediation in support of SOX program
4+ years’ experience in IT Compliance (SOX)
IT General Controls and SOX compliance experience, including understanding of COBIT and COSO frameworks
CISA (Certified Information Systems Auditor)
Ability to communicate effectively and translate “IT speak” to what end users can understand
Experience in large, multi matrix organization, navigating multiple layers of IT management
Information technology degree (or like)
Experience in data center management
Can document business processes, ability to document the data flow of a transaction

VP of IT Audit Resume Examples & Samples

10+ years of Internal or External Audit or Risk Management experience
Experience with the Financial industry and related markets, related regulatory bodies, and current industry events and trends
Deep knowledge of Risk Assessment, Audit methodology, and Audit execution

Principal IT Audit Resume Examples & Samples

A minimum of eight years of IT audit (internal / external) experience or relevant audit / business experience
Advanced experience with SOX IT general control testing and auditing various systems and technologies including SAP
Excellent communication skills, both written and verbal, and excellent organizational skills

IT Audit Resume Examples & Samples

Provide IT Audit support for the markets technology application audit team helping with the delivery of audit plan
Lead and successfully deliver fieldwork for technology audits, or participate in integrated business and technology audits
Support implementation of the group audit risk-based methodology including; performing coverage of automated business processes and the respective technology environment and supporting structured ongoing risk assessment via continuous audit assessment
Evaluate the adequacy and effectiveness of internal controls relating to risks involved in the relevant areas in accordance with Group Audit methodology and the established risk assessment framework
Knowledge of global markets processing, with demonstrable experience of IT auditing in an investment banking context (e.g. audits of automated business controls)
Experience of auditing IT applications supporting trading and the trade processing lifecycle. Relevant instruments, products and markets could include; Equities, Interest Rate products, Credit products, Commodities, Futures and Foreign Exchange products, Emerging Markets, or Electronic Trading (Algorithmic/High Frequency Trading)
Experience of risk-based auditing and a clear understanding of the relationship between IT risk and underlying business risk
CISA qualified accounting and/or IT/Security related degree

VP BIA IT Audit Team Lead Resume Examples & Samples

1) Credit Risk systems calculation (for example JUNO) (R&A)
2) Front-office Market Risk (for example, Beowulf) (R&A)
3) Back-office Market Risk (for example, Mercury) (R&A)
4) The Client Capital Management business (CCM)
Proactively take on additional tasks as requested by the Director/Managing Director
Management of control related review and improvement initiatives in an IT first line role, second line risk role or assessment in an internal audit including planning and delivery, across multiple locations
Financial services industry knowledge, in particular relating to Investment Banking
Knowledge about Risk and Analytics, models, and the technology supporting them

Senior Analyst, IT Audit Resume Examples & Samples

At least two years of public accounting experience
Licensed CPA, CISA, CIA or CFE
MS or MBA
Experience with PeopleSoft, Cognos, CSG and ICOMS billing systems, ACL, Visio and other audit automation or data mining tools

IT Audit Internal Technologies Director Resume Examples & Samples

Understanding financial, operational, and technology processes and/or controls related to internal audits-- identifying key risks and control; developing and reviewing audit programs; identifying and reporting issues; advising clients in remediation activities and controls optimization
Developing and executing IT risk assessments; IT audit standards and frameworksâ€”e.g. COBIT, ISO 17799, ISO/IEC 27002, ITIL, etc.; data security and privacy regulationsâ€”e.g. PCI, CPNI, HIPAA; extranet and third party connections, infrastructure and related technologies--SAP, ORACLE and MS SQL databases, Windows and UNIX/LINUX platforms, voice and data networks; web applications; ecommerce; and, wireless and/or mobile technology devices; and,
Defining resource requirements and project economics areas, especially project management methodologies and toolsâ€”including outsourcing methodologies and operating models, and performing within in a professional services firm environment
Leading teams to manage effectively through change and allocate team workloads to deliver agreed upon commitments
Directing the creation of high quality deliverables to communicate to clients on the status of engagements, key issues and work plans
Communicating the value propositions of a broad range of Firm services to the client in an organized and knowledgeable manner, preparing and presenting complex written and verbal materials

IT Audit Intern Resume Examples & Samples

Actively pursuing a Bachelors or Masters in Information Systems, Accounting, or related field from an accredited University
Ability to work in a fast-paced, tight-knit team and provide Fanatical® customer service
Proficient in Microsoft Office applications including Excel
Interest in/familiarity with IT
Previous internship experience in a related field
Experience with cloud technologies
Knowledge of audit and documentation techniques

IT Audit Resume Examples & Samples

Assist, coordinate and support IT Risk, Audit and Compliance (IT Governance) assessments and reporting
Propose and rollout plans with manager to manage IT Governance events
Engage with all levels of IT members for information gathering to support IT Governance Events
Monitoring and managing IT Governance activities progress to ensure deadlines are met
Communicate with stakeholders timely & properly
Negotiate with different parties to balance for optimal level of responses

Principal IT Audit Resume Examples & Samples

Support of Sarbanes-Oxley (SOX) 404, lead the IT general control testing and application control testing
Work with external auditors during the annual audit, SOX audit and during the SSAE 16 audits
Lead developing audit programs and executing testing for IT related audits
Provide oversight for testing procedures performed and ensure audit work papers are comprehensive
Prepare well-written audit reports
Participate in developing and implementing a formal data analytics
Minimum of eight years of IT audit (internal / external) experience or relevant audit / business experience
Information systems or internal audit certification preferred (i.e.: Certified Information System Auditor (CISA), Certified Internal Auditor (CIA), Certified Information Systems Security Professional (CISSP))
Experience with SAP and / or mainframe systems is a plus
Technology industry experience is a plus

IT Audit Resume Examples & Samples

Manage and supervise a portfolio of audit projects and assist in the scheduling and staffing of audit assignments
Partner with Technology and Business Auditors and work within a team
Strong knowledge of audit procedures and ability to review and manage the quality of audit work
Ability to manage multiple projects, while meeting deadlines with minimal supervision
Build strong relationships with both the Business Unit and Technology senior managers
Knowledge of financial systems, banking, compliance regulations (e.g., AML)
Ten or more years IT Audit experience with a Financial Services, Brokerage Firm or a Public Accounting Firm with emphasis on the Financial Services Industry
Knowledge of capital markets, banking products, and emerging technologies in Wealth Management is a distinct plus

Lead IT Audit & Risk Specialist Resume Examples & Samples

6 years in IT internal/external audit, and/or IT-related functions
Certified Internal Auditor (CIA) accreditation attained or in progress
Strong analytical skills, with the ability to effectively analyze an IT process and assess risks and controls
Strong data collection skills and problem-solving abilities
Ability to identify root causes of process breakdowns
Demonstrated knowledge of internal audit standards and leading practices
Knowledge of IT risk assessment tools and methodologies
Information Systems, Computer Science, or other IT-related degree
Additional professional accreditations (CPA, CFE, CISA, etc.), licenses, or designations
Familiarity with TeamMate and TeamMate Analytics
Experience in the insurance or financial services industry

Senior Associate, IT Audit Resume Examples & Samples

Demonstrate advanced understanding of business processes, internal control risk management, IT controls and related standards
Identify and evaluate complex business and technology risks, internal controls which mitigate risks, and related opportunities for internal control improvement
Identify opportunities for improving information risk posture as well as organization’s risk management processes
Interact with all levels of client management with a focus on building relationships and executing continuous risk assessments
Lead and execute project planning tasks, fieldwork and report writing
Assess risk, and plan and execute audits of the company’s general systems, application controls and information technology processes
Participates in all aspects of the audit including the planning, control analysis, testing, issue development and reporting phases
Review/refine supporting documentation for control objectives, including development of processes with application and infrastructure owners
Evaluate test results and identify deficiencies between standard policies and actual observations (accurately identify symptoms, root cause, problems, identify alternative controls, and develop recommendations)
Perform regular follow-up on outstanding management actions from past projects
Collecting and analyzing complex data, evaluating information, and drawing logical conclusions
Effective verbal and written communications, including active listening and presenting findings and recommendations in a clear and concise manner, and resolving issues that may arise in a professional manner
Demonstrate curiosity and openness to new ideas and concepts; generate imaginative ideas and solutions
Ability to systematically think through the implications of problems to arrive at sound solutions
Bachelor’s degree with a major in business or management information systems or relevant experience
Minimum 5 years’ experience in IT Audit, Risk Assessment, Risk Mitigation, Privacy, Information Security Disaster Recovery, preferably in a Big 4 firm and/or large company IT Internal Audit function
General knowledge of the Microsoft suite of applications
Knowledge of IT Control requirements associated with Sarbanes-Oxley Act, the COSO framework, NIST, and ISO 27005
CIPP, CISSP, CISA, CPA or PMP a plus
Knowledge of key business procedures preferred
Strong leadership, coaching and training skills
Strong decision-making, organizational, and analytical skills
Ability to learn new technologies and skills quickly. Auditing experience with a public accounting firm a plus
Knowledge of UNIX, Windows, AS/400, Client Server, SQL, Oracle, SAP, SDLC, infrastructure, general controls, application controls and data base management systems preferred

IT Audit Resume Examples & Samples

The position will carry out planning, preparation, coordination and execution of audits to evaluate the adequacy and effectiveness of technology controls in accordance with Group
Audit Methodology and the established risk assessment framework
The position will undertake audit assignments, draft, consolidate audit reports for review by audit management, facilitate finding tracking, and validate closure of findings
The position will work as team member in a global audit team together with Principal Audit Managers. Open dialog communication and culture knowledge is imperative for this position
The position will be required to complete all work assignments on a timely basis. This may also include ad hoc projects and special inquiries
The position offers the opportunity to develop relationships across the company's franchise and to communicate orally and in writing the results of the work to clients at all levels. A pro-actively develop and maintaining professional working relationships with colleagues, the business and respective support areas is expected
The position will act as natural role model and reference point for the peer group

