Senior Internal Auditor Resume Samples

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RS
R Satterfield
Ryley
Satterfield
33604 Edna Junctions
Philadelphia
PA
+1 (555) 294 5809
33604 Edna Junctions
Philadelphia
PA
Phone
p +1 (555) 294 5809
Experience Experience
Dallas, TX
Senior Internal Auditor
Dallas, TX
Daugherty-Bahringer
Dallas, TX
Senior Internal Auditor
  • Work collaboratively to develop and implement improvements to strengthen controls, cross-departmental policies, and make processes more efficient
  • Perform risk management and identification on audit engagements and create related development action plans
  • Assist Manager, IA with developing strategies to improve internal controls and minimize risk
  • Provides direct assistance to external auditors (performs work on behalf of external auditors and is supervised directly by external auditors)
  • You will coordinate the timing of assigned work with management and execute detailed audit procedures to ensure completion of work on time and within budget
  • Establish positive working relationships with management and provide input on risks and controls while maintaining independence and objectivity
  • Provide guidance and at times supervise team members to assist management with the build-out of the Internal Audit function and completion of audit work
present
Chicago, IL
Senior Internal Auditor
Chicago, IL
Senger, Carter and Abbott
present
Chicago, IL
Senior Internal Auditor
present
  • Develop audit scope, develop and perform audit recommendations in consultation with senior management. Create reports and present findings
  • Execute fieldwork and prepare audit work papers that docuent the work performed and support the conclusions set forth in the written audit report
  • Coordinate the timing of assigned work with management and execute detailed audit procedures to ensure completion of work on time and within budget
  • Work with the audit team to implement suggested process improvements to improve department and individual performance
  • Strengthen controls, improve risk management and providing solutions to senior management
  • Create workpapers in accordance with department standards. Review and approve working papers developed by auditors
  • Document work performed in workpapers in a timely manner and respond to manager review comments
Education Education
Bachelor’s Degree in Accounting
Bachelor’s Degree in Accounting
The George Washington University
Bachelor’s Degree in Accounting
Skills Skills
  • Proficiency in Microsoft Office. Knowledge of TeamMate and/or ACL highly desirable
  • Solid work ethic and critical thinking ability, able to show value through an inquisitive nature, and development of key insights and audit recommendations
  • Good working knowledge of revenue recognition for multiple-element deals is highly valued
  • Strong proficiency in basic PC applications (Excel, Word, PowerPoint) with a general understanding of data analysis techniques
  • Ability to be adaptable and able to meet deadlines on assignments
  • Commercial process knowledge/experience is valuable/useful…including knowledge of bidding, contracting and logistics
  • Ability to work independently with excellent attention to detail
  • Strong attention to detail and excellent organizational skills
  • Demonstrate strong project management skills and the ability to multi-task on deliverables
  • Ability to apply detailed knowledge of organizational procedures to make independent decisions and serve as a credible resource for a senior management team
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15 Senior Internal Auditor resume templates

1

Senior Internal Auditor Resume Examples & Samples

  • ​Plan and conduct audits, special projects, and consulting engagements in accordance with department and IIA standards. Prepare and/or review supporting documentation
  • Communicate results of audit engagements via written reports and oral presentations to management
  • Negotiate management action plans with business leadership
  • Plan and oversee the work of co-sourcing partners to ensure work is performed to standards and completed on a timely basis
  • Conduct testing and document results for SOX controls
  • Contribute to departmental processes such as audit methodology, policies, procedures and making revisions and improvements when appropriate
  • 4 - 6 years experience in an internal audit or related roles (such as public accounting, risk management). Prefer experience in financial services
  • Comprehensive knowledge of internal auditing practices, procedures and principles
  • Proficient at applying risk-based auditing standards, practices, techniques and processes to the performance and review of audits
  • Experience with SOX compliance, developing/executing test plans, and evaluating results
  • Excellent communication skills, clear and concise, in both verbal and written form; ability to communicate effectively with higher levels of management
  • Proactive and innovative, with an open and collegial work style with ability to listen and integrate ideas from diverse views, create partnerships and collaborate with others
  • Strong academic and professional credentials including an undergraduate degree and professional certification (i.e., Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Information Systems Auditor (CISA), Chartered Accountant (CA) or equivalent). Masters preferred
2

Senior Internal Auditor Resume Examples & Samples

  • Bachelor’s or Master's degree in Accounting
  • Two to three years of audit experience with a public accounting firm (preferably one of the Big 4 or a large regional)
  • Solid analytical and auditing skills
  • Effective interpersonal and communication skills (both written and verbal)
  • Demonstrated "team player" characteristics and adaptable to changing work environments
  • Progressive thinking and strong work ethic
  • Must be able to travel 35-45%
  • CPA certification or two or more parts passed highly preferred
  • Other relevant certifications a plus
  • Knowledge of ACL and other audit automation or data mining tools
3

Senior Internal Auditor Resume Examples & Samples

  • Two to four years of audit experience with a public accounting firm (preferably one of the Big 4 or a large regional)
  • Skilled at multi-tasking, risk assessment, and adaptable to changing work environments
  • Demonstrated "team player" characteristics and capable of designing audit programs which address unique risks in key areas of operations
  • Must be able to travel 25-35%
  • Fluent in Spanish
  • Must Successfully pass background check
4

Senior Internal Auditor Resume Examples & Samples

  • Planning operational and/or regulatory audits, including meeting with auditee management, documenting the control environment, preparing the planning memorandum and preparing the audit program
  • Executing audits and/or working on special projects as requested by audit management. Audit fieldwork includes completing the audit program, documenting control weaknesses or inefficiencies, and managing the audit within the given timeframes
  • Finalizing audits, including reviewing working papers, conducting exit meetings, and drafting the audit report
  • Interacting with external auditors and/or regulators
  • Bachelor’s degree or equivalent. Auditing and/or accounting course work preferred
  • Three to five years auditing experience minimum, with at least one year in a senior/supervisory position
  • A professional accounting or auditing designation (e.g., CPA, CA, CIA, CFIRS/CTA, CISA) or have substantially completed the requirements for such a designation while actively pursuing the completion of such a designation
  • Proficient in Microsoft Office, Advanced Excel including v-lookups, pivot tables, macros, and random number generators
  • Strong inter-personal and analytical skills
  • Ability to work autonomously or as part of a team
  • Ability to identify and evaluate risks and controls within a process or function
  • Strong time management skills; Able to work within short or dynamic budgets
  • Experience in auditing trust and asset management functions
  • Experience in auditing Front and Back Office Operations and related functions
  • Working knowledge of regulations affecting the trust and asset management industries a plus
  • Self-starter with ability to multi-task
  • Ability to communicate effectively both orally and in writing and to establish and maintain effective working relationships
  • Ability to interact with senior management on a regular basis
5

Senior Internal Auditor Resume Examples & Samples

  • At least 4-5 years of experience in auditing finance, accounting, or operational risks in the financial services industry
  • Experience in and knowledge of asset management operations and regulatory requirements
  • Considerable expertise of mutual funds front, middle and back office processes (preferred)
  • Prefer relevant professional certification (e.g. CPA, CIA, CISA, CFE, CAMS)
6

Senior Internal Auditor Resume Examples & Samples

  • 5+ years of auditing, accounting or other relevant experience
  • Bachelor's degree in Accounting, Finance or other related discipline required
  • Certified Internal Auditor (CIA), Certified Public Accountant (CPA) or similar professional certification is required
  • Previous experience auditing corporate functions including: Accounting, Finance, Actuarial Services, Marketing, Human Resources, Legal and Compliance departments
7

Senior Internal Auditor Resume Examples & Samples

  • Conduct complex risk-based internal audits under the general direction of leadership/management and consistent with auditing standards and professional practices
  • Produce a high quality end-product that clearly documents the audit work performed, which meets or exceeds the division standards while adhering to schedules and deadlines
  • Review the appropriateness of internal control design
  • Comply with Company, Division and Professional ethical standards
  • 4-5 years of auditing, accounting or other relevant experience
  • Experience in auditing, finance and accounting, or relevant business area
  • The candidate will also ideally have experience working in the insurance and/or financial industry segment
  • Ability to work in a fast-paced, dynamic environment with multiple demands
8

Senior Internal Auditor Resume Examples & Samples

  • 5+ years of Internal Audit experience with proven track record in leading audit projects required
  • Bachelor's degree in Finance, Accounting or other related discipline required
  • Prefer relevant professional certification (e.g. CPA, CIA, CISA) and/or project management certification
  • Knowledgeable of International Professional Practices Framework of the Institute of Internal Auditors; Sarbanes-Oxley requirements, controls frameworks; large bank holding company operations audit standards; and FRBB, OCC and other regulatory agencies
  • Working knowledge of Internal Audit Professional Practices, Risk Management and Internal Controls
  • Proven track record of project management and administration
  • Proven track record of building solid relationships within a medium sized or larger audit organization, including demonstrated abilities to work with Senior Audit Leadership in an organized and knowledgeable manner and to deliver clear communication and presentation skills
  • Demonstrated time management and strong project management skills required
  • Good verbal and written communications skills required
  • Good team work skills including effective team interactions, providing timely and constructive feedback, negotiating issues and resolving problems required
  • Managed multiple concurrent initiatives required
  • Possess industry benchmarking skills and competitive market knowledge required
9

Senior Internal Auditor Resume Examples & Samples

  • Pro-actively develops automated routines to help focus audit testing
  • Experience in model risk assurance activities (internal/external audit, independent validation or regulatory environment) would be an advantage
  • Strong knowledge in risk management, quantitative analysis and software applications
10

Senior Internal Auditor Resume Examples & Samples

  • Plans the scope, timing and objectives of financial and operational audits as well as special projects
  • Develops or tailors audit programs for each assignment based on risk assessment or pre-audit fieldwork
  • Develops Audit Plan including time and dollar budgets
  • Conducts fieldwork in accordance with Audit Plan and approved programs and guidelines
  • Directs, guides and instructs staff assigned to engagement and reviews their work for accuracy, completeness and adherence to engagement procedures
  • Keeps the Vice President updated on the status and progress and key issues of each engagement
  • Presents or assists in presenting oral or written reports to management during and at the conclusion
  • Of each engagement
  • Communicates audit recommendations to management and performs follow-up reviews, as required, to assess the implementation status of prior audit recommendations
  • Performs administrative and professional duties such as insuring staff’s familiarity and compliance with the administrative policies promulgated by the Vice President
  • Assists Vice President in specific assignments or other departmental matters as required
  • Must have good analytical and interview skills or experience
  • Experience in auditing Employee Benefit Plans (i.e. Pension, Healthcare Accounting & Administration) preferred
  • At least 4 years of audit experience with a firm of certified public accountants or a large publicly owned corporation is required
  • Compensating experience in other related disciplines will be considered
  • Minimum of a Bachelor’s Degree with a major in Accounting
  • A Certification in Public Accountancy is required (at a minimum pursuit of the CPA license must be in process)
  • Must be able to travel, if necessary, to complete job assignments
11

Senior Internal Auditor Resume Examples & Samples

  • Lead and efficiently execute assigned projects on the department’s risk-based Internal Audit Plan
  • Develop process narratives or flows, audit programs, and test procedures for assigned projects
  • Participate and perform procedures related to the Company’s Sarbanes-Oxley or internal controls over financial reporting assessment
  • Work on various ad hoc projects for Internal Audit leadership and business partners
  • Interact regularly and corroborate with process owners and senior management across all areas of the business
  • Develop and maintain strong working relationships with key business and financial personnel
  • Ensure all work papers and reports are in accordance with the Institute of Internal Auditors (IIA) and department’s quality standards
  • Conduct independent and objective assessments of internal controls, financial results, corporate processes, compliance requirements, etc
  • Research and report on significant accounting, auditing, and internal control related topics
  • Interact regularly and corroborate with process owners and senior management across all business areas
12

Senior Internal Auditor Resume Examples & Samples

  • Continuing education development
  • Experience in the asset management and financial services industries a plus
  • Knowledge of regulations affecting the asset management and financial services industries a plus
  • Ability to maintain a professional image (e.g., demeanor, confidentiality, humbleness, maturity and confidence)
  • Ability to use business desktop applications (i.e., Microsoft Word, Excel, Outlook)
  • Excellent command of verbal and written English
  • Acts as supervisor to lower level staff as necessary
13

Senior Internal Auditor Resume Examples & Samples

  • Perform risk based audits, start to finish, ensuring efficient and effective controls are in place to meet objectives, recommend solutions, and agree action plans with management in a design driven business environment
  • Work collaboratively with Ralph Lauren Management and the audit team to ensure efficient use of time and buy-in from management on audit objectives and audit approach
  • Conduct interviews with the client to gain understanding of the process
  • Assess design and operating effectiveness of control structure and develop an audit program to test compliance accordingly
  • Prepare a final report of the audit results and process improvements for management
  • Support senior management on projects related to compliance with the Sarbanes-Oxley Act and Ralph Lauren licensing agreements
14

Senior Internal Auditor Resume Examples & Samples

  • 2-6 years of big 4 or straight private industry internal auditing experience
  • Internal controls experience
  • Proficiency with Microsoft Excel
  • Bilingual in English and a foreign language
  • Sarbanes-Oxley knowledge
15

Senior Internal Auditor Resume Examples & Samples

  • Assisting in the development and execution of detailed audit plans
  • Performing targeted fieldwork to test internal controls
  • Identifying and assessing risks and evaluating key control activities within business processes
  • Identifying and developing recommendations to provide for productivity savings and/or enhance operational efficiencies
  • Assisting with other projects including Sarbanes-Oxley and consulting
  • 3 - 7 years of internal audit or straight public accounting
  • Strong writing & project management skills
  • Strong knowledge of Sarbanes-Oxley, Internal Controls and operational/financial audits
16

Senior Internal Auditor Resume Examples & Samples

  • Bachelor’s degree in accounting, engineering, finance, science, or business administration
  • Professional and/or technical certifications (CPA, CFE, CPEA, CIA, Master’s degree)
  • At least 3-5 five years of audit experience or equivalent work experience
  • Previous utility audit experience is preferred
  • Proficiency in Microsoft Office Suite (Word, Excel, and PowerPoint), Oracle, and/or ACL
  • Experience in Sarbanes-Oxley testing and other analytical tools
  • The candidate must also possess a valid driver’s license and be able to travel
17

Senior Internal Auditor Resume Examples & Samples

  • Bachelor's degree in Accounting is a must; Masters degree is a plus
  • 3-5 years of financial, operational audit experience
  • Knowledge of auditing standards and procedures
  • Experience in fraud investigations in retail sales and marketing industries
  • Domestic Travel 10-20%
18

Senior Internal Auditor Resume Examples & Samples

  • Bachelor's Degree in Accounting required
  • Big 4 or National public accounting experience and CPA preferred
  • Financial services experience required
19

Senior Internal Auditor Resume Examples & Samples

  • Prepare, plan and execute internal audits, assigned under the annual audit plan
  • Write internal audit reports including recommendations to resolve audit findings
  • Conduct follow up reviews on the status of audit recommendations
  • Contribute to the annual audit planning process
  • Contribute to projects by reviewing new business processes, highlighting risks and advising controls
  • Provide ad-hoc advice to management in respect of internal control
  • Conduct special and ad-hoc investigations and reviews as appropriate
  • Contribute to the further development of the Internal Audit department
  • Liaise with external auditors as required
20

Senior Internal Auditor Resume Examples & Samples

  • 3+ years of Advisory or Internal Audit experience
  • MBA in Accounting
  • Certified Fiduciary and Investment Risk Management (CFIRS) designation
21

Senior Internal Auditor Resume Examples & Samples

  • Plan and execute audit engagements including third-party facilities and operations worldwide. Engagements may be operational, financial or compliance in nature
  • Assume overall responsibility for timeliness of planning, assessing audit risks during planning, developing audit programs, coordinating with management, executing audits, writing high-quality audit report drafts, and following up on audit findings
  • Understand business risks, processes and controls; have a basic understanding of information technology controls and data analysis concepts
  • Lead or support departmental initiatives including risk assessments, audit committee reporting, and continuous monitoring
  • Promote an effective team-oriented atmosphere and take initiative to assist in the orientation and development of new team members
  • Establish, grow, and maintain a professional network within the organization that keeps the department abreast of company initiatives and changing risks
  • Proactively engage with significant company initiatives to ensure project design is appropriate and that governance is adequate
22

Senior Internal Auditor Resume Examples & Samples

  • Perform financial and operational reviews. Organize, plan and direct individual audits and special projects. Conduct research and provide support in audit planning
  • Prepare and review work papers to confirm consistency among audit objectives, test objective, results, supporting information, and audit findings
  • Complete audit work in a timely manner to achieve Internal Audit plan objectives. Update Internal Audit management on preliminary concerns, confirmed issues, and status of testing
  • Assist in the development of creative solutions and recommendations
  • Comply with departmental and professional standards in all phases of audit engagements
  • Interact with senior and executive management throughout the planning, fieldwork, and reporting phases of the audit
  • Present findings and recommendations to senior management
  • Draft Internal Audit reports
  • Follow-up on previously reported issues to determine implementation of management action plans
  • 5-7 years of experience in internal audit ideally within insurance or a financial services related industry, or internal audit services at a public accounting firm . Prior experience with a global firm, ideal
  • Bachelors' Degree in Accounting, Finance or equivalent. Professional certifications (CPA, CIA, CISA) or advanced degree such as an MBA a plus
  • Strong knowledge of IIA Standards and Generally Accepted Accounting Principles
  • Proven ability to think critically, identify issues and outline solutions. Effectively cope with change and able to shift gears comfortably
  • Ability to partner with internal and external stakeholders
  • Proven ability to build and maintain relationships across the business and corporate departments
  • Able to meet commitments while balancing competing priorities
  • Results-focused, highly motivated, and a self-starter
  • Strong negotiation and problem solving skills
  • Excellent interpersonal, oral, and written communication skills
  • Fluency in a second language, especially Spanish an advantage
  • Proficiency in MS applications including Excel and Word. Knowledge of Oracle Financials, MS Access and/or ACL highly desirable
  • Ability to travel up to 35%
23

Senior Internal Auditor Resume Examples & Samples

  • Responsible for planning, leading, and executing financial, operational and compliance/ governance internal audit projects. Performs upfront Internal Audit project planning, including the definition of audit scope and audit work programs
  • Leads interviews to understand the business process and documents the business process in a set of flowcharts or narratives
  • Evaluates the effectiveness of the design of controls for business processes and executes testing of internal controls, identifying exceptions
  • Incorporates the use of data analytics where appropriate to improve the audit efficiency and broaden the audited population
  • Summarizes the audit results in a formal audit report and presents audit results to management
  • Leads or assists in the execution of SOX compliance auditing, reviewing the results of other team members in the evaluation of the design of SOX controls, the completion of SOX walkthroughs, and testing the effectiveness of SOX controls
  • Provides other team members with appropriate guidance during the course of project work
  • Ensures that management is kept up to date with potential audit findings during the course of fieldwork
  • Takes the lead role on moderate to high complexity projects
  • Over time, begins to take on responsibilities at the next level
  • Provides insightful results through audit reporting process
  • Builds good rapport and solid business relationships with management
  • Over time, develops a command over key responsibilities in the business, reporting relationships, and from whom information may be obtained
  • CPA or CPA Candidate
  • 5-8 years of professional work experience in the industry (including at least 3-4 years specific to Internal Audit)
  • Command over core business processes (i.e., Accounting, Financial Reporting, Procurement, Accounts Payable, Revenue Recognition, etc)
  • In addition to the core knowledge and skills noted above, the Senior Internal Auditor should have the following areas of knowledge: Basic understanding of ERP system controls
  • Proficiency in auditing for potential fraud
  • Proficiency in data analytics procedures / techniques
  • Ability to evaluate risk impact and vulnerability
  • Ability to drive value-added recommendations
  • Experience driving SOX
  • Multinational compliance experience
  • Travel is estimated at 25-30%, including international
  • Key preferences include certification (CIA, CISA, CFE) and Big Four experience
  • Excellent problem solving skills with ability to analyze situations, identify existing or potential problems and recommend solutions
24

Senior Internal Auditor Resume Examples & Samples

  • Assist the SVP of Internal Audit in developing and executing the Credit Union’s audit plan, and take a lead role in the day to day execution of internal audits
  • Provide value-added advice and support to business partners on the creation or modification of policies, procedures, processes, products or services to ensure an appropriate level of internal control and compliance is maintained
  • A recognized professional accounting designation (egg CA, CIA, CMA, CGA) is preferred
  • Expert-level knowledge and experience in performing data extraction is preferred
  • Working knowledge of audit procedures, planning, and test/sampling methods
  • An ability to establish an effective working relationship with business partners and colleagues
  • Highly motivated and self-directed
  • A solid understanding of internal control concepts and experience in applying them to plan, perform, manage and report on the evaluation of various business processes/ areas/ functions
  • Has (or will acquire) a working knowledge of applications and databases that encompass all business cycles (including key cycles of revenue, expenses, payroll, and financial)
  • Expertise in developing and executing data mining and analysis involving Excel or other software for financial and non-financial data
  • Proficient in applying audit principles, skills and techniques in reviewing and testing business/operational systems
  • Good teaming and interpersonal skills, with a proven ability to communicate effectively (both written and oral) to enable the precise articulation of complex ideas and concepts
  • Capable of working independently and autonomously on assigned projects with the ability to stand firm on difficult issues when required
  • A collaborative consensus-builder, willing to share knowledge and findings with others in order to arrive at a “win-win” solution
  • Strong analytical ability, including knowledge of cash flow analysis and financial modeling techniques
  • Brings a logical approach to identifying/evaluating issues and problem-solving
  • Results oriented with the ability to prioritize and deliver on key initiatives
  • Unquestioned personal integrity, highly professional and credible, with strong ethics and values consistent with the credit union’s culture
  • Displays sensitivity and an awareness of the potential implications of highly sensitive information
  • Well-developed organizational skills in order to respond to shifting priorities on several simultaneous projects
  • Proficient in Microsoft Office (Word, Excel, Access Database and Outlook)
25

Senior Internal Auditor Resume Examples & Samples

  • Bachelor’s degree in accounting, finance or other business related field
  • Relevant professional certification is preferred (e.g. CIA, CFE, CISA, CPA)
  • Knowledge of the International Professional Practices Framework of the Institute of Internal Auditors; Sarbanes-Oxley requirements, controls frameworks; large bank holding company operations audit standards; and FRBB, OCC and other regulatory agencies
  • Experience in the following: managing audit resources, effective team interactions, providing timely and constructive feedback, negotiating issues and resolving problems
  • Excellent critical thinking skills
  • Knowledge of financial services products, services and regulations; internal audit practices; risk management; and regulatory guidance and expectations (FRBB, OCC, SEC, State Insurance)
  • Excellent verbal communication, written communication, and time management skills
26

Senior Internal Auditor Resume Examples & Samples

  • Perform IT control environment evaluations, complex IT Internal Audits and business process improvement projects
  • Evaluate the efficiency and effectiveness of the information technology infrastructure. IT Auditor will be responsible for identifying technology risks and helping
  • Conduct financial, operational and compliance IT audits; identify process improvement recommendations and provided assist in the development of the annual audit plan
27

