Internal Auditor Resume Samples

The Guide To Resume Tailoring

Guide the recruiter to the conclusion that you are the best candidate for the internal auditor job. It’s actually very simple. Tailor your resume by picking relevant responsibilities from the examples below and then add your accomplishments. This way, you can position yourself in the best way to get hired.

Craft your perfect resume by picking job responsibilities written by professional recruiters

Pick from the thousands of curated job responsibilities used by the leading companies

Tailor your resume & cover letter with wording that best fits for each job you apply

Resume Builder

Create a Resume in Minutes with Professional Resume Templates

CHOOSE THE BEST TEMPLATE - Choose from 15 Leading Templates. No need to think about design details.

USE PRE-WRITTEN BULLET POINTS - Select from thousands of pre-written bullet points.

SAVE YOUR DOCUMENTS IN PDF FILES - Instantly download in PDF format or share a custom link.

Create a Resume in Minutes

M Murphy

Mario

Murphy

849 Kennedi Junction

Chicago

+1 (555) 409 9921

849 Kennedi Junction

Chicago

Phone

p +1 (555) 409 9921

Experience Experience

Detroit, MI

Internal Auditor

Detroit, MI

Barton, Bogisich and Farrell

Detroit, MI

Internal Auditor

Develop working papers evidencing performance of all audit work
Assists in the preparation of draft reports that summarize the work of internal audit for presentation to AIA management and management of the business
Assist the Lead Auditor in planning and managing audit mandates, including documentation of work performed, management of costs and time for the mandates
Prepare audit reports to management documenting the work performed and if audit issues were identified, provide recommendations to address the issues
Develop suggestions for process efficiencies and control improvement based on work performed
Assist the Lead Auditor in planning and managing audit mandates, including documentation of work performed, and management of costs and time for the mandates
Assist in the development of audit programs for financial, operational and compliance audits and execute testing accordingly

present

San Francisco, CA

Internal Auditor

San Francisco, CA

Koelpin and Sons

present

San Francisco, CA

Internal Auditor

present

Assist in developing scope, performing testing and developing findings under the direction of Internal Audit management
Perform reviews of working papers to ensure accuracy and completion and assist in clearing any review points provided by team leads and / or audit management
Scope determination, development of audit planning memorandums, performance of test work and assistance with report writing
Document work performed in workpapers in a timely manner and respond to manager review comments
Develop detailed working papers to provide sufficient evidence of work completed in the execution of the audit program including testing and analyzing results
Communicate with operating and financial management, establish and maintain strong working relationships with all levels of management
Plan and manage internal audit mandates, including documentation of work performed, and management of costs and time for the mandates

Education Education

Bachelor’s Degree in Accounting

Pepperdine University

Bachelor’s Degree in Accounting

Skills Skills

Proven working knowledge of WORD, EXCEL, POWER POINT, ACCESS, and database analysis techniques, ability to travel, strong knowledge of Federal/State compliance
Basic knowledge of and ability to adhere to appropriate professional standards, including the Yellow Book and Red Book
Knowledge of computer hardware and applicable software. Proficient in Microsoft Office Suite Access, Microsoft Outlook, and Internet
Ability to be adaptable, flexible, capable of working both independently and in teams
Proficient knowledge and ability in the following types of software packages: spreadsheet, word processing, auditing, and accounting
Proven ability to build strong relationships with key stakeholders, desire to learn quickly, be flexible and think strategically
Able to demonstrate professional knowledge of auditing practices and procedures to give advice and guidance as appropriate
Strong proficiency in basic PC applications (Excel, Word, PowerPoint, Visio)
Ability to take direction, learn quickly, work independently, and maintain a level of professional skepticism
Fluent or good knowledge of one or more foreign languages would be strong value add (including German, French, Mandarin, Cantonese, Spanish, Russian)

Create a Resume in Minutes

15 Internal Auditor resume templates

Read our complete resume writing guides

Internal Auditor Resume Examples & Samples

Professional designation or eligibility (CPA, CIA, CFE, OR CISA) preferred
Minimum 2-5 years experience in accounting, internal auditing or public accounting required; financial industry experience preferred
Ability to conduct an effective interview and/or present information in one-on-one and small group situations to business unit staff and/or management, audit team and external auditors
Knowledge of finance and accounting principles and practices, the financial markets, banking and the analysis and reporting of financial data
Ability to identify complex problems and review related information to develop and evaluate options and implement solutions
Ability to effectively manage one's own time and the time of others
Ability to communicate effectively in writing and verbally as appropriate for the needs of the audience

Internal Auditor Resume Examples & Samples

A degree in accounting, finance, business or a related field; MBA preferred
A minimum of 1 year of related audit or applicable business experience
Approximately 1 years of public accounting experience preferred
Knowledge of Enterprise Resource Planning applications or other sector specific IT applications
Risk analysis experience
Implementation of variety of research and information gathering strategies
Understanding of the application of Data analytics and analysis of results
Understanding of control rationalization, optimization, effectiveness and efficiency
Proficiency with MS Office and Lotus Notes

Internal Auditor Resume Examples & Samples

Assistance in the formation of the annual audit plan
Financial services experience is preferable, including an understanding of asset management products, business processes and risk and controls systems
Undergraduate or graduate degree in finance, economics, statistics, accounting or engineering is preferred
Aptitude towards investment and risk management, scenario analysis and problem solving
Strong critical thinking, quantitative and problem solving abilities

Internal Auditor Resume Examples & Samples

Performs moderately complex audits related to Corporate Functions, including Human Resources, Citi Shared Services, Public Affairs, Legal, Procurement, Accounts Payable and/or Realty Services, in accordance with corporate methodologies and professional standards, including drafting of audit reports, presenting issues to the business and discussing practical solutions
Proficiency in spoken and writtenEnglish
5-7 years of experience in a related internal audit role with experience in business, functional and people management
Specific subject matter expertise regarding technology application control disciplines and a solid business understanding of Corporate Governance, Public Affairs, Legal, Human Resources, Procurement Sourcing, Accounts Payable and Realty Services products

Internal Auditor Resume Examples & Samples

At least 7 years in banking industry or related experience in compliance/internal controls, securities firms, or financial industries
Having audit experience in accounting firms or banks are preferred
Well communication and interpersonal skills
Abundant with team work spirits
Proficient in English writing or speaking
With senior broker license preferred

Internal Auditor Resume Examples & Samples

2 years of information systems auditing or other relevant experience
Bachelor's degree in Information Systems, Information Technology, Computer Science, Accounting or other related discipline required
The candidate will be requested to obtain the CISA within a reasonable timeframe, based on prior experience

Internal Auditor Resume Examples & Samples

Prefer relevant professional certification (e.g. CPA, CIA, CISA, CFE)
Experience in the life insurance and/or financial industry segment, to include regulatory requirements
Demonstrated time management skills
Good team work skills including experience in building effective team interactions
Ability to travel (up to 10%)
Bachelor's degree in Accounting, Finance or other relevant areas of study
At least 2 years of experience in auditing, finance, accounting, insurance or relevant business area

Internal Auditor Resume Examples & Samples

At least 1-3 years of experience in auditing finance, accounting, operational risk in the financial services industry
Experience with mutual funds front, middle and back office processes (preferred)
Good team work skills including effective team interactions and problem resolution
Skilled in MS Word, Excel and other relevant business software
Experience with asset management operations and regulatory requirements

Internal Auditor Resume Examples & Samples

Knowledge of industry program policies, procedures, regulations and laws
Skill in conducting quality control reviews of audit work products
Skill in planning and project management
Ability to meet multiple deadlines
Proven working knowledge of WORD, EXCEL, POWER POINT, ACCESS, and database analysis techniques, ability to travel, strong knowledge of Federal/State compliance
Skill in effective verbal and written communications, including active listening skills and skill in presenting findings and recommendations
Two years of full-time experience accounting, underwriting, and/or industry related standard concepts, practices, and procedures

Internal Auditor Resume Examples & Samples

Bachelor’s degree in Accounting/Finance
1-3 years of public accounting experience
Familiarity with SOX regulations required

Internal Auditor Resume Examples & Samples

Analysis and evaluation of business processes in terms of efficiency, correctness, functionality and adequacy at PUMA SE, its subsidiaries and within the KERING Group (Gucci, Bottega Veneta, Saint Laurent, etc.)
Determine compliance with the company’s internal regulations and policies etc. and legal requirements
Support the audit planning and conceptual development of efficient audit processes and audit methods
Active support of process optimization by developing suggestions for improvement
Preparation of audit reports, presentation of the results and communication of the recommendations to the responsible management
Follow-up of audit recommendations
International travel during audit projects required
Completed business degree (Uni, FH, BA) or equivalent qualification
Minimum 3 years professional experience in Internal Audit or External Audit
Demonstrated understanding of auditing techniques and international accounting standards (IAS, IFRS)
Excellent IT skills (SAP and MS-Office), experience with CAAT, e.g. ACL or IDEA is a plus
Proficiency in English and preferably additional foreign languages (Spanish, Chinese, etc.)
Strong analytical and conceptual as well as organizational skills
Teamwork, communication skills and intercultural competence
Flexibility and willingness to travel

Internal Auditor Resume Examples & Samples

Identifying and evaluating the effectiveness of controls
Cooperating closely with our teams in other locations when planning and executing global audits
Supporting in preparing reports of audit findings for UBS senior management

Internal Auditor Resume Examples & Samples

Contribute to the completion of audit projects in accordance with the approved risk based annual internal audit plan covering all activities of the adidas Group, including all brands (adidas, Reebok, TaylorMade-adidas Golf, Ashworth, Adams Golf, and CCM Hockey), functions and operations. Standard audits can include key operational aspects of the business, including wholesale, own retail, eCommerce, marketing, customer service, credit & collections, purchasing & sourcing, warehousing & inventory management, accounting, HR & payroll, and IT. Key stakeholders include both local management (i.e. Managing Director, Finance Director and all first line directors) as well as senior HQ executives
Support in the evaluation of governance practices including authorisations, management reviews, policies & procedures, code of conduct, segregation of duties, system access rights, compliance with IFRS accounting standards and planning & reporting procedures
Work closely with management in alignment with your superior in order to provide assurance and advice on practical solutions for improved business processes through the sharing of best practices
Support the Group Internal Audit senior leadership in the organisation and execution of individual audits in accordance with the annual audit plan and with reference to the Standards for the Professional Practice of Internal Auditing of the Institute of Internal Auditors (IIA)
Support in the preparation and delivery of opening & closing presentations to senior management and executives alike
Contribute to the writing of audit reports for review by the respective audit manager. These reports will ultimately be distributed to the Group’s Executive Board, and include action plans developed with senior management
Effective English presentation and communication skills, both verbally and in writing, and composure to deal comfortably with senior executives
Compelling development potential with ambition to build international career in the world of sports
Diversity skills to connect with people and management styles across different cultures
High level of mobility with desire to travel to Group locations across the globe (business related travel intensity can range from 16-22 weeks per year)
University degree with emphasis on auditing, internal controls, finance, accounting
1-3 years external and / or internal audit experience – professional designations (qualified CA, CPA, CIA) preferable
Qualified Chartered Accountant or international equivalent (CA, CPA, etc.) or Certified Internal Auditor (CIA) strong
Additional language skills are strong value added benefit

Internal Auditor Resume Examples & Samples

2+ years of auditing, accounting or other relevant experience
Bachelor’s degree in degree in accounting, finance or other business related field. Relevant professional certification is preferred (e.g. CISA, CIA, CFE, CPA)
Experience managing audit resources, effective team interactions, providing timely and constructive feedback, negotiating issues and resolving problems
Superior verbal and written communications skills
Knowledge of financial services products, services and regulations; internal audit practices; risk management; and regulatory guidance and expectations (FRBB, OCC, SEC, State Insurance). Requires knowledge of the Institute of Internal Auditor's (IIA) International Professional Practices Framework (IPPF) to which the Internal Audit Division's methodology is aligned

Internal Auditor Resume Examples & Samples

Evaluate the adequacy and effectiveness of internal controls
Individually, or working as part of a team, carry out reviews on financial, operational and compliance risk
Develop audit plans and programs
Perform specific audit procedures and prepare working papers
Documenting the audit procedures performed
Recommending improvements for the effectiveness of risk management, control and governance processes
Preparing concise audit reports and presenting final outcomes to auditors and senior management
Carry out special project work as requested
Facilitate the Risk Management process
Contribute to the development of the Internal Audit function
Some business travel will be required

Internal Auditor Resume Examples & Samples

To conduct and document audits throughout the firm
Work closely with Audit Team and Business Unit management to confirm the scope of the audit, devise a testing approach and provide technical expertise
Responsible for planning, scoping, execution, documenting and communication of audit results both to Audit and Business Unit Management
Design and operating effectiveness of the control environment
Assess whether operations, services and systems have proper controls in place
Develop a budget and/or time frame for how the audit will be completed. Responsible for scoping, executing, documenting and reporting in accordance with those timeframes and department standards
Apply analytical skills to review and test business processes, perform risk and control assessments, document results and report audit results including the adequacy of controls
Communication of audit results and presentation of recommendations on operations and controls to the business unit
Review of work to ensure that Departmental Audit Standards have been met
Coordinate with the Specialist Audit Teams
MUST have experience auditing Asset Servicing and Asset Management activities together with knowledge of risks and controls of these activities, including operational, compliance and credit risks
MUST have experience of regulatory client reporting, tax reporting and depositary activities within EMEA region
MUST have experience of audit procedures and standards (planning, execution and reporting of an audit)
Knowledge of corporate policies and procedures that relate to auditing/ accounting standards is essential
Strong analytical skills are essential
Excellent knowledge of the operations, functions and objectives of interfacing areas required to audit operations, services, systems, workflow and operational impact is necessary
Flexible to travel

Internal Auditor Resume Examples & Samples

5+ years of Internal Audit experience out of Financial Service or Insurance industry
Knowledge of MBS or Fixed Income Products
Prior Public Accounting experience

Internal Auditor Resume Examples & Samples

2-8 years of audit or internal controls experience
Knowledge of SOX
Comfortable conducting collection calls
Comfortable wearing many hats in a fast-paced, growing business

Internal Auditor Resume Examples & Samples

7+ years of Public Accounting and/or Private Industry experience
Previous experience with Audit (Financial and Operational) and Sarbanes Oxley
Previous experience with a Big 4

Internal Auditor Resume Examples & Samples

Understanding the operations and business oversight of the function under review
Preparation of risk-based work plan and work papers to professional standards in line with Internal Audit methodologies
Reviewing business processes to identify control gaps
Reviewing work of other team members and providing coaching/feedback as appropriate
Demonstrating excellent communication skills with senior client management to articulate issue risk
Reporting and presenting to business management on areas for improvement
Follow up and reporting on overdue action items on individual reviews
Project management (setting deadlines, budgets for individual tasks and monitoring progress against plan)
5 + years experience in Internal/External Audit, Risk Management, capital markets and trading businesses
Audit experience - Operational &Financial

Internal Auditor Resume Examples & Samples

Bachelor’s degree in accounting or business
Experience in public accounting (ideally 3-4 years of internal audit experience)
Proficient at highlighting and documenting key issues and concerns

Internal Auditor Resume Examples & Samples

Assist in the development of financial process maps detailing internal controls over financial reporting (ICOFR) for business units as needed. Participate in the identification of ICOFR risks and offsetting internal controls. As well as the identification of any controls deemed to be “key controls”
Conduct formal audits identified by Internal Audit management across the full spectrum of the audit cycle of planning, fieldwork and reporting. This includes
Undergraduate degree, with solid financial management and auditing training. A CPA, CIA or CISA certification is also preferred
Seven to ten years of experience working as an internal auditor or in a financial controllership role in a complex highly regulated financial service firm with a concentration in activities conducted in Insurance or Asset Management businesses
Previous external audit experience is a plus but not required
Understanding of SOx, the Insurance Model Audit Rule and the COSO Framework would be helpful
Solid understanding of Excel, PowerPoint, Visio, Access and common internal audit workpaper tools (i.e., automated workpapers)
Aptitude to develop both technical and soft skills in a growing organization
Has demonstrated project management related skills
Analyze issues and develop and execute plans that contribute to significant improvements in financial and operational performance and risk reduction
Collaborate with management, peers, and subordinates in the furtherance of achieving mutually beneficial outcomes
Take ownership of processes and improve them

Internal Auditor Resume Examples & Samples

Responsible for effectively planning and executing comprehensive internal audits of applicable business areas under the direction of Internal Audit department management. These activities include
Obtains a thorough understanding of the business areas under review
Evaluates and documents the design of key controls
Develops audit programs to guide test work
Documents internal control weaknesses and inefficiencies
Conducts exit conferences with business area management
Drafts and finalizes internal audit reports to senior management
Manages resources within the allotted timeframes
Performs and documents Sarbanes-Oxley design and control testing in accordance with departmental standards
Executes special projects as requested
Minimum 2-6 years auditing experience is preferred; previous experience in audit-related, risk management and/or compliance roles would also be considered
Ability to communicate clearly with persons at a wide range of levels on sensitive matters

Internal Auditor Resume Examples & Samples

Obtains an understanding of the business areas under review
Executes audit testing and completes work papers of high quality in accordance with Internal Audit Department standards
Documents internal control weaknesses or inefficiencies
Manages resources within the allotted timeframes and budgets
Minimum 4+ years auditing experience preferred
Previous experience in audit-related, risk management and/or compliance roles would also be considered
Previous experience in the asset management, securities and/or banking industries a plus
Prior experience in a public accounting firm is desired

Internal Auditor Resume Examples & Samples

Internal auditing work. Conduct operational & financial
Conduct interviews , observe procedures, examine transactions, documents, records and reports
Evaluate the adequacy of internal controls
Identify, define and review issues and perform an analyses of evidence
Prepare all working papers in adherence to company policies and standards
Prepare and distribute results of the audit for review by senior management
Develop and continuously grow productive client and staff relationships
Perform all other ad hoc projects and assignments as assigned by the Director – Internal Audit and/or Vice-President – Internal Audit
Must be able to conduct quality control reviews of all products of audit work
Collect, evaluate, and draw sound business conclusions from complex data
Ability to multi-task, plan and manage various projects
Strong MIcroSoft Office skills, primarily EXCEL
Excellent communication skills (verbal and written). Strong presentation capabilities
Self motivated and a self starter
Ability to travel (up to 30%)

Internal Auditor Resume Examples & Samples

Providing quality, efficient and effective assurance and influence to business managers to improve controls
A confidence to contribute to and lead tasks allocated within the Audit lifecycle and engage with the appropriate parties
Improve risk management practices and internal control frameworks
Establish and grow internal relationships with all levels of Senior Management
A newly Qualified or 1-2 years PQE Accountant with strong Audit experience. Financial services audit experience would be a bonus but not a necessity
Would suit a candidate from a Big 4 audit background
An ability to lead an manage teams
A strong resilience to learn and grow within a busy and success driven finance department
Excellent team player with the ability to communicate with Senior Management at all levels within the organisation

Internal Auditor Resume Examples & Samples

Plan, schedule and perform internal audits of corporate and operational areas
Perform Sarbanes-Oxley planning and testing
Prepare internal audit reports for management, make recommendations for internal control and process enhancements and obtain management's feedback
Assist the Vice President, Internal Audit with the risk assessment and annual internal audit plan
Other projects as assigned
Bachelor’s degree required; Accounting or Finance preferred
CPA/CIA preferred
2+ years experience in audit

Internal Auditor Resume Examples & Samples

Serve as auditor-in-charge by
Bachelor's degree in accounting, business or related field or equivalent education and related experience
Two years of banking, auditing or other relevant experience related to area of responsibility
Understanding of risk management and process concepts
Demonstrates an understanding of banking and auditing
Good working knowledge of standard software applications such as MS Office

Internal Auditor Resume Examples & Samples

Knowledge and experience in financial, technology, and operational auditing required with the ability to construct well-targeted audit reports within the context of business/industry operations/practices
Experience in conducting Fraud Reviews desirable
Experience in software industry is desirable with working knowledge of software revenue recognition a plus
Experience in evaluating technical areas (i.e. logical and physical access, change control, application controls, etc.) is a plus
Familiar with SAP or other ERP system a plus
Familiar with Enterprise Risk Management (ERM) concepts a plus
Ability to take direction, learn quickly, work independently, and maintain a level of professional skepticism
Excellent interpersonal, oral, written and presentation skills with the ability to comfortably communicate to all levels of management and demonstrate a high degree of professionalism and integrity in all interactions
Detail oriented and attention to accuracy
Demonstrated proficiency in MS Excel, Word and PowerPoint with a general understanding of data analysis techniques
It is essential that the candidate be a team-player
Self-motivated and consistency demonstrates a pro-active approach
It is essential that the candidate have unquestionable integrity and credibility