Manager of IT Audit Resume Examples & Samples

Evaluate the design and effectiveness of internal IT controls
Lead business process reviews
Participation in the planning meetings with external auditors and internal management
Minimum of five years of audit experience
Must be able to travel up to 20%
Manufacturing or distribution industry experience

IT Audit Resume Examples & Samples

Key Specific Accountabilities
Execute, and at times manage, audit work
Stakeholder Management and Leadership
Build strong relationships and mutual trust with all colleagues; both internal (CIAs/Vice Presidents/Directors/Managing Directors) and external (Regulators/External Auditors)
Discuss and agree the factual accuracy of audit observations with clients/Vice President/Director as appropriate
Decision Making and Problem Solving
Complete controls testing
Essential Experience
Strong practical knowledge of IT, including applications and/or infrastructure, risks and controls
Understanding of relevant regulatory, or payment scheme requirements (e.g. CASS, FATCA, OFAC, PSR, BACS, CHAPS, FPS) as well as principles underpinning payment processing (both domestic and international) within a commercial organisation
Ability to operate both individually, and as part of team, to deliver high quality written output
Relevant professional qualifications (e.g. CISA, CISSP, CRISC, CISM or other relevant technical qualification; and graduate degree)
Preferred experience
Experience in technology systems/solutions supporting any of the following areas: Payment Schemes (e.g. domestic: BACS, CHAPS, FPS; International: SWIFT, TARGET2, SEPA, CHiPS, Fedwire); Payment Sanctions Screening technology (e.g. vRisk/Temenos, Fircosoft); Payment processing (e.g. Global Pay Plus); Reconciliations (e.g. Intellimatch); Tax; Trade and Settlements

Internal Audit IT Audit Team Member Resume Examples & Samples

2+ years experience of assessing or improving process and control environments in an IT first line role, 2nd line risk role or internal audit function
2+ years experience in technology systems/solutions supporting Investment Banking
Knowledge about new and emerging technology risks, and mitigating controls
Practical application of analytical skills (e.g. process analysis, construct/validate hypotheses) including appropriate communication/reporting of outcomes (e.g. clear, concise and prioritized)

IT Audit Intern Resume Examples & Samples

Pursuing a Bachelor's or Master's degree in Accounting and/or Computer Science / Information Systems required
Candidate must have or be planning to take qualifying coursework (150 credit hours) for the CPA exam
Good computer skills including the suite of Microsoft products
Passion, enthusiasm and aptitude for information technology

Senior Associate, IT Audit Resume Examples & Samples

Perform complex analysis and draws meaningful conclusions
Perform thorough review of work papers to ensure that procedures have been completed, conclusions have been supported, and firm quality control procedures have been adhered to
Contribute technical expertise to assurance engagement teams
CPA and/or CISA preferred
3+ years' relevant work experience
Prior experience managing several engagements with competing deadlines
Network management and database experience is a plus
Must be able to travel and work overtime when necessary

Senior Associate, IT Audit Resume Examples & Samples

Lead the planning, testing and reporting phases of assigned IT audits and act as the IT resources for integrated audits
Develop and execute tests to identify control weaknesses, document control deficiencies and provide strategic recommendations to enhance business operations
Present findings to client management and negotiate suggested action plans
Build and maintain strong client relationships by exceeding expectations and demonstrating detailed knowledge of the client’s business environment
Foster a positive work environment by soliciting feedback from teammates and developing the skills of staff auditors
Minimum of 2-5 years of IT, internal audit, or consulting experience
Good understanding and knowledge of business risks related to general system controls, systems / applications development, change management, logical access security, local area network and wide area network concepts, contingency and recovery
Working knowledge of UNIX and Windows environments
Excellent analytic, oral and written communication skills
Open to minimal travel requirements (up to 10%-15%)
Knowledge of RACF, Sarbanes-Oxley, COSO, ISO27001/ISO27002, NIST Cybersecurity framework and COBIT
Working knowledge of IBM Mainframe environment and databases (distributed and mainframe)
Experience using audit software tools and security scripts and computer assisted audit techniques (CAATs)
CISA, CISSP or other relevant certification (e.g., CIA, CPA) preferred
Experience in Financial Services or Public Accounting a plus

Associate, IT Audit Resume Examples & Samples

Participate in planning, testing and reporting phases of assigned IT audits and act as the IT resource for the integrated audits
Manage audit deliverables in accordance with pre-determined due dates
Develop and execute tests to identify control weaknesses, document deficiencies and provide recommendations to enhance business and technology operations
Help to present findings to client management and negotiate suggested action plans
Build and maintain strong client relationships by exceeding expectations and demonstrating detailed knowledge of the clients business and technical environment
Participation in special projects or other duties as assigned
Promote a risk-aware culture; ensure efficient and effective risk and compliance management practices by adhering to required standards and practices
Bachelor’s Degree in Business Administration, Computer Science, Information Systems Administration or an alternative technology related field
Minimum of 1-3 years of IT, Internal Audit, IT Security, IT Compliance or related experience
Understanding of business related to IT general controls, systems / applications development, change management, logical security, contingency and recovery, and related areas
Open to minimal travel requirements (5% - 10%)
Exposure to the Sarbanes-Oxley, COSO, ISO27001/ISP27002, NIST Cybersecurity, COBIT, PCI or related frameworks
Knowledge / understanding of IBM Mainframe environment, databases (distributed and/or centralized), Networks, Firewalls, Operating Systems, and/or other relevant IT Infrastructure components
Experience using audit software tools and security scripts
CISA, CISSP or other relevant certification (e.g., CIA, CPA) desired
Experience in / Exposure to Financial Services or Public Accounting a plus

Lead IT Audit & Risk Specialist Resume Examples & Samples

Serve as an Audit liaison and partner to assigned, key IT area(s), which includes establishing and maintaining productive relationships with area management
Oversee all assurance and advisory service projects in assigned IT area(s)
Develop and maintain strong IT area expertise; stay abreast of all IT area operational changes and emerging risks; provide subject matter knowledge to the Audit Department
In collaboration with manager, lead and manage the internal audit annual risk assessment process, as well as ongoing risk assessment, for the assigned IT area(s)
In collaboration with manager, develop, plan and oversee the annual audit plan for the assigned IT area(s)
In collaboration with manager, provide an annual audit opinion on assigned IT area(s)
Work independently or, on occasion, within a team
Lead, manage and execute more complex assurance projects in accordance with established methodologies and professional standards. This includes
Developing an understanding of management’s objectives and processes
Using well-developed data collection skills to acquire an understanding of the process, risks, and controls
Creating flowcharts, process maps and/or narratives to analyze and evaluate the effectiveness of management's control design in addressing associated risks, identifying control gaps or potential improvements
Strategic and critical thinking to prepare planning memos, set the audit’s scope and objectives, and determine resource requirements
Formulating and executing audit procedures that test those key risks and controls
Effectively communicating issues and progress, and obtaining management input on solutions
Lead project related meetings and discussions as well as periodic touch points with key IT area management
Prepare value-added audit conclusions, presenting findings to both Internal Audit and IT management to proactively manage risk
Prepare high quality audit reports and other audit documents that comply with the Department’s methodology, and communicate relevant issues and effective, value-added recommendations, including Overviews for Executive Management
Manage engagements so that relevant and value-added results are completed on time and within budget
Provide oversight and support to other auditors on projects in assigned IT area(s), ensuring audit reports are clear and concise and effectively communicate observations and recommendations for improvement
Partner with a professional assurance services firm, via a co-sourcing service model, to carry out some of the responsibilities of the role
Demonstrate strong influencing skills when communicating with the IT areas and other risk assurance providers aimed to continually improve relationships and enable management to proactively manage risk
Act as a mentor to less experienced auditors, including Guest Auditors, by training them on Internal Audit processes, as well as Guardian’s IT areas and related systems, to foster an effective, high performing culture
Monitor all outstanding recommendations and action plans for the assigned IT area(s); prepare status commentary and follow-up testing as needed
Oversee and conduct value-add advisory reviews of projects, IT functions, and processes, as requested
Provide governance, compliance and investigation support when needed
Assist the external auditors and the IT Risk & Compliance team through coordinating and executing direct assistance testing for select assignments
Work with Internal Audit leadership to continuously improve departmental policies and procedures
Highly motivated self-starter, with the ability to work effectively as an independent contributor or team member
Strong interpersonal skills, with the ability to build strong relationships and clearly articulate thoughts and ideas
Ability to collaborate with others, both inside and outside of the department, while working toward common goals and fostering understanding and agreement
Strong written and oral communication skills, with the ability to write clearly and concisely
Strong data collection skills and problem solving abilities
Recognizes broader implications of issues
Demonstrated critical thinking, influential and leadership abilities
Ability to multi-task and quickly adapt to changing priorities while working under moderate supervision
Ability to discuss technical issues in general business language
Proven time and project management ability
Experience in the insurance or financial services industry is a strong plus
Proficient in Excel, Word, Visio and PowerPoint
Familiarity with TeamMate and TeamMate Analytics a plus
Typically requires a minimum of 6 years’ experience in IT internal/external audit, and/or IT-related functions

Director, IT Audit Resume Examples & Samples

Leads the assigned portfolio of audits ensuring a high standard of quality in all work
Provide assistance in the preparation of the annual worldwide IT Audit Plan and quarterly Report on Control which are presented to the SLF Audit and Conduct Review Committee
Provides real time audit work for key IT projects, as assigned by the AVP Internal Audit for IT
Reviews internal audit programs, work-papers, reports of findings and recommendations to ensure adherence to department quality standards
Responsible for planning and managing audit staff, including attracting, engaging, developing and retaining talent
Make a significant contribution to ‘change management’ within the Audit team, helping to build the team to an overall higher level of performance and to develop and implement internal audit best practices. Work to develop “value added” in the team’s services to its clients
Maintain knowledge and skills by staying current with developments in auditing and the insurance industry. Focus on upgrading technical skills and audit expertise, and incorporating best practices

