Financial Services Senior Resume Samples
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Financial Services Senior Resume Samples
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EP
E Pfeffer
Ernie
Pfeffer
691 Gaston Mount
Chicago
IL
+1 (555) 619 8826
691 Gaston Mount
Chicago
IL
Phone
p
+1 (555) 619 8826
Experience
Experience
Houston, TX
Financial Services Senior
Houston, TX
Bartell, Herman and Bogan
Houston, TX
Financial Services Senior
- Work closely with Performance Improvement leadership to support business development opportunities
- Financial Reporting, Develop and maintain risk management control framework, Internal Controls Review
- Serve as a fieldwork leader by directing the daily progress of fieldwork, informing supervisors of engagement status, and managing staff performance
- Direct field work, inform engagement leaders of audit engagement status and manage staff performance
- Commit to developing a strong personal brand by staying informed regarding economic/market developments and their impact on the firm's clients
- Develop and maintain productive working relationships with audit clients
- Participate in engagement management, engagement execution and reporting, and client relationship building and management
Boston, MA
Financial Services Senior Analyst
Boston, MA
Hoeger-Leannon
Boston, MA
Financial Services Senior Analyst
- Creating new software and system functional specifications for the development/configuration of select ETL software solutions
- Designing, building and documenting queries to analyze data from various sources and data quality controls
- Designing, building and documenting technical data flows, data lineage and metadata documentation
- Participating in data-related technical testing, whether application, system, integration or end-user testing
- Remaining current on new developments in delivery services, capabilities and industry knowledge relevant to ETL and data quality
- Monitoring progress, managing risks and ensuring that key stakeholders are kept informed about progress and expected outcomes for midsized to large project components
- Performing systerm analysis relative to data models, data mapping, data flows and data reconciliation and controls
present
Houston, TX
Financial Services Senior Accountant
Houston, TX
Harris-Toy
present
Houston, TX
Financial Services Senior Accountant
present
- Assist with auditing of financial statements
- Preparation of the Board Package
- Exposure to updating footnotes
- Calculation of Debt covenants reporting to the banks
- Analyze and prepare financial data and reports in accordance with U.S. GAAP
- Preparation of Board Packages
- Calculate Debt covenants reporting to the banks
Education
Education
Bachelor’s Degree in Computer Science
Bachelor’s Degree in Computer Science
Emory University
Bachelor’s Degree in Computer Science
Skills
Skills
- Sharing your knowledge and developing engagement tools and enablers to build capability for the practice
- Demonstrating in-depth technical capabilities and professional knowledge
- Ability to assimilate new knowledge
- Utilize technology and tools to continually learn and innovate, share knowledge with team members and enhance the delivery of services
- Excellent leadership and teaming skills
- Ability to understand business challenges and translate them into value add analytics solutions
- Planning, implementing and quality assurance for large complex testing projects
- Strong analytical and problem-solving skills
- Strong written and verbal communication skills
- Business Intelligence and visual analytics: OBIEE, MicroStrategy, Business Objects, Cognos, Business Objects, Spotfire, Qlik, Tableau
15 Financial Services Senior resume templates
Read our complete resume writing guides
1
Financial Services Senior Resume Examples & Samples
- Mortgages (Default Management, Foreclosures, Loss Mitigation, Loan Origination Systems, Originations, Servicing, Fulfillment, Securitization/Secondary Markets)
- Consumer Lending (eCommerce/Mobile Banking, Deposits, ATM, Checking, etc.)
- Credit Cards/Payments
- Establish relationships with client personnel at appropriate levels. Consistently deliver quality client services. Monitor progress, manage risk and ensure key stakeholders are kept informed about progress and expected outcomes. Stay abreast of current business and industry trends relevant to the client's business
- Demonstrate in-depth technical capabilities and professional knowledge. Demonstrate ability to assimilate to new knowledge. Possess good business acumen. Remain current on new developments in advisory services capabilities and industry knowledge
- Experience in leading small to medium sized operations and technology change initiatives at leading corporations
- Experience in Financial Services, specifically in the lending space (core banking, mortgage, consumer, auto, credit cards)
- Process and domain knowledge including mortgage loan originations, fulfillment, servicing and securitization/secondary markets or domain knowledge within Auto-Finance, Credit Card/Payments, Consumer products - eCommerce/Mobile Banking, Deposits, ATM, Checking, etc
- Understanding of key technology and services vendors and products supporting the consumer products value chain
- Strong analytical skills; specifically, the ability to assess and diagnose financial services industry processes; six-sigma certification or exposure to other performance improvement methodologies a plus
- A willingness to travel to meet client needs
- A valid driver's license in the US and a valid passport required; willingness and ability to travel internationally
2
Financial Services Senior Resume Examples & Samples
- Establish relationships with client personnel at appropriate levels
- Consistently deliver quality client services
- Stay abreast of current business and industry trends relevant to the client's business
- Demonstrate ability to assimilate to new knowledge
- Bachelor's degree and approximately 2 years of related work experience or a graduate degree and approximately 1-2 years of related work experience
- Advanced degree in computational finance, mathematics, engineering, statistics, or physics preferred
- Ability to execute C++/Visual Basic/Excel routines and analytical programming requirements
- Desire to develop and integrate quantitative skills within a required scope of designing and implementing business services
- Approximately 1 year of experience working in a financial product engineering/research and development environment designing and developing quantitative methods and services for capital market products
- Knowledge of capital markets products, methodologies and financial analytics including an understanding of the key concepts of derivative instrument pricing and risk measurement
3
Financial Services Senior Resume Examples & Samples
- Client Engagement Leadership: Establish relationships with client personnel at appropriate levels. Consistently deliver quality client services. Monitor progress, manage risk and ensure key stakeholders are kept informed about progress and expected outcomes. Stay abreast of current business and industry trends relevant to the client's business
- Technical Leadership: Demonstrate in-depth technical capabilities and professional knowledge. Demonstrate ability to assimilate new knowledge. Possess good business acumen. Remain current on new developments in advisory services capabilities and industry knowledge