Internal Auditor Resume Examples & Samples

Audit Management
Corrective & Preventive Action Management
Document Management
Business Continuity Management
Strategic Review
Be the subject matter expert for Pearson VUE America on the requirements of all business management systems
Co-ordinate and manage the business assurance activities including but not limited too
At least 4 years work experience in a related area
Affinity to work in a technical and customer focused business environment
Experience of co-ordinating and managing certified management systems and accreditations
Excellent knowledge of information security, quality, process and risk methodologies
Good knowledge and understanding of current US legislation, regulations, standards and best practice across all relevant disciplines
Qualified internal auditor to ISO 27001 standard
Proven ability to successfully communicate to all audience types and across cultures in both written and verbal form. Must be adept at translating the requirements of management systems into business practice
A “can-do” attitude with the ability to work closely with others and on their own. A strong focus and commitment to continual improvement
Collaborative Working
Commercial Awareness
Commitment to Improving Quality
Customer Focus
Performance Maximisation

Internal Auditor Resume Examples & Samples

First-level university degree or equivalent experience; advanced university degree preferred; Certified Public Accountant (CPA) or equivalent highly desirable
Typically 10+ years of related experience in finance, accounting or audit
Complete mastery of internal audit policies and operating principles
Advanced and in-depth understanding of core HP businesses and the revenue cycle
Superior risk assessment and scoping skills
Superior communication, leadership, consulting, influence, and negotiation skills
Exceptional financial and business acumen

Internal Auditor Resume Examples & Samples

Performs audit and assessment of business quality systems, policies and practices to ensure compliance with internal, industry, and client quality standards and requirements for a portion of a customer segment or business area
Executes audit plan using standard audit processes and phases to validate quality requirements; enters and tracks audit results in the appropriate tool
Reviews audit and assessment results to identify trends and issues, perform root-cause analysis, develop recommendations for resolution and track effectiveness of remedies
Communicates reports and results to audit leader; proposes changes to business processes and policies to improve quality and minimize risk of failures
Investigate and identify root causes of process performance drivers
Provide the appropriate level of mentoring to create ‘buy in’ from key stakeholders
Act as a change agent to ensure that Quality Assurance methodologies are being supported and sustained within the organization
Develop detailed work plans, estimates, and status reports
Serve as an internal consultant, counseling the businesses regarding implementation of quality improvement strategies, measurement, and training
Lead or participate in large, cross-division functional teams or projects that affect the organization’s long-term goals and objectives
Provide mentoring and guidance to increase internal skill levels
Conduct other duties as assigned
A minimum of 2 years’ experience in a quality assurance, process improvement, or audit role
Experience with various process improvement disciplines and relevant tools/techniques
Ability to achieve innovative solutions
Ability to exercise independent judgment in deploying appropriate criteria, methods and techniques required to achieve measureable objectives
Demonstrated analytical ability
Strong focus on customer service
Proven ability to influence cross-functionally
Ability to manage timelines and balance multiple deadlines

Internal Auditor Resume Examples & Samples

Planning reviews and interviewing clients
Systematic understanding of internal audit policies and operating principles
Demonstrated project management skills such as planning, execution, and implementation
Knowledge on advanced auditing tools like ACL, SQL, etc is an advantage

Internal Auditor Resume Examples & Samples

Contribute to internal department initiatives, such as training and development, updates to Corporate Audit policies and procedures and other internal projects, as requested
Two (2) or more years of progressive audit experience in a public accounting firm or private industry internal audit department
Bachelor’s degree in accounting/business required
Master's degree a plus
Distribution and/or manufacturing industry experience is a plus
Exposure to Sarbanes-Oxley a plus
Must be eligible to work unrestricted in the USA

Internal Auditor Resume Examples & Samples

Analyze and resolve key business problems
Provide advice and suggestions to upper management on business processes
Evaluate controls to ensure efficiency and compliance
Investigate irregularities and document findings
Review and determine accuracy of financial statements in accordance with GAAP
Improve controls and processes for various operational departments
Assist management with reporting, analysis, and strategy
3+ years of experience in public accounting /internal audit
Desire to grow into a leadership role within accounting or finance

Internal Auditor Resume Examples & Samples

Three to five years of experience
Prior experience with SOX controls and testing
Outstanding communication skills

Internal Auditor Resume Examples & Samples

Taking part in audits to identify controls which mitigate key business risks and then testing those controls to ensure they are operating effectively. Audit projects include both operational and financial audits
Working under supervision for assigned areas within audit projects: documenting processes; identifying business risks; identifying mitigating controls and control gaps; completing audit work programs by executing controls testing
Documenting audit findings and drafting pragmatic, timely action items
Supporting the wide GRC team in proactively fostering working relationships with members of other teams within Cisco (e.g. Sales; HR; SSF; GSS)
Actively participating as a team member on audits, other GRC engagements and internal GRC global initiatives
Pursuing professional and personal development opportunities including internal and external training and ensuring compliance with the requirements of professional association membership (as appropriate)
Knowledge of accounting and finance, business processes and controls
Demonstrated strong analytical skills with an aptitude to assessing risk, identifying the root cause of and analysing the business/operating impact of issues
Strong work ethic with high level of personal integrity
Team player who works well in a collaborative environment and under minimal supervision
Ability to engage with business owners to complete audit activities
Demonstrated knowledge of data modelling and / or data analysis using Oracle or Business Objects desired
Knowledge of internal controls and audit methodologies, frameworks and standards
Educated to degree level (or equivalent) with 2 to 4 years of relevant auditing or finance experience in either a multi-national corporation or Big 4 accountancy firm
Accounting or audit qualification required (for example: CIA, ACCA, CPA, etc.)
Fluent in English, and Russian language skills preference

Internal Auditor Resume Examples & Samples

Executing assigned audit tasks in line with audit methodology and within time budgets and leading certain aspects of audits/reviews in accordance with departmental methodology, policies and standards
Communicating audit findings to the Internal Audit lead auditor and client management; participate in negotiating and finalizing issues with client management
Participating in continuous monitoring and conducting ongoing risk assessments of key business processes to drive risk based audit plan
Strong understanding of the financial services regulatory environment
Proficient understanding of the internal audit process
4+ years of audit or compliance experience with a financial services firm, preferably with a focus on regulatory compliance
An undergraduate degree in business including Finance, Accounting, Economics, etc
Securities Licensed a plus
Prior experience communicating with regulators is ideal
CPA, CIA, or other relevant professional certification a plus

Internal Auditor Resume Examples & Samples

Assist Director or Senior Auditor in preparation for engagement risk assessment, planning and audit scope development as necessary
Execute specific areas of a project under the supervision of the Director or Senior Auditor, performing audit work using the standard audit methodology to evaluate risk, determine control objectives, and verify extent to which client techniques meet objectives
Possess good written and oral communication skills and demonstrate these skills during the audit process to the appropriate level of Visa and Audit management
Demonstrate understanding of Visa’s and Internal Audit’s strategic vision, be a self-starter, and responsible for actions promoting this strategic vision
Interact with Audit project team members in working towards Departmental goals
Bachelor's degree in business, accounting, mangement information systems, or related field

Internal Auditor Resume Examples & Samples

Conducting interviews and documents reviews, developing process flowcharts, composing narratives and preparing working papers
Assessing internal control structures and evaluating compliance with management objectives, operating procedures and policies
Performing audit procedures, including identifying and defining issues, developing criteria, reviewing and analyzing evidence and documenting processes and procedures
Identifying, developing and documenting audit findings, issues and recommendations for improvement
Communicating audit and project results through creating written reports and making presentations
Assisting in developing and maintaining a productive team-oriented department and working relationships
Pursuing professional development opportunities, including external and internal training and professional association memberships and sharing information gained with co-workers
Assisting with the training, professional development, coaching and guidance for other team members
Bachelor’s Degree in Accounting, Finance, Business or related field
Certifications such as a CPA, CIA, CISA and/or CFE preferred
Strong written and verbal communication, analytical and risk analysis skills along with the proven ability to quickly assess a situation/process at a top level, identify potential issues and recommend practical business solutions

Internal Auditor Resume Examples & Samples

Oversee various financial statement, compliance, and regulatory audits of the company
Oversee Sarbanes-Oxley 404 walkthroughs and testing
Serve as the Internal Audit representative on various projects
2-4 years public accounting or internal audit experience
Must be efficient with MS Office; PeopleSoft Finance is a plus

Internal Auditor Resume Examples & Samples

Assist in the development of process maps detailing business and functional processes as needed. Participate in the identification and assessment risks and offsetting internal controls. As well as the identification of any controls deemed to be “key controls”
7-10 years of experience working as an internal auditor or as an external auditor covering complex highly regulated financial service firms, preferably with a concentration in activities conducted Asset Management businesses
Understanding of Sox and the COSO Framework would be helpful
Has demonstrated supervisory skills – principally in the context of managing a project

Internal Auditor Resume Examples & Samples

Performing SOX operational and financial audits throughout entire company
Manage projects for SOX / other operational controls and recommend improvements for identified deficiencies
Design/Redesign/Automate reporting and variance analysis schedules
Support Ad-Hoc requests from Senior Management
Able to travel a maximum of 50%
Minimum of Bachelor degree – accounting and finance focus
Minimum of 2 years of audit experience
Masters degree preferred, CPA or CIA or working towards
Public experience required

Internal Auditor Resume Examples & Samples

Carry out multiple risk based audits per annum as part of the internal audit team
Preparation of audit reports to be delivered to local and divisional management
Ensure all previous year's and current non-compliances are closed on time
Independently verify minimum controls on the Kerry Control Reporting system
Facilitate risk assessments
Consultancy projects on behalf of the business
Minimum 3 years audit experience (internal or external)
Qualified in ACCA/CIMA/Chartered Accounting or IIA Certificate/Diploma or PIIA (1-3 PQE)
Third Level Degree or equivalent
Strong ICT (Microsoft Office) skills
Data analytic skills (ACL or IDEA preferable)
Positive attitude, proactive and ambitious individual
Willing to travel - approximately up to 40% of the time (domestic and international)
Strong Project Management experience and ability to meet deadlines
Fluency in English is essential

Internal Auditor Resume Examples & Samples

Bachelor’s degree in Accounting or Finance with previous audit or internal audit experience. MBA, CPA, and/or CIA licensed preferred
Previous experience with process mapping and analysis, using flow charting to document controls and risks
Technically savvy with above average skills in Excel, Visio and other MS Office products. Experience with audit management software (TeamMate, ACL, etc.) preferred
Experience using a data analytics tool to create reports and dashboards to document trends
Strong project management and business analysis skills
Excellent ability to develop relationships through building trust and credibility
Open to change with the ability to work effectively through ambiguity and complexity
Success in building process improvement initiatives and creating best practices
Confidence in leading meetings and presentations with the ability to influence and negotiate with clients
Ethical with commitment to maintaining confidentiality and integrity
Strong leadership skills with ability to sell ideas and obtain buy-in for constructive change
Willing to obtain Series 7 and 66 security industry licenses within the first 12 months of employment

Internal Auditor Resume Examples & Samples

3 years of financial and operational audit experience, either with Big 4 or second tier public accounting firm or Fortune 500 company
Proficiency in US GAAP and US GAAS, knowledge of SOX 404 and AS5 is required
Knowledge of, Internal Financial Reporting Standards a plus
Knowledge of a query tool such as Hyperion Interactive Reporting or ACL is preferred
Knowledge of IT application and general computer controls a plus
Proficiency in Microsoft Office, including Word, Excel, PowerPoint and Visio
Excellent written and oral communication skills
Strong interpersonal and organizational skills, tact, initiative, and critical thinking skills ·
Must be able to multi-task
Must be able to work in a multi-cultural environment
Foreign language skills a plus

Internal Auditor Resume Examples & Samples

2 - 3 years of experience in internal / external audit
Working knowledge of principles and practices of the Internal Audit profession
Must have, or be working toward, a relevant professional qualification
Must be able to work independently or unsupervised as required
Proficiency with Microsoft Office applications is required
Strong academic background, educated to degree level
Qualified or part-qualified ACA / ACCA / IIA or equivalent

Internal Auditor Resume Examples & Samples

CPA or CIA / or eligible to sit for CPA
1 year of auditing experience preferred
Must be willing to travel up to 25%

Internal Auditor Resume Examples & Samples

2+ years of Auditing experience with a Financial Institution
Working knowledge of Credit Union or Banking Operations and Accounting practices
Understanding of Audit procedures, government regulation and Compliance as related to Credit Unions or Banks

Internal Auditor Resume Examples & Samples

Associate’s degree or apprenticeship
0-2 years of experience
Experience and skills necessary for this position
Familiarity with numbers (bookkeeping/accounting)
Good writing/communication skills
Good analytical skills and data analysis

Internal Auditor Resume Examples & Samples

Determine internal audit scope and develop annual plans
Prepare clear, concise work papers and other communications
Report to management about asset utilization and audit results, and recommend changes in operational and financial activities
Prepare detailed reports on audit findings
Review data about material assets, net worth, liabilities, capital stock, surplus, income, and expenditures
Inspect account books and accounting systems for efficiency, effectiveness, and use of accepted accounting procedures to record transactions
Begin to develop generally accepted accounting principles and SEC accounting and reporting rules, where applicable, and financial statement presentation
Obtain a thorough understanding of PCAOB and generally accepted auditing standards and common audit procedures and techniques
Proactively interact with key client’s management to gather information, resolve problems, and make recommendations for business and process improvements
Internal Audit and/or external audit experience
Ability to communicate effectively at all levels in the organization
Ability to prepare and deliver presentations to mid-level and senior management

Internal Auditor Resume Examples & Samples

2+ years of auditing experience within a financial institution
Working knowledge of credit union or banking operations and accounting practices
Demonstrated understanding of audit procedures, government regulation and compliance as related to credit unions or banks
Prior experience in a Credit Union

Internal Auditor Resume Examples & Samples

Work closely with the Audit Manager to perform audit assignments and reporting in accordance with the annual Audit Plan
Establish and build strong working relations and partnerships with Business Units
Review findings with Audit Manager and Business Unit; identify and quantify exceptions. Determine the level of impact on internal controls and workflow efficiencies. Recommend course of action. Monitor Business Unit implementation of actions taken
Produce audit reports that summarize procedures, findings and recommendations
Manage day to day activities of Auditor I and Auditor II positions
Comply with proper internal controls as necessary to conduct job functions and/or carry out responsibilities and/or administrative activities at Company
Perform special projects and other duties as may be assigned
4+ years auditing experience in financial/operational and integrated audits (internal and/or external). Big 4 experience or private/public mix
Experience with international audit and operations in a global insurance and/or financial services environment desirable
Experience in data analysis using data mining tools
Strong knowledge of insurance policies, procedures and operations in property and casualty insurance
Superior knowledge of the technical aspects of auditing methods, tools and techniques
Strong knowledge of Microsoft Office, including Microsoft Excel

Internal Auditor Resume Examples & Samples

Supporting Audit Teams executing risk based audit projects. Responsible for planning, scoping, execution, documenting and communication of audit results to both Audit and Business Unit Management
Providing expertise during the audit engagement
Conducting and documents audits throughout the Corporation
Utilizing understanding of various business units to assess whether operations, services and systems have proper controls in place (i.e., design and operating effectiveness of the control environment)
Developing a budget and/or timeframe for how the audit will be completed. Responsible for scoping, executing, documenting and reporting in accordance with stated timeframes and Departmental Standards
Appling analytical skills to review and test business processes, perform risk and control assessments, document results and report the audit results including the adequacy of controls
Communicating audit results and presenting recommendations on operations and controls to the business unit
Reviewing work to ensure that Departmental Audit Standards have been met
Coordinating with the Specialist Audit Teams (e.g., IT, Risk Management) to ensure evaluations of related areas occur timely and cover key areas within the audit engagement
Experience auditing Asset Servicing and Asset Management activities together with knowledge of risks and controls of these activities, including operational, compliance and credit risks
Specific experience of regulatory client reporting, tax reporting and depositary activities within the EMEA region would be beneficial

Internal Auditor Resume Examples & Samples

Internal Audit of the company within the EMEA and globally
Assess internal controls within operational and financial processes
Escalate any audit findings as appropriate
Report any findings to facilitate the improvement in the efficiency of controls
Work alongside management to resolve any findings
Adhoc duties as required within the Audit function
Travel overseas for approximately two weeks per month
Part Qualified ACCA, ACA, CPA or CIMA
Previous Audit experience a necessity
2-3 Years' experience in small to medium sized accounting practice or internal audit function in a multi-national company
Ability to work independently, and closely with Senior Management

Internal Auditor Resume Examples & Samples

Be responsible for entire internal audit programme
Agree and carry out yearly Audit Plan
Complete specific (non-location) audits
Monitor Finance related items on Company Action Plan
To review Finance Processes
Review Internal Control document

Internal Auditor Resume Examples & Samples

Determine that delivered work is of high quality and is reviewed by next – level reviewer
Anticipate and identify risks, and escalates issues as appropriate
Develop positive relationships with peers, supervisors, and mentors/counselors who can provide advice and support
Develop rapport with client teams by demonstrating an understanding of their needs, displaying good listening skills, and asking appropriate questions
Provide feedback to the team about clients’ needs so that EY responds effectively
Demonstrate respect for differences in individual styles and backgrounds
Drive personal development by fulfilling recommended experiences and learning curricula, and seek out coaching and feedback on a regular basis
Maintain independence and objectivity, complying personally with all applicable professional standards, EY policies and regulatory requirements
Communicate ideas to improve work in progress, surfacing problems
Develop an inclusive and globally aware mindset, by understanding and respecting all the different backgrounds and styles of colleagues
HSC with strong results
Degree holder/ ACCA student
1 to 2 year experience in risk or auditing field

Internal Auditor Resume Examples & Samples

Risk management strategy
Performing internal audits, formulating the annual audit plan and following up on all findings
Control self assessments, with half yearly reports
Ad hoc duties including reviewing treasury transactions, insurance renewals, corporate governance compliance and crisis emergency management

Internal Auditor Resume Examples & Samples

1-3 year Finance/Accounting experience with prior internal audit experience strongly preferred
Experience leading and/or participating in financial and operational audits
Knowledge of Generally Accepted Accounting Principles, Generally Accepted Auditing Standards, Sarbanes-Oxley implementation as well as fundamentals of COSO, COBit and financial statement assertions and other regulatory requirements
Strong written and oral communications skills: Ability to communicate with and build working relationships across all levels of organization
Experience with the integrated audit approach
Strong interpersonal and presentation abilities

Internal Auditor Resume Examples & Samples

2-4+ years of experience
Exposure to: management, accounting, H/R, Information Systems, Sarbanes Oxley
Experience collaborating with coworkers and management
Analytical skills and knowledge of accounting practices
Overnight Travel 20%

Internal Auditor Resume Examples & Samples

Examine and analyze transactions, documents, records and reports
Evaluate internal systems, including operational methods and accounting
Explain regulations, principles, guidelines, and procedures
Provide recommendations in order to improve processes, procedures and reporting
Prepare oral presentations and written reports to management supporting results of audit examinations, conclusions and recommendations
Perform post audit follow up to determine adequacy of corrective actions taken
Other projects as required
Bachelor's degree in accounting or business administration
Knowledge of dealership accounting, auditing, and operations
Knowledge and understanding of Generally Accepted Accounting Principles (GAAP)
Strong analytical skills and good judgment are required
Experience in word processing, spreadsheet applications (MS Excel, Word, etc.)
Ability to analyze, compare, and interpret facts and figures quickly
Clear written and verbal communication and presentation skills are required
Interpersonal and relationship building skills
Ability to multitask and adapt to changes as necessary while meeting deadlines
Maintain impartiality and objectivity
High standards of integrity, work ethic and desire to perform
ADP knowledge

Internal Auditor Resume Examples & Samples

Able to travel a maximum of 50% both domestically and internationally
Masters degree CPA or CIA (or working towards)
Excellent communication skills and a desire to stay within the company either in Audit or Finance
Accounting internship /1 year experience in audit or a similar role is a plus

Internal Auditor Resume Examples & Samples

CPA or CIA a must
4 or more years of experience in public accounting or auditing
Must be willing to travel