Senior Internal Auditor Resume Examples & Samples

  • Carry out the vision and mission of Internal Audit to implement a systematic and disciplined approach to evaluate the risk and control environment
  • Actively participate in and oversee the audit planning, execution and reporting process
  • Review and evaluate compliance with corporate policies and procedures, applicable regulations and investor guidelines
  • Present findings to the Director of Internal Audit and business management team
  • Perform periodic follow up and testing to validate audit issues have been remediated and resolved
  • Perform risk assessments and advisory services for various business units upon request
  • A BS/BA degree is required
  • Minimum 2-5 years internal or external audit experience in the financial services industry with a concentration in mortgage industry preferred
  • Certified Public Accountant (CPA), Certified Internal Auditor (CIA), or Certified Information Systems Auditor (CISA) preferred
  • Detail oriented, deadline driven, and organized individual
  • Proficient with Microsoft – Access, Excel, Visio, Word & Outlook
28

Senior Internal Auditor Resume Examples & Samples

  • Assessed business and compliance risks of each country and tailored customized audit programs based on local business practices, laws and industry codes
  • Evaluate and provide reasonable assurance that risk management, control management over operations and financial datas are effective, reliable and in compliance with regulations
  • Prepare and present reports that reflect risk management issues and internal controls deficiencies identified directly as well as providing recommendation for improving the organisation's operations, in terms of both efficient and effective performance
  • Evaluates regulatory compliance of the organization
  • Identify loopholes in operations and recommend risk aversion measures and cost savings
  • Conduct follow up audits to monitor management's interventions
  • Administered multiple audits across local and overseas auditees
29

Senior Internal Auditor Resume Examples & Samples

  • Partners with WBHE to ensure appropriate usage of technology solutions
  • Partners with Solution Assurance & Foundational Services and the Supply Chain Competency Center to operate high quality and low cost solutions
  • Advances the health of the Order Management component of the Supply Chain portfolio, including exploiting new capabilities available in the market, rationalizing the portfolio, and ensuring alignment to WB’s strategic goals and initiatives
  • Delivers support, enhancements and projects within the Order Management component of the Supply Chain portfolio
  • Fulfills compliance activities such as budgeting, forecasting and reporting
30

Senior Internal Auditor Resume Examples & Samples

  • Coordinate and execute the financial, Sarbanes-Oxley and information technology based audit engagements
  • Working with the Director of Internal Audit, assist in the preparation of the annual audit plan by location/function based on internal risk assessment processes
  • Maintain and update the internal audit programs and policies as necessary
  • Prepare internal audit reports and memos for review by the Director of Internal Audit
  • Ensure issues are clearly described and recommendations are sound and in accordance with Company policies and standards
  • Minimum 4 years of experience
  • A combination of financial, compliance and internal audit experience
  • Willing to travel 50% globally – planned travel
  • SEC experience is a plus
  • CIA/CIFA a plus
31

Senior Internal Auditor Resume Examples & Samples

  • Bachelor’s degree in Accounting or equivalent education and experience
  • 4+ years of experience, 2+ years of Project Management
  • Certification in Accounting, Audit and/or Information Technology (CPA, CIA, CISA) preferred
  • Experience applying accounting principles and practices to process risk analyses
  • Experience applying company policies, standards, and financial industry guidance
  • Experience analyzing information and preparing audit reports
  • Able to effectively communicate with personnel from different countries, cultures, and backgrounds
  • Proficient in Microsoft Office applications (Word, Excel, PowerPoint, Outlook)
  • Able to travel 15 – 20% domestically and internationally
32

Senior Internal Auditor Resume Examples & Samples

  • Audit of GAAP and STAT statements including quarterly and annual statements
  • Audit of monthly financial statements for subsidiaries and management of
  • BA degree in Accounting and CPA a plus
  • 4+ years of Internal audit experience with a P&C insurance company; Strong Statutory and GAAP understanding
  • Strong knowledge of GAAP and accounting principles, including preparation of monthly, quarterly and annual financial statements
33

Senior Internal Auditor Resume Examples & Samples

  • Implement the financial, SOX, and IT audits
  • Support the Internal Audit Manager with the annual audit plan
  • Initiate new audit workpapers and programs to improve efficiencies
  • Prepare audit reports and communications for review by upper management
  • Assist external auditors
  • Execute SOX compliance testing
  • CPA, preferred
  • Two or more years of experience, big 4 company experience, preferred
  • SEC experience, preferred
  • Strong managerial and multi-tasking skills
  • Willingness to travel, required
34

Senior Internal Auditor Resume Examples & Samples

  • Under the direction of IA Sr. Manager, conduct financial and operational risk based audits
  • Evaluate the effectiveness of internal controls over financial reporting for key business cycles
  • Establish and maintain strong relationships with global IA team and business stakeholders
  • Results Leadership – Creates effective plans and coordinates with others to accomplish objectives on time. Able to work independently, juggling multiple priorities and manages work to a consistently high quality. Applies strong analytical skills and develops well crafted observations. Anticipates issues and demonstrates commitment to drive self and others to look for solutions. Takes personal responsibility for individual outputs and maintains a “can-do” spirit
  • Personal Leadership – Maintains productive business relationships to build credibility and a personal brand with global stakeholders. Acts professionally at all times, treating others with respect. Self assesses performance, recognizing mistakes and deals constructively with issues and setbacks. Adaptable to changes in business priorities and/or environment and seeks opportunities to develop personally and professionally
  • CPA (Int’l equivalent) or CIA is a desirable
  • Understanding, expertise and experience in US GAAP, PCAOB standards, and SOX regulations
  • Strong attention to detail with excellent organization skills
35

Senior Internal Auditor Resume Examples & Samples

  • SOX and Internal Audit planning, documentation, testing and reporting
  • Develop staff audit team
  • Maintain the internal controls database and all documentation
  • 25% travel
36

Senior Internal Auditor Resume Examples & Samples

  • Provide assurance to management related to the adequacy of internal controls and the design and operating effectiveness of business processes related to the reliability of financial reporting, efficiency and effectiveness of operations and compliance with applicable policies, regulations and laws, including SOX-404
  • Document process flows and narratives, conduct test procedures, compile audit findings, document and communicate remediation plans and complete workpapers in compliance with IIA standards
  • Draft executive audit reports that clearly and concisely describe issues identified, implications to the business unit and company as a whole, and value-added recommendations to improve the effectiveness or efficiency of controls / business processes
  • Support the External Auditors and complete special projects for Senior Management as needed
  • Contribute to our positive, team-oriented culture by maintaining cooperative relationships (e.g., assisting other project teams when necessary), facilitating the resolution of conflicts, sharing information, and accepting and providing constructive feedback
  • Develop and maintain ongoing working relationships with clients and senior management and demonstrates a commitment to continually improve the perception of the Internal Audit function within the Company
  • Bachelor's Degree in Business Administration, Finance or Accounting required. MBA or MSA preferred
  • Proven experience with the integrated audit approach
  • Experience in collaborating with all levels of an organization's management team
37

Senior Internal Auditor Resume Examples & Samples

  • Compile audit findings and recommend value-added revisions to systems and procedures
  • Manage follow-up of open audit issues and facilitate agreement with business process owner to ensure timely closure of action plans
  • Lead or supervise confidential audits or fraud investigations
  • Lead or participate on cross-functional efforts to improve company operations, including but not limited to project task forces, internal control committees, corporate-wide initiatives, process excellence teams, or other efforts
  • Support the SOX-404 process, including scoping, planning, walkthroughs, testing and status reporting
  • Communicate with external auditors and effectively support their initiatives
  • 4+ years of experience in financial/operational auditing
  • Bachelor's degree is Accounting or Finance
  • CPA, CIA, CISA preferred
38

Senior Internal Auditor Resume Examples & Samples

  • Performs the audit engagements of reviewing organizational and functional activities to ensure risks are appropriately identified, associated audit procedures are applied and related controls are designed and operating to mitigate the identified risks
  • Assists in the identification of those activities subject to audit coverage, evaluates their significance and assesses the degree of risk inherent in the activity in terms of materiality, cost and schedule; Enacts thorough and practical knowledge of audit methodology techniques; Leads discussions to obtain detailed understanding of business or functional area processes, systems and applications
  • Prepares audit reports as or in company with the Audit Manager/Supervisor for the assigned project
  • Performs annual SOX assessments
  • Maintains professional certifications and related educational requirements as well as other duties assigned by the Audit Manager/Supervisor
  • 10-25% travel. Travel is otherwise mostly domestic, with some international opportunities as well
39

Senior Internal Auditor Resume Examples & Samples

  • Required to either hold a professional accounting or auditing designation (e.g., CPA, CA, CIA, CFIRS/CTA, CISA) or to have substantially completed the requirements for such a designation while actively pursuing the completion of such a designation
  • Experience in the asset management and banking industries a plus
  • Knowledge of regulations affecting the asset management and banking industries a plus
40

Senior Internal Auditor Resume Examples & Samples

  • Minimum Experience Required: 3 - 6+ years of internal or external auditing experience, including SOX controls testing
  • General to advanced understanding of internal control and the demonstrated ability to evaluate and determine the adequacy of controls by considering regulatory and business risks
  • Applies a thorough understanding of governance, risk, and control appropriate to the organization
  • Excellent written and verbal skills and demonstrated ability to present complex issues to management
41

Senior Internal Auditor Resume Examples & Samples

  • Perform internal audit mission in the financial services industry in Luxembourg, mainly for the Banking sector
  • Analyze, evaluate and optimize internal control processes
  • Deliver added value to the clients by providing knowledge, ideas and solutions for improving their business and streamline their processes
  • Support Managers and Partners to seize new business opportunities and help to ensure EY is positioned to capitalize on opportunities by providing high quality services to its clients
  • Ensure quality of deliverables
  • Counsel and coach team members
42

Senior Internal Auditor Resume Examples & Samples

  • Plan and develop audit programs
  • Conduct audit programs based as well as assess and evaluate risk involved
  • Provide recommendations to close the gaps on weak controls
43

Senior Internal Auditor Resume Examples & Samples

  • Plan and perform audits to assess the sufficiency of internal controls and identify improvement opportunities
  • Preparation of supporting documentation to support audit findings presented to management
  • Supervision and development of staff members during the audit process
  • Two plus years of experience within either public or internal audit
  • CPA tracking is required
  • Logistics industry experience is preferred
  • CIA would be preferred
44

Senior Internal Auditor Resume Examples & Samples

  • At least 3 years of external audit experience
  • High energy/results oriented
  • Excellent verbal and written communication skills and ability to give presentations
45

Senior Internal Auditor Resume Examples & Samples

  • Serve as auditor-in-charge for the higher risk and more complex assignments by
  • Train/coach/mentor junior team members to enhance achievement of goals and objectives. Provide training on more complex and difficult areas
  • Consistently deliver the perfect client experience
  • Four years of banking, auditing or other relevant experience related to area of responsibility
  • Ability to travel, occassionally overnight
  • Demonstrates a broad understanding of banking and auditing
  • Excellent decision-making skills
  • Excellent interpersonal and communication skills
  • PC literate on BB&T standard software programs
  • Demonstrate the perfect client experience
46

Senior Internal Auditor Resume Examples & Samples

  • Attend entrance meetings with the Audit Manager and ensure that client is aware of the complete audit process
  • Determine scope of the review and audit objectives in conjunction with the Supervisor/ Audit Manager
  • Identify new/emerging risk if any and appraise Audit Manager and determine whether the same warrants and additional work
  • Completion of audit, including steps/tests assigned to self and team within agreed time budgets. Keeping the manager informed of progress for any project time extensions
  • Perform timely quality review of work performed by the audit staff assigned to the project
  • Attend exit meetings and prepare draft audit reports for timely submission to Audit Manager
  • Completion and wrap-up of relevant teammate file (EWP) in compliance with established departmental
  • 5 to 7years relevant experience, through public accounting/auditing and/or industry experience
  • Bachelor degree in accounting or related field
  • Professional certification or should be studying towards qualification CA, CPA or ACCA or CIA)
47

Senior Internal Auditor Resume Examples & Samples

  • 2+ years of Internal Audit experience
  • Previous Internal Controls and Sarbanes Oxley
  • Bilingual (English and Spanish, Portuguese, and/or Mandarin)
48

Senior Internal Auditor Resume Examples & Samples

  • Assist in developing the annual audit plan and creating robust risk assessments, whilst working closely with senior management
  • Deliver the annual internal audit plan
  • Carry out reviews and monitor process of actions agreed
49

Senior Internal Auditor Resume Examples & Samples

  • At most five years of experience in internal audit, public accounting, or a combination of both (preferred)
  • Leadership of projects
  • Strong technical knowledge
  • Solid soft skills, in particular communication skills, since he/she will be interacting with the business and top executives (CFO, CIO, etc.)
  • IDEA & ACL is a plus. A certification is a plus (CPA, CIA, CISA)
50

Senior Internal Auditor Resume Examples & Samples

  • Planning, executing and concluding on SOX compliance assessments and special projects in accordance with professional standards
  • Assist in the evaluation of the effectiveness of the design and operating effectiveness of internal control over financial reporting
  • Conducts interviews, reviews documents, composes summary memos, and prepares working papers
  • Identifies, develops, and documents audit issues and recommendations using independent judgment concerning areas being reviewed and ensures the recommendations are being appropriately implemented
  • Developing the annual SOX compliance plan
  • As necessary, assist the Company in the completion of various special projects and due diligence reviews
  • Assist the SEC Reporting & SOX Compliance Manager with periodic reporting to the Audit Committee
  • Remain current on Sarbanes-Oxley compliance practices with a specific focus on the requirements under COSO 2013
  • Work closely with the external auditors and provide assistance as needed
  • May direct and review the work performed by co-sourced resources
  • Minimum 4 years of progressive experience within accounting, audit, and/or finance required, including big 4 public accounting and public company exposure/experience
  • Comprehensive knowledge of GAAP, COSO 2013, PCAOB, IIA Professional Practices Framework, risk and controls standards, business process best practices and risk assessment practices
  • Comprehensive understanding of financial accounting, reporting, integrated audits and analysis required
  • Proficient with Microsoft Excel, PowerPoint, Visio and Word software applications
  • Exceptional attention to detail
  • Ability to work independently and balance multiple projects and processes simultaneously
  • Collaborative and customer-service work style
  • Strong understanding of Sarbanes-Oxley requirements and testing procedures
  • CPA, CIA or other relevant certification preferred
  • ECommerce or retail industry knowledge preferred (or other fast-paced startup environment); willingness to learn required
  • Familiarity with systems and information technology controls preferred; willingness to learn required
51

Senior Internal Auditor Resume Examples & Samples

  • Finalizing audits, including
  • Reviewing working papers, conducting exit meetings, and drafting the audit report
  • In addition to the dynamic and professional environment at Franklin Templeton, we strive to ensure that our employees have access to a competitive and valuable set of Total Rewards—the mix of both monetary and non-monetary rewards provided to you in recognition for your time, talents, efforts, and results
52

Senior Internal Auditor Resume Examples & Samples

  • Performing SOX operational AND financial audits throughout entire company
  • Project planning , scoping and testing and a strong knowledge of analytical methods and tools used to provide regular detailed reports on all data
  • Preparation of written audit reports for management to review / lead conferences with management team to deliver audit findings
  • Communicate on an international level in large corporate manufacturing settings where Spanish might be the primary language
  • Able to travel 50% in the Americas region (US & S. America)
  • Minimum of 3 years of audit experience – Manufacturing or similar industry
  • Master’s degree preferred, CPA or CIA or working towards
  • Public experience highly preferred
  • Bilingual candidates highly preferred (Spanish or Portuguese)
53

Senior Internal Auditor Resume Examples & Samples

  • Bachelor’s Degree in Accounting/Finance
  • CPA (Current active license) or CIA
  • Experienced in planning and leading operational/financial audit engagements
  • Excellent communication skill
  • Ability to professionally interact with all levels of management
  • CFE
  • Prior experience working with a Big 4
54

Senior Internal Auditor Resume Examples & Samples

  • CPA or CIA is preferred
  • 2+ years of professional auditing experience
  • Experience leading audit projects and applying project management skills
  • Demonstrated experience applying broad accounting principles and practices
  • Ability to utilize complete specialized principles and practices in area(s) of assignment
  • Experience in interpretation and application of department policies and procedures and applicable laws, rules, and regulations
  • Ability to effectively communicate with employees from different countries and cultures
  • Experience working with upper management
  • Experience in analyzing and preparing broad and specialized financial reports
  • Experience working with external auditors
  • Previous experience with computer automated software (ACL, Access, IDEA, or SQL) preferred
  • Performs financial and operational audits of the businesses, manufacturing plants and financial shared service functions
  • Assesses financial, operational and information system processes and controls
  • Provides testing of financial transactions of various departments, divisions and functions
  • Leads and/or manages audit projects
  • Prepares and submits reports on audit results, and recommends improvements in policies procedures and applicable operation
  • Utilizes automated audit techniques to streamline projects
  • Researches new or existing programs, laws, rules, and regulations and recommends appropriate actions
  • Coordinates auditing matters with other departments, locations, divisions, and external auditors, including senior management
  • Interprets and applies department policies and procedures and applicable laws, rules, and regulations; ensures compliance with these areas
55

Senior Internal Auditor Resume Examples & Samples

  • Prior experience in an accounting and/or audit role
  • Proficiency with computer systems and applications
  • Some experience in financial services
56

Senior Internal Auditor Resume Examples & Samples

  • Execute audit projects within the time line and at a high degree of quality
  • Perform assigned audits in a professional manner and in accordance with the approved audit program
  • Appraise the adequacy of the corrective action taken
  • Coordinate efforts with the company's external auditor when appropriate to ensure risk coverage and synergies
  • Determine the direction, focus, and audit procedures of the proposed audit effort
  • Plan the theory and scope of the audit, and prepare or assist in preparing an audit program
  • Identify the key control points of the system
  • Prepare formal written reports expressing opinions on the adequacy and effectiveness of the system and the efficiency with which activities are carried out
  • Report audit findings and make recommendations for correcting unsatisfactory conditions, improving operations, and reducing costs
  • Hold a third level business degree or professional accounting qualification
  • Have a minimum of six or more years of relevant audit work experience
57

Senior Internal Auditor Resume Examples & Samples

  • Perform risk assessments, develop risk/control matrices and create business process maps. Use observations to establish objectives, scope and work program for operational audits
  • Execute audits and consulting engagements to evaluate effectiveness and efficiency of processes and provide recommendations for improvement
  • Write audit reports for distribution to executive management and the Audit Committee
  • Provide technical accounting/auditing support related to emerging issues
  • Review test work performed by business process owners; ensure consistency and integrity of test work
  • Address internal control deficiencies including formal written communication, group meetings, issue resolution and follow-up
  • Reviews work performed by staff auditors
  • Provide training and mentoring to staff auditors
  • 2-4 years private industry or public accounting experience with financial and operational process improvement, audit program development and project planning/management experience preferred
  • CPA, CIA preferred
  • Strong critical thinking skills are required with the ability to quickly master new processes, identify risks, perform root cause analysis and draw thoughtful conclusions
  • Strong analytical and problem solving skills with the ability to multi-task
  • Proficient with computers
  • Strong oral and written skills
  • Ability to establish and maintain effective working relationships at all levels of the organization
58

Senior Internal Auditor Resume Examples & Samples

  • Identify control weaknesses and recommend appropriate resolution, including best practice analysis and implementation
  • Evaluate the relevance, reliability, and integrity of reports and information systems
  • Communicate audit findings by preparing periodic reports
  • Advise management on appropriate systems controls and other account and operational matters
  • Complete all activities and internal audits in an effective, professional, and timely manner
  • Minimum of five years of pervious internal audit experience
  • Requires a current certification applicable to job (i.e. CIA, CPA, PMI, CMA, etc.)
  • Experience making recommendations regarding policy development and implementation
  • Experience with International Professional Practices Framework (IPPF) and COSO 2013, along with excellent technical and comprehensive abilities
  • Ability to establish effective audit policies and procedures and to handle multiple priorities, organize projects, and meets deadlines
  • Ability to write audit objectives and corresponding audit steps
  • Computer skills including: knowledge of Excel and other spreadsheet programs
  • Ability to exercise sound judgment and make independent decisions
  • Project management, construction accounting/analysis, or fund accounting experience a plus
59

Senior Internal Auditor Resume Examples & Samples

  • Lead audits in Group Enterprise and deliver efficient and effective assurance over Group Enterprise's business processes and control environment to senior management
  • Act as an effective business partner to the management team in Group Enterprise to identify, articulate and influence both the set up and the ongoing development of an appropriate internal control environment
  • Facilitate the closure of action plans, holding management to account for actions implementation
  • Provide knowledge and subject matter expertise on the Enterprise business to your peers in the rest of the Internal Audit community and support delivery of audit plans in the local Operating Companies
60

Senior Internal Auditor Resume Examples & Samples

  • Advanced analytical and risk assessment skills
  • Proven ability to define problems, collect and analyze data, establish facts and draw valid conclusions
  • Ability to arrive at effective and efficient control solutions
  • Excellent relationship building and communication skills, including strong written and presentation skills, and demonstrated communication experience with diverse audiences and senior leadership
  • Working knowledge of professional standards, regulations and frameworks required (IIA International Standards, COSO Framework, Sarbanes Oxley 404 and 302, PCAOB standards/guidance related to internal controls.)
  • Proven Process/Controls documentation experience
  • Ability to handle multiple responsibilities/audits at one time and highly organized
  • Ability to work independently with excellent attention to detail
  • Demonstrated working knowledge of Excel, Word, Powerpoint and Visio
  • Certified Internal Auditor (CIA), Certified Information Systems Auditor (CISA) or related designation
61

Senior Internal Auditor Resume Examples & Samples

  • Identify and document control exceptions and process improvement opportunities
  • Develop and communicate recommendations to address control exceptions; follow-up with process owners to track the status of remediation efforts
  • Assist in special audit projects or requests as needed
  • Bachelor’s degree in accounting, finance, business or a related field
  • 1-5 years internal/external audit experience, including experience leading audits
  • Detail-oriented, strong decision-making and resolution skills
62

Senior Internal Auditor Resume Examples & Samples

  • BS Accounting, Finance, Degree at an accredited university or college
  • CPA or CIA professional certification, or pursuit of, preferred
  • 5-7 years of internal or external audit or related experience
  • Strong working knowledge of SAP and Microsoft applications (such as Word, Excel and Outlook),
  • Energetic, motivated, with a positive attitude and able to work efficiently, independently and in a team environment
  • Willingness and ability to travel both domestically and internationally up to 30%
63

Senior Internal Auditor Resume Examples & Samples

  • Identifies internal control deficiencies, obtains adequate and relevant documentation to substantiate audit conclusions and makes appropriate recommendations to ensure proper handling/correction of transactions included within the scope of the audit
  • Responsible for performing individual internal audit projects
  • Provide assistance to external auditors
  • Assists Audit Management in conducting special projects as needed
64

Senior Internal Auditor Resume Examples & Samples

  • 3+ years of experience in Public Accounting and/or experience working within an Internal Audit department
  • Knowledge of Sarbanes-Oxley Act
  • Experience in applying Internal Auditing, Accounting, and Management principles and practices to the remediation of business risks
  • Solid project management, analytical and problem-solving skills
65

