Financial Services Risk Management Resume Samples
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Financial Services Risk Management Resume Samples
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BK
B Kirlin
Braxton
Kirlin
6881 Howe Gateway
Houston
TX
+1 (555) 210 1963
6881 Howe Gateway
Houston
TX
Phone
p
+1 (555) 210 1963
Experience
Experience
Philadelphia, PA
Financial Services Risk Management
Philadelphia, PA
Paucek LLC
Philadelphia, PA
Financial Services Risk Management
- Help Lead and develop internal EY team, develop collateral and thought leadership etc – working with EY global contacts
- Assistance with relationship management between regulators and financial institutions
- Regulatory change management including planning and communication with regulators
- Professional certifications (FRM, CFA) and project management certificate would be an advantage
- Substantive content knowledge on significant portions of Singapore financial regulation (prudential or conduct) obtained through work at MAS, and of MAS approach to enforcement
- Support ‘mock exam’ reviews, policy development and drafting etc
- Helping lead EY services in the market – business development, sales, project planning and high quality project execution. Lead EY projects with respect to
Los Angeles, CA
Financial Services Risk Management Manager
Los Angeles, CA
Jacobi-Ortiz
Los Angeles, CA
Financial Services Risk Management Manager
- Participate in FSRM engagements
- Help manage the financial aspects of engagements by organizing staffing, tracking fees and communicating issues to project leaders
- Participate in business development initiatives
- Build strong internal relationships within Ernst & Young Advisory Services and with other services across the organization
- Develop people through effectively supervising, coaching, and mentoring staff
- Conduct performance reviews and contribute to performance feedback for staff
- Contribute to people initiatives, including recruiting, retaining and training FSRM professionals
present
Detroit, MI
Senior Manager Financial Services Risk Management
Detroit, MI
Braun Group
present
Detroit, MI
Senior Manager Financial Services Risk Management
present
- Develop relevant recommendations and solutions to improve efficiency and mitigate areas of risk
- Conduct risk management framework design and operational effectiveness
- Assist our clients to implement significant capital and risk programs
- Work with clients to meet regulatory and compliance obligations
- Professional/technical qualifications in risk management viewed favourably
- Post-graduate qualifications in information technology, commerce or risk management viewed favourably
- Professional/technical qualifications in risk management (e.g., COBIT) and technology (e.g., ITIL) viewed favourably
Education
Education
Bachelor’s Degree in Finance
Bachelor’s Degree in Finance
Ball State University
Bachelor’s Degree in Finance
Skills
Skills
- Substantive content knowledge of key compliance principles applicable to
- Strong presentation skills and proficiency in the use of PowerPoint, Word and Excel
- Helping lead EY services in the market – business development, sales, project planning and high quality project execution. Lead EY projects with respect to
- Analytical skills; specifically, the ability to assess and decompose financial services industry processes utilizing a risk and control focus
- Ability to develop and implement practical client solutions and execute projects based on key compliance principles
- Strong understanding of regulatory expectations such as MAS
- Industry related certification (e.g., CPA/ CA, CIA, CMA, RICS)
- Effective leadership, project management and teamwork skills
- Substantive content knowledge on significant portions of Singapore financial regulation (prudential or conduct) obtained through work at MAS, and of MAS approach to enforcement
- Understanding of the broader global regulatory reform landscape and MAS regulatory actions in response
1 Financial Services Risk Management resume templates
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1
Financial Services Risk Management Resume Examples & Samples
- Experience working with the Basel II regulatory capital requirements for the wholesale, commercial and retail portfolios
- Experience with the credit lifecycle within a commercial bank including the prospecting, origination, adjudication, administration and workout functions
- Experience working with simulation based and parametric methodologies for computing general and specific market risk
- Experience with enterprise risk management frameworks such as COSO ERM and ISO 31000
- Knowledge of the RCSA process, key risk indicators and measurement methodologies for operational risk
- Possess strong analytical and problem-solving skills, and demonstrated knowledge in credit, market risk and operational risk measurement and management
- Possess strong communication, presentation and technical writing skills to describe ideas, concepts and issues that involve interpretation, analysis and assessment of complex conceptual topics
2
Financial Services Risk Management Resume Examples & Samples
- Experience working with the three pillars of Basel II/III’s regulatory capital requirements for credit, interest rate, liquidity, market and operational risk