Internal Auditor Resume Examples & Samples

Understanding of Risk Assessments, Materiality, and Enterprise Risk Management
Proficient knowledge of Regulations that impact Credit Unions
Familiarity with Fannie Mae Selling Guide and Servicing Guide
Performs monthly mortgage QA & QC audits
Performs branch audits and follow-ups or reviews as necessary
Conducts cash counts involving balancing teller drawers, CDM’s, ATM’s, vault and monetary instruments
Performs various audit functions including balancing, reconciling, verifying, sampling, confirming, evaluating, and reviewing of such credit union products and services
Reviews policies and procedures to ensure effectiveness and appropriate implementation. Including a strong understanding of segregation of duties, and ability to process map controls
Reviews security procedures for appropriate implementation including oversight of opening and closing procedures, dual control, security of credit union equipment, security equipment placement and function, etc
Assembles work papers and prepares audit reports outlining the scope of each audit and its results, and recommends corrective measures as necessary
Participates in the development of new, or improvement of existing audit programs as requested. Assists in developing audit procedures and makes recommendations regarding what is to be audited, the methods used, and the frequency of audits. Assists in establishing or revising control procedures to ensure the adequate protection of credit union assets
Presents audit results as required and explains suggested recommendations
Provides assistance and support to all departmental personnel
Keeps management informed of departmental activities and of any significant problems or concerns
Completes reports, records, and documents accurately and promptly
Maintains the credit union's professional reputation, both internally and externally. Maintains appropriate levels of confidentiality
Resolves requests, complaints, or problems promptly
Represents the credit union in contacts with business and trade associations and otherwise promotes the credit union's image
Assists with or performs special investigations or audits as assigned
Stays informed of trends and developments in the auditing and financial fraud fields
Works with federal examiners in coordinating periodic examinations. Works with external auditors in performance of annual audit
Provides excellent service by demonstrating courtesy and personal concern for members and co-workers needs and follows-up to ensure those needs are met
Adhere to all Federal and State laws and regulations applicable to the credit union, including the Bank Secrecy Act and OFAC

Internal Auditor Resume Examples & Samples

Prepare risk assessments for various segments of the Private Banking Group audit entity universe to help drive the risk based audit plan
Execute the risk based audit plan to provide appropriate coverage of the Private Banking Group activities
Ensure execution of the audit plan within departmental methodology, policies and standards Manage audit budgets, review work results
Managing audits from start to completion including detailed walkthroughs of key processes to identify internal controls, developing and execution of tests of control and substantive testing procedure for key control, execution of testing, identification and reporting of issues. Involvement in scope determination, audit planning memos, developing testing plans, issue identification, issue discussions with clients and report writing
Prepare and present audit findings and recommendations to management
7+ years minimum experience combined internal audit and financial services industry
Knowledge of Private Banking and Wealth Management regulations a plus
Demonstrated ability to interact with all levels of management
Proficiency at highlighting and documenting key issues and concerns

Internal Auditor Resume Examples & Samples

Reviewing, mapping and documenting operational or financial processes
Analyzing and evaluating risks and controls
Preparing customer audits
Building action plan with accurate recommendation within specific deadlines
Conducting inventory counts
Conducting internal audits across the company
Analyzing, monitoring and evaluating departmental data to ensure policies and procedures are followed
Interacting between customers, branches and other internal departments,

Internal Auditor Resume Examples & Samples

Previous Internal Controls and Sarbanes Oxley experience
Microsoft Office/Suite proficient (Excel, Access, Word, Project, and Visio)
Working knowledge of SAP

Internal Auditor Resume Examples & Samples

Undergraduate degree, with solid financial management and auditing training
7-10 years of experience working as an Internal Auditor or as an External Auditor covering complex highly regulated financial service firms
Understand internal auditing theory and techniques, including types of controls and testing procedures as well as related workpaper standards
Understanding of Sox and the COSO Framework
Solid understanding of Excel, PowerPoint, Visio, Access and common internal audit workpaper tools
Prior experience in external audit

Internal Auditor Resume Examples & Samples

Leading audit teams - evaluating audit control frameworks, risk management and governance
Writing clear audit reports whilst supporting more senior members of the team
Providing risk assessments and analytical feedback to Senior Stakeholders and the wider Risk team
Ad hoc assignments, either delegated to or volunteered for

Internal Auditor Resume Examples & Samples

Performance of audits including detailed walkthroughs and flow charts of key processes to identify key risks and controls, development of test procedures for key controls, execution of testing, identification and reporting of issues
Participation in continuous monitoring and conducting ongoing risk assessments of key business processes to drive the risk based audit plan
Three to five years of internal audit-related experience. Investment Management experience a plus

Internal Auditor Resume Examples & Samples

Engage all levels of management to discuss important issues
Prepare and present written audit reports and presentations to all levels of management
Present recommendations to all levels of management regarding internal control improvements

Internal Auditor Resume Examples & Samples

Lead financial, contract, IT, and compliance audits
Perform all aspects of assigned audits and all follow-up activities
Identify and recommend improvements
Compose written audit reports of findings and actions
Participate in special projects
Minimum of eight plus years of relevant Internal Audit experience (Big 4 and/or industry experience is a plus)
Bachelor degree in Audit, Accounting or Finance
Professional Certifications (CPA, CIA) preferred
Experience with Microsoft Office products and ACL
Excellent work ethic, time management and interpersonal skills
Excellent listening, informing, writing, negotiating and presenting skills
Ability to flowchart business processes and identify process risks and controls to address the risk
Experience in developing audit test plans, document testing results and write audit reports in a clear and concise manner

Internal Auditor Resume Examples & Samples

4-5 years’ experince from public audit or investment banking
Experience within an internal audit
Understanding of regulatory requirements under the Basel framework
Goal-oriented

Internal Auditor Resume Examples & Samples

Certified Public Accountant, Certified Internal Auditor, or Chartered Accountant strongly recommended (or demonstrated progress towards certification)
Bachelor's degree or equivalent in Accounting, Business Administration, and/or Finance related field
Requires two to four years of audit-related work experience with progressive responsibility
Experience producing efficient, organized audit work papers
Excellent computer skills, including ability to use Microsoft Excel, Word, database applications, and/or query software
Strong oral and written communication skills are required
Public accounting and/or retail industry experience is preferred
Understanding of COSO, Sarbanes-Oxley, and auditing standards (i.e., IIA Standards, GAAS) is strongly recommended
Ability to work effectively as a supportive team member
Information Technology audit experience and/or Computer-Assisted Auditing Techniques is a plus
Willingness to travel up to 10%

Internal Auditor Resume Examples & Samples

Execute assigned sections of internal audits (typically cash, accounts payable, payroll, and IT general controls.)
Communicate and interact effectively (both orally & in writing) with other members of the audit team and auditees
Assist the in-charge auditor in planning and administration of audit assignments

Internal Auditor Resume Examples & Samples

Assist with internal audit of US and foreign business operations
Assist with risk management, planning, execution and communicating audit results
Identify risk areas and assess effectiveness of controls
Perform financial, operational and compliance audits
Test internal controls for SOX compliance
Minimum 2 years’ experience
CPA or CPA eligible

Internal Auditor Resume Examples & Samples

Perform financial, Sarbanes-Oxley and operational audits in a professional manner
Conduct interviews with process owners to gain understanding of the related business area
Evaluate the company's internal control environment and assess the design, effectiveness and adequacy of processes based on walkthroughs and compliance testing
Document process flows to show control activities and areas of possible process improvements
Perform audit tests developed to validate control understanding and operation
Evaluate test results formulating conclusions and recommendations about the internal controls and efficiency of the process
Communicate the results of the audit, both verbally and in a written format, to business process owners
Assure the execution of action plans are timely and effective by following up with management
2-3 years’ experience in public accounting and/or large multi-national corporation
Wholesale and retail industry experience preferred
Knowledge of generally accepted accounting principles, COSO Framework and Sarbanes Oxley requirements
Strong oral and written communication skills and interpersonal skills
Ability to work independently and multi-task in a dynamic work environment
Must be proficient in MS Office (Word, Excel, PowerPoint)

Internal Auditor Resume Examples & Samples

2+ years of progressive Audit experience working within a Big 4, a renowned regional Public Accounting firm, and/or an Internal Audit Department
Solid research and analytical skills
Experience with CAAT software. including: ACL, IDEA or other data analytics software
Experience with audit administration and GRC software, including TeamMate, Archer, Auto Audit, etc/

Internal Auditor Resume Examples & Samples

Lead and execute audits with a focus on banking and investment management and regulatory compliance
Preparation of risk-based work plans and work papers to professional standards in line with Internal Audit methodologies
Establish and maintain effective, constructive, professional relationships within IAD and the businesses

Internal Auditor Resume Examples & Samples

Developing detail test plans to assess the operating effectiveness of the control environment
Discussing with the management the outcomes of the testing
Drafting and presenting reports on the results of the tests
Collaborating with the team to continually improve both your and the team's performance
Enthusiastic, self starter, who can work on their own and as part of team
An understanding of and familiarity with audit methodologies
A professional and business / finance related 3rd level qualification

Internal Auditor Resume Examples & Samples

Evaluate and document the design of key controls
Execute audit testing and complete work papers of high quality in accordance with Internal Audit Department standards
Document internal control weaknesses or inefficiencies
Conduct exit conferences with business area management
Draft and finalize internal audit reports to senior management
Manage resources within the allotted timeframes and budgets
Execute special projects as requested
Minimum 4+ years auditing experience preferred; previous experience in audit-related, risk management and/or compliance roles would also be considered
Potential for domestic and international travel (30% of the time)

Internal Auditor Resume Examples & Samples

Tests financial, operational and other processes as per Audit or Credit Risk Review procedures. Creates and maintains accurate and clear work documents 75%
Completes tasks efficiently (on time, on budget, accurately) 5%
Learns new businesses, processes and regulations effectively and quickly 5%
Begin to supervise/mentor/guide other auditors on teams 10%
Engages in relevant training regarding audit, businesses, financial controls, regulations or a particular specialty. 5%
The individual works closely with an Audit project leader, other Auditors and the Auditees (the client) on each project
This requires both good oral and written communications skills and an ability to be sensitive to the needs of clients and team members. Must be able to keep sensitive information confidential and know how to use appropriately

Internal Auditor Resume Examples & Samples

Regulatory knowledge that impacts the banking industry (OCC, FRB, CFPB, etc.)
Effective interpersonal skills; excellent oral and written communication skills
Ability to understand concepts related to identifying and assessing risks
Ability to establish and leverage team and client relationships
Current knowledge of industry practices and competitive environment
5 - 7 years of related audit, investments, capital markets, accounting, compliance or risk management experience at a major banking organization or other financial institution
Practical experience in compliance, capital markets, enterprise risk, operational risk, audit, regulatory examination, finance or trading operations
Individuals that have achieved advanced degree or professional credentials preferred (CPA, CIA, CRCM, or other relevant certification)

Internal Auditor Resume Examples & Samples

Completion of Financial, Operational and Compliance Audits
Perform due diligence
Develop audit programs
Supervise/mentor junior staff
Minimum 1 year of audit experience
CIA, CPA or CFE (preferred)

Internal Auditor Resume Examples & Samples

Looking to make a great career move to a dynamic, global company? *
Perform fieldwork and documentation under manager’s supervision according to departmental and professional standards
Agree action plans with management and collates into final report
When required, assist with SOX compliance test work
Liaise with external consultants and/or subject matter experts as needed
Bachelor's degree in accounting/finance/IT/business
3+ years' Big 4 experience preferred. Large public company internal audit department experience is also helpful
ERP (SAP, Oracle) experience a plus
Travel requirement: * 35 - 40%, both domestic and international
Office location: * 330 Hudson St., New York, NY

Internal Auditor Resume Examples & Samples

Prepare audit work papers for assignments to be certain that adequate documentation has been gathered to evidence completion of the audit and that such work papers form an adequate basis for reporting results of that audit to management
Assist Canon's external auditors to provide a cost savings for performance of the annual financial statement audit review and to provide assurance that financial statements comply with corporate policy
Analyze operational functions to identify risk factors in order that audit procedures can be developed to review such risk areas
Recommend potential areas for future audit efforts and assists the Manager, Internal Audit
Assist in developing the Audit Program and ensure that audits are performed in accordance with the approved Audit Program
Attend the audit exit meeting for report draft discussion of findings with management to inform them of exceptions that were found and recommend for corrective action

Internal Auditor Resume Examples & Samples

General understanding of front-to-back processes for sales & trading activities for equities and fixed income
Able to articulate clearly and develop relationships with audit clients including Senior Line Management
Engage in Continuous Monitoring, including reporting issues and recommending appropriate and immediate intercession where needed
Most importantly - integrity, self-motivated, eager to learn, courage to withstand push-back and a good sense of professional skepticism

Internal Auditor Resume Examples & Samples

Help prepare underlying audit programmes and schedules of work
Conduct on site assignments across a diverse range of businesses and control environments
Prepare high quality written reports for local management and the Head of Internal Audit, clearly describing the key findings and practical recommendations for improvements
Monitor the implementation of all actions identified and ensure best practice is spread across the organisation
Keep abreast of the latest developments in internal audit and risk management and provide appropriate guidance on the impact on the Group

Internal Auditor Resume Examples & Samples

To assist in developing the annual audit plan based on completing robust risk assessments, a number of changing risk indicators, and operational feedback
To complete the annual audit work plan in terms of audit scope and visit frequency
To liaise with Operational Management and report on risk/audit findings/business incident related matters as they arise including conducting investigations, and securing evidence, where appropriate
To support the audit team in the development and delivery of the internal audit annual audit plan
To implement auditing techniques, methodologies, standards and procedures in a professional and consistent manner
Experience in end to end Audit process, risk identification, and reporting
Strong analytical skills, ability to communicate verbally and in written form at all levels,
Basic computer skills including Microsoft Excel, Word. Ability to question, challenge and think logically
Strong problem solving skills and commercial acumen. Strong relationship building skills

Internal Auditor Resume Examples & Samples

Conduct audit testing of specified area and identify reportable issues
Determine compliance with company policies and procedures
Verbally communicate findings to management and draft comprehensive and complete report of audit area
Audit the accounting and financial data of various departments within the organization to ensure accuracy and compliance with GAAP, government guidelines, and laws
Identify root cause of issues and makes recommendations to improve processes or procedures accordingly
Inspect and audit the operations and financials of the organization and reports any evidence of irregularities
Expected travel is around 15-20% regionally

Internal Auditor Resume Examples & Samples

Plan and execute Internal Audit projects, including operational audits, investigations, SOX assessments / testing, and special projects
Summarize and present audit and project results to Leadership; assist with other Leadership presentations
Advise business partners regarding internal controls and process improvement opportunities
Participate in annual audit risk assessment and planning process
Provide assistance to external auditors during year-end audit work
Bachelor’s degree in Accounting, Finance, or related field
3+ years of audit or audit-related experience
Ability to travel up to 20%, depending on project assignments
SAP knowledge desirable
Experience in the distribution industry desirable

Internal Auditor Resume Examples & Samples

Undergraduate Degree in accounting, finance or related field
Understanding of different trading products and activities, and the related risks and controls
Ability to help plan or execute audits using a risk-based approach
Good working knowledge of accounting principles
Good project management skills (organization, time management)
Master’s Degree in a business discipline
CPA, CIA, CIDA, and/or Series 7

Internal Auditor Resume Examples & Samples

Experience Preferred: 2+ years relevant financial services compliance, internal or external audit or related area experience
Preferred: Pursuing or attained Broker/Dealer specific license (Series 7, 24, etc.) or one applicable audit designation (e.g. CPA, CIA, CFE, CISA) or other related certification
General understanding of Financial Services (Broker/Dealer or RIA) regulatory compliance, and demonstrated ability to evaluate and determine the adequacy of controls by considering regulatory and business risks

Internal Auditor Resume Examples & Samples

Conduct SOX compliance audits
Execution and effective management of audit work
Reviewing audits and providing feedback
Writing and presenting final audit report
2 or more years of experience in public accounting or auditing

Internal Auditor Resume Examples & Samples

Strong analytical skills, ability to communicate verbally and in written form at all levels
Basic computer skills including Microsoft Excel & Word
Ability to question, challenge and think logically
Strong problem solving skills and commercial acumen

Internal Auditor Resume Examples & Samples

Delivering within the expected time frames, high-quality deliverables associated with each phase of an assigned audit: Planning, Fieldwork and Wrap-up
Managing assignments and guiding team members so as to enable them to deliver high-quality deliverables in an efficient manner
Delivering a value added, high-quality recommendations to auditees with the expected time frame
Participating in the annual Risk Assessment exercise based on professional judgment, knowledge of the business, the effectiveness of the internal controls and interviews with business management for all assigned audit entities
Participating in SOX 404 weekly update call
Producing high-quality SOX narratives, whenever required, that outline key processes and controls supporting financial reporting
Conducting routine testing and highlight concerns related to SOX 404 controls on a time basis to enable remediation
Aligning yourself professionally with the Department’s overall mission and charter
Bachelors and/or Masters Degree in Business Administration
CA / CIA preferable
2+ years of experience in documenting and testing SOX controls or solid internal audit experience
Solid understanding of SOX requirements
Familiarity with risk-based audit techniques
Proven analytical ability
Team player and a strong desire to make a career in a growing Internal Audit environment

Internal Auditor Resume Examples & Samples

Plans, executes and reports on audits / reviews assigned by the Group Head of Internal Audit
Interprets policy and procedures and applies professional accounting, IT and auditing principles and standards to test and evaluate financial, IT, operational and risk management controls
Develops recommendations which have been agreed with management ensuring that the recommendations are realistic and achievable and cost effective and add value to the business
Build positive working relationships with Head Office and Divisional management teams to ensure mutual understanding of the role of internal audit and work with them on business process and internal control improvements
Communicate with key external parties such as auditors and relevant agencies
Performs other duties as assigned including ad hoc projects and special investigations as deemed appropriate by the Audit Committee
Fully Qualified/Finalist ACA or ACCA Accountant
An experienced Internal/External Audit professional with exposure to MNC's
Strong problem solving abilities
Highly motivated, adaptable and mobile
Excellent time management & ability to work to deadlines

Internal Auditor Resume Examples & Samples

Examines and evaluates the integrity of financial and operational information
Examines and evaluates the effective use of enterprise resources
Reviews compliance with laws, regulations, and corporate policies
Develops and proposes recommendations for control and/or efficiency improvements
Documents and prepares audit result reports, including recommendations and management responses
Responds to inquiries from external auditors
Performs miscellaneous duties as assigned
Strong analytical, problem solving, and attention to detail skills
Strong proficiency in MS Office, especially Excel, and Financial Accounting Software
Knowledge of auditing principles and techniques
Professional certifications, such as CPA, CIA, CISA, CAMS, etc. preferred

Internal Auditor Resume Examples & Samples

Maintains a comprehensive internal audit program, which includes periodic audits of all branches and departments of the Bank
Prepares internal control documentation to meet the requirements of the Bank’s independent public accountants and banking regulators
Assists in the conduct of the annual independent financial audit through workpaper documentation of audit activities. May conduct audit activities under direction of the Bank’s independent public accountant
Review policies and procedures for the safeguarding of Bank assets
Makes recommendations to senior management for control improvements, where applicable, assists developing procedures that meet internal control standards
Conducts process improvement reviews of departmental functions and makes recommendation for process improvement, where applicable
Develops new or revised internal audit policies, methods and procedures
Reviews the Bank’s insurance coverages on a periodic basis to ensure adequate coverage against loss
Performs loss mitigation analyses of branch or departmental operations
Submits written reports of internal audit reviews to senior management and the Directors’’ Audit Committee, including findings, conclusions and recommended actions
Knowledge and proficiency in accounting principles and techniques
Possess the ability to trouble-shoot and solve problems independently, quickly and efficiently
Skilled in working with financial and numeric data
Skilled in the use of Microsoft Office products, Excel spreadsheets, etc
Ability to be flexible in order to meet deadlines, complete projects, etc

100

Internal Auditor Resume Examples & Samples

Prepares internal control documentation to meet the requirements of the Bank's independent public accountants and banking regulators
Assists in the conduct of the annual independent financial audit through workpaper documentation of audit activities. May conduct audit activities under direction of the Bank's independent public accountant
Reviews the Bank's insurance coverages on a periodic basis to ensure adequate coverage against loss
Submits written reports of internal audit reviews to senior management and the Directors'' Audit Committee, including findings, conclusions and recommended actions

101

Internal Auditor Resume Examples & Samples

3+ years of previous Audit experience (Financial; Operational; Products)
Knowledge of and experience in Capital Markets Sales and Trading businesses including Equities, Fixed Income, Currencies and Derivatives
Previous experience with Front to Back Capital Markets processes, including Operations, Finance and Risk Management

