Cash Equity Resume Samples

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EW
E Weber
Evangeline
Weber
7423 Velma Hollow
Houston
TX
+1 (555) 639 0431
7423 Velma Hollow
Houston
TX
Phone
p +1 (555) 639 0431
Experience Experience
Houston, TX
Cash Equity Operations
Houston, TX
Huels-Schulist
Houston, TX
Cash Equity Operations
  • Resolve non-routine problems are solved by developing alternatives or selecting from established approaches
  • Applies compliance regulations as established by local regulators and internal policies
  • Interacts with client base, peers and mid-level management
  • Inventory Management
  • Perform and/or review Reconciliations between Corporate and local systems
  • Knowledge of market platforms such as DCV and Sebra
  • Advanced English – oral and written
Chicago, IL
CIB Sales & Marketing UK Cash Equity Sales Newly Qualified ACA Analyst
Chicago, IL
Keeling, Gerhold and Wintheiser
Chicago, IL
CIB Sales & Marketing UK Cash Equity Sales Newly Qualified ACA Analyst
  • Providing market updates and commentary to client base
  • Interest in the stock market and asset management industry
  • Assist in formulating, marketing and executing trade ideas
  • Contribute to building a strong presence which challenges the existing competitors in the market place
  • Shadow pricing, refining and analysing trading activity for clients, executing and booking trades
  • Supporting senior salespeople covering UK clients across cash equity products
  • Conducting analysis of markets, their size/breakdown/drivers. Mapping new markets for the desk
present
Houston, TX
Cash Equity Operations Specialist
Houston, TX
Lueilwitz-Cummerata
present
Houston, TX
Cash Equity Operations Specialist
present
  • Work with external connectivity providers and extranets
  • Communicate with incident managers and customers in case of Major Incidents
  • Project management and User Acceptance Testing in connection to system upgrades
  • Provide support and analysis for all technical queries and reported problems regarding the INET, GCF, and peripheral/surrounding systems
  • Liaise with related groups to resolve technically related issues, including Major Incidents
  • Central point for distributing technical information (IT notices) to customers
  • Certification for FIX and OUCH trading protocols
Education Education
Bachelor’s Degree in Computer
Bachelor’s Degree in Computer
Kaplan University
Bachelor’s Degree in Computer
Skills Skills
  • Basic knowledge of SQL, Oracle, MySQL
  • Basic system management knowledge of Linux and Windows systems
  • Ability to quickly learn and adapt to new technology
  • Ability to work in a fast-paced environment
  • Reliable and trustworthy
  • Ability to work with a group and independently
  • Excellent customer service skills
  • Good organizational and analytical skills
  • Excellent language skills in written and spoken English
  • Knowledge of FIX and Nasdaq proprietary software specifically OUCH, ITCH and TIP
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2 Cash Equity resume templates

1

Cpb-cash Equity Dealer Resume Examples & Samples

  • As a member of the cash equity execution team, you will be responsible for both advisory and execution of cash equity trades within CPB
  • You will interact primarily with Private Bankers and Investment Counselors in Hong Kong and Singapore
  • You will develop a strong understanding of their clients’ needs, in order to advise on appropriate investment solutions and opportunities
  • Degree holder with at least 4-5 years of relevant experience; dealing and advisory experience in both HK, and US equities. Other markets is a plus
  • Must have excellent knowledge of cash equity markets, dealing and operations. Those with knowledge in global equity markets will be preferred
  • Strong presentation skills. Previous experience involving direct client contact will be beneficial
  • Fluent in both spoken English and Cantonese (fluent Mandarin as a third language is preferred)
  • A team player with excellent interpersonal and communications skills
2

Cash Equity Corporate Actions Team Leader Resume Examples & Samples

  • Ensure all items on the Supervisor’s checklist are reviewed and signed off on a daily basis
  • Ensure all Risk Events have a write up completed and suitable preventative action plans are put in place
  • Ensure all Escalation items, Deadlines and Pay Dates are included on the Escalation spreadsheet in line with criteria and included on EOD Escalation to the business if required
  • Ensure all breaks/fails on the weekly risk reporting are fully understood and narrated for your team
3