- Bachelor’s degree in computer science, engineering, accounting, finance or a related field; MBA or MS degree preferred and approximately 1-2 years of related work experience
- Minimum of 1+ years of relevant work experience at a financial services company or comparable experience working as an advisor to a financial services company
- Strong written and verbal communication, presentation, client service and technical writing skills, coupled with a strong interest in further developing and integrating operations with technology skills
- Specifically, the candidate should demonstrate understanding and experience in at least one of the following
4
Financial Services Senior Resume Examples & Samples
- Collaborate with other members of the engagement team to coordinate, plan and deliver IT Risk & Assurance Services projects which include GRC program design, performing current state assessments, future state design, GRC process re-engineering and enhancements, GRC tool and technology implementation, risk assessments, risk metrics and dashboarding, risk convergence, IT risk and control framework design, and integrated operational risk management projects
- Serve as a fieldwork leader by directing the daily progress of fieldwork, informing supervisors of engagement status, and managing staff performance
- Demonstrate and apply a thorough understanding of complex information systems. Use knowledge of the current IT environment and industry IT trends to identify the engagement and client service issues, and communicate this information to the engagement team and client management through written correspondence and verbal presentations
- Demonstrate and apply strong project management skills, inspire teamwork and responsibility with engagement team members, and use current technology and tools to enhance the effectiveness of deliverables and services
- Degree in business, accounting, finance, computer science, information systems, engineering, or a related discipline
- Minimum of 1+years of experience working as an IT Risk or Security professional for a financial services organization, public accounting firm or professional services firm
- Significant experience with CobiT, ISO027002, ITIL, FFIEC, GLBA, HIPPA, etc
- Significant experience with GRC methodologies, tools and enablers in the financial services sector (i.e. Archer, BWise, BPS, Chase Cooper, Paisley, etc.)
- Direct IT risk management experience
- Certifications: CPA, CA, CISA, CISSP, CISM, CBCP, CIA or CFE certification is strongly desired; non-certified hires are required to become certified within 1 year from the date of hire. Based on an individual's professional background, area of specialization, or industry focus, we recognize that other certifications, credentials, or experience may be more relevant than the listed certifications and therefore may be acceptable substitutes with written consent from EY's Area and Americas IT Risk & Advisory leadership
5
Financial Services Senior Resume Examples & Samples
- Collaborate with other members of the engagement team to plan the engagement and develop work program timelines, risk assessments, and other planning documents. Work with the engagement team to document the business processes dependent on information technology. Serve as a fieldwork leader by directing the daily progress of fieldwork, informing supervisors of engagement status, and managing staff performance
- Minimum of 1+ years of experience working as an IT auditor or IT risk adviser for a public accounting firm, a professional services firm, or within industry
- Significant experience in applying relevant technical knowledge in at least one of the following engagements: (a) financial statement audits; (b) internal or operational audits; (c) SAS 70 engagements; and/or (d) ERP security and control reviews (Oracle, SAP, PeopleSoft)
- Strong written and verbal communication skills and presentation skills
- CPA, CA, CISA, CISSP, CISM, CBCP, CIA or CFE certification is desired; non-certified hires are required to become certified to be eligible for promotion to Manager
6
Financial Services Senior Resume Examples & Samples
- Work closely with a variety of financial services institutions including investment banks, broker-dealers, and custodians to assist in articulating enterprise level transformational and operations improvement strategies
- Focus on a variety of business process services that help define, identify, assess, manage and measure client capabilities
- Provide advice on defining / designing operations strategy, process framework guidelines, target operating models, improving business processes and supporting business integration
- Work within an engagement team to deliver client excellence and establish strong client relationships. This includes executing daily project activities, participation in scope management and change management activities, issue escalation with proposed resolutions, production of project deliverables, and presentations to client personnel and leadership. Provide constructive on-the-job feedback to team members. Monitor progress, manage risk and ensure key stakeholders are kept informed about progress and expected outcomes. Identify opportunities and teaming that lead to new business development opportunities. Understand Ernst & Young and its service lines and actively assess/present ways to serve clients
- Understand intermediate-level technical and business concepts and have the ability to articulate to client in ways that are easy to understand
- Develop and give presentations that have clarity and strong impact to client and internal leadership
- Play a role in coordinating the pursuit/engagement team’s response to client queries or other requests
- Participate in key initiatives that significantly impact the success of an engagement
- Work closely with Performance Improvement leadership to support business development opportunities
- Bachelor’s degree in Accounting, Finance, Economics, Business or Science and Engineering – Masters, MBA and/or CPA is preferred (foreign degree acceptable); 3+ years of relevant experience in working at a financial services company or comparable experience working as an advisor to a financial services industry; of the required experience, must have at least 2 recent years of experience in Capital Markets
- Must have proven experience of excellent performance in small, medium and large-sized operations initiatives or system implementations with “brand name” consulting firms or internal consulting organizations at leading corporations
- Experience in program management in enterprise/operations transformation projects and programs. Experience includes strong communications, facilitation and presentation skills; project delivery skills (ability to scope/size a project, manage a team with the appropriate skill set, provide subject matter experience, manage in the delivery of an engagement workstream
- Demonstrate the ability to effectively perform in cross functional teams to conduct the assessment and redesign of control processes and the refinement / re-engineering of operating models. Lend particular subject matter knowledge to the design and implementation of control processes and operating model changes, helping to give specificity to the appropriate process. Coordinate deployment of operational initiatives, including deployment strategy, user training and implementation
- Must have knowledge of industries including investment banking, broker-dealers, custody, fund administration, insurance