102

Internal Auditor Resume Examples & Samples

Auditing for compliance, finance, and operations in accordance with GAAP
Preparation of audit workpapers and documentation
Evaluate compliance with established policies
Testing of internal controls
Reporting of audit

103

Internal Auditor Resume Examples & Samples

2+ years of experience in documenting and testing SOX controls
Bachelor's and/or Master's Degree in Business Administration
Solid Internal Audit experience
CA / CIA
Experience within the Financial Services industry

104

Internal Auditor Resume Examples & Samples

Document, diagram and present complex/technical material that can be understood by a broad audience
Complete assigned projects timely, accurately and professionally
1+ years minimum work experience developing data analytics routines and/or basic programming (SQL preferred)
Problem-solving/mathematical skills and a desire to learn about various automated business functions
Ability to interact internally with staff and management
Excellent written, interpersonal and presentation skills. Demonstrated ability to effectively present complex and technical issues to management in a variety of settings
Strongly Preferred: Experience with ACL, Tableau, SQL, R, Access, or other data analysis tools, including scripting experience
Preferred: CPA, CIA, CISA or other related certifications (e.g., CFE, CISSP, etc.)
Preferred: General understanding of financial services (e.g., Broker/Dealer or RIA)

105

Internal Auditor Resume Examples & Samples

Perform audits of accounting and financial data
Perform operational process and SOX audits. Test compliance and documenting policies
Travel could be up to 35% both domestic and to Latin America
1-2 years’ experience or internship in Audit
Bilingual in Spanish Preferred

106

Internal Auditor Resume Examples & Samples

Identify controls and control gaps within various process across the organization
Perform operational and financial audits
Write clear and concise audit reports
Work closely with IT Management
Partner with external audit to identify issues and drive resolution
Conduct and lead cross-functional discussions

107

Internal Auditor Resume Examples & Samples

Support audit teams executing risk based audit projects
Responsible for planning, scoping, execution, documenting and communication of audit results to both audit and business unit management
Provides expertise during the audit engagement
Functions in various roles on audit engagements based on the needs of the team
Conducts and documents audits throughout the corporation
Developing a budget and/or timeframe for how the audit will be completed
Responsible for scoping, executing, documenting and reporting in accordance with stated timeframes
Applying analytical skills to review and test business processes, perform risk and control assessments, document results and report the audit results including the adequacy of controls
Review of work to ensure that departmental audit standards have been met
Have experience auditing asset servicing and/or asset management activities together with knowledge of risks and controls of these activities, including operational, compliance and credit risks
Have extensive knowledge and application of audit procedures and standards (planning, execution and reporting of an audit) obtained within a work environment
Have knowledge of corporate policies and procedures that relate to auditing / accounting standards; analytical skills are necessary to prepare and document audit reviews
Have knowledge of the operations, functions, and objectives of interfacing areas is required to properly audit operations, services, systems, workflow, and operational impact on other areas
Be available to start at short notice and will commit to a contract duration
Be available to travel on a regular basis as part of the role

108

Internal Auditor Resume Examples & Samples

Participating in all aspects of audit projects from planning to reporting and delivery quality products within department and professional standards
Providing an overall opinion on the control environment
Communicating audit findings to management and identifing opportunities for improvement in the design and effectiveness of key controls
Maintaining key relationships with stakeholders, establishing a culture of engagement while adding value
Employing CAATs where applicable to maximize the efficiency of sampling and to reduce the risk of fraud
ACA or similar certification preferred

109

Internal Auditor Resume Examples & Samples

Support Audit Teams executing risk based audit projects and SOC 1/SOX 404 projects
Responsible for planning, scoping, execution, documenting and communication of audit results to both Audit and Business Unit Management
Conducts and documents audits throughout the Corporation
Utilising understanding of various business units to assess whether operations, services and systems have proper controls in place (i.e., design and operating effectiveness of the control environment)
Responsible for scoping, executing, documenting and reporting in accordance with stated timeframes and Department Standards
Degree Qualified in Accounting or Equivalent
Experience auditing Asset Servicing and/or Asset Management activities together with knowledge of risks and controls of these activities, including operational, compliance and credit risks

110

Internal Auditor Resume Examples & Samples

Plan and perform audits of internal controls and other audit objectives
Identify opportunities for improvement during audits
Prepare process flows, narratives, tests of transactions, analyses, and other supporting documentation to support audit findings
Complete audits in a timely manner and on budget
Track the status of audit issues in order to determine whether appropriate actions have been taken by management
Perform risk assessments on related controls in the audits
Prepare audit reports to management documenting the work performed and if audit issues were identified, provide recommendations to address the issues
At least two years of relevant experience

111

Internal Auditor Resume Examples & Samples

Assist in defining the audit objectives and scope
Conduct Audit Analysis to determine trends and potential financial risks
Produce audit reports and deliverables to be used by management
Meet with Department representatives to review findings and incorporate feedback into final reports
Develop/ Recommend process and procedure improvements to mitigate future risk

112

Internal Auditor Resume Examples & Samples

Strong analytical skills & critical thinking with the ability to use logic and reasoning to identify the strengths and weaknesses of alternative solutions, conclusions or approaches to problems
Identifying complex problems and reviewing related information to develop and evaluate options and implement solutions
Demonstrated understanding of basic risk and internal control concepts
Ability to consider the relative costs and benefits of potential actions to choose the most appropriate one
Ability to conduct an effective interview and/or present information in one-on-one and small group situations to business unit staff and/or management, auditors and other key stakeholders
Highly organized and detail-oriented with demonstrated ability to set priorities and to respond to changing demands from multiple sources in a fast-paced environment. Ability to follow through, meet deadlines, anticipate requirements and build relationships
Knowledge of computer hardware and applicable software. Proficient in Microsoft Office Suite Access, Microsoft Outlook, and Internet
Bachelor’s degree in accounting, finance, business administration or related field, with a minimum GPA of 3.0
1-2 years audit or financial industry experience
Progress toward professional certification in an audit related area (e.g., CPA, CIA, CFE, or CISA)

113

Internal Auditor Resume Examples & Samples

Support Under Armour’s Sarbanes-Oxley Act compliance program
Perform internal audit projects throughout the organization
Assist in critical business process improvement projects
Interface with other departments including, but not limited to Accounting, Information Technology and Supply Chain
Ensure completion of assigned projects in an organized and efficient manner on time and within budget
Preparation of accurate and timely work papers and formal written reports, and oral presentations to management on audit observations and recommendations
Develop and maintain good working relationships throughout the business
PC experience: MS Office (Word, Excel, Outlook, etc)
Experience with Visio or other flowcharting software a plus
Familiarity with ERP systems (i.e.; SAP) a plus
Ability to multi-task in a fast paced environment
Ability to identify and resolve business problems within a team setting

114

Internal Auditor Resume Examples & Samples

Undergraduate Degree in Accounting, Finance, or related field
Strong understanding of different trading products and activities, and the related risks
Proficient in common desktop applications (Excel, Access, Word, Visio, etc.)
Thorough knowledge of internal audit standards and practices
CPA, CIA, CIDA, Series: 3, 7, 63
Working knowledge of GMI or other trade processing systems
Familiarity with Regulations: Volcker Rule, Dodd Frank, CFTC/NFA, SEC/FINRA requirements
Familiarity with Broker-Dealer or FCM activities including topics such as: customer segregation, net capital, and Basel II and III

115

Internal Auditor Resume Examples & Samples

Design audit programs, execute, ensure audit objectives are met and report on results
Establish appropriate and timely remediation plans and assist with follow up and monitoring of the action plans
Analyze data and business processes in an effort to identify risks, including control deficiencies, fraud or abuse

116

Internal Auditor Resume Examples & Samples

Maintaining subject matter expertise in market risk management, including: best practices, regulatory requirements (in particular relating to Basel 3) and key control processes
Contribute to the definition, and participate in the delivery, of the audit plan relating to market risk measurement and management processes to ensure the use of sound risk management controls and regulatory compliance
Maintain subject matter expertise in risk-related Pillar 2 disciplines, particularly relating to scenario analysis approaches to assess capital adequacy and linkage to risk appetite setting and over-arching risk appetite frameworks
Perform periodic audits of specific focus areas relating to Pillar 2 and market risk, e.g. assessment of scenarios and stress testing practices and procedures and alignment to regulatory requirements and good practice in this area (e,g CCAR for US entities, ICAAP for UK entities)

117

Internal Auditor Resume Examples & Samples

Sarbanes Oxley – Coordinate internal audit testing and remediation follow-up with Internal Audit Manager to ensure compliance
Corporate Governance – Assist in the execution of testing associated with internal audit assessment of enterprise-wide risk. Map enterprise risks to external audit, internal audit and compliance coverage with Regulatory Compliance, Risk Management, and Legal staffs; ensure overall risk management processes are efficient and effective
Internal Audit - Maintain prioritized inventory of enterprise risks and co-develop, with IA Manager, the annual internal audit plan
Identifies and communicates issues raised, offering recommended solutions relevant to the business and risk
Ensures audit conclusions are based on a complete understanding of the process, circumstances and risk
Ensures adherence at all times to applicable department and professional standards
Undergraduate degree in Finance or Accounting; CPA strongly preferred
Strong foundation in technical accounting
Specific experience with the Sarbanes Oxley Act, operational risk/control reviews, and investigations preferred
Must possess strong project management skills with the ability to organize and manage multiple priorities
Must possess strong communication skills, both written and oral, and the ability to build effective partnerships across the organization. Knowledge of Microsoft Excel and Word preferred
Must possess the highest professional and personal standards, unquestioned integrity and business ethics

118

Internal Auditor Resume Examples & Samples

Support and participate in all phases of audit projects – planning, execution, completion and reporting – as assigned. Complete quality, thorough and fact based documentation of audit work throughout all deliverables
Planning: participate in audit risk assessments and scope definition, attend planning inquiry meetings and review relevant information in advance of audit; document relevant information in the planning section of the audit file
Completion: contribute to preparation of audit closing presentation, including audit rating determination by scope section and overall. Present topics of responsibility during audit closing meeting
Reporting: participate in audit report writing phase, including for all issues and any assigned sections. Perform cross-review and quality of check of finished product as appropriate
Active collaboration in the preparation and delivery of opening & closing presentations to management of the audited entity
Work closely with management of the audit entity and HQ functions, interacting on key findings with the audit team, CAO, and other senior leadership
Continuously enhance day-to-day processes and suggest solutions, develop and enhance internal audit tools (audit programs, testing templates), share best practices
Act as point of contact for Audit Interns and Guest Auditors
1-2 years external and / or internal audit experience, preferably within “Big 4” audit firm or multi-national organisation
Experience working in TeamMate audit software beneficial

119

Internal Auditor Resume Examples & Samples

Perform internal audit reviews/projects of business (i.e., financial, operational, compliance, etc.) and/or Information Technology (IT) processes and infrastructure, as well as Sarbanes-Oxley (SOX) readiness reviews and testing
Gain an understanding of client risks, controls, and areas of operational improvement
Create internal control documentation related to internal audit and SOX and identification of key control points, including narratives and process and data flows
Apply internal audit standards in planning and execution of internal audit reviews/projects
Apply problem-solving skills and deliver audit methodology on engagements

120

Internal Auditor Resume Examples & Samples

Good understanding of internal controls and/or audit experience in back-office operations for Wealth Management and Investment Management Operations
General understanding of front-to-back processes for sales & trading activities for equities and fixed income. Experience in performing risk assessments and assisting in planning, executing and reporting on integrated financial and technology audits with involvement in the following areas
Scope determination, development of audit planning memorandums, performance of test work and report writing
Master’s degree or professional qualifications (e.g. CIA, CPA/CA) preferred

121

Internal Auditor Resume Examples & Samples

3+ years of work experience
Experience working with SOX
Highly organized *LI-HD#ACCT

122

Internal Auditor Resume Examples & Samples

To carry out the audits of businesses effectively and efficiently in accordance with the approach established by the Head of Internal Audit
Prepare a plan for the audit of specific businesses sufficient to ensure that controls over all key aspects of the business are reviewed
To prepare working papers supporting the conclusions reached by the auditor for each area of the business audited
To carry out special assignments and secondments to businesses
Fully qualified Chartered Accountant (ICAS or ICAEW), first time passes or equivalent overseas qualification
University graduate in a recognised and relevant degree subject, minimum of a 2:1
First class written and spoken English
Ability to communicate fluently in Spanish, Portuguese or French
Experience of the professional approach to business required in a large industrial organisation. This is likely to have been acquired by training with a large firm of accountants (probably big four)
Experience in evaluating or managing controls, particularly in manufacturing or distribution companies
Flexibility to travel extensively (i.e. no personal or relevant visa restrictions) in the UK, Europe, South America & Australasia

123

Internal Auditor Resume Examples & Samples

Executing the annual risk-based audit plan to provide appropriate coverage of retail brokerage activities. Ensure execution of the audit plan within departmental methodology, policies and standards
Four-seven years of audit management, related retail brokerage or regulatory experience within the financial services industry. Previous audit or compliance experience with a complex or medium size bank or broker dealer that focused on retail broker dealer sales practice and suitability trading activities or related public accounting audit experience
A B.S. degree in business including Economics, Finance, Accounting, etc. [note: an M.B.A. or equivalent postgraduate degree is highly encouraged to demonstrate the candidate’s discipline, commitment and focus]

124

Internal Auditor Resume Examples & Samples

Audit experience
Variance analysis
Excel, SAP
Royalties experience is highy desirable
Media experience is highly desirable

125

Internal Auditor Resume Examples & Samples

Provide assistance in; planning and conducting operational, risk and financial audits of inter-company departments
Evaluating subsidiary compliance with company policies and operating procedures
Assisting in establishing and maintaining corporate policies and procedures
Assisting in the year-end audit of the company’s consolidated financial statements and employee benefit plan

126

Internal Auditor Resume Examples & Samples

Provide an independent evaluation of current processes, systems and controls and detail any required remedial action where weaknesses are identified
Risk Management - Assisting in the identification and evaluation of corporate and ICT process, operational and project risks and advising on appropriate management and assurance strategies
Conduct Regulation or legislation driven reviews to give the company and its clients assurance that they are in a position to meet legislative and/or government requirements
Maintain the Company's compliance framework reminding the Board and members of staff of responsibilities within the framework
Recording instances of breach of regulation and ensuring they are reported to internal and external parties
Turn ideas into practical solutions
Create and foster a culture of idea generation and innovation

127

Internal Auditor Resume Examples & Samples

Assist in planning, organizing, and doing the work to ensure the completion of assigned projects on time and within budget
Assists in the annual risk assessment procedures by doing research on regulations and data
Assists the Senior Auditor with the quarterly review of internal controls narratives and updates as needed
Responsible for executing and documenting test results
Bachelor’s Degree in Accounting or related field of study
Minimum of one year of Internal OR External Audit experience
CPA or CIA or actively pursuing certifications preferred
Knowledge of accounting principles, auditing standards, internal control theory, fraud indicators and investigative techniques

128

Internal Auditor Resume Examples & Samples

3 to 5 years of audit or consulting experience
Computer literate (MS Word, Power Point, Excel)
Certifications such as CPA, CIA, CFE, or PMP

129

Internal Auditor Resume Examples & Samples

Relevant audit experience (Big 4 preferable)
Familiarity with standards such as Sarbanes-Oxley (SOX) Act is mandatory
Experience working for clients in the Real Estate and Construction highly desired
Experience in financial modelling preferable but not essential
Candidate must be flexible and willing to work in a fast moving environment
Strong interpersonal skills, including written and verbal communications

130

Internal Auditor Resume Examples & Samples

Execute Direct Assistance testing; provide testing and communicate results with external auditors
Assist in the preparation of written audit reports for management to review / lead conferences with management team to deliver audit findings
Risk assessment to control any areas of weakness and prevent fraud
Participate in operational audits on a quarterly basis to add true value to the company
Minimum of 1 years of audit experience – not industry specific
Must be able to perform in a minimally supervised environment
Travel is estimated to be less than 10%

131

Internal Auditor Resume Examples & Samples

Commercially aware and ambitious
Good knowledge of internal controls, international accounting (IFRS, US GAAP or UK GAAP), and auditing standards
Driving license

132

Internal Auditor Resume Examples & Samples

Institutional Asset Management and / or Wealth Management,
Fund Services,
Sales and Trading (Front, Middle and Back office),
Compliance (Financial Crime, AML and KYC)

133

Internal Auditor Resume Examples & Samples

Prepare pre-audit file analyses and sample selections to audit teams as required using data analytics
Perform audit fieldwork as directed by the Regional Manager, IA, including Financial, Operational, IT, Specific Procedures, Specials and SOX Testing
Maintain and continuously improve existing IA departmental reports and system databases within the stated regions
Coordinate departmental requirements with IA Audit Services
Compile and prepare special reports and presentations as required by IA Management
The candidate must fully understand corporate policies and procedures and furthermore abide by and practice Magna IA & IIA standards, guidelines, practices and terminology
All candidates are required to gain a CIA and CISA within a reasonable amount of time
5 plus years’ experience as a financial auditor with manufacturing environment exposure is an asset, related trainings for the position is also provided
IT Audit experience also desirable
The candidate should possess in good standing, or be actively pursuing, an appropriate designation (or equivalent) as follows: CPA & CISA
Must be fluent in English and Spanish both written and spoken
Portuguese language would be an asset

134

Internal Auditor Resume Examples & Samples

2+ years of Financial and Operational Audit experience and/ or SOX compliance work
Proficiency in US GAAP and US GAAS
Knowledge of SOX 404 and AS5

135

Internal Auditor Resume Examples & Samples

Proficiency in spoken and written English
Excellent report writing skills
Confident while discussing and presenting issues to; and partner with business/function to formulate sustainable solutions

136

Internal Auditor Resume Examples & Samples

Working with clients to agree the scope and timing for the planning of audits
Testing and evaluating the design and operating efficiency of the risk controls and providing cost effective recommendations to enhance the risk management process and internal control environment
The drafting of audit report
Direct communication with relevant category teams to understand the framework, the supplier and wider context
Engagement with suppliers to discuss deliverables, timescales, approach to be adopted
Desktop preparation for audit visit which includes data analysis and development of detailed work programme
Conduction of onsite, audit visit completing fieldwork in line with standardised methodology
Documenting fieldwork, findings and recommendations into a report to be delivered to category manager
Experience of compliance type audits conducted with 3rd party suppliers / brokers / intermediaries
Experience of auditing within the public sector
Minimum two years financial audit / compliance experience
Qualified auditor or accountant
Excellent stakeholder management skills at all levels of an organisation
Ability to work autonomously with minimal supervision

137

Internal Auditor Resume Examples & Samples

Prepare risk assessments for various segments of the Wealth Management audit entity universe to help drive the risk based audit plan
Execute the risk based audit plan to provide appropriate coverage of the Wealth Management activities
Ensure execution of the audit plan within departmental methodology, policies and standards. Manage audit budgets, review work results
Working knowledge of Wealth Management practices, Anti-Money Laundering and Private Banking a plus

138

Internal Auditor Resume Examples & Samples

Examination and evaluation of the adequacy and effectiveness of the organization's system of internal control and the quality of performance in carrying out assigned responsibilities
Assists Management with the Company’s ongoing compliance with the Sarbanes-Oxley Act by performing testing and documentation of controls. This includes participating in the preparation of the annual scoping document
Reviewing the reliability and integrity of financial and operating information and the means used to identify, measure, classify and report such information
Reviewing the systems established to ensure compliance with policies and procedures, in addition to laws and regulations, which could have a significant impact on operations and reports and should determine whether the organization is in compliance
Reviewing the means of safeguarding assets and, as appropriate, verify the existence of such assets
Reviewing operations or programs to ascertain whether results are consistent with established objectives and goals and whether the operations or programs are being carried out as planned
Plan and schedule assignments, ensuring completion within the budgeted hours and by the indicated deadline
Document/update written documentation of the systems of internal control using flowcharts and narratives
Identify control weaknesses and exceptions to control procedures
Observe periodic physical inventories

139

Internal Auditor Resume Examples & Samples

2+ years of professional Audit / Accounting experience
Knowledge of current professional Accounting and Auditing standards, procedures, and requirements
Exceptional documentation and presentation skills
Certified Public Accountant (CPA) or Certified Internal Auditor (CIA)

140

Internal Auditor Resume Examples & Samples

BBA in Accounting
2+ years of professional audit/accounting experience
Knowledge of current professional accounting and auditing standards, procedures, and requirements
Strong documentation and presentation skills