IT Audit Resume Examples & Samples

Perform audits of internal small and moderate sized areas of IT and IT operations of banks books, records, procedures, and performance by performing basic to moderately difficult to difficult audit tests
Controls for fraud and errors of deficiencies in record keeping
Documents reviews, noting any discrepancies
Investigate discrepancies and makes recommendations for corrective action
Schedule audits to ensure that each area of the bank is audited regularly
Review entries and other documentation since last audit
Maintain on-site control over all reports and records involved
Bachelor's Degree in Finance, Business or Accounting
Experience at a financial institution in a similar capacity will be preferred
Candidates coming from a Big4 or other professional services background are encouraged to apply

Infrastructure It-audit Resume Examples & Samples

Ongoing liaison with colleagues globally and internal and external stakeholders including regulators and external auditors
Maintenance of internal stakeholder relationships and regular interaction with the business during the year to assess changes in the control environment and other matters arising in the business
5+ years of relevant technology audit experience or experience in using a combination of the following technologies

Manager, Technology Risk IT Audit Resume Examples & Samples

5+ years of professional services experience and/or specific relevant industry IT Audit experience is required
5+ years’ experience in a role requiring the ability to communicate effectively (written and verbal) with client and internal management is required
Knowledge of IT leading practices to provide clients effective and practical recommendations is required
Knowledge of IT controls and governance frameworks such as COBIT, NIST SP 800-53, ISO 27001/2 is required
Strong foundational knowledge of infrastructure and platforms components such as Windows, Linux, Unix, Active Directory, SQL, MySQL, Oracle is required
BA/BS Degree in Business Administration, Accounting, Management Information Systems or a related field is required
Holder of at least one of the following certifications (CISA or CISSP or other applicable certification) is required
Must be flexible for travel
Familiarity with the audit and control of Oracle, SAP and or PeopleSoft is preferred
IT security expertise is preferred
Public accounting experience and/or related industry is preferred
Experience with performing platform security assessment is preferred
Applicants should hold or be able to achieve Security Clearance

IT Audit Prf Resume Examples & Samples

Identifying deficiencies in the design, operating effectiveness of controls and providing recommendations
Creating clear and concise documentation
Working independently under normal supervision
Minimum of two years of IT Audit experience with a focus on risk based auditing
Knowledge of industry standards such as NIST, ISO, and ITIL
Ability to work creatively and analytically in a problem-solving environment

IT Audit Professional Resume Examples & Samples

Preparing draft audit planning documents, audit procedures, and final reports for review by the Supervisor
Bachelor’s degree in Auditing, Management Information Systems, Information Technology, Computer Science or Accounting with a focus on Accounting Systems or related discipline
Outstanding people, organizational as well as written and oral communication skills
Prior experience auditing IT Operations (Unix, Mainframe, Windows, distributed databases, web technologies, enterprise architecture, virtualization, network)
Banking/financial services experience

IT Audit Resume Examples & Samples

Perform IT and application controls design effectiveness and post implementation reviews
Support the CPMO practice leaders in defining and developing CPMO’s methodology and review practices to be executed in governing Post Implementation Reviews
Support the pilot of the newly developed review processes to selected projects
Assist in drafting reports; clearly document and communicate CPMO point of view
Support the CPMO leaders on key stakeholder and approval meetings
At least 5 years of solid IT Audit experience reviewing application and infrastructure controls
Experience with Project Execution and Information Technology Risk and Control,
Experience with IT Project Management, Testing, or IT Risk Management ,
Management Consulting or Big 4 experience a plus
Must be analytical, process oriented and have a risk and control mindset
Excellent oral and written communication skills. Solid presentation skills a plus
Four year baccalaureate degree required; advanced degree(s) a plus
PMP, Certified Information Systems Auditor (CISA) certification preferred; other information risk related certification (e.g., CRISC, CIA) a plus

IT Audit Resume Examples & Samples

7+ years experience in risk based IT auditing or risk/control activities within an IT environment
3+ years experience of leading and developing individuals/teams
Relevant professional qualifications (e.g. CISA, CISM, CISSP, CRISC, or other relevant technical qualification; and graduate degree)
Financial services industry knowledge, in particular relating to Credit Card processing or Deposit services
Applicable technical knowledge of IT risks and controls, including applications, and/or infrastructure, within a Credit Card and/or Retail Banking environment
Practical understanding of relevant regulatory environments and its impact on technology audit (for example: PCI DSS, Card Scheme Requirements, FDIC)
Management of audits, including audit planning, fieldwork and reporting, across multiple locations
Knowledge about new and emerging financial products and services, and the technology supporting them

IT Audit With Ccar Resume Examples & Samples

Perform Data Analysis/ SQL /ETL
Ability to read and understand Fed instructions for CCAR filings (14A, 14Q, 14M)
Ability to read and understand code (Java, C++, etc..)
Strong product knowledge (stocks, bonds, derivatives, currencies, etc..)
Perform detailed reconciliations
Test change management controls
Test access controls

IT Audit Intern Resume Examples & Samples

Performs risk-based audit procedures on scheduled audit projects in accordance with approved risk-based audit programs in a timely, efficient and professional manner. Demonstrates an increased working knowledge of internal control concepts for each completed audit project
Clearly documents and evaluates as part of audit projects assignments, the internal controls present in the manual and automated systems being reviewed, identifying internal control strengths and weaknesses
Prepares audit work papers that accurately and sufficiently document audit tests performed in accordance with Departmental guidelines
Consistently provides timely information to the Project leader during the audit project regarding weaknesses noted and recommendations for corrective action
Prepares summary memoranda, closing conference agenda, planning meeting memos, etc., that accurately describe results of tests performed, the nature of control weaknesses and exposures and identify practical recommendations for improvements
Continues self-study and Internal Audit Department development programs in order to gain the required knowledge of internal control concepts, audit testing techniques, data processing knowledge and financial, systems and operational audit knowledge
Provides basic internal controls consultation to our customers as requested
Serves as a project resource on small- to medium-size audit projects that have a low to medium level of difficulty or risk
For smaller and discrete projects or task assignments, may project manage assigned resources, generally interns and staff internal auditors as an in-charge auditor
Assists internal, external and regulatory auditors in the performance of scheduled audit activities
Performs other duties and projects as assigned by Audit Department management
Working or developing knowledge of risk-based auditing concepts and techniques such as internal controls, systems, security, etc. related to IT audit
Ability to develop or adapt programs/procedures on an as-needed basis
Experience coordinating multiple projects/assignments (2 to 3) simultaneously and completing assigned tasks accurately and on a timely basis
Possesses a strong attention to detail with excellent organization skills
Project management experience successfully planning, executing and maintaining a project from start to finish
Strong verbal and written communication skills with demonstrated success interpreting and communicating business needs between internal and external groups in a clear, focused and concise manner
Proficient in the use of Microsoft Office (Outlook, Word, Excel, Powerpoint, Access, Visio)
Exposure to automated systems, including mainframe and network based applications
Desired exposure to automated auditing tools, including ACL, Easytrieve Plus, etc
Certified in the Governance of Enterprise IT (CGEIT)
Certified in Risk and Information Systems Controls (CRISC)
Certification in Risk Management Assurance (CRMA)
Certified Information Privacy Professional/US (CIPP)
Certified Information Privacy Manager (CIPM)
Certified Information Privacy Technologist (CIPT)
Certified Professional Accountant (CPA)
Certified Financial Services Auditor (CFSA)
Chartered Financial Analyst (CFA)

IT Audit Resume Examples & Samples

4 years of related experience with audit readiness/support for FISMA and/or FISCAM audits or consulting experience with remediation of identified deficiencies
Successful experience identifying and evaluating information technology general controls and application controls
Experience in designing, documenting, evaluating and testing general and application controls
Proficiency with FISCAM, DIACAP, SOX, or COBIT frameworks
Familiarity with OMB, NIST, and FISMA
Proficiency with a large scale governance, risk, and compliance (GRC) toolkit
Proficient in PowerPoint, Word, Excel; Experience with Visio and MS Project
Ability to support limited travel
[Preferred] CISA, CGFM, CISSP, or CRISC certification

Senior IT Audit Resume Examples & Samples

Perform advisory work for key processes or projects being implemented consisting of evaluating gaps and risk and providing guidance prior to implementation
Consistently deliver quality work products (e.g., documenting audit methods, evidence of procedures executed
Be professional and tactful in all interactions: both verbal and written
Coach, train, onboard and provide guidance to less experienced members of the team
Knowledge of COBIT, ITIL, ISO, IT General Computer Controls (GCC) preferred
Knowledge of SOX applied to IT

IT Audit Resume Examples & Samples

To provide IT audit support, such as data extraction, data analytics through the use of Computer Assisted Audit Techniques (CAAT's), and targeted sample selection to the other members of the Internal Audit team
To ensure that audit scope memoranda take due account of IT-related considerations
Assist Internal Audit Management on the short and long term planning of IT-related audit activity and to provide IT-related direction and assistance to the Internal Audit Team
Review the risk management process to ensure that major IT-related risks are being identified and appropriately mitigated and to provide risk and control based advice to other areas of the business including major IT-related organisational change initiatives
To promote the rollout of audit automation and the increased use of computer assisted audit techniques (CAAT's) among the audit team
To work in association with external professional advisors to the audit team including external consultancies
To carry out or oversee audit work
To keep abreast of regulatory developments affecting the group and the wider IT environment generally
To research audit areas, scope assignments, carry out fieldwork, attend exit meetings, agree audit findings and recommendations, co-ordinate the receipt of management comments and to issue final audit reports
To monitor management actions to address agreed audit recommendations in a timely manner and review and challenge remedial actions taken by the business to address audit findings
To properly record the specific audit steps undertaken in an electronic work paper
Strong IT background, ideally having completed or currently completing a third level qualification in an IT-related discipline
Some level of familiarity with risk based auditing
Well developed analytical and computer-literacy skills with knowledge of Microsoft applications and preferably CAAT's
Strong interpersonal skills and the ability to work in a team environment
Proven ability of demonstrating a professional approach in all dealings with internal and external clients
A highly motivated self-starting individual
A strong focus on attention to detail
Strong understanding of risk and internal controls
Experience of insurance/financial services industry and strong business acumen
CISA or CISM qualified or willingness to undertake