- Possess strong analytical and problem-solving skills, and demonstrated knowledge in credit, liquidity, market and operational risk measurement and management
- Experience with credit risk parameter development for allowance, capital and loan loss modeling
- Experience in asset liability management and measurement in Treasury operations
- Experience with regulatory processes such as ICAPP, ORSA and Recovery and Resolution Planning
- Experience with risk management data, analytics and reporting frameworks
- Experience in model governance and model risk management
- Knowledge vendor application systems supporting risk such as: IBM, Moody’s, RiskMetrics, Sungard, SAS
- Possess a self-starting attitude, an ability to think outside the box and thrives on new challenges; and
3
Financial Services Risk Management Manager Resume Examples & Samples
- Participate in FSRM engagements
- Develop people through effectively supervising, coaching, and mentoring staff
- Contribute to an educational program to continually develop interpersonal and technical skills of staff
4
Financial Services Risk Management Manager Resume Examples & Samples
- Bilingual skills in French and English required
- Experience working in derivative trading operations and structured credit products
- Knowledge of the requirements for compliance with the Market Risk Amendment and other Basel III initiatives
- Experience working in a banking environment with a well-developed risk management culture and infrastructure or comparable experience working as an advisor to financial services companies
- Knowledge vendor application systems supporting risk such as KMV, Credit Manager, RiskWatch, RiskMetrics
- Knowledge of asset liability management and measurement in Treasury operations is desirable
- Possess the desire and ability to work closely with quantitative and technology professionals on engagements
- Possess a self starting attitude, an ability to think outside the box and thrives on new challenges; and
- Possess a willingness to travel on short notice to meet client needs
5
Senior Manager Financial Services Risk Management Resume Examples & Samples
- Develop relevant recommendations and solutions to improve efficiency and mitigate areas of risk
- Assist our clients to implement significant capital and risk programs
- Work with clients to meet regulatory and compliance obligations
- Relevant risk management & compliance experience in banking, insurance and/or asset management
- Solid APRA regulatory knowledge
- Good knowledge of the global risk regulatory environment including Basel and more recent regulatory requirements and expectations
- Graduate degree in information technology or commerce preferred (law, finance etc.)
- Post-graduate qualifications in information technology, commerce or risk management viewed favourably
- Professional/technical qualifications in assurance (e.g., Institute of Chartered Accountants, CISA) preferred
- Professional/technical qualifications in risk management (e.g., COBIT) and technology (e.g., ITIL) viewed favourably
6
Market Risk Consultants Financial Services Risk Management Resume Examples & Samples
- Provide a valued and substantial contribution to risk management engagements at banks, credit institutions and insurance companies
- Work effectively as a team member sharing responsibility, providing support and maintaining communication
- Contribute in solution and proposal development
7
Financial Services Risk Management Senior Resume Examples & Samples
- Help manage the financial aspects of engagements by organizing staffing, tracking fees and communicating issues to project leaders
- Build strong internal relationships within Ernst & Young Advisory Services and with other services across the organization
- Conduct performance reviews and contribute to performance feedback for staff
- Contribute to people initiatives, including recruiting, retaining and training FSRM professionals
8
Financial Services Risk Management Resume Examples & Samples
- A bachelor's degree in accounting, finance, business or a related field; MBA preferred
- A minimum of 2 years of related audit or applicable business experience; 2 or more years of public accounting experience preferred
- A minimum of 2 years of relevant experience would be acceptable for those holding a relevant graduate degree
- CPA/CA, CIA, CISA, CFE, CMA, RICS APC, PMP or CCIM certification desired; non-certified hires are required to become certified to be eligible for promotion to Manager
- Experience with MS Office and Lotus Notes
9
FSO Advisory Senior Manager Financial Services Risk Management Resume Examples & Samples
- Leading advisory projects within the field of structured finance and managing all aspects of the project within a large financial institution or consulting firm
- Bloomberg, Moody’s Structured Finance Workstation, Citigroup Yieldbook, and transparency tools of pricing vendors
- Securities and Exchange Commission’s Regulation AB 1122 compliance reporting
- Assessing and decomposing financial services industry processes utilizing a risk and control focus; and,
- Developing project approach, work plans, resource estimates, and cost estimates
10
Analyst Financial Services & Risk Management Resume Examples & Samples
- Active involvement in financial risk and insurance risk modelling
