IT Audit Manager Resume Samples

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G Sporer

Greg

Sporer

8229 Wisozk Run

Philadelphia

+1 (555) 529 2291

8229 Wisozk Run

Philadelphia

Phone

p +1 (555) 529 2291

Experience Experience

New York, NY

IT Audit Manager

New York, NY

Murphy, DuBuque and Bednar

New York, NY

IT Audit Manager

Personal Leadership – Maintains productive customer partnerships, turning around difficult relationships (particularly with people not traditionally used to interacting with Internal Audit). Actively responds to changes in customer’s priorities and/or environment, delivering timely and innovative services. Builds credibility with global stakeholders through awareness of VMware’s cultural and business drivers
With the help of internal and potentially external resources, the IT Audit Manager will be responsible for auditing complex IT infrastructure (Networks, LANs, WANs, Security etc.) and Application ecosystems (PeopleSoft, RPOS, Epicor POS and other internally developed or off the shelf applications). The IT Audit Manager will give recommendations to the CIO and his team for standardizing current platforms from a risk management and control perspective
Responsible for planning and executing basic to complex portions of the Risk & Control Services plan including audit activities and SOX/MAR/FDICIA compliance activities. Completes risk assessments in conformance with department standards, generally in moderately complex areas. Presents work objectives and results focusing on impact of control deficiencies
Proficiency with ETL tools such as Oracle Warehouse Builder (OWB), Data Services, IBM Information Server (Datastage), SAS Data Integration Studio, PowerCenter Informatica, SQL Server Integration Services (SSIS), Oracle Data Integrator (ODI), DB2 Warehouse Edition
Manage and execute audits of Bankrate system's internal control design and effectiveness which includes, but is not limited to, efficiency and security protocols, development processes and IT governance
Develop expertise regarding the Bank's IT infrastructure environment, including knowledge of IT control frameworks, key IT processes, relevant technologies, and design of risk-based IT audit control assurance tests. Focus areas include systems/security architecture, incident response processes, access controls, data leakage prevention (DLP) mechanisms, e-commerce security practices and related fraud detection techniques, mobile applications, cloud computing security and the cyberthreat intelligence framework
Reviews audit project plans, work papers and audit reports, including discussing issues with management, and ensuring adequate quality control is in operation. Follows up on replies to reports, reviews replies and posts audit reviews. Operations including time management, performance reporting, scheduling staff resources and weekly reporting to Internal Audit Manager

Los Angeles, CA

SOX IT Audit Manager

Los Angeles, CA

Hettinger, Hettinger and Balistreri

Los Angeles, CA

SOX IT Audit Manager

Review and manage work of SOX analyst (IT and Finance)
Minimal or no follow-up comments on work delivered
Minimal or no follow-up comments from external auditor on work delivered
Work delivered within agreed timeframe
Will work closely with the rest of Travelport SOX team
Working Relationships
Demonstrated knowledge of major control frameworks including COSO 2013 and COBIT

present

Phoenix, AZ

Senior IT Audit Manager

Phoenix, AZ

Auer Group

present

Phoenix, AZ

Senior IT Audit Manager

present

Maintaining expertise and pursuing training to keep abreast of new and proposed developments in the Auditing field
Planning, implementing, and directing coverage for Technology audits, based on corporate and industry risks
Evaluating existing policies and procedures and identifying controls
Assisting staff in the management of their careers and realization of their professional goals
Contributing through direct actions to the Division’s stature and independence within the Enterprise
Willing to travel (20-30%)
Liaising with business partners and auditors on findings

Education Education

Bachelor’s Degree in Accounting

University of California, Los Angeles

Bachelor’s Degree in Accounting

Skills Skills

Strong knowledge of, or capability to learn, the technical, tactical, and strategic aspects of Southern Company’s IT business
Strong proficiency in basic PC applications (Excel, Word, PowerPoint) with a general understanding of data analysis techniques
Ability to quickly learn new areas of the business by applying solid foundation and understanding of internal controls and general business practices
Show a great ability to listen, a critical mind, a good analytical sense as well as capacity for synthesis
Strong risk and control knowledge and business acumen
Ability to anticipate risks and to take initiatives. Can handle unforeseen changes Be open-minded and dynamic, ability to work within a multicultural team
Have good communication skills orally and in writing, ability to convince and to write clear, precise and accurate reports
Ability to build good working relationships with auditees and key stakeholders
Excellent supervisory and people development skills, including ability to manage ambiguity and provide structure and guidance to staff members
Strong knowledge of Banking and IT Audit with subject matter expertise in Information Security

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VP IT Audit Manager Resume Examples & Samples

Work both independently and in a team setting to assess CCB technology, identify key risks and controls, develop a strategy to test those controls, and perform test execution
Communicate results of testing to both internal Audit management and key Audit stakeholders
Perform ongoing monitoring of CCB Banking Operations technology groups
Stay up-to-date with evolving technology changes and market events impacting the CCB technology products and services
Minimum Bachelor's degree in Management Information Systems, Finance, Accounting, or other related discipline. An MBA degree and/or professional certification, such as CPA, CIA, CISA, or CISSP is a plus
Working knowledge of IT application, infrastructure, and related controls; for example Access Administration, Change Management, Security Configuration and Resiliency
Prepared to travel to business locations domestically (up to 20%)

IT Audit Manager Resume Examples & Samples

Three to five years IT Audit experience with a Financial Services, Brokerage Firm or a Public Accounting Firm with emphasis on the Financial Services Industry
Knowledge of financial products, SAP General Ledger or other ERP solutions a plus. Bachelors or Graduate Degree (Computer Science or IT related preferred)
CISA and / or CISSP (preferred)

IT Audit Manager Resume Examples & Samples

Manages a complex and critical unit within Internal Audit, including a small to medium sized team of Internal Audit professionals. Recruits staff, develops talent, builds effective teams, and manages a budget. Possesses a broad and comprehensive understanding of different Internal Audit standards, policies and local regulations; applies a broad and comprehensive knowledge of Consumer banking technology
Reviews and approves Business Monitoring Quarterly Summaries
Specific subject matter expertise regarding technology application control disciplines and a solid business understanding of products, especially those associated with the Consumer business

ICG IT Audit Manager VP Resume Examples & Samples

Performs moderately complex audits related to SFS and TTS business applications, technology management; project/program management; or supplier management in accordance with corporate methodologies and professional standards, including drafting of audit reports, presenting issues to the business and discussing practical solutions
Work collaboratively with Internal Audit teams in the Citi matrix for all assigned responsibilities
BS/BA degree or equivalent combination of education/experience. Related Certifications (CISA, CISM, CISSP trained or similar professional qualification)
Specific subject matter expertise regarding technology application control disciplines and a solid business understanding of CTS products, especially those associated with the cash management, treasury, custody, trade, agency and trust, and fund services businesses. Candidate understands the technology control environment required to support payment, value transfer networks and clearing and settlement venues
Knowledge of advanced Excel & Access functions to perform data analysis/test automated controls. Knowledge of audit software (IDEA, ACL, SQL) is also beneficial

IT Audit Manager Resume Examples & Samples

This is an excellent opportunity to gain exposure to a variety of technology systems and business applications at BMO and influence processes through improving controls
Meet with key client management periodically to ensure an understanding of strategies, tactics, objectives and initiatives
As required, provide input to the development of an annual audit plan
Maintain regular communication with Director/SAM on Division issues concerning the audit engagement
Be a positive role model for others, demonstrating the principles and values set by the Division and the Enterprise
Be seen as knowledgeable within specific technical competency roles aligned to the needs of the Division
Advance the Division’s overall practice ensuring that practices and methodologies application are maintaining at the high quality level expected of a strong internal audit practice
Excellent interpersonal skills; ability to collaborate, influence and network effectively

IT Audit Manager Resume Examples & Samples

Strong understanding of IT auditing techniques and methodologies with 10 years of direct relevant experience
Strong understanding of IT general controls, application controls, project management practices, and Information Security controls as indicated in COBIT, ITIL, PMBOK, etc
Strong understanding of Information Security Laws and Regulations including FFIEC Guidelines, Gramm Leach Bliley, PCI, etc
Self-starter, desire to learn, able to teach others, high energy, positive attitude, exhibits flexibility
IT Audit Management experience
Ability to work in a very detailed manner as well as to look broadly across a population and develop connections and themes identifying risks and concerns
Ability to prioritize and manage multiple work efforts and to quickly change direction, as needed
Significant experience in a large, complex, financial services environment with demonstrated track record of advancement, leadership and business success
Strong knowledge of Banking and IT Audit with subject matter expertise in Information Security
Ability to engage and influence senior executives, establish and maintain collaborative partnerships and provide thought leadership to strategic decisions
Strong strategic and process thinking abilities; takes a broad perspective and makes connections
Able to lead change and integrate

IT Audit Manager Resume Examples & Samples

CISA and/or Accounting designations
Excellent time management skills and a proven ability to meet deadlines
People management and project management experience
Knowledge of the Bank's business and systems environments

Senior IT Audit Manager Resume Examples & Samples

Develop strategic plan to assess and monitor technology risk
Contribute to the design, development, and execution of Audit plans, processes and strategy for IT applications and services in assigned business segment
Keep abreast of IT emerging issues, trends, and evolving regulatory requirements and assess potential impacts to the business segment, Bank and audit approach
Demonstrate governance, control and risk management behaviours in alignment with TD policies and practices to ensure that audit execution aligns with documented procedures specific to your role or business segment
Provide leadership, direction, advice and guidance to the team, to consistently maintain high levels of integrity, motivation and morale

IT Audit Manager Resume Examples & Samples

Direct IA knowledge and application controls experience
Proficiency with/knowledge of all phases of the audit cycle, including risk assessment, planning, fieldwork and reporting
Excellent organizational and analytical skills

IT Audit Manager Resume Examples & Samples

5 to 10 years of IT audit
At least 7-10 years of experience of technology audit and/or core IT management processes and related risks and controls, particularly application development, change management, computer operations, information security and business continuity
Relevant professional qualifications such as CISA, CISSP

ICG IT Audit Manager Resume Examples & Samples

Working with the Lead Auditor the individual will take part in the execution of elements of complex risk based audits as set out in the annual plan
Acting as Lead Auditor for certain risk based audits as set out in the annual plan
Gain knowledge and keep abreast of industry developments, new laws, rules, products, technologies and applications and considers implications for the business and audit universe and plan
Will be expected to travel
Understanding and practical application of Risk Based Auditing methodology

IT Audit Manager Resume Examples & Samples

Bachelor’s in accounting
CPA or CIA/CISA/CMA license
At least 5 years of financial services IT or IT audit experience
Strong understanding of auditing principles and techniques
Knowledge of Windows 7, XP, and 2000; Unix/Linux operating systems; iSeries logical access controls; Sybase, Oracle, DB2
Ability to interact and work with senior management and maintain a strong relationship with clients

IT Audit Manager Resume Examples & Samples

Define scope and complete planning for the execution of IT audit reviews
Identify risks, control weaknesses and the development of possible solutions
Support Business Audit reviews from an IT perspective and liaise regularly with the business to provide information on the progress of work
Prepare for and participate in exit interviews with management at the end of each audit and secure their agreement on the issues and recommendations raised
Suggest improvements in the efficiency of the audit process
Build a good working relationship within the business and develop a deep understanding of the IT landscape for each Business Group
Provide thought leadership and knowledge sharing with other team members and the broader Company's business
Undertake appropriate professional development activities

IT Audit Manager Resume Examples & Samples

Designs, develops, implements and maintains the organization's information systems and related procedures to ensure compliance with applicable laws and regulations and Regions' policies, procedures and standards
Ensures all audit objectives are accomplished within established time and cost constraints
Conducts exit conferences with senior management and participate in various management committee meetings, developing strong relations with senior officers
Reviews audit documentation prepared by the assigned Auditor/ Auditor Senior ensuring that the work is complete, audit objectives accomplished and conclusions appropriately reached and documented
Coaches and provides development to assigned staff
Performs annual reviews for assigned staff
Participates on project teams involving implementation of new systems, changes to existing systems, changes in operating processes and provide management with appropriate recommendations

Senior IT Audit Manager Resume Examples & Samples

Bachelor's Degree in a related field
Previous Comprehensive Capital Analysis Review experience
Knowledge of COBIT 5.0 and/or ISO9000

Senior IT Audit Manager / Integrated Audit Resume Examples & Samples

Evaluate the Bank of the West IT Audit Risk Universe and the annual audit plan and assess the audit skills needed to the evaluate the risk of the entites and perform the audits
Develop key relationships with IT magemement to continuously monitor IT risk and to ensure audit activies are executed effectively
Assist the Systems and Operations Audit Director with development of the overall annual audit plan, team goals and provide feedback on the staff's performance and accomplishments
Works with the Systems and Operations Audit Director and team to continually evolve and improve existing processes
Performs the first level of review of staff’s working papers and ensures that audit activities comply with Inspection Group standards
Reviews audit reports to ensure clear communication of risks and identification of root cause issues and presents well-crafted audit reports to the Director of Systems and Operations Audit in a timely manner
Directs, mentors, trains and evaluates assigned staff
Master’s/Advanced Degree in Information Technology / Finance Preferred

IT Audit Manager Resume Examples & Samples

Conduct business and application audits from an IT perspective, including audits of Risk, Finance, Operations, Investment Banking and Private Banking/Wealth Management businesses
Assess application and general IT controls, identify of key issues impacting businesses under review, presenting and agreeing with management practical recommendations and responses for the mitigation of associated risks; Identify potential solutions by exploring and analyzing diverse alternatives
Perform audit planning; design, execute and document control testing and prepare audit report
Effectively supervise and motivate audit teams, providing necessary oversight and guidance
Proactively manage the department's relationship with key IT and business stakeholders through maintaining lines of communication and fostering on-going interaction
Develop subject matter expertise regarding Risk, Finance, Operations, Investment Banking, and Private Banking/Wealth Management system landscape, relevant regulatory requirements, best practices and key control processes, through proactive on-going monitoring and contribution during audits
Develop and share expertise in the Internal Audit department through participation in various meeting forums and training sessions

IT Audit Manager Resume Examples & Samples

Bachelor's Degree in Information Systems, Computer Science, or a related discipline. Additional degrees in Accounting or Finance are a plus. CISA, CISSP, CPA, CIA, preferred
At least 5 years of experience in IT auditing, accounting (internal and/or external), or a related business field
Knowledge in regulatory compliance standards including PCI DSS, Sarbanes-Oxley, SSAE-16, COBIT, ISO 27000, and COSO Framework
7-8+

IT Audit Manager Resume Examples & Samples

Prior experience auditing IT Systems (i.e., SAP, PeopleSoft, Oracle, Linux, etc.) and operational processes a plus
Excellent oral and written communication skills at all levels of the organization
Working knowledge of COSO internal control framework, COBIT Methodology and SOX Compliance requirements
Self-motivated, strong work ethic and demonstrated “team player”

IT Audit Manager Resume Examples & Samples

Specific subject matter expertise regarding technology application control disciplines and a solid business understanding of the Finance and Corporate Functions, including Tax, Human Resources, Payroll, Procurement, Payables, Risk Management, Treasury, Compliance, AML, Data Governance and Continuity of Business processes
Applicable experience and knowledge of data governance, data privacy, and continuity of business
High disposition to travel