- Must be willing and able to travel to meet client needs up to 100% of the time. International travel is expected to be at most 10% of the time
7
Financial Services Senior Resume Examples & Samples
- Actuarial Transformation® and modeling
- Retirement Income and Pension Risk Transfer
- Actuarial tax
- Customer analytics and Predictive Modeling,
- Managed Services
- Establish relationships with client personnel at appropriate levels. Consistently deliver quality client services
- Monitor progress, manage risk and ensure key stakeholders are kept informed about progress and expected outcomes. Stay abreast of current business, regulatory and industry trends relevant to the client's business
- Demonstrate in-depth technical actuarial capabilities and professional knowledge. Demonstrate ability to assimilate new knowledge. Possess good business acumen. Remain current on new developments in advisory services capabilities and industry knowledge
- Commit to developing a strong personal brand by staying informed regarding economic/market developments and their impact on the firm's clients. Continually progress towards attaining professional credentials from the Society of Actuaries and/or other industry organizations
- Approximately 2 years experience in an actuarial-oriented position
- Actively pursuing Fellowship in the Society of Actuaries, with a minimum of 3 actuarial exams passed
- Strong writing, presentation, conceptual, analytical, and interpersonal skills
- Valid driver’s license in the US and a valid passport required; willingness and ability to travel internationally
8
Financial Services Senior Resume Examples & Samples
- Establish relationships with client personnel at appropriate levels, consistently deliver quality client services, monitor progress, manage risk and ensure key stakeholders are kept informed about progress and expected outcomes, stay abreast of current business and industry trends relevant to the client's business
- Demonstrate in-depth technical capabilities and professional knowledge, demonstrate ability to assimilate to new knowledge, possess good business acumen, remain current on new developments in advisory services capabilities and industry knowledge
- Bachelor's degree and approximately 2 years of related work experience; or a graduate degree and approximately 1-2 years of related work experience- degree with an emphasis in Business, Human Resources, Psychology, Finance, Accounting, Statistics, Economics, MIS (business perspective); Masters degree is preferred
- Approximately 1+ years of experience in providing people and organization change advisory services in large-scale, end to end transformations: Areas of focus would include: Visioning and Strategy workshop design and delivery, Leadership Alignment and Development, Stakeholder Management, Communications, Operating Model and Organizational Design, Governance, Training, Competency Assessment, Workforce Strategies, Talent Management and Culture Change
- Willingness to travel to meet client needs; travel is estimated at 60-80%. Valid driver's license in the US and a valid passport required; willingness and ability to travel internationally
9
Financial Services Senior Resume Examples & Samples
- Stratify large portfolios utilizing Microsoft Excel and Bloomberg to assist audit teams in identifying asset type concentrations and pricing risk of clients’ portfolios
- Discuss modeling methodologies and assumptions with clients related to their valuation of fixed income securities and analyze for reasonableness
- Obtain and evaluate cash flow modeling assumptions from market providers (rating agencies, investment banks, pricing vendors, etc.) and utilize various third party cash flow modeling engines including Bloomberg, Moody’s Wall Street Analytics and Citigroup Yieldbook
- Construct independent cash flow and collateral models for various structured products utilizing Microsoft Excel
- Create and update detailed memorandums summarizing valuation analysis and results
- Bachelor’s degree or graduate degree in business, finance, economics, accounting, or related field
- Strong understanding of real estate finance, fixed income securities and/or securitization
- 2+ years of related work experience in the structured finance industry
- Experience working at a consulting firm, investment bank, collateral manager, trustee bank, or corporate trust operations supporting structured products
- Proficient in software such as Microsoft Excel, CAS, Intex, Bloomberg, Moody’s Wall Street Analytics and/or Citigroup Yieldbook
- Strong written and verbal communication skills for report writing and client presentations
- Excellent interpersonal, leadership, and management skills and the ability to work within a team setting
- Highly organized, detail-oriented, and excellent prioritization skills with a commitment to meeting deadlines with minimal supervision
- A valid driver's license in the US and a valid passport
- For ABS/CMBS/MBS and CLO Transaction teams, transaction issuance experience in a specific asset class preferred
10
Financial Services Senior Resume Examples & Samples
- Consistently deliver quality client services. Monitor progress of engagement economics, manage risk and ensure key stakeholders are kept informed regarding progress and expected outcomes. Establish relationships with client personnel at appropriate levels. Stay abreast of current business and industry trends relevant to the client's business
- Possess good business acumen. Remain current on new developments in advisory services capabilities and industry knowledge. Demonstrate ability to assimilate to new knowledge. Demonstrate in-depth technical capabilities and professional knowledge
- Knowledge of select bank regulatory requirements, as well as compliance practices a plus
- A minimum of 1+ years of relevant experience with federal banking agency a plus (Federal Reserve, Office of the Comptroller of the Currency, Office of Thrift Supervision) a plus
- Prior experience in consulting a plus
11
Financial Services Senior Resume Examples & Samples
- Data Management - Participation in developing enterprise data strategies and roadmaps Participation in developing architectural and design patterns, considerations, solution options, and impact Experience in developing state, event, UML, and Entity-Relationship models for financial institutions. Specific experience in modeling data warehouse and operational data store. Must have gone through at least one full life cycle implementation Experience in designing and implementing SOA based data solutions Design and implementation ETL solutions using one of the leading ETL packages (e.g., Informatica, Ab Initio, DataStage)
- Data Quality and Governance - Identification and analysis of data issues impact financial services organizations An understanding of the data used and the associated inherent issues in Investment Banking, Retail Banking, or Asset Management Ability to conduct discovery, perform root cause analysis, and make recommendations for the remediation of data quality issues The ability to design and recommend governance structures and control frameworks for the ongoing management of data at financial services organizations. Experience with large scale data remediation projects
- Business Intelligence - Development of reporting and analytics business capabilities, strategy and roadmap Facilitation and definition of reporting and analytics business requirements Definition of Business Intelligence technical architectures Design and implementation of at least one of leading Business Intelligence packages (e.g., Cognos, Business Objects, MicroStrategy, Spotfire, ClickView, SAS)