Senior Internal Auditor Resume Examples & Samples

  • Maintaining the relevant documents such as the Internal Audit Policy, Audit Committee Terms of Reference, and effective reporting to Audit Committee/Boards of Directors for approval
  • Working as part of a shared services internal audit function and specifically being the PCF 13 position holder
  • Preparing and presenting annual and three year internal audit plans based on an internal risk assessment to the Boards of Directors and/or Audit Committee
  • Planning, designing and executing Internal Audit activities based on the requirements of Internal Auditing and the annual internal audit plan
  • Working closely with Management to understand and evaluate business risks to ensure the minimisation of risks and the enhancement of controls
  • Evaluating the efficiency and effectiveness of the Companies' internal controls and processes/procedures
  • Updating the status of the internal audit findings and recommendations on a quarterly basis
  • Working with external service providers for outsourced internal audit projects
  • Assist in the development of Internal Audit departmental audit methodologies and tools
  • Build effective relationships with senior management and stakeholders
  • A minimum of 5 years' experience of external and/or internal auditing practice
  • Accountancy qualified with preferably with 'Big 4' audit experience
  • 2 years + PQE was in a regulated financial services environment
  • Deep knowledge of the principles, procedures and practices of auditing
  • Strong knowledge of risk/controls and relevant legislation - exposure to Solvency II is desirable
  • Experience of business processes and procedures, and the internal controls thereof
  • Effective verbal and written communication skills including strong report writing skills
  • A second European language would be an advantage
  • Ability to work with all levels of management and staff across many diverse departments
66

Senior Internal Auditor Resume Examples & Samples

  • Enjoy working in a team environment with fantastic international travel!
  • Build effective business relationships with a wide variety of individuals and leaders
  • Perform audits in accordance with generally accepted audit standards
  • Perform follow-up audit procedures to appraise adequacy of corrective action taken to improve deficient conditions
  • Conduct or assist with specific audit procedures on simple to moderate audit projects
  • Meet with business partners to understand their business risks, processes, and controls, in order to evaluate design and operating effectiveness
  • Ensure compliance with Sarbanes-Oxley section 404 reporting requirements
  • 3+ years of audit or accounting experience
  • Ability to travel approximately 25% to locations
67

Senior Internal Auditor Resume Examples & Samples

  • Responsible for evaluating current internal controls, assessing business risk, developing audit work programs, executing audit testwork to meet audit objectives, and reporting audit findings and recommendations
  • Manage and perform Sarbanes-Oxley and external audit testing, as needed
  • Own the entire audit report writing process
  • Assist with the development of the annual internal audit plan
  • Identify process improvement opportunities or best practices to strengthen the internal control environment
  • Create process maps to document current process and identify key risks and controls
  • Develop and maintain exceptional business relationships in order to provide superior customer service to various departments (i.e. Finance, Entertainment, Operations, etc)
  • Execute an efficient and effective audit approach to ensure that all assigned work is completed according to the schedule and within the established budget parameters
  • Develop a thorough understanding and knowledge of the Company’s operations
  • Minimum 3-5 years of finance or accounting experience, preferably with 2-4 years of public accounting or internal audit
  • Bachelor’s degree from a four year college or university in Accounting or Finance
  • Broad audit experience and the ability to interact with management at all levels
  • Advanced computer skills, specifically in Excel, PowerPoint, and Vizio
  • Strong analytical and organizational skills with the ability to meet deadlines
  • Self-starter who can work independently with minimal guidance and supervision
  • Ability to work on various project teams with different managers
  • Strong multi-tasking skills. Can effectively work on multiple assignments simultaneously without losing sight of deadlines
68

Senior Internal Auditor Resume Examples & Samples

  • Plan, develop, and implement audit plan across business functions, including financial, IT, and operational processes
  • Work with business leaders across operations, strategy and compliance to identify control weaknesses and identify appropriate action plan
  • Assist with reporting to the audit committee; develop and review audit recommendations with senior leadership
  • Direct and assess work performed by internal audit staff
  • Additional audit projects and department-specific functions as needed
  • Frequent travel required
  • 5+ years of internal audit experience, including development of processes
  • Public accounting experience, especially Big 4, strongly preferred
  • Experience leading and consulting on management processes, while developing and maintaining strong relationships with senior leadership
  • Strong project management and organizational skills
  • Demonstrated experience recognizing and assessing weaknesses and opportunities for improvement
  • Strong Microsoft Office suite skills
  • Self-starter and fast-learner of new processes & functions within the business
69

Senior Internal Auditor Resume Examples & Samples

  • Bachelor's Degree in Accounting, Finance or a related field
  • CPA, CIA, or CISA
  • Experience with Accounting, Consolidation, and Reporting systems
  • Understanding of IT controls
  • Superior critical thinking and analytical skills
  • 4+ years of related professional and progressive Finance experience in a Corporate environment
  • Knowledge of commonly used concepts, practices and procedures used in the CPG industry
70

Senior Internal Auditor Resume Examples & Samples

  • Manage SOX: Management of all deliverables (to internal as well as external partners) Weekly SOX status reporting, including projection to actual for all commitments
  • With limited supervision approve audit procedures conducted by staff auditor(s), including identifying issues, executing test criteria, reviewing/analyzing evidence, and documenting processes/procedures
  • Conduct interviews, reviews documents, develop and administers surveys, composes summary memos, and prepare supporting work papers
  • Communicate or assist in communicating the results of audit and consulting projects via written reports and oral presentations to management
  • Develop and maintain productive business relationships through individual contact, collaboration & meetings
  • Represent Internal Audit on organizational project teams / management meetings
  • Assist in identifying and evaluating the organization’s risk areas and provides input to the development of the annual Internal Audit Plan
  • CIA or CISA Certification (a plus)
  • Retail Industry experience (a plus)
  • Advanced knowledge of and skill in applying internal auditing and accounting principles and practices, management principles and preferred business practices
  • Awareness of industry procedures, regulations/laws
  • Quality control reviews of audit work products
  • Collecting and analyzing complex data, evaluating information/systems, and drawing logical conclusions
  • Planning, project management, and in maintaining composure under pressure while meeting multiple deadlines(sense of urgency)
  • Negotiating issues and resolving problems
  • Effective verbal and written communications, including active listening skills and skill in presenting findings and recommendations
  • Establish and maintain harmonious working relationships with co-workers, staff and external audit teams
  • Work effectively in a professional team environment
  • Ability to work independently / Self motivated
  • Ability to accept and provide constructive criticism
  • BS/BA Degree in Accounting, Finance / Business Administration, or equivalent experience. MBA (a Plus)
71

Senior Internal Auditor Resume Examples & Samples

  • Audit of finance and accounting operations across multiple sites
  • Perform extensive test procedures to gauge compliance
  • Prepare detailed audit findings reports for management review
  • About 50% travel is required, primarily within the US, but possibly international at times
  • Three plus years of prior Audit background required, either public accounting, corporate or both
72

Senior Internal Auditor Resume Examples & Samples

  • Plan and lead execution of financial, operational, and compliance audits
  • Ensure audit objectives are met through project and engagement planning
  • Evaluate and assess risks in support of Audit Committee
  • Conduct and document procedures according to audit best practices
  • Oversee and actively lead audit teams, ensuring quality work that satisfies professional audit standards
  • Oversee and monitor testing of internal controls
  • Review reports ensuring application of IIA and SOX compliance
  • Create clear and useful reports of recommendations and audit findings, and regularly communicate to VP and other key stakeholders
  • Track and monitor audit engagement budgets, estimates, and related expenses
  • Bachelor’s or higher degree in Accounting or Finance
  • 3+ years relevant experience
  • Knowledge of and competency with U.S. GAAP, SOX, COSO internal controls, IIA standards
  • CPA/CIA or actively seeking certification strongly preferred
  • Manufacturing experience a plus
  • Strong leadership, analytical, and communication skills; team-oriented
73

Senior Internal Auditor Resume Examples & Samples

  • Assist Director of Internal Audit in developing long-term audit planning, and representing the audit department to the audit committee and the business as a whole
  • Lead in promoting internal controls, strong corporate governance, and risk aversion
  • Develop audit scope, develop and perform audit recommendations in consultation with senior management. Create reports and present findings
  • Keep a business-minded focus to improve internal function, and help senior leadership achieve objectives
  • Direct and oversee work performed by audit staff
  • 4+ years audit experience
  • CIA/CPA preferred
  • Strong understanding of internal audit standards, COSO, risk assessment practices, and IT general and application controls
  • Ability to manage audit projects from start to finish, applying best practices and ensuring an efficient process
74

Senior Internal Auditor Resume Examples & Samples

  • Planning and assisting on audits within assigned areas of responsibility. Responsible for all aspects of audit execution -- assessing risk and performing detailed audit planning; providing leadership throughout the audit; regularly communicating with management and serving as the key interface between management and the auditee; developing and communicating audit concerns to appropriate levels of management; writing and delivering audit reports; and working with management to develop reasonable and sufficient corrective actions
  • Planning and executing more complex operational and financial audits (e.g., review of effectiveness of operational processes and controls, review for compliance with policies or applicable standards, review of controls over financial reporting to ensure adequate and records are accurate, etc.), special investigations, and requests from management with little or some guidance from Internal Audit Management. Reporting and discussing audit results with business unit leaders, process owners, and Internal Audit Management
  • Assisting on audits outside of assigned areas of responsibility (in a team member role) on technology audits
  • Developing and maintaining proactive working relationships with relevant Operational and Financial Business Managers. Maintain regular contact with key managers and become involved in key management processes (e.g., meetings, information streams, etc) to maintain awareness of strategies and initiatives and provide input on risks and controls
  • Working with external auditors, as needed, to coordinate coverage across areas of responsibility and ensure that audit work is comprehensive and sufficient to allow the external auditors to rely on the work. This is to be accomplished across Company’s financial statement audit, SOC 1 work, Sarbanes-Oxley Section 404 assessment, and other relevant attestation work
  • Following up and working with management on open action plans to ensure remediation plans are being followed and risks are being mitigated on a timely basis
  • Assist in the scoping effort by participating in meetings, reviewing documentation, etc
  • Support the effort to update and certify business process documentation with Process Owners within the applicable business units
  • Specifically, this role will ensure that Process Owners have prepared process flow and narrative documentation for the processes for which they are responsible, ensure that Process Owners have conducted a walkthrough of each process and validate the completeness and accuracy of process documentation
  • Also, this position will assist in preparing risk/control matrixes associated with the various Financial Statement Processes to ensure that we have identified and properly documented the “significant” controls that mitigate these risks
  • The testing portion of the role will include assisting in the effort to test business process controls with Process Owners within the applicable business units. With the assistance of Process Owners, prepare and update detailed test plans to ensure that tests are appropriately designed and that the proper testing of “significant” controls is conducted, review test plans to ensure they are complete & accurate, execute the testing and conclude on the results
  • Maintain a document repository, provide regular status reports, update and maintain test plans, provide support to the Business Process Owners assisting in resolving issues related to internal controls, update documentation and attend and plan compliance training
  • Assist external audit firm with SOC 1 Testing
  • Able to travel up to 10%. Travel is primarily within the US, returning home on weekends
  • Bachelor’s degree in accounting, finance, or a related field; master’s degree desirable
  • Professional certification preferred: CIA, CPA, CISA, CISSP
  • 4+ years of internal and/or external audit or similar experience
  • Mix of operational, financial and IT audit experience desired
  • Experience leading audits – at least 1 year as a project lead, including risk assessment, planning, audit execution, issue/report writing, and Management interaction
  • Intermediate working knowledge of GAAP, GAAS, and other forms of business best practices
  • Working knowledge of automated audit tools, including data mining/analysis tools (e.g., IDEA and GRC)
  • Solid strategic thinking approach, business risk awareness and appropriate judgment to use a risk-based approach in planning the audit focus
  • Ability to work in both independent contributor and team roles (both as a team leader and team member)
  • Ability to bring innovative ideas to the team
  • Build and sustain relationships with all business partners
  • Ability to accept change and work successfully in a changing environment
  • Ability to effectively prioritize and execute tasks in a high-pressure environment
75

Senior Internal Auditor Resume Examples & Samples

  • Work with the internal audit team to review and processes and improve procedures
  • Assist with the development and maintenance of SOX compliance
  • Perform risk based analysis on financial statements
  • Provide solutions for any problems relating to response issues
  • CPA, CIA, and or CISA is preferred
  • Five to seven years of relevant experience in public accounting or Internal Audit
  • Strong communication skills, both written and oral
76

Senior Internal Auditor Resume Examples & Samples

  • Leading audits in evaluating the adequacy of controls for various business units
  • Providing the necessary supervision to assigned audit staff
  • Coordinating and participating in the completion of audit test procedures
  • Three years of experience performing operational, financial and SOX audits
  • CPA (Certified Public Accountant)
  • Strong knowledge and understanding of internal auditing standards and techniques as well as an understanding of US GAAP
  • Heavy organizational and multi-tasking skills
  • Ability to travel 30-40% locally, domestically and some international travel
  • General knowledge of insurance brokerage, reinsurance, consulting, etc
  • Interpersonal skills and the ability to interface with all levels of management within the company
77

Senior Internal Auditor Resume Examples & Samples

  • Responsible for leading audits and providing assurance that business processes and controls are effective
  • Identify appropriate internal controls and influence the set up and development of additional internal controls
  • Work with senior management in ensuring the closure of action plans for implementation of new controls and processes
  • Work closely with the company's Head of Audit and teams of peers in delivery of audit plans by providing knowledge and expertise
78

Senior Internal Auditor Resume Examples & Samples

  • Coordinate and execute financial and compliance audits
  • Prepare narratives, process flows and other supporting documentation
  • Partner with different business units in assessing the adequacy of internal controls
  • Minimum of two years of auditing experience
  • Willing to travel 20% domestically
  • CPA Certified Public Accountant or tracking required
  • Transportation industry is a huge plus
79

Senior Internal Auditor Resume Examples & Samples

  • Lead and perform audits to include planning, assessing the adequacy of internal controls, identifying opportunities to streamline processes, developing action plans with company management and communicating the results
  • Assist company management with planning, developing, reviewing, testing and reporting the company’s SOX related controls
  • Undertake additional reviews, investigations, internal consultancy and other special projects as assigned
  • Assist external auditors with financial statement audit procedures and SOX testing
  • Assist Internal Audit management with the training and development of Staff Auditors in audit methodology and departmental standards
  • Assist Internal Audit management with administrative duties and audit process improvement initiatives
80

Senior Internal Auditor Resume Examples & Samples

  • CPA or credits to pursue
  • Big 6 or Internal audit experience
  • Define steps to analyze the design and operating effectiveness of financial and operational controls
  • Execute audit procedures and document results of testing
  • Conduct interviews and take notes sufficient to understand a specific process or system and to test assigned areas
  • Complete assignments related to walkthrough of transactions and development of process documentation in support of Internal Controls over Financial Reporting (ICFR) framework
81

Senior Internal Auditor Resume Examples & Samples

  • Design audit programs integrating multiple frameworks including Sarbanes Oxley, fraud prevention/detection, information technology, compliance and operations
  • Lead site visits focusing on the balance sheet, evaluating and improving the company’s internal control environment, risk management and operational efficiency
  • Report audit findings to senior management, discuss the appropriate actions with the Controller and CFO, and monitor the remediation process
  • Evaluate policies and procedures and propose changes as needed
  • Facilitate interaction with and provide assistance to external audit team
  • Conduct special reviews to prevent and detect fraud
82

Senior Internal Auditor Resume Examples & Samples

  • Perform SOX testing to validate key financial reporting controls
  • Complete audit assessments and associated work papers
  • Participate in audit planning and executing test plans
  • Document risks, issues and recommendations
  • Work on special projects with the Director of Internal Audit
  • Bachelor's degree in Accounting or Finance, Master's degree a plus
83

Senior Internal Auditor Resume Examples & Samples

  • Looking to make a great career move to a dynamic, global company? * Do you like to travel? Internal Audit is a great way to learn all about Pearson and how we work! Looking for future growth opportunities to move into other areas of the business? Want to NEVER be bored? Read on……..!
  • Research and planning of prospective audits and preparation of scope document and pre-audit document request list for review by manager
  • Document work performed in workpapers in a timely manner and respond to manager review comments
  • Discuss findings and recommendations with audit manager before presenting to client management
  • Prepare draft report for review by manager
  • Ad hoc projects & reviews, and investigations
  • Implement process improvement projects
  • Expect to travel between 35-40% domestically and internationally
  • Professional designation completed or in progress, such as: CPA, CA, MIIA, CIA, CISA, CMA, CFE, CISSP, CIPP
  • Background in accounting and/or auditing with an understanding of internal control and audit methodology
  • Tact and diplomacy
  • Independence and objectivity
  • Self-starter with strong interpersonal and organizational skills
  • Strong organizational skills, especially the ability to multi-task and deliver to deadlines
  • Ability to understand the company’s operational policies & procedures, key business processes and overall company objectives and understand how the audit function can add value in relation to these areas
84

Senior Internal Auditor Resume Examples & Samples

  • Perform financial and operational control audits as assigned, in accordance with department policies and procedures
  • Develop and design tests of internal controls related to specific manufacturing operations in support of the Annual Audit Plan and company goals and objectives
  • Perform audit testing including interviews, data extract and analysis, process design assessment and evaluation of internal control efficiency and effectiveness
  • Prepare audit findings and recommendations and present them to process owners
  • Assist in the preparation and presentation of audit reports to company management
  • Assist management in the preparation of their remediation activities
  • Track and follow-up on the implementation of recommendations and action plans resulting from audits
  • Execute responsibilities in accordance the IIA's International Standards for the Professional Practice of Internal Auditing and in compliance with the Ethical standards of the internal audit profession
85

Senior Internal Auditor Resume Examples & Samples

  • 2+ years of Internal Audi experience
  • Big 4 or next tier experience
  • IT experience
86

Senior Internal Auditor Resume Examples & Samples

  • Oversee the planning, execution, supervision and conclusion of audits at TEGNA locations
  • Work closely with external auditors at some locations
  • Execute assigned sections of internal audits
  • Identify financial statement errors and internal control weaknesses and develop meaningful recommendations for improvement
  • Prepare for and conduct exit conferences with top executives at TEGNA locations, summarizing audit results
  • Report audit results formally in clear and concise written memoranda within specified deadlines
  • Assist less experienced staff members by providing on the job training through answering questions, reviewing work papers, giving detailed instructions, giving suggestions for improvement based on reviews of work performed, writing and administering performance evaluations, etc
87

Senior Internal Auditor Resume Examples & Samples

  • Effectively analyzes and assesses risk to develop audit procedures, execute test procedures, and conclude on the operating effectiveness of relevant controls
  • Plans the audit engagement by documenting the planning process in the Planning Memorandum
  • Effectively leads interviews/meetings to ensure relevant information is obtained for analysis
  • Works independently to execute audit procedures, but checks in with the Audit Manager at appropriate times (e.g., scope changes, identification of potential issues, etc)
  • Performs an appropriate level of testing based on the scope and risk
  • Produces work paper documentation that is clear and concise, provides adequate detail of work performed and conclusions reached, meets IAD and professional standards, requires minimal revisions/review notes, and is sufficient to receive a satisfactory rating from external reviewers
  • Proposes solutions and recommendations to the Audit Manager and Audit Director when obstacles or problems are encountered throughout the audit
  • Proposes and identifies opportunities for continuous auditing
  • Runs continuous auditing query and reviews results for potential findings
  • Manages time to meet established deadlines, milestones, and time budgets
  • Is responsive to client requests, and fosters positive working relationships with auditees and the audit team
  • Supervises, as assigned, the performance and completion of the audit procedures to provide assurance that work was performed effectively and relevant control weaknesses were identified and reported
  • Identifies control issues and findings timely, and ensures findings are based on relevant facts and are accurately characterized
  • Documents control findings in observation forms timely using the standard format (issue, background, findings, cause, risk effect, recommendation)
  • Clearly communicates control findings to audit clients as they are identified, and works with clients to develop effective agreed upon actions with related timeframes for completion
  • Shares IA process and business area knowledge with team members
  • Fosters a team environment, is inclusive and works well with others
  • Communicate branch audit findings to Audit Manager and Audit Director, branch management and regional management
  • Identify and suggest solutions, develop findings and recommendations for drafting of audit reports
  • Performs special projects, and additional duties and responsibilities as required
  • Where applicable and when performing the responsibilities of the job, employees are accountable to maintain Sarbanes-Oxley compliance and adhere to internal control policies and procedures
88

Senior Internal Auditor Resume Examples & Samples

  • Performing financial, operational, and SOX audits
  • Planning and organizing audit assignments within budget
  • Developing and streamlining audit programs based upon the principles of risk assessment and data analysis
  • Interview business and process owners
  • Conducting process and controls testing in an efficient and effective manner
  • Delivering audit findings in the form of audit reports, memoranda, and PowerPoint presentations
  • Carry out other Internal audit related tasks as assigned from time to time including examination of year-end physical inventory
  • Continuing Professional Education: Remain current with all relevant accounting standards (FASB's), auditing standards (AS 5) and business trends/best practices
  • Four-year degree (Accounting or Business Administration)
  • A minimum of five years of audit/accounting experience in a large public or corporate environment
  • Candidate must possess excellent communication skills (both oral and written)
  • Proficient in MS Office: Word, Excel, PowerPoint, Outlook, Access
  • Oracle Financial Systems (OFS) highly desirable
89

Senior Internal Auditor Resume Examples & Samples

  • Assist the Senior Internal Auditors in conducting internal financial and operational control audits and ad-hoc projects requested by Management across the Group's International businesses
  • Gain a detailed understanding of processes currently in operation within each location and identify key controls and risks
  • Assist in testing and evaluation of internal controls related to the Group's accounting and financial reporting functions in accordance with Sarbanes-Oxley
  • Help the team to foster Local Management relationships
90

Senior Internal Auditor Resume Examples & Samples

  • Perform data mining and advanced analytics using Computer Assisted Auditing Tools (CAAT), Tableau, R, Excel or other data analytics tools, with direction from other team members
  • Collaborate and work closely with management and audit colleagues to provide analytics support to overall audit department activities
  • Maintain professional skill level through on-going education and training activities to support company needs
  • Undergraduate degree in Business, Accounting, Finance, Information Technology or related discipline
  • Ability to interact with staff, management, and occasionally company senior management
  • Strongly Preferred: Experience with ACL, Tableau, SQL, Access, or other data analysis tools, including scripting experience
  • Strongly Preferred: Understanding of basic programming concepts, experience creating Excel macros and Visual Basic scripts
  • Preferred: general understanding of financial services (e.g., Broker/Dealer or RIA)
91

Senior Internal Auditor Resume Examples & Samples

  • Assist in developing the annual audit plan and performing risk assessments
  • Perform testing procedures for SOX 404, financial, operational and information technology audits and thoroughly document results
  • Maintain an issues log and work with process / control owners in determining remediation efforts and timing
  • Participate in advisory projects to improve business systems / processes and make recommendations to improve control design and operating effectiveness, streamline processes for efficiency, and comply with company policies and regulatory requirements
  • Develop and maintain a collaborative, value-added assurance and advisory co-sourcing relationship with the external audit team, leveraging access to necessary subject matter expertise and staff supplementation
  • Evaluate information security and associated risk exposures
  • Provide support to the company’s anti-fraud program
  • Evaluate the company’s enterprise risk management program
  • Evaluate the company’s regulatory compliance program with consultation from legal counsel
  • Limited travel to be expected
  • BS / BA degree in accounting, finance or related field required
  • CPA and / or CIA required
  • Minimum of 3 years’ experience in internal / external audit and / or consulting
  • Experience at a Big 4 audit firm highly preferred
  • Strong knowledge of professional standards (U.S. GAAP, GAAS, SOX 404, COSO, AS5 and the Professional Practices Framework of the IIA)
  • Experience in auditing at a global company with international locations is preferred
  • Ability to understand business processes to identify control deficiencies, process issues, and business problems and recommend potential solutions
  • Maintain a current knowledge base of audit industry practices to ensure best practices are always considered
  • Perform all assigned audit duties in manner that reflects the highest professional standards and complies with the guidelines of the Institute of Internal Auditors (IIA)
92