IT Audit Resume Examples & Samples

4+ years IT audit experience, or 4+ years in a combination of both IT Audit and technology risk management or technology support experience
Bachelors' degree in business, information systems or related field
High -energy self-starter who thrives in large, complex environments

IT Audit VP Resume Examples & Samples

Planning, scoping and execution of the technology focused audits, as well as technology control components of business integrated audits
Leadership and mentoring of junior staff as well as hands-on execution accountability to meet planned audit timelines
Identification of key control issues and emerging risks; working with management to ensure timely and effective remediation
Building strong relationships within the audit group, the BlackRock technology organization management, other business partners
Effective management of resources to optimize productivity, meeting training and development needs, and delivering high quality, value-added assurance and advisory services
Hands-on experience with application and business integrated audits and supporting systems including databases, messaging platforms and application server components
Hands on technology development experience preferred
BA/BS is required
Professional certifications such as CISA, CISM, CRISC, CISSP, CEH

IT Audit Intern Resume Examples & Samples

Participate in scheduled, IT-centric audits or data analytics reviews that support the execution of planned financial evaluations
Identify and define the root cause of control issues. Review and evaluate the adequacy of internal controls, and compliance with IT security policies and procedures. Provide recommended solutions to identified internal control concerns
Be able to articulate impacts and provide viable solutions to risks identified through the course of an audit
Actively participate in department initiatives aimed at improving Internal Audit’s processes and procedures
Possess a high energy level, curiosity and strong work ethic with a commitment to continually improve self and others
Leverage strong interpersonal skills to effectively interact with senior management, peers, and other business contacts in a multi-cultural environment
Demonstrate conceptual knowledge of IT risks and general controls, basic knowledge of operating systems, databases and the network infrastructure required to operate a modern IT environment
Hands-on experience with the use of data analytics tools such as MS Excel, ACL, IDEA, Tableau, etc., a plus
Experience in general ERP security a plus
Willingness to travel internationally up to 30%, if needed

Principal IT Audit Lead Resume Examples & Samples

Bachelor’s degree in Information Technology, Finance, Accounting or Business
IT Audit planning, execution, and reporting
Knowledgeable in auditing principles and practices

IT Audit Intern Resume Examples & Samples

The intern will be responsible for performing detailed information technology audit reviews, internally to assess the Companys risk factors and performance related to existing information technology and proposed information technology projects
The position will also be responsible for performing audits and internal testing of controls around both the ChoicePoint & Reed Elsevier FTC Orders. RELX is one of the world's leading publishing and information companies with over 30,000 employees worldwide. U.S. businesses include: LexisNexis Risk Solutions, LexisNexis Legal & Professional, Elsevier, Reed Business Information, and Reed Exhibitions
This opportunity can provide you with great development and a chance to see if we are the right company for your long-term goals
This is a temporary internship position and is expected to last approximately 12 weeks beginning in May 2017 and ending in August 2017
Develop detailed process narrative walkthroughs of ISO27002 controls. These narratives will document the specific IT or business control processes from start to finish
This position is also responsible for obtaining business management review and approval of walkthrough documentation upon completion. These walkthroughs will identify business, privacy, security, compliance, information technology and regulatory risks, in addition to identifying cost savings opportunities and typically include the following type of control areas: application audits; network reviews; information security audits; system development life cycle (SDLC) reviews; and general controls reviews
Participate in the execution of test plans based on ISO27002 and reporting of internal testing for the FTC information security assessment for both Reed Elsevier and ChoicePoint FTC Orders under the direction and supervision of a Senior IT & Compliance Auditor or Senior Director, IT Security & Regulatory Controls Assurance
The IT Audit Intern shall execute and report information technology, privacy, and operational reviews with direct supervision from the Senior IT & Compliance Auditor or Senior Director, IT Security & Regulatory Controls Assurance
At least 3rd year degree seeking student in B.A., B.S. or Masters Degree in MIS, Computer Science, Information Systems, or Equivalent

IT Audit Resume Examples & Samples

1) Audit with technology risk management/ and some technology governance (A focus on Audit)
2) Risk or compliance experience in the financial services space (important since they will be interfacing with Regulators)
3) Mainframe experience with Audit background

IT Audit VP Resume Examples & Samples

Managing and leading the execution of audit reviews, including
Undergraduate or graduate degree in management information systems, engineering, technology, computer science, or a related field is preferred. BA/BS, or equivalent, is required
Extensive experience in technology function or in a technology audit role, preferably within the financial services industry
Advanced knowledge of technology controls including: application security management (e.g. user entitlements, authentication, accountability, data protection), system architecture and design (e.g. availability, performance, scalability, data integrity and validation), technology operations (e.g. change and release management, data backup and retention, performance and capacity management), and technology governance (e.g. technology risk management, cyber security rules and regulations)
Interest in broad exposure to investment management, sales, trading, operations, risk management, finance, legal, and compliance activities in the asset management industry
Familiarity with financial instruments and asset management processes
Intellectual curiosity and healthy skepticism

IT Audit Resume Examples & Samples

Obtain, analyze and evaluate accounting documentation, previous reports, data, flowcharts, etc
Prepare and present reports that reflect audit’s results and document process
Other ad hoc projects upon request

IT Audit Lead Resume Examples & Samples

7 years of experience in IT security or IT auditing required
Knowledge of NIST 800-53 or NIST 800-171 required, developing and executing audit procedures to test the design and operating effectiveness of NIST 800-53 or 171 controls
Ability to interpret results of vulnerability management tools required
BA or BS degree in Information Technology required
Security Certification required
10+ years of experience in IT security or IT auditing preferred
Experience in managing all aspects of an overall computing environment preferred
Experience in auditing large-scale system implementations preferred
Experience with Tenable Suite preferred
Experience in working with Cloud Solution providers preferred
Experience with government contracting preferred
Experience in developing junior staff preferred
Ability to translate contractual security requirements into a control framework preferred
Active Top Secret clearance or higher preferred
MA or MS degree preferred

IT Audit Assoc Resume Examples & Samples

Assisting in documenting control weaknesses related to testing exceptions
Working with Internal Audit Management to provide recommendations to internal clients for creation of agreed upon corrective actions
Assisting in the preparation of draft audit planning documents, audit procedures, and final reports for review by the Manager based on the work performed
Providing resolutions to an assortment of problems
Working under normal supervision while following established directions
Bachelor’s degree in Management Information Systems, Business Administration with an emphasis in Technology, Computer Science, Engineering, Accounting Information Systems, Math, or related discipline
Experience working in a team-oriented environment as well as independently
Big 4, ITGC, SDLC, application control reviews, systems development
Progress towards a certification of CISA, CPA, or CIA

IT Audit Internship Resume Examples & Samples

Assist in the auditing of new and existing information system applications and operating environments
Communicate audit findings in meetings and formal reports
Assist in the interpretation and communication of information to management
Undergraduate working towards a bachelor's degree with a minimum of 3.0 cumulative GPA
0-2 years of professional experience
Management Information Systems (MIS), Computer Science, or equivalent major

Senior IT Audit Resume Examples & Samples

Create concise and precise work papers to document test analysis and audit evidences that sufficiently sustain the audit conclusions
Prepare clear and accurate narratives and workflows of business and informational technology-related processes in accordance with the internal audit methodology and standards
Assistance to the external auditors, including Sarbanes-Oxley Act related testing, as instructed
Assist in the development of the audit approach and test procedures
Perform the field work by executing the test procedures
Lead project elements and provide performance feedback on staff auditors when needed
Requirements include
Bachelor's degree in Accounting or related major
A minimum of 3-8 years' experience in internal or external IT Audit experience as well as IT
General Controls audit and risk-based IT audits in core IT functions required
Professional certifications such as CISA, CIA, or CISSP, strongly preferred
In-depth knowledge of AICPA and/or IIA audit standards and practical application, and working experience with COSO and COBIT frameworks
Ability to travel 8-10% (domestically and internationally)

IT Audit Lead Resume Examples & Samples

Knowledge of NIST 800-53 or NIST 800-171 and developing and executing audit procedures to test the design and operating effectiveness of NIST 800-53 or 171 controls
BA or BS degree in IT required
Experience with managing all aspects of an overall computing environment
Experience with auditing large-scale system implementations preferred
Experience with developing junior staff preferred
Active Top Secret clearance preferred

IT Audit Intern Resume Examples & Samples

Leverage the COBIT 5 framework to design effective work plans for systems and processes
Works with management in order to gain understanding of the audited processes
Documents audit results in accordance with established audit standards
Identifies, documents and develops recommendations for control deficiencies
Establishes and documents agreement with management by working through audit issues
Offers value-added recommendations to management regarding internal controls
Collaborates with Financial/Operational auditors to complete integrated audits
Develops tools and processes to enhance effectiveness and efficiency of audit activities
Environments include: MSSQL, Oracle, zOS & UNISYS mainframes, AIX Unix Servers, Windows Servers and Active Directory, SAP, PeopleSoft, and Guidewire to execute audit procedures
Fluent in audit and control concepts, including knowledge of application and infrastructure security and general information technology process controls
Analytical skills, including the ability to assess complicated, interrelated situations and to look for the larger picture surrounding a given issue in order to make value-added recommendations
Comfortable working with the advanced functions of Microsoft Word including template management, and working with large amounts of data in Microsoft Excel
Strong written and presentation skills to effectively document results and articulate meaningful recommendations to management
Pursing degree in Management Information Systems, Computer Science, or a related field
Certified Information Systems Auditor (CISA) designation preferred
Experience with insurance companies is preferred
Data analytics experience, specifically with ACL, greatly preferred
SAP, Guidewire, PeopleSoft, MSSQL, Oracle, AIX Servers, zOS and UNISYS mainframes, or Windows Servers experience is preferred