- Business Analytics - Ability to analyze and review client business data to identify key indicators pertaining to operations, risk, finance, compliance, or process and controls Design and implement analytical business and technology solutions to meet identified key indicators Ability to perform data forensics to identify suspicious banking, brokerage or insurance transactions
12
Financial Services Senior Auditor Resume Examples & Samples
- 150 credits achieved in order to sit for the CPA exam
- Prior experience in a professional services firm
- Financial Services experience with demonstrated technical expertise
- Knowledge of U.S. Generally Accepted Accounting Principles (GAAP), U.S. Generally Accepted Auditing Standards (GAAS), and Public Company Oversight Board (PCAOB) Auditing Standards
- Master’s Degree or other advanced degree
13
Financial Services Senior Resume Examples & Samples
- Bachelor's degree in finance, economics, accounting or a related discipline and approximately 2 years of related work experience; or a graduate degree and approximately 1 to 2 years of related work experience; MBA or MS preferred
- Minimum of 1+ years of relevant internal control related experience covering risk management, regulatory reporting and compliance or financial reporting in the financial services industry with either a consulting firm, internal consulting organization, or within risk management, internal audit or product control functions at leading financial services corporations
- Counterparty credit risk management: Credit risk capital determination, CVA, CVaR, PFE, EL / UL, LGD, EAD, Credit migrations, internal counterparty credit ratings, Product control or Price Verification: P&L explain, limits management, confirmation process, contracts management, US GAAP, balance sheets, income statements, product validation, Regulatory compliance: Dodd-frank OTCD, Volcker rule, FBO, CCAR, Sarbanes Oxley
- Trading controls: understanding of trade life cycle from order book/trade execution to settlement, and where key controls and reconciliations exist
- Financial Reporting, Develop and maintain risk management control framework, Internal Controls Review
- Addressing Regulatory MRAs and MRIAs
14
Financial Services Senior Resume Examples & Samples
- This professional will plan, lead and perform internal audit and Sarbanes-Oxley (SOX) 404 procedures as a member of the P&C team and in accordance with the client's audit plan, risk management strategy and EY's internal audit and SOX 404 methodologies
- Work with high-growth clients and other market leaders in both the traditional and alternative asset management industries, coordinate and perform audit procedures of a moderately complex nature; create work products such as audit analyses and engagement documentation; evaluate and test processes and related controls; prepare the audit approach relating to nature, timing and extent of procedures; assign and review work of staff auditors and assist in the preparation of the final report, work with clients to implement a SOX 404 approach, and prepare documentation and tests of controls
- Maintain a strong client focus by effectively serving client needs and developing productive working relationships with client personnel, stay abreast of current business and economic developments relevant to the client's business, deliver high-quality client service by directing the daily progress of fieldwork and informing Managers of the engagement status, respect and protect confidential client information
- Display teamwork, integrity and leadership, support colleagues and value others' contributions. Foster an efficient, innovative and team-oriented work environment, provide constructive on-the-job feedback and coaching
- Utilize technology and tools to continually learn and innovate, share knowledge with team members and enhance the delivery of services
- Understand EY and its service lines, actively encourage team members to contribute ideas and identify potential opportunities to apply EY's services
- Bachelor's degree and approximately 2-4 years of related work experience; or a graduate degree and approximately 1-2 years of related work experience
- Degree in accounting, finance, business or a related field; MBA preferred
- Approximately 1-2 years of related audit or applicable business experience; public accounting experience preferred
- Experience in the traditional and/or alternative asset management industry
- CPA, CA, APRM, CIA, CFA, CISA certification desired; non-certified hires are required to become certified to be eligible for promotion to Manager
- Successful candidates must be available to travel and work in excess of standard hours when necessary. Second language skills and international business experience are preferred
15
Financial Services Senior Resume Examples & Samples
- Develop and maintain productive working relationships with audit clients
- Direct field work, inform engagement leaders of audit engagement status and manage staff performance
- Complete audit procedures and documentation for higher-risk areas in order to broaden your technical skills (e.g., revenue, financial instruments and income taxes)
- Participate in client engagements during a transaction (e.g., initial public offering (IPO), business combination or debt offering)
- Contribute ideas/opinions to the audit teams
- Develop an understanding of EY service offerings
- A bachelor’s degree with approximately two years of related work experience or a graduate degree approximately one to two years of related work experience
- Approximately two years of experience working as an auditor for a public accounting firm
- Deep experience serving clients in the insurance industry, which may include life, health, property and casualty, reinsurance or similar institutions
- Experience in supervising, planning, executing and reporting on audits of financial statements prepared in accordance with US generally accepted accounting principles and US generally accepted auditing standards
16
Financial Services Senior Resume Examples & Samples
- Lead large scale client engagements while consistently delivering quality client services
- Manage expectations of client service delivery. Stay abreast of current business and industry trends relevant to the client's business
- Bachelor's degree in accounting, finance, economics or a related field; an MBA or master's degree a plus and approximately 2 years of related work experience; or a graduate degree and approximately 1-2 years of related work experience
- Minimum of 1+ years of relevant experience in banking/capital markets at a commercial bank with a well-developed credit risk management infrastructure or comparable experience working as an advisor to financial services companies
- Team work and leadership skills
- Problem solving and solution development
- Project management experience a plus a willingness to travel to meet client needs
- Industry Experience
17
Financial Services Senior Resume Examples & Samples
- Effectively manage and motivate multiple teams of advisors through all phases of the engagement life cycle. Provide constructive on-the-job feedback/coaching to team members. Foster an innovative and inclusive team-oriented work environment
- Identify new business opportunities. Understand EY and its service lines and actively assess/present ways to serve clients. Develop and maintain long-term client relationships and networks. Develop relationships with team members across all EY practices to serve client needs