IT Audit Manager Resume Examples & Samples

4+ years of IT Audit experience
Microsoft Excel proficient
PMP, CISA, and/or a CPA certification

IT Audit Manager Resume Examples & Samples

Plan and execute multiple concurrent audits, including reviews of existing production applications, systems currently being developed, and specialized technological components
The audit team member is expected to identify and assess application-related risks (both business and technological) and to provide advice to management regarding mitigation of these risks
The audit team member will lead or contribute to an engagement and, in doing so, will be required to manage budgeted hours and project timelines while assessing the controls over physical and logical security; systems acquisition and development; system and network infrastructure; system architecture; change management; computer operations; and production support. In other instances, the Audit Manager will provide audit support to business and operational colleagues in these same areas
Identify and address systemic control and efficiency issues. Develop data analysis and automated tools to provide management with proper context of potential exposure and loss of business due to control weaknesses
Support ERM and general audit practices as needed providing both IT technical expertise as well as general audit knowledge
Develop an ongoing "trusted advisor" relationship with audit clients and Internal Audit business unit colleagues to ensure timely and consistent controls advice
Mentor audit staff in areas of IT audit and technology expertise to develop a broader skill base and level of understanding of IT risks
Participate directly in new client development process by assisting Senior Managers, Directors and Managing Directors in initial meetings, presentations and proposal development
Responsible for coordination of all deliverables (such as IT reports, RACM, working papers, etc.) for assigned engagements including technical review
Demonstrates proficient technical skills for handling all client responsibilities, including knowledge of trends, industries, alternatives, etc
Manage and maintain multiple client relationships, engagements and special projects
Effectively supervise, train and mentor Associates and Senior Associates
Exhibit leadership capabilities including the ability to listen and communicate with staff effectively
Foster a team environment for overall Business Unit
Capable of developing an overall engagement budget
25%-50% travel is required
A solid understanding of technology best practices for application systems development and infrastructure support (operating systems, network and computer operations, production support, and information security)
Proven analytical skills. Advanced knowledge and experience with controls, and key areas of technology supporting COSO, CobiT, ITIL, SOX
Some understanding of the laws and regulations associated with NIST, FISMA, ISO27000,SEC, FINRA, DoL, and ERISA regulated entities and the use of technology controls to meet these requirements
Understanding of the risks associated with current technologies (e.g., web services) and the standards and controls being developed to mitigate those risks
Strong team player willing to collaborate with highly skilled people on multiple levels
Polished oral and written communication skills
6 years or more years of combined IT Technical and audit experience, 3 years of supervisory of staff
Bachelor’s degree in Information Systems/Accounting or related disciplines; advanced degree preferred
CISA certification required; CIA, CISSP, CPA preferred

IT Audit Manager Resume Examples & Samples

Minimum of 5 years of hands-on experience in information technology required; demonstrating a steady growth of skills and responsibility
Minimum of 2 years of SOX IT Audit experience at a Manager level preferred
Minimum of 3 or more years of experience within a public accounting/consulting firm preferred
CISA, CISM, CISSP certification or comparable accreditation required
Demonstrated knowledge of COBIT standards
Network Engineer level of working knowledge in network and infrastructure security desired
Ability to perform technical scans for infrastructure vulnerabilities using commercially available tools
Ability to lead small IT audit jobs, as well as work as part of a team for larger engagements
Working knowledge of application security with SAP and/or Oracle Financials desired
Working knowledge of PCI DSS audits
Team player and deadline oriented
Flexibility with travel and hours

IT Audit Manager Resume Examples & Samples

Execute high quality information technology and integrated audits of key IT focus areas to evaluate VMware’s operational and financial risk exposure, and to support Sarbanes Oxley compliance
Evaluate the effectiveness of IT general computer controls and automated application controls
Connect the dots between IT operational risk and broader business risk, providing management with new insights
Communicate to the business in a language they understand, and recommend solutions
Collect, organize and analyze data and trends of IT systems and applications
Assess and articulate risks associated with system configuration and administration
Areas of IT risk focus may include, amongst others: Network, virtual computing, network and storage environments, private and public clouds, SDLC processes (waterfall & agile), systems change management, logical access, database and operating system configuration and security, end-user computing, IT operations, system development life cycle, SAAS security and control, IT architecture and scalability
Integrated audit areas of focus may include, amongst others: financial reporting; sales operations, order to cash, HR, procurement, R&D, and other business cycles
Maintain technical expertise and apply leading practices in advanced audit techniques (e.g. risk assessments, cloud, analytical review procedures, statistical sampling, data analysis tools)
Results Leadership – Drives self and others to look beyond proposed actions to identify better alternatives in complex environments. Is more interested in doing what is right than winning arguments or being popular. Has political savvy to overcome roadblocks
Professional certification such as CISA, CISM, CRISC, CIA, CRMA, CISSP, and/or CPA. Demonstrated experience successfully managing internal audit projects, conducting risk assessments, operational auditing and executing Sarbanes-Oxley compliance
ERP implementation and controls experience is strongly desired
Strong technology skills including experience with operating systems, security software, network security, telecommunications, database management systems, business and operational applications, system development and project management practices
Knowledge of current/emerging technology including SaaS, PaaS, IaaS, cloud computing, virtualization, networks and electronic commerce, strong knowledge of ERP controls

IT Audit Manager Resume Examples & Samples

Bachelor's level degree in Information Systems or closely related field
Strong IT background and experience as a professional IT auditor
10-15 years of IT and/or audit experience
Excellent interpersonal and communication skills are required in order to build relationships, deal with sensitive issues, develop others, communicate findings and persuade others inside and outside the department to take specific actions
Experience in SAP and/or mainframe computing
Internal Audit certifications (ex. CIA, CISA, CISM)

Senior IT Audit Manager Resume Examples & Samples

CIA or other audit designation and minimum three years of audit experience in a technology or operations environment particularly the CoBIT control framework
CISA, CISM, CGEIT AND CISSP designations are desirable
In-depth leadership and managerial skills
In-depth negotiating and influencing skills

IT Audit Manager Resume Examples & Samples

Bachelor’s degree in relevant discipline (e.g. Accounting, Finance, or Information Technology)
5+ years of experience in internal audit, consulting, assurance services, or related field
Professional certification such as CPA, CIA CISA, or similar strongly preferred
Comprehensive understanding of internal audit processes and objectives
Understanding of core information technology processes and controls, current trends in corporate information technology and emerging themes in the market place
Familiarity with The Institute of Internal Auditors (IIA’s) code of ethics and compliance requirements
Flexibility to travel up to 40%

Senior IT Audit Manager Resume Examples & Samples

Manage and execute multiple, complex technical and integrated audits which consist of planning, evaluating, investigating, reporting, reviewing working papers and supervising
Evaluate the Bank of the West IT Audit Risk Universe and the annual audit plan and assess the audit skills needed to the evaluate the risk of the entities and perform the audits
Develop key relationships with IT management to continuously monitor IT risk and to ensure audit actives are executed effectively
Assist the IT Audit Director with development of the overall annual audit plan, team goals and provide feedback on the staff's performance and accomplishments
Works with the IT Audit Director and team to continually evolve and improve existing processes
Reviews audit reports to ensure clear communication of risks and identification of root cause issues and presents well-crafted audit reports to the Director of IT Audit in a timely manner
Maintains effective and professional relationships with the staff, other managers and directors of the audit division and bank management
Bachelor’s Degree in Information Technology / Finance Required
Years of functional/professional experience: 10 or more years of experience working in an IT Auditing position in the financial industry
Years of supervisory or managerial experience: 5 or years of mangement experience
Combination of education and experience (years /description): 15+ Years
Core Operating Systems

IT Audit Manager Resume Examples & Samples

Direct reporting to the Head of Corporate IT Audit and working in a team environment
Liaise with external auditors and regulators
Participate in ad-hoc IT related projects
Occasional travel (10%) to PRC is required

IT Audit Manager Resume Examples & Samples

Solid knowledge of IT infrastructure (e.g. firewalls, operating systems, databases, etc.) and on-line applications design and architecture, operations, and security
In depth knowledge of Information Security risks and audits
Ability to manage and conduct assurance reviews with the professionalism and rigor expected by industry standard frameworks (e.g., ISO17799/27001, CobIT, COSO, etc.) and professional certification (e.g., CISSP, CIPP, CISA, etc.)
Ability to translate regulatory requirements into specific and sustainable IT controls and solutions that enable compliance

IT Audit Manager Resume Examples & Samples

Proven ability to partner with technology, data analytics and financial auditors and work within a team
Experience in auditing applications, interfaces, system infrastructure, data processing and computer general controls of distributed or mainframe environments
Strong written and verbal communication skills with emphasis on strong issue presentation through negotiation with stake holders
Knowledge of financial products, Corporate Business processes (Human Resources, Corporate Services) and ERP solutions a plus
Bachelors or Graduate Degree (Computer Science or IT related preferred)

IT Audit Manager Resume Examples & Samples

Responsible for managing and the execution of IT Control review engagements for Financial Service sectors and project audits that adhere to Financial Services, COBIT, COSO standards
Help manage the financial aspects of engagements by organizing staffing, tracking fees and communicating issues to project leaders
Contribute to people-related initiatives including retaining and training IT Audit professionals
Understand and follow workplace policies and procedures
Bachelor’s or Master’s degree in Information Technology, Information Systems, Computer Science, MIS, Accounting or related fields
8 years of IT audit experience or related with any firm or 6 years or more of IT audit experience with at least 2 years of working in Big-4 firms. Candidate with exposure to financial services and insurance sectors is preferable
CISA certification or equivalent such as CISSP, CRISC, CISM
Keep up for understanding new technologies
Excellent interpersonal, communication, and presentation skills
Ability to work independently and convert a generally defined audit objective into an actionable audit project plan and deliver results through execution of the project plan
Ability to multi-task, manage the team and meet deadlines
Familiar with security and IT related standards such as COBIT, ISO 2701-2, PCI DSS, ITIL, CMMI, and etc

IT Audit Manager Resume Examples & Samples

8-10 years of IT industry / IT Audit experience within financial services industry
Experience and strong understanding of general IT and application controls
Bachelor's Degree in Computer Science, Information Technology or related major
Ability to communicate effectively (orally and written) with professionalism
Possess strong presentation skills among all levels of management

IT Audit Manager Resume Examples & Samples

7-13 years of related experience within capital markets
Strong application audit experience and understand data integrity
Proficient knowledge of Financial Institutions business processes
Proficient knowledge about the practices, procedures and techniques that provide for the authorization, completeness, timeliness and accuracy of

IT Audit Manager Resume Examples & Samples

Previous IT Audit experience
Banking / Financial Services background
Experience with Application Controls

IT Audit Manager Resume Examples & Samples

Coordinate execution of the audit plan for their area of responsibility, as defined by the Director
Actively contribute to developing a culture of risk and control awareness throughout the organization
Perform portions of the audit work, supervise and review work performed by any staff auditors or third party contractors, and present audit results and recommendations to management
Prepare audit programs and approaches that meet the objectives of those audits, with a focus on internal control design and testing
6+ years of public accounting experience or industry IT Audit Experience
Bachelors in Accounting
Desire to work in a collaborative team environment
Tax provision and research experience is a plus
Big 4 experience and/or advanced degree is a plus

IT Audit Manager Resume Examples & Samples

Project management for IT and integrated audits including scoping, planning, supervising and execution of audits and coordination with external auditors
Monitor engagement and staff performance to ensure proper resource allocation, staff performance, work quality, and compliance with internal standards and policies
Participate in overall enterprise risk assessment process
Proactively identify emerging technologies and develop audit plans to meet the risks associated with using such technologies within Baxter’s IT environment
Maintain ongoing contact with senior IT management at the global and regional level to ensure familiarity with global and regional technology, infrastructure, operations, and application systems
Proactively identify opportunities for Corporate Audit assistance within their areas of responsibility and leading special projects at the global and regional level
Administration, set-up and training of audit automation tool/documentation repository
Strong leadership and results-oriented
Ability to effectively manage multiple projects/priorities
Ability to work independently in an undefined environment
Bachelor’s degree in Management Information Systems (MIS) or Computer Science
At least seven years of progressive IT and/or business process audit experience in Big 4 or industry
Previous IT General Controls experience with the following systems is preferred: JDE (our primary ERP), SAP, PeopleSoft, Blackline, Quantum, OMW and Aldon change management utilities, Oracle database, AS/400 platform
CISA or CPA required and one or more of these preferred: CISSP, MCSE, or CCNE
Experience with 2013 COSO
Travel is approximately 25%

IT Audit Manager Resume Examples & Samples

5+ years of experience with IT Audit
Healthcare Industry Experience; Preferably Healthcare Insurance experience
Have performed audits of IT processes
Strong Working knowledge of IT General Controls (Change Management; Computer Operations; Logical Access)
Working knowledge of Application Controls
Have participated in integrated business audits is a plus
Ability to work independently as well as a part of team
Has experience with CoSourcing arrangements
Strong working knowledge of audit methodologies & work paper documentation
Strong relationship management skills working with key business clients and executive level management
Knowledge of IT & IT Audit Frameworks/Methdologies (ITIL; Cobit; )

IT Audit Manager Resume Examples & Samples

Accountable for identifying key risk IT audit function in accordance to global corporate strategies and regulatory requirements
Plan and execute financial, operational and compliance audit assignments
Identify areas for enhancement and develop recommendations
Responsible and oversee the cross functional audits from front to back office (sales, trading, credit, treasury, operations, compliance and finance) to assess controls, operational efficiencies and compliance with selected policies, procedures and regulations
Ensure audit recommendations are agreed and accepted by the audited committee
Prepare Audit Committee meeting package according to the local regulatory requirements and corporate requirements
Cultivate/ensure fulfilment of regulatory requirements and corporate governance across AP region

IT Audit Manager Resume Examples & Samples

7-9 years of related experience
Working knowledge of GAAP, COSO or SOX desired
Travel required: 10-15%, domestic and international

IT Audit Manager Resume Examples & Samples

Financial services background and knowledge
Solid understanding of Financial Markets and Products
PMP, CISA, and/or CPA certification
Previous experience auditing Property & Casualty insurance operations, including: Underwriting, Premium Billing, Claims, Reinsurance, and Finance/Accounting

Senior IT Audit Manager Resume Examples & Samples

Develop and manage an integrated Audit Plan to maintain a high quality audit program that addresses inherent risks in assigned areas and compliance/regulatory developments
Lead Audit activities and execution to ensure delivery of high quality results while meeting established budgets
Optimize operational excellence through the achievement of approved measures and metrics and leading Division-wide projects
Identify and quantify emerging financial and IT/systemic risks and other exposures to areas of responsibility
Contribute and execute on the strategic plan of the department
Bachelor's degree in Business required; Computer Science or Management Information Systems preferred
CISA or relevant industry certification required
8+ years Fifth Third Audit or large public accounting firm experience; or 10+ years of general industry audit or related experience required; financial services experience preferred. A minimum of 4+ years proven managerial experience in audit orrelateddiscipline
Ability to effectively work in a team environment and maintain professional composure in a dynamic work environment
Ability to adjust to multiple demands and changing priorities
Ability to maintain objectivity in all aspects of position