Senior Analyst, Internal IT Audit Resume Examples & Samples

Applies knowledge of auditing and internal control concepts to evaluate IT networks, databases, systems, applications and other IT components
Demonstrates knowledge of IT systems design and architecture, process flows, process documentation and internal control identification
Will be conducting IT audits supporting software application projects
Determine if controls are adequate
Assist with the review of the internal process from an audit perspective
Need to understand internal audit and how IT supports business processes
Review development methodologies to determine standards of pre-implementation processes to assist with new system go lives
Hands on experience within an IT audit, IT risk environment or related working environment
Understanding of business processes from an application development standpoint
Ability to review controls and build out the frame works to test controls to determine gaps and risks
Familiarity with IT audit processes such as SOX or related audit processes
SAP knowledge or ERP implementation experience is a plus but understanding of software applications is ideal
Strong written and verbal communication skills and the ability to work with IT and business teams across the board
Applies working knowledge in the application of concepts, principles, and technical capabilities to perform varied tasks
Works on projects of moderate scope and complexity
Identifies possible solutions to a variety of technical problems and takes actions to resolve
Receives general guidance may receive more detailed instruction on new projects
Work reviewed for sound reasoning and accuracy

IT Audit Lead Resume Examples & Samples

Term goals and objectives. Specialize in the audits of Client-facing computing environments or labs and related technologies for compliance against the firm's Approved Computing Environment and Acceptable Use Policies and compliance with specific contractual requirements
Knowledge of NIST 800
53 or NIST 800
171 and developing and executing audit procedures to test the design and operating effectiveness of NIST 800
53 or 171 controls
Experience with auditing large
Scale system implementations preferred

Senior IT Audit Resume Examples & Samples

A minimum of five years of IT audit (internal / external) experience or relevant business experience
Intermediate / advanced understanding of IT applications, processes, and controls
Experience with information technology regulatory requirements, best practices and risk assessment methodologies

IT Audit Resume Examples & Samples

Detailed IT audit planning,
IT Audit execution
Risk reporting and monitoring
Degree qualified with Internal Audit quals (CIA, CISA, CA etc)
Specific relevant IT audit expertise (Windows and SQL Servers, Oracle, Cloud based computing, Virtual Environments, IT Networks)
Australian Banking / Financial Services IT Audit experience
Extensive post qual Audit experience across IT Audit categories
Excellent relationship building and stakeholder management experience

Assistant VP / Senior Associate, IT Audit Resume Examples & Samples

Perform IT audit in areas of cybersecurity and IT general and application controls such as change management, end-point security, and data centre operations
Demonstrate strong understanding, know-how as well as initiative to be resourceful to keep abreast of the key developments in subject areas
Proactively apprise the Team Manager / Team Leader of any major risk events, IT incidents, and external audit and regulatory issues arising during the audit or through regular contact with line management
Maintain trust-based professional relationship with line management of the Business Units/ Support Units
Promote risk and control awareness across the region

IT Audit Intern Resume Examples & Samples

SOX 404 Controls testing
SOX 404 Process Design (Walkthroughs)
SOC 1 Audit support and testing of controls
Assist with completion of audit fieldwork
Other general office assignments as required
Must be an undergraduate/graduate student majoring in a field related to the internship (i.e. Computer Science, Management Information Systems, Computer Information Systems)
Proficient PC skills to include MS Office Suite (Word, Excel, PowerPoint, Outlook)
Technology background required
Financial Accounting preferred
Demonstrate decisiveness and good judgment
Be flexible while achieving change
Consistently accomplish results
Have the ability to positively influence others
Maintain integrity in every situation
Openly communicate with all team members
Demonstrate excellent organization skills
Have the ability to work effectively with team members
Be energetic and enthusiastic to learn, individually and as a member of a team
Have the ability and desire to create quality results consistently
Be able to accept new challenges and work independently, provided with project objectives and guidelines

IT Audit Intern Resume Examples & Samples

Must be enrolled in a Bachelor’s or Master’s degree program, Accounting preferred. Business, Finance or Information Systems or equivalent experience may also be considered (in lieu of a degree)
Within 6-12 months of completing coursework at the start of the internship
Creative problem solving, critical thinking and research skills
Ability to work effectively both as part of a team and independently
Highly motivated and takes initiative with professional growth and development
Ability to work overtime, as needed
Must be legally authorized to work in the United States on a full-time basis upon hire. Moss Adams will not provide sponsorship for this position for candidates requiring sponsorship for employment visa status now or in the future (e.g., H-1B status)

IT Audit Liaison Resume Examples & Samples

Works individually or within a team on technology business consulting projects to meet specific client requirements
Serves as liaison between end-users and the information technology organization consultants during IT and technology consulting projects
Devises and/or modifies processes and procedures to achieve greater efficiencies and to solve the most complex business process problems related to computer equipment capacity and limitations, operating time, and form of desired results
Influences clients, business partners and service providers regarding priorities, hardware/software selection and/or vendor selection
Consults directly with the client and may travel to the client site
Acts as team leader for technical aspects of consulting projects, leading sub-plans or small projects
May require travel
Performs other related duties as required
Is resourceful and proactive in gathering information and sharing ideas
This role will include completing various client questionnaires, assisting in the researching, evaluating, and developing of relevant Information Security policies, standards, and guidance
This role will actively participate in technical exchange meetings and application reviews
This role will develop, assemble, and publish audit results to support internal risk management processes and programs
This position will engage with internal Business Units in strategic planning discussions which include; development of audit standards, alignment with new products and services for client and anticipate/plan for new audit/risk related inquiries
Works on multiple projects as a team member and occasionally leads client-related information security audits
Assists in the facilitation for coordinating all audit initiatives and prioritizes workload and delivers on time
Tracks and monitors responses in accordance with Information Security and Enterprise Risk standards
Prior Mortgage or Home Equity Servicing experience highly preferred
Experience in both technical core servicing and special servicing solutions preferred
Prefer some audit and risk experience
Familiarity with BKFS' products and services
In-depth knowledge of mortgage-and home-equity services industry and associated regulatory and compliance requirements
Knowledge of the tools, techniques and principles used in application development in objective-oriented development, or other relevant technology
Proficiency in business modeling and requirements definition disciplines
Proficiency in quality management methods, tools and technologies
Awareness of system-development protocol
Excellent customer service skills that build high levels of customer satisfaction for internal and external clients
Excellent verbal and written communication skills to technical and non-technical audiences of various levels in the organization (e.g., executive, management, individual contributors)
Willingly shares relevant knowledge and expertise to other resources
Excellent analytical, decision-making, problem-solving, interpersonal, team, negotiation, conflict management and time management skills
Ability to persuade and influence others on the best approach to take
Project management skills, including the ability to estimate work effort for project sub-plans or small projects and ensure the project is successfully completed

IT Audit Response Analyst, Senior Resume Examples & Samples

4+ years of experience with IT auditing
Experience in managing large teams throughout all IT audit phases
Experience with DoD audits
Experience with Microsoft Office tools
Ability to obtain a security clearance required
Experience with Navy audits preferred
BA or BS degree in Information Technology, CS, Accounting, Economics, or a related field preferred; MA or MS degree a plus

IT Audit Lead Infrastructure Resume Examples & Samples

You have an in-depth knowledge of technical IT environments
You like discovering new technologies and tools and love to explore new technologies hands-on
You possess strong analytical skills and are able to come with solutions to solve problems
You are able to plan ahead
You are naturally proactive, critical and curious
You have strong verbal and written communicative skills and interpersonal capabilities. Therefore, you know how to ask the right questions and get the right information, even when you have to overcome resistance
You are accurate, creative in your solutions and you describe yourself as a team player who is capable of working in international teams, as well as independently when the task at hand requires this
You are keen on self-development

Internal Audit & IT Audit Resume Examples & Samples

5+ yrs. of IT Audit experience
CIA, CRMA, CISA & CISSP certifications - preferred
Operational Audits, Regulatory Compliance Audits, Financial Audits, Contract Compliance Audits, or Sarbanes-Oxley Compliance
Performing internal IT audits of third party data center service providers
Creating and executing test plans
Strong understanding of IT general and application controls
Proven ability to create a complete audit plan from scratch
Strong knowledge of IT SOX requirements
In depth knowledge of user access, change controls and segregation of duties
Ability to perform assessments and identify risk
Adept at working with the IT Department and managing the remediation process

IT Audit Resume Examples & Samples

IT Auditor with a minimum of 5 to 7 years’ experience
Extensive experience in planning, coordinating, developing documentation and performing SOX Information Technology compliance (General IT Controls and Application Controls) work using both COBIT and Information Technology Governance Institute (ITGI) frameworks
Experience in documenting procedures, identifying risks and other associated controls to ensure compliance with SOX
Excellent communication (verbal and written), organization and planning skills