- A bachelor's degree and approximately 2 years of related work experience; or a master's degree and approximately 1 year of related work experience
- Minimum of 1 year of relevant experience with a Federal banking agency (e.g. Federal Reserve, Office of the Comptroller of the Currency)
- Prior consulting experience is preferred (current state/future state assessments, business process re-design, target operating models)Degree in finance, economics, accounting, engineering, or related discipline; MBA or MS preferred
- Knowledge of accounting, regulatory reporting and/or regulatory reporting software packages, as well as bank compliance practices
- Ability to understand and determine technology implications due to process changes
- Strong relationship development and project management skills along with strong communication, presentation, client servicing and technical writing skills
- A valid driver's license in the US and a valid passport required; A willingness to travel, both domestically and internationally, to meet client needs
18
Financial Services Senior Resume Examples & Samples
- A bachelor's degree and approximately 2 years of related work experience; or a master's degree and approximately 1 years of related work experience in the field of a business related discipline
- A minimum of 1+ years of experience with leading medium to large sized projects and/or programs within the financial services industry with a large consulting firm or internal consulting organization at leading financial services corporations
- Demonstrated ability to lead medium to large-sized, complex financial services projects, managing quality of deliverables, timelines, budgets, and milestones developing project approaches, work plans, resource estimates, and cost estimates while establishing and maintaining client expectations
- Demonstrated ability to manage projects through the lifecycle including governance and scope, approach, project planning and communications programs. Past experience in managing program management offices leading transformational change projects preferred; Six-sigma or PMI, PMP certifications or exposure to other process improvement methodologies a plus
19
Financial Services Senior Resume Examples & Samples
- A degree in law, or a related discipline; MBA or MS preferred
- A minimum of 1+ years of relevant experience with federal regulatory agency (Securities and Exchange Commission, Commodities and Futures Trading Commission), self regulatory organization (FINRA, NFA, CBOE, CME), finacial services organization Compliance Department, or CRCP certification
- Knowledge of broker dealer, swap dealer, FCM or similar compliance practices - experience with the design, development and implementation of internal controls and or testing of internal controls for financial services business processes a plus
20
Financial Services Senior Resume Examples & Samples
- Demonstrate in-depth technical capabilities and professional knowledge. Demonstrate ability to assimilate new knowledge. Possess good business acumen. Remain current on new developments in advisory services capabilities and industry knowledge
- Understand/communicate complex insurance operational issues. Stay informed of and apply professional standards and firm policies
- Commit to developing a strong personal brand by staying informed regarding economic/market developments and their impact on the firm's clients
- A bachelor's degree and approximately 2+ years of related life insurance operations work experience; or a graduate degree and approximately 1-2 years of related life insurance operations work experience
- A degree in business, accounting, finance, computer science, engineering or a related field preferred
- Minimum of 2+ years of management consulting experience desired
- Ability to research client inquiries and emerging issues, including regulations, life insurance industry practices, and new application technologies
- Strong conceptual, analytical, and interpersonal skills
21
Financial Services Senior Resume Examples & Samples
- Business Strategy and Architecture (Vision, Mission, Guiding Principles)
- Claims Data Management
- Claims Operational Design
- Claims Organizational Models
- Claims Technology
- Risk Analysis and Risk Management
- Budgeting, Planning and Forecasting
- Performance Mgmt. and Measurement (Key Performance Indicator's, business driver-based metrics)
- Enterprise Technology Expense Reduction
- Consistently deliver quality client services irrespective of what role on a project is being worked. Whether the role is a support role for a Claims Transformation or a workstream lead for a Business Architecture and Claim Process Re - engineering Assessment, establish positive relationships with client personnel at appropriate levels and manage all identified risks. Ensure key insurance client stakeholders are identified and kept informed of the initiatives progress and the expected outcomes. Stay abreast of current business and industry trends relevant to the client's business
- Demonstrate in-depth technical capabilities and professional knowledge of the P & C Insurance Industry. Demonstrate ability to assimilate to new knowledge. Possess good business acumen
- A bachelor's degree and approximately 2 years of related work experience; or a graduate degree and
- Approximately 1-2 years of related work experience a degree in computer science, engineering, accounting, finance or a related field; MBA or MS degree preferred
- A minimum of 1+ years of delivery experience working within multiple project teams working in Property and Casualty (P&C) Claims Management evidence of client success
- Demonstrated ability to build trust and manage high level, executive relationships
- Demonstrated ability to manage and supervise teams of business advisors through all phases of the project lifecycle, including requirements definition, process and prose creation, business process re-engineering, application mapping and testing
- Ability to research client inquiries and emerging issues, including regulations, industry practices, and new application technologies
- Experience in the following areas: Program/project management and implementation planning (PMO), Client Relationship Management and Business Development, Definition of business and technical requirements, System selection and implementation support, Quality assurance and testing and/or Business and IT process reengineering
- Previous Project experiences in P&C Claims Administration System implementations, P&C Claims Business/Operations Transformation, P&C Claims Administration System vendor selection and evaluation, P&C Claims Business Process Reengineering, Financial Reporting and/or Business intelligence/decision support
- Previous Application/Package experience with Guidewire, CSC, Fiserv, Accenture, Innovation Group, Insurity, SAP and/or similar is desired
22
Financial Services Senior Resume Examples & Samples
- Understand/communicate complex insurance operational issues in the underwriting space. Stays informed of, and apply professional standards and firm policies
- A minimum of 2 years of experience as a Property and Casualty underwriter; commercial lines or specialty lines are preferred
- Experience with the following vendor products are preferred, but not required: FirstBest, Adaptik PolicyWriter, Accenture DuckCreek, Guidewire Policy, Pegasystems