141

Internal Auditor Resume Examples & Samples

Taking the lead and assisting the assurance activities to assess the efficiency within operational risk
Performing assessments of operational risk and its impact on processes, procedures anc controls within various areas of the business
Ensuring audit activity is completed to meet required standards and deadlines
Monitor identified issues through to a satisfactory resolution
Supervise small teams providing coaching and support
Establish and manage relationships with key internal and business stakeholders
Ability to complete internal audit reviews acting both as lead & team member (including planning activity, co-ordination of fieldwork, report writing and issue tracking)
Good knowledge of operational risk including assurance review, control testing and compliance to policies and procedures, and regulatory requirements
Ability to meet tight deadlines whilst maintaining accuracy and attention to detail
Communicate both verbally and in writing, complex or difficult messages effectively to different audiences tailoring the approach
Learn from others, proactively share knowledge and seek out learning opportunities
Provide/seek constructive feedback to develop peers/self
Develops strong relationships with diverse groups of stakeholders through open communication, partnership and consistent delivery
Operational Risk experience including AMA or Basel background
Exposure to one or all of the Operational Risk Management toolsets (RCSA: Risk and Control Self-Assessment), Scenario Analysis, Assurance

142

Internal Auditor Resume Examples & Samples

Analyzes financial records
Conducts financial and operational audits
Prepares working papers that record and summarizes data
Effectively communicates audit findings and recommendations for improvement to auditing management
College degree in Accounting
Two years of public accounting experience
Effective written and oral communication skills
Ability to travel, both domestically and internationally

143

Internal Auditor Resume Examples & Samples

Assess internal controls over financial reporting
Maintain internal control documentation, design and perform tests of controls and report any deficiencies
Perform financial, operational, and compliance audits
Help prepare high quality reports on findings
Identify recommendations for improvement

144

Internal Auditor Resume Examples & Samples

Ensure that high quality reviews are undertaken within greed timescales and are in accordance with an appropriately constructed audit work programme that identifies and assesses relevant risks and internal controls
To retain a minimum standard for audits and ensure efficient and effective audits to be conducted
Ensure that the audit work programme remains commensurate to business requirements by taking into account additional products, delivery channels, markets, changes to organisational structures and changes in business processes
To ensure that audits are relevant, efficient and effective
Ensure high quality audit working papers are produced with relevant evidence to support findings and recommendations
To ensure reliable audit reports are produced
Produce high quality audit reports in line with the Talent Accounting & Rights
Management (TA/RM) audit report template that require little and ideally amendments
The audit reports should include: practical recommendations agreed by business managers that address root causes for identified exceptions and suggested amendments to royalty payments and accounting transactions associated with these exceptions
To aid formation and retention of efficient and effective business processes which ensure accurate payment and accounting transactions
Verify that recommendations made have been implemented as agreed and on time
Validate that external audit requests are in line with BBCW contractual obligations and channel communication to external auditors through the Head of Finance Audit & Risk (HFAR)

145

Internal Auditor Resume Examples & Samples

Support activities within assigned projects of varying complexity, including business process and information technology controls tested as part of SOX and operational audits
Participate in audits from planning through reporting while completing timely and thorough reviews leveraging existing knowledge of internal controls, best practices and documented control procedures at HMH
Partner with business, finance and IT stakeholders including executive leadership to review findings and recommendations while ensuring remediation efforts will meet business requirements and company goals
Multi-task and manage competing priorities while providing routine feedback to team members
Perform analysis by developing data analytic routines and queries using Excel, ACL and other relevant analysis tools to communicate meaningful results
Document/Update process flows and narratives for internal controls. Conduct test procedures, compile audit findings, document and communicate remediation plans and complete workpapers in compliance with IIA standards
Assist with data and document collection for internal and external audits
Bachelor's Degree in Accounting, Finance, Audit, Computer Science, Information Technology or related field of study preferred
At least 1-3 years of audit experience, internal or external, preferred
Possession of a professional audit certification (e.g., CPA, CIA, CFE, CISA) or willingness to be certified within a year is valued
Working knowledge of Generally Accepted Accounting Principles, Generally Accepted Auditing Standards, Sarbanes-Oxley implementation as well as fundamentals of COSO, COBit and financial statement assertions and other regulatory requirements
Technical aptitude and experience with tools such as Excel, ACL, SFDC, and SAP
Ability to communicate with and build working relationships across all levels of organization
High level of professionalism and exemplary work ethic and can self-project manage

146

Internal Auditor Resume Examples & Samples

Performs audit procedures, including identifying and defining issues, developing criteria, reviewing and analyzing evidence, and documenting processes and procedures
Performs quality control reviews of regulatory compliance requirements
Pursues professional development opportunities, including external and internal training and professional association memberships, and shares information gained with co-workers
Performs related work as assigned by audit management or Senior Auditor
Basic knowledge of the Standards for the Professional Practice of Internal Auditing and the Code of Ethics developed by the Institute of Internal Auditors
Strong knowledge of industry program policies, procedures, regulations and laws
Strong knowledge of Federal/State compliance rules
Skilled in conducting quality control reviews related to loan servicing functions
Strong knowledge of all aspects of Servicing regulations, compliance and processes, including FNMA, FHLMC, FHA/VA
Skilled in conducting quality control reviews of audit work products
Skilled in planning and project management
Skilled in negotiating issues and resolving problems
Proven working knowledge of WORD, EXCEL, POWER POINT, ACCESS, and database analysis techniques, ability to travel
Skilled in effective verbal and written communications, including active listening skills; and skilled in presenting findings and recommendations
Bachelor’s degree from an accredited college or university preferred but not required
Two (2) to five (5) years of full-time experience in accounting, underwriting, mortgage loan servicing and/or regulatory compliance with in-depth understanding of industry related standard concepts, practices, and procedures

147

Internal Auditor Resume Examples & Samples

The internal auditor is responsible for the company's processes and transaction analysis and appraisal, compliance to internal & external regulation and generally accepted accounting principles and authorization matrix in order to reinforce the internal control through process review
They will ensure that related recommendations derived from any findings are implemented and communicate any findings or opportunities that may arise to the director of the reviewed process and to the international audit manager
Prepare the Audit Program Draft for each department according to the Annual Audit Plan,
Perform the audit procedures according to the approved audit program for each department
Document any audit finding that might arise according to the audit practices (considering both internal and external norms),
Organise and maintain a file with the evidence compiled for each review
Provide follow up to the audited areas with agreed commitments
Keep the International Audit Manager informed of the development on the audit process
Degree required in a related discipline such as Accountancy, Finance, Industrial Engineering, Systems
3 years' audit experience in the consumer goods industry (spirits experience preferred)
Strong written and oral communication skills with the ability to interact at all levels in the organisation and the confidence to liaise with global teams
Strong ethical principles
Structured problem solving and strong analytical abilities
Deep understanding of business processes
Ability to work independently while delivering goals and objectives
Proficient in Word, Excel, PowerPoint
A working knowledge of ACL & SAP would be an advantage
Fluency in Spanish is desirable

148

Internal Auditor Resume Examples & Samples

5-15 years of internal audit experience out of broker dealer industry
Knowledge of MBS or fixed income products
Demonstrable auditing skills

149

Internal Auditor Resume Examples & Samples

Exceptional audit and SOX knowledge
Prior experience within Financial Services
Demonstrated understanding of Internal Controls

150

Internal Auditor Resume Examples & Samples

Ensure that Internal Audit Management is immediately informed of sensitive issues or material problems
CIA, CPA, CISA or CMA required
Knowledge of Query, Access, and ACL applications helpful

151

Internal Auditor Resume Examples & Samples

Preparing relevant, comprehensive audit plans and programs to perform audits of the company’s various divisions and departments
Assisting with ongoing SOX efforts
Coordinate internal audit efforts with external auditors
Participate in the communication of audit results and special projects via written reports and oral presentations to management
Perform follow-up reviews at appropriate intervals
Develop and maintain productive and positive company relationships
Occasional travel will be required
CPA certification is a plus
Minimum of 2 years in internal auditing or public accounting experience
Big 4 background a plus
Sarbanes-Oxley experience
In depth knowledge of auditing standards, generally accepted accounting principles and internal control systems

152

Internal Auditor Resume Examples & Samples

Completing within the expected time frames, high-quality deliverables associated with each phase of an assigned audit: Planning, Fieldwork and Wrap-up
Participating in the annual Risk Assessment exercise to assess audit entities based on professional judgment, knowledge of the business, prior assessment of the effectiveness of the internal controls and interviews with business management
Participating in SOX 404 weekly update calls
Conducting routine walkthroughs and testing, highlighting concerns related to SOX 404 controls to enable timely remediation
4+ years of experience in documenting and testing SOX controls or solid internal audit experience
Solid understanding of SOX 404 requirements

153

Internal Auditor Resume Examples & Samples

Assist in preparation for engagement risk assessment, planning and audit scope development as necessary
Develop work program, in consultation with the auditor in-charge, for efficient tests of key controls
Execute specific areas of a project, performing audit work using the standard audit methodology to evaluate risk, determine control objectives, and verify extent to which client techniques meet objectives
Document test results in work papers ready for review by the auditor in-charge
Inform auditor in-charge of project status and results
Interacts with management to assess audit findings including control weaknesses with an appropriate degree of professional skepticism. Keep auditor in-charge informed of audit findings, and assist business partners with the development of Management Action Plans to mitigate weaknesses, and evaluate adequacy of management's response. Where appropriate, test corrective action taken
Ability to travel domestically and internationally approximately 10-25%

154

Internal Auditor Resume Examples & Samples

Plan for, execute, and report on capital markets audits including banking and institutional lending regulations
Manage all aspects of the audits focusing on end to end processes and verify work papers and reports adhere to department methodology and quality standards
Able to properly assess potential findings for significance. Identifying and formulating solutions to issues around internal controls
Writing audit reports, with clear and concise findings and recommendations, and negotiating their finalization with senior client management
Monitoring status of agreed upon actions on a quarterly basis
Able to articulate clearly and develop relationships with audit clients including Senior Bank and Business Management
Lead Continuous Monitoring meetings with senior management to communicate current and upcoming audit status/findings, and discuss strategic initiatives, business developments, and other matters potentially impacting the Bank’s risk profile or control environment
Conduct periodic monitoring of risk areas to identify emerging risks and trends. Perform and review quarterly risk assessments and maintain a complete and current inventory of processes, product lines, services, and functions for the Bank
Prepare committee materials on audit activities and conclusions carried out under the audit plan to the Board’s Audit Committee and Board of Directors
Perform and review closure verification testing on audit and external exams’ issues and actions
Actively participate in the recruiting efforts of the department and mentoring of staff
Strong analytical skills, showing ability to assess risks and controls
Ability to think strategically to identify the impact of themes and trends on an audit universe, business operations, etc
Strong communication skills, showing the ability to present complex, sensitive or strategic information effectively, adjusting style and approach to the audience and situation
Ability to build and maintain strong, credible relationships across the Bank’s businesses
Results oriented and experienced in identifying key business unit risks and risks across the various support and control functions
Set clear expectations; provide oversight and assistance to others for processing information and developing solutions
Experience/interaction with regulators in discussing audit reports and closure verification of regulatory findings
Build and lead effective teams with diverse perspectives, experiences, and appropriate skills
Embraces and creates a shared vision and strategy and drives change by proactively initiating and championing change initiatives to achieve goals
Knowledge of Treasury/Finance department’s functions and key risk
Self-motivated, eager to learn, courage to withstand hear criticism and respond effectively

155

Internal Auditor Resume Examples & Samples

Effectively complete audit planning, fieldwork and reporting for financial, operational, integrated and system reviews, both domestically and internationally
Prepare audit reports that accurately summarize the most significant control weaknesses and resulting impacts to the organization
Participate in multiple and simultaneous risk-based audits, while maintaining departmental quality standards
Assist management and audit team members through all phases of audit engagement execution

156

Internal Auditor Resume Examples & Samples

1-5 years of experience in public accounting or internal audit
Previous experience with SOX, GAAP and internal controls a plus
The position will require occasional travel

157

Internal Auditor Resume Examples & Samples

3+ years of Accounting, Audit or Internal Audit experience
Knowledge and exposure to the common issues facing companies in regards to reporting obligations under State laws and regulatory compliance
Working knowledge of Public accounting and Audit practices, procedures and reporting standards
Ability to guide Audit teams on Statutory Compliance and analytical review of Audit documentation during examinations of companies
Solid problem solving and analytical skills
Previous experience in the Unclaimed Property field

158

Internal Auditor Resume Examples & Samples

Work cross functionally with Internal Audit team and other accounting/operational functions
Exposure to Sarbanes-Oxley (SOX) testing
Interpret governance guidelines
Provides documentation, testing and other assessments

159

Internal Auditor Resume Examples & Samples

Implementing risk based audit programs
Conducting audit testing
Drafting and assisting in the implementation of controls and protocols to address actual and potential deficiencies
Determining compliance with internal policies and procedures
Researching and identifying issues and developing recommendations to improve policies and procedures accordingly

160

Internal Auditor Resume Examples & Samples

Plan and conduct audits, special projects, and consulting engagements in accordance with department and IIA standards. Prepare supporting documentation
Develop and maintain productive working relationships with business unit management
Stakeholder in the annual audit planning process, including development of the audit universe, discussion with management, assessing overall risk for each auditable unit, and assisting with developing the audit schedule
Minimum of 1 year of experience in an internal audit or a public accounting role. Prefer experience in financial services
Working knowledge of internal auditing practices
Proficient at applying risk-based auditing standards, practices, techniques and processes to the performance of audits
Highly organized individual, with simultaneous attention to detail and grasp of the big picture
Technical proficiency with electronic work papers and standard productivity tools
Strong academic and professional credentials including an undergraduate degree and professional certification [i.e., Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Information Systems Auditor (CISA), Chartered Accountant (CA) or equivalent]

161

Internal Auditor Resume Examples & Samples

Reporting to an Audit Coverage Manager for Operational Risk
Leading audits of areas within Operational Risk Management (including detailed audit planning, supervision of staff, designing and executing tests, and preparing audit reports) Monitoring operational risk developments through auditee meetings, review of presentation materials and metrics, and analyzing the impact of these on the audit plan
Following up actions quarterly with clients
Good understanding of operational risk management
4+ years’ experience of financial markets in a relevant capacity
Ability to manage work assignments to deadlines, while multi-tasking
4+ years’ experience of operational risk management (risk and control self-assessments, scenario analysis, AMA models) – in an audit or Operational Risk role
6+ years audit experience in financial markets
Good understanding of key financial industry regulations

162

Internal Auditor Resume Examples & Samples

Proactively supporting management on the establishment of internal controls, monitoring techniques and risk management
Advocating incorporation of risk management in the implementation of new systems, processes and changes to existing systems and procedures
Begin developing specialization in reviewing complex modeling concepts and assigned BB&T lines of business
Continue developing knowledge of auditing concepts and risk management practices. Pursue continuing education and possible additional professional certifications, as appropriate. Monitor current trends and new technologies as they apply to area of specialization
Develop and maintain communications with management in areas of specialization to ensure effective working relationships. Assist management in establishing internal controls by consulting on the implementation of new systems, processes, and changes to existing systems, standards, and procedures
Four year college degree in quantitative discipline related field
Two or more years of analytical experience and work experience
A strong grasp, likely through experience in a large financial institution, of one or more financial modeling disciplines
The ability to work independently with limited supervision
The ability to support risk review and audit programs to include Model Risk Management
Excellent analytical, facilitation, interpersonal and decision-making skills
Excellent written, oral, and negotiating skills
A broad understanding of banking, financial services, and auditing skills
Ability to travel when necessary, including overnight
Advanced degree in quantitative finance, mathematics, statistics or a related field
Professional certifications (CFA, CIA, CISA)
Advanced competency programming in languages such as VBA, SAS, SQL or C++
One to two years of internal audit experience

163

Internal Auditor Resume Examples & Samples

2 years of consulting, internal audit, or external audit experience
Able to multi-task
Great communication and presentation skills
Prefer CPA, CIA, or CFE

164

Internal Auditor Resume Examples & Samples

Plans and conducts audits using professional accounting and auditing concepts, judgment, and company policies and procedures
Perform Sarbanes-Oxley (SOX) compliance audits and testing
Performs financial/operational audits as assigned
Minimum of 1-2 years of public accounting experience

165

Internal Auditor Resume Examples & Samples

4+ years of Internal Audit experience
Previous In-House experience
Sarbanes Oxley experience

166

Internal Auditor Resume Examples & Samples

Completing assigned audit engagements timely while following standard audit methodology, including distribution of the final audit report and subsequent follow-up of outstanding audit issues
Developing team-oriented project management skills and consistently make suggestions to improve overall audit processes
Demonstrating a strong working knowledge and understanding of GAAP as well as key auditing standards

167

Internal Auditor Resume Examples & Samples

Proven experience in auditing (public or internal) and/or relevant industry experience
Experience in working independently and directly with senior management teams
Experience in internal controls compliance
Fraud research and investigation background and experience preferred

168

Internal Auditor Resume Examples & Samples

Preparation of the audit testing program and assessment of the adequacy of the design and operation of the controls associated with the key risks identified
Ongoing liaison with colleagues globally and internal and external stakeholders including regulators and external audit
4-year degree in a finance, accounting, or quantitative discipline
Minimum of 1-2 years of experience
In-depth technical knowledge of relevant product areas
Sales and trading of cash, derivative and structured products across FICC (Interest rate products, credit products, Mortgages, Currencies and Commodities) and Equities (listed and OTC trading - shares, options, and futures)
Prime brokerage, securities lending, and execution services
Trade processing, clearing and settlement
Equity and debt underwriting, financing, and investment banking advisory activities
Investment research

169

Internal Auditor Resume Examples & Samples

Execution of financial and operational audits
Provide direct assistance to external auditors as requested
Interact with all levels of Management
SOX testing & execution
SOX project management
Responsible for the timely and accurate completion of assigned work
Assist in preparing clear and concise audit programs and reports as requested
Assist in tracking audit metrics
Assist business process owners with the implementation of control enhancements
CPA, Chartered Accountant, or Certified Internal Auditor
4-61-3 years of experience in Public Accounting or Internal Audit, Retail Industry a plus
SOX experience a plus

170

Internal Auditor Resume Examples & Samples

Contribute to delivery of the annual Internal Audit Plan by leading internal audits, including planning, executing and reporting on operational and store audits
Assess the adequacy and effectiveness of internal control processes to provide assurance that risks are proactively managed within organizational tolerances
Evaluate the reliability and integrity of management and financial information processes, including the means to identify, measure, classify, and report such information
Assess compliance with significant policies, plans, procedures, laws, and regulations
Support facilitation of the risk management process to ensure that management have considered significant risk exposures and developed risk mitigation strategies
Drive commercial improvement by providing meaningful recommendations to senior management
Be a trusted advisor and business partner by building effective relationships with management while maintaining a degree of independence
Maintain all Health & Safety practices to code
Minimum 3 years of internal audit experience
Post-secondary degree required
CPA and/or CIA designation an asset
Retail industry experience preferred
Strong communication skills, both verbal and written, including proven report writing skills
Strong analytical, judgment and problem solving skills
The ability to apply knowledge to situations likely to be encountered and to deal with them in line with the IIA's professional standards
An understanding of management principles to quickly understand processes and recognize and evaluate the significance of process weaknesses or compliance failings in the context of the business
An appreciation of the fundamentals of subjects such as accounting, economics, retail operations, logistics and supply chain, finance, and information technology

171

Internal Auditor Resume Examples & Samples

Assist with the annual risk assessment and development of annual Audit Plan
Lead and assist SOX activities
Conduct audits of existing operational and financial processes
Communicate with operating and financial management, establish and maintain strong working relationships with all levels of management
3+ years of relevant audit experience required; 2+years in a public accounting firm with manufacturing or distribution clients preferred
Must be proficient in MS Office Suite
Permanent Resident- No sponsorship available
Advanced degrees preferred – MBA or related Masters degrees
Foreign language capabilities – Mandarin or Cantonese, or Japanese preferred but not required

172

Internal Auditor Resume Examples & Samples

Elements of planning, risk assessment, test work, audit conclusions and reporting
Summarize findings and develop audit comments
Identify areas for improvement
Evaluate systems of internal controls
Maintain effective communication with client management
Minimum of 1 year total audit experience with public accounting firm or internal audit for large multi-national company
Bachelor’s degree required in Accounting/Business/Economics or other relevant subject
Certifications preferred: CPA or CIA
Language Competency: English required, fluent verbally and written
Ability to travel regionally and internationally up to 30%
Knowledge of audit methods and techniques
Knowledge of Sarbanes-Oxley legislation and requirements
Experience in use of TeamMate and Electronic Work Papers (preferred)
SAP experience (preferred)