Cpb-night Desk Cash Equity & Equity Structured Products Dealer Resume Examples & Samples

  • Degree holder with 2 to 5 years of equity dealing experience; dealing and advisory experience in US equities is a plus
  • Must have excellent knowledge of cash equity markets, dealing and operations
  • Bloomberg EMSX dealing experience is preferred
  • Strong presentation skills; previous experience involving direct client contact will be beneficial
  • Fluent in spoken English, Cantonese and Mandarin
4

Cash Equity Middle Office Manager Resume Examples & Samples

  • Management of a team of 6 individuals performing a number of client service and reconciliation functions in Cash Equities
  • Enhance the Risk and Control framework within the global operations department, driving and coordinating activities in London and working closely with teams overseas
  • Core day to day processes include coordination of 3rd party payments, handling client queries and various reconciliation performance, monitoring, review and breaks resolution
  • Take lead in risk & control projects and process reviews and enhancement
  • Co-ordinate testing and perform attestation on quarterly controls sign-off
5

Cash Equity Product Controller Resume Examples & Samples

  • Involved in the production of the daily P&L for the Core, ETF, Program Trading & Electronic Market Making strategies
  • Complete monthly Net Revenue reconciliation identifying the differences between our General Ledger and the P&L reporting systems. Producing commentary and required substantiation documentation
  • Outstanding attention to detail and follow up
6

Cash Equity Corporate Actions Analyst Resume Examples & Samples

  • Ensure all items on the Supervisor’s checklist adhered to on a daily basis – any issues of concern are raise to line manager and escalated accordingly
  • Ensure all files are 4 eye checked and instructions/liabilities released prior to agent deadline
  • Ensure all Risk Events have a write up completed and suitable preventative action plans are put in place. Provide focus documents for all event of significant size and exposure to provide an overview of UBS direction on more complex market event
7

Cash Equity Product Control Associate Resume Examples & Samples

  • Ensure that P&L is recorded accurately and prepare monthly accounting close
  • Control account check and follow up any PL related issues
  • Revenue allocation
  • Get involved with large global projects, being lead within finance
  • Previous experience within Product Control
  • Accounting qualifications like CPA
8

CIB Sales & Marketing UK Cash Equity Sales Newly Qualified ACA Analyst Resume Examples & Samples

  • Supporting senior salespeople covering UK clients across cash equity products
  • Shadow pricing, refining and analysing trading activity for clients, executing and booking trades
  • Providing market updates and commentary to client base
  • Contribute to building a strong presence which challenges the existing competitors in the market place
  • Assist in formulating, marketing and executing trade ideas
  • Conducting analysis of markets, their size/breakdown/drivers. Mapping new markets for the desk
  • Learning fundamentals of our markets
  • Support other parts of the firm in their cash equity marketing efforts
  • Bachelors degree minimum of a 2:1 or equivalent
  • ACA qualification
  • Strong analytical, numerical and quantitative skills
  • Must display an aptitude for working with other members of team, be willing to embark on a steep learning curve and be able to ultimately cover clients independently
  • Ability to balance the needs of our clients with the Bank's interests
  • Ability to absorb information quickly and accurately while working under stress in a very fast paced environment
  • Proactive and eager to learn
  • Good Excel, Word and PowerPoint knowledge
  • Interest in the stock market and asset management industry
9

Cash Equity Dividends Analyst Resume Examples & Samples

  • Act as point of escalation for the offshore and onshore team
  • Assist in managing requests and approvals
  • Approve payments and pre-defined payment templates
  • Assist with reconciling complex events
  • Provide guidance to offshore team where required
  • Assist in the clearance of aged income claims
10

Cib Sco Back Office Cash Equity Analyst Based Resume Examples & Samples

  • MS Office package
  • Strong punctuality
  • Good Communication skills-both written and verbal
  • Work under pressure
  • Team Work
  • Pro-active profile
11