Senior Internal Auditor Resume Examples & Samples

  • 3+ years of Audit Experience, CPA or CIA preferred
  • Advanced knowledge of accounting and auditing practices/procedures
  • Knowledge and experience with managed health care operations
  • Professional Communication skills; written and oral
  • BS or BA in accounting or related field
  • Evaluation and Analysis of Internal Controls
  • Perform attribute and transaction testing
  • Evaluate compliance with laws, government regulations, and management policies and procedures applicable to the organizations operations in all lines of business
  • Assist external auditors and compliance officers
93

Senior Internal Auditor Resume Examples & Samples

  • Develops, maintains, and coordinates testing schedule with project management, stakeholders, and Internal Audit
  • Re-assess business processes and controls; revises test plans as applicable (e.g., changes in business process, control refinement, lessons learned, etc.)
  • Coordinates ARAMARK Uniform Services (AUS) field financial testing; summarize, evaluate, and validate field test results
  • Maintains effective communication with the AUS field and AUS corporate management
  • Provides guidance to process owners about correcting deficiencies and/or refining controls
  • Monitors remediation efforts
  • Prepares audit/testing documentation per generally acceptable auditing standards
  • Develops ongoing monitoring procedures to verify that controls are operating effectively
  • Provides assistance to the company’s external auditors
  • Perform periodic financial reporting and/or analysis tasks
  • Performs other duties as assigned or requested
  • Able to travel up to 10% of the year
  • Experience with SOX testing required
  • Four years of financial audit experience with the Big 4 or large regional accounting firm and /or in a large corporate environment is highly preferred
  • Must be organized, a self-starter, and can manage time and work independently with minimal supervision
  • Ability to meet deadlines for multiple projects and be a team player
  • Strong analytical / critical thinking, decision making, and problem solving skills
94

Senior Internal Auditor Resume Examples & Samples

  • Responsible for completing scheduled audits on the audit plan
  • Develops audit work programs in alignment with the scope set forth by the Director of Internal Audit
  • Supervises staff auditors on audit engagements and effectively delegates responsibility
  • Performs audit procedures, including auditee interviews, process documentation, identification of risks and controls, and test plan development
  • Ensures the quality of all work and reviews all work performed by the staff
  • Communicates or assists in communicating the results of audit engagements via written reports and oral presentations to management
  • Maintains independence and objectivity
  • Bachelor’s degree from an accredited college or university, certification as a CIA, CPA, and/or CISA, and 3-5 years of full-time experience in auditing, accounting, business analysis, and/or program evaluation
  • A graduate degree in business administration, public administration or a related field, or a second certification (e.g. CIA, CPA, CFE or CISA) may each substitute for one year of required experience (for a maximum substitution of two years)
  • Two years supervisory or project management experience
  • Hospitality or Retail industry experience a plus
  • Understanding of the Standards for the Professional Practice of Internal Auditing, the Code of Ethics developed by the Institute of Internal Auditors, and the COSO 2013 Framework
  • Knowledge of management information systems terminology, concepts and practices and knowledge of information technology general controls
  • Considerable skill in management, and in maintaining composure under pressure while meeting multiple deadlines
  • Skill in negotiating and resolving issues
  • Considerable skill in using a computer with word processing, spreadsheet, and other business software to prepare reports, memos, summaries, and analyses
95

Senior Internal Auditor Resume Examples & Samples

  • Review department activity for compliance with processes and organizational policies
  • Audit accounting processes to determine their efficiency and effectiveness
  • Analyze data obtained for evidence of deficiencies in controls, duplication of effort, extravagance, fraud, or lack of compliance with laws, government regulations, and management policies or procedures
  • Review results of audits with departments to identify mitigating factors and develop plans for correction
  • Prepare and submit audit findings and makes recommendations to management
  • Conduct special studies for management such as those required to discover mechanics of detected fraud and to develop controls for fraud prevention
  • Audit records for governmental agency to determine unemployment insurance premiums, liabilities, and compliance with state tax laws
  • Bachelor's degree in accounting, finance or related field
  • Minimum of five years’ experience in Internal Audit function
  • Advanced skills with Excel
96

Senior Internal Auditor Resume Examples & Samples

  • Lead all activities within assigned projects including communicating with business unit or functional management, establishing project milestones and deadlines, monitoring the progress of audit fieldwork, reporting progress to audit management, and proposing modifications to current procedures to improve audit effectiveness and efficiency
  • Work with co-source internal audit provider on key SOX activities or other audit activities, including but not limited to planning, scoping, risk assessment, audit plan, walkthroughs, testing procedures and evaluation of control deficiencies
  • Work with external auditors, performing certain audit procedures for their reliance, during year-end audit
  • Conduct internal audit procedures, compile audit findings, document and recommend remediation plans, and complete work papers in compliance with IIA standards as needed for financial, operational and compliance audits (including SOX-404)
  • Draft complete audit reports that clearly and concisely describe issues identified (implications to the business unit and company as a whole) and provide value-added recommendations to improve the effectiveness or efficiency of controls/business processes
  • Serve as a business advisor and partner to business unit and senior management, providing risk identification and advisory assistance with complex, unusual or new business transactions, strategic initiatives, and/or business process changes
  • Contribute to the positive and team-oriented culture by maintaining cooperative and collaborative relationships (assisting other teams when necessary), facilitating the resolution of conflicts, sharing information, and accepting and providing feedback
  • Make oral or written presentations to management during and at the conclusion of the audit, discussing deficiencies and recommending corrective actions and process improvements
  • Perform timely follow-up on the status of outstanding internal audit issues
  • Work independently with limited direct supervision, but also be able to work closely with other team members, despite being in different locations
  • Participate in special projects as requested by management
  • A Bachelor's degree in Accounting or Finance or an equivalent combination of education and experience from which comparable knowledge and abilities can be acquired is necessary
  • At least 3-5 years of Financial/Operational Audit and SOX experience
  • Preferably have experience working with a big 4 CPA firm
  • A plus to have at least one of the following certifications; Certified Public Accountant (CPA), Certified Internal Auditor (CIA), Certified Information Systems Auditor (CISA)
  • Knowledge of accounting, finance and internal control areas is required, as is comprehension of internal auditing standards, generally accepted accounting principles, SOX, COSO and risk-assessment practices
  • In-depth knowledge of business processes, as well as process controls and risks, and understand how this relates to relevant audit procedures
  • Possess strong project management abilities as well as verbal and written communication skills
  • Ability to lead change and have experience working in a fluid, changing environment
  • Possess strong analytical skills and demonstrate ability to define problems, collect data, establish facts, draw conclusions and solve problems
  • Demonstrate ability to handle multiple priorities in a deadline-driven environment
  • Must be proficient with Microsoft Word, Excel, PowerPoint, and SharePoint
  • Travel is less than 25%
97

Senior Internal Auditor Resume Examples & Samples

  • Evaluate whether risks to the company are identified and minimized, acceptable internal policies and procedures are followed, resources are used efficiently and economically and the organization’s objectives are effectively achieved
  • Understand the Sony organization and develop relationships to provide value-added solutions and best-practices
  • BS/BA in Business or Accounting
  • Exposure to Sarbanes-Oxley
  • Three (3) or more years of progressive audit experience in a public accounting firm or a private industry internal audit department
  • Must be eligible to work unrestricted in the USA and travel internationally (+/-15% travel)
  • Foreign language proficiency a plus
98

Senior Internal Auditor Resume Examples & Samples

  • Work with team to develop audit plans and programs
  • Perform audit programs within organization and create analysis, reports and other deliverables
  • Identify risks and make recommendations
  • Assist team with developing procedures and internal controls
  • At least three years of accounting experience, preferably as an Internal Auditor
  • Bachelor's degree required. Master's preferred
  • CIA, CISA or CPA highly desired
  • Understanding of assessing risk and controls
99

Senior Internal Auditor Resume Examples & Samples

  • Coordinate the timing of assigned work with management and execute detailed audit procedures to ensure completion of work on time and within budget
  • Prepare narratives, analyses, process flows, tests of transactions and other supporting documentation to support audit findings. Organize documentation in the work papers to facilitate review
  • Working knowledge of accounting principles and auditing standards as well as internal control principles, including general IT controls
100

Senior Internal Auditor Resume Examples & Samples

  • Audit planning and execution, including risk assessment, process, and control evaluation
  • Leading audit engagements with multiple staff members
  • Ability to contribute to a team
  • Ability to establish a network of contacts throughout the organization
  • Strong critical thinking and problem solving skills around complex business issues
  • Strong leadership, project, and time management skills
  • Good understanding of internal audit practices
  • Problem solving - uses judgment by applying broad knowledge and experience when addressing complex issues
  • Broad business acumen - ability to engage in wide variety of business discussions and quickly learn new and/or complex concepts
  • 3+ years of relevant audit experience, public accounting, internal audit
  • Preferred experience with integrating information technology risks in business audits
  • Proven project leadership
  • CPA, CIA, or insurance-related certification or study is a plus (must be acquired within 18 months of joining the group)
  • College degree required - major preference of Accounting, Finance, or Information Technology
101

Senior Internal Auditor Resume Examples & Samples

  • 2+ years of experience in Corporate Audit, Business Process Consulting and/or Public Accounting; 2+ years of Operational / Financial / Compliance Audit experience; 1+ year of experience in an Audit Supervisory role
  • Knowledge of Sarbanes-Oxley, particularly Section 404
  • Knowledge of COSO Integrated Frameworks for Internal Control and ERM
102

Senior Internal Auditor Resume Examples & Samples

  • Must operate with Integrity and Independence
  • 2/3 years audit experience in a similar environment
  • Previous internal audit experience and an understanding of financial service products would be beneficial
103

Senior Internal Auditor Resume Examples & Samples

  • Audit of corporate processes and procedures for SOX compliance
  • Bachelor’s degree in Finance, Accounting
  • Three plus years of prior Audit background required; CPA firm and/or corporate audit roles
  • CPA or CIA certification preferred, but not required
104

Senior Internal Auditor Resume Examples & Samples

  • Bachelor’s degree in Accounting (3.0+)
  • 3+ years of auditing or related experience
  • Oversee all aspects of audits
  • Work closely with external auditors
  • Identify and supply recommendations for financial statement errors and internal control weaknesses
  • Clearly report audit results within deadlines
  • Provide training and assistance to other audit staff members
105

Senior Internal Auditor Resume Examples & Samples

  • Participation in the risk assessment process and creation of the annual audit plan
  • Identification of business risks and development of audit testing that will address these risks
  • Execution of operational, financial and SOX audits
  • Document audit findings and recommendations to remediate these findings
  • Monitoring and follow up on issues identified during the audit
  • Assist with special projects and investigations
  • Product based industry needed
  • Strong Excel skills with vlookups and pivot tables
106

Senior Internal Auditor Resume Examples & Samples

  • Independently follow store audit plan in stores to deliver accurate and timely reporting to store management and Internal Audit Management
  • Coach Store Managers on areas of process development, and communicate readily with regional compliance team for support
  • Drafting of Store Audit Plan mindful of costs and logistics
  • Self-Manage follow up reviews and standardised Audits through to and including draft reporting
107

Senior Internal Auditor Resume Examples & Samples

  • Bachelor's Degree/ Equivalent in accounting
  • 5 years of accounting experience in a large public accounting firm or heavy accounting environment
  • Experience in accounting for international operations is a plus
108

Senior Internal Auditor Resume Examples & Samples

  • Perform audit procedures of financial controls and compliance controls related to Sarbanes-Oxley, the FCPA, payments related to Healthcare Professionals (HCPs) and the selection/monitoring of distributors. This will include reviewing internal control documentation, performing walk throughs of key processes, performing tests of key controls to ensure they are operating effectively and evaluating deficiencies identified during testing
  • Create clear and accurate documentation of financial, business and compliance processes and controls as well as test results and conclusions
  • Perform in-charge auditor responsibilities or assist Lead Seniors on audits
  • Develop audit programs including steps to test effectiveness of controls in place to address risks
  • Organize and lead the monthly department meetings
109

Senior Internal Auditor Resume Examples & Samples

  • Performs assigned components of audits with moderate supervision, which may include planning, risk analysis, customer interaction, testing, and reporting procedures in accordance with appropriate professional and department standards
  • Develops work programs
  • Obtains buy-in and ownership from client for observations and present at exit conferences
  • Plans audit sections, prepares audit programs and prepares planning memoranda for in-charge as assigned
  • Provides on the job and other training to less experienced audit staff, in a team environment, as assigned by the in-charge
  • All work performed is moderately supervised; generally provides guidance to staff on assignments of low to medium complexity as assigned by the in-charge
110

Senior Internal Auditor Resume Examples & Samples

  • 4+ years of Financial or IT Auditing
  • 2+ years of Project Management (Audit Lead)
  • Experience applying broad accounting principles and practices to a process risk analysis
  • Experience in interpreting and applying department policies, standards, and financial industry guidance
  • Experience in analyzing and preparing both Executive Summaries and formal audit reports
111

Senior Internal Auditor Resume Examples & Samples

  • Plans and reports on internal control audits, projects, and services under moderate supervision
  • Performs and supervises assigned internal control audits and services including planning, risk analysis, work program development, customer interaction, testing and reporting procedures in accordance with appropriate professional and department standards and within budgeted time-frames with moderate supervision from department management
  • Reviews working papers for fieldwork completed by assigned audit staff to ensure it was performed in accordance with the planning memo and audit program and that it supports observations, recommendations and conclusions
  • Evaluates Management Action Plans submitted in response to findings to determine reasonableness and suggest follow up audits
  • Performs follow up procedures necessary to determine if Management Action Plans are implemented in a timely manner. Conveys performance expectations to staff in a clear and effective manner, providing feedback and guidance throughout the assigned project
  • With internal audit management’s guidance, leads assigned teams in holding discussions with management regarding control weaknesses and prepare reports to management communicating final results including recommendations to improve operational, financial and information system practices
  • Monitors progress and status of assigned projects to ensure completion within budgeted time-frames, reporting any timing issues to audit management in a timely manner
112

Senior Internal Auditor Resume Examples & Samples

  • Conduct audits to assess controls effectiveness, operational efficiencies and compliance
  • Implement and test controls in specific organization systems
  • Prepare, detail review, and ensure that work papers are adequately documented
  • Provide leadership to department staff
  • Consult on proposed developments and proposed initiatives to help ensure risks are properly identified and evaluated
  • Develop and manage a departmental annual work plan and financial budget
113

Senior Internal Auditor Resume Examples & Samples

  • Assist the Audit Manager in preparing for the audit through research, creating the TeamMate file and conducting/ documenting planning meetings
  • Conducts process interviews, documents narratives and flowcharts to identify process controls and weaknesses, performs testing for key controls and obtains appropriate supporting audit evidence
  • Identifies and documents control failures in audit workpapers and discusses with process owner to confirm accuracy
  • Bachelor's degree in Accounting, Finance or closely related field and possession of, or demonstrated progress toward, a Certified Public Accountant (CPA) designation and/or Certified Internal Auditor (CIA) designation is required
  • At least 3 years of experience performing internal and/or financial audits is required
  • Experience working in a public company and/or public accounting firm is required
  • Must possess working knowledge of financial and operational risks and controls with an understanding of internal auditing standards and techniques, including knowledge of Sarbanes-Oxley (SOX) requirements
114

Senior Internal Auditor Resume Examples & Samples

  • SOX 404 implementation, building control matrices, performing process walkthroughs, and designing and executing tests of controls for design and operating effectiveness
  • Conducting non-SOX audits, performing audit procedures and presenting issues to various levels of management
  • Evaluates business and IT processes, procedures, policies and internal controls and identifies factors causing deficiencies
  • Prepares and submits reports of audit results including making recommendations on matters of significance and follow up on audit recommendations to ensure implementation
  • Preparing opening meetings, audit status updates and closing meetings
  • Assist Internal Audit management with administrative duties of the department
  • Bachelor’s degree in business, finance or accounting
  • CPA, CIA, CISA, CISSP or other relevant certification required
  • Minimum of four years of public accounting and/or private industry experience
  • Auditing experience within the automotive or similar industry preferred
  • SOX 404 Implementation and/or Mergers & Acquisitions experience is a plus
115

Senior Internal Auditor Resume Examples & Samples

  • Oversee and perform operational, compliance and financial audits
  • Develop and execute an effective internal audit program
  • Develop and execute annual SOX testing plan
  • Conduct and oversee field audits
  • Prepare and submit audit findings and recommendations
  • Supervising Internal Audit staff
  • Bachelor's degree (B.A.) in Accounting
  • Minimum of three years’ related experience, including work in internal audit
  • CPA and/or CIA certification required
  • SOX documentation experience required
  • Previous Big Four experience preferred
  • Understanding and experience working with Sarbanes-Oxley legislative
  • Knowledge of Accounting software; Database software; Internet software; Spreadsheet software and Word Processing software
  • Available to travel and work in excess of standard hours when necessary
116

Senior Internal Auditor Resume Examples & Samples

  • Perform internal audit testes, evaluate results and identify exceptions and recommendations
  • Create and execute SOX testing plans; evaluate and report results; assist process and control owners with remediation plans for failed controls
  • Minimum of 3 years of audit experience – not industry specific
117

Senior Internal Auditor Resume Examples & Samples

  • 3-5 years of Auditing experience
  • Bachelor’s Degree in Accounting, Finance or related field
  • Previous SOX / internal audit experience
  • Intermediate knowledge of internal controls concepts and accounting
  • Intermediate analytical, organizational and communication skills
118

Senior Internal Auditor Resume Examples & Samples

  • Demonstrate a value added approach to assurance by providing practical, relevant and cost effective recommendations which assist senior management in achieving primary business objectives supporting Xerox strategy
  • In accordance with department standards support the XIA Managers in the execution of corporate audits; including strategic, operational, compliance and financial audits focusing on primary business risks and major corporate initiatives. · Complete fieldwork in an efficient and effective manner to ensure that budgeted deadlines are met without sacrificing depth of testing and overall review quality
  • Conduct internal and external research and benchmarking to identify best practice in terms of control and risk management associated with the discipline or process under review. Develop a thorough understanding of the assignment subject matter and demonstrate depth of business knowledge throughout the course of the review. · Draft content for internal audit scope and work program documents
  • Maintain a flexible approach to ensure that scope alterations can be adopted when other high risk areas are identified during the course of the review. · Draft audit observations in accordance with XIA standards, ensuring that recommendations and conclusions are balanced and fair, reflecting an in-depth understanding of business challenges in the area under review. Maximize the value of recommendations by applying detailed root cause analysis to findings. · Manage multiple tasks across regions/functions, demonstrating an ability to effectively balance competing priorities. · Demonstrate an awareness of best practices both internally and externally and utilize mechanisms to introduce those practices throughout the company. · Actively seek to understand the business through attending relevant training, workshops and information sessions
  • Bachelor’s Degree in Accounting, Finance, Marketing or other related field. · Professional accounting or internal audit certification preferred (e.g. CPA, CIA, CISA, CRMA, CFA). · 2 - 4 years related work experience in internal/external audit, process improvement, finance, accounting or operations. Prior experience should include significant involvement in the review of controls and business processes. Significant experience auditing multinational corporations required. Tax experience is a plus. · Knowledge of internal control standards and techniques as well as a sound awareness of corporate governance or enterprise risk management
  • Effective verbal and written communication skills, demonstrating confidence and professional impact in front of senior XIA and key audit stakeholders
  • Demonstrated strong interpersonal skills – ability to work closely with people at all levels of the organization and facilitate the implementation of corrective action
  • Demonstrated ability to work independently with limited required direction and guidance
  • Proficient in MS Word, Excel and PowerPoint
119

Senior Internal Auditor Resume Examples & Samples

  • Planning and performing operational, financial, and compliance projects under the supervision of an Internal Audit Senior Manager
  • Understanding the business/process through process mapping, interviewing, and leverage our in-house ‘data analytics’ team
  • Designing and executing tests of controls
  • Documenting audit work using our customized audit management software
  • Identify business and process improvement and cost saving opportunities
  • Assist with the quarterly risk assessment process
  • Interact with various levels of business unit management
  • Perform special projects
  • Support recruiting activities
  • Other duties as may be required by the business
120

Senior Internal Auditor Resume Examples & Samples

  • Plan, perform and document walkthroughs and tests of high risk key controls to evaluate the effectiveness of the company’s SOX 404 program
  • Train and supervise management testers with regards to SOX 404 testing, including advance preparation, monitoring the progress of fieldwork, reviewing work papers and reporting results
  • Perform risk based audits, start to finish, ensuring efficient and effective controls are in place to meet objectives, recommend solutions, and agree action plans with management in a design driven business environment. Specifically
121

Senior Internal Auditor Resume Examples & Samples

  • Execute Sarbanes-Oxley compliance testing
  • Participate in the risk assessment process as well as annual audit planning
  • Review key processes, identifying any inefficiencies or internal control weaknesses and develop recommendations for improvement
  • Prepare internal audit reports and memos for review by management
  • 2+ years of experience in audit
  • CPA license or actively pursuing certification required
  • Strong knowledge of GAAP and internal control processes
  • Deadline driven and highly motivated
122

Senior Internal Auditor Resume Examples & Samples

  • Update key SOX process narratives and flow charts and assist in identifying key controls
  • Develop work programs for testing of SOX key controls and assist in executing testing
  • Assist in the development of audit programs for financial, operational and compliance audits and executes testing accordingly
  • Provide timely updates on the status of testing to audit management
  • CPA, CIA and/or CISA certification preferred (or actively seeking professional certification)
  • Minimum of three years of Auditing experience
  • Intermediate knowledge of auditing practices and standards, trends, and best practices
  • Technology industry experience a plus
123

Senior Internal Auditor Resume Examples & Samples

  • Assist the Associate Director and Audit Managers in performing all aspects (planning, fieldwork, reporting) of internal audits of an assigned location, function or 3rd party with the objective of identifying risks and evaluating the effectiveness of internal controls across multiple control domains (financial, operational, compliance, IT, etc.). In addition, assess the efficiency of operations and compliance with corporate policies and procedures and laws and regulations. Provide management with valuable recommendations and insights to strengthen the control environment
  • Independently plan and execute SOX testing of key financial cycles
  • Support internal projects and process improvement initiatives
  • A minimum of 4 years of audit experience required (internal audit and / or public accounting); Big 4 experience preferred
  • CPA / CIA / CA or equivalent certification (one is required, additional are a plus)
  • 3rd party (e.g. distributors) audit experience is a plus
  • A working knowledge of basic information technology risks and control concepts; Knowledge of SAP a plus
124

Senior Internal Auditor Resume Examples & Samples

  • Bachelor’s degree in Accounting, Finance or other relevant business discipline, required
  • CPA certification, preferred, other relevant certifications a plus
  • Two to five years of prior audit experience with a public accounting firm (preferably Big 4 or large regional). Internal audit experience also a plus
  • Possess strong analytical and auditing skills
  • Possess strong interpersonal and communication skills (written and verbal)
  • Knowledge of ACL and other audit automation or data mining tools a plus
125