- Strong written and verbal communication, interpersonal, presentation, client service and business writing and consulting skills, coupled with a strong interest in further designing, developing and integrating business operations and technology
- Ability to research client inquiries and emerging issues, including regulations, property and casualty insurance industry practices, and new application technologies
23
Financial Services Senior Resume Examples & Samples
- A bachelor's degree (MBA/MS preferred) in finance, accounting, economics, engineering or a related discipline and approximately 2 years of related work experience; or a graduate degree and approximately 1-2 years of related work experience
- Knowledge of accounting, regulatory reporting and/or regulatory compliance software
- Prior consulting experience preferred along with effective leadership, project management and teamwork skills
24
Financial Services Senior Resume Examples & Samples
- Transaction monitoring, including optimization, appropriateness of coverage, organizational design and investigative support
- Providing guidance on current and emerging control practices
- Potential candidates would ideally possess prior consulting experience, but may also be eligible with relevant compliance, AML operations, technology and/or regulatory experience from across the financial services regulatory bodies. The ideal candidate is more likely to have experience across the banking sector, where AML rules have been more stringently applied and control investment has generally been higher
- In addition, the candidate should be adept at sharing technical knowledge across a variety of AML/Sanctions related topics, drawn from experience, industry study, and a natural curiosity to constantly expand and evolve their personal skillsets
- A degree in finance, economics, accounting, international studies or a related discipline
25
Financial Services Senior Resume Examples & Samples
- Lend systems integration expertise during the design and development phase of each project to help specify the appropriate architecture, data model, system design and interface requirements
- Advise clients on a variety of business process services that help identify, assess, manage and measure the organization’s capabilities; use business process, organizational and technology capabilities and knowledge across several of the following focus areas
- Bachelor’s degree (computer science, engineering or related field) and approximately three to five years of related work experience; or a graduate degree (MBA or MS preferred) and approximately two to three years of related work experience working at or advising for a property and casualty insurance carrier
- Demonstrated software development expertise (based on proven project management and testing methodologies) through all phases of the technology life cycle, including requirements definition, architecture and system design, development and production release
- Demonstrated ability to supervise a team of technology advisors through all phases of the technology life cycle, including requirements definition, design, development, conversion and testing
- Strong communication (written and verbal), presentation, client service and technical writing skills, coupled with a strong interest in further developing and integrating operations with technology skills
- Ability and comfort level researching client inquiries and emerging issues, including regulations, industry practices and new technologies
- Experience in the following areas
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Financial Services Senior Resume Examples & Samples
- Insurable risk management, self-insurance advisory services (across all industries)
- Predictive Modeling and customer analytics
- Rate setting all lines of business
- Product development
- Mergers& acquisitions
- Federal income tax analysis
- Actively pursuing Associateship within the Casualty Actuarial Society with a minimum of 3 actuarial exams passed
- Proficiency in the use of spreadsheets and actuarial-related software
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Financial Services Senior Resume Examples & Samples
- Reserve Analysis
- Risk/Claims management
- Operational and procedural reviews
- Claims audits
- Data analytics pertaining to pricing and cost control
- Multi-line claim adjudication (e.g. Workers Compensation, Liability, Auto, Property, including experience with asbestos, and other latent long term defect and pollution claims)
- Participate in the engagement, focusing on complex and specialized insurance, claims, or risk management issues. Collaborate to determine an engagement strategy and create a plan. Communicate effectively with the client and the engagement team
- Develop and maintain productive relationships with client management. Focus on deliverables and prioritize. Manage expectations of service. Successfully manage to the budget. Stay informed of general business/economic developments and their impact to the client
- Develop people. Delegate work effectively. Contribute to on-the-job feedback/training and conduct performance reviews. Coach junior staff in pursuing actuarial examinations/credentials. Foster teamwork and innovative thinking
- Commit to developing knowledge. Use technology to continually learn, share knowledge with team members, and enhance service delivery. Respect/protect confidential client information. Maintain an educational program to continually develop skills
- Generate new business opportunities. Understand EY's service lines and actively assess/present opportunities for the firm to bring value to clients. Develop long-term relationships and networks
- Degree in Insurance/Risk Management, Finance, Business Administration, and/or other related major
- Approximately 1+ years of experience in an insurance, claims, or risk management position
- Completion or significant progress towards the completion of an advanced, recognized insurance industry designation (e.g., AIC, ARe, ARM, CPCU), or an advanced degree (e.g., MBA, JD)
- Strong PC skills including, but not limited to, knowledge of spreadsheets
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Financial Services Senior Resume Examples & Samples
- Deliver exceptional client service within an innovative and inclusive team-oriented work environment
- Foster relationships with client personnel at appropriate levels. Consistently deliver quality client services. Drive high-quality work products within expected time frames and on budget. Monitor progress, manage risk and ensure key stakeholders are kept informed about progress and expected outcomes. Stay abreast of current business and industry trends relevant to the client's business
- Support and enhance business development opportunities. Understand Ernst & Young and its service lines and actively assess/present ways to serve clients. Develop and maintain long-term client relationships and networks. Develop relationships with team members across all Ernst & Young practices to serve client needs
- Demonstrate deep technical capabilities and professional knowledge. Demonstrate ability to quickly assimilate to new knowledge and contribute to the development of service to meet ongoing client needs. Possess relevant business acumen with an ambition for further development
- A bachelor's degree and a minimum of 2 years of related work experience; or a graduate degree and approximately 1-2 years of related work experience; a minimum of 1+ years of relevant experience at a financial services company or comparable experience working as an advisor to a financial services company