IT Audit Data Analytics Associate Resume Examples & Samples

Participating in the strategic development of the data analytics program including the design and implementation of appropriate tools and technologies
Collaborating with Internal Audit management and business partners to support the implementation of continuous auditing and monitoring activities
Working with the Internal Audit team to identify opportunities to leverage technology and analytics in connection with risk assessment and audit execution processes
Participating in short term data mining activities aimed at supporting audit delivery and other ad-hoc requests to support audit engagements
Building strong relationships with information technology teams to ensure that successful data mining and analytics activities are conducted
Supporting the VP, Data Analytics as necessary
Supporting the development and implementation of a long term Data Analytics strategy
Supporting the development and distribution of data analytics documentation, training and methodology
Supporting the development and maintenance of a data analytics inventory
Supporting the development of the function’s audit work paper, workflow, issue management and scheduling platforms
Undergraduate or graduate degree in CIS, finance, economics, risk management or other business related field is preferred
Strong skills in scripting SQL essential
Experience with data analytics and business intelligence tools such as Tableau, Qlikview, or Spotfire
Basic knowledge of text analysis, artificial intelligence, and machine learning
Commitment and strong work ethic

IT Audit Intern Resume Examples & Samples

Assist with performing IT audits of moderately complex systems across the TDS Enterprise
Determine if appropriate internal controls and compliance practices have been implemented in the IT environment, and if such controls are operating effectively
Conduct independent testing of selected key IT General Controls and conduct appropriate follow-up with control/process owners on any identified exceptions
Prepare deficiency assessments as required to support the SOX compliance activities across the TDS family of companies
Currently pursuing a BS/BA degree in Management of Information Systems (MIS), Accounting, or relevant field; second semester junior-level standing or above preferred
2+ semesters related accounting and/or information systems coursework, preferably with exposure to IT Audit concepts

IT Audit, VP Resume Examples & Samples

Structure and execute efficient and effective audits to
Identify potential risk, including awareness of risks both within span of control as well as enterprise-wide
Assign and review the work of audit team members for assigned engagements in coordination with Audit Director
Assess the state of the governance, risk management, and control environment aspects relevant to that risk
Maintain compliance with audit methodology, while also operating within industry best practices, applicable regulations, and internal and external professional practice expectations
Previous experience auditing technology-related MRAs
Deep knowledge of risk assessment, audit methodology, and IT audit execution

IT Audit Intern Resume Examples & Samples

Assist in project planning activities, including gathering, reviewing and interpreting data, interviewing key stakeholders to determine scope of audit procedures
Assist in performing audit testing procedures, including attribute-based controls, through various means – inspection, observation, and re-performance
Assist in performing direct assistance to the annual external audit
Perform other duties/projects as assigned
Currently pursuing an undergraduate (junior standing) or Master’s degree, preferably in Management Information Systems, Information Technology, Computer Science, Accounting, Finance or related discipline. Maintenance of a cumulative GPA of 3.0 or above

VP, IT Audit Resume Examples & Samples

Managing and leading the execution of audit reviews, including Project management and resource planning, Engaging with Radian stakeholders to understand and document key processes and risks within a specific business unit, Making risk-based determinations on audit scope, Designing and executing test plans to validate controls, Investigating and escalating issues identified during testing, Drafting audit reports and issue details, and Overseeing issue remediation
Contributing to ongoing business monitoring and optimization activities, including: Identifying emerging firm-wide and business risks, understanding organizational changes through periodical engagements with business units, and completing risk assessments of these areas; Leading projects aimed at optimizing business processes and control activities; Providing advisory services during the development of new businesses and systems; Performing regulatory and industry-driven audit reviews; Leading or contributing to department-wide initiatives
Develop and drive enhancements to selected training materials and execute department wide training around the changes: Monitor the execution of project plans and hold all stakeholders accountable for timely delivery of their commitments; Positively and creatively influence needed department change and champion critical department change initiatives; help others to anticipate and manage through change; Developing and maintaining effective working relationships with Radian businesses and support functions, including acting as the primary Internal Audit business engagement liaison for one or more lines of business; Contributing to ad hoc presentations to clients, internal committees, executive management, external auditors and regulatory bodies; Assisting in the formation of the annual audit plan leveraging the knowledge of the client’s environment and emerging risks in the related areas
Strong understanding of application development, databases, networking and technology infrastructure
Familiarity with mortgage banking and/or insurance industry
Strong project management, organizational, and presentation skills

100

Senior Analyst, IT Audit Resume Examples & Samples

Document quarterly IT SOX and Security compliance reports and process for review and approval of these reports
Document and publish quarterly schedule for execution of IT compliance review process
Implement processes to retrieve and review reports, identify any possible non-compliance issues with reports, and initiate and follow through on remediation steps for any non-compliance issues
Research any data requested by Security and Compliance teams to be added to reports
Research any data requested as follow up to submitted reports
Communicate preliminary and final reports to report approvers
Collect approvals from all necessary approvers for reports
Monitor for and document control changes
Gather business requirements, use cases, control requirements for translation into technical requirements for a compliance software package
Work with deployment team to ensure system implementation complies with business requirements
Ability to complete tasks and produce appropriate deliverables within constraint of report request deadlines and quarterly IT SOX submission schedule
Must be organized, persistent and be able to communicate effectively and professionally with a wide variety of teams
Team player with excellent written and oral communication and organizational skills
Undergraduate degree in Information Systems or other technology related discipline - equivalent work experience acceptable
Minimum five (5) years as a Business Analyst
IT industry experience
Strong data analystics and SQL skills
Thorough and detail-oriented with strong investigative skills
Experience with all Microsoft applications: Access, PowerPoint, Excel
Experience with IT controls
Demonstrates understanding of IT technologies including Windows, Unix, Linux, SQL Server, Oracle, and Sybase
Demonstrates excellent communication, organizational and follow up skills
Demonstrates willingness to learn new skills and technology concepts and provide knowledge transfer to other team members

101

IT Audit / Risk Mgmt Resume Examples & Samples

Assist with planning of clients and develop test work books and sheets
Perform Audit (IT Audit)
Review applications (cloud environment, infrastructure, data and server)
Must have 3+ years previous IT Audit experience
CIA or CSA preferred, but not required
Big 4 experience is a plus
Must have strong communication and interpersonal skills

102

IT Audit Intern Resume Examples & Samples

Learn how to apply Audit Services standards and processes through participation and on-the-job training
Learn appropriate methods to provide quality client service through participation in meetings with the Audit Client
In accordance with Department standards, learn to develop accurate and complete work papers that adequately support the work performed
Learn how to prepare audit observations that add value to business owners taking into consideration: Criteria, Condition, Cause, Effect and Recommendation
Attend CNP Internship Program events
Create and present a formal presentation of the internship experience
Ability to work in a team focused work environment as well as take individual responsibility for completing audit tasks
Self-motivated and the ability to work without significant supervision
Proficiency in Microsoft Office preferred

103

IT Audit Intern Resume Examples & Samples

Must be currently enrolled at an accredited university pursuing a degree in a related field of study
Demonstrates a strong working knowledge of MS Office
Ability to work in one of FIS’ strategic locations for the duration of the internship
GPA requirement of 3.0 or higher
Additional skills, knowledge, and experience may be required based on the type of functions the incumbent will perform

104

IS / IT Audit Intern Resume Examples & Samples

Participate in all aspects of team-based internal control reviews of Nestlé information systems/technologies, applications, brand websites, security and data centers to ensure identified risk areas are properly controlled
Assist the audit planning, reviews and assessment of business risk
Utilize data analysis tools (i.e., ACL, IDEA, Microsoft Office) and techniques against master and transactional data files to deliver comprehensive exception reporting against Nestlé policies
Present findings and recommendations in meetings with team members and clients
Assist in Control Framework initiatives to review SAP role assignments to ensure approved segregation of duties cases are mitigated and allocation of highly sensitive roles are appropriate

105

Director, IT Audit Resume Examples & Samples

Finance is responsible for the accounting, tax, financial plans and policies of the organization, establishing and maintaining fiscal controls, preparing and interpreting financial reports, oversight of financial systems, strategic decisions and support, and safeguarding the organization's assets
Applies knowledge of auditing and internal control concepts to evaluate IT networks, databases, systems, applications and other IT components
Leverages project management skills to define audit testing plans, execute and document internal controls testing, and document testing results and related audit findings
Demonstrates strong interpersonal skills to interact with others in a constructive manner that builds trust
Clearly and accurately documents IT systems design and architecture, IT operational processes and related audit findings
Provides leadership to managers and experienced professional staff; may also manage front line supervisors
Manages an organizational budget
Develops and implements policies and procedures to achieve organizational goals
Assists in the development of functional strategy
Decisions have an extended impact on work processes, outcomes, and customers
Interacts with internal and/or external leaders, including senior management
Persuades others into agreement in sensitive situations while maintaining positive relationships
Spearheads the IT Audit strategy for Internal Audit and monitors the changing landscape of technology to reconcile emerging risks against enterprise projects to address cyber risks through testing
Annually performs risk interviews with all levels of IT leadership to formulate the IT Audit plan for both Infrastructure and Application based reviews
Manages perpetual licensing and contracts for Internal Audit software and applications (e.g. data analytics, data visualization, SharePoint, documentation repository)
Maintains availability 24x7 for hardware supporting Internal Audit software and applications (e.g. network storage, software, applications)
Serves as the main contact for all outbound reporting and external facing dashboards sent to upper management and the Enterprise Risk function
Maintains a global presence for IT Audit including US, Canada, China, Europe, Japan and other emerging entities
Embraces both urgency and diligence in leading the overall IT Audit effort to provide timely and accurate results to the Audit Committee quarterly
Serves in a consultative function for both the enterprise within various committees and the Internal Audit department during periods of integrated (i.e. Finance & Operations and IT) reviews
Bachelor’s and Advanced degree in related field, or equivalent work experience
8 years experience in related field
5% - 10% travel