- Review and design of financial risk processes at banks and insurance companies
- Writing of reports and presentations
- Preparation of proposals for prospective clients
11
Advisory Financial Services Risk Management Resume Examples & Samples
- To assist and review the system migration, implementation and perform testing for the platform
- To understand the business fit and to determine the process of system development cycle life function
- Prepare pre-sales materials and client proposals
- Design and develop toolkits using programming languages (e.g. Java, Python, Perl)
- Design, document and execute test cases
12
Financial Services Risk Management Resume Examples & Samples
- An accounting designation (CA, CPA), or a master's degree in computational finance, mathematics, engineering, statistics, or physics
- 5 to 7 years of relevant experience
- Matlab/Visual Basic/Excel routines and analytical programming requirements
- Experience working in a financial product engineering/R&D environment designing and developing quantitative methods and services for capital market products
- A desire to develop and integrate quantitative skills within a required scope of designing and implementing business solutions
13
AML Director Financial Services Risk Management Resume Examples & Samples
- Effectively communicate both verbally and in writing
- Build an understanding of our solutions, share knowledge and be able to draw on subject matter specialists accordingly
- 13+ years relevant risk management & compliance experience in banking, insurance and/or asset management
- Extensive AML experience as a Senior Manager/Director or ‘Head of’
- Solid understanding of regulatory expectations, including ASIC and Austrac
- Graduate degree in law, finance or commerce preferred. Post-graduate qualifications in, commerce or risk management viewed favourably
14
FSO Advisory Senior Financial Services Risk Management Resume Examples & Samples
- Valuation or transaction processing knowledge of fixed income products including ABS, RMBS, CMBS, CDO, and/or CLO
- CAS, Intex, Bloomberg, Moody’s Wall Street Analytics, or Citigroup Yieldbook
- Model validations; and,
- Capital markets trading functions and related control processes
15
Financial Services Risk Management Senior Resume Examples & Samples
- M.S. in Finance, Economics, Industrial Engineering
- Min. 3 years of experience in one of the areas of credit risk management
- Solid knowledge in Basel II/III, BRSA regulations, Advanced or Foundation IRB requirements, regulatory capital calculation, and reporting, ICAAP process, IFRS 9 impairment methodology
- FRM/PRM/CFA preferred
- Familiarity with data mining, PD and LGD modelling of corporate, commercial, retail or validation of such models
- SAS, SPSS and excel macro knowledge is an asset
16
Assistant Manager Financial Services Risk Financial Services Risk Management Ifrs Resume Examples & Samples
- Strong academic background, including a Bachelor's degree / Master’s degree in Finance, Economics, Accounting, Engineering or a related field
- Four – Five years of related work experience
- Relevant experience in banking/capital markets at a commercial bank with a well-developed credit risk management infrastructure; or comparable experience working as an advisor to a financial services company
- Demonstrated knowledge of credit risk modelling
- Knowledge of statistical and numerical techniques and the principles of the theory of probability and stochastic calculus
- Understanding of SAS and/or R for statistical computing and Graphics qould be an advantage and analytical programming
- Experience at a regulatory or rating agency in the following: credit risk management, risk rating systems, regulatory capital, and/or capital markets
- Broad consulting and project management skills
- Ability to discuss the following with counterparts at financial institutions: credit risk management, IFRS 9, risk-adjusted performance measures, economic capital topics and current practices
17
Head of Institutional Financial Services Risk Management Resume Examples & Samples
- Assist in identifying emerging risks and trends (both internal and external) that could have a negative impact on the ability to achieve the goals and objectives of assigned business
- Provide counsel and effectively challenge business partners including LOB CEO, executive management, and senior business leaders as well as product management, operations, distribution, and partners including audit, compliance, legal, finance, and human resources on overall risk management issues
- Review business plans and challenge assumptions to support the reasonableness of the plans and fit with corporate strategy
- Partner with first line partners to establish, enable, create, and sustain a culture of risk management and accountability by the first line risk owners driving to risk-based decision making
- Assist in defining risk information and tools needs for the business. Ensure the capture of appropriate risk-related data to support the measurement and management of risk within the business and risk aggregation and measurement at the enterprise level. Provide input into assumptions supporting risk measurement
- Guide and shape the articulation of risk appetite to establish the parameters for first line risk-taking