Head of Cash Equity Trading Resume Examples & Samples

  • Position located in New York with trading / risk mgmt authority on overseas books
  • The business deals with a lot of exchange-listed and registered securities so it is very much scrutinized and influenced by regulators
  • The role involves participation in reputational and new business review committees to ensure that products and transactions comply with internal and external guidance
  • The role is highly impacted by market conditions and tax and regulatory issues on cash products
  • Degree level in math or statistics and thorough understanding of financial markets
  • Substantial experience trading and risk management of Equity products
  • Extensive knowledge of how a trading platform operates (systems/operations)
  • Proven leadership skills from an IT perspective
12

Junior Cash Equity Agency Execution Trader Resume Examples & Samples

  • Execution of Client orders both in Hong Kong and China
  • Post market reconciliation and crossing
  • Liaison with Operations, IT, Compliance on a regular basis*LI-JG1
  • A Bachelor’s degree or equivalent
  • Strong analytical skills, including the ability to quickly spot trends and characteristics in high volume data
  • Strong verbal communication skills, both English and Mandarin
  • Ability to effectively use systems and technology; working knowledge of Windows based applications a plus
  • Strong organizational skills, including the ability to coordinate, prioritize, and manage multiple activities
  • Highly detail-oriented self-starter with the ability to maintain a high standard of accuracy
  • Confidence to have constant dialogue with Sales Traders and Sales alike, as well as to communicate with senior management
  • Knowledge of markets and market microstructure
13

Associate India Branch Operations Cash Equity Resume Examples & Samples

  • Trade Support Management
  • Coordinate with Risk/ Client Relationship teams
  • Good Team-player
  • Ability to absorb information and learn quickly
  • Exhibit a strong sense of urgency, accountability, ownership
  • Well conversant with Equity market rules and regulations preferred
  • Ability to work under pressure with strict timelines
  • Ability to handle critical situations
  • Strong Control focus
  • Good knowledge of MS Office
14

Junior Cash Equity Specialist Resume Examples & Samples

  • Seeking out new single stock investment opportunities based on UBS and third-party research
  • Distributing single stock ideas to UBS Client Advisors and clients through various distribution channels
  • Commenting and assessing company-specific events and stock market developments on an ad-hoc basis
  • Producing the IPS Capital Markets Daily, a daily newsletter, going out to internal as well as qualified external clients
  • University/University of Applied Science degree preferably with additional financial education
  • Fluent in German and English, any other language a plus
  • Passionate about single stock investments and equity markets
  • Able to digest and filter large amount of information and keen to dig into research publications
  • Highly motivated and team player
  • Ability to deliver quality and precise work
15

Manager, Front Office Cash Equity Developer Resume Examples & Samples

  • As a technical lead designing and developing key front office trading systems
  • Establishing strong relationships with the business and IT stakeholders
  • Deliver quality and robust solutions in a demanding business environment
  • Participation in process improvement initiatives
  • Taking responsibility for delivering to agreed constraints in terms of time, budget and scope
  • Managing time appropriately across multiple and simultaneous projects with differing priorities
  • Working within established policies and procedures
  • A strong developer with 5-10 years development experience
  • Solid C# .NET development experience (3.5/4.0/4.5 with Winforms preferred)
  • Experience with DevExpress, SQLServer, WPF is a plus
  • Design and architecture experience is OMS/ EMS is desired
  • Experience with developing high-performance trading GUI's
  • The ability to work well under pressure
  • A strong appreciation of key business drivers and an understanding of the IT impact upon the business
  • Very good soft skills and high standards of management performance and behavior
  • Financial industry experience
  • Low latency messaging systems
  • Prior experience or interactions on an order management system
16

Cash Equity Technology Business Analyst Project Manager Resume Examples & Samples

  • Design strategic solutions for new business initiatives
  • Contribute to projects being on schedule and meeting client needs
  • Manage business testing through the quality assurance team for key projects
17

Cash Equity Operations Resume Examples & Samples

  • ADR/GDR Conversions
  • DBV & Crest Settlement
  • Cross Border Instructions
  • Stock & Cash Nostro Reconciliation's
  • Inventory Management
  • Eurex Expiry Process
  • Daily Margin processing
  • Short book resolution
18