VP-it Audit Manager Resume Examples & Samples

Undergraduate degree in Information Technology, Engineering, Business, or related discipline. Masters degree a plus
8 + years work experience in IT risk management, auditing or consulting in a diverse, multi-platform environment. The preferred candidate will also be able to demonstrate relevant experience in cyber risk management and controls
Technical knowledge of network devices, operating systems, databases, storage technologies, firewalls, intrusion detection/prevention systems, messaging systems, web application technologies, mobile platforms, DLP tools, etc
Familiarity with operational processes, tools and control best practices in managing a complex IT infrastructure environment, including systems monitoring, capacity management, resiliency, security/access controls, configuration/inventory management, backup and recovery, change management, systems development practices, etc
Financial services experience preferred, but not required
CISA, CISSP, CEH, CISM or equivalent certifications a plus
Strong oral and written communications skills in order to integrate with global audit teams and gain an understanding of IT Risks/controls of the process under review, and articulate assessment to business auditors and Bank management
Highly motivated, results oriented professional and an effective team player who will establish effective links with peers and auditees to promote a favorable profile in the department. The candidate should motivate others, display integrity, enthusiasm and be approachable
The candidate should demonstrate a commitment to self-development, actively seek feedback to develop/update own skills and knowledge, accept and be responsive to constructive feedback

IT Audit Manager Resume Examples & Samples

Execute IT audits and identify internal control weaknesses. Develop and propose strategies for improvement that align with business goals and local capabilities
Oversee the planning, execution, supervision and conclusion of IT audits at TEGNA locations. Work closely with external auditors at some locations
Evaluate audit findings and develop meaningful recommendations for improvement
Report audit results formally in clear and concise written memoranda within specific deadlines, and conduct exit conferences with top executives at TEGNA locations, summarizing IT audit results
Assist less experienced staff members by providing on-the-job training through answering questions, reviewing work papers, giving detailed instructions, giving suggestions for improvement based on reviews of work performed, writing and administering performance evaluations, etc
Communicate and interact effectively (both orally and in writing) with other members of the audit team and auditees
Assist in transforming audit strategy into execution by development and updating of audit risk areas, programs, and questionnaires

IT Audit Manager Wealth Management Americas Resume Examples & Samples

Preparing reports of audit findings for UBS senior management at local, global, functional and Group level
Monitoring the results, risk profile and developments within Wealth Management Americas and Group Technology and provide input for planning sessions
Additionally, you will be expected to monitor the risk profile of business areas assigned to you and suggest changes and additions to the audit plan as necessary
Working on audits in different capacities throughout the year. This involves being the responsible auditor or staff auditor, developing effective audit programs, executing fieldwork in an efficient and effective manner, discussing findings with senior management as well as delivering clear messages and writing thorough audit issues and reports
MBA, CIA or CISA preferred

IT Audit Manager Resume Examples & Samples

Preparing workpapers in support of work performed; discussing findings with management and drafting audit reports to Executive Management
Contact and support point for control activities in specific global regions and advise regional management
Identifying further opportunities where IT Audit can be of assistance to divisions
Trains and coaches IT seniors and IT staff as well as all GIA on IT issues, tools and best practice
Responsible for administrative duties including basic office admin, travel arrangements, manage costs, etc
BS (or equivalent) in Computer Science, MIS or related field
Certifications desired CISA/CISSP/CIPP
A combination of 5+ years' progressive experience at a Big 4 accounting firm and/or large public company IT and/or IT internal audit department
Publishing industry experience a plus
Business or IT consulting experience a plus
At least 3 years' regional experience working in a variety of countries and cultures
Ability to manage the IT audit function in the region semi-autonomously including planning, audit execution and administratively
Ability to understand the company’s IT and overall strategy and objectives
Willingness to travel between 40-45%

IT Audit Manager Resume Examples & Samples

Ideally extensive client facing Big 4 experience in the provision of IT Risk services (5 Years for Manager Grade)
Desire to work in a constantly changing environment as part of a team of Risk specialists
Extensive knowledge of standards such as COBIT, ISO27002 and best practice frameworks such as ITIL
Professional certifications such as CISA, CISM or CISSP that establishes credibility and capability in the IT Risk market
Strong knowledge of ACL or other file interrogation tools a benefit

IT Audit Manager Resume Examples & Samples

Participate in integrated audits covering the Wealth Management business through risk assessments, audit planning, testing, reporting, and issue closure verification
Lead and execute the technology audit coverage for application controls governing data quality, including accuracy, completeness, and integrity; system development; application processing and logic; change management; and security and entitlements
Develop a strong understanding of the Wealth Management business and the technology that supports it
A minimum of three to five years of IT Audit experience with a Financial Services/Brokerage or Public Accounting Firm
Experience and knowledge of the Financial Services industry with a preferred concentration in Wealth Management or Asset Management
Experience in auditing applications, interfaces, infrastructure, or data processing
Ability to build strong relationships with IT auditees and within Internal Audit
Ability to effectively present to all levels of management
Bachelor’s Degree (Computer Science or IT related) highly preferred
CISA, CISSP or CPA certification highly preferred

IT Audit Manager Resume Examples & Samples

Analyzing and assessing operational or emerging risk in the technology functions
Preparing reports of audit findings for UBS senior management at local, global, functional and Group levels; and
Monitoring the results, risk profile and developments within Group Technology and provide input for planning sessions

IT Audit Manager PB & WM & ShS IT Resume Examples & Samples

Supervise and manage a portfolio of audits demonstrating an ability to effectively prioritise competing commitments in order to ensure efficient delivery against agreed timeframes
Demonstrate proficiency in understanding the Bank’s business units while managing audit work and through identification of key technology risk issues
Deliver findings, issues and recommendations which are commercially sound and strategic messages/themes to relevant stakeholders proactively and with impact
Take appropriate audit risks by driving a more risk-based approach on audits and/or budget utilization while maintaining current levels of audit efficiency
Participate in the continuous auditing processes to identify changing or emerging risks in the areas of responsibility and keep up to date on all key business developments (internal and external)
Participate in annual macro and micro risk assessments and planning for the department
Manage and/or provide technology SME input into audits
Manage the key technology stakeholder relationships (N-4/5) for APAC Private Banking & Wealth Management and Shared Services IT

IT Audit Manager Resume Examples & Samples

3-5 years of IT Audit experience
Undergraduate Degree in Accounting, Management Information Systems or other business related discipline
Supervisory experience leading small to medium size teams of auditors
Experience performing IT audits with a solid understanding of both infrastructure and applications
Familiarity with IT Risk Management Methodologies
Project Management Skills
5-8 years of Financial Services experience
CISA, CIA, CPA, or Master's Degree

IT Audit Manager Resume Examples & Samples

The successful candidate will be the internal audit lead for IT Operations and technology initiatives in any of the operating units in The Company. The IT Audit Manager will direct the development, communication and execution of strategic and tactical audit plans for his/her position and scope
With the help of internal and potentially external resources, the IT Audit Manager will be responsible for auditing complex IT infrastructure (Networks, LANs, WANs, Security etc.) and Application ecosystems (PeopleSoft, RPOS, Epicor POS and other internally developed or off the shelf applications). The IT Audit Manager will give recommendations to the CIO and his team for standardizing current platforms from a risk management and control perspective
Oversee the SOX 404 IT controls testing program and coordinating that program with the IT team
The IT Audit Manager may also be involved in pre-implementation IT projects and give recommendations on improvement of the project management and development processes and procedures
The IT Audit Manager will provide recommendations to the CIO and his team to support continuous improvement of quality and performance of the IT organization and the business as a whole
Provide data analysis support to other IA teams / projects by assisting with the more complex queries need to meet audit objectives
Lead multiple audit teams in assessing risk across a wide variety of business processes, and interface with many levels of the organization, including Senior IT and Business Management
Review audit work papers and audit reports, along with providing auditors with coaching
Develop IT risk and control awareness and foundational knowledge in other IA team members
Assist in developing annual risk-based audit plan for Vail Resorts. Interface with IT Management to schedule timing of planned audits within the year
Monthly scheduling / resource allocation of audit team members across planned jobs

IT Audit Manager Resume Examples & Samples

Ensure that IT audit practices would follow not only company procedures but also government regulations
Provide improving solutions for security, processing and system users
Evaluate IT accounting practices
Compile data into coherent reports for the audit committee
Figure out the risks associated with current and emerging technologies
Participate in special projects by conducting specific and technical review/investigation activities

VP / IT Audit Manager Resume Examples & Samples

8+ years of related IT audit experience, in private industry or public accounting
Experience with data analytics software such as ACL
CISA, CIA, CISM, CISSP or other relevant professional certification

Senior IT Audit Manager Resume Examples & Samples

Bachelor’s Degree (or equivalent) in Finance, Commerce, Information Systems or a related field
10+ years of IT audit experience, including at least 2 years within industry
Experience training, mentoring and managing staff
Detailed knowledge of IT Governance frameworks
Advanced level expertise of Microsoft Office
Demonstrated leadership skills with the ability to work with minimal oversight
Superior communication and interpersonal skills
Ability to multitask and work in a fast-paced, team-oriented environment, managing various stakeholders with competing demands
Excellent organizational skills and ability to prioritize work and meet deadlines
CIA, CPA, CA, CGA or CMA designations

IT Audit Manager Resume Examples & Samples

Develop and manage an integrated Audit Plan to maintain a high quality audit program that addresses inherent risks in assigned areas
Direct Sarbanes- Oxley and external audit substantive work
Maximize employee performance and talent of Audit personnel; build team effectiveness and employee engagement within Audit division
Provide leadership and oversight to the day-to-day execution of the audit program
CISA or relevant industry certification preferred
5+ years Fifth Third Audit or large public accounting firm experience; or 7+ years of general industry audit or related experience required; 2 + years supervisory experience required; banking or financial services experience preferred
Proficient with MS-Windows and other related PC application. Demonstrated ability to learn mainframe applications, and automated data analysis tools and techniques
Strong leadership skills and the ability to develop a consensus among diverse groups with conflicting opinions
Results and goal orientated
Ability to apply analytical thinking when problem solving and developing business solutions

IT Audit Manager Resume Examples & Samples

Responsible for planning and executing basic to complex portions of the Risk & Control Services plan including audit activities and SOX/MAR/FDICIA compliance activities. Completes risk assessments in conformance with department standards, generally in moderately complex areas. Presents work objectives and results focusing on impact of control deficiencies
Identifies control deficiencies, assesses exposure and significance, and proposes cost effective recommendations. Monitors and validates Management Action Plan status. Recommends closure of Management Action Plans when actions are complete and identified deficiency has been addressed
Coordinates with appropriate control groups (internal and external) in planning, and executing assigned work
Degree Focus (indicate if critical to job): Computer Science or MIS degrees
3-6 years in IT audit experience, information security consulting experience and/or network security/administration experience
Certifications: CISA, CISSP, CISM, CGEIT, CRISC, CIA, CPA, CFSA

IT Audit Manager Resume Examples & Samples

5+ years of experience in the Financial Services industry
Bachelor’s Degree in Finance, Accounting, Economics or a related field
Membership of appropriate professional body– Institute of Chartered Accountants, CPA Institute of Internal Auditors
Experience in an Audit role, gained within the Financial Services sector
Experience of Wholesale Banking areas including: Lending; Trade Commodity Finance; Treasury and the associated support functions, such as Risk Management, Legal and Compliance
Solid understanding of the Banking sector

IT Audit Manager Resume Examples & Samples

5+ years of experience with IT Controls Auditing, Consulting and/or implementing IT controls solutions
Bachelor's Degree in Accounting, Economics, Finance and/or a related field
CPA, CIA or CISA
Previous experience with Financial Reporting, and Application Controls

IT Audit Manager Resume Examples & Samples

Review, through specific audit assignments, that adequate IT general controls and application level controls are implemented in order to effectively and efficiently manage the inherent system and business risks
Ensure that Group policies and procedures are respected, report on their compliance and state of implementation, and recommend improvement measures
Present audit findings to management, prepare internal audit reports and devise improvement plans through detailed recommendations
Ensure that audit work is carried out according to the standards of the Institute of Internal Auditors and in an efficient and effective manner within agreed timelines

IT Audit Manager Resume Examples & Samples

Recommending leading practices and champions change throughout Wholesale lines of business and IT team members with respect to IT governance and controls
Acting as a liaison between the control owners within the lines of business and IT team members to identify and evaluate IT control deficiency trends impacting SEC and Regulatory reporting
Partnering with process owners to evaluate and document the severity of identified IT control deficiencies and related remediation plans
Partnering with external auditor and internal audit to identify new and emerging control issues and regulator expectations
Providing process and IT control support for Wholesale sponsored projects, including implementation of COSO framework

IT Audit Manager Resume Examples & Samples

Evaluation and testing of business processes and controls
Testing of IT/Operational controls (general computer and application) to support financial audits and SOX projects
Conduct IT Audits based on the FFIEC framework
Maintaining strong client relations and cross-selling services within the assigned group of clients
Written reports: control descriptions, findings, recommendations
Managing and developing staff on projects
5+ years consulting or public accounting experience
CISA, CISSP or CIA/CPA is preferred
Strong Internal Audit skills and experience with IT Internal Audits and Information Security - banking platforms required
Ability to travel 40% Total - (25% is overnight travel)
Must be able to work as part of an integrated team
Ability to develop strong client relationships – Excellent communication skills, both written and verbal is essential. Presentation skills should also be strength

IT Audit Manager Resume Examples & Samples

Manage IT audit processes
Evaluate IT risk and IT controls
Manage testing procedures of IT controls
Assist SOX 404 project team
Oversee senior-level IT auditors
Interact with all levels of the organization related to IT risks and controls
Coordinate schedules and plans with external auditors
Assist with integrating control frameworks for new business developments
A degree in Accounting from a 4 year university, required
At least 5 years of IT audit experience, required
Straight public accounting or industry experience, required
CPA, CIA, CISA certification, required (must have at least 1)
Strong communication skills, required
Go-getter mentality, required
Someone that can think outside the box, required
MBA, preferred

IT Audit Manager Resume Examples & Samples

Provide technology audit coverage for technology and integrated audits through risk assessments, audit planning, testing, reporting, and issue closure verification
Build effective relationships with key stakeholders and colleagues
Provide mentorship and talent development
Six to ten years of IT Audit experience with a Financial Services, Brokerage Firm or a Public Accounting Firm
Experience in auditing applications, interfaces, system infrastructure, data processing and technology general controls
Knowledge of Wealth Management processes and financial products a plus

Senior IT Audit Manager Resume Examples & Samples

Undergraduate degree or equivalent with 7-10 years of direct relevant experience in an audit function or IT functional group
Graduate degree is desirable
Professional designations/certifications (CISA, CRISC or other relevant IT designation) with IT knowledge/experience preferred
High level of knowledge in internal controls, application controls and risk assessment
Good knowledge of trends and best practices in internal controls
Overall solid knowledge of their assigned centre of competency
Working level leadership and managerial skills