- Understanding of typical capital markets and other banking instruments, their characteristics and uses in the capital markets; technology experience across the systems development lifecycle supporting one or more of the risk management domains described above (Credit, Market, Liquidity, Enterprise Risk)
- Demonstrated technology competencies in one or more of following areas
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Financial Services Senior Resume Examples & Samples
- Perform loan document review and data reviews on loan files, recalculating fields on data tapes and running exception reports to tie out with clients
- Create collateral stratification tables used for assessing loan pool characteristics
- Perform cash flow modeling on deals to tie out to clients’ loan amortization tables and bond analytics, including decrement tables, weighted average lives, and price/yield tables
- Review offering documents and term sheets by verifying information as accurate, complete, and conforming with industry and market standards
- Draft and review AUP Reports
- Work with and interact with front-office investment banking clients on a daily basis
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Financial Services Senior Resume Examples & Samples
- Data governance/management
- Data warehousing design
- Technology change management
- Lead the creation of metadata documentation (i.e., data lineage, data quality, data controls)
- Learn and lead implementation of data-related enabling technologies
- Support the development of standard, repeatable execution processes
- Support management in administrative responsibilities, including status reporting, financial management, etc
- Stay abreast of current business and industry trends relevant to the client’s business
- Demonstrate the ability to quickly assimilate to new knowledge
- Possess in-depth business acumen
- Bachelor’s degree in computer science, engineering, accounting, finance or a related field and a minimum of three years of related work experience; or a graduate degree and a minimum of two years of related work experience
- A minimum of one year of relevant experience at a financial services company or comparable experience working as an advisor to a financial services company
- A minimum of two years of experience in owning and delivering scope that focuses on the management and movement of data
- The candidate should demonstrate competence in one or more of the following skills
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Financial Services Senior Resume Examples & Samples
- Possess good business acumen
- Chartered Financial Analyst (CFA) preferred
- Experience in treasury and capital markets risk management practices, processes and products
- Knowledge of a broad range of treasury instruments and the complex financial products (including all short and medium term money market instruments, foreign exchange, and interest rate derivatives) used to manage risk
- Strong mathematical and problem solving skills and the ability to present complex information in a clear and concise manner
- Understand leading practices and regulatory guidance in Treasury governance, processes, procedures and internal control environment
- Valid driver's license in the US and a valid passport required; willingness and ability to travel nationally and internationally to meet client needs
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Financial Services Senior Resume Examples & Samples
- Demonstrate deep technical capabilities and professional knowledge. Demonstrate ability to quickly assimilate to new knowledge. Possess in depth business acumen
- Participate in engagement management, engagement execution and reporting, and client relationship building and management
- Minimum of 1+ years of experience working at a financial services company or comparable experience working as an advisor to a financial services company
- Demonstrated ability to manage and supervise a team of technology advisors through all phases of the technology life cycle, including requirements definition, architecture design, conversion and testing
- Dodd-Frank, OTC Derivatives Reform Volcker Rule
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Financial Services Senior Resume Examples & Samples
- Designing, building and documenting queries to analyze data from various sources and data quality controls
- Designing, building and documenting technical data flows, data lineage and metadata documentation
- Developing specific skills with software packages from leading enterprise application vendors
- Performing systerm analysis relative to data models, data mapping, data flows and data reconciliation and controls
- Directly supervising multiple teams of three to five associate analysts and analysts on midsized to large project components
- Bachelor’s degree in Computer Science, Information systems or related technology majors, or related field preferred
- Minimum four years of data-related experience in ETL technologies
- Certification on any database management system is a plus (e.g., SQL Server, Oracle)
- Certification on any reporting/data visualization system is a plus (e.g., Tableau, Spotfire, Cognos)
- Certification on any integration tool or equivalent experience is mandatory (e.g., SSIS, Informatica, Ab-initio)
- Capable of leading multiple design sessions with the client without practice leadership guidance
- Keen attention to detail, problem-solving and strong analytical skills
- Knowledge and experience regarding different types of databases such as SQL Server, MySQL, Access, Oracle and DB2
- Knowledge of SQL syntax
- Ability to work independently as well as with onshore and offshore teams
- Proficiency in one or more of the following domains will be considered an asset: compliance, operations, finance, risk and customer
- Proficient with MS Office, including MS Excel, MS Word and MS PowerPoint
- Effective organizational and time-management skills with the ability to work under pressure and adhere to project deadlines
- Flexible and willing to travel (0%–25%), as well as work in excess of standard hours when necessary
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Financial Services Senior Associate Resume Examples & Samples
- Assist Clients on Group Risk Management and support the Board Risk Management Committee in reviewing the risk management across the group
- Formulating/ Implementing Enterprise Risk Management initiatives including risk quantification and portfolio risk management
- Advise clients on end-to-end credit processes
- 4 years’ experience in financial services credit risk management. Candidates with lesser experience will be considered at Associate Level
- Degree in Accounting, Finance, Business, Mathematics, Statistics or equivalent
- Understanding of design and deployment of logical and physical structures in Banking risk & regulatory area (finance & treasury)
- Previous exposure in IBM data modelling tool (IBM InfoSphere) or any other industry standard data modelling tools would be an advantage
- Significant relevant consulting, risk management or business expertise within a Retail/ Commercial or Corporate bank
- Experience in following activities
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Financial Services Senior Analyst Resume Examples & Samples
- Transformation strategy and delivery
- Systems architecture assessment and design
- Systems implementation assistance