- Help identify and monitor key risk and performance indicators and metrics, and monitor the effectiveness of risk mitigation programs and controls. Implement programs and limits to support risk-taking that are in line with corporate standards and the prescribed risk appetite
- Support the development and implementation of appropriate policies and procedures that are in line with corporate guidelines
- Support the implementation and ongoing use of GRC tools within the LOB
- Interact with regulators as needed including the Federal Reserve, New York State Insurance Department, other state insurance departments, Office of the Comptroller of the Currency (OCC). FINRA, SEC, and MSRB
- Assume a leading role on specified risk committees, leadership team meetings with the LOB, and with Enterprise Risk Management
- Partner with second and third line of defense leadership to ensure all enterprise risk management programs are properly understood and implemented with the LOB
- 10+ years in Risk or related fields working with and influencing SVP/Managing Director level leaders required
- 5+ years of Leadership (including leading direct reports) experience in first or second line risk roles in consumer financial services is required
- Experience leading transitions and successfully integrating merger and acquisition activity is required
- Experience working closely with regulators, legal, compliance and audit in a matrixed environment is required
- Ability to identify and implement effective risk assessment processes, models, and systems in line with corporate guidelines is required
- Demonstrated experience in business process improvement or Six Sigma in a consumer financial services organization is required
18
Head of Institutional Financial Services Risk Management Resume Examples & Samples
- Assist in identifying emerging risks and trends (both internal and external) that could have a negative impact on the ability to achieve the goals and objectives of assigned business
- Provide counsel and effectively challenge business partners including LOB CEO, executive management, and senior business leaders as well as product management, operations, distribution, and partners including audit, compliance, legal, finance, and human resources on overall risk management issues
- Review business plans and challenge assumptions to support the reasonableness of the plans and fit with corporate strategy
- Partner with first line partners to establish, enable, create, and sustain a culture of risk management and accountability by the first line risk owners driving to risk-based decision making
- Assist in defining risk information and tools needs for the business. Ensure the capture of appropriate risk-related data to support the measurement and management of risk within the business and risk aggregation and measurement at the enterprise level. Provide input into assumptions supporting risk measurement
- Guide and shape the articulation of risk appetite to establish the parameters for first line risk-taking
- Help identify and monitor key risk and performance indicators and metrics, and monitor the effectiveness of risk mitigation programs and controls. Implement programs and limits to support risk-taking that are in line with corporate standards and the prescribed risk appetite
- Support the development and implementation of appropriate policies and procedures that are in line with corporate guidelines
- Support the implementation and ongoing use of GRC tools within the LOB
- Interact with regulators as needed including the Federal Reserve, New York State Insurance Department, other state insurance departments, Office of the Comptroller of the Currency (OCC). FINRA, SEC, and MSRB
- Assume a leading role on specified risk committees, leadership team meetings with the LOB, and with Enterprise Risk Management
- Partner with second and third line of defense leadership to ensure all enterprise risk management programs are properly understood and implemented with the LOB
- Bachelor’s Degree is required
- 10+ years in Risk or related fields working with and influencing SVP/Managing Director level leaders required
- 5+ years of Leadership (including leading direct reports) experience in first or second line risk roles in consumer financial services is required
- Experience leading transitions and successfully integrating merger and acquisition activity is required
- Experience working closely with regulators, legal, compliance and audit in a matrixed environment is required
- Ability to identify and implement effective risk assessment processes, models, and systems in line with corporate guidelines is required
- Demonstrated experience in business process improvement or Six Sigma in a consumer financial services organization is required
19
Financial Services Risk Management Resume Examples & Samples
- Helping lead EY services in the market – business development, sales, project planning and high quality project execution. Lead EY projects with respect to
- Minimum 9+ years regulatory experience in banking, insurance, asset management, and/ or in big public accounting firms. Candidates with lesser experience will be considered at Manager Level
- Substantive content knowledge on significant portions of Singapore financial regulation (prudential or conduct) obtained through work at MAS, and of MAS approach to enforcement