IT Audit Manager Resume Examples & Samples

Finance Degree
5-8 years of related financial services experience
CCAR experience

IT Audit Manager Resume Examples & Samples

Technical: Understand each business lines and functions being audited
Responsible for governance and controls for either the IT infrastructure, IT applications and IT processes
Provide top notch consultative insights to the team and across all business lines. Must be updated with current market trends
Support the Head of IT Audit in APAC in the implementation/changes of group plans and strategy
Collaborate with all business auditors (Investment, Wealth, Private Banking lines)
At least 8-12 years of experience in IT Audit - must have experience working as in Internal Audit of a large Investment bank
Experience in either IT Infrastructure (servers, database, network, etc.) or IT Applications in various banking business lines (Wealth Management, Retail Banking, Investment Banking)
Proven experience in audit management, technology risk and control management
Must be CISA, CISSP, or CPA certified
Outstanding communication and organisational and people management skills

IT Audit Manager Resume Examples & Samples

8+ years of related IT Audit experience within a Public Accounting and/or Private Industry
Experience with large complex Financial institutions or another highly-regulated industry
Experience with Data Analytics software, such as ACL

IT Audit Manager Resume Examples & Samples

Minimum of 5 years of IT Audit Experience
Desirable: Experience in public accounting firm testing IT Controls over Financial Reporting, SSAE 16/SOC 1 and SOC 2, SOX or internal audit in a public company and/or regulated industry
Desireable: Experience managing people and multiple engagements
Desireable: Insurance IT knowledge, experience or expertise

IT Audit Manager Resume Examples & Samples

Be a professional representative of the firm
Exhibit good communication skills, verbal and written
Enjoy working at a fast pace and meeting deadlines
Provide clients with practical solutions to their issues
Exhibit discipline and organizational skills to accomplish assigned responsibilities within specified timeframes and within identified budget constraints
Develop client relationships

IT Audit Manager Resume Examples & Samples

Trains and coaches IT seniors and IT staff as well as all IA on IT issues, tools and best practice
O BS (or equivalent) in Computer Science, MIS or related field
Certifications desired CISA or CISSP or CIPP
A combination of 5 years' progressive experience at a Big 4 accounting firm and/or large public company IT and/or IT internal audit department
Willingness to travel between 25-30%

Senior IT Audit Manager Resume Examples & Samples

Advisory - input to senior management on matters including risk, control, process and change
Delivery of the annual business and IT audit plan - Contribute to the development of the yearly Audit Plan, then own and deliver allocated audits to excellent quality and within allocated time
Customer relationship - Build and maintain strong and positive relationships with internal customers in the business, including key senior stakeholders to understand their requirements, partner with them and add value
Audit Committee Reporting - Prepare quarterly papers for the Audit Committee / Board, and manage preparation of reporting statistics and trends from Audit's issues and actions tool
Interaction with external audits - Manages and coordinates interaction with external auditors and facilitates their reliance on the audits performed
Talent Management - Develop the talent in the team; inspire and motivate the team to optimise performance and deliver their best. Coach, mentor and develop team members to become future business leaders. Foster an environment of team work

IT Audit Manager Resume Examples & Samples

7+ years of related Audit experience; 2+ years of Managerial experience
Bachelor's Degree in Accounting, Computer Science, Information Systems, and/or a related field
CISSP or CISA certification
Working knowledge of IT governance and delivery frameworks such as CoBIT, ISO and ITIL
Working knowledge of Networking, including TCP/IP protocol layers, Routing/Switching, Wireless Networking, VLANs, Intrusion Detection (IDS), Firewalls, and DNS
Working knowledge of Windows operating systems and Active Directory security, including Users & Groups, Group Policy, Domain Structures, Security and Auditing
Working knowledge of UNIX / Linux operating system security, including Users & Groups, System Configurations, File Permissions, Privileged accounts, Password controls, Security and Auditing
4+ years of Public Accounting or IT Consulting experience
Information Technology certifications, such as GIAC, CEH, CCNA and MCSE
Experience with network administration, network security, database administration and general IT auditing tools

Senior IT Audit Manager Resume Examples & Samples

Strong Information Technology experience and background
Prior experience auditing IT systems (i.e., SAP, PeopleSoft, Oracle, Linux, etc.) and operational processes a plus
Prior Six Sigma, process improvement and/or data analytics experience a plus
Working knowledge of GAAP, COSO , COBIT and SOX requirements desired
Ability to coach and mentor staff, both though formal reviews and informal feedback

IT Audit Manager Resume Examples & Samples

Performs and supervises risk-based integrated audit procedures on scheduled audit projects in accordance with approved risk-based integrated audit programs and in a timely, efficient, and professional manner
Demonstrates a working knowledge of internal control concepts for each audit project and provides timely information to the Director, Internal Audit during the audit project regarding weaknesses noted and recommendations for corrective action
For assigned audit projects, demonstrates the ability to clearly document and evaluate the internal controls present in the manual and automated systems being reviewed, identifying internal control strengths and weaknesses
Prepares and reviews audit work papers that accurately and sufficiently document audit tests performed, in accordance with departmental guidelines (i.e., Audit Procedures Manual (APM))
Drafts and reviews written audit reports which accurately describe results of tests performed, the nature of control weaknesses and exposures, expresses an opinion on the adequacy of internal controls and overall procedures and identifies practical recommendations for improvements
Completes the Internal Audit self-study program in order to gain advanced knowledge of internal control concepts, audit testing techniques, data processing knowledge, financial, systems and operational audit knowledge and human relations skills
Develops specifications for automated audit software working closely with Information Systems personnel to satisfy audit software needs
Performs special reviews/projects as requested
Implements computer-assisted audit techniques and practices auditing by exception techniques to improve audit effectiveness and efficiency
Supervises work product of one or more internal auditors and one college intern on audit assignments

Data Analysis / IT Audit Manager Resume Examples & Samples

Data Analysis Support: Supervise and assist in the design, development, and execution of audit analytics (via Microsoft SQL Server and Tableau) supporting audit engagements, which entails providing ad-hoc support on audit engagements, as well as the end-to-end automation of data analytics. Participate in all phases of the development cycle: frequent interactions with users and IT staff to define business and technical requirements, develop and test data analytics, train users, document analytics, and report progress to management. Assist with the supervision, coaching, and training of data analysis staff
Technology Audits: Participate on and/or lead portions of large-scale engagements of company activities under the supervision of a Director / Sr. Director in Internal Audit. Assist in the design and drive the execution of key areas of each audit engagement, while assisting more junior members of the team where appropriate. Serve as a key contact with client management, explaining the audit process and scope, keeping management apprised of audit progress and issues, and effectively delivering audit results to all levels of management. Stay abreast of company business strategies, industry advances and the risk profile of assigned business areas to ensure relevancy of audit approach
Bachelor's degree in business, computer science, or management information systems
Minimum of 7 years of relevant data analysis and IT audit experience, preferably with a large financial institution, or Big 4 assurance experience
Demonstrated knowledge of Microsoft SQL Server (SSMS, SSIS and SSRS), SQL/T-SQL Query Language, Tableau, or other data analysis tools
Demonstrated experience planning, managing and executing data analysis engagements / projects
CIA, CPA, CISA, MCSA and/or MCSE certifications in SQL Server or Tableau Desktop Certification are highly desirable
Ability to travel domestically and internationally up to 25%

GIA IT Audit Manager Resume Examples & Samples

Responsible for coordination of compliance activities including both infrastructure and application controls
Participate in strategic and tactical initiatives related to new technology offerings and services
Oversee the planning, execution, and reporting of IT related internal audit engagements including SOX reviews, operational audits, and advisory projects ensuring the completeness and accuracy of all work papers. Deliverables may include process maps, risk & control matrices, risk assessments, management action plans, and audit reports
Provide updates to management on potential threats and risks that could impact the business/operations
Think strategically about the Firm’s business, systems, and risks
Work closely with IT leadership and the management team to understand the business and offer guidance regarding risks and controls
Work with stakeholders to develop an IT risk assessment process
Develop and maintain strong working relationships with junior team members
Establish and maintain excellent working relationships with peers and internal/external colleagues
A Bachelor’s degree in Accounting, Finance, Computer Information Systems, Management Information Systems or a related business field
CPA, CA, CIA or CISA is preferred and/or a desire to pursue applicable professional development and certification(s)
Five to eight years of internal/external audit experience with working knowledge of internal audit methodologies with a strong emphasis on IT audit, IT control assessment, and/or IT SOX evaluation
Experience developing IT audit work programs and performing process analyses
Experience assessing or performing technology management processes including, but not limited to

IT Audit Manager Resume Examples & Samples

Technical: Understand business lines and functions being audited (specialization in applications used in Investment Bank, Wealth Management, Asset Management, Retail Banking or Group Functions)
Responsible for planning, fieldwork/interviewing, presentation of findings, identifying/assessment of risks, etc
Responsible for complete governance and controls for the area assigned
At least 8-12 years of experience in IT Audit - must have experience working in an Internal Audit team of a large bank or financial organization

Senior IT Audit Manager Resume Examples & Samples

Develop and execute a resilient audit plan consistent with internal audit standards, regulatory guidelines and policies
Contribute to planning, field work and presentation of findings
Lead/ participate in internal audit engagements for group internal audits to deliver agreed objectives in accordance to timeline and standards
Establish and support a framework for security assessment of the bank's assets and propose areas of development
Maintain awareness of industry best practices and provide quality input to relevant business units on emerging risks
Possess in-depth knowledge of specific business domain in either commercial, retail, investment or core banking
Push for development of technical expertise amongst peers through knowledge sharing and communications
Demonstrate ability to manage stakeholders relationships and provide assurance to the stakeholders where necessary

IT Audit Manager Resume Examples & Samples

5+ years of IT Audit experience out of a Public Accounting and/or Private Industry
Bachelor's Degree in Accounting and/or Information Technology
Financial Services and Application Controls experience

Senior IT Audit Manager Resume Examples & Samples

Follow the Audit Standard Guidelines of the Bank and specific application, project and operations audit methodologies
When required, prepare and present effective presentations on various audit and technology related matters as a means to share information and demonstrate expertise
Establish and maintain positive relationship management with auditees
Complete annual self assessment, as well as performance appraisals for subordinates
Assume responsibility for developing and completing annual personal development plans and performance objectives under direction of Senior Audit Management
Ability to exercise sound professional judgment in the assessment of risks with a sound understanding of IT infrastructure systems including: z/OS, Tandem, iSeries, AIX, Windows/Active Directory, VMware, Citrix, Storage Systems, Oracle, Sybase, etc., including technical implications to the business
Working knowledge of various Bank's development life cycle and project management processes / methodologies
Working knowledge of primary Bank business areas (eg. retail banking, wealth management) would be an asset
Skills in performing data analysis and use of ACL or similar data analysis software would be an asset

IT Audit Manager Resume Examples & Samples

Manage technology execution for a portfolio of audits, demonstrating an ability to effectively prioritise competing commitments, performing/ assisting with fieldwork as/ when required
Effectively supervise and motivate audit teams, providing necessary oversight and guidance to ensure the audit is completed against relevant targets (e.g. budget, fieldwork timing, report clearance etc.)
Demonstrate effective risk awareness in order to ensure an appropriately targeted and risk focused audit approach
Identify key issues impacting businesses and IT areas under review, presenting and agreeing with management practical, commercial actions for the mitigation of associated risks
Demonstrate the ability to proactively manage relationships with key IT stakeholders. Coordinate coverage with the external auditors
Contribute and support Internal Audit’s framework for assessing the security posture of the Bank, highlighting areas of concern and opportunities for improvement
Participation in continuous risk monitoring of the Bank’s IT control environment (including use of data analytics)
Maintain an awareness of key regulatory initiatives and industry best practices impacting the Bank's IT environment, and ensure that these are considered in the planning of upcoming audits
Develop technical skills and areas of expertise to help strengthen the Bank’s three lines of defense, including an in-depth knowledge of the Bank’s IT environment, control frameworks and key IT processes
Coach others to develop technical and leadership skills, and provide constructive and timely feedback
Set the right "tone at the top", demonstrating a principled approach and setting the right example for junior staff
Occasional travel may be required but is not frequent given that much of the work will be performed from the London location
Establish and support a framework for assessing the security posture of the Bank and highlight areas of concern and opportunities for improvement
Develop expertise regarding the Bank's IT infrastructure environment, including knowledge of IT control frameworks, key IT processes, relevant technologies, and design of risk-based IT audit control assurance tests. Focus areas include systems/security architecture, incident response processes, access controls, data leakage prevention (DLP) mechanisms, e-commerce security practices and related fraud detection techniques, mobile applications, cloud computing security and the cyberthreat intelligence framework

IT Audit Manager Resume Examples & Samples

5+ years of IT Internal Audit, Business Process Consulting and/or Public Accounting experience; 3+ years of Supervisory experience
Bachelor's Degree in Accounting, Computer Science and/or Management Information Systems
Knowledge of Sarbanes-Oxley IT requirements per PCAOB standards
Excellent concept of Technology Controls and Management Information Systems terminology, concepts and practices
Extensive knowledge of and skill in applying Internal Auditing standards and IT general control principles and practices, and preferred business practices
MBA or equivalent
Working knowledge of Visio, ACL, TeamMate or SAP

IT Audit Manager Resume Examples & Samples

5-8 years of related audit experience
Prior IT Audit experience
Demonstrates strong judgment

IT Audit Manager Resume Examples & Samples

Lead IT-focused audit and consulting projects as the project manager including developing audit programs, supervising team members, performing first level reviews of team member work, and drafting reports of results
Perform reviews and testing of IT controls to determine adequacy of design and effectiveness
Assist in business development efforts through representing firm at conferences, making presentations to professional organizations or at conferences, and providing input into solicitation responses
Independently perform various analyses and audits relating to assessment of IT security, application, and general controls
Review applicable IT control frameworks (such as ISO27000, COBIT, ITIL, and FISCAM) and Federal and State regulations relevant to IT controls and security compliance, particularly those relating to governmental organizations and healthcare (such as HIPAA)
Conduct research in order to determine compliance of IT systems and controls with relevant Medicaid or other government program regulations
Prepare and review engagement working papers and documentation and assist in preparing deliverables reporting the results of work performed
Work within the defined scope of the project
Perform additional responsibilities as assigned

IT Audit Manager Resume Examples & Samples

Executes on a structured approach to evaluate and improve the effectiveness of risk management, control and governance processes. May act as a project lead on audits or other Risk & Control Services activities
Completes risk assessments in conformance with department standards, in basic to complex areas. Presents work objectives and results focusing on impact of control deficiencies
Recommends changes to Risk & Control Services plan to focus efforts on risk areas and provide value to stakeholders
3-6+ years in public accounting, internal audit or related financial services field
Availability to travel - 10%
Degree Focus: Technology/Finance
Financial services industry experience
Certifications: CIA, CPA, CFSA, CISA

IT Audit Manager Resume Examples & Samples

Experience of performing IT Audits with a solid understanding of both Infrastructure and Applications
Solid analytical and investigation skills
Graduate Degree
One or more certifications (CPA, CISA, CGRIEC, etc.)