Cash Equity Product Specialist Resume Examples & Samples

  • Provisioning subject matter expertise into strategic and tactical projects
  • Producing business requirement documents and business case definitions
  • Conducting light project management duties
  • Interacting with clients, both internal and external, along with vendors to achieve common goals, with engagement across the business and Group Technology (GT) to implement change
  • Representing Deutsche Bank at external forums and working groups such as Association for Financial Markets in Europe (AFME) and Society for Worldwide Interbank Financial Telecommunication (SWIFT), articulating specific functions, services and practices
  • Communicating the outcome of forums and working groups, to internal stakeholders
19

CIB Sales & Marketing Cash Equity Sales Resume Examples & Samples

  • Responsibility for resource input and revenue maximization across distinct client groups
  • Preparation of marketing emails across equity product and macro research
  • Account management of client base and interaction with research and specialist sales
  • Point person in all ECM activities into client base
  • Identification of wider opportunities with the client and pursuit of these within the form
  • Working knowledge of Bloomberg. Good Excel skills and in depth knowledge of Fidessa, icOAM & Stride
  • Knowledge of the Investment Trust Franchise
  • Have the necessary exams to be able to interact with clients. (CISI Securities and Derivatives exams & FSA Financial Regulation)
  • Understanding of equity investor types (style etc)
20

Senior Cash Equity Trader Resume Examples & Samples

  • Detailed knowledge of investment types, specifically listed equity
  • Experience in executing orders across the SA index
  • Recognised tertiary qualification or work experience
  • South African Regulations: SAIFM modules
  • US Series 7 (if servicing US clients) and FSA (if required to service UK clients)
21

Cash Equity Business Analyst Resume Examples & Samples

  • Support Front Office Project Team to develop and implement solution for trading on global equity market and research area
  • Discuss with front office and middle office business users for their requirements and transform them into documentation like business requirement documentation
  • Work and coordinate with development team on the design and implementation, and help to clarify the business requirements with the business users
  • Ensuring risks and issues in processes are identified, reported and escalated to project manager
  • Efficiently track, monitor and report business performance and perform business analysis to identify trends, gaps, and opportunities
  • Assist testing team for test cases preparation and performs review and validation
  • Coordinate and assist user acceptance team with business users and clarify the gap between business requirements and implementation
  • Report project status and situation to project manager in regular basis, and to facilitate better decision making by project manager and senior management
  • University Degree in Computer Science or equivalent
  • Must have knowledge, skill and experiences on cash equity front office trading systems like OMS. Knowledge on Fidessa is an advantage
  • Experience on UL Bridge and Sybase
  • Solid knowledge of equity business and flow, especially on Asia markets
  • Proven problem solving, analytical and process improvement skills
  • Strong communication skills (verbal and written) in English and Chinese (Cantonese and Mandarin), Japanese is an advantage
  • At least 5 years working experience in Investment Banking or Securities Trading industry with relevant exposure tobusiness analysis and support of equities trading applications
  • Self starter and multi-tasking, with strong analytical and problem solving skills, solution oriented with proven results
22

Cash Equity Product Control Resume Examples & Samples

  • Work with all Cash Equities Products
  • Follow up on system feed issues from front to back
  • Month end tasks, including price checks, attribution data checks, etc.
  • Solid finance and accounting background, with experience of J GAAP and US GAAP
  • Very detailed orientated
  • Experience of working within a financial institution
23

Junior Cash Equity Portfolio Trading Analyst Resume Examples & Samples

  • Client coverage across Asia, including local clients in China and Hong Kong
  • Process and execute cash equity transactions and relevant client requests
  • Facilitate correction of trading errors
  • Conduct post-market reconciliation and crossing
  • Ensure trading transactions are compliant with applicable policies, restrictions, rules and regulations via liaison with Operations, Compliance and IT on a regular basis
  • Maintain trading records as per applicable policies
  • BA/BSc degree in a quantitative based discipline
  • Effective tri-lingual communication skills in English, Mandarin and Cantonese necessary
  • Attention to detail and focus on a high level of accuracy necessary
  • Strong quantitative, analytical and problem-solving skills
  • An analytical mindset with practical knowledge in financial or trading instruments and markets
  • Demonstrated proficiency in leveraging Microsoft Office, in particular advanced Excel capabilities and VBA skills
  • A team oriented attitude
  • Ability to handle deadlines and time sensitive situations
  • Willingness to be flexible and work market hours
24