Senior Internal Auditor Resume Examples & Samples

  • Assist with review of Sarbanes-Oxley control documentation and testing
  • Contribute to the development of a work plan and audit objectives
  • Draft written audit reports
  • Review and appraise financial and other operational controls
  • Review compliance with established policies, procedures, and business practices
  • Partner with audit clients to identify constructive and value-added solutions
  • Recommend operation improvements
  • Assist in the preparation and presentation of audit results
  • Consult with business clients to redesign business processes
126

Senior Internal Auditor Resume Examples & Samples

  • Accurately identify key business objectives and related risks prior to the assessment of associated control mechanisms including consideration of the adequacy of governance; and
  • In accordance with department standards support the XIA Managers in the execution of corporate audits; including strategic, operational, compliance and financial audits focusing on primary business risks and major corporate initiatives
  • Conduct internal and external research and benchmarking to identify best practice in terms of control and risk management associated with the discipline or process under review. Develop a thorough understanding of the assignment subject matter and demonstrate depth of business knowledge throughout the course of the review
  • Draft content for internal audit scope and work program documents
  • Draft audit observations in accordance with XIA standards, ensuring that recommendations and conclusions are balanced and fair, reflecting an in-depth understanding of business challenges in the area under review. Maximize the value of recommendations by applying detailed root cause analysis to findings
  • Manage multiple tasks across regions/functions, demonstrating an ability to effectively balance competing priorities
  • Bachelor’s Degree in Accounting, Finance, Marketing or other related field
  • Professional accounting or internal audit certification preferred (e.g. CPA, CIA, CISA, CRMA, CFA)
  • 2 - 4 years related work experience in internal/external audit, process improvement, finance, accounting or operations. Prior experience should include significant involvement in the review of controls and business processes. Significant experience auditing multinational corporations required. Tax experience is a plus
  • Knowledge of internal control standards and techniques as well as a sound awareness of corporate governance or enterprise risk management
127

Senior Internal Auditor Resume Examples & Samples

  • Documenting financial processes and supporting IT general control processes, building control matrices, performing process walkthroughs, and designing and executing tests of controls for design and operating effectiveness
  • Responsible for preparing opening meetings, audit status updates and closing meeting with the business segments
  • 4+ years of public accounting and or private industry experience with knowledge of accounting, finance, and internal control areas
128

Senior Internal Auditor Resume Examples & Samples

  • Prior experience at a Big 4 accounting firm or equivalent is an asset but not essential
  • Ability to travel up to 20% both domestically and internationally
  • Ability to function well in a fast-paced, dynamic environment with competing priorities
  • Ability to follow standard accounting and finance practices, and departmental procedures and processes
  • Strong Microsoft Office skills including Excel, Word, and Outlook
  • A minimum of 4 years of experience is required
  • Demonstrated ability to have completed multiple, complex technical projects
129

Senior Internal Auditor Resume Examples & Samples

  • Significant experience in internal/external audit, process improvement, finance, accounting or operations. Prior experience should include significant involvement in the review of controls and business processes. Significant experience auditing multinational corporations required. Tax experience is a plus
  • Have the ability to progress to Manager level quickly (D04)
  • Travel will be required internationally
130

Senior Internal Auditor Resume Examples & Samples

  • 3+ years of Public Accounting or Internal Audit experience in a Banking / Credit Union environment
  • Experience in the documentation of Internal Controls over Financial Reporting
  • Degree in Accounting, Business Administrative, and/or Finance
131

Senior Internal Auditor Resume Examples & Samples

  • Develops and maintains effective working relationships at all levels of management and cross functional teams
  • Plans, prepares, and executes audit programs to evaluate risks and controls for products, workflows, and organizational units
  • Provides guidance to management in designing/revising internal controls for new and existing products and systems
  • Prepares concise audit/consultative reports for management
  • Participates in the Corporate Risk Assessment used to create the annual audit plan
  • Performs special projects as assigned by the Manager and/or Director of Internal Audit, including, but not limited to, assisting in regulatory audits, conducting training on controls, investigating potential fraud
  • 3+ years of financial or operational audit experience
  • Experience in Big 4 public accounting firm or publicly traded company preferred
  • CIA, CPA or CA highly desired
132

Senior Internal Auditor Resume Examples & Samples

  • Minimum of 5 years of experience in auditing, finance, accounting, operational risk, or relevant business area
  • Must have experience with asset management operations, real estate and alternative investments, risk management, mutual funds and/or UK/European and US regulatory requirements
  • Prefer relevant professional certification (e.g. CPA, CIA, CIDA, CFSA, CISA, CFE, CMA). – Must obtain a certification within the first 18 months
  • Good team skills including experience building effective team interactions, negotiating issues and resolving problems within the team and the Firm as a whole
133

Senior Internal Auditor Resume Examples & Samples

  • 8+ years of Audit experience in the Investment Banking / Securities industry
  • Experience with Credit Risk, Market Risk, Operational Risk and Compliance
  • Experience in managing Audit engagements and Audit teams
  • Knowledge of US Banking and Securities regulations
  • CPA or other Risk Management credentials recommended
  • Internal Auditing experience
  • Experience in International Banking
  • Experience in the interaction with regulators
134

Senior Internal Auditor Resume Examples & Samples

  • 50% operational audits and 50% financial audits
  • Involvement in the planning phase of audits
  • Review the test work of staff auditors
  • Interface with external auditors
  • Minimum of three years of audit experience
135

Senior Internal Auditor Resume Examples & Samples

  • Participates in and lead operational and financial audits
  • Oversees the execution of all phases of audits
  • Reviews work of all members of the engagement team ensuring that departmental standards have been met
  • CPA Certified Public Accountant or CIA Certified Internal Auditor is preferred
  • Strong organization, analytical and problem solving skills
136

Senior Internal Auditor Resume Examples & Samples

  • 1/3 operational, 1/3 financial statement and 1/3 SOX audits
  • Conduct risk assessment and establishment of audit programs
  • Work with Sales and Operations on operational audits
  • Conduct balance sheet account reconciliation reviews
  • Interface with external auditors on interim and annual audit
  • Four years of auditing experience
  • One year of experience as a Senior
  • CPA Certified Public Accountant or CIA Certified Internal Auditor preferred
137

Senior Internal Auditor Resume Examples & Samples

  • A minimum of a BA/BS degree is required, with a preferred major in Accounting, Finance or other business discipline
  • A minimum of 2 years of professional working experience in Accounting, Finance and/or Auditing is required
  • Sarbanes Oxley experience is preferred
  • CIA, CPA, CMA, CFA or CISA is preferred
  • Ability to travel approximately 20%, which includes domestic and international travel, is required
138

Senior Internal Auditor Resume Examples & Samples

  • Obtain supporting documentation that support audit findings and conclusions
  • Prepare audit workpaper files in accordance with department policy and procedures
  • Based upon testing results, prepare a written audit report describing the findings and noted weaknesses. Include reasonable recommendations for improvements and discuss findings with auditee
  • Minimum of 4 years’ experience in a large public accounting firm and/or private industry internal audit department
  • Understanding of Retail and Wholesale Apparel Industry, royalty audits, and/or manufacturing environment a plus
  • Self-starter who can work as part of a team or alone when necessary
  • Proficient in IDEA or ACL software a plus
  • Determine the scope of audits performed
  • Identify steps necessary to create comprehensive audit programs to be performed in a specific time frame
  • Determine the business risk of areas under review and the amount of testing required to adequately evaluate each area
  • Evaluate the validity of reasons given for not implementing audit recommendations
139

Senior Internal Auditor Resume Examples & Samples

  • A minimum of 2 years of auditing experience required (with 3 years preferred)
  • Bachelor's degree required, Master's degree preferred
  • CPA or on track for CPA is required
  • Proficiency with data analysis techniques (e.g., pivot tables, v-lookups, moderate to complex formulas)
  • Sarbanes-Oxley testing is a plus
  • Manufacturing experience is a plus
140

Senior Internal Auditor Resume Examples & Samples

  • Human Resources,
  • Enterprise Supply Chain (Procurement Sourcing, Accounts Payable),
  • Public Affairs,
  • Legal,
  • Corporate Realty Services business units
  • Performs moderately complex audits related to Corporate Functions specified above in accordance with corporate methodologies and professional standards, including drafting of audit reports, presenting issues to the business and discussing practical solutions
  • 6-7 years of experience in a related internal audit role
  • Specific subject matter expertise regarding technology application control disciplines and a solid business understanding of Human Resources, Enterprise Supply Chain, Legal, Public Affairs and Corporate Realty Services products
141

Senior Internal Auditor Resume Examples & Samples

  • Evaluate key business processes for SOX compliance
  • Plan, execute and report on system of internal controls
  • Review business processes to identify opportunities for streamlining processes
142

Senior Internal Auditor Resume Examples & Samples

  • Perform internal audit missions in the financial services industry in Luxembourg, for both the Asset Management and the Banking sector, under the supervision of a Manager and/or Senior Manager,
  • Analyse, evaluate and improve internal control and governance processes,
  • Deliver added value to the clients by providing knowledge, ideas and solutions for improving their operations,
  • Support Managers and Partners to seize new business opportunities and help to ensure EY is positioned to capitalize on opportunities by providing high quality services to its clients,
  • Ensure quality of deliverables and
143

Senior Internal Auditor Resume Examples & Samples

  • Perform audit procedures of financial controls and compliance controls related to Sarbanes-Oxley
  • Perform other business process and compliance projects included in the Internal Audit Plan
  • Report (orally and in writing) on the results of work performed including recommendations for deficiencies identified
  • Establish positive working relationships with management and provide input on risks and controls while maintaining independence and objectivity
  • Assist project teams with identification and design of key financial-related controls in conjunction with the SAP implementation
  • 3 years public accounting or audit experience with large company (including 1 years in-charging audits)
  • CPA or other certification (CISA, CIA, CMA) strongly desired
  • Strong verbal and written communications with ability to effectively communicate at multiple levels in the organization
  • Strong organizational and follow-up skills, as well as attention to detail
  • Ability to travel approximately 35%, including internationally
144

Senior Internal Auditor Resume Examples & Samples

  • 5+ years of related experience
  • Knowledge of IT General Controls, complex systems and applications
  • Demonstrated Financial Auditing skills
  • Excellent interpersonal skills
  • CISA, CPA or CIA
145

Senior Internal Auditor Resume Examples & Samples

  • Participating in and leading operational and financial audits
  • Overseeing the execution of all phases of audits
  • Evaluating exposures to risk and contribute to the improvement of risk management
  • Reviewing work of all members of the engagement team ensuring that departmental standards have been met
146

Senior Internal Auditor Resume Examples & Samples

  • Risk assessment: identify, assess and report on risks. Provide advise to senior managers to develop pragmatic and commercial plans to mitigate risks and monitor progress
  • Design the audit scope to identify and evaluate the main risks and controls
  • Plan the audit to cover the scope, optimise business involvement and meet agreed time scales
  • Proficiently lead a team of auditors on assignments
  • Formally report to management your findings, issues and recommendations
  • Deliver ideas and plans that help improve the quality and effectiveness of internal audit processes
  • Progress and aid the development of junior staff
147

Senior Internal Auditor Resume Examples & Samples

  • Act as a liaison between the company and the external auditors to assist in the completion of the financial statement audit
  • Perform Sarbanes-Oxley 404 walkthroughs and testing
  • Work with all relevant departments including Financial Reporting, Sales Audit, Capital Projects, Real Estate Accounting, Tax, Treasury, Supply Chain, Inventory Control, Store Control, Payroll and HR to evaluate internal controls
  • BA/BS degree in Accounting or Finance
  • 3-6 years public accounting or internal audit experience
  • Ability to think and react in a fast-paced, demanding work environment
148

Senior Internal Auditor Resume Examples & Samples

  • Three (3) or more years of progressive audit experience in a public accounting firm or a private industry internal audit department (or relevant business experience)
  • Must be eligible to work unrestricted in the USA and travel 20-35%, including internationally
  • Must be fluent in Spanish. Proficiency in Portuguese also a plus
  • Must be proficient in MS applications, including Excel and PowerPoint
  • Experience with automated audit tools preferred
149

Senior Internal Auditor Resume Examples & Samples

  • Performs audits/special assignments that review procedures and controls over financial and operating systems to ensure the company is effectively utilizing and controlling its assets
  • Interviewing process owners and performing reviews of selected areas of the business in order to evaluate the efficiency and effectiveness of the operation’s internal controls, including those related to Sarbanes-Oxley
  • Supervising and providing on-the-job training
  • Writing reports of audit findings and making recommendations for corrective action
  • Spent on an “ad hoc” basis on special projects or administrative tasks dealing with closing audit files and preparing for the next assignment
  • Bachelor’s degree required, in related field of study (e.g., Accounting, Business Administration, Audit specialization a plus)
  • Professional certification preferred (i.e., CPA, CIA)
  • 3-5 years of relevant professional experience required, related industry or public accounting is preferred
  • Knowledge or experience of retail industry is preferred
  • Effectively communicate with individuals at various levels of the Company
  • Strong attention to detail, specifically involving analytic and problem solving skills
150

Senior Internal Auditor Resume Examples & Samples

  • Executing audits and/or working on special projects as requested by audit management
  • Audit fieldwork includes completing the audit program, documenting control weaknesses or inefficiencies, and managing the audit within the given timeframes
  • Works with minimal supervision and exercises independent judgment consistent with department guidelines
151

Senior Internal Auditor Resume Examples & Samples

  • Perform audit procedures to identify, evaluate and report on complex operational and business risks and controls in accordance with professional standards
  • Aid in process risk assessments, develop comprehensive audit programs in collaboration with management, and prepare audit reports
  • Perform tests of SOX key controls on behalf of management
  • Provide direct assistance to external auditor
  • Report audit findings and make recommendations for the correction of factors causing deficient conditions, improvements in operations, and cost savings
  • Recommend changes in audit process in order to maintain the highest quality standards
  • Communicate and interact routinely with upper management
  • Develop a good understanding of the company's operations worldwide
  • Participate in ongoing professional development
  • Special projects based on management's requests
  • 3+ years of experience preferably in public accounting, internal audit, or directly applicable industry experience
  • CPA, CIA, CISA, or other relevant certification (preferred)
  • Experience with ERP systems a plus
  • Proficient in Word, Excel, PowerPoint, and data analysis tools (e.g. Access, ACL, IDEA)
  • International experience a plus
152

Senior Internal Auditor Resume Examples & Samples

  • Completing assigned tasks that support execution of the audit cycle: planning; fieldwork; reporting; and follow-up, leading the completion of audits on the annual audit plan and delivering projects within budget and expected timelines
  • Executing auditing procedures to ensure risks are identified and that mitigating controls are in place and operating effectively
  • Developing an in-depth understanding of areas to be audited and applies judgment, experience, and additional research to lead in the preparation of audit program workpapers addressing identified risks
  • Assisting in the refinement of existing SOX audit programs and related control tests; identifying and documenting financial and business risks and related controls
  • Summarizing, in written and verbal form, results of audit procedures and control testing, including developing suggestions for improvements
153

Senior Internal Auditor Resume Examples & Samples

  • Participating in the risk assessment and key control identification process
  • Executing Sarbanes-Oxley compliance testing
  • Maintaining and updating the internal audit program and procedures as necessary
  • Developing recommendations for any identified weaknesses within internal control processes
  • Preparation of internal audit reports and technical memos for review my management
  • 2-5 years of experience in Audit (Public accounting experience preferred)
  • Highly collaborative with excellent communication and analytical skills
154

Senior Internal Auditor Resume Examples & Samples

  • This person will need to be able to work remotely - required to travel to HQ and/ or other divisions 25%
  • Perform corporate, division and plant level, SOX or compliance audits
  • Assist in project planning and risk analysis for audits and special projects to develop the audit scope, objectives, audit program
  • Recommends strategies to drive audit efficiency through automation and standardization
  • Identify cost saving initiatives
  • Minimum of 3 years of audit experience – Public + Industry
  • CPA or CIA or working towards
  • Oracle experience is a plus
  • Travel is estimated to be less than 25%
155

Senior Internal Auditor Resume Examples & Samples

  • Perform operational audit, system audit and internal controls
  • Participate in risk assessment and fraud investigation
  • Identify control deficiencies and formulate recommendations for improvement
  • Perform ad-hoc assignments at the request from Management
156

Senior Internal Auditor Resume Examples & Samples

  • Assess and evaluate compliance to internal Company policies and with Generally accepted Accounting Principles and International Financial Reporting Standards
  • Participate in the planning and execution of the company's SOX Program and work with business process and IT owners on testing and remediation activities
  • Perform audit procedures to verify that controls are operating effectively through appropriate testing procedures; identify control gaps and opportunities for improvement
  • Prepare work papers consistent with audit procedures that support work performed and findings
  • Develop recommendations that are actionable and agreed to by management
  • Promptly draft the internal audit report for internal review prior to issuance to management
  • Contribute as needed in the year-end financial audit with the external auditor
  • Participate in initiatives to enhance the internal audit activity
  • Understand the technical aspect of accounting and financial reports
  • Bachelor's degree in Accounting and Finance
  • 3+ years of work experience as an internal auditors or similar function
  • Must have a CPA
  • Open to Travel
  • Experience in SOX is mandatory
  • Proficiency in MS Office (word, Excel, PowerPoint Access), Visio and ACL
  • Public accounting (Big 4) experience highly desired
157

Senior Internal Auditor Resume Examples & Samples

  • Assist the Manager and Director of Internal Audit
  • SOX, financial, operational
  • IT audits throughout the company as part of the fiscal audit plan
  • Bachelor's degree required (Accounting or Business Administration)
  • Minimum of three years of relevant experience (SOX, financial, operational and IT auditing, including creation of flowcharts and walkthrough narratives)
  • Certification desired (CIA, CPA)
  • Experience in a manufacturing environment preferred
  • Ability to travel up to 40%, domestically - required
  • Knowledge of MS Visio (or other flowcharting tool), MS Dynamics SL, and MS Office
158

Senior Internal Auditor Resume Examples & Samples

  • Lead all activities within assigned projects including communicating with business unit management, establishing project milestones and deadlines, monitoring the progress of audit fieldwork, reporting progress to audit management, and proposing modifications to current procedures to improve audit effectiveness and efficiency
  • Work with co-source internal audit provider on key SOX activities or other audit activities, such as planning, scope, risk assessment, audit plan, walkthroughs, testing procedures and evaluation of control deficiencies
  • Conduct test procedures, compile audit findings, document and recommend remediation plans, and complete work papers in compliance with IIA standards as needed for Financial, Operational and Compliance Audits to include SOX-404
  • Serve as a business advisor and partner by providing the business unit and senior management with advice related to complex business issues
  • Contribute to the positive and team-oriented culture by maintaining cooperative relationships (assisting other project teams when necessary), facilitating the resolution of conflicts, sharing information, and accepting and providing feedback
  • Perform the audits in a professional manner in accordance with a work program
  • Make oral or written presentations to management during and at the conclusion of the audit, discussing deficiencies and recommending corrective action to improve operations and reduce costs
  • Performing follow-up on the status of outstanding internal audit issues
  • Senior internal auditors are expected to work independently with limited direction and guidance, and interact with senior management at all levels of the organization
  • Recommend new ways the computer can be used as a tool to improve the scope and efficiency of audits
159

Senior Internal Auditor Resume Examples & Samples

  • Understanding of Internal Control concepts and experience in applying them to plan, perform, manage and report on the evaluation of various business processes/areas/functions
  • Understanding of the Technical aspects of Accounting and Financial Reporting
  • Insurance industry
160

Senior Internal Auditor Resume Examples & Samples

  • Assist in planning the scope of the audit, preparing the audit program, and managing the time and expense budgets for audit engagements
  • Evaluate jobs and activities in assigned areas under review to determine the nature of operations and the adequacy of the system of control in achieving established objectives
  • Make informed and objective opinions on the system of internal control, as well as coordinating the testing for SOX compliance requirements
  • Quality assurance reviews of all audit work papers prepared by the audit team
  • Develop department guidelines, policies and procedures; Mentor less experienced team members
  • Present audit conclusions to management and make recommendations when needed
  • Re-design and re-engineer Department processes and assist ad-hoc special projects as needed
  • 4-year degree in Accounting, Finance or related study; Advanced degree or certification preferred (MS Accounting, CPA, CIA, CFA, etc.)
  • 3-5 years of solid external or internal audit experience, with 1+ of in-charge audit
  • Advanced knowledge of Microsoft Office, including Excel and PowerPoint
  • Demonstrated abilities in public speaking, developing analyses, managing projects
  • Solid understanding of risks and internal controls, COSO framework, SOX, SEC reporting, and professional auditing standards
161

Senior Internal Auditor Resume Examples & Samples

  • 3+ years of Accounting / Audit experience
  • Previous experience with GAAP, Internal Controls, and Sarbanes Oxley
  • Internal Audit in a Manufacturing environment or Public Accounting experience with Manufacturing or Defense Contractor clients
162

Senior Internal Auditor Resume Examples & Samples

  • 3+ years of Internal Audit experience
  • Working knowledge of AS/400
  • Business writing and presentation skills
163

Senior Internal Auditor Resume Examples & Samples

  • Data analytic savvy
  • Lead and guide junior auditors when necessary
  • Assists Canon's external auditors to provide a cost savings for performance of the annual financial statement audit reviews
  • Analyzes operational functions to identify risk factors and improvement opportunities
  • Recommends potential areas for future audit efforts and assists the Supervisor or Manager, Internal Audit
  • Performs analytical procedures to identify outliers, identify creative insights, and identify value
  • Test for policy adherence
  • Bachelor's degree in accounting or information technology and a minimum of 4 to 6 years public accounting, private (corporate) auditing, IT, or analytics experience
  • IT Audit experience a plus
  • Excellent written/oral communication skills
  • Ability to work with others & build relationships
  • Flexability to travel as necessary (approximately 15% as necessary)
164

Senior Internal Auditor Resume Examples & Samples

  • Prepares audit plans and audit reports
  • Perform SOX compliance testing
  • 5+ years of accounting and auditing experience
  • CPA/CIA designation a plus
  • Strong analytical, accounting, auditing and organization skills
  • Proficient with ERP systems
165

Senior Internal Auditor Resume Examples & Samples

  • Plan and conduct financial and operational audits of company subsidiaries using appropriate accounting principles, auditing concepts and internal company guidelines and procedures
  • Develop and document an understanding of multiple company accounting systems. Obtain, analyze and evaluate data needed to assess the accuracy of financial information and the adequacy of internal controls
  • Document and organize audit plans, practices and findings to fulfill requirements for outside audits and other external requirements
  • Assess the adequacy of company accounting procedures and communicate improvements to corporate management
  • Complete special accounting and operations projects as needed
  • 5+ years of accounting or audit experience in either public accounting or in a corporate internal audit department
  • Experience in the manufacturing industry preferred
  • ERP and Advanced Excel skills preferred
166

Senior Internal Auditor Resume Examples & Samples

  • Bachelor's degree in business, accounting, management information systems or related fields
  • CIA, CPA, CISA or other relevant professional certifications highly desirable
  • Strong analytical, organizational and presentation skills
167