173

Internal Auditor Resume Examples & Samples

Knowledge of TeamMate
Knowledge of ACL, Business Objects, or other data analytics tools
Audit experience with retail, manufacturing, consumer goods or pharmaceutical organizations and/or information system development projects
Experience with Sarbanes-Oxley (SOX) 404 testing

174

Internal Auditor Resume Examples & Samples

Act as a business consultant to the organization
Prepares audit work papers and evidence to form an adequate basis for reporting results of that audit to management
Attends the audit exit meeting for report draft discussion of findings with management to inform and recommend corrective action

175

Internal Auditor Resume Examples & Samples

Excellent work/life balance
Planned global travel
Rapid Growth
Exposure to M&A and SEC
Financial, operational, SOX and IT based audit engagements
Maintain and update programs and policies
Prepare reports and for review
Quarterly and annual close and SEC filing assistance
SOX compliance testing
Minimum 1 years of experience
Willing to travel 60% globally – planned travel
Very energetic person

176

Internal Auditor Resume Examples & Samples

Assist Audit Lead during audit fieldwork within APAC region (Entity and Store audits)
Assist in the production of audit reports, identifying effective measures and enhancing actions to implement in order to provide the internal stakeholders with adapted recommendations and suggestions
Ensure the subsequent follow-up of the outcome of the interventions included in the Audit reports
Participate in best practice reviews within the APAC region to determine, in conjunction with the audit manager, the adequacy of controls for the safeguarding of assets, compliance with Company policies and procedures, and suggest action plans to the related Functions in order to address the weaknesses identified
Take over administrative activities

177

Internal Auditor Resume Examples & Samples

Provide an efficient and effective internal audit service in respect of designated subsidiaries, associate companies, divisions, functions, processes and projects
Conduct audits across the Group to ensure reliability and integrity of financial and operational information; safeguarding of assets; prevention and detection of fraud; compliance with laws, regulations and contracts
Ensure that audit plans include a programme of follow up audits to ensure that management has implemented identified improvement opportunities
Investigate, at the behest of the Board, Audit Committee or Senior
Management, suspected wrongdoings and report findings and make recommendations on any consequential actions required

178

Internal Auditor Resume Examples & Samples

Scope and design audit assignments and to assist in the provision of technical advice and counsel to management and key staff to promote and enhance the functional effectiveness and efficiency of business processes
Perform internal audit reviews, as per the approved plan, in accordance with industry
(IIA/ISACA) best practice and produce concise and objective reports in respect of the salient findings, recommendations and opinions
Appraise the Head of Internal Audit of progress against specific reviews and the plan overall, and advise expeditiously of any potential significant issues/risks arising or variations to agreed time frames
Participate in ad-hoc strategically critical work streams and organisational projects identified by the Head of Internal Audit and senior management
Support value added services that complement the provision of auditing services
Provide advice to staff to promote and enhance functional effectiveness and the general control environment
Relevant professional qualification (ACA/ACCA etc.)
At least 3 years of practice or commercial experience
Experience of performance of audit reviews at all points in the audit lifecycle
Experience of IT Auditing/IT Controls testing is desirable although not essential
Experience in a highly analytical role
Ability to write reports and presentation skills to communicate findings and propose solutions
Strong interpersonal and influencing skills
Confident, motivated, autonomous approach to working
FMCG exposure is desirable, as is experience in working in a highly regulated industry
Conceptual knowledge of: Corporate Governance, Risk Management, Accounting &
Finance, Information Security, Information Technology, Workflow Analysis, Software
Development, Security, Project Management, New Technologies (web, digital, mobile etc.)
Big picture appreciation of strategy and business drivers

179

Internal Auditor Resume Examples & Samples

Undertaking audits of both financial and operational risks
Performing reviews to fulfill management requests
Ad hoc projects, secondments and accounting as required
Qualified accountant ACA, ACCA , ACMA or equivalent
Excellent communication skills with the ability to liaise and influence effectively at all levels
Highly motivated and able to work on own initiative
Strong analytical skills and attention to detail
Desire to travel throughout Ireland, UK, Europe and North America - up to 75%

180

Internal Auditor Resume Examples & Samples

Identify, assess & document risks and controls. Evaluate the design and operating effectiveness of controls & document this understanding in the BIA audit toolkit
Build strong relationships and mutual trust with all colleagues internal (CIAs/Vice Presidents/Directors/Managing Directors) and external (Regulators)
Ensure that all activities and duties are carried out in full compliance with regulatory requirements, Barclays Operational Risk Framework and internal Barclays Policies and Standards

181

Internal Auditor Resume Examples & Samples

Experience with a Registered Investor Advisor (RIA) Compliance program
Familiar with Wrap-Fee program
Familiar with Form 13F, Form SH, Schedule 13D & Schedule 13G
Series 7 and 65 license

182

Internal Auditor Resume Examples & Samples

Review policies and procedures to ensure they are in accordance with practices
Provide daily and weekly updates
Implement any changes required and provide advice and support through this process

183

Internal Auditor Resume Examples & Samples

Identify, assess and report on risks. Provide advice to managers to develop pragmatic and commercial plans to mitigate risks and monitor progress
Plan the audit to cover the scope, optimise business involvement, and meet agreed time scales
Keep up to date with industry, professional and regulatory requirements
Provide reports to the Audit & Risk committee and/or Group when required

184

Internal Auditor Resume Examples & Samples

Position Purpose
Minimum 5 years professional experience in audit, human resource, project management or related field
Strong customer focus; sense of urgency and flexible to changing circumstances and customer needs
Strong interpersonal and negotiation skills; must possess a high level of teamwork skills
Ability to accurately gather, analyze and interpret data, define problems, and make. recommendations for resolution
Excellent Communication Skills, both written and oral
Quality and Execution Focused
Up to 15%

185

Internal Auditor Resume Examples & Samples

Experience auditing in manufacturing environments
Experience planning risk-based audits
Proficiency using Microsoft Office applications with strong Excel skills

186

Internal Auditor Resume Examples & Samples

Understand the key strategies of Burberry and how they impact IA’s work and overall plan
Complete detailed work papers which contain sufficient evidence on which to base conclusions, which are of a sufficient standard to minimise the number of review points required by audit management, and which are of appropriate quality to allow “reperformance” and facilitate reliance on IA’s work where necessary
Follow up and resolve issues and queries raised during review by senior members of audit team and through discussion of factual accuracy by management
Draft audit reports, including assessment of findings and overall report grade, and escalate through Internal Audit management within agreed timeframes
Ensure that Audit Lead is kept up to date on audit progress and findings so that we deliver a “no surprises” report to management

187

Internal Auditor Resume Examples & Samples

Assist with planning and execution of compliance, operational, information technology and financial internal audits to determine adherence to guidelines and regulations and evaluate the effectiveness of internal controls
Assist in all audit processes including risk assessment, planning, audit program development, execution of audit procedures, communication of audit results to senior management and remediation follow-up
Work with team members and team leaders to identify process improvements that lead to cost savings or revenue enhancement opportunities
Communicate control issues and best practices to management
Analytical testing and review

188

Internal Auditor Resume Examples & Samples

Bachelor's degree in accounting and a minimum of 2 to 5 years public accounting or private (corporate) auditing experience
CISSP is a plus
Flexibility to travel as necessary (15% if necessary, most usually less)
Knowledge of auditing/accounting standards and procedures

189

Internal Auditor Resume Examples & Samples

Evaluating new processes and systems to ensure proper controls are included and project management procedures are followed to mitigate risk
Developing audit strategies and tactics
Proactively integrating process improvements into our Internal Audit processes
Fortune 500 or public accounting experience preferred
Ability to communicate effectively with all levels of management
SAP experience is preferred

190

Internal Auditor Resume Examples & Samples

Performs risk-based integrated audit procedures on scheduled projects in a timely, efficient, and professional manner
For assigned projects, must have experience performing the following
Perform internal control walkthroughs for Sarbanes-Oxley compliance by completing an independent review of the design effectiveness of the internal control environment
Perform internal control testing for Sarbanes-Oxley compliance by completing an independent review of the operating effectiveness of the internal control environment
Communicate audit findings to control owners / management with the assistance of the Internal Audit team
Obtain and review remediation plans
Complete follow-up on proposed remediation activities to ensure timely implementation
Demonstrates a working knowledge of internal control concepts for each audit project. Ability to evaluate the proper design and function of internal controls over financial reporting
Ability to communicate in a manner to gain the respect and confidence of employees at all levels from staff to senior management, both orally and in writing, including the ability to interview persons to extract sensitive information
Bachelor's Degree in Accounting/Finance or related discipline with a minimum of two years audit experience, preferably in public accounting or internal audit. Big 4 or large consulting firm experience a plus
CPA/CIA/CISA/CFE preferred
Experience with Sarbanes-Oxley requirements is required
Knowledge of SOX 404, financial reporting, accounting, and general business processes
Work independently, plan, organize, and manage time efficiently
Proficient with Excel, Word, Visio, PowerPoint, and Windows software required
Oil and Gas industry experience a plus

191

Internal Auditor Resume Examples & Samples

Apply specialized technical knowledge and expertise to perform reviews relating to the full life cycle of models, information technology applications, or risk management/analysis used across the company
Document details of planning and walkthrough meetings. Assist in identifying controls to mitigate potential risk factors within assigned process/areas. Contribute to the development and maintenance of risk-based audit plans. Develop, document and execute audit test steps in partnership with more senior team members
Document and maintain sufficient supporting information (such as flowcharts of end-to-end business processes) and facilitate the presentation of findings and conclusions in accordance with work paper standards. Identify and discuss audit findings with audit team and document exceptions. Assist with drafting audit reports and key deliverables (e.g., ICIs)
Collaborate and share knowledge with audit teams across the Internal Audit organization, as appropriate. Build and maintain relationships with business partners at the manager and staff levels
1 to 3 years of relevant experience
Public accounting
Mortgage Banking and/or previous Fannie Mae-specific experience
Working knowledge of Governance processes and SDLC preferred
Experience conducting pre- or post- implementation and integrated finance or business audits preferred
Prior experience assessing risk and testing application controls, general controls and interfaces in an audit, advisory or consulting environment preferred
Mortgage Banking and/or previous Fannie Mae-specific experience helpful but not required
Ability to identify areas of risk and also opportunities for creating efficiencies or improvements helpful
Experience auditing proprietary applications helpful

192

Internal Auditor Resume Examples & Samples

Lead / participate in audit assignments in accordance with BNPP Inspection General Charter and International Standards for Professional Practices to facilitate business activities in a risk-managed environment
Perform special audit assignments / reviews on an ad-hoc basis as requested by regulators, bank management and audit committees
Assist in conducting audit risk assessments and periodic reporting to management and Head Office

193

Internal Auditor Resume Examples & Samples

Commercial banking products and services (trade finance, commodity finance, loans, project financing, ship finance, syndications, funds transfers etc)
University degree at the minimum, master degree is a plus
More than 12 years in banking of which at least 5 years in internal audit in investment banks
Candidates with strong financing activities background without audit experience may also be considered
Team worker and yet autonomous
Communicate well
Able to lead audit missions
Expertise on MS Office (Word, Excel, Powerpoint)

194

Internal Auditor Resume Examples & Samples

Creating a positive rapport with the individuals being audited and fostering a collaborative approach to the audit
Setting a positive example to others through integrity, work ethic and proactive communication
Brainstorming with the audit team and thinking creatively to identify relevant risks to the Company
Assisting with drafting audit programs and audit procedures to substantively verify audit evidence
Researching and identifying risks to assist with audit procedures
Proactively communicating issues identified during the audit to Audit Management and individuals being audited
Thoroughly documenting the results of all work to facilitate an efficient review by the Senior and Manager
Works efficiently to meet all deadlines while ensuring quality of all work product
College degree, Accounting or Finance preferred
Experience in internal audit within a financial services environment is preferred
At least 3 years of audit experience required
At least 1 audit related certification required (i.e. CISA, CFE, CIA, CPA)
Ability to build effective relationships with individuals at every level
Ability to think critically and use common sense approach to performing audit work
Highly organized and attentive to detail
Positive and collaborative attitude to performing audits
Demonstrates strong work ethic and integrity
Proactive communicator
Proficient in Excel, Word, PowerPoint, etc

195

Internal Auditor Resume Examples & Samples

Bachelors degree required (Accounting, Finance or Business preferred)
1 to 3 years of related work experience (1 year of audit experience preferred)
CPA and/or CIA license preferred
Strong analytical, interpersonal, problem solving, and relationship building skills
Ability to work both in a team setting and independently
Flexibility and adaptability to work on multiple, diverse, financial and operational audits/projects
Ability to adapt with changing priorities and project ambiguity
Self-starter to be self-sufficient in overall project and role success
Demonstrated proficiency in computer skills and programs such as the Microsoft Office Suite (Excel, Word, Visio, PowerPoint)

196

Internal Auditor Resume Examples & Samples

Excellent technical proficiency in auditing and data analysis; CPA, CISA or CIA preferred
3 to 4 years auditing experience, Big 4 and/or finance industry experience a plus
IT audit experience, a plus
Excellent analytical, written/verbal communication, interpersonal, and relationship building skills
Extremely proficient in Excel and/or other data analytics tools (e.g. ACL)
Comfortable collaborating with clients, identifying and addressing client needs through building solid relationships with clients
Ability to work in an fast-paced environment and adapt to change very quickly with minimal supervision
Ability to multi-task and work relatively independently in completing work
Must be a quick-start and fast learner
Demonstrates a balance of auditing/accounting skills with common-sense

197

Internal Auditor Resume Examples & Samples

Identify significant accounting and financial reporting problems or weaknesses
Communicate with all levels of management present presentations to functional and Corporate management
Provide consulting services to operating units in their efforts towards identification and improvement of controls, procedures and system efficiencies
Participate, when assigned, in the execution of a variety of special investigations and projects with only general instructions
Provide training and guidance to other internal auditors, and may conduct technical training session
Continuously expand technical and business knowledge in own and related disciplines, keeping abreast of new techniques and procedures
Participate in the review and update of audit programs and computer-assisted reports

198

Internal Auditor Resume Examples & Samples

Develop audit objectives, plans, and scope consistent with the department’s charter, the company’s business objectives, audit risk assessments, and the requirements/priorities communicated by Audit Management. Obtain, analyze and evaluate accounting documentation, previous reports, data, flowcharts and other related materials in support of audit planning
Perform audit procedures, including identifying and defining issues, developing criteria, reviewing and analyzing evidence, documenting auditee processes and procedures
Prepare and present reports and presentations related to audit results and opinions
Act as an objective source of independent advice to foster goal achievement within the organization
Maintain open communication with the appropriate level of personnel throughout the organization, particularly those being audited, to resolve audit issues and achieve the desired improvement actions
Conduct follow up to monitor management’s correction of deficiencies
Engage in continuous knowledge development regarding sector’s, rules, regulations, best practices, tools, techniques and performance standards
Perform additional assignments and projects as requested by the Manager of Internal Audit
Proficiency in applying internal auditing standards, procedures, and techniques while exercising adaptability, understanding, and determination is required in the performance of audit engagements. Proficiency means the ability to apply knowledge to situations likely to be encountered and to deal with them without extensive recourse to technical research and assistance
Proficiency in accounting principles and techniques is required of auditors as they work extensively with financial records and reports during each auditing engagement
An understanding of management principles is required to recognize and evaluate the materiality and significance of deviations from good business practice. An understanding means the ability to apply broad knowledge to situations likely to be encountered, to recognize significant deviations, and to be able to carry out the research necessary to arrive at reasonable solutions
An understanding of the fundamentals of such subjects as accounting, economics, commercial law, taxation, finance, qualitative methods, and information technology is required. An understanding means the ability to recognize the existence of problems or potential problems and to determine the further research to be undertaken or the assistance to be obtained

199

Internal Auditor Resume Examples & Samples

Management and/or Engineering school degree required with Finance/Accounting major and/or Engineering background
3-4 years experience in Big Four audit firms and/or Internal Audit in industrial sector
Excellent written and spoken communication skills
Fluent in English. Portuguese and / or Italian is a plus
Flexibility and availability for extensive travel requirements linked to the role

200

Internal Auditor Resume Examples & Samples

Assesses compliance with governmental regulatory requirements, financial accounting standards, and company policies to ensure company assets are safeguarded
Maintains confidentiality of all Company information obtained in the normal course of an audit assignment
Manages multiple tasks concurrently
Ensures that such documentation obtained contains sufficient, competent, and relevant evidential matter to support the conclusions reached
Performs other job related duties as assigned
Knowledge of and skill in applying internal auditing principles and practices, and management principles, and general industry practices
Knowledge of the IIA’s International Standards for the Professional Practice of Internal Auditing and the Code of Ethics

201

Internal Auditor Resume Examples & Samples

Provide exceptional service to internal customers and work harmoniously with fellow team members
Perform assignments as directed by supervisors through inquiries with team members, observations of procedures, and examination of documentation prepared by management
Attend and participate in professional group meetings and continuing education
Perform related duties and responsibilities as required
Bachelor’s Degree in business, accounting, finance, information technology, or related field is required
Gaming and/or hospitality experience is preferred

202

Internal Auditor Resume Examples & Samples

Assist in identifying and evaluating the organization’s audit risk areas and provides input for the development of the risk-based annual internal audit plan
Assist in the development of the internal audit scope. Performs audit procedures, including identifying and defining issues, reviewing and analyzing evidence, and documenting business processes and procedures
Identifies, develops and documents audit issues and recommendations for improvement using independent judgement concerning areas being reviewed. Prepares internal audit reports reflecting the results of the work performed
Communicates or assists in communicating the results of audit and consulting projects via written reports and oral presentations to management on a timely basis
Performs control testing and assists in the SOX compliance process
Maintains all organizational and professional ethical standards and completes all internal audit work in compliance with The IIA’s International Standards for the Professional Practice of Internal Auditing (Standards)
World Fuel Services is an equal opportunity employer committed to a diverse and inclusive workplace. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin or any other characteristic protected by law

203

Internal Auditor Resume Examples & Samples

Undergraduate Degree in Accounting, Finance, or a related field
2+ years of experience in external auditing or willing to consider non-audit experience for internal candidates
Certifications, Licenses, etc.: CPA, CIA, etc. (partial progress on certifications highly recommended)

204

Internal Auditor Resume Examples & Samples

Assist with audit planning and drafting initial audit scope. Document details of planning and walkthrough meetings. Assist in identifying controls to mitigate potential risk factors within assigned process/areas. Contribute to the development and maintenance of risk-based audit plans. Develop, document and execute audit test steps in partnership with more senior team members
Assist in evaluating controls and in identifying control gaps. Conduct substantive testing, such as tests of detailed activities and transactions or analytical review tests, to obtain audit evidence
Collaborate and share knowledge with audit teams across the Internal Audit organization, as appropriate
1+ years of related experience
Internal or external audit experience preferred
Sarbanes-Oxley (SOX) compliance or related risk and control experience preferred
Demonstrated ability to document and analyze a business or operational process from beginning to end in order to evaluate risk, identify controls, and establish the framework for overall risk assessment
Strong written and verbal communication skills; ability to present analysis and conclusions with clarity and professionalism
Ability to communicate across business lines, with all levels of management

205

Internal Auditor Resume Examples & Samples

Internal/external Audit experience required
Experience covering complex processes
Knowledge of Compliance and Ethics and/or Enterprise Risk Management
Experience developing a risk based audit approach
Strong critical thinking skills and ability to operate in a fast-paced, changing environment

206

Internal Auditor Resume Examples & Samples

Knowledge of Enterprise Risk Management principles and related regulatory guidance
Experience conducting audits of the risk management or compliance and ethics functions
Experience performing a risk management (credit, counterparty, third-party, operational, market, etc.) within the financial services industry
Ability to operate fast paced, changing environment

207

Internal Auditor Resume Examples & Samples

CPA, CA, CIA, CISA and/or CFE is a plus
2-4 years of experience in auditing, accounting, insurance underwriting, title or real estate escrow, banking or other related areas
Some operational auditing, business process improvement, or re- engineering experience or knowledge
Strong interpersonal and communication skills, including ability to articulate briefly and concisely
Strong analytical, audit, and investigative skills