Cash Equity Sales Resume Examples & Samples

  • Provide professional investment consultancy and research sales services for institutional clients, achieve sales and profit targets of cash equity sales
  • Develop and strengthen institutional client network and cash equity business for the Group with primary focus on Pan Asia market covering HK/China, Taiwan, Korea and Japan
  • Comply with rules and regulations of the relevant regulatory authorities
25

Cib-cash Equity Dealing Resume Examples & Samples

  • Supporting the day to day client requests and needs
  • Implement selling as a continuum -- independently and effectively complete a transaction from start to finish (make the call; send the research; sell and close the deal; book the trade)
  • Balance potentially competing needs across clients, internal partners and the firm
  • Assist with the post trade process by ensuring the accuracy of all entries and to ensure internal controls are followed
  • Conduct economic market research
  • Demonstrable proficiency with market and product lingo. Well versed in the quantitative nature and framework of own product (e.g., pricing, models, etc)
  • Understands the different types of risk and can discuss in detail ways of managing these risk
26

Cash Equity Operations Specialist Resume Examples & Samples

  • Order and trade support to all exchange members
  • Setup and configuration of participants and users in the exchange systems
  • Support Sales in member onboarding/termination process
  • Provide support and analysis for all technical queries and reported problems regarding the INET, GCF, and peripheral/surrounding systems
  • Certification for FIX and OUCH trading protocols
  • Protocol support of FIX, OUCH, ITCH and TIP
  • Connectivity troubleshooting
  • Liaise with related groups to resolve technically related issues, including Major Incidents
  • Work with external connectivity providers and extranets
  • Communicate with incident managers and customers in case of Major Incidents
  • Central point for distributing technical information (IT notices) to customers
  • Project management and User Acceptance Testing in connection to system upgrades
  • Energetic, willing to work hard and do what it takes to get the job done
  • Proactive mindset
  • Reliable and trustworthy
  • Ability to work with a group and independently
  • Ability to quickly learn and adapt to new technology
  • Excellent language skills in written and spoken English
  • Basic system management knowledge of Linux and Windows systems
  • Understanding of networking concepts
  • Expert use of MS Office programs, particularly Excel
  • Working knowledge of trading rules, trading systems, strategies and functionality as it applies to the Nordic and Baltic markets
  • Knowledge of FIX and Nasdaq proprietary software specifically OUCH, ITCH and TIP
  • Basic knowledge of SQL, Oracle, MySQL
  • Basic understanding of TCP/IP, UDP (multicast)
  • Scripting/automation experience (Python/Perl/PHP/Bash)
27

Associate, India Cash Equity Resume Examples & Samples

  • Trade Booking (Trade bookings, trade confirmations, exchanging the confirmations on system applications etc)
  • Communicating with the Traders, Custodians, Clients and ensuring that the trade is booked timely and accurately
  • Regulatory Reporting on BSE & NSE (Eg, 6A7A, NSE OTR, CP/CLD)
  • Collateral/ Margins Management
  • Strong customer service focus, interpersonal and communication skills
  • Sound Technical knowledge
  • Being Accurate, Taking Initiatives
  • Knowledge of Exchange Regulations
  • Knowledge of Primary market processes like IPOs, OFS, QIP etc
  • Experience in client servicing
28

Cash Equity Salestrader Resume Examples & Samples

  • Manage Client relationships on a day-to-day basis with German and Austrian asset managers/banks/insurance companies
  • Acquisition of new client relationships
  • Work closely together with existing sales/trading and sales team members and assist on all business relevant tasks
  • Interact and work together with related teams in our Global Offices
  • University degree in economics, business management or equivalent
  • Salesperson with at least 7 years of experience and knowledge of investment product distribution in Germany and Austria
  • Strong knowledge on various Equity Execution products
  • Strong Service mentality towards the senior coverage
  • Knowledge of client needs and regulatory environment
  • Good PC skills (Bloomberg, Excel, trading and banking systems)
29