106

Senior Analyst IT Audit Resume Examples & Samples

Provide support to the SOX compliance and IT audit functions as well serving as the liaison to the IT and Business units
Conduct quarterly performance assessments for SOX controls related critical applications and relevant infrastructure
Prepare clear, accurate and complete work papers in accordance with department quality standards; meet project timelines and deliverable due dates
Assist audit team in identifying and developing formal IT controls related to IT process been audited within the company
Coordinate audit-related tasks to ensure the readiness of managers and their teams for audit testing and facilitating the timely resolution of any audit findings
Manage and report on the progress of remediation steps on identified control deficiencies
As necessary, perform follow-up on assigned SOX and audit report action plans to ensure that the business partners have completed agreed upon action
Monitor progress and results of risk assessments performed by IT management and control personnel throughout the company
1-3 years of related experience in IT Audit or Compliance
College degree and 2 years of related work experience, or Associate degree and 4 years related work experience
Strong project management and communication skills (written and oral) with internal organizations and external/internal auditors
Organized and detail-oriented, able to work well under deadlines in a changing environment and complete multiple projects effectively and concurrently
Attention to detail with emphasis on problem-solving, high-quality work product and strong analytical skills
Demonstrated ability to apply IT-related knowledge and experience in solving compliance issues
CIA, CISA, CISSP, or similar certification a plus
Proficiency with Microsoft Office software, Excel, Word, PowerPoint, Visio and SharePoint

107

SOX IT Audit Intern Resume Examples & Samples

Efficiency and effectiveness of business and Information technology (IT) operations
Compliance with applicable laws and regulations (i.e. Sarbanes – Oxley)
Attending walkthrough meetings to assist with identifying and testing of key IT dependent SOX controls and IT General Controls (ITGCs)
Documenting process and control workflows
Design test procedures to determine the effectiveness of control activities
Gathering evidence for control testing
Identifying populations of control evidence
Selecting samples for control testing
Documenting test results within testing spreadsheets
Identifying and evaluating instances where control objectives are not being met
Junior or Senior (could be pursuing master’s degree) status majoring in Accounting/Finance (with an interest in IT) or Information Technology related fields
Strong PC Skills (Excel, Word, PowerPoint, Visio)

108

IT Audit Resume Examples & Samples

Provide quality services to clients by focusing on their IT and security controls
You will use your strong analytical skills to develop quality solutions to meet client requirements
O Examples of specific assignments could include: Performing technology risk assessments and reviewing, documenting, evaluating and testing general computer controls including access controls, change management, security, backup and operations controls, in a wide range of computing environments (e.g., mid-range, client/server and mainframes), for Service Organization Control (SOC) engagements, internal audit projects, financial audit support and Sarbanes-Oxley 404 assessments
Assess security of client networks, hosts, and applications
Reviewing, documenting, evaluating and testing application controls, particularly automated controls on a wide range of software application packages for financial reporting
Assisting financial audit and Sarbanes-Oxley compliance teams in the identification of control objectives and the design of control procedures to address those objectives
Identifying internal IT controls, assessing their design and operational effectiveness, determining risk exposures and developing remediation plans
Communicating findings and recommendations to client personnel
Determine technical and business impact of identified security and control issues and provide remediation guidance to clients
Measure and report clients' compliance with established industry or government requirements
5+ years' experience in IT Audit, IT Security, Information Risk Management, IT Governance or other IT Compliance related work. Prior responsibilities should include performing IT risk assessments and controls reviews and recommending, designing and advising on applicable IT controls
Expertise in IT internal controls and their applicability with regards to financial reporting and information systems support processes
Good understanding of relevant regulations and industry standards (e.g., SSAE 16/SOC, FFIEC, SOX, COSO, COBIT, ITIL, ISO27001, PCI, HIPAA and GLBA) and best practices and methodologies to address these requirements. Ability to apply these requirements to organizational internal control frameworks
Professional certifications including Certified Information Systems Auditor® (CISA®), Certified Information Systems Security Professionals® (CISSP®); Certified Public Accountant (CPA), Certified Information Security Manager® (CISM®) and Certified Information Privacy Professional (CIPP)
Strong time management and organizational skills
Great attitude and strong work ethic
Experience in the performance of Service Organization Control (SOC) assessments
Technically knowledgeable in cross-platform system security - particularly with regards to operating systems, databases, networking and transactional processing environments
Proficiency with a variety of operating systems including Windows, OS400, UNIX and LINUX
Proficiency with commercial and open source database management systems (MS-SQL, MySQL and Oracle)
Experience with ERP systems such as SAP, Oracle, PeopleSoft, JDE and MS Dynamics

109

IT Audit Resume Examples & Samples

Participate in IT Risk and Assurance engagements
Help prepare reports and schedules that will be delivered to clients and other parties
Build strong internal relationships within Ernst & Young Advisory Services and with other services across the organization
Contribute to people-related initiatives including recruiting and retaining IT Risk and Assurance professionals
Maintain an educational program to continually develop personal skills of staff
Governance and IT management
IT governance and risk
Control frameworks such as COSO
Enterprise risk services with a specific focus on IT, and related industry standards
IT risk management framework
Common IT governance and control industry frameworks, including CObIT, RiskIT, ValIT, IT
Governance Institute and ISACA good practices
IT industry frameworks such as ITIL and CMM
Security modeling
Sensitive access and SoD testing
Controls testing
Process systems and integrity, including risks and controls within business processes (manual, automated, security)
Project management and program management office (PMO) experience involving ERPs
Project assurance/advisory services experience involving ERPs
System selections
Targeted assessments
Pre- and post-implementation reviews
Basic programming compliant with ACL, DB and Microsoft Office skills/experience, e.g., Excel and Access

110

Director, Global IT Audit Resume Examples & Samples

Design and implement an IT Audit center of excellence and supervise IT Audit team, with Global responsibility for IT Audit, including IT general controls, technical and operational controls, project assurance, cyber security, and safeguarding of assets
Support BU audits and investigations as appropriate to ensure integrated audit and coverage of system risks
Lead the ITGC, Application Controls, and Reports testing performed for the Company’s annual SOX assessment. Work in partnership with IT management to continuously improve internal controls over system and application security, system implementations, and application maintenance processes. Drive value in improvement of internal control and reduce costs by assuring program is effective and reliance by PwC on internal work is high. Build and maintain relationship with PwC to drive efficiency, coordination and reduction of PwC fees
Through verbal and written reports and interactions provide Audit Committee and Senior Management with assurance, insight, and improvement on all the above activities
8 + Internal Audit, External Audit or related. 5+ years of multi-company / industry experience with multi-location settings. Significant portion of career in audit role

111

IT Audit Resume Examples & Samples

Successful candidate will have an experience selling Risk Advisory Services solutions
Develop and maintain strong relationships with centers of influence and professionals
Effectively manage overall client relationships to exceed client satisfaction related to IT Audit functions
Heighten the RSM US LLP brand by demonstrating thought leadership and embracing the marketing campaign and programs supported by the firm

112

IT Audit & Risk Mitigation Analyst Resume Examples & Samples

Bachelor’s Degree Business or technical; or equivalent work experience
Three to five years of experience in Information Security or IS Audit
Information Security and/or Audit certifications a plus (e.g. CISM, CISA, CISSP)

113

IT Audit Resume Examples & Samples

Responsible for the delivery and management of a portfolio of audit assignments to ensure that all business and technology risks are anticipated, identified, recognized, and appropriately managed in alignment with the departmental audit plan and initiatives
Performs risk assessments and develops a quarterly audit plan
Review or prepares reports of audit findings for business managers and proposes recommendations for changes as needed
Participates consultatively in implementing changes to the extent possible
Serve as subject matter expert with managerial responsibilities over aspects of large-scale, most complex, or high profile audits
Track and follow up on open issues and key business initiatives
Consult with clients in developing action plans to resolve control issues or risks and handles the resolution of high-risk issues with management
Ability to complete risk based audits of Bank departments and functions with investigative rigor
Excellent verbal and written communication skills, including presenting, listening and interviewing
Competent knowledge of generally accepted audit standards and Corporate Internal Audit standards
Advanced knowledge of
Systems Development Life Cycle (SDLC) methodology
COBIT principles, Sarbanes-Oxley
Knowledge of banking laws and regulations
Automobile
Minimum of 8-10 years’ experience in IT audit; public accounting experience preferred
3-5 years’ experience working in technology or security operations preferred
CISA, CISM or CISSP designation(s) required
Bachelor’s degree in accounting or information technology

114

Senior Analyst, Internal IT Audit Resume Examples & Samples

Audits IT processes
Evaluates IT risk to the organization and performs tests of controls to assess the adequacy of the control environment
Identifies control weaknesses and recommends improvements
Recommends areas for future audit projects
Performs a variety of tasks as assigned in association with the audit methodology
Works proactively with internal customers to ensure audit recommendations are implemented timely

115

IT Audit Lead Resume Examples & Samples

Manage day- to-day audit support activities
Develops and delivers an audit program and associated training to improve consistency and quality
Build strong relationships with clients and internal departments to understand the IT security challenges and opportunities
Able to work with PMs to manage small to large sized projects- managing scope, schedule, resources, risks/issues, and cost
Support the creation of audit management best practices, tools, and ways to drive audit remediation efforts
Understanding of cyber security and experience with IT Audits
Strong leadership skills managing a diverse team
Strong focus on collaboration, team building, and customer service
Demonstrated skill running effective meetings and getting buy-in and participation from executive leaders
Able to quickly adapt to changing environment and deadlines to provide a consistent level of service
Effectiveness working diplomatically across teams with varying objectives
Strong oral and written communication skills across all levels
Microsoft Office (Word, Excel, Visio, PowerPoint, MS Project), MS SharePoint
Professional Certification such as CISSP or CISA or another relevant industry Certification
Experience managing 5 or more direct reports
Understanding of NIST Special Publication including NIST SP 800-53 and other standards
Understanding of FISMA and other audit and security standards
Strong time management and multitasking skills as well as attention to detail
Experience working with multiple high priority tasks simultaneously
Excellent oral and written communications skills, including writing comprehensive reports and white papers
Ability to communicate IT, networking, and security concepts to personnel at all levels of experience and responsibility
Senior level documentation and reporting skills
Experience as a government contractor
Experience working as an audit liaison with third-party and internal auditors for IT-related audits is strongly desired