208

Internal Auditor Resume Examples & Samples

Bachelor’s degree with 3-5 years of previous experience in financial services, or audit/internal audit experience. MBA, CPA, CISA and/or CIA a plus
Strong project management and business analysis skills. Ability to prioritize and manage several projects concurrently
Effective written and verbal communication skills, with the ability to confidently lead meetings, and influence and negotiate with clients across all levels of the firm
Success in building process improvement initiatives and creating best practices. Strong ability to synthesize information from multiple sources to support audit conclusions and recommendations. Previous experience with process mapping and analysis, using flow charting to document controls and risks
Technically savvy with above average skills in Excel, Visio and other MS Office products. Experience with audit management software (TeamMate, ACL, etc.) a plus
Experience using a data analytics tool to create reports and dashboards to document trends a plus
Willing to obtain FINRA Series 7 Registration within the first 12 months of employment

209

Internal Auditor Resume Examples & Samples

2 or more years of experience in an internal or external audit role preferred
Prior experience assessing risk and testing controls required
Mortgage Banking and/or previous Fannie Mae-specific experience preferred
Ability to evaluate operations and independently identify areas of risk, as well as opportunities for creating efficiencies or improvements
Ability to work in a fast-paced environment, maintain flexibility and manage ambiguity

210

Internal Auditor Resume Examples & Samples

Degree in Business, Accounting, Law, or other related majors
CIA or CFE or equivalent, will be preferred
Minimum of 2 years’ experience in conducting fraud investigation. Big 4/ reputed accounting firm and/or internal audit function of a multinational organization is preferred
Tenacity in conducting confrontational interviews
Strong analytical ability is required. Familiarity with analytical tool is a plus
Strong organization, presentation, communication, writing and interpersonal skills are required
Fluency in English and Mandarin is required. And additional language skills desirable
Knowledge in China sales practice is preferred

211

Internal Auditor Resume Examples & Samples

Business process controls reviews
Financial and operation controls reviews
Compliance to company policies, processes related reviews; including IT related policies and standards
Sarbanes-Oxley control reviews as required

212

Internal Auditor Resume Examples & Samples

Conducts complex audits, makes suggestions to enhance the audit process
Identify/ research issues with supported analysis, propose solutions
Prepare clear documentation of conclusions
Ensures work papers comply with IA standards
Assists with special projects including process improvement initiatives
Contribute to / Prepare initial draft of audit reports
Flexibility to travel to other states – 50% to 75%

213

Internal Auditor Resume Examples & Samples

2+ years of relevant experience, such as Public Accounting or comparable Accounting / Finance experience
Previous experience with Process Engineering, Corporate Internal Audit or Risk Management
Good understanding of Auditing and Risk evaluation
Audit experience with Retail, Manufacturing, Consumer Goods or Pharmaceutical organizations and/or Information System development projects

214

Internal Auditor Resume Examples & Samples

Applicants may substitute one year of professional accounting experience for one year of auditing experience
Gaming experience preferred
Financial analysis experience preferred
IT experience preferred

215

Internal Auditor Resume Examples & Samples

Be involved in the following Internal Audit activities
Participate in the reporting of our activities to Corporate functions,
Exchange with Corporate functions on organization, procedures and guidelines,
Suggest ways of improvement in our internal processes
Bachelor of Arts/Bachelor of Science from an accredited college our university
3-5 years of Internal/External Audit Experience
Internal/External Audit Experience in the Pharmaceutical or Biotech industries
Financial and/or operational flows skills
CISA certification or if not hold a CPA, CIA
SAP knowledge as end user
Data analytic (ACL tool) exposure ,
International exposure and/or experience
Ability to analyze and to summarize,
Good communication skills both orally and in written,
Willingness to work in a structured and regulated context with a sense of continuous improvement
Organization and planning skills,
Ability to adapt to multicultural environments

216

Internal Auditor Resume Examples & Samples

Execute risk-based financial, operational and compliance audit testing against detailed plan and audit program as directed by audit senior
Assist audit senior with planning and wrap-up activities, including required communication
Identify, develop and document audit issues and recommendations using independent judgment concerning areas being reviewed
Execute quality assurance reviews related to SOX compliance
As necessary, assist the independent auditors in the completion of the year-end audit
Assist audit senior with special purpose advisory engagements, including assurance mappings and change assessments
Develop a good rapport and solid business relationships with business unit and HQ personnel to ensure understanding and acceptance of internal audit requirements, approach and reporting methods
Recommend and implement ideas for improving the Internal Audit Department
Expected domestic travel up to 50% of the time; may include international travel
Substantive audit experience
Demonstrated initiative and drive to achieve results
Strong organizational skills, including ability to multi-task and prioritize workload
Ability to think analytically, creatively and independently
Working knowledge of Sarbanes-Oxley internal control requirements
Strong technology skills (audit software, Microsoft Excel and Word)
CIA, CISA or CPA

217

Internal Auditor Resume Examples & Samples

Conduct financial, operational and compliance audits
Review and evaluate compliance with corporate policies and procedures
Execute audit programs under general supervision
Identify, and clearly define, audit issues and root causes, recommend improved internal controls and business processes, and ensure that corrective action plans are developed and implemented
Prepare work papers to adequately document audit work performed and to support conclusions reached
Actively participate in Global initiatives aimed at improving Internal Audit's processes and procedures
BA/BS in Accounting or Finance, or the equivalent or an MBA
Minimum 2 years of related work experience
The drive and qualifications to obtain certified public accountancy or internal auditing certifications within a short period of time after joining TE Connectivity
Ability to quickly understand business processes and develop business acumen
Team player who is able to effectively operate in fast paced environment handling multiple priorities
Strong, proficient analytical skills
Willing to travel approximately 40% ~ 50% / some international travel may be required
Proficiency in Spanish is preferred, but not required

218

Internal Auditor Resume Examples & Samples

Document and maintain sufficient supporting information (such as flowcharts of end-to-end business processes) and facilitate the presentation of findings and conclusions in accordance with work paper standards. Identify and discuss audit findings with audit team and document exceptions. Assist with drafting audit reports and key deliverables
Previous mortgage industry or financial services experience preferred but not required
Previous audit/internal audit experience preferred but not required
Good critical thinking and verbal communication skills
CIA, CPA and/or CFE preferred but not required

219

Internal Auditor Resume Examples & Samples

To conduct internal audits to the plans developed by GRC Team Management and document findings at both Dagenham and Bristol sites
To follow up on corrective action plans agreed with local management and document progress
Audit all areas of the business against ISO standards 9001, 14001, 22301, 27001, 50001 including reviewing transactions, documents, records, reports and policies and procedures for accuracy and effectiveness
Document audit evidence and findings
Document Corrective Action Plans agreed with local stakeholders
Track and document stakeholder progress against Corrective Action plans
Prepare documents, which record and summarize audit procedures performed
Provide assistance to GRC Management in other duties as requested
To attend and comply with all training
Undertake to comply with the Information Security Management Systems (ISMS) and its associates policies
To perform any other duties which may be required from time to time

220

Internal Auditor Resume Examples & Samples

As a member of internal audit team, perform and complete financial and operational audit assignments. This would include: assisting with project risk assessments, supporting audit program development, reviewing/testing policies, procedures and controls to identify opportunities for improvement, drafting observations and recommendations for audit reports
Completing Sarbanes-Oxley 404 testing under the direction of Internal Audit Project Managers, Senior Managers and/or the Vice President of Internal Audit. This may include: interviews and meetings with process owners and management; updating SOX 404 narratives and test matrices; performing tests of compliance in various areas including Financial Reporting, Revenue, Receivables, Inventory, Purchasing, Payables, Fixed Assets, Payroll and Human Resources; and completing work papers
Participating in other projects and activities as assigned such as: Risk Assessments; using and working with Continuous Auditing software tools; assisting in preparing Audit Committee presentations; and Special Projects
Proficient in Microsoft business applications - Excel, Word, PowerPoint. Oracle experience a plus
Team player and self motivated
Recent graduate to three years of relevant experience (internal or external audit)

221

Internal Auditor Resume Examples & Samples

Execute audit programs under limited supervision
Prepare and review reports and audit findings. Present these findings to Internal Audit leadership and the business management team
Prepare and review work papers to adequately document audit work performed and to support conclusions reached
Actively participate in and oversee the audit planning, execution and wrap up processes
Minimum 5 years of related work experience

222

Internal Auditor Resume Examples & Samples

35-45% of your time will be spent outside the office and will include international travel and weekends. Our audit engagement are typically planned for maximum of two weeks on site and scheduled well in advance
You can participate in team or project activities and bring to them dialogue, facilitation, feedback, clarification, meeting skills and related communication techniques. Good report writing skills are important
You are willing to travel globally up to 45% of your time

223

Internal Auditor Resume Examples & Samples

Assist with establishing the risk-based annual audit plan, and delivering audit services in accordance with the agreed-upon scope and objectives from the annual audit plan
Participate in relevant audit project tasks such as: planning the audit; establish work programs; perform fieldwork; discuss audit findings; agree management actions and timelines; prepare the audit report and wrap up the audit
Assist with providing timely and quality periodic reporting of audit activity and results to local and global senior management, committees and boards
Assist with maintaining and updating permanent audit files and other documentation with regard to the AAM organization and related business operations for the purpose of audit planning and knowledge transfer
Actively contribute to knowledge sharing on key topics and developments across the global audit team within the context of establishing Audit Centers of Expertise
Bachelor’s degree in Accounting, Finance, Business or Management Information systems, or equivalent experience
Minimum 2-4 years (internal) audit experience within the financial services industry
Knowledge and understanding of financial services industry laws, regulations and compliance requirements and developments
Knowledge and understanding of general computer controls
Excellent communication and presentation skills (verbal and report writing) in English; other languages highly desirable
Completed (or working towards) relevant professional certification (CIA, CPA, CFSA or equivalent)
Normal office environment
Travel (15-20%)

224

Internal Auditor Resume Examples & Samples

BA / BS / BBA Degree in Accounting or Finance
Experience with revenue recognition accounting rules related to software and hardware preferred
Experience in working both independently and as part of a team to produce deliverables
Candidate should have a working understanding of Internal Controls, COSO model, the Financial Reporting Process, and operations that impact financial statements
Good working knowledge of Microsoft Applications
Knowledge of Oracle and other integrated ERP systems is preferred
Capability to make effective oral presentations of ideas and recommendations
Travel can be expected – up to 20%

225

Internal Auditor Resume Examples & Samples

Define the actual or potential impact associated with the observed deviations/weaknesses
Identify the root cause of specific problems, present practical recommendations to eliminate the root cause and the
1 - Qualifications
3 - Experience
3+ years experience in internal audit with a major company -OR
3+ years experience in audit with a major accounting / consulting firm (like Deloitte & Touche, Ernst & Young, KPMG,
4 - Special Requirements
5 - Personal Characteristics

226

Internal Auditor Resume Examples & Samples

Prepares summaries of testing results and interfaces with Company’s independent auditors
As time permits, assists in the planning of operational and compliance audits and conducts such audits
Prepares audit work papers in compliance with internal audit policies and IIA standards
Evaluates audit observations and drafts recommendations to improve policies, procedures, efficiency and controls. Follows up on recommendations to ensure they are implemented timely and effectively
Performs special investigations and projects as assigned
Bachelor's degree in Accounting, Finance, Business Administration or related field required; Certified Public Accountant (CPA) or Certified Internal Auditor (CIA) designation preferred
Minimum 2+ years related accounting experience (Big 4 preferred) or comparable private industry internal audit experience preferred
Ability to work independently under general supervision with considerable latitude for initiative and independent judgment required
Ability to establish and maintain good working relationships with co-workers, staff and external contacts, and to work effectively in a professional team environment required
Skilled in effective verbal and written communications, including active listening skills and skill in presenting findings and recommendations required
Knowledge of retail industry preferred
Skill with personal computers including spreadsheet, word processing and presentation programs required
Experience with ACL and SAP software preferred

227

Internal Auditor Resume Examples & Samples

Participating in detail testing of key financial controls in support of the company's U.S. Internal Controls over Financial Reporting
Conducting independent and objective assessments of internal controls, financial results, corporate processes, hotel operations, compliance requirements, etc
Partnering with management to develop corrective action plans in response to all Internal Audit observations and subsequent follow-ups to ensure closure
Educating and advising property management and process owners on accounting and internal control requirements
Interacting regularly with process owners and senior management
Various ad hoc projects for Internal Audit leadership and/or regional management
Educate, train, and advise hotel staff and management on accounting and internal control requirements
Build solid working relationships and partner closely with regional leadership and hotel management
Applicants maybe be qualified or nearing qualification ideally ACA, ACCA or CIA
Experience from within a top 20 accounting practice or a similar background gained within industry
Hospitality industry experience, with a mix of experience from auditing, accounting and / or internal control roles highly preferred

228

Internal Auditor Resume Examples & Samples

Successfully perform all key job functions of the Internal Auditor role at a higher level of complexity, scope and autonomy
Coordinate and lead audit team meetings to discuss the audit plan, including audit background, preliminary objectives/scope (identified during the Annual Audit Planning process), audit budget, audit execution schedule, affected departments, contacts and expectations. Take ownership and independently manage subsets of audits with minimal oversight from Audit Manager/Director. Conduct first-level review of Internal Auditor work and documentation; leverage Internal Audit Manager/Director guidance as needed
Review audit documentation; begin to determine risks and the potential impact of risks on the organization. Perform root cause analysis on exceptions identified during audits. Validate and document Risk Control Matrix; write test procedures based on Risk Control Matrix. Draft audit reports; revise and finalize with Audit Manager/Director. Write ICIs, discuss with audit management and validate issues with customers; assist with additional report writing as needed
Assist with tracking results of prior audits, identifying audit themes across organizations and determining if appropriate corrective action has been taken regarding significant audit concerns. Contribute to strengthening and improving the governance, risk and control environment of the organization; share issues, ideas and recommendations with the Internal Audit Manager/Director and Internal Audit teams
Provide informal, day-to-day coaching and guidance to Internal Auditors. Share knowledge of specialty areas to build knowledge and capabilities across Internal Audit
Build and maintain relationships with business partners at the manager and staff levels. Provide advice and share Internal Audit knowledge with business partner managers and staff to strengthen governance, risk and control environments, as appropriate
3 + years of related experience
Demonstrated ability to work in teams and build collaborative relationships
Experience operating in a complex and changing environment
Knowledge of audit processes and risk management
Demonstrated experience assessing risks and controls and communicating assessment results

229

Internal Auditor Resume Examples & Samples

Work with process owners to update key SOX process narratives and flow charts and assist in identifying key controls
Communicate control deficiencies and assist process owners in developing action plans
Assist in the preparation of monthly status reports on SOX activities
Assist in the development of audit programs for financial, operational and compliance audits and execute testing accordingly
Assist in audit report development and the communication of audit observations
Bachelor’s degree from an accredited university
Minimum of two years previous experience as an Internal Auditor
CIA or CPA highly preferred

230

Internal Auditor Resume Examples & Samples

Assess compliance with governmental and jurisdictional regulatory requirements, financial accounting and auditing standards, and company policies to ensure company assets are safeguarded
Retain information of a confidential nature
Execute detailed audit procedures, including reviewing transactions, documents, records, reports, and policies and procedures for accuracy and effectiveness
Manage multiple tasks concurrently in a changing environment
Advise internal audit senior and/or supervisor of material problems encountered in a timely manner with accuracy and completeness
Document the execution of specific audit procedures ensuring that such documentation contain sufficient, competent and relevant evidential matter to support the conclusions rendered
Collaborate with team members to set goals and responsibilities. Contribute ideas/opinions to the audit teams and listen/respond to other team members views
Pursue professional development opportunities, including external and internal training and professional association memberships, and shares information gained with co-workers
Possess excellent computer skills, including MS Office
Ability in conducting quality control reviews of audit work products
Ability in collecting and analyzing complex data, evaluating information and systems, and drawing logical conclusions
Ability in planning and project management, and in maintaining composure under pressure while meeting multiple deadlines
Ability in negotiating issues and resolving problems
Ability in using a computer with word processing, spreadsheet, and other business software to prepare reports, memos, summaries, and analyses
Ability in effective verbal and written communications, including active listening skills and skill in presenting findings and recommendations
Knowledge in applying internal auditing and accounting principles and practices, and management principles and preferred business practices

231

Internal Auditor Resume Examples & Samples

Executes audit projects within Apollo Internal Auditing, IIA, ISACA and Company standards, budgeted hours and established deadlines
Identifies key risk areas during project work and documents processes and data flows, identifying key control points and opportunities for control and process improvement based on analysis of data and discussions with management
Performs all work which includes but is not limited to assessing risks, participating in audit planning, conducting interviews, and performing detailed testing, assessments and analyses with proficiency and due professional care
Sufficiently documents work performed for all audits and assessments and maintains appropriately detailed workpapers
Keeps internal audit seniors and management informed of audit progress, problems or other issues and resource requirements
Assists in the preparation of draft reports that summarize the work of internal audit for presentation to AIA management and management of the business
Maintains a professional and technical knowledge by attending educational workshops, reviewing professional publications, establishing personal networks and participating in professional societies
Develops an in-depth knowledge of Apollo’s business, student financial aid, financial and/or IT processes and itinerant risks and builds and maintains positive working relationships
Must have excellent oral and verbal communication skills
Must have a general knowledge of SOX, controls, governance frameworks, and pertinent regulations
Must have proven ability to assess risks and controls over accounting, finance, information technology, and/or student financial aid processes
Must have a bachelor’s/master’s degree in business, accounting, finance, information technology, or related field
Must possess or be in pursuit of a professional certification (i.e., CPA, CIA, CISA, CISM, CISSP)
Must have a working knowledge of personal and accounting software packages to prepare correspondence and reports, as well as, create and generate spreadsheets, as described above
Must be results oriented and able to work on multiple projects simultaneously

232

Internal Auditor Resume Examples & Samples

Accountability for thorough execution of audit assignments
Demonstrating increased audit skill levels to perform more and more complex audits
Gaining expertise in one or more ‘specialty’ areas or familiarity with specific technical accounting issues
Occasionally leading less complex audits
Developing or modifying audit work programs
Transferring knowledge in the form of suggestions to improve Internal Audit processes and to help other department members meet Internal Audit’s mission
Traveling to company locations, many of which are manufacturing facilities
Participating in a cross functional team (Process Team, ASAT Team, Risk Team, People Team)
Strong analytical and communication skills
Working effectively with a variety of people in a team environment
Critical thinker
Core Activities
Bachelor's Degree in Finance, Accounting or other business related field
This position would require 2+ years of prior business experience
Internal candidates need to have exposure to the company's compliance and financial control environment
External candidates should have at least 1 year of financial audit or compliance work
Professional Certification (CPA, MBA, CFE, etc) is desirable
Experience with Hyperion, Discoverer or Essbase is desirable

233

Internal Auditor Resume Examples & Samples

Conduct data analytics for the relevant Network / Agencies and identify outliners / key focus areas for testing of internal controls
Execute/conduct integrated agency and operational audits, which includes the testing of both SOX and non-SOX internal controls and business related processes. This includes reviewing and analyzing evidence, documenting processes and procedures, and identifying areas/processes for improvement
Execute/conduct special projects / engagements including, but not limited to: T&E reviews, forensic audits, earn-outs, and other operational projects
Draft audit findings to be included in the final audit reports
Follow up quarterly with Agencies on remediation efforts related to Internal Audit findings
Bachelor Degree with a major in Accounting, Finance or Business
Ability to multi-task, work well in a team-oriented environment as well as independently
Accounting/auditing background with 1-3 years of experience in internal controls, consulting, advisory, professional services and/or advertising industry is preferable. Strong aptitude for financial analysis and advanced critical thinking skills
Excellent communication, presentation and time management skills
Detailed knowledge of Excel and Word is a must
Demonstrate high level of integrity
Open to travel (up to 40%), including international travel

234

Internal Auditor Resume Examples & Samples

Assisting the Chief Audit Executive to assess and implement an ongoing risk assessment of information technology activities corporate wide, identify key risks and controls, develop strategies to test those controls and perform tests in respect of security and compliance
Documenting analysis of various process/function flows of functional and program activities using information technology
Developing data mining capabilities, and performing analytical analysis of data. Preparing and reviewing operational analyses of program and risk management reports. Developing management reports from a continuous monitoring system and monitor exception reports
Assisting in the information technology issues as it pertains to the corporation in order to be current and up to date with evolving technology changes and market events impacting the corporation’s information technology operations
Preparing and documenting comprehensive work papers, internal audit reports and relevant documentation to support audit conclusions. Meeting deliverable timelines and internal audit department standards. Maintaining audit files and databases using audit a management system
Assisting in developing audit programs, internal control review objectives, timelines, workflows and budget for information technology operations
Actively monitoring and following up on assigned programs/groups and Management’s implementation of Internal and External Audit recommendations. Building formal and informal relationships with clients to obtain all critical information on a timely basis
Coordinating and participating in risk assessment meetings over functional and program activities in order to assess the impact and likelihood of technology
Promoting quality assurance monitoring and improvement of Internal processes and practices
Liaising with external auditors and the corporation’s information technology and services security as necessary. Providing guidance and feedback to auditors/external consultants assigned to internal audit projects in accordance with departmental guidelines during and at the conclusion of audits