Cib-sales & Marketing Cash Equity Sales Associate Stockholm Resume Examples & Samples

  • Assisting senior members of the team with marketing of existing Equity products
  • Coverage/ Co-Coverage with senior members of the team of primarily Finish asset managers and financial institutions
  • Independently develop and pitch solutions that fit the needs of our clients
  • Assisting on pricing and execution of transactions as well as enhancing the existing client relationships
  • Bloomberg and analytical functions
  • Detail oriented and motivated
  • Strong communication skills – both written and verbally
  • Excellent time management ability
30

Cash Equity Resume Examples & Samples

  • Bachelor's degree, preferably in a Business, Finance, or Economics concentration
  • Prior Middle Office/Control function experience -1-2 years in a similar role
  • Candidate must be very detail-oriented and the ability to meet a daily deadline
  • Can work well under pressure and multi-task with a sense of urgency
  • Comfortable with computers/applications and proficient in use of Microsoft Excel and Microsoft Word
  • Willing to work in an environment that requires variable start and end times, including Holidays cover
31

CIB Sales & Marketing Pan European Smid Cap Cash Equity Sales Associate Resume Examples & Samples

  • Support team head on building out the pan-European Smid Cap sales platform
  • Experienced sales person with stock knowledge of the UK and Pan European SMid cap cash equities market
  • Require some existing client relationships, with scope to take on more account responsibilities and coverage early on
  • Needs account management skills, monitoring resources into the client, vs results out, selling core cash equities, but also the broader franchise
  • Has to be a self-starter and work with analysts to pull out and create a commercial Pan European morning e-mail and regular ideas product
  • Bachelors degree in Finance minimum of a 2:1 or equivalent
  • Exceptional written and verbal communication skills
  • Strong intellectual curiosity and judgment
  • Highly organized, detail oriented and proactive
  • Ability to work well under pressure and to tight deadlines
  • Excellent technology skills with superior Excel skills
32

Cash Equity Trader Resume Examples & Samples

  • BA graduate (economics , business) who wishes to have an internship in the local capital market ( investments marketing internship)
  • A person with some knowledge and understanding of capital markets , trading , stocks
  • A person who wants to learn and have the opportunity to integrate in a leading global investment bank
  • The candidate will have to speak /read and write English in high level
33

CIB Cash Equity Ops-professional Resume Examples & Samples

  • 1) University graduates (Bachelor or Master) with not more than 2 years of relevant experiences
  • 2) GPA 3.0 and above
  • 3) Business Administration or Accounting major preferred
  • 1) Strong English/Korean communication skills (written and verbal)
  • 2) Proficiency in Microsoft programs
  • 3) Basic Financial Knowledge
  • 4) 1-2 yrs experience in Equity MO and settlement team in other foreign firms
34

Junior Cash Equity Middle Office Analyst Resume Examples & Samples

  • Familiar with commission sharing agreement process (CSA)
  • 2-4 years experience in a trade support team in an International and Domestic Equities environment
  • High level of numeracy skills are a requirement
  • A developed understanding of international equities markets is necessary for this role
  • Very good communication skills
  • Ability to work in a pressured and fast paced environment
  • Ability to create a sense of respect from superiors and peers is critical to the success of this role
  • Experience using CAS and Fidessa
35

Cash Equity Operations Resume Examples & Samples

  • Perform and/or review Reconciliations between Corporate and local systems
  • Controls that trading activities are properly reflected in the back office systems
  • Reports unmatched and failing trades to the appropriate recipients
  • Communicates and interacts with settlement counterparties, including those who require action on complex issues
  • Applies compliance regulations as established by local regulators and internal policies
  • Resolve non-routine problems are solved by developing alternatives or selecting from established approaches
  • Support client on boarding process and reference data
  • Interacts with client base, peers and mid-level management
  • Ability to work and deliver under pressure
  • Demonstrated knowledge of Chilean stock exchange products and practices
  • Knowledge of market platforms such as DCV and Sebra
  • Demonstrated communication skills and the ability to clearly interact with peers and counterparties
  • Advanced English – oral and written