- Understanding of the broader global regulatory reform landscape and MAS regulatory actions in response
- Ability to apply regulatory requirements practically in a financial services firm
- Prior experience as examiner/ supervisor and working with financial institutions to plan and resolve regulatory findings
- Graduate degree in law, finance or commerce preferred. Post-graduate qualifications in, commerce or risk management would be an advantage
- Industry related certification (e.g., CPA/ CA, CIA, CMA, RICS)
20
Financial Services Risk Management Resume Examples & Samples
- Advice and guidance on structuring approaches to emerging regulatory compliance or regulatory exam findings
- Regulatory issue remediation
- Regulatory change management including planning and communication with regulators
- Support ‘mock exam’ reviews, policy development and drafting etc
- Assistance with relationship management between regulators and financial institutions
- Technical skills in on or more of the following areas relevant to investment banking and capital markets compliance
- Ability to develop and implement practical client solutions and execute projects based on key compliance principles
- Minimum 6+ years’ experience in regulatory compliance in banking, insurance, asset management, and/ or in big public accounting firms
- Graduate degree in law, finance or commerce preferred
- Strong understanding of regulatory expectations such as MAS
- Substantive content knowledge of key compliance principles applicable to
21
Financial Services Risk Management Manager Resume Examples & Samples
- Provide strategic sourcing services related to regulatory compliance, Financial Crime Compliance (FCC), corporate governance, enterprise risk management, internal controls and internal audit, to our clients in financial services (FS) industry
- Assist organizations to maintain effective and efficient controls, in order to manage organizational and strategic risks
- Provide advisory services to the client on FCC target operating models, business processes and internal controls in compliance with regulatory requirements without compromising on customer experience
- 9+ years relevant Financial Crime Compliance (AML/ CFT, Sanctions, Anti-Bribery & Corruption and Fraud) risk management, compliance experience in banking, insurance, asset management, and/or in a big public accounting firm; 5 – 8 years relevant Financial Crime Compliance risk management, compliance experience in banking, insurance, asset management, and/or in a big public accounting firm
- At least 5 years' experience in delivery of FCC-related technology projects, such as payments screening, transaction monitoring, &/or customer risk rating systems preferably at a large/ complex financial institution
- Solid understanding of expectations of regulators such as MAS and HKMA. Knowledge of other major jurisdictions in ASEAN and practical experience in the industry a plus
- Graduate degree in law, finance or commerce preferred. Post-graduate qualifications in AML/ CFT, commerce or professional/ technical qualifications in risk management viewed favorably
- Experience with the design, development and implementation of internal controls for financial services business processes, especially in FCC framework and strategy preferred
- Excellent command of English and good proficiency in a second language (e.g. Chinese, Bahasa etc.)
- For internal staff application, please note that you must have been in your current role for at least 12 months
22
Financial Services Risk Management Associate Resume Examples & Samples
- Effective project management and teamwork skills
- 4 - 6 years relevant Financial Crime Compliance (AML/ CFT, Sanctions, Anti-Bribery & Corruption and Fraud) experience in banking, insurance, asset management, and/or in a big public accounting firm
- Strong understanding of expectations of regulators such as MAS and HKMA. Knowledge of other ASEAN jurisdictions’ AML regulations and environment, and practical experience in the industry a plus
- Knowledge of the global risk and regulatory environment, especially developments in the FCC space
- Demonstrate strong planning, execution and reporting skills
23
Risk-financial Services Risk Management Resume Examples & Samples
- Foster an efficient, innovative and team-oriented work environment
- Strong educational background from a top institution, quantitative/ finance/ economics/ actuarial programme
- Minimum 8 years of relevant experience in any of the following areas
- Opportunities to develop new skills and progress your career
- The freedom and flexibility to handle your role in a way that’s right for you
24
Financial Services Risk Management Resume Examples & Samples
- Advice and guidance on structuring approaches to emerging regulation or regulatory exam findings
- Technical skills in multiple areas relevant to banking and capital markets including ability to support ‘mock exam’ reviews, policy development and drafting etc
- Help Lead and develop internal EY team, develop collateral and thought leadership etc – working with EY global contacts
- Graduate degree in law, finance or commerce preferred. Industry related certification (e.g., CPA/ CA, CIA, CMA, RICS)