235

Internal Auditor Resume Examples & Samples

Perform quarterly financial statement assurance procedures
Provide direct assistance to the external auditors
Help maintain a partnership with internal customers throughout the audit process and ensure the Internal Audit Team is seen as a group of trust professions that execute value-added process
Use data acquisition and analysis tools to identify risks
Assess internal controls over financial reporting with respect to Sarbanes-Oxley Section 404 (“S-Ox 404”)

236

Internal Auditor Resume Examples & Samples

Lead and/or participate on multiple audits and projects simultaneously ensuring each engagement is conducted in an efficient and effective manner
Responsible for findings through the performance of audit work and related analyses, for detecting and reporting internal control weaknesses and non-compliance with corporate or department policies and procedures
Review business processes and leverage an understanding of risk and control concepts to develop risk assessments, audit programs and testing procedures that appropriately address identified risks and project objectives
Collaborate and work effectively with a diverse group of internal clients and team-members consistently delivering the highest quality communication, work product and customer service
Demonstrate an ability to give and follow instructions accurately and efficiently ensuring work efforts are directed toward the desired outcome
Gather substantive data from accounting records, operational reports, interviews with company/department personnel and observations
Perform reviews of working papers to ensure accuracy and completion and assist in clearing any review points provided by team leads and / or audit management
Review audit evidence and demonstrate the ability to draw appropriate conclusions regarding the state of the control environment
Conduct ongoing risk assessments by keeping informed of current developments within the industry and the corporation that could affect the performance of current and/or future work
Perform special investigations and other special projects as requested by management and the Audit Committee
Ensure adherence to the highest level of department and professional standards at all times in accordance with the IIA IPPF, GAAS, and Internal Audit Department policies
Participate in professional and industry organizations and obtain training as needed to keep abreast of current professional and industry trends
Minimum of 3 years’ experience with a public accounting firm in an auditing capacity or well-established internal audit department
Demonstrate an understanding of business processes and leverage an understanding of risk and control concepts to develop risk assessments, audit programs, and conduct SOX assessments
Ability to quickly collaborate and work effectively with a diverse group of internal clients and team-members consistently delivering the highest quality communication, work product and customer service
Experience gathering substantive data from accounting records, operational reports, interviews with company/department personnel and observations
Working knowledge of the standards against which the quality of audits are performed (IPPF/GAAS)
Experience with RSA Archer software beneficial but not required

237

Internal Auditor Resume Examples & Samples

2 - 5+ years audit experience
Bachelor Degree in Accounting or Finance
CIA or CPA certification preferred
Must demonstrate detail orientation and proven success in due diligence activities
Demonstrated ability to work on multiple projects simultaneously and meet deadlines with quality work

238

Internal Auditor Resume Examples & Samples

Evaluates and monitors third-party contracts for the purpose of determining compliance with organizational policies and procedures and government regulations
Acts as an internal resource to enhance awareness and understanding of best practices, risk management and use of controls by management and staff
A minimum of two years of public accounting or internal audit experience is preferred

239

Internal Auditor Resume Examples & Samples

Work alongside with upper management to contribute to a strong controls environment
Perform controls testing including user access and management reports
Develop an understanding of processes to better be able to assess effectiveness of controls and then identify and escalate potential issues
Create daily SOX testing activities regarding package implementation, system development, and application reviews
Provide insight on IT and financial statement risks and processes to the Controls team
Minimum of 3 years internal or external audit
A CISA or CIA is desired
Experience with SAP is a plus
Minimum of bachelor degree in IT/Finance/Accounting

240

Internal Auditor Resume Examples & Samples

Participate in the execution of activities to support the objectives established for SOX compliance including understanding of SOX processes, conducting and participating in the walkthroughs and other meetings, conducting tests of design and tests of operational effectiveness for key processes and controls
Participate in the execution of innovative audit and advisory projects of key business and finance focus areas to evaluate financial, technology and operational risk management
Develop a detailed understanding of business processes, looking for both control gaps and opportunities to gain process efficiencies
Ensure proper identification and disposition of internal control issues that have potential financial, technology, operational and/or compliance risk implications to the company and that they are well-defined, documented and the root causes are analyzed, discussed and agreed with Management
Document accurate, logical, and detailed workpapers clearly describing the tests, result of work performed, and conclusions reached in the RAAS work paper management tool
Review Finance Business/Management responses to the Quarterly Self-Assessment program and ensure that any issues and process changes are tracked and SOX documentation updated accordingly
Frequent interaction with audit clients (domestic and international) in both an audit and advisory role for the purposes of conducting the audits, developing improvement opportunities and/or corrective actions, building consensus and supporting implementation of solutions, as well as providing expert advice on risks and controls
This position requires the willingness and ability to travel 5-10%

241

Internal Auditor Resume Examples & Samples

Conducts and leads audits of moderate to high risk and complexity to ensure the accuracy of financial statements, adequacy of operational and internal controls, and identification of administrative efficiencies that will lead to savings in financial resources and time
Specific tasks include
Participating in audit section scoping activities and risk assessment
Interviewing function, division, and plant management about their processes and control structure
Analyze data relevant to process being audited to identify control gaps and areas of potential operational improvement
Document and summarize audit findings and develop recommendations for process improvement
Communicate audit findings both orally and in written form to business unit management
Actively participate in identifying and planning department training activities
Bachelor’s degree or higher from an accredited learning institution
Minimum of one (1) combined year of experience working in audit, accounting, and/or finance
Experience working with Microsoft Excel and PowerPoint
Bachelor’s degree or higher from an accredited university/college in business, accounting, finance and/or management information systems (MIS) fields
Solid analytical, prioritization, and problem-solving abilities
A team player who is flexible, adaptable to change, and enthusiastically pursues solutions to challenging situations
CPA/CMA/CIA
Experience working in an internal audit function
Experience working with SAP
A working knowledge of 3M’s financial systems and experience writing WEBI queries
A working knowledge of statistical sampling methodologies

242

Internal Auditor Resume Examples & Samples

In-depth knowledge of internal audit techniques, and of Standards for the Professional Practice of Internal Auditing as issued by the Institute of Internal Auditors. Considerable knowledge in operational or financial disciplines. Requires knowledge of basic business application and general IT controls. Excellent verbal communication, writing, interpersonal, presentation, and project management skills
7+ years of audit experience or relevant professional experience Supervisory
Bachelor’s degree in a related discipline. CPA or CIA is preferred
Advanced knowledge in the use of Microsoft Office suite software. Knowledge of mainframe applications, ERP systems, and data analytical tools (i.e., IDEA, ACL) is a plus

243

Internal Auditor Resume Examples & Samples

Performs audits in accordance with department and professional standards to determine effectiveness of controls and accuracy of financial records
Plans and executes control and substantive testing, and evaluates audit results to determine if issues exist and make improvement recommendations as necessary
Develops key management relationships for ongoing monitoring of assigned business areas
Performs the assessment and testing of key SOX controls as part of the audit process
Works and communicates effectively with external auditors regarding control testing and substantive testing procedures as part of the annual external audit
Obtains, analyzes, and evaluates documentary evidence as basis for formulating an objective opinion on the efficiency and effectiveness of operations and activities being audited
Executes financial, operational, and compliance internal audits, including assessment of the internal control environment and recommending continuous enhancements and improvement of financial and operational controls, processes, and systems
Thorough and complete documentation of audit test work meeting internal audit standards and meeting external auditor requirements for testing that will be relied upon by external auditor
Develops and documents any findings and coordinates the resolution of such findings in support of conclusions and effectively communicate recommendations with department managers
Discuss the audit conclusions, findings and recommendations with audit management throughout the audit
Identifies and recommends opportunities for improving the existing systems of internal controls and endorse best practice solutions

244

Internal Auditor Resume Examples & Samples

Planning, conducting and reporting on audits designed to review the accuracy of Guardian’s financial information, to review the controls that have been established to ensure compliance with certain laws and regulations, and to review the means for safeguarding company assets
Partnering with the business to assess risks on non-complex subjects
Accumulating pertinent data, organizing material, using sampling techniques and analytical skills, making detailed analysis of existing conditions and appropriate recommendations
Real-time communication with audit client of matters/issues identified in order to prevent “surprise” audit results in the closing meeting
Writing and presenting audit reports describing scope, objectives, conclusions, findings and recommendations
Ensuring workpapers fully support conclusions and conform to departmental and professional standards
May be called upon to perform non-complex special investigations as well as functions requiring the application of specialized auditing principles and practices with limited supervision
Assisting Internal Audit management with periodic reporting to the Audit Committee, development of the annual internal audit plan, and championing internal control and corporate governance concepts throughout the business
Assisting in/review of the work performed by other internal audit personnel (and provide appropriate feedback/comments, including resources from the co-sourcing staff (internal Guardian personnel and/or external personnel)
Understanding of internal control concepts and experience in applying them to plan, perform and report on the evaluation of various business processes/areas/functions
Ability to work independently, with limited required direction and guidance, and provide appropriate assistance to other internal audit project team members
Exhibit the skills needed to sell ideas and obtain management buy-in for constructive change
Ability to travel independently to remote sites by air, including ability to drive rental cars when prudent, and to use various other forms of appropriate transportation. Ability to travel for extended periods of time within the region. Ability to move throughout the physical sites as necessary. Travel up to 30% with an expectation of 10 full weeks of travel throughout the year
Must have a valid driver’s license
Bachelor degree in Accounting, Finance or other closely related field
2 years of public accounting and/or private industry experience with knowledge of accounting, finance and internal control areas
CPA, CIA, or CFE designation
Prior manufacturing industry experience

245

Internal Auditor Resume Examples & Samples

Assist with the collection of data, monitoring, reporting, and ongoing development of the Enterprise Risk Management Program
Assist in audit planning and approaches for the purpose of achieving audit objectives
Performing fieldwork and testing while providing appropriate documentation, with the purpose of achieving audit objectives
Prepare or assist in preparing audit findings and observation summaries for the purpose of preparing the audit report
Communicate results with Internal Audit Manager, Chief Compliance Officer, and other ALPS Executives as necessary
Assist regulators and consultants by providing requested information necessary to conduct regulatory/ compliance reviews and examinations
Assume additional responsibilities as requested by the Internal Audit Manager for the purpose of facilitating corporate objectives
Knowledge of securities regulatory requirements and limitations, and operating policies for mutual funds and other service providers (i.e. transfer agents, fund administration, distributors, etc.)
Must be able to manage multiple tasks simultaneously
Advanced computer skills, including Microsoft Office (i.e. Word, Excel, PowerPoint, etc.)
Excellent verbal and written communication skills with strong ability to communicate with a wide and varied internal and external audience
Ability to travel up to 10% of the time
One to three years of experience in the profession of internal audit or similar role within the mutual fund industry
Bachelor Degree preferred

246

Internal Auditor Resume Examples & Samples

Analyzing and evaluating risks and controls to provide effective solutions
Performing internal audit testing with strong documentation skills and ability to perform an effective self-review
Creating professional reports to communicate analyses, findings, and recommendations in an effective mannerDocumenting policies and procedures for business processes in the form of narratives and flowcharts and identify risks, controls, and areas for improvement
Develop and maintain productive client, staff and management relationships through individual contact and group meetings
Assist with business development to provide additional IA services for existing clients and look for IA opportunities externally
Bachelor's degree in Accounting and or a related business discipline
1+ years' experience with internal audit, preferably from a Big Four and or consulting services environment (Needs to be IA experience)
Strong verbal and written abilities
Effective project management and organizational skills
Significant internal and/or external client service experience
Ability to multitask and dedicate time required to meet varying deadlines as necessary
CPA, CIA, or other technical certifications (or the willingness and qualifications to obtain within the near future)
Previous experience working within a public accounting firm
Knowledgeable/experience with Internal Audit and SOX 404 Strong written and verbal communication skills
Proficiency in use of Microsoft Office products – Word, Excel, Access and Outlook & Visio
Integrity within a professional environment

247

Internal Auditor Resume Examples & Samples

Continuously evaluates the efficiency and effectiveness of audit strategies and proposes and offers suggestions for improvements, as appropriate
Performs and timely completes the specified portions of financial and operational audits of the Company and its subsidiaries, including its external business partners to assess
2+ years of relevant accounting or auditing experience; Public accounting experience preferred
CPA, CIA or other related certification preferred
Self-motivated individual who enjoys working in teams

248

Internal Auditor Resume Examples & Samples

Assist the Lead Auditor in planning and managing audit mandates, including documentation of work performed, and management of costs and time for the mandates
Complete mandates in accordance with the internal audit procedures and the standards of the internal audit profession
Perform internal audits and risk assessments focusing on controls, processes and business systems to provide management value adding recommendations
Assist the Lead Auditor in presenting clearly and concisely to management in both written and verbal form, descriptions of controls, the operational deficiencies and provide remediating solutions during and at the end of each mandate
Perform follow-up reviews to verify that necessary correctives actions have been implemented to rectify previously identified control weaknesses
Support and evaluate the corporate reporting unit in meeting the requirements of the Sarbanes Oxley Act
Develop and maintain relationships with the various business units, to be considered a consultant or point of reference to influence good control practices
Professional Title (CGA, CMA, CA, CPA)
It is not obligatory to have the CIA designation but will be considered as a plus
Significant relevant experience of which 3 with an accounting firm or equivalent
Knowledge of the requirements of the Sarbanes Oxley Act
Good knowledge of risk assessment methodologies and business processes
Knowledge of accounting standards (IFRS, Canadian and US GAAP)

249

Internal Auditor Resume Examples & Samples

Assume a leadership role in the planning and execution of all stages of large/complex audits, with minimal supervision
Assign clear responsibilities to team members, and leverage prior work experience and knowledge of best practices
Optimize available resources and complete audits within the agreed budget and timeframe
Develop an effective risk-based audit approach that includes clear and concise risk/control matrices and audit programs and takes into account available DCPE methodologies
Act as the primary day-to-day contact with auditee management to deliver timely and meaningful feedback, and to resolve any conflict
Alert Audit management to any significant risk issues identified and any delays encountered during the audit
Coach the staff to help develop their competencies, and provide formal feedback to team members that is objective, constructive and meaningful
Prepare clear, comprehensive workpapers that support the work performed and conclusions; and review the work of other members of the team to ensure it is performed diligently and properly documented
Organize and lead audit interviews and meetings in an effective manner
Draft clear and concise audit findings to bring any concerns to management’s attention
Prepare audit reports that effectively address the key issues to be raised to management’s attention, with minimal supervision or editing required. Take prime responsibility for timely delivery of the draft and final audit reports
Ensure that management responses are relevant and respond directly to the issues that are being raised
Develop and maintain good interaction and communication within the team, with other teams, and with audit management
Timely track and follow up on open audit and regulatory issues with the accountable parties, and escalate to management when required
Identify opportunities for improving the audit process and share ideas with Audit management
Play a role in the Department’s continuous monitoring program
Lead or play a proactive role in special projects and department initiatives
Demonstrates initiative, integrity, and creativity in audit approach
Is accountable for actions and decisions and expresses opinions transparently
Has strong project management skills and establishes goals, priorities, and realistic plans that maximize use of available resources
Has strong analytical and problem solving skills
Demonstrates a high level of written and oral communication skills through audit reports, meetings and presentations
Demonstrates an ability to see the bigger picture when assessing the control environment and communicating with management
Ability to maintain effective relationships with auditees and audit counterparts, facilitates conflict resolution, and is value-added oriented
Collaborates well with others, shares information, and develops team spirit
Demonstrate a strong understanding market activities products and/or risk management processes
Strong proven ability to use these skills to plan or execute audits using a risk-based approach (e.g., identify key risks and control points and suggest approaches for testing/sampling)
5 years of work experience, in financial services, internal auditing, or relevant risk management positions
Experience in managing entire audit process
Bachelor's degree in Business, Accounting, Finance, Economics or other relevant topic
English

250

Internal Auditor Resume Examples & Samples

Understanding the telecommunications industry and the associated risks
Understanding the products and services offered by Optus and the associated business processes and systems to support them
Performing data analytics to quantify the impact (e.g., revenue leakage) arising from process / system gaps
Execution of audit work using the established IA Methodology
Prepare audit reports, ensuring that findings are agreed with management before release
Promoting the IA Group to the wider business by acting in a professional manner that demonstrates Audit’s objectivity, integrity and commitment to the sustained success of the Singtel businesses, both in Australia and across the group

Download Internal Auditor Resume Sample as Image file

Related Job Titles

Senior Internal Auditor Resume Sample

Internal IT Auditor Resume Sample

IT Internal Auditor Resume Sample

Quality Auditor Resume Sample

Lead Auditor Resume Sample

Junior Auditor Resume Sample

Associate, Auditor Resume Sample

Operational Auditor Resume Sample

Income Auditor Resume Sample

Auditor Internal Resume Sample

Auditor Internal Audit Resume Sample

Internal Controls Auditor Resume Sample

Browse More

Internal Auditor Resume Samples

The Guide To Resume Tailoring

Craft your perfect resume by picking job responsibilities written by professional recruiters

Pick from the thousands of curated job responsibilities used by the leading companies

Tailor your resume & cover letter with wording that best fits for each job you apply

Resume Builder

Resume Builder

15 Internal Auditor resume templates

Read our complete resume writing guides

How to Tailor Your Resume

How to Make a Resume

How to Mention Achievements

Work Experience in Resume

50+ Skills to Put on a Resume

How and Why Put Hobbies

Top 22 Fonts for Your Resume

50 Best Resume Tips

200+ Action Words to Use

Internship Resume

Killer Resume Summary

Write a Resume Objective

What to Put on a Resume

How Long Should a Resume Be

The Best Resume Format

How to List Education

CV vs. Resume: The Difference

Include Contact Information

Resume Format PDF vs Word

How to Write a Student Resume

Internal Auditor Resume Examples & Samples

Internal Auditor Resume Examples & Samples

Internal Auditor Resume Examples & Samples

Internal Auditor Resume Examples & Samples

Internal Auditor Resume Examples & Samples

Internal Auditor Resume Examples & Samples

Internal Auditor Resume Examples & Samples

Internal Auditor Resume Examples & Samples

Internal Auditor Resume Examples & Samples

Internal Auditor Resume Examples & Samples

Internal Auditor Resume Examples & Samples

Internal Auditor Resume Examples & Samples

Internal Auditor Resume Examples & Samples

Internal Auditor Resume Examples & Samples

Internal Auditor Resume Examples & Samples

Internal Auditor Resume Examples & Samples

Internal Auditor Resume Examples & Samples

Internal Auditor Resume Examples & Samples

Internal Auditor Resume Examples & Samples

Internal Auditor Resume Examples & Samples

Internal Auditor Resume Examples & Samples

Internal Auditor Resume Examples & Samples

Internal Auditor Resume Examples & Samples

Internal Auditor Resume Examples & Samples

Internal Auditor Resume Examples & Samples

Internal Auditor Resume Examples & Samples

Internal Auditor Resume Examples & Samples

Internal Auditor Resume Examples & Samples

Internal Auditor Resume Examples & Samples

Internal Auditor Resume Examples & Samples

Internal Auditor Resume Examples & Samples

Internal Auditor Resume Examples & Samples

Internal Auditor Resume Examples & Samples

Internal Auditor Resume Examples & Samples

Internal Auditor Resume Examples & Samples

Internal Auditor Resume Examples & Samples

Internal Auditor Resume Examples & Samples

Internal Auditor Resume Examples & Samples

Internal Auditor Resume Examples & Samples

Internal Auditor Resume Examples & Samples

Internal Auditor Resume Examples & Samples

Internal Auditor Resume Examples & Samples

Internal Auditor Resume Examples & Samples

Internal Auditor Resume Examples & Samples

Internal Auditor Resume Examples & Samples

Internal Auditor Resume Examples & Samples

Internal Auditor Resume Examples & Samples

Internal Auditor Resume Examples & Samples

Internal Auditor Resume Examples & Samples

Internal Auditor Resume Examples & Samples

Internal Auditor Resume Examples & Samples

How to Make
a Resume

50 Best
Resume Tips

200+ Action
Words to Use

Internship
Resume