IT Audit Manager Resume Examples & Samples

Provide our clients in the federal government sector with a variety of services including risk assessments, security assessments, internal control reviews and assurance related projects
Work on a team with our talented professionals while advising our clients on industry specific issues
Manage multiple engagement teams and contractors at various sites outside of the DC region including managing all phases of project management and deliverables, client relationships and mentoring junior team members
Bachelor’s Degree in information technology or related field
Eight plus years of IT audit experience
Prior experience in public accounting, professional services and the federal government sector is preferred
Candidates must be U.S. citizens and be able to secure a U.S. government issued security clearance
CPA, CISA and/or CISSP certification is require
Candidates must be willing to travel throughout the year

IT Audit Manager Resume Examples & Samples

Establishes business partnerships with key internal customers
Builds and maintains effective working relationships with IT personnel across the TDS Enterprise (TDS Telecom, U.S. Cellular, TDS Corporate, and/or Suttle Straus)
Functions as the primary point of contact on IT audit matters (projects, special reviews, etc.) for the TDS Enterprise
Meets periodically with key members of senior management to facilitate understanding of the IT control environment, discuss performance and IT audit results, identify changing/emerging risks, and prioritize IT audit activities
Coordinates IT risk assessment and IT audit plan execution
Leads IT risk assessment and IT audit plan development efforts for the Internal Audit Department
Conducts interviews with Senior Management and Board Members for purposes of fulfilling COSO and risk assessment requirements
Summarizes interview results and identifies high risk areas
Develops a list of potential projects for the rolling audit plan; adjusts the rolling audit plan and schedules audits according to the risk priorities identified in meetings with management
Collaborates with the Director, Audit Services to secure necessary resources to complete IT audits, special projects, and control consulting activities
Oversees the execution of high quality IT audits of business unit and TDS Corporate systems/processes (e.g. integrated audits of financial/operational and IT processes and controls, information technology general controls (ITGC), application and information security controls). Develops and manages relationships with management and audit team (through lead auditors) during all phases of projects
Provides internal control consulting services on system implementation/enhancement initiatives
Functions as an IT controls expert and supplies guidance for project teams during system and process design
Develops and maintains successful working relationships with team counterparts
Provides education and understanding of IT controls, as well as methodologies, tools, and techniques
Identifies internal control best practices and promotes the application of sound internal control practices which mitigate risk to the TDS Enterprise to ensure achievement of project objectives
Manages co-sourced IT audit relationship and resources
Develops and maintains an effective working relationship with the IT audit co-source provider
Manages relationships with business unit management and IT audit co-source provider during all phases of projects
Bachelors degree, preferably with a major in MIS, Computer Science, Network Engineering, and/or Accounting
Minimum five years IT audit experience
Experience with the development and execution of IT risk assessments
Experience with IT audit standards and frameworks (e.g., COBIT, ISO 17799, ITIL, etc.)
Knowledge/experience of data security and privacy regulations (e.g., PCI, CPNI, HIPAA)
Knowledge/experience with technology used by TDS is desirable (e.g., Windows, Oracle, SQL, SAP, voice and data networks, and distributed computer systems on mainframe, UNIX and Windows platforms)
Knowledge/experience with security for LAN, extranet and third party connections, web applications, and wireless technology devices
Professional certification(s) (e.g., CPA, CIA, CISA, CISSP) preferred
Experience with SOX 404 preferred
Knowledge of information technology and its implications for managing and controlling business operations
Strong risk and control knowledge and business acumen
Ability to effectively interact with all levels of management
Demonstrated ability to lead audits
Attention to detail and strong time/task management skills
Effective knowledge/experience, leadership, initiative, confidence, and communication traits as they relate to internal audit
Ability to travel approximately 50%

IT Audit Manager Resume Examples & Samples

BA/BS in Business Administration, Accounting, Management Information Systems, Computer Science or Computer Engineering, minor in accounting or any accounting experience would be a plus
CISA required, CPA & CIA certification is a plus
5+ years of Information Technology Auditing experience which includes experience in testing General IT controls, Information security, change management, data center and network operations
Understanding of key database technologies to be able to conduct and manage testing around system reports integrity, accuracy and completeness, and high level understanding of financial audits
SAP, Oracle or PeopleSoft controls experience desirable
Experience with Sarbanes-Oxley and/or COSO is a plus
Advanced understanding of business processes, internal control risk management, IT controls and related standards
Experience with accounting control related issues
Strong technical and/or management background in technical systems/environments
Demonstrated ability to plan and manage engagements along with ensuring deliverables meet work plan specifications and deadlines. Prior project management experience
Successful experience identifying controls, developing and executing test plans
Demonstrated ability to write report segments and to participate in presentations
Big 4 or other consulting firm experience preferred
Open to travel within Middle East

IT Audit Manager, Technology Risk Services Resume Examples & Samples

Develop solutions on a variety of engagements through collaboration with the team and clients
Actively manage, with a hands-on approach when required, small project teams for all aspects of an engagement (e.g. planning, budgeting, economics management, execution, reporting and closure)
Assess business processes and internal control frameworks across a range of industries and assist clients in identifying opportunities to improve the efficiency and effectiveness of the processes and controls
Contribute to business development processes including research and analysis, writing and developing proposals as well as working with the engagement lead to develop tailored project plans and work programs
Analyze risk and process-related information and develop risk management frameworks and risk metrics
Synthesize fieldwork into well-written and concise reports/presentations
Design, write and execute CAATs using ACL Analytics 11 and/or IDEA 10
Plan, lead, conduct and close CSAE 3416 (SOC 1, SOC 2 and SOC 3) engagements
Lead and/or manage multiple complex engagements, from start to finish, to deliver the planned scope within agreed budgets and timelines
Identify and assess the risks, root causes, impacts and mitigation of information technology general controls (ITGC), business cycle controls (BCC) and application controls’ deficiencies
Write reports and present to internal staff and current and prospective clients including: Executive Summary, audit findings and recommendations on control deficiencies
Identify and proactively bring opportunities and solutions to the attention of Senior Managers and Partners
Continuously share knowledge and actively contribute to developing the TRS team’s knowledge base through taking part in learning and development opportunities, professional associations, industry groups and MNP thought leadership events
Work with companies across various industries, interact and develop relationships with clients and develop business process, IT process and risk management skills
Lead and/or conduct fieldwork including client interviews and workshops
Continue professional development to reinforce and expand your chosen career path
Lead, motivate, mentor, direct and manage team members

IT Audit Manager Resume Examples & Samples

Ensuring project quality control and oversight management of client engagements from start to finish, including adequate planning, execution, and direction while managing to budget
Supervising, training, and mentoring staff and senior associates
Analyzing and evaluating information technology (IT) risks and controls based upon COBIT, COSO, FFIEC, NIST, AICPA Trust Principles, or other relevant IT control frameworks established by the AICPA and IIA
Strong understanding of relationship between IT general controls, application controls, and use of Service Organizations and how they impact the control environment
Maintaining a strong client focus by understanding the client’s business needs while developing productive working relationships with client personnel in order to accomplish audit objectives
Strong technical knowledge of relevant audit standards e.g., NIST 800-53, SSAE16 SOC 1, AT101 SOC 2, PC, etc
Knowledge of CAATs and ability to leverage data analytics to identify business risks and focus internal audit resources for cost efficient audits
Willingness to travel to client locations (average of 30 - 50% throughout the year)
Bachelor’s degree in accounting, business, CIS or MIS
5+ years of experience working as an IT auditor or IT Risk Advisor for a public accounting firm (Big 4 preferred), a professional services firm, banking or within industry
Excellent skills in project management skills and engagement closure
Strong experience writing reports of control descriptions, internal control findings and recommendations
Experience and interest in business development and recruiting
Demonstrate integrity, values, principles and work ethic
CISA, CISM, CISSP, CIA or CPA certification is required
CIA, CISSP or CISM certifications, or the willingness to obtain in the near future
8+ years of experience working as an IT auditor or IT Risk Advisor for a public accounting firm (Big 4 preferred), a professional services firm, banking or within industry

IT Audit Manager Resume Examples & Samples

Analyzing and evaluating information technology (IT) security risks and controls
Performing IT audits, IT risk reduction recommendations, general IT control reviews, Service Organization Control (SOC)/ SAS 70 audits
Implementing solutions based on control weaknesses
Developing policies and procedures as it relates to information systems controls
Participating in IT strategy planning
Managing and training staff as needed
Bachelor's degree in MIS, Business or Accounting
7+ years experience IT audit, IT risk management
Ability to travel up to 15% of the time
Strong multitasking and project management skills
Minimum 3 years experience in supervising staff on engagements
CISA, PPM, CISSP or GIAC certifications (or the willingness to obtain within the near future)
Big Four or other consulting background
Knowledgeable regarding Sarbanes-Oxley Act, Service Organization Control
Must possess a high degree of integrity and confidentiality, as well as the ability to adhere to both company policies and best practices
Ability to work long days to meet deadlines when necessary

IT Audit Manager Resume Examples & Samples

Conducting IT Audits based on the FFIEC framework or similar work programs
Conducting IT operational and compliance controls reviews as part of internal audit engagements
Maintaining active communication with clients to manage expectations, ensure satisfaction, make sure deadlines are met, and lead change efforts effectively
Using established network of business relationships within industry groups to generate new sales opportunities
Managing, developing, training, and mentoring staff on projects

IT Audit Manager Resume Examples & Samples

BS/BA required, Computer Science or similar degree preferred
CISA or CIA preferred but not mandatory
Minimum of at least 5 years of IT audit experience including supervisory experience

IT Audit Manager Resume Examples & Samples

Understanding of business processes as they relate to IT with emphasis on the strategy, processes and controls necessary for an IT organization to provide operational support, systems, and security in support of business objectives
Evaluate the effectiveness and efficiency of IT strategies, processes and controls while participating on audits of PepsiCo's information technologies and business operations
Provide leadership in identifying opportunities to improve business processes and IT operations making recommendations to the audit team and to the relevant management teams
Understand and assess the business and IT risk assessment processes, primary metrics and reports used by management to evaluate accomplishment of objectives
Determine the impact of systems development and the implementation and use of technology on the operational and control environment (both technology and business functions)

IT Audit Manager Resume Examples & Samples

7 - 10 years of work experience
Big 4 or equivalent consulting experience or industry
Experience leading or managing data analytic audit engagements
Led multiple engagements auditing / analyzing enterprise systems such as SAP and Oracle
Experience with Visualization tools (Tableau, Qlik, SpotFire)
Knowledge of CobiT, ISO, Sarbanes Oxley, COSO
Proficiency coding in multiple 4th generation languages SQL, ACL, ABAP, XBASE++, STATA
Experience with GRC (SAP GRC-AC-RAR), ACL, APPROVA (BIZRIGHTS), IDEA, SAS, My SQL
Proficiency with ETL tools such as Oracle Warehouse Builder (OWB), Data Services, IBM Information Server (Datastage), SAS Data Integration Studio, PowerCenter Informatica, SQL Server Integration Services (SSIS), Oracle Data Integrator (ODI), DB2 Warehouse Edition
Secondary degree (MBA, MF, MCS) and / or certification (CIA, CISA, CPA)

IT Audit Manager Resume Examples & Samples

Manage and execute audits of Bankrate system's internal control design and effectiveness which includes, but is not limited to, efficiency and security protocols, development processes and IT governance
Assess the effectiveness of key controls across Bankrate and Bankrate divisions to ensure compliance with US GAAP and Sarbanes Oxley requirements
Draft Audit reports and Audit findings, discuss findings and recommendations with company management, including remediation actions and timelines to ensure timely remediation. Perform issue closure verification where appropriate
Formulate recommendations to improve internal control processes and other value added opportunities as appropriate
Assist with the execution of a comprehensive audit program directed at assessing the company’s compliance with the provisions of the Sarbanes-Oxley Act. Manage and execute SOX reviews involving General Computer Controls and SDLC. Perform detailed process flow reviews to ensure key controls have been appropriately identified. Update existing process flows to reflect the current control environment
Perform detailed risk assessments of the technology functions across Bankrate divisions. Assist with determining and evaluating the inherent and residual risks across the divisions
Establish and maintain good working relationships with various levels of management throughout the organization, external consultants, and the company’s independent auditor to promote a free flow of information. Assist in managing outsourced internal audit work
When/if appropriate, engage and contribute to recruiting, on-boarding, learning, and career development processes for Internal Audit staff. Through internal and external training, ensure awareness of recent technology enhancements and provide updates to the Internal Audit team
Coordinate Internal Audit activities with external auditors to ensure proper coverage and minimal duplication of effort
Drive improvements in the Internal Audit methodology, knowledge management processes, and technology audit process
Develop and execute data analytic test opportunities. Assist with the development of an Internal Audit continuous monitoring program
Assist with the development of the annual audit plan. Consideration for internal and regulatory application coverage based on minimum frequency requirements
SDLC and PMO experience
Data analytics
Knowledge of COSO 2013 and US GAAP

IT Audit Manager Resume Examples & Samples

Lead all planning, fieldwork and reporting activities throughout IT audit engagements
Supervise assigned team members (no direct management of staff)
Effectively report audit status to Stakeholders and upper Management

100

IT Audit Manager / Integrated Audit Resume Examples & Samples

Provide consultation on IT risk, scoping, testing and control identification for business process audits
Lead and execute audits with a focus on business processes and their supporting IT processes, including: system mapping, data flow and interfaces, key report validation, application controls, IT general controls, and supporting IT infrastructure
Develop a thorough and comprehensive understanding of the processes, issues, pertinent regulations and control risks associated with assignments
Identify control issues, assess the adequacy of controls, and identify opportunities for continuous improvement
Assist in developing and communicating the objectives of an audit and of other planned services to team members. Identify and communicate each team members’ role in the audit process
Execute and review in a timely manner, working papers prepared by project team members for technical accuracy and completeness, as is consistent with generally accepted auditing standards
Supervise audit projects including managing their individual time; scheduling and assigning work and monitoring the progress of audit fieldwork; proposing modifications to current procedures to improve audit effectiveness and efficiency; and continuing to learn the economics of the business
Prepare walkthrough narratives, flowcharts, and other memos. Documents, conclusions and general background about information technology
Clearly articulating the status and results of work performed, both orally and in written form, to internal management and the project client
Expected to coach and supervise staff and senior auditors throughout assignments
Bachelor’s Degree in Computer Science, Information Systems, MIS, Accounting, or a related discipline with solid academic credentials
Minimum of 6-8 years of experience, with recent experience in consulting, internal audit, compliance or other internal control functions
Strong understanding of information technology risks and controls
Strong familiarity with common technology, project management, and control assessment frameworks (e.g., ITIL, NIST, and COBIT)

101

Global IT Audit Manager Resume Examples & Samples

People Management
Audit Plan Management
Quality Assurance and Improvement Program Management
7+ years of internal audit experience required; 3+ years of information security network engineering, IT systems analysis, IT systems development, and/or IT support experience preferred; prior internal audit management experience a plus
Experience with SAP B/W and other business intelligence tools, and Excel required
Sarbanes-Oxley Act IT general controls evaluation and testing experience required
Proficiency with Information Security principles, practices, technologies and frameworks preferred (e.g. SANS, DLP, COBIT, NIST, ISO)
Payment Card Industry Data Security Standards (PCI-DSS) experience a plus
Integrated, operational, or financial audit experience a plus
Experience, operational, or financial audit experience a plus
Experience as a team leader. Leading teams to generate a vision, establish direction and motivate members, create an atmosphere of trust, leverage diverse views, coach staff, and encourage improvement and innovation. Ability to manage staff on several concurrent projects. Experience in recruiting at all levels within and outside the organization
Experience working with management to build trust and to support operations. Sharing lead practices on internal controls. Identifying and monitoring resolution of systemic issues
Experience embracing technology. Demonstrated ability to think creatively and current on the use of technology and ways to leverage technology to support high performing teams. Experience with audit management systems
Experience using data to measure results, helping to drive auditors and auditees towards key outcomes, and to gain better insight on key departmental strategies
Lean Six Sigma training and experience a plus
Authorized to work in the United States, no visa sponsorship will be provided

102

IT Audit Manager Resume Examples & Samples

Minimum of 2 years of SOX IT Audit experience
Previous experience at a Manager level preferred
3 or more years of experience within a public accounting/consulting firm preferred

103

IT Audit Manager Resume Examples & Samples

Identify opportunities for team members to broaden skill sets and focus on areas of development
Build relationships and trust with the business
Act as controls advisor role to the business
Serve as key resource to address management’s/customer’s issues
Assists with management of overall annual internal audit plan in relation to resourcing and budgeting
5+ years professional business experience, preferably in the technology industry and/or in auditing
Service organization controls experience (SOC1 or SOC2)
Technical experiences a plus (NIST, HiTrust, AT-801, HIPAA, PCI, etc.)