Senior Internal Auditor Resume Examples & Samples

  • Lead the audit team by assigning various duties and providing expert counsel and direction
  • Prepare and present audit reports
  • Understand and apply all audit principles and practices
  • Prior data analysis software usage
168

Senior Internal Auditor Resume Examples & Samples

  • Partners proactively with other areas of accounting including the business units providing guidance over accounting matters to continuously drive process improvement
  • Conducts branch and corporate audits. This includes planning, fieldwork and completing a written audit report to management
  • Liaison with external auditors on quarterly and year-end audits
  • Performs Sarbanes-Oxley testing
  • Conducts or assist on other audits as requested by company management
  • Two or more years of related experience
  • Four-year degree in Accounting
  • Experience with Excel and Microsoft Word
  • Travel required for the role (~30%)
169

Senior Internal Auditor Resume Examples & Samples

  • Demonstrated strong analytical, problem-solving, and decision-making skills and a basic understanding of financial statements is required
  • Must possess strong organizational skills and the ability to handle multiple tasks simultaneously as well as the ability to develop and maintain peer relationships
  • Proficiency with MS Office applications (Excel, Word and PowerPoint) are required, as is knowledge of data analytics and electronic workingpapers
  • Must have the ability to travel both domestically and internationally approximately 15 - 20% of the time, dependent on business needs
170

Senior Internal Auditor Resume Examples & Samples

  • Prepares audit summaries and reviews audit results with senior IT management providing observations and conclusions as well as identifies and communicates control gaps and evaluates management action plans and related reporting
  • Performs other duties as required
  • PCI Standards, HIPAA, and security knowledge a plus
  • Knowledge of cable television products and services
171

Senior Internal Auditor Resume Examples & Samples

  • Position requires a bachelor’s degree, preferably in accounting
  • CPA, CIA, or equivalent is preferred
  • Three to five years of previous auditing and/or accounting experience is required; public accounting experience is preferred
172

Senior Internal Auditor Resume Examples & Samples

  • Candidate must be educated to degree level
  • Audit experience preferred in practice or internal audit, focusing on Financial Services - especially with AML, BSA and OFAC
  • ACA, ACCA, CPA, CIA, or CAMS qualified
  • The willingness to develop core competencies in risk based audit methodology
173

Senior Internal Auditor Resume Examples & Samples

  • Assist in the planning and risk assessment process, including development of audit scope
  • Assist in monitoring compliance with applicable standards
  • Assist in designing and developing enterprise-wide controls to enhance the areas of risk assessment, control design and monitoring
  • Bachelors degree, preferably in Accounting or related field
  • Advanced certification preferred including CPA, CFE, CIA or similar
  • Experience with accounting, financial, and operation controls
  • Experience with Sarbanes Oxley, PCAOB,
  • Excellent written and verbal communications
  • Project management skills and ability to work within a deadline
174

Senior Internal Auditor Resume Examples & Samples

  • CPA with 4+ years supervisory experience
  • Big 4 or other National public accounting experience current or in the past
  • Experience with publicly traded company accounting issues
  • ERP financial system experience, ideally SAP
  • Excellent verbal and written communication skills in English
  • The ability to start immediately in the DC Metro Area - no relocation available
175

Senior Internal Auditor Resume Examples & Samples

  • Understanding of Internal Control concepts
  • Understanding of Internal Auditing standards, COSO and Risk Assessment practices
  • Understanding of the technical aspects of Accounting and Financial Reporting
  • CPA, CIA, or CISA certification
176

Senior Internal Auditor Resume Examples & Samples

  • Lead and manage commercial audit team to execute global monitoring activities and regional risk based audit projects, including but not limited to
  • Bachelor’s degree or above in Accounting, Finance, or Statistics
  • 5~7 years audit/compliance/controllership experience with a reputable international accounting firm or multi-national company
  • Effective in both individual and team based responsibilities; prior management of audit resources
  • Strong analytic skills: able to clearly link operational behaviors to business risks, generate alternatives and drive positive change
  • Clear thinking / problem solving: successfully led cross-functional projects/process improvement within sales operation, OTR, finance function; able to quickly grasp new ideas
  • Strong communication skills: experience working across multiple, functions and regions; able to clearly communicate audit information in an easy way to understand manner; able to deliver message effectively verbally and in writing
  • Some Compliance knowledge/experience valuable/useful…including knowledge of Foreign Corrupt Practices Act (FCPA), and Sarbanes-Oxley requirements
  • Commercial process knowledge/experience is valuable/useful…including knowledge of bidding, contracting and logistics
  • Ability to take initiatives: take initiatives to improve current process/policy when have findings in audit. Related ability to drive change is necessary
  • Confidence / Assertiveness: possess influencing skills; confidence to deliver difficult messages and defend position
  • Experience managing teams in multiple geographies
  • CPA, ACA, CIA or equivalent designation
177

Senior Internal Auditor Resume Examples & Samples

  • Excellent communication, leadership, and influence skills
  • Strong project management, problem solving, and analytical skills
  • Meets the licensing or certification requirements of the relevant country or region
178

Senior Internal Auditor Resume Examples & Samples

  • Collaborate with Audit Manager to plan and perform walkthrough, rationalization, testing, and report on overall control effectiveness evaluation related to J-SOX compliance requirements
  • Produce quality deliverables (e.g. walkthroughs, test work papers, sales cut off and year end SOX memorandum) to support the reliance strategy of external auditors
  • Work closely with the IT Senior Auditor to integrate the work done on IT General Controls and IT Application Controls into the annual, planning, testing and reporting of all J-SOX controls
  • Evaluate internal control effectiveness and identify control weaknesses that requires remediation
  • Prepare work papers, write reports or other deliverables timely and professionally to adequately and clearly document testing, support conclusions, communicate findings and recommendations
  • Influence process owners and stakeholders to improve operations and enhance controls
  • Monitor the follow-up, tracking and completion status of all identified findings and recommendations
  • Proactively provide status of all activities to SOX Project Manager and Internal Audit management
  • Managing multiple priorities/projects for on-time delivery
  • Execute various types of audit and consulting projects
  • Identify risks and improvement opportunities in the organization and provide meaningful, high impact recommendations for management to improve process and operational efficiencies, including reducing the possibility of fraud, and mitigate risks
  • Bachelor's Degree in Accounting, Finance, or Business Administration; CPA, ACCA, CIA or equivalent preferred
  • Recent Big 4 public accounting or 3 – 5 years internal audit experience is desirable
  • Strong verbal and written communication / presentation skills
  • Strong in financial processes (e.g., Order to Cash, Procure to Pay, Record to Report, Inventory)
  • Experience leading audits
  • Working knowledge of accounting principles, COSO / COBIT with solid understanding of internal controls and business processes
  • Proficient in MS Office Suite. Experience with data analytics and process flowcharting, Oracle EBS, Oracle OBIEE, Siebel, SalesForce application, and Hyperion experience preferred
  • Ability to work effectively to firm time deadlines and independently
  • Strong team player in global team
  • Be flexible and have the ability to adapt quickly to changing work environments
  • Willingness to travel up to 30% (actual percentage will most likely be less)
179

Senior Internal Auditor Resume Examples & Samples

  • People Management skills including Coaching, mentoring
  • Problem solving attitude
  • Conflict management skills
  • Attention to detail and ability to look at multiple aspects holistically
  • Knowledge of SAP or other large ERP systems
  • Ability to multi task with multiple priorities
  • The candidate must hold a degree in accounting/Finance. Professional qualification (CA/CWA) required. Preferable to have relevant professional certifications (i.e. CISA, DISA etc)
  • At least 4 to 6 years of working experience in the area of Internal and External Audit. Experience with a Big firm or a big multinational preferred
180

Senior Internal Auditor Resume Examples & Samples

  • Benefits of working in Internal Audit
  • Insight and visibility into all Kohler Co. businesses and processes
  • Exposure to management at various levels of the organization
  • Increased knowledge of internal controls
  • Opportunities for global travel
  • Variety in day to day work
  • Experience in leading teams
  • Opportunities to make a positive change and to see the impact of your work
  • Likely to hold professional certification
  • Comfortable with leading edge risk assessment methodologies
  • Strong interpersonal skills - ability to work closely with people at all levels of the organization and facilitate the implementation of corrective action
  • Willing to travel up to 30% of the time to locations throughout the world
  • Proficient in ACL, MS Word, Excel, and PowerPoint
181

Senior Internal Auditor Resume Examples & Samples

  • Plan and execute assigned audits and projects in accordance to the Audit Plan. All audits must be of superior quality, completed accurately and in a timely manner
  • Proactively identify technology risks and develop recommendations for improvements to mitigate risks and bring programs and operations into compliance with goals and objectives of Internal Audit
  • Interpret policy and procedure and apply professional auditing principles and standards to test and evaluate corporate technology systems and related operational processes
  • Identify and analyze causes of inefficient practices; assess alternatives which might yield desired results
  • Maintain effective relationships with business/technology groups at OCC and support management in achievement of goals
  • Maintain an understanding of technology applications, policies and standards to effectively identify potential risks
  • Stay current on and research best practices in the audit field for the financial services industry and technologies making recommendations for improvements as necessary
  • Serve as a liaison with the external auditors and regulators to help facilitate timely and efficient external reviews
  • On occasion, may function as team leader, monitoring either internal or external auditors, or contract consultants, in the performance of normal or special request audit assignments
  • Knowledge of the principles, practices, and techniques involved in conducting information system audits in accordance with the requirements published by the Information Systems Audit and Control Association (“ISACA”) and in conducting audits in accordance with the requirements set forth in the International Standards for the Professional Practice of Internal Auditing published by the Institute of Internal Auditors (“IIA”)
  • Ability to communicate clearly and effectively, both orally and in writing, including the ability to interview persons while discussing potentially sensitive information
  • Ability to work independently, or as a member of a team, scheduling time to complete multiple audit assignments simultaneously and in a timely fashion
  • Strong problem solving and analytical capabilities
  • Technical proficiency in current programming languages (i.e., Java, WebSphere, C++, and Visual Source Safe), a variety of operating systems (i.e., Unix, Sun Solaris) and web based technologies
  • Strong proficiency using TeamMate or other audit software
  • Familiarity with mainframe and distributed system technologies from an auditing perspective
  • Knowledge of computer technology and systems analysis principles, design and operation
  • Bachelor’s degree (or equivalent) in Accounting, Finance, Information Systems or related field, with an emphasis in Information Technology
  • Minimum of four years of audit experience in Information Technology
  • Experience working in a highly complex IT environment required
  • Experience working at a large consulting/accounting firm a plus
  • Experience working with regulatory organizations, particularly the SEC, CFTC, FINRA, a plus
  • Demonstrated success in leading audit projects and implementing audit best practices in a complex technology environment
  • Demonstrated success in identifying risks in highly complex IT environments for application systems development and infrastructure support and implementing controls/processes to mitigate the risks
  • Strong customer service and collaboration skills required. Effective influence, analytical and verbal/written communication skills required
  • Certified Information Systems Auditor, Certified Internal Auditor /or Certified Public Accountant is required. Additional/other certification desirable – i.e., Certified Information Systems Security Professional or Certified Information Systems Manager
182

Senior Internal Auditor Resume Examples & Samples

  • Conducts assigned SOX and internal audit engagements successfully from beginning to end
  • Develops audit programs and testing procedures relevant to risk and test objectives
  • Assists with the reporting process for communicating SOX and internal audit results
  • Follow up with management to confirm SOX and internal audit remediation plans have been completed as scheduled
  • Communicates assigned tasks to engagement team in a manner that is clear and concise ensuring high quality, accurate, and efficient results
  • Ensures adequate focus on personal professional growth relevant to taking on more challenging assignments, in line with standard audit career progression – proactively seeks relevant education and training opportunities
  • Researches and keeps abreast of updates to the IIA standards and related audit guidance, as well as relevant regulatory and legislative issues
  • 2 years of relevant experience, including internal audit and SOX experience
  • Strong analytical, problem solving, organizational and critical thinking skills with the ability to apply professional judgment. Detail oriented but able to quickly grasp the big picture
  • Strong SOX and internal audit experience
  • Excellent knowledge of internal audit methodology and the IIA standards
  • Ability to observe and understand business processes ensuring processes are documented completely and accurately
  • Ability to apply audit standards through practical application
  • Solid listening skills and ability to identify gaps in logic – inquisitive
  • Ability to identify the underlying cause of an issue
  • Executes effective and thorough application of internal audit standards within assigned responsibility
  • Demonstrate a positive, can-do attitude
183

Senior Internal Auditor Resume Examples & Samples

  • Lead a team of auditors to execute audit projects in conformance with professional and department standards, budgets and deadlines
  • Execute multiple simultaneous audit projects of all sizes and complexity across multiple business areas within and outside of local region, in unfamiliar areas, and for different audit leaders
  • Execute integrated audits that consider financial, operational, compliance, and technology risks
  • Plan audit projects; make project-level judgments around objectives and scope
  • Adapt quickly to unstructured assignments, clarifying objectives and delivering results
  • Evaluate control designs; develop and execute audit tests
  • Ensure the deployment and optimal utilization of Computer Assisted Audit Techniques (CAATs) on all applicable assignments
  • Evaluate results, synthesize audit findings across the project, draft audit reports, and ensure effective and efficient audit execution
  • Present audit objectives, scope, and results to senior members of management, clearly articulating the potential impact of control gaps in a highly professional competent manner
  • Utilize automated work papers and other department and company tools in a proficient manner
  • Follow-up with management to ensure management action plans are closed effectively and timely
  • Coordinate with appropriate control groups and external auditors in planning and executing audit work
  • Effectively teach, coach, and develop team members in all aspects of the audit methodology
  • Act as coach and mentor to senior and staff auditors
  • Assume full performance management responsibility for assigned staff
  • Seven or more years’ experience in public accounting, finance, internal audit, or related field required
  • Professional certification – MUST be a US CPA (CIA, CISA, or equivalent optional)
  • MUST have relevant experienced of understanding and auditing complex SSC in a global environment
  • BA or BS in Accounting, Finance, Business, or equivalent degree required
  • Strong understanding of the education or similar industry
  • Demonstrated ability to manage people in a way that inspires, develops, and delivers
  • Demonstrated track record of integrity, effective communication, innovation, and excellence
  • Knowledge and appreciation of regulatory, accounting (US GAAP and IFRS), and best practices relevant to the business, including technology implications
  • Ability to communicate in English, Chinese and other Asian language
  • Proficient in Microsoft Office (Word, Excel, PowerPoint and Visio)
  • Knowledge of Computer Assisted Auditing Techniques (CAAT’s) and its applications in audit work
  • Willing to travel up to 60% globally
184

Senior Internal Auditor Resume Examples & Samples

  • Performs project planning function, including office review, preliminary survey development, audit program development and time budget preparations
  • Builds and maintains a positive working relationship with internal client throughout the project by communicating regularly to obtain information, apprise internal client of project status and discuss audit issues and potential recommendations
  • Gathers documents and evaluates processes, policies and procedures as part of an internal audit. Provides sound recommendations on ways to enhance internal controls in an effort to enhance accuracy and compliance
185

Senior Internal Auditor Resume Examples & Samples

  • Ensure that operations are in compliance with company standards, policies and procedures (including effective risk identification and mitigation), government regulations and generally accepted accounting principles
  • Participate in meetings with management to define scope and timing of audits, and review of audit findings and recommendations
  • Complete testing per agreed audit programs and ensure they provide appropriate audit coverage vis-à-vis identified risks
  • Obtain information system extracts (financial and non-financial) for audit use
  • Draft final audit reports or sections thereof
  • Review management action plans and submits recommendations to Audit Manager and/or Assistant Manager regarding acceptance of reply or need for follow-up action
  • Participate in audits and special projects equally with other audit personnel
  • Provide consulting services on audit, accounting and system issues as assigned
  • Contribute to and participate on enterprise-wide team initiatives with Audit Services colleagues to share real-time information, establish best practices, identify risks, and refine processes
  • Ideally degree educated in Accounting, Business Administration or a related field
  • Professional certifications (e.g., ACA, ACCA, CIA, CPA, CISA) are highly desirable
186

Senior Internal Auditor Resume Examples & Samples

  • Bachelor’s or Master’s Degree in Accounting, Business or Finance
  • Significant progress towards or attainment of a Certified Public Accountant (CPA) and/or a Certified Internal Auditor (CIA) certification. Other certifications (CISA, etc.) are preferred, but not required
  • Minimum of at least three years of experience with audits or reviews, including SOX and other audit or reviews
  • General finance and accounting experience, with the ability to apply that knowledge to other internal audit work
  • Engineering, construction, and US Federal compliance experience is preferred, but not required
  • Understanding of Sarbanes-Oxley Act, the COSO Framework and other related audit guidance and apply that knowledge to a complex multi-national organization
  • Understanding of GAAP accounting regulations and the ability to apply those regulations to the Engineering and Construction environment
  • Experience using large Enterprise Resource Planning (ERP) systems such as the Oracle E-Business Suite and/or SAP
  • Ability to deliver quality and accurate work product in tight timeframes, particularly around the year-end 10-Q filing process
  • Ability to adapt quickly to changing needs of Management and the External Audit team
  • Ability to collaborate and communicate effectively to varying levels of Management and Staff, including the External Audit team
  • Ability to plan, execute and report on various process reviews (as summarized in the Specific Job Duties above) independently, or with minimal guidance
187

Senior Internal Auditor Resume Examples & Samples

  • Identify key issues impacting businesses under review, presenting and agreeing with management practical recommendations and responses for the mitigation of associated risks
  • Identify potential solutions by exploring and analyzing diverse alternatives
  • Maintain a good understanding of subject matter relating to Regulatory / Compliance related topics, including: best practices, regulatory requirements and key control processes
188

Senior Internal Auditor Resume Examples & Samples

  • Work closely with management teams in developing audit findings and recommendations regarding business process optimization, profit improvement, internal control and compliance
  • Participate in annual Sarbanes-Oxley assertion and attestation process
  • Participate in a variety of special projects
  • Assist in establishing common processes, policies, and procedures across a multi-location, international company
  • Provide support for internal investigations as required
  • 5 years audit or industry accounting experience – CPA and public accounting preferred
  • Bachelors Degree in accounting or finance required
  • Demonstrated leadership skills and focus on exceeding goals and results
  • Must be able to travel 30-40% within the US
  • Strong accounting background
189

Senior Internal Auditor Resume Examples & Samples

  • Conduct assigned audit engagements successfully from beginning to end
  • Develop audit programs and testing procedures relevant to risk and test objectives
  • Obtain and review evidence ensuring audit conclusions are well documented
  • Identify risks, internal controls and control gaps
  • Identify and communicate issues raised and offer recommended solutions relevant to business and risk
  • Observe and understand business processes ensuring processes are documented completely and accurately
  • Prepare well documented audit working papers
  • Ensure audit conclusions are based on complete understanding of the process, circumstances and risk
  • Draft audit reports
  • Proactively research and understand laws, regulations and best practices
  • Maintain strong working relationships with all levels of employees, including senior management
190

Senior Internal Auditor Resume Examples & Samples

  • Have a passion for assisting the firm in meeting its business objectives through identifying business risks, maintaining the control environment, and advising on opportunities for process improvement
  • Be inquisitive and analytical, able to analyze situations, draw appropriate conclusions, and make value-added recommendations in regards to developing risk management objectives and practices as well as improved audit programs
  • Have an attention to detail which is critical in preparing audit reports, which include the evaluation of risk management, governance, and control activities
  • Proactively follow up on any audit issues
  • Constantly improve the control environments and operational effectiveness by working with the Chief Auditor to provide consulting services to business management
  • Have a deep understanding and allegiance to processes and the firms’ professional standardsand use them while completing operational, financial, and compliance audience in accordance with audience plans
  • Have 6 – 10 years of experience in auditing or consulting, a B.B.A./ B.S. in Accounting, Finance, Economics, or Engineering, CPA, and knowledge of audit methodologies and standards
191

Senior Internal Auditor Resume Examples & Samples

  • Design and document effective IT audit procedures
  • Assess and identify IT risks by applying business/technical/industry knowledge, and escalate to appropriate management, as necessary
  • Develop IT audit programs and perform audit testing to determine the design and operating effectiveness of the key controls identified
  • Conduct interviews and perform research on information system technologies and applications to gain an understanding of the area being audited/reviewed
  • Identify and evaluate the design and operating effectiveness of systems, applications and other various internal controls
  • Develop and manage productive and collaborative relationships with designated IT audit customers and other key stakeholders
  • Assist with directing and leading IT reviews and work performed by 3rd parties
  • Assist with KPI tracking, compiling and reporting
  • Assist with mentoring and training team members
  • Knowledge of the Standards and practices for ISACA (Information System Audit & Control Association)
  • Strong IT Audit skills in the following areas: applications development and database controls, telecommunications and network, IT Operations and information security
  • Strong knowledge and experience with IT controls and information protection concepts
  • Strong understanding of IT infrastructure within an enterprise level organization
  • Self-starter with strong decision making abilities and the ability to mentor and train team members
  • Self-motivated with the ability to work independently as well as in a team setting
  • Bachelor’s degree in Business, Accounting/Finance, Information Technology, Computer Science or related field, or equivalent combination of education and experience required. Master’s degree preferred
  • 5+ years internal or external auditing, accounting, risk management, financial analysis, information systems or compliance/regulatory experience or 3+ years Big 4 audit experience required
  • 2+ years experience leading audits and performing in the role of auditor-in-charge required
  • 2+ years experience working in brokerage, banking and/or financial services industry preferred
  • Experience performing a variety of security activities including Network, Control and Penetration testing preferred
  • Experience in performing audits/quality assurance activities of technical nature at a medium sized or large bank or financial services organization preferred
  • Experience with use of ACL (Audit Command Language), PeopleSoft and/or Thomson Reuter GRC preferred
  • Basic level knowledge of SQL, Oracle and DB2 databases, Cisco routers and switches, PIX firewalls, Windows NT and Linux servers, AS400 mainframes, and Windows, Linux and OS/400 operating systems required
  • CIA (Certified Internal Auditor), CPA (Certified Public Accountant), CRCM (Certified Regulatory Compliance Manager) or CISA (Certified Information Systems Auditor) preferred
192

Senior Internal Auditor Resume Examples & Samples

  • Conduct business process reviews to assess the efficiency and effectiveness of operations
  • Conduct reviews to assess the accuracy of the financial statements
  • Conduct reviews to evaluate IT applications and the adequacy/efficiency of accounting, financial and operating procedures established for IT control purposes
  • Determine compliance with established Finance and/or IT policies and Sarbanes Oxley legislation
  • Prepare reports based upon audit results, audit documentation, and client responses
  • Effectively communicate audit observations via update meetings and closing conferences with management personnel
  • 4 plus years of professional experience in an audit related role within a Big-4 accounting firm and/or large corporation’s internal audit department preferred. Additional finance experience would be a plus
  • General knowledge of risk/control frameworks (COSO, COBIT) required
  • A professional accounting/audit certification (CPA, CIA, etc.) or IT (CISA, CIA, CISM, etc.) certification preferred. If not certified, a certification (CIA, CISA) will be expected within one year of joining the department
  • FMCG/Manufacturing experience preferred
  • Sarbanes-Oxley experience preferred
  • US GAAP/IFRS experience preferred
  • Ability to develop strong and lasting relationships with all levels of management
  • Willingness to travel (60%)
  • Must fluently speak English and have the ability to speak other European languages
193