- Systems effectiveness assessment
- Data governance and management
- Designing and coding new customized software solutions, using Extract, Transform and Load (ETL) technology, based on client needs, that involves the development of ETL programs that clients use to extract data from existing systems and streamline batch processing or data-conversion programs
- Applying systems analysis techniques and procedures, including interviewing various resources to gather information to analyze and document requirements
- Creating new software and system functional specifications for the development/configuration of select ETL software solutions
- Participating in data-related technical testing, whether application, system, integration or end-user testing
- Remaining current on new developments in delivery services, capabilities and industry knowledge relevant to ETL and data quality
- Demonstrating ability to review own work as well as work of other resources to identify and improve an approach for producing high-quality work products, with limited supervision
- Monitoring progress, managing risks and ensuring that key stakeholders are kept informed about progress and expected outcomes for midsized to large project components
- Assisting the team in building trusted relationships as strategic technology advisors with clients and work internally across EY advisory teams to help bring our clients the most comprehensive IT transformation services to effectively address their business challenges
- Assisting with the analysis of our clients' IT organizations, operating models, processes, and software applications; formulate technology-based recommendations and road maps to improve our clients' IT functions
- Extensive computer software configuration and development experience with any of the following technologies: ETL Suites (Informatica, Infosphere, Ab Initio, SAP), DBMS
- Certification on any query, programming or statistical language is a plus (e.g., SQL, C, C++, Java, R)
- Knowledge of data reporting solutions, including the ability to leverage pivoting data, graphs and charts
- Having domain knowledge is a plus, such as banking, insurance, etc
- Strong interpersonal skills, including networking and building relationships
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Financial Services Senior Resume Examples & Samples
- Engage with project teams through all phases of the technology enablement life cycle. Lend specific subject matter knowledge to the design and integration phase of each project, helping to give specificity to the appropriate architecture, data model, and system design and interfacing requirements
- Credit Finance
- Mortgage (underwriting and origination)
- Card processing
- Loan processing
- Asset Finance/Leasing
- Trade operations
- Settlement and Clearing
- Derivative operations
- Corporate Actions
- Trust/Custody
- Correspondent Clearing
- Securities Lending
- Market Data
- Team with client technology professionals, and/or third-party strategic alliances to provide implementation of technology solutions
- Experience in one or more of the following Financial areas: Retail Banking, Mortgages, Credit Cards or Capital Markets
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Financial Services Senior Associate Resume Examples & Samples
- Good understanding of economic or market issues and the ability to interpret their impact on clients
- Strong presentation skills and proficiency in the use of PowerPoint, Word and Excel
- Minimum 4 years’ experience in financial services credit risk management. Candidates with lesser experience will be considered at Associate Level
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Financial Services Senior Accountant Resume Examples & Samples
- Analyze and prepare financial data and reports in accordance with U.S. GAAP
- Compile, reconcile, and analyze financial information for month end close
- Prepare monthly balance sheet account reconciliations on a timely and accurate basis
- Assist with auditing of financial statements
- Preparation of the Board Package
- Update footnotes
- Calculate Debt covenants reporting to the banks
- Utilization of MS Excel, Access
- Utilization of Lawson general ledger
- 3-5+ years Accounting experience (Big 4 Desired)
- Advanced MS Excel, MS Access experience strongly desired
- Strong experience with Financial Reporting, GAAP, audit of financial statements
- Exposure to updating footnotes
- Calculation of Debt covenants reporting to the banks
- Preparation of Board Packages
- Lawson general ledger experience a plus
- Ability to multitask, meet deadlines, and be organized, reliable and responsive
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Financial Services Senior Resume Examples & Samples
- Serve as a member of multiple client engagement teams, participating in due diligence and structuring engagements related to transactions for private equity and strategic corporate clients
- Perform due diligence projects to provide a thorough review of tax returns, legal documents and financial statements needed to evaluate and calculate potential tax exposures
- Review, assess, and advise clients regarding tax computations reflected in their financial models; and assist clients in the quantitative and qualitative analysis of the tax data in their financial projections for the transaction
- US CPA or member of US State bar
- A bachelor's degree and around 3 years of related work experience; or a graduate degree and 2 years of related work experience
- Tax due diligence, deal structuring, and post-acquisition planning experience
- Experience managing budgets, projects and people
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Financial Services Senior Resume Examples & Samples
- Fostering an innovative and inclusive team-oriented work environment
- Demonstrating in-depth technical capabilities and professional knowledge
- Establishing strong relationships with the clients
- Working in an entrepreneurial environment to pave your own career path
- A bachelor's or master’s degree
- Around 2 or more years of related work experience in banking, capital markets, insurance or asset management space
- Practical experience using the following tools and technologies
- Advanced Analytics: SAS, R, Python, SPSS, MapR, Flume, Hue, Impala, predictive analytics , machine learning, artificial intelligence
- Business Intelligence and visual analytics: OBIEE, MicroStrategy, Business Objects, Cognos, Business Objects, Spotfire, Qlik, Tableau
- Information Management: Informatica, DataStage, SSIS, Talend, SQL, Hadoop, Hortonworks, Cloudera, Kerberos, Apache Sentry, Knox, Cloudera, Collibra, AWS, Legacy vendor software
- Ability to assimilate new knowledge
- Excellent leadership and teaming skills
- Valid driver’s license in the US
- Valid passport
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Financial Services Senior Resume Examples & Samples
- Working with clients to drive transformational change in the way they deliver application testing services in their organizations
- Planning, implementing and quality assurance for large complex testing projects
- Teaming with business organizations to facilitate User Acceptance Testing (UAT)
- Coaching teams members with a goal of fostering an innovative and inclusive team-oriented work environment
- Sharing your knowledge and developing engagement tools and enablers to build capability for the practice
- Developing client relationships across multiple levels and support sales efforts