104

IT Audit Manager for Group Audit Division Resume Examples & Samples

Conduct audits on existing application systems as well as applications under development
Support business audits by providing technology expertise and evaluating the IT controls supporting the business operations
Conduct audits on data centre operations, infrastructure support/security, network controls, eCommerce, and information security
For IT Audit Manager (AVP5 / AVP4) , plan & manage IT Audits and ensure that relevant IT risks and controls have been identified and appropriately assessed

105

IT Audit Manager Resume Examples & Samples

Identify and assess SITA IT, financial, operational and technology related business risks, and develop and recommend risk mitigation strategies and internal control practices based on industry best practices
Develop approaches, methods and tools to support the audit practices and identify and assess, in collaboration with other SITA stakeholders, areas of specific risk exposure to be audited
Develop and agree with the Senior Director Corporate Audit and Risk Management a yearly schedule of audit projects to be performed based on business criticality and risk assessment
Guide, supervise and manage the day to day activity of internal audit staff to ensure that appropriate preparation work and documentation work is performed prior to undertaking an audit and to review the quality of the audit work performed
Manage and appraise the performance of internal auditors
Provide direction to auditors to improve performance, team quality and effectiveness; coach and train new auditors
Summarize and present complex financial and technical materials and reports to the Senior Director Corporate Audit and Risk Management and other stakeholders as required
Lead and manage complex audits from start to finish throughout the world as directed by the audit schedule approved by the Audit and Risk Management Committee
Formulate and agree with auditees the action plans and implementation schedules to rectify and control anomalies; following audit completion, prepare and review internal audit reports in a timely manner
Actively monitor timely implementation of action plans agreed by the auditees and report progress on a quarterly basis
Identify and evaluate areas of potential risk exposure and recommend areas to be audited to executive management
Lead the audit team in redesigning audit procedures and audit programs to be presented and reviewed by the Senior Director Corporate Audit and Risk Management
Assist in the development and management of internal audit Risk Prioritization Matrices
Maintain a working relationship with SITA's external auditors to ensure the alignment of Internal Audit's practice activities with those of external auditors
At least 5 years experience in external/internal auditing or in financial / IT management functions (of which at least 3-4 years in internal/external audit)
Several years experience working in other financial / IT roles
Good knowledge of financial / IT concepts and industry standards
Good written and spoken English, plus a second major language ( written and spoken)
Cross Cultural awareness
Experience in managing small teams
Experience and knowledge of company regulations
Knowledge of business sectors and core processes
Investigative skills
Relationship management skills
Able to exercise good and balanced judgement
Good knowledge of Institute of Internal Auditors (IIA) standards
Good knowledge of Control Objectives for Information and Related Technology (COBIT)
Good knowledge of International Financial Reporting Standards (IFRS)
Bachelor degree in Business Studies, Economics, Finance/Accounting or Information Technology; - Internal or external audit certification

106

IT Audit Manager Resume Examples & Samples

Directs the efforts of others in the achievement of the strategic and operational objectives of the group
Manages the hiring, staffing and maintaining of a diverse and effective workforce
Responsible for career development/planning, performance and pay discussions of team members
Communicates and translates Dell vision/strategy to staff
Responsible for executing on functional and business goals for the group
Addresses problems across functional areas of the business
Influences individuals within and outside the IT department
Responsible for meeting budgetary goals and objectives
Prepares and presents reports to all levels of leadership and staff

107

IT Audit Manager Resume Examples & Samples

Plan, organize, and manage multiple responsibilities and resources to achieve assigned objectives
Develop and be accountable for the assigned work plan and ensure assigned tasks and responsibilities are achieved accurately
Apply current knowledge of IT trends and systems processes to identify security and risk management issues and other opportunities for improvement
Perform general computer and application controls reviews
Identify and resolve complex engagement issues
Manage, coach, and support team members through consistent recognition and guidance
Develop and strengthen long-term relationships with clients
Bachelor’s degree in Information Technology, Business Administration, Accounting or other relevant field
Minimum of 4-6 years of progressive relevant experience, such as auditing general computer and application controls, including security, change management (e.g., PVCS, ChangeMan), systems development, and disaster recovery
Experience must also include working with distributed environments and mainframe environments (e.g., Windows, UNIX, z/OS), relational database platforms (e.g., DB2, Oracle, Microsoft SQL, Sybase), and web applications
Strong technical knowledge and skill set
Strong knowledge and understanding of firm products and services
Strong leadership and involvement in firm activities, community service, and other firm-wide initiatives

108

IT Audit Manager Resume Examples & Samples

Coordinates, supervises and participates in audit examinations of compliance with prescribed internal controls governing data processing environments
Coordinates audit examinations of all scope sizes
Develops audit programs for major data centers, supporting technologies, Local Area Networks and selected development projects that replace or significantly enhance critical applications
Coordinates and participates in global application/project reviews
Broad knowledge of the Company, Group and financial services industry, businesses supported and the regulatory framework they operate in

109

IT Audit Manager Resume Examples & Samples

Developing an understanding of clients’ platform structure, security and ERP software, and how information systems are used at the client and within the client’s industry
Managing engagements from start to finish, including planning, execution, budgeting and reporting
Effectively managing staff and senior associates during engagements and providing constructive feedback, guidance, coaching and technical training
Maintaining and managing relationships with the client at the appropriate levels and demonstrating teamwork and responsibility with engagement team members
Evaluating process risks, developing tests for key controls, writing audit reports and determining the effectiveness of controls
Recognizing relevant financial statement risks from basic analysis and identifying potential non-compliance to standards
Staying abreast of the current IT environment and industry IT trends relevant to client’s business, and using current technology and tools to enhance the effectiveness of deliverables and services
4-8 years of IT Audit experience (Big Four experience is a major plus)
Solid knowledge of Sarbanes-Oxley requirements, Windows and UNIX infrastructure, ERP systems and software development/change management
CISA, CISSP or related professional certification
Advanced interpersonal and communication (written and verbal) skills
Demonstrated strength in analytical skills
Proficiency with Microsoft Office Suite including Outlook, Excel, Word and PPT
Authorization to work in the U.S. without restrictions

110

Internal IT Audit Manager Resume Examples & Samples

Participating in execution of complex audits (pre-, on-site and post phases)
Preparation of audit working programs & perform audit engagement procedures in line with the audit work-ing programs
Preparation a quality review of audit engagements
Collecting, analysis, interpretation of documents / information to arrive at audit result, and preparing work papers in according with GF-AU procedures
Accurately evaluation of the internal control system of the audited unit
Assumption of responsibility for the preparation of audit reports summarizing audit findings, risks and rec-ommendations
Assumption of responsibility for the communication of audit results to audited Management
Identification of risks within the audited unit besides the audit scope performed
Assisting in the development of understanding of internal controls in the units audited
Communication with other ABB departments and with external auditors
Development of global audit framework/guideline (practice) for a defined business process; management of a global team for practice development
Management and development of the outsourcing relationship with external IT Audit service provider in all aspects with guidance and support from Head of IT Audit
Head of IT Audi support in various tasks including risk assessment activities, audit planning and management of audit team

111

IT Audit Manager Resume Examples & Samples

Requires a Bachelor's degree in Accounting, Finance, Information Technology, or Business Management
Must have the following certifications: CISSP or PMP
5+ years of federal financial management/civilian agency experience is required
Experience with IT audits related to FISMA (NIST, RMF, FISCAM, SA&A Support), commercial frameworks (COBIT, ITSM / ITIL), IT Security, IT Infrastructure, or Internal Controls Review is required
Experience with IT audit concepts, audit evaluation, process analysis, audit opinion preparation, audit research, and process testing is required
Professional services experience and/or specific relevant industry experience is required
Must be a U.S. citizen with ability to obtain security clearance
Master’s degree in Accounting, Finance, Information Technology, or Business Management
Prefer to have the following additional certifications: CISM, CIA, ITSM / ITIL

112

IT Audit Manager Resume Examples & Samples

Update and maintain general computer control process documentation and complete required testing to determine compliance with SOX Sections 302 and 404
Perform annual walkthroughs of key processes
Obtain and evaluate required SOX documentation for key IT projects
Obtain and update the Company’s general computer control process documentation including obtaining the current IT policies and procedures and updating the GCC flowcharts
Assist in the annual scoping and planning efforts
Perform testing of key controls of the Company’s various in-scope information systems, including infrastructure, database and application controls
Testing the various GCC domains including, change control, security (network, server, database and application security), operations, and program development (where applicable)
Conduct interviews, review documents, develop and administer surveys (where applicable)
Review controls over significant spreadsheets
Prepare testing work papers and summarize results
Identify control deficiencies including root causes and provide recommendations for remediation
Complete remediation testing and track resolution of identified control deficiencies
Review and evaluate the SAS 70 reports received from the Company’s IT service providers
Participate in the evaluation of the Company’s entity level controls related to the Company’s general computer control environment
Answer questions and clear comments related to the external auditor’s review of internal audit’s SOX 404 work papers
Participate in operational audits according to the internal audit plan approved by the Company’s Audit Committee
Perform audit procedures, prepare work papers that summarize data pertinent to the assigned audit
Identify internal control, accounting, non-compliance or other operational issues and develops value-added recommendations for resolution to management
Conduct appropriate research to develop findings and formulate recommendations in connection with audits and special projects
Conduct interviews, review documents, develop and administer surveys (where applicable),
Evaluate audit findings and prepare preliminary and final audit reports and exhibits
Serve as a department representative with all levels of management, and business owners to discuss audit plans, issues, reports, and recommendations
Participate in the completion of an annual company-wide risk assessment
Represent TiVo in audit matters related to vendors, suppliers, and other third parties, on an as directed basis
Keep abreast of company policies and procedures, current developments in accounting and IT auditing professions, and changes in applicable local, state and federal laws
Additional Duties, as required
Bachelor’s degree in information systems related field, CIA or CISA preferred
Minimum five years’ experience in auditing (Internal Audit or Public Accounting)
Strong understanding of internal auditing standards, COBIT and COSO Internal Control Integrated Framework and risk assessment practices
Meaningful SOX 404 work experience including auditing general computer controls
Solid understanding of the technical aspects of accounting and financial reporting
Excellent communication and time-management skills
Strong analytical, interpersonal, problem solving, project management and organizational skills
Strong personal computer skills (Word, Excel, PowerPoint, and Visio)
Experience with an ERP solution preferred (Oracle a plus)
Self-directed, requiring minimal supervision
Ability to work effectively with all levels of management and line staff personnel
Able to work well in a team setting
Good listener

113

IT Audit Manager Resume Examples & Samples

The IT Audit Manager is expected to contribute to the growth of the overall practice, and be able to run information systems engagements from beginning to end, including planning, execution, reporting, and supervision
Act as a consultant or in an advisor capability, and recommend practical and effective remediation to identified issues
Support the Risk & Compliance solution to achieve key goals and initiatives
Documentation of information systems
Internal control documentation and testing related to business process functions
Demonstrate knowledge of professional standards/practices and applies knowledge in performing work
Prior SAS 70 (SSAE 16) audit experience
Strong understanding and experience with information technology general controls
Knowledge of security with Oracle, SAP, UNIX, Windows, SQL
Sarbanes Oxley 404 Compliance
5+ years prior work experience
40% travel required

114

IT Audit Manager Resume Examples & Samples

Demonstrate a proven expertise and track record of valued IT auditing work, at least 50% for asset managers or financial services
Strong expertise in one or several of the following domains is required: IT project/change management, agile practices, data governance / management
Be passionate of technology (e.g. know how to search for IT related knowledge, attend to IS or IT auditing conferences, etc.)
Previous experience of IT audit gained while working in an audit firm would be a clear plus
Show a great ability to listen, a critical mind, a good analytical sense as well as capacity for synthesis
Ability to build good working relationships with auditees and key stakeholders
Be objective and rigorous in his / her approach
Be open-minded and dynamic, ability to work within a multicultural team
Show good communication skills orally and in writing, ability to convince and to write clear, precise and accurate reports
Ability to work (i.e. speak and write reports) on a daily basis both in French and in English

115

IT Audit Manager Associate Resume Examples & Samples

Assist with development of annual IT internal audit and SOX plan. Including identification of audit universe, conducting related risk assessment
Lead team to perform high-value internal audits which generate process improvements, policy changes, and enhanced internal control structure
Develop audit programs in accordance with International Standards for the Professional Practice of Internal Auditing department policies
Audit Plan Development
Cyber Security Audits

116

IT Audit Manager Resume Examples & Samples

Experience with internal control testing
Experience with FISCAM, DIACAP, FISMA, A-127, FFMIA and NIST SP 800-53
Strong interpersonal skills and experience in supervising a project team

117

IT Audit Manager Resume Examples & Samples

Lead a variety of technical and IT process reviews and operational business process analysis
Manage systems development projects Apply technical, business and problem-solving skills to audit work
Assist in managing department workload, delegating and reviewing tasks, and developing staff
Assess risk to determine appropriate audit objectives, scope and procedures
Identify and classify potential business risks, operational inefficiencies and significant internal control weaknesses
Deep understanding of financial accounting concepts and controls, project management controls, IT general controls, application controls, information security, data governance and SDLC framework
Handle ambiguity and develop detailed work steps given broad objectives
Apply in depth knowledge of COSO, COBIT and ITIL frameworks and Sarbanes-Oxley requirements
Plan, manage, execute and document testing of IT controls over financial reporting for SOX compliance
Effectively use audit tools
Proficient in IT auditing, including systems development projects, information security, general computer controls and application reviews
Excellent supervisory and people development skills, including ability to manage ambiguity and provide structure and guidance to staff members
Ability to excel in a multi-cultural, dynamic, challenging environment and to establish strong working relationships with staff, managers and peers
Strong analytical and business process analysis skills
Excellent interpersonal skills, including tact and diplomacy
In-depth knowledge of Oracle
Proficient with ACL and data extraction and analysis
Experience with other applications including SharePoint, Syteline, Ceridian, One Stream and Microsoft Exchange
Knowledge of company languages (French, Portuguese, Polish, Mandarin)