Senior Internal Auditor Resume Examples & Samples

  • Supervise and develop the internal team members
  • Assist Head of Internal Audit Hong Kong and Korea to lead DCPE transformation plan
  • Co-ordination and communication with business departments and all support functions including Compliance, Risk Control, Accounting and finance etc
  • Assist DCPE management to reply to regulators enquiries
  • At least 10 years experience in financial, risk, accounting or auditing areas
  • Have working experience in “business lines” (eg. Front Office, Operations (Middle Office and Back Office), Risk department...)
  • Good knowledge of investment banking and financial products including derivatives and of related rules and regulations
  • Working knowledge of risk based auditing within accounting and banking industry
  • Good communication, presentation and report writing skills
  • Positive attitude and able to work with all level of staff
  • Travelling is required
  • Creativity in doing audit (eg. Think out of the box)
  • Appetite to develop leadership skills to drive team members to go the extra miles
  • Fluent in verbal and written English
194

Senior Internal Auditor Resume Examples & Samples

  • Understand the general computing control structure of the Company (systems and architecture) and be able to apply that knowledge to how it supports the processes and procedures being reviewed
  • Participate in enterprise-wide risk assessment interviews with key stakeholders
  • LI-AD1
195

Senior Internal Auditor Resume Examples & Samples

  • Working with IAS management, plan the objectives and scope of audit engagements; design appropriate procedures; modify approach based on new or alternative information
  • Apply professional skepticism and critical thinking skills to analyze areas and identify issues, root causes of issues, and assess and distinguish the relevance of issues both from a client perspective as well as an effective control environment
  • Develop reasonable and effective recommendations for solutions that reflect an understanding of the client environment and risks inherent to our business and industry
  • Prepare well-written, concise and effective audit reports
  • Conduct opening and closing meetings with department heads and Partners senior management, presenting and discussing findings
196

Senior Internal Auditor Resume Examples & Samples

  • Bachelor's Degree in Business, Accounting, Nursing, or allied healthcare profession
  • Current CPA, CMA and/or CIA certified or must be certified within 36 months of hire
  • Proficiency with Excel is required
  • Experience in designing, implementing and monitoring internal controls required
  • Experience with policy adoption, implementation and compliance required
  • Process improvement experience necessary
  • Healthcare audit or accounting experience is preferred
  • CPA, CMA and/or CIA strongly preferred
  • Prior auditing experience is preferred
  • Thorough knowledge of CPT and ICD-9 coding helpful
  • Strong in analytics
  • Computer proficiency,
  • Commitment to high quality customer service
  • Ability to manage multiple projects and priorities
  • High degree of honesty and professionalism
  • Excellent interpersonal skills necessary to develop and foster relationships with various levels of management at the various EMHS-member organizations
  • Must have the ability to work independently, prioritize tasks, and handle deadlines and multiple projects
  • Accuracy and attention to detail required
  • Must be creative and resourceful in finding solutions to problems
  • Exercises sound judgment
  • Critical thinking and organizational skills required
197

Senior Internal Auditor Resume Examples & Samples

  • Perform audit planning, audit fieldwork and documentation of work-papers in accordance with departmental policies, methodologies and internal audit standards
  • Management of IA staff, external consultants and guest auditors on assignment as required
  • Preparation of draft internal audit report (based on fieldwork and testing conclusions) for review by IA manager(s)
  • Agree cost effective and practical action plans on risk mitigation and improvements in internal control with opco management; and collation of responses into final report
  • Collation of management responses and issuance of internal audit follow-ups (i.e. management self-assessments)
  • Completion of ad hoc projects and reviews as required
  • Professional designation completed or in progress (CPA, CA, CMIIA, CIA, CISA, CMA, CFE, CISSP, CIPP, ACA, ACMA, ACCA, CIMA)
  • 3-5 years’ experience at a large public accounting firm and/or large organization’s internal audit department
  • Ability to execute the fundamentals of internal auditing
  • Strong organizational skills including the ability to handle multiple assignments simultaneously, and deliver to deadlines
  • Demonstrates maturity, assertiveness and professionalism with those in the business, external contacts and other IA colleagues
  • Strong communication skills both written and verbal
  • Approachable, proactive and flexible
  • Works with others in a collaborative manner
  • An analytical mind with a commercial understanding of the business
  • Exposure to major ERP systems
  • Exposure to IT auditing
198

Senior Internal Auditor Resume Examples & Samples

  • 21 years of age
  • Bachelor’s degree, preferably in accounting, business or related field
  • Minimum 2-5 years related experience
  • Certification (or in final stages of attainment) of at least one of the following: CIA, CPA, or CISA is preferred
  • Must have working knowledge of Microsoft Office Suite
  • Must have well-developed analytical, interpersonal, and communication (both written and verbal) skills
  • Must have some supervisory experience and proven project management skills
  • Ability to Travel
199

Senior Internal Auditor Resume Examples & Samples

  • Oversee and perform financial and operational reviews. Organize, plan and direct individual audits and special projects
  • Undertake ad hoc audit work as directed
  • Undertake reviews of the work of audit team assigned to ensure adherence to standards
  • Complete audit work in a timely manner to achieve Internal Audit plan delivery objectives
  • Proactively update Internal Audit management on preliminary concerns, confirmed issues, and status of testing
  • Prepare and review work papers to ensure consistency among audit objectives, test objective, results, supporting information, and audit findings
  • Interact positively and persuasively with executive management throughout the planning, fieldwork, and reporting phases of the audit
  • Assist in the development of solutions and recommendations in response to audit findings
  • Follow-up on previously reported issues to determine if management action plans have mitigated those issues
  • Demonstrate confidence and maturity to make oral and written presentations to senior management throughout and at the conclusion of the audit by discussing process and control deficiencies, recommending corrective actions and other suggestions for improvements in operational controls to mitigate risk and/or reductions in costs
  • Prepare the draft audit report for the Audit Manager’s review, ensuring audit comments are clear, concise and focused on the root cause of the issue and intended outcome, and presented in Group Internal Audit report style and context
  • Ability to second the Audit Manager in reviewing Internal Audit reports
  • 5 years of experience in internal audit ideally within insurance, reinsurance or a financial services related industry, or internal audit services at a public accounting firm
  • Bachelor Degree in Accounting, Finance or equivalent
  • Professional certifications (CPA, CIA, CISA) preferred
  • Demonstrable post qualification work experience preferably in a large multi-national, financial services, insurance or reinsurance company or Big four firm
  • Experience of leading audit teams to successful delivery audits
  • Proficiency in Microsoft Office. Knowledge of TeamMate and/or ACL highly desirable
  • Preparedness to travel up to 35%
200

Senior Internal Auditor Resume Examples & Samples

  • BS or BA Degree in accounting, finance or related field
  • At least 3 years of plus years of directly relatable experience from Public Accounting and or Industry
  • Advanced knowledge of GAAP, SOX, and Controls
  • This position will have ownership over Controls and SOX compliance for our client
  • Lead and liaison for SOX processes
201

Senior Internal Auditor Resume Examples & Samples

  • BS in Finance, or accounting
  • CPA(nice)
  • Experience drafting controls, internal controls, revenue control functions, providing audit reports, reporting of audit issues, testing, evaluating and establishing audit scopes
  • The key is they want someone coming out of Energy, oil, or solar industries
  • PDI software experience a major plus. Or Sequel software exp. a plus
  • Expert in Excel; spreadsheets, macros, pivots, strong in manipulating data(systems savvy)
  • Person must be adaptive
  • Entrepreneurial spirit
  • Individual and team driven
  • Passionate about the mission
202

Senior Internal Auditor Resume Examples & Samples

  • Help in the development of long-term strategies for Internal Audit function
  • Assist in the development and implementation of business practices and policies within internal audit that is aligned with the organization’s overall strategy
  • Assist in planning and execution of internal audits under the direction of Manager, Internal Audit
  • Help in developing and maintaining the Internal Audit data base. This includes audit report library, working paper files, standing data information, procedures and data archiving
  • When required, assisting in conducting special projects and investigations within the Company
  • Reviewing, evaluating, and documenting internal control systems and processes while ensuring compliance with laws, regulations, and company policies and procedures
  • Presenting to management the audit findings and practical recommendations to improve internal control environment and operational efficiencies
  • Developing and maintaining contacts with financial and operational management, to ensure an understanding and acceptance of audit requirements, approach and reporting
  • Other duties as assigned from time to time by the Manager, Internal Audit or the Finance and Audit Committee
  • Help draft internal audit reports and assist in audit assignments
  • This role involves up to 50% travel to both domestic and international locations
  • Knowledge and understanding of the Institute of Internal Auditors (IIA) Standards and interpretive guidance, as well as practical application of internal audit practices and advanced techniques such as continuous monitoring and computer – assisted audit techniques
  • Minimum of 5-10 years of related work experience, ideally within a large and diverse organization
203

Senior Internal Auditor Resume Examples & Samples

  • Document current operating practices through interviews, observation, investigation and testing
  • Test transactions (utilizing automated and/or traditional auditing methods) and analyze results of testing. Identify through investigation and analysis, underlying causes and contributing factors to noted problems. Identify and assess risks. Identify appropriate solutions and formulates sound reasonable recommendations for management’s corrective action, using appropriate criteria and cost-benefit considerations
  • Prepare formal written reports, expressing conclusion on the adequacy and effectiveness of the system and the efficiency with which activities are carried out
  • Plan internal audits by gathering specific relevant background information (such as financial results, and policies and procedures) from the Institution’s information systems, web-based and other information sources
  • Utilize organizational and regulatory knowledge to identify audit constraints and shape priorities
  • Negotiate audit parameters with Director. If leading a team, will ensure that all members understand their individual roles and responsibilities
  • Design appropriate internal audit programs and time budgets based upon the review and evaluation of underlying financials and business risks
  • Thoroughly address all objectives and risks identified in audit planning and conclude on operational effectiveness and efficiency, considering industry best practices
  • Prepare clear and concise working papers and other documentation supporting discussions, operational facts and results of testing to justify conclusions
  • When serving in a project lead role, will review all working papers related to the project
  • Communicate recommendations to management through logical, clear and concise written and oral means to gain understanding and agreement on audit issues and commitment to implement corrective action
  • Perform follow-up internal audits to evaluate management’s implementation of Action Plans
  • Monitor project status and issues on a timely basis and report progress and issues to project lead or director timely and regularly
  • Evaluate feedback from customers as well as lessons learned meetings and identify possible areas for improvement. Implement changes in future audits as needed
  • Oversee the activities of Internal Auditors to ensure effective utilization in completing assigned projects
  • Provide day-to-day support of Internal Auditors as needed (create open lines of communication, provide regulatory updates, advise on difficult situations, etc.)
  • Participate in personnel development training and performance evaluation programs
  • May provide oral feedback to staff assigned or to the director for inclusion in staff performance or project evaluation
  • Assist other Auditors as appropriate and necessary to execute assigned projects. Consider multiple approaches and develop solutions to problems
  • Demonstrate project management and time management skills
  • Address difficult and sensitive issues in a timely and effective manner
  • May be responsible for more complex audits than those handled by Internal Auditors (act as lead on a multi-entity audit requiring coordination of several other auditors, implement a new audit with no available history or background, responsible for high visibility/high priority audits, etc.)
  • May also have a higher volume of audits
  • Demonstrate a thorough understanding of Healthcare and/or Higher Education industry
  • Monitor changes in the industry and be able to understand the impact to own work
204

Senior Internal Auditor Resume Examples & Samples

  • Execute Sarbanes Oxley Section 404 including the planning, documentation, testing, and evaluation of internal controls
  • General understanding of the COSO framework, risk assessment, control analysis and audit methodologies including internal control concepts
  • Ability to communicate orally and in writing in a clear, straightforward, and professional manner
  • Ability to act as a project leader to develop team members, assign work, and monitor responsibilities
  • Ability to use personal computer and software applications (i.e. word processing, spreadsheet, etc.)
205

Senior Internal Auditor Resume Examples & Samples

  • Complete audit work papers and memoranda by documenting audit tests and findings
  • Prepare timely and well written audit report on results of audits for review by Director
  • Natural curiosity and ability to probe into the depths of processes to detect control and audit matters
  • Strong analytical skills and ability to consider / develop alternative solutions – “think outside of the box.”
  • Excellent communication skills, including listening and the ability to communicate with all levels of clients in both verbal and written form
  • Demonstrates attention to detail
  • Knowledge and experience with electronic work papers, such as TeamMate
  • Experience working within a COSO / risk based framework
  • Experience in the energy industry and with Sarbanes-Oxley preferred
  • Additional training or degrees preferred; e.g. CPA, CIA, CISA, CMA, CFA, etc
206

Senior Internal Auditor Resume Examples & Samples

  • BA/BS degree (Finance, Accounting or Business preferred)
  • 2-4 years of public accounting or relevant experience
  • Leadership skills (effective project management skills - set objectives, drive results and be a team player)
207

Senior Internal Auditor Resume Examples & Samples

  • Certification or pursuing one (MBA/CPA/CIA/CFE)
  • Excellent communication and interpersonal skills with the ability to work with a wide variety of departments
  • Writing clear, concise reports for use by key stakeholders
  • Working with management to develop solutions for any issues identified
208

Senior Internal Auditor Resume Examples & Samples

  • Plan, conduct and/or oversee financial, operational and compliance audits and special projects in a professional manner, in accordance with professional standards and internal audit policies
  • Identify and assess key risks and controls related to the Company's achievement of its operational, financial reporting and compliance objectives
  • Prepare detailed and comprehensive audit reports in which audit findings are presented in a clear and concise manner
  • Assess the adequacy and effectiveness of controls, accuracy of financial records, compliance with laws and regulations, and efficiency of operations
  • Generate implementable recommendations for process improvement opportunities over the design and operating effectiveness of internal controls and business processes
  • Ensure timely delivery of audit results and related deliverables within the audit budget
  • Develop in-depth knowledge of critical subject matter areas and/or key business processes. Use business knowledge, analytical skills and experience in identifying process efficiency, risk mitigation and control improvement opportunities
  • Develop risk-based audit programs
  • When assigned, provide audit staff with appropriate work assignments, direction and feedback. Supervise team members assigned to the audit and review their work for sufficiency of scope and accuracy
  • Create relationships and partner with the business to facilitate business process and internal control improvements, compliance and education
  • Operate with independence and objectivity while planning and executing audits, internal control reviews, and other activities
  • Strong analytical and conceptual skills that lead to conclusions which are well supported and communicated
  • Methodical and highly organized, thorough and detail oriented
  • Ability to see the bigger picture as it relates evaluating problems and issues
  • Self-starter with the confidence and ability to work independently as well as in a team
  • Ability to work effectively with internal and external customers and be sensitive to their needs and expectations
  • Ability to shift easily between projects and priorities and to manage multiple deadlines. Strong project management skills
  • Ability to be effective in a fast-paced, diverse and matrix environment, demonstrating flexibility, honesty and high ethical integrity
  • Proficient in Microsoft Office Suite, experience with Oracle Financials is a plus
  • Willingness to travel up to 20% of the time
  • Strong command of the English language
  • Strong and progressive experience in public accounting (preferably with a Big Four background)
  • Additional Finance or Internal Audit related experience recommended
209

Senior Internal Auditor Resume Examples & Samples

  • Understanding of internal auditing standards, COSO, and risk assessment practices, IT and audit principles and awareness of ISACA or IIA standards for the Professional Practice of Internal Auditing
  • Self starter with a strong sense of urgency and ability to work independently, with limited direction and guidance
  • Proficient in business applications - Excel, Word, PowerPoint, ACL, Arbutus. Oracle experience a plus
210

Senior Internal Auditor Resume Examples & Samples

  • Develop testing strategies and present testing results/recommendations to management
  • Supervise and train staff internal auditors
  • Willingness and ability to travel (approx. 40%)
211

Senior Internal Auditor Resume Examples & Samples

  • Plans and performs financial, operational, investigative and follow-up audits of Battelle Columbus Operations, Battelle Corporate activities, and Battelle subsidiaries
  • Conducts the testing of COSO and other key internal controls and prepares draft reports on such reviews
  • Conducts efficiency reviews of major systems, processes and procedures
  • Conducts compliance and consistency reviews of internal policies and procedures in accordance with state and federal laws and government regulations
  • Prepares draft reports on the results of audits that include recommended corrective actions, as needed, to appropriate managers
  • Assists external auditors in their audits of the consolidated financial statements, benefit plans, including Pension Plans, Savings Plan, and VEBA Plans, as well as the performance of the OMB Circular A133 audit, to help ensure the efficient use of audit resources and to resolve questions regarding internal accounting controls and presentation of data in Battelle financial statements
  • Plans and conducts special reviews and projects as requested by management and/or the Audit Committee of the Board of Directors
  • Conducts investigations as required according to Battelle’s established process acting as a SME in those areas requiring Internal Audit expertise. May act as Lead SME on investigations requiring audit expertise
212

Senior Internal Auditor Resume Examples & Samples

  • Audits financial and operational processes and controls to identify concerns, opportunities, and best practices
  • Works closely with business unit leaders to maintain continued compliance with Section 404 of the Sarbanes-Oxley Act
  • Prepares reports to ensure compliance with established control procedures and identify potential issues that need attention
  • Performs remediation follow up to monitor adequacy and timely completion of remediation plans
  • 3+ years of audit experience, including compliance/SOX based audits
  • Bachelor’s degree in Finance, Accounting, or in a related field
  • Experience working in the manufacturing industry is strongly preferred
  • Experience working a multi-national company
  • Experience with audit data analysis tools (ACL, IDEA, etc.)
  • Experience utilizing TeamMate or relate software
  • CPA, CIA, CISA, or other finance and accounting related professional certification
213

Senior Internal Auditor Resume Examples & Samples

  • Perform duties of an advanced or complex nature requiring strong judgment. Requires a thorough knowledge of ICFR
  • Coordinate with external auditors to plan and scope work required, identify opportunities to streamline processes and reduce duplication of efforts
  • Plan and execute audit engagements covering a variety of topics including ICFR, retail branch supervision, investment suitability, AML, and BCP as assigned in a manner that adheres to department standards including: scheduling interviews with process owners, requesting control documentation, conducting fieldwork and communicating audit results
  • Ensure working papers and files (both on-line and hard copy) adhere to department standards
  • Deliver draft reports and supporting documentation within two weeks of completion of fieldwork
  • Provide recommendations in reports that are well thought-out (i.e. determine effect on other areas of the organization), practical and written in a format that can be delivered directly to Executive Management and the Board
  • Provide regular reporting on testing progress and issues encountered
  • Manage and maintain relationships with primary audit customers
  • Coach team members in areas where the candidate is the subject matter expert
  • Professional accounting and/or audit designation required (CIA, CPA, CMA, CGA or CA) with minimum 3 years post-qualification experience in an audit role
  • CISA designation and/or knowledge of IT audit procedures considered a significant asset
  • Knowledge of ICFR (NI 52-109) required
  • Knowledge of IFRS required
  • Knowledge of COSO framework required
  • Knowledge of the brokerage industry considered a significant asset
  • Knowledge of Sarbanes-Oxley Section 404 and related guidance desirable
  • Must possess strong interpersonal and communication skills, both verbal and written, along with the ability to work independently and as part of a team
  • Must be able to interact with individuals from a variety of backgrounds and at different levels within the organization
  • Must be proficient in internal audit standards
214

Senior Internal Auditor Resume Examples & Samples

  • Perform Internal Audit reviews to evaluate compliance with Cobham policies, statutory legislation and sound business practices, communicating findings to Business Unit and Sector Management
  • Support the development of tactical and strategic responses to observed findings noted in internal audit procedures
  • Identify opportunities to improve operational activities, and make recommendations to Business Unit and Sector Management to design those changes
  • Deliver Internal Audit results to the Director of Internal Audit & Assurance for inclusion in reporting to CAES Holdings Inc. Board
  • Ability to travel 50%
  • Advanced internal audit experience covering finance, controls and performance but also wider business processes, e.g. USG compliance, program management and IT related issues
  • Combines experience, intuition and strategic thinking to make considered judgments about the business operations and actionable suggestions for improvement
  • Confirms that people processes to include performance management, are followed
  • Appreciates the impact of business risk
  • Has a high level of gravitas and commands respect
  • Ability to evaluate conditions and propose actionable recommendations
  • Has broad business awareness enabling an appropriate contribution at the executive level
  • DOD Clearance
  • MBA or Masters in Accounting/ Auditing
  • Experience within an engineering / manufacturing company
215

Senior Internal Auditor Resume Examples & Samples

  • Assist with the planning and executing internal audit activities
  • Prepare complete audit programs, which include R6s processes and fraud indicators to all audits
  • Improve on diplomacy and problem analysis/structuring
  • Timely issuance of announcement letters, work programs, budget hours to complete the job successfully
  • Identify root causes of business related problems and effectively discuss issues and solutions with IA Senior Manager and Director
  • Provide critical review and edits to the staff's draft audit reports (and other correspondences) to ensure clarity, conciseness, and comprehensibility
  • Ensure that audit reports clearly communicate risks; root causes using R6s approach and concise audit reports from a Senior Management and Audit Committee perspective
  • Ensure assignments are adequately planned in advance, any questions are answered timely, providing technical assistance and information to adequately prepare audit staff, ensure work is performed in accordance within Internal Audit's standards
  • Assess the adequacy of management's plan for addressing and correcting audit findings and issues
  • After each audit is completed, ensure all audit findings are recorded in ITD, monitor and review the status of outstanding audit findings, customer surveys are issued and the team prepares lessons learned document
  • Provide assistance and guidance to the external auditors to ensure a timely and efficient completion of their audit and examination
  • Develop and maintain effective interpersonal relationships with staff and management. Build partnerships within audited areas. Ensure timely and adequate two-way communication before, during and after each review to ensure mutual understanding of audit scope, process and results, to eliminate "surprises", address client concerns, and add value throughout the audit
  • Become familiar with the Standards for the Professional Practice of Internal Auditing, along with the professional standards of conduct of the IIA
  • Ability to analyze and interpret information quickly and accurately
  • Effective interpersonal, oral and written communication and presentation skills
  • Proficient personal computer skills, including the use of word processing and spreadsheet applications
  • Proven success working in team settings and dynamic work environments, welcome new challenges, and seek innovative solutions to complex issues in addition to possessing the capability of operating outside of a ‘comfort zone&#8217
  • Ability to pass the Certified Internal Audit Exam within 2 years of hire
  • Bachelor's Degree with 4 years experience or 2 years experience with Masters degree
  • CPA, CIA, CISA, desired
216

Senior Internal Auditor Resume Examples & Samples

  • Perform financial, operational, and business cycle audits (design audit procedures, perform testing, draw conclusions, and report results)
  • Conduct audits of internal controls over financial reporting (prepare documentation, perform testing, draw conclusions, and report results)
  • Coordinate closely with IT auditors
  • Contribute to the internal audit risk assessment and planning process
  • Provide assistance to external auditors as needed
  • Keep up to date on industry developments and maintain certifications through relevant continuing professional education
217

Senior Internal Auditor Resume Examples & Samples

  • Bachelors degree in accounting/finance or related field from an accredited college or university
  • Five (5) to seven (7) years auditing experience; or an equivalent combination of education and experience
  • Candidates possessing CPA, CIA or CISA certifications are preferred
218

Senior Internal Auditor Resume Examples & Samples

  • BA/BS in Accounting, Finance or related discipline
  • 4 + years of experience in accounting or auditing position
  • Internal audit and/or public accounting experience preferred
219