116

Associate IT Audit Resume Examples & Samples

Part of team working onsite at clients, conducting general control reviews and application control reviews
Will be responsible for writing reports and documenting findings
Things like time management, discipline, accountability, self-motivation and eagerness are important
B Degree / IT Audit Diploma / Internal Audit Diploma
1 years IT Audit experience
IT Audit interest and understanding (A1)
Experience in Business Process Analysis
Ability to build sound internal relationships
Good time management
Strong Administration skills
IT audit experience, reviewing diverse application & general control environments
Ability to spot problems, and trace to root cause to recommend solutions
Share E&Y's values and vision
Team building ability

117

Associate Director, IT Audit Resume Examples & Samples

A minimum of 5-7 years of IT and/or audit experience
A proven record of success managing teams, identifying key risks and controls, performing controls readiness projects and identifying and assessing configuration of controls in business processes as well as in IT infrastructures, security, change management, operations and program development,
Extensive project management skills related to IT audit projects
Advanced written and verbal communication skills and presentation skills
Excellent leadership, teamwork and client service skills
Demonstrated integrity within a professional environment

118

IT Audit Professionals Resume Examples & Samples

Guide, direct and execute compliance program work and compliance monitoring activities to ensure efficient processes supporting audit activities including SOX, PCI and related requirements for global enterprise applications and payment platforms
Work in close collaboration and partnership within clients’ business, audit, engineering, and information security teams. Facilitate cross functional workflows and relationships
Evaluate and review IT general controls, application controls and report baseline testing to formulate recommendations to mitigate risk, strengthen controls, and improve operational efficiency
Provide subject matter expertise in areas of risk and internal control. Develop and deploy tools and reporting mechanisms in support of tracking issue resolution, KPIs, and controls testing
Identify opportunities to mitigate emerging risk
Identify activities subject to IT risk and evaluate their significance and assess the degree of risk
Provide support as needed to clients’ external auditors to ensure controls are adequately designed and operating efficiently
Execute remediation and testing mechanism of IT general and application controls to address audit recommendations and findings
Facilitate follow up with client teams to ensure corrective action plans are implemented and provide status reporting as applicable
Assess and enhance controls around systems implementations/updates
Leverage technology investments to establish, optimize and sustain controls
Improve efficiency and add value enterprise-wide to identify system improvements, minimize IT overhead and implement IT audit strategy
Perform investigative and data mining procedures and analysis
IT platforms include: ERP systems, Governance portals, eDiscovery packages, system infrastructures and architectures, cloud and mobile environments
Perform third party vendor management review
Collect and monitor information security metrics, recommend and implement countermeasures
Expert review of privacy features and disclosures
Analyze and assess IT environments and risk for Mergers & Acquisitions activities
Manage reporting and resolution of issues, risks and dependencies, proactively identifying potential planning gaps, suggesting mitigations to risks, actions to close issues or complete open items
Excellent communications and facilitation skills to build relationships and foster trust at all organizational levels
Experience with data analytics and data mining tools
Business acumen to assist in offering meaningful value-add compliance services
Representative accreditations: CISA, CIA, CISSP, CPA
Enterprise level experience
Minimum 7 years of experience leading and executing compliance programs with a demonstrated knowledge of IT General Computer Controls, including Information Security, Information System Operations, Vendor Management, Business Continuity, Networks, Database, System Software, Hardware, and Application Development controls
IT audit experience, preferably with a complex Fortune 500 or Big 4 firm to include current reviews (e.g., SOX 404 evaluation and testing, PCI) and future (e.g. ISO 27001, SSAE16, SOC1/II)
Prior experience and a talent for interfacing with business sponsors, technical groups, steering committees and executives to meet or exceed various stakeholder interests through to the successful completion of the project
Grounding in at least one widely used program/project management and methodology or framework (e.g., PMP, Lean, Six Sigma Certifications) as well as COSO and/or COBIT frameworks
Ability to assess the overall risks and the design and operating effectiveness of controls over different operating systems (e.g., Windows, Unix, Linux, AS400, etc.), databases (e.g., SAP, Oracle, SQL, etc.) supporting infrastructure (e.g., routers, switches, firewalls, security utilities, etc.), applications and typical IT related processes (e.g., change management, problem management, access management, etc
Vulnerability management
Disaster recovery planning/business continuity
Network security (physical, environmental, and logical)
Audit logging and monitoring

119

IT Audit Experienced Associate Resume Examples & Samples

Financial reporting and information technology risks, processes and controls
COSO Framework, CoBIT and/or other leading business and IT control frameworks; and,
Key domains of information technology general controls, including change management, access to programs and data, computer operations and systems development
Identifying key risks and controls, knowledge of Sarbanes Oxley readiness, controls optimization, including the configuration of controls around security, business process and within IT environments
Facilitating aspects of the adaption a work program and practice aid, as well as perform assessments, using PwC's proprietary or other relevant tools to evaluate controls, security, SOD, and potential for optimization
Exhibiting project management skills, including developing project plans, budgets, and deliverables schedules
Assisting in the creation of a positive environment, monitoring workloads of the team while meeting client expectations, and respecting the work-life quality of team members

120

Director, IT Audit Resume Examples & Samples

As a member of the Internal Audit leadership team, develops and implements strategic and operational plans related to the implementation of Realogy Internal Audit’s vision, mission, and overall goals and objectives
Serves as the leader of the IT audit function within Realogy Internal Audit
Manages the IT internal audit team (including IT co-source) based in Madison, New Jersey
Key liaison with Realogy CIO and CISO
Understands and applies The IIA’s International Standards for the Professional Practice of Internal Auditing, COSO 2013, ISACA’s COBIT 5, etc
This position involves U.S. domestic and international travel (10% to 25% annually)
Identifies IT risk areas on a global basis and plans audit projects accordingly
Develops and maintains the IT portion of the audit universe
Hands on and participates in executing and completing IT audit projects and related procedures
Develops and maintains the annual IT internal audit plan, including the risk assessment process
Delivers the annual IT internal audit plan, including audit and assurance engagements, project risk assurance reviews, and special projects as assigned
Schedules, manages, performs and closes IT audits/projects
Oversees the work of IT audit staff, reviewing workpapers and reports
Performs ad hoc projects including project assurance, due diligence, investigations, etc
Participates in project management activities such as system pre-implementation and/or business process enhancements/re-engineering, where warranted and applicable, and provides value-add advice and insights
Identifies further opportunities where the IT audit department can be of assistance to divisions, developing relationships and effecting communications
Trains and coaches IT audit staff and audit clients on IT issues, tools, and best practices
Manages IT co-source provider relationship
Stays current with the changing business environment — e.g., network and application level
Minimum of a bachelor’s degree, from an accredited college or university, with a major Computer Science, Management Information Systems or related field of study
Minimum of 10+ years of progressive experience at a “Big Four” CPA firm and/or large public company in IT and/or IT internal audit department
Must have a minimum of one active IT professional designation — i.e., Information Systems Auditor, Certified Information Security Manager, Certified in the Governance of Enterprise IT, Certified in Risk and Information Systems Control, and/or Certified Information Systems Security Professional,
Applied advance knowledge and expertise in the use of IT concepts, audit methodologies, risk-based auditing techniques such as COSO Internal Control – Integrated Framework (2013), The IIA’s International Professional Practices Framework (2017), ISACA’s COBIT 5 framework (2012), Sarbanes-Oxley Act of 2002, etc
Ability to manage the IT audit function across the organization semi-autonomously, from a planning, audit-execution and administrative perspective
Ability to properly demonstrate advanced level IT audit concepts and techniques
Ability to understand the company’s IT and overall strategy and objectives and related key business processes, operational procedures and systems
Knowledge and ability to link company and IT specific objectives to audit objectives through good practical judgement and decision making skills
Strong administrative skills including the ability to multi-task
Ability to see a project through to completion and take ownership
Excellent computer proficiency in Microsoft applications and data interrogation software (ACL and/or IDEA)
Confidence and self-motivation
Creativity and ability to think out of the box
Must be able to travel a minimum of 10-25%
Advance degree(s), from an accredited college or university, in Accounting, Business Administration, Finance or related field of study a plus
Prefers a candidate with relevant work experience in a “Big Four” accounting firm or Fortune 500 company, with demonstrated working knowledge of IT governance, risk management, and internal controls
Prefers a candidate with one or more of the acceptable professional designations — e.g., Certified Information Systems Auditor, Certified Information Security Manager, Certified in the Governance of Enterprise IT, Certified in Risk and Information Systems Control, and/or Certified Information Systems Security Professional, Certified Public Accountant or equivalent, Certified Internal Auditor, Certified Fraud Examiner, etc
Applied advanced knowledge and expertise in the use of risk-based audit methodologies, tools, and techniques
Awareness and knowledge of COSO Enterprise Risk Management — Integrated Framework (2004)

121

IT Audit Resume Examples & Samples

Minimum 3 years related experience
Proficient computer software skills, advanced excel(vlook-up, pivots)
Ability to handle multiple projects simultaneously

122

VP IB Tech-it Audit Lead Resume Examples & Samples

Support the Director in scoping the audit plan and leading audits to provide assurance on the Barclays Chief Operations Office (COO) control environment
Complete audit test work
Update the Director and audit team with progress and observations on audits
Write high quality audit observations and support the Audit Director in writing the report
8+ years experience demonstrating a proven track record of high performance in previous roles, including
Experience of working in global teams
Knowledge about new and emerging financial products and services
Proven experience in risk based auditing or risk/control activities of application and general computer controls within the Markets/Investment Banking industry
Knowledge of the Markets/Investment Banking industry, related products/businesses and associated risks

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