118

VP-it Audit Manager Resume Examples & Samples

Manage business and application audits from an IT perspective, with particular emphasis on investment banking, training and flow product technologies
Supervise a portfolio of audits, effectively prioritize competing commitments in order to ensure efficient delivery against agreed timeframes
Develop subject matter expertise the IBCM/GM system landscape, relevant regulatory requirements, best practices and key control processes, through proactive on-going monitoring and contribution during audits

119

IT Audit Manager Resume Examples & Samples

Managing and leading IT Risk Audit/Consulting engagements
Overseeing the engagement economics of the project that includes budget status tracking, billing, and collection analysis
Preparing and reviewing workpapers
Preparing final versions of audit reports
Providing technical guidance to Crowe staff and client organization personnel with respect to information systems, technology architecture, and security
Communicating issues and status to Crowe executives and client senior management
Consulting with clients to understand and address their needs
Bachelor's degree required. Major in Accounting, Computer Information Systems, or Management Information Systems
Minimum 5 years of experience in the areas of IT audit, corporate IT Audit, or technology risk consulting preferred
Strong technical skills in ERP security administration, ERP configuration controls or system implementations would be highly desirable
Strong verbal and written communication skills are required
Candidate should have solid experience in planning engagements, managing IT audit projects, supervising personnel and developing audit work programs
Evaluating application controls for Oracle Financials, SAP, Lawson, Hyperion or PeopleSoft Financials
Drafting reports and executive summaries on IT control issues for senior management personnel
Travel expectations: 15% to 60%. This position may require national or international travel
CPA or MBA is a plus
Manager level experience with a Big Four accounting firm, top tier consulting is preferred but not required

120

IT Audit Manager Resume Examples & Samples

Lead portions of the overall audit risk assessment and short - term / long - term internal IT audit plan
Facilitate planning the audits and determine audit scope and audit approach for assigned technology inventory based on the risk assessments and control framework
Review all audit evidence, audit reports and remediation plans for assigned technology inventory, work with management to finalize issues, report content and remediation plans
Lead advisory projects to improve technology environments and processes, identification of emerging risks, and make recommendations to improve the control design and operating effectiveness / efficiency or comply with company policies and legal / regulatory requirements
Demonstrate and apply a clear understanding of audit methodologies and control framework in supporting SOX / MAR / FDICIA / SSAE 16 / STAT audits
Develop and maintain a collaborative, value - added relationship with all team members supporting your assigned inventory and interact at all levels within the parent and sub organizations
Assist team members from your assigned inventory with control education and interpretation
Assist internal and external audit firms with understanding day to day operating procedures within assigned inventory environments and ensure test approach matches
Review policy and procedural updates as well as operating evidence and assess for compliance to defined controls
Maintain documentation on assigned inventory indicating current compliance model and maturity in place as well as open remediation plans and recommendations
Bachelor's degree in Management Information Systems (MIS), Computer Science, Accounting or related discipline
4+ years of relevant business experience which includes but not limited to IT controls, IT internal audit, and / or public IT accounting experience
Ability to influence others, establish credibility with business partners and drive cultural change
Big 4 / SOX GCC Experience
Experience in IT audit and information security, IT internal controls, and / or SSAE16 / SOC 1 & SOC 2 reporting
IT security certifications (e.g. CISSP CISA, CPA, and / or CIA certification)
Managed healthcare or insurance industry experience
Ability to effectively coach and mentor staff
Track record of effective project management skills
Desire to make a positive impact with the ability to manage multiple tasks and shift priorities

121

IT Audit Manager Resume Examples & Samples

Degree from an accredited University in Computer Science, Information Systems and / or Accounting; or equivalent years of experience
Minimum 8 years Big 4, consulting practice advisory and /or large company IT audit experience
Professional Certification preferred –CPA, CISA, CISSP, CISM, CBCP, CIA or CFE
Strong knowledge of internal control concepts, principles, and techniques, including COSO and COBIT frameworks
Strong leadership skills and experience managing and mentoring staff

122

Senior IT Audit Manager Resume Examples & Samples

Supporting Corporate Audit leadership in management of a strong internal audit practice, demonstrating a high performance culture which embeds the “Our Way” principles
Assisting staff in the management of their careers and realization of their professional goals
Professional designations/certifications (CISSP, CISA, CRISC or other relevant IT designation) with IT knowledge/experience preferred

123

IT Audit Manager Resume Examples & Samples

Assessing, managing or auditing IT audits for large-scale investment organizations -- mainframe, mid-frame, networked and desktop environments -- at the system, hardware and function levels
Managing and performing risk and data analysis audits for compliance with regulations, drafting audit reports and liaising with and reporting to senior executives on audit results and corrective actions
Software tools (Java, VB, ASP)
Audit tools such as ACL
Knowledge of financial services and/or relevant technologies supporting regulatory, brokerage, transfer agency, financial statements

124

IT Audit Manager Resume Examples & Samples

7+ years relevant experience in areas such as data analytics, cybersecurity, cloud computing, SAP, Oracle, mobile technology, or application infrastructure, including actual "hands-on" experience with the technologies; experience should also include areas such as implementation, project, program management, and audit practice experience
Progressive experience supporting multiple IT projects/engagements in technical areas such as data analytics, cybersecurity, cloud computing, SAP, Oracle, mobile technology, application infrastructure
Functional/audit/consulting expertise with technical areas such as data analytics, cybersecurity, cloud computing, SAP, Oracle, mobile technology, application infrastructure; with experience demonstrating increasing responsibility in subject area
Strong communication skills able to present clearly and articulate complex technical information to Corporate Audit management and partner with Audit Directors and Senior Directors in communicating information
Experience with tools and technologies including a combination of the following: SAP GRC, Approva, SQL programming, ETL technologies and supporting processes, cybersecurity capability design tools and processes, python programming, Tableau, ACL and SpotFire that support data analytics, cybersecurity, cloud computing, SAP, Oracle, mobile technology, and application infrastructure
Ability to obtain work visa for U.S. and other PepsiCo locations

125

IT Audit Manager Resume Examples & Samples

Internal Audit (Business & ITGCs), Risk, Controls and Assurance, SOX Testing & Reporting, Compliance, Accounting especially for Revenue Streams & Customers' Billing in Mobile business sector as well as IT controls relevant for management and delivery of Shared Services activities
Substantial experience of public accounting experience and/or internal auditing experience, including acting in the capacity of a manager
Experience within the Mobile/Telecommunications industries strongly desired, with specific expertise in billing, provisioning, reporting and finance
Prior auditing under ISO 27001 is fundamental,
Experience in auditing under ISO 9001 as well as PCI Data Security Standard is a plus
Experience auditing enterprise applications, information security and cyber security practices, and various technology platforms (e.g. Windows database)

126

IT Audit Manager Resume Examples & Samples

The candidate will be required to evaluate the adequacy and effectiveness of internal controls relating to risks involved in the relevant areas in accordance with Group Audit Methodology and the established risk assessment framework
The candidate will support implementation of the Group Audit risk-based methodology including; performing coverage of automated business processes and the respective technology environment and supporting structured ongoing risk assessment via Continuous Audit Assessment
The candidate will be required to lead and successfully deliver Technology audits, or participate in integrated Business and Technology audits, both locally and globally
The candidate will be required to complete all work assigned to them promptly
This may also include ad-hoc projects and special investigations
They will understand the client's marketplace and expectations and will continue to develop technical expertise relevant to the industry
Whilst the majority of the audit work is based in Singapore, the team is also responsible for coverage in certain overseas locations. Some travel may therefore be required

127

IT Audit Manager Resume Examples & Samples

Manage technology audit execution for a portfolio of audits, demonstrating an ability to effectively prioritise competing commitments, performing/ assisting with fieldwork as/ when required
Demonstrate the ability to proactively manage relationships with key IT stakeholders
Maintain an awareness of key regulatory initiatives and industry best practices impacting the Group’s IT environment, and ensure that these are considered in the planning of upcoming audits
To help build Technology audit in the Poland BDC and develop technical and leadership skills, and provide constructive and timely feedback to junior staff

128

Senior IT Audit Manager Resume Examples & Samples

Planning, implementing, and directing coverage for Technology audits, based on corporate and industry risks
It is essential that the incumbent demonstrate marketplace awareness as it relates to the assigned lines of business and apply this knowledge to audits, special projects, and the overall operations of the team
The role will manage team resources, having overall responsibility and accountability for the hiring and development of assigned team members, providing team members with challenging opportunities, timely feedback, training, and overall career development guidance
Experience with configuration and security features for IT Infrastructure and products including Operating Systems, Network Technologies, Business and IT Resilience, Storage, Database, Middleware, Batch Processing, Data Loss Protection/Prevention, Cyber Security, Identity and Access Management, Active Directory and Data Center Operations
Experience developing a professional staff capable of meeting team, departmental, and organizational goals; preparing staff to adapt to changes in the corporate environment; and motivating them to higher levels of performance

129

IT Audit Manager Resume Examples & Samples

Articulate, inspire, and engage commitment to a plan of action aligned with organizational
Demonstrate strong leadership skills including ability to work well with senior leaders
Possess very strong written and verbal communication skills
Thrive on change and continuous improvement
Demonstrate and foster a sense of urgency, strong commitment, and accountability while making sound decisions and achieving goals
Demonstrate consistency in values, principles and work ethics
Focus on exceptional customer service and drive innovation to create an atmosphere that supports new ideas and initiatives
Create an environment where people from diverse cultures and backgrounds work together effectively
Be of unquestionable integrity, ethical and moral character
8 or more years of IT audit experience, with 3 or more years of proven IT audit management experience
Bachelor’s degree in business or IT required
CPA, CIA, CISA or CISSP is required
Proficient in analytical tools such as Hadoop, SQL or Business Objects

130

IT Audit Manager Resume Examples & Samples

Manage and oversee projects and audits within the domains of: Application & Infrastructure lifecycle management (SDLC), Business Process & System Analysis and Design, Business Process Improvement, Program roadmap and governance, and benefits realization
Manages staff. Provides guidance, training and motivation as necessary to develop staff. Hires, evaluates and counsels personnel
Follows corporate disciplinary procedures per established Vanguard standards as required. Sets performance standards, reviews performance, provides feedback, recommends wage increases in accordance with all applicable Human Resources policies and procedures
Manages audit projects including managing their individual time; scheduling and assigning work and monitoring the progress of audit fieldwork; proposing modifications to current procedures to improve audit effectiveness and efficiency; and continuing to learn the economics of the business
Prepares and delivers presentations to engagement team members, client management and executive senior management
Promotes, builds and maintains a constructive relationship with Internal Audit's customers and stakeholders
Maintains knowledge of significant technology Vanguard IT initiatives. Performs prompt and adequate audits, investigations and consulting services
Reviews audit project plans, work papers and audit reports, including discussing issues with management, and ensuring adequate quality control is in operation. Follows up on replies to reports, reviews replies and posts audit reviews. Operations including time management, performance reporting, scheduling staff resources and weekly reporting to Internal Audit Manager
Recruits, trains and develops staff to ensure that an efficient and high standard of computer auditing is maintained
Provides assessment of staff, senior and lead auditors. Educates staff, senior and lead auditors in audit methodology and understanding IT process and controls
Minimum of 9-12 years of experience, with recent project management and/or application development experience using common development methodologies (e.g., Scrum, Kanban, Waterfall, etc.) and Agile principles
Strong understanding of infrastructure components, including: servers, operating systems, data storage (e.g., SANs, databases), directory services (Active Directory), and networking concepts/protocols
Professional certification (e.g., PMP, PMI-ACP, CBAP, CISA, etc.) is a plus

131

IT Audit Manager, Infrastructure & Operations Resume Examples & Samples

Manage and oversee audits and projects within the domains of: Emerging Technologies (e.g., Mobile, Cloud), Infrastructure (Server, Database, and end-user device build and configurations), Network architecture design and operations, Performance and Capacity Management, Incident and Availability Management, Data Center Management, and IT benefits realization
Manages staff. Provides guidance, training and motivation as necessary to develop staff. Hires, evaluates and counsels personnel. Follows corporate disciplinary procedures per established Vanguard standards as required. Sets performance standards, reviews performance, provides feedback, recommends wage increases in accordance with all applicable Human Resources policies and procedures
Manages audit projects including managing their individual time; scheduling and assigning work and monitoring the progress of audit fieldwork; proposing modifications to current procedures to improve audit effectiveness and efficiency; and continuing to learn the economics of the business. Prepares and delivers presentations to engagement team members, client management and executive senior management
Oversees and holds ultimate responsibility for developing and communicating the objectives of an audit and of other planned services to team members and clients
Promotes, builds and maintains a constructive relationship with Internal Audit's customers and stakeholders. Maintains knowledge of significant technology Vanguard IT initiatives
Performs prompt and adequate audits, investigations and consulting services. Reviews audit project plans, work papers and audit reports, including discussing issues with management, and ensuring adequate quality control is in operation. Follows up on replies to reports, reviews replies and posts audit reviews. Operations including time management, performance reporting, scheduling staff resources and weekly reporting to Internal Audit Manager
Recruits, trains and develops staff to ensure that an efficient and high standard of computer auditing is maintained. Provides assessment of staff, senior and lead auditors
Educates staff, senior and lead auditors in audit methodology and understanding IT process and controls
Minimum of 9-12 years of experience, with 3+ years of recent experience in data center environments operations
Minimum of 4-5 years of people leadership experience
Strong understanding of infrastructure components, for instance, servers, operating systems (e.g. z/OS, Linux), data storage (e.g. SANs, databases such as Oracle, SQL Server, DB2), directory services (Active Directory), and basic networking concepts
Strong conceptual thinking aptitude
Exposure to internal audit, compliance or other internal control functions is a plus

132

IT Audit Manager Resume Examples & Samples

Bachelor’s Degree in Accounting or Computer Science
Preferably, candidate will have 4+ years of recent auditing experience in Big 4 public accounting or equivalent and/or industry IT AND Financial Audit experience
Experience with financial and operational audits
CISA and/or CPA certification is expected
Data mining experience is preferred