Senior Internal Auditor Resume Examples & Samples

  • Develops and performs audit procedures covering all significant business processes by understanding risks, developing criteria, reviewing and analyzing evidence, and documenting processes and procedures
  • Assess the efficiency of existing processes and procedures and identify potential opportunities for process improvements
  • Communicates or assists in communicating the results of audit and consulting projects via written reports and oral presentations on a timely basis to management and various boards (Audit Committee, Board of Statutory Auditors, etc.)
  • Assist in the Company’s ongoing compliance with Italian Law #262
  • Represents internal auditing on organizational project teams, at management meetings, and with
  • Maintains all organizational and professional ethical standards and ensures all internal audit activities carried out or supervised are in compliance with The Institute of Internal Auditor’s International Standards for the Professional Practice of Internal Auditing(Standards)
220

Senior Internal Auditor Resume Examples & Samples

  • 4-6 years of recent auditing experience or a combination of audit and accounting and finance experience of which minimum 3 years must be from audit, a significant portion of it on site in Europe. Experience should be with a public accounting or industrial firm with significant exposure to multinational operations
  • Strong skills in cost and inventory accounting, and in manufacturing plant auditing, including financial, operational and control areas. Strong knowledge of accounting for long term construction and facilities management contracts and related service
  • Professional certifications such as CPA, CIA, CMA, and CISA, or similar international certifications
  • Strong ability to highlight and communicate opportunities for improvement within the organization including increasing profits through better control over its investments, systems, activities and decision making
  • Reasonable familiarity with current computer and network technology
221

Senior Internal Auditor Resume Examples & Samples

  • Document current operating practices through interviews, observation, investigation and testing. Test transactions (utilizing automated and/or traditional auditing methods) and analyze results of testing
  • Identify through investigation and analysis, underlying causes and contributing factors to noted problems
  • Identify and assess risks
  • Identify appropriate solutions and formulates sound reasonable recommendations for management’s corrective action, using appropriate criteria and cost-benefit considerations
  • Evaluate feedback from customers as well as lessons learned meetings and identify possible areas for improvement
  • Implement changes in future audits as needed
  • Provide day-to-day support of Internal Auditors as needed (create open lines of communication, provide regulatory updates, advise on difficult situations, etc.). Participate in personnel development training and performance evaluation programs. May provide oral feedback to staff assigned or to the director for inclusion in staff performance or project evaluation
  • Address difficult and sensitive issues in a timely and effective manner. May be responsible for more complex audits than those handled by Internal Auditors (act as lead on a multi-entity audit requiring coordination of several other auditors, implement a new audit with no available history or background, responsible for high visibility/high priority audits, etc.)
  • Demonstrate a thorough understanding of Healthcare and/or Higher Education industry. Monitor changes in the industry and be able to understand the impact to own work
222

Senior Internal Auditor Resume Examples & Samples

  • Effectively monitor the performance of self and to ensure plans, schedules, and budgets are met
  • Assist in the completion of tasks and projects as they related to the risk-based audit plan for all activities of the company, specifically for Sarbanes-Oxley compliance
  • Work with control owners throughout the company on documentation that supports compliance with Sarbanes-Oxley regulatory requirements
  • Perform tasks for completion of the Sarbanes-Oxley compliance program, including the testing of internal controls and the identification and communication of deficiencies
  • Develop recommendations to improve the control environment
  • Identify and analysis internal data in support of the risk management process
  • Plan, execute, and report on operational audits
  • Execute individual audit tasks in accordance with the audit plan and with the Standards for the Professional Practice of Internal Auditing of The Institute of Internal Auditors (IAA)
  • Properly document work papers, providing proper documentation of audit steps performed and evidence gathered. Ensure audit issues are well defined and root causes are identified
  • Bachelor’s degree in Accounting, Finance, Business or related degree
  • Candidate should be seeking professional certification required such as Certified Public Accountant (CPA) or Certified Internal Auditor (CIA)
  • Previous external and/or internal audit experience is desirable but not required
  • Business acumen, cross-functional competence, interpersonal savvy, and strong analytical capabilities
  • Strong presentation and command skills
  • Courage to take unpopular stands if needed in difficult audit situations
  • Ability to work overtime
223

Senior Internal Auditor Resume Examples & Samples

  • Organized, detail-oriented, and a self starter with the ability to work independently and a strong focus on accuracy
  • Exceptional customer satisfaction and interpersonal skills with the ability to influence others, build consensus, and resolve conflict at all levels of the organization
  • Advanced Microsoft Excel skills and strong Information Systems (IS) knowledge
  • Advanced working knowledge of Generally Accepted Accounting Principles (GAAP)
  • Up-to-date knowledge of Sarbanes Oxley
  • Excellent project management skills with the ability to define and lead complex projects that may cross functional or geographic boundaries
  • Excellent understanding of defined financial practices, policies, and procedures; and why they are important and ability to apply that knowledge when making decisions
  • Established business acumen with ability to understand business requirements through detailed business analysis and enterprise planning, leading to practical and effective business solutions
224

Senior Internal Auditor Resume Examples & Samples

  • Organize and conduct quality audits and reports using the Financial Enterprise Services Retail Audit
  • Schedule and conduct regular audit reviews with retail management
  • Assess and partner with senior field leadership on assignment, mitigation strategy and timing of identified issues in direct support of Regional VP GM
  • Active support of senior field leadership in partner compliance to T-Mobile’s contractual and operational guidelines
  • Timely travel and submit expenses booking
  • Provide additional support training to auditors as needed
  • Work on assigned tactical/strategic projects as needed
  • 2+ years Retail Store Management or equivalent outside audit experience
  • 2+ years Retail Audit experience
  • Bachelors Degree. Accounting, Finance or related field
  • MS Word and Excel skills
  • Excellent written and verbal communication skills with multiple levels of management
  • Ability to work independently and meet deadlines
  • Ability to travel up to 50-75%
225

Senior Internal Auditor Resume Examples & Samples

  • BA in Accounting or Auditing – or related field
  • 3-5 years of progressive audit experience either in external or public company
  • Solid understanding of COSO 2013 Framework, Sarbanes-Oxley requirements and IIA Standards
226

Senior Internal Auditor Resume Examples & Samples

  • Actively participates in risk assessments, scoping, and planning activities for a variety of internal audit projects and assurance activities
  • Develops audit work programs and testing procedures that are relevant to risk and test objectives
  • Executes audit fieldwork autonomously and ensure audit conclusions are well documented and supported in accordance with audit work programs, and makes improvement recommendations to management
  • Drafts clear and meaningful findings, high quality audit reports, presentations, and other materials for Sr. Management and the Board
  • Coordinates all audit efforts with business process owners, regional management, and global audit teams
  • Builds collaborative and trusting relationships with auditees, management, and other cross-functional stakeholders
  • Performs data analytics to identify trends, anomalies, and areas of focus for audits and investigations
  • Participates in Sarbanes Oxley (SOX) activities and/or other ad-hoc projects as assigned
  • Minimum of 4 years’ experience in the fields of internal audit, risk assurance, and/or fraud examination
  • One or more relevant professional certifications preferred CIIA, ACA, ACCA, CIA, CFE, CISA
  • Adept with the IIA’s professional practices framework / standards, as well as COSO’s integrated framework
227

Senior Internal Auditor Resume Examples & Samples

  • Performs risk assessment and analysis for financial and operating exposures
  • Educates Corporate Controllers on process and control changes
  • Delegates and oversees the project work of the internal audit staff and guest auditors. Acts as a mentor to further develop staff level associates
  • Plans, executes and reports on assigned special projects
  • Bachelors in Accounting, Finance or related field
  • Certifications preferred: CPA, CFE or CIA
  • Software skills necessary for the position are SAP, Hyperion, and the Microsoft Suite. Experience with all of these is a plus
  • Strong internal customer orientation and customer centricity
  • Demonstrated continuous improvement focus
  • Excellent oral and written communication and analytical skills
  • Flexibility to handle changing requirements and multiple projects
  • Requires standing and sitting for prolonged periods of time, talking and listening
228

Senior Internal Auditor Resume Examples & Samples

  • Plan, conduct, and possibly lead business process reviews to evaluate the design and operating effectiveness of internal controls over the business operations
  • Assist management on special projects and assignments as needed
  • Assist Internal Audit Manager in the development of Internal Audit policies, procedures and methodologies
229

Senior Internal Auditor Resume Examples & Samples

  • SOX compliance
  • Risk-based audits / operational audits
  • Cycle count / inventory physical counts
  • Support to external auditors
  • Investigations as needed
  • 1 years or more of audit experience
230

Senior Internal Auditor Resume Examples & Samples

  • Identifying issues, developing criteria, reviewing and analyzing evidence and documentation
  • Conduct interviews, review documents and prepare working papers
  • Drafting audit reports that present and document audit issues and recommendations for improvement using independent judgment
  • Assist in communication of audit results and consulting projects through written reports and presentations to management
231

Senior Internal Auditor Resume Examples & Samples

  • Three years of IT auditing experience, preferably with a big accounting firm
  • Oracle ERP system experience preferred Proficient in Excel (including pivot tables)
  • Excellent oral and written communications
  • Degree in Accounting or MIS. Post graduate degree preferred
232

Senior Internal Auditor Resume Examples & Samples

  • 5+ years of Internal Audit experience in the Financial Services industry
  • Knowledge of Accounting and Internal Controls
  • Knowledge of Consumer Regulatory Compliance requirements
233

Senior Internal Auditor Resume Examples & Samples

  • Leading or conducting financial and compliance audit projects
  • Providing consulting services to management and staff
  • Identifying and evaluating the risk areas and providing key input to the development of the annual audit plan
  • Performing audit procedures, including identifying and defining issues, developing criteria, reviewing and analyzing evidence, and documenting client processes and procedures
  • Conducting interviews, reviewing documents, developing and administering surveys, composing summary memos, and preparing working papers
  • Identifying, developing, and documenting audit issues and recommendations concerning areas being reviewed
  • Communicating or assisting in communicating the results of audit and consulting projects via written reports and oral presentations to management and the board of directors
  • Applying intellectual curiosity to business processes to understand process and procedures and to evaluate compliance
  • Bachelor’s Degree in Business or Finance related function with previous accounting, auditing or other business related experience
  • Experience working in MS Word, MS Excel, MS PowerPoint, etc
  • Working knowledge of Generally Accepted Accounting Principles (GAAP)
234

Senior Internal Auditor Resume Examples & Samples

  • Executes projects within the Audit Plan to budget / schedule, including developing and maintaining relationships with relevant management
  • Assesses risk and ensures efficient and effective audit project execution relative to that risk
  • Develops and executes audit test plans, ensuring work and documentation is timely and in accordance with audit methodology, internal audit and other applicable standards
  • Recommends conclusions and drafts audit issues relative to the adequacy and effectiveness of compliance, governance, internal controls and risk management at business unit / functional unit / process levels
  • Builds and maintains relationships with teammates to support effective communications, as well as foster team ‘spirit’ within the internal audit team
  • Prepares presentations to deliver key messages on findings, risks, etc
  • Experience in relevant risk-based, IT integrated, process auditing
  • Experience in flowcharting/process mapping
  • Knowledge of audit work paper standards, including use of electronic work paper tools
  • Understanding of control procedures related to financial services businesses, including those related to any of securitization, lending, and investing businesses
  • Excellent oral and written English
  • Proficient in MS-Word, Excel, PowerPoint, Outlook, Flowcharting software, and Electronic Audit Tools
  • Knowledge and understanding of any of FIDICIA, Sarbanes Oxley, or other relevant legislation / SEC reporting
  • Operational risk and control analysis experience
  • Risk management experience
  • Financial/quantitative analysis & interpretation
  • Advising on process improvement or performance indicators
  • Multi-tasking experience in a dynamic growth oriented organization
  • Experience with vendor management / outsourced environments
235

Senior Internal Auditor Resume Examples & Samples

  • Project and time management to ensure the efficiency and effectiveness of audit procedures
  • Provide field leadership as needed, (auditor in-charge)
  • Provide management consulting services; participate in special projects, teams and investigations, as needed
  • Obtain a broad knowledge of the business, operations, and processes to enable risk based auditing
  • Arrange travel requirements consistent with the company’s policies and limitations, to perform auditors of global operations, including visa applications, passport, airfare, hotel reservations, rental cars, etc
  • Research audit areas including authoritative accounting literature and policies
  • Assist management in compliance with Sarbanes-Oxley requirements through self-assessment and testing
  • Audit business processes and operations and recommend improvements
236

Senior Internal Auditor Resume Examples & Samples

  • 5+ years of Internal Audit (Financial and Operational) experience in the Financial Services industry
  • Public Accounting and/or Private Industry background
  • Previous experience with Credit Care Lending
237

Senior Internal Auditor Resume Examples & Samples

  • 3+ years of experience in Corporate Audit, Business Process Consulting and/or Public Accounting; 3+ years of Operational / Financial / Compliance Audit experience; 1+ year of experience in an Audit Supervisory role
  • Sarbanes-Oxley testing experience, particularly Section 404
  • CPA or CIA certifications
238

Senior Internal Auditor Resume Examples & Samples

  • Assists with Risk Assessment process including documenting results, interviewing personnel and analyzing data
  • Uses risk assessment methodology to develop audit programs designed to appropriately evaluate risk management activities within the area under audit
  • Researches best practices, industry benchmark data and regulatory guidelines for incorporation into the audit process
  • Provides technical direction to staff internal auditors
  • Documents all work thoroughly, clearly and concisely to allow for efficient review by Manager/Director
  • Ensures that audit procedures are completed timely and accurately
  • Reviews work performed to assess whether change in scope is necessary to mitigate risks
  • Supervises the work of staff auditors to ensure timely completion of all procedures
  • Reviews all work performed by staff auditors to ensure accuracy and effectiveness of audit work
  • Interfaces with all levels of the organization, creating a reputation of partnership and trust
  • Writes audit reports, ensuring accuracy and clear, concise communication
  • Identifies opportunities to build relationships and add value to First Command
  • Assists with recruiting efforts for the department
  • College Degree, Accounting of Finance preferred
  • At least 4 years of internal audit or external audit required
  • Experience with risk assessments and enterprise risk management
  • Experience leading audit engagements and supervising staff auditors
  • Actively pursuing internal audit related certification (i.e. CFE, CIA, CPA, CISA)
  • Strong experience in information systems
  • Exceptional interpersonal skills, including written and oral communications, listening, and fostering open communications
  • Absolute commitment to timely delivery of quality service and work product
  • Ability to research various topics when required
  • Self-disciplined, mature, and good people skills
  • Must be an individual contributor as well as team oriented
  • High level of competency in computer skills
239

Senior Internal Auditor Resume Examples & Samples

  • Conducts audits in assigned areas, under the supervision of the audit leader, in accordance with audit programs to evaluate the design and operating effectiveness of internal controls, business processes, and procedures at Eaton operations
  • Prepares written audit findings and recommendations for discussion with local management
  • Prepares recommendations to address audit issues
  • Follows-up and reviews implemented management action plans and audit findings remediated with limited direct supervision of the Audit Manager/ Supervisor
  • Counsels as an expert for accounting, compliance and Internal Controls matters
  • Bachelor degree in Accounting, Finance or Business Administration or equivalent
  • 3-5 years overall experience in the finance / accounting / audit field with a minimum of 3 years of internal or external audit, ideally in a manufacturing environment
  • Availability and willingness to travel up to 50% within the Europe, Middle East and Africa
  • Good knowledge in IFRS and U.S. GAAP and proficient in Internal Audit key concepts (risk-based audits, financial audit)
  • Proven experience in documenting and testing controls, as well as in identifying risks and weaknesses and developing audit procedures to assess the design and operating effectiveness of internal controls to mitigate the risks
  • Strong interpersonal skills, with the ability to make sound recommendations and to articulate benefits/results to business unit goals
240

Senior Internal Auditor Resume Examples & Samples

  • Prepare audit reports and discuss reports with appropriate management
  • Review Management’s quarterly Sarbanes-Oxley 404 self-assessments
  • Facilitate internal control development, compliance, and education
  • Maintain effective working relations with executive and operating management
  • Perform audits and review internal controls of various organizational and functional areas to safeguard the assets of the Corporation
  • Maintain compliance and audit software
  • Design, execute, and manage operation and financial audit programs in accordance with professional and internal departmental standards
  • Assist in the preparation of the materials for meetings of the Audit Committee of the Board of Directors
241

Senior Internal Auditor Resume Examples & Samples

  • Lead audit teams in the corporate office as well as onsite at our manufacturing facilities (typically 1-week assignments), delivering actionable insights to our internal customers
  • Partner with external auditors, and combine efforts, as appropriate
  • Audit experience in various functional areas
  • Must be able to travel 25%
  • Relevant certification(s) (e.g., CPA, CIA, CFE, CISA, CMA, CRMA) and/or advanced degree (e.g., MBA, MSA, MACC) is preferred
  • Well-developed project management, sense or urgency and talent evaluation skills
  • Financial systems skills - ability to quickly learn and work with multiple financial systems
  • Entrepreneurial, innovatinve and process improvement skills
  • Team player, comfortable working on multiple teams/projects simultaneously and independently, as needed
  • Demonstrated skills in employee supervision
242

Senior Internal Auditor Resume Examples & Samples

  • Assess compliance with policies and procedures through the examination of records, report and documentation
  • Ensure appropriate documentation of internal controls including narratives, process flowcharts, control descriptions and risk control matrices
  • Partner with business process owners to improve process efficiencies in the design, modification, or streamlining of process and controls
  • Assist in the planning, performance and reporting of audits identified in the Internal Audit annual plan
  • Make recommendations within areas requiring remediation and validate successful implementation of agreed upon actions
  • Assist with ongoing training to business functions with respect to internal controls and regulatory compliance
  • Partner with the IT Audit team to align business process controls with designed IT controls
  • Champion projects, programs and business initiatives as required
243

Senior Internal Auditor Resume Examples & Samples

  • Performing intermediate and advanced level audits, reviews, or analysis of transactions in execution of the annual internal audit plan
  • Understanding financial and operational processes, including the relevant risks and controls
  • Evaluating the effectiveness of the internal control environment and compliancewith Company policies and procedures
  • Collaborating with management to build and maintain ongoing business relationships
  • Identifying new rules issued by the applicable regulatory or governing body to remain current on auditing, accounting, and regulatory trends
  • Complete ad hoc and other duties related to Internal Audit services, as assigned
  • Minimum 4 years of experience in accounting, auditing, or risk management
  • Advanced knowledge of Sarbanes/Oxley (SOX) and NAIC Model Audit Rule (MAR)
  • Life insurance or financial services industry experience
  • CPA, CIA and/or CISA license
244

Senior Internal Auditor Resume Examples & Samples

  • Performs and occasionally leads staff in conducting audits to ensure thorough coverage of areas reviewed, proper evaluation of internal controls, and policy compliance within budgeted and scheduled timeframes
  • Determines or assists in determining proper scope of test work
  • Presents reports on audit results and recommends corrective actions or improvement as required
  • Tracks, monitors, and validates completion of audit observations
  • Bachelor’s Degree in Information Systems, Business Administration or related field
  • Professional certification as a Certified Information Systems Security Professional (CISSP) and Certified Information Systems Auditor (CISA) preferred
  • Minimum of 3+ years IT audit related experience including external or internal audit
  • Strong MS Excel, MS Access, MS SQL database, Oracle Database, AIX, HP-UX, Active Directory, Windows Server, SAP, and Oracle ERP skills and experience
  • Familiarity with Nmap, NetStumbler, Nessus, Nikto, BackTrack, and other security related tools
  • Ability to develop risk based audit programs and execute
  • Ability to perform and evaluate the quality of audit work
  • Read, analyze, and interpret documents such as technical journals, financial reports, and legal documents
  • Write complex reports, business correspondence, procedure manuals and policy manuals using excellent grammar, correct punctuation and spelling, cohesive structure, concise wording and appropriate tone
  • Effectively present information to management
  • Ability to work effectively with diverse populations
  • Experience with CAATT (Computer Assisted Auditing Tools & Techniques) such as IDEA, ACL, etc
245

Senior Internal Auditor Resume Examples & Samples

  • Determines or assists in determining proper risk based scope of test work as well as plays a key role in planning, execution, and reporting activities
  • Prepares audit work papers as well as document audit results in a manner that reflects the highest professional standards
  • Tracks, monitors, and validates completion of audit observations. Assesses adequacy of management responses and corrective actions implemented
  • Assists in the Internal Audit risk assessment, identifying risks and controls, updating the audit of auditable entities, and proposing audit areas/projects as part of the annual audit plan
  • Participates in Sarbanes-Oxley Act compliance audit to ensure that financial controls are in place
  • Bachelor’s Degree in Business Administration, Economics, Accounting, Finance or related field
  • Experience with auditing in high-tech and global environment preferred
246

Senior Internal Auditor Resume Examples & Samples

  • Operational and Financial Audits and Special Reviews
  • Participate in and / or lead (as instructed by Internal Audit Management) the execution of regular, less-complex operational and financial audits (pre-, on-site and post phases) for different business processes
  • Collect, analyze, interpret document / information to arrive at audit result, and prepare work papers in accordance with Internal Audit procedures / standards
  • Accurate evaluation of the internal control system of the audited unit
  • Document audit findings, risks and recommendations and prepare audit report
  • Prepare and / or perform quality review of audit work papers i.e. sufficiently complete, detailed and accurate to ascertain the audit work done and to support conclusions reached
  • Responsible for the preparation of audit reports summarizing findings, risks and recommendations
  • Responsible for the communication of audit results to audited management
  • Communicate results to Auditor in Charge / Internal Audit Manager and / or Audited Management
  • Identify other risks within the audited unit besides the audit scope performed Compliance audits / reviews
  • Assist in compliance audits (pre-, on-site and post phase) and prepare audit work papers
  • Document compliance audit findings and risks and assist in compliance report preparation
  • Communicate findings with the Audit Manager and / or Regional Head of Internal Audit
247

Senior Internal Auditor Resume Examples & Samples

  • 3+ years of audit experience is required
  • Thorough understanding of GAAP and SOX compliance
  • Experience with large ERP systems
  • CPA, CIA and/or CISA is highly preferred
248

Senior Internal Auditor Resume Examples & Samples

  • Undergraduate degree in Finance/Business Administration, Accounting
  • 2- 4 years professional experience in an audit related role (within a Big-4 accounting firm preferred) and/or large corporation’s internal audit department. Additional finance experience would be a plus
  • Willingness to travel (70%)
249

Senior Internal Auditor Resume Examples & Samples

  • Work collaboratively within the team and execute audits related to Finance, in accordance with audit methodology and professional standards, including drafting of audit reports, presenting issues to the business and discussing practical solutions
  • Demonstrates in-depth understanding of how internal audit operates as the 3rd line of defence; works with business/function and control functions to provide value added assurance
  • 5-7 years of experience in a finance-related audit role
  • Specific subject matter expertise regarding technology application control disciplines and a solid business understanding of financial services products, especially those associated with the Capital Markets and Banking business
250

Senior Internal Auditor Resume Examples & Samples

  • Bachelor's degree in accounting and a minimum of 4 to 6 years public accounting or private (corporate) auditing experience
  • Analytical skills (data analytics)
  • Flexibility to travel as necessary (15% if necessary, usually less)