133

IT Audit Manager Resume Examples & Samples

Support project planning for Microsoft’s technology infrastructure, security, and general IT processes Perform audits, consulting engagements, and other influencing activities of infrastructure technologies, security, supporting operations, and processes
Conduct reviews in highly technical areas of current/emerging technologies including Internet, Intranet, cloud, security, distributed computing, firewalls, and Windows Server
Remain current and increase knowledge in the areas of auditing, business, company products and company information and Microsoft technologies, applications and other related technologies, utilizing self-study and/or continuing education efforts
Develop draft audit reports by identifying and gathering support for potential issues, and recommending solutions
Utilize departmental audit systems to manage projects, work papers, risk assessment, reporting and reporting follow-up
Communicate with departmental representatives and client management regarding the project status. Coordinate with external auditors, and work with outside contractors with respect to specific IT audit engagements
Establish and maintain strong customer relationships with internal and external customers, managers and staff
Advise and influence a team of technical auditors; providing technical and quality oversight, advice to internal audit projects and consulting services regarding technologies, IT risk and controls, and provide guidance and training opportunities
A BS/BA degree, preferably in Finance, information systems, computer science, engineering or other related IT field or a minimum of 5 years of experience in Information Technology, hardware or software product development, IT audit, IT Assurance or closely related field, IT Security operations or IT security architecture
Proven team player with demonstrated skills working on strong, effective and self-directed teams Ability to travel domestically and internationally for 2-3 week periods up to 20% of the year
Specific Functional/Technical Skills
Excellent understanding of concepts related to information systems audit, information security, general IT controls, application controls and technology risks
Ability to communicate highly technical issues to both technical and non-technical audiences and demonstrated innovation in IT audit program development and delivery
Knowledge of external leading risk and controls frameworks such as COBIT (Control Objectives for Information and related Technology), ISO27000, and IT related internal controls

134

Senior IT Audit Manager Resume Examples & Samples

Bachelor’s Degree in Computer Science, MIS, Engineering, Information Security, or a related discipline with solid academic credentials
Minimum of 13 years of experience, with recent project management and/or application development experience using common development methodologies (e.g., Scrum, Kanban, Waterfall, etc.) and Agile principles
Minimum of 8 years of people leadership experience
Working experience with common technology and control assessment frameworks (e.g., ITIL, PMBOK, and COBIT)

135

IT Audit Manager Resume Examples & Samples

Executing integrated audit programs including planning, client coordination, fieldwork and testing, issue vetting and reporting
Leading risk assessments and audits of IT general controls and controls over technology processes
Building relationships with senior IT and business executives through regular conversations, proactive engagement in client projects and offering valuable insights both formally and informally
Excellent verbal and written communication to people at various organizational levels and with different levels of technology experience
Identifying compliance and regulatory requirements related to technology and IT operations within the financial industry such as Dodd-Frank and Payment Card Industry Compliance
Applying technology audit skills including experience applying NIST, FFIEC, COBIT, ITIL, ISO and PMI standards in planning, executing and presenting results for audits

136

Senior IT Audit Manager Resume Examples & Samples

Develops, implements, and maintains an effective risk based audit program that includes ensuring compliance with applicable laws and regulations and Regions' policies and procedures
Ensures audit programs are developed that clearly and accurately indicate methods to achieve all desired objectives
Reviews the work papers prepared by the assigned Auditor/ Auditor Senior ensuring that the work is complete, audit objectives accomplished and conclusions appropriately reached and documented
Manages multiple projects ensuring that assigned portions of the annual audit plan are achieved
Ability to interact with senior management
Proven experience in leadership and supervision of associates and project management

137

IT Audit Manager Resume Examples & Samples

Manage relationships with key leaders and understand the challenges associated with leading edge technologies in a fast paced, growing company
Create and maintain the overall IT audit strategy and plan, and coordinate activities with the financial audit team to ensure alignment and resourcing
Manage individual IT audit projects, including performance of walkthroughs and testing associated with IT general controls for SOX, compliance audits and/or other operational audits as time permits
Communicate audit results (verbally and in writing) to management, obtain remediation plans and track through completion
Coordinate the IT portion of the annual SOX audit with the external auditors
6+ years of experience performing IT risk assessments and audits
Direct supervisory experience of individual team member assignments; staff training and performance management experience a plus
Solid foundational knowledge of Windows/Linux OS, MS SQL/MySQL DB and working knowledge of Agile, DevOps and CI/CD concepts; ability to read program code is a plus
Demonstrated ability to operate in highly automated (e.g. software development and eCommerce) environments with leading edge technologies and processes
Strong working knowledge of governance and control frameworks such as COBIT, ITIL and ISO
Advanced knowledge of Microsoft Excel, Access, PowerPoint and Visio, including basic knowledge of VBA/Macros and MS SQL
Highly analytical, detail oriented and organized
Able to meet assigned deadlines
Influential written and oral communication skills in group and one-on-one settings with all levels of employees, management and external parties
Excellent internal customer service and interpersonal skills
Ability to thrive in fast paced, constantly changing environment

138

IT Audit Manager Resume Examples & Samples

At least five years of experience within internal or external audit, information technology or technology compliance
Demonstrated experience in project management, including budgeting, scheduling, and time management; experience with performance management; ability to effectively interact with IA and IT audit staff and other members of the IA management team, ability to effectively interact and communicate with all levels of IT management including CISO and CIO
Experience with data analytics or visualization tools desired
Strong knowledge of, or capability to learn, the technical, tactical, and strategic aspects of Southern Company’s IT business
Strong skills in the following areas: logical thinking and analytical mindset, oral and written communication, interpersonal relationship and team building, and project management, including ability to lead multiple projects and drive completion within deadlines while managing resources to produce quality work
Performance management skills (including the preparation and delivery of meaningful performance evaluations), demonstrated ability to improve the productivity and performance of assigned professionals
Ability to quickly recognize skill sets needed to address audit risks and assign staff and subject matter resources to projects accordingly
Strong understanding of risks and controls in specific areas of focus within the technology environment, including operations, change management, problem and incident management, asset management, governance, cybersecurity, logical access, environmental controls and physical security, and data management
Build and sustain trusted relationships with audit clients across all levels of the IT organization, including IT executive management
Apply strong IT business acumen, leveraging audit and analytical skills, to perform risk assessments, and develop and successfully manage risk-based audit projects
Maintain and enhance a collaborative team atmosphere with all IT audit professionals, including service provider subject matter experts
Develop a culture of continuous improvement in the IT audit function
Participate in appropriate external organizations to obtain personal and professional training and development, as well as identify and implement leading practices within Internal Auditing
Hire, develop and manage a qualified staff, including performance management, goal setting, project prioritization and appropriate delegation of work assignments
Oversee the planning, fieldwork, reporting, and follow-up phases of IT audits in accordance with departmental (i.e., Internal Audit Manual) and professional standards (promulgated by the Information Systems Audit and Control Association and the Institute of Internal Auditors)
Assist the IT Audit Director in the development of the annual Audit Plan by providing input to a risk assessment of market, regulatory, and corporate systems and related infrastructure operated Company-wide
Coordinate and collaborate with other audit leads (operations, compliance, strategy, accounting/finance/treasury) to: embed data analytics into audits to improve coverage, identify and test key automated controls, and/or address other relevant IT risks

139

IT Audit Manager Resume Examples & Samples

Develop an ongoing "trusted advisor" relationship with internal clients and Internal Audit business unit colleagues to ensure timely and consistent controls advice
Collaborate with business, technology, security, legal, and privacy practitioners to evaluate initiatives that protect employee and customer privacy
Collaborate with application developers, system architects, engineers, and security practitioners to perform readiness assessments of pre-production applications and systems
Experience with complex and integrated processing environments supporting finance, human resources, risk, and compliance functions
Experiential understanding of application development, databases, web application technology, Oracle, PeopleSoft, and secure application development (SSDLC)
Experiential understanding of solutions that enable and automate security such as authentication, authorization, and accountability
Experiential understanding of security monitoring activities that enable vulnerability, internal/external threat monitoring, incident management and intelligence activities

140

Senior IT Audit Manager Resume Examples & Samples

1) 15+ Years experience managing a team of at least 5-7 people and overseeing 3rd party client relationships
2) Experience overseeing one or more core competencies of the SDLC including Software Dev, Testing, Apps Support, etc
3) Possessing a balance between being a technical and functional people leader in an Enterprise wide environment. (40% Technical, preferably with a Java Background and 60% functional/managerial)
Financial Services isn't a MUST but would certainly be a nice to have.**

141

IT Audit Manager Resume Examples & Samples

Assessing risk and developing the scope of IT audits and other special projects
Creating audit programs, testing technology controls and delivering quality audit results in a timely manner
Developing value-added recommendations to improve internal control design and operating effectiveness
Presenting audit findings to management and negotiating action plans to appropriately mitigate risk
Applying current developments in technology, auditing practices, data analysis and risk management to achieve continuous improvement of the audit process
Assisting the Associate Director with annual risk assessments of IT auditable entities, development of the annual IT audit plan, scheduling and other administrative responsibilities
Enhancing and creating value for the organization by partnering with business and technology leaders on key strategic initiatives to provide meaningful insights that help to anticipate risks before they occur
Bachelors of Business Administration (BBA) with Accounting or Finance focus or Bachelor of Science with a Management Information Systems/Computer Science focus with substantial IT audit experience
An ability to think critically, prioritize efforts using a risk-based approach, and drive positive change in a large organization
Proficient computer skills utilizing Microsoft Office software (Word, Excel and PowerPoint)
Working knowledge of IT General Controls (ITGCs) Generally Accepted Accounting Principles (GAAP), Generally Accepted Accounting Standards (GAAS), CobiT and other technical IT standards

142

IT Audit Manager Resume Examples & Samples

Willingness to travel to client locations (average of 25 - 40% throughout the year)
5+ years of experience working as an IT auditor or IT Risk Advisor for a public accounting firm, a professional services firm, banks or within industry
Interest in business development and recruiting
Competence with cybersecurity offerings

143

IT Audit Manager Resume Examples & Samples

Specialist Degree in IT or equivalent
Good and sound overall understanding of IT infrastructure including proficiency in one or more platforms/systems (i.e. Windows, Oracle, Networks, …)
Very Good understanding of IT General Computer Controls
Audit experience within a large organization/large IT operations group
Ability to build good stakeholder relationships and communicate effectively at all levels

144

IT Audit Manager Resume Examples & Samples

May participate in and/or manage projects, completing assigned tasks and responsibilities within the assigned budget and timeline, and explaining variances
May act as the primary client contact; communicates findings and develops resolutions with audit management and business client; consults with clients in developing action plans to resolve control issues or risks; handles the resolution of high risk issues with management; maintains a positive working relationship with auditees; maintains an ongoing relationship with key business contacts
5-8 yrs. relevant business experience
Possesses intermediate-level understanding of IT general controls (security, change management, disaster backup recovery, data center, etc.)
Proficient understanding of system development lifecycle methodology, operating system and database platforms (mainframe, client/server, Web services, Windows, UNIT, AS400, DB2, etc.)
Possesses fundamental understanding COBIT principles
Possesses proficient understanding of data analysis tools such as ACL, and application of financial and operational analytics; knowledge of risk-based analytics of business finances and operations, and data sources that drive the analytics
Possesses proficient understanding of Generally Accepted Audit Standards, IIA standards, accounting and auditing sampling and testing methodologies, Sarbanes-Oxley requirements, risk management, and SEC and statutory reporting
Intermediate-level understanding of the financial services industry

145

IT Audit Manager Resume Examples & Samples

Certified as, or working towards CISA, CIA, CPA, CISM or CISSP designation
Possesses intermediate-level understanding of IT general controls (security, change management, disaster backup recovery, data center, etc.) and IT application control concepts (application processing controls, system reconciliations, interfaces, reports testing, workflows); proficient understanding of system development lifecycle methodology, operating system and database platforms (mainframe, client/server, Web services, Windows, UNIT, AS400, DB2, etc.)
Possesses proficient understanding of COBIT principles, Generally Accepted Audit Standards, IIA standards, accounting and auditing sampling and testing methodologies, Sarbanes-Oxley requirements, risk management, and SEC and statutory reporting; also intermediate-level understanding of the financial services industry
Experience with performing project assurance reviews for pre-implementations

146

IT Audit Manager Resume Examples & Samples

Conducts or assists in the conduct of studies of limited-to-moderate complexity to assess the soundness, adequacy, compliance, and cost-effectiveness of the enterprise's operational and information systems' controls
Devises and recommends remedies to faulty systems and procedures; to the extent possible, assists management in developing action plans to resolve control issues or risks
May act as the primary client contact and maintain a positive ongoing working relationship with auditees
Essential Business Experience and Technical Skills
Has 5-8 years of relevant business experience
Possesses intermediate-level understanding of IT general controls (security, change management, disaster backup recovery, data center, etc.), cybersecurity, cloud, privacy, and IT regulatory risks and controls
Possesses fundamental understanding of multiple guidelines such as IIA, COBIT, NIST, SOX, and PCI DSS
Possesses proficient understanding of auditing practices including sampling and testing methodologies, and risk management
Demonstrated ability to influence business stakeholders as well as coach audit team members
Prefer candidate that has earned CISA, CISSP or CISM certification

147

IT Audit Manager Resume Examples & Samples

Minimum 5 years relevant industry experience in IT Audit, and/or Information Technology Compliance
Advance knowledge of information technology and/or information security is required and must have a good understanding of functional IT processes; demonstrable understanding of audit terminology, practices and documentation standards is required. Advance Knowledge of technologies such as Windows, UNIX, Linux, Stratus, Oracle Database, and Sybase database
Basic understanding of Networks, firewalls and routers
Ability to transfer knowledge; both as an advisor to technical staff, and as a translator for less technical management
Strong problem-solving and analytical skills; comfortable tackling complex problems and breaking them down into manageable pieces Strong analytical, interpretive and organizational skills
Ability to work independently and as a team to achieve goals; often deadline-oriented and dynamic environment
Proficient with Microsoft Office (Excel, Word, PPT)
Working knowledge of regulatory environments applicable to the financial services industry
Working knowledge of Privacy, BASEL, and HIPPA

148

IT Audit Manager, Internal Audit Resume Examples & Samples

Monitor the rollout, implementation and monitoring of cybersecurity guidelines. Provide thought leadership and practical recommendations on methods to improve the overall implementation process
Aid the IT Senior Manager with the development and execution of a cybersecurity audit work program
Assist with the development of IT audit scopes, objectives and audit programs alongside the IT Audit Senior Manager
Assist the IT Audit Senior Manager with identification and communication of significant IT risks across AES and closure of IT Audit reports
Coordinate with regional IT leadership in identifying areas of high and emerging risk across the organization
Oversee general computer and application controls testing related to SOX 404 compliance
Oversee audits on a wide variety of IT risk areas such as system implementations, general IT controls and system administration
Assist with the preparation and review of formal written reports expressing opinions on the adequacy and effectiveness of the systems
Provides IT best practice recommendations based on result of audit/assessments and monitor remediation of control deficiencies as needed
Provides technical recommendations in the areas of vulnerability assessment, network security, and security implementation
Act as primary liaison with the external auditors for IT related issues
7-10 years of experience with IT internal audit OR Information Technology
Experience with information security
Strong understanding of antivirus, IPS/IDS, SIEM and vulnerability management tools
Technical skills in network, security appliances and firewalls
Experience with global cybersecurity controls implementation
Ability to work under pressure and handle multiple requests
Spanish language skills preferred

149

IT Audit Manager Resume Examples & Samples

Plays significant role in managing the company’s standard audit and assessment programs (SOC 1, SOC 2, PCI, etc.) which includes the following activities: performance of control testing, review of control testing performed by others, coordination with external auditors, providing guidance to control and process owners, and monitoring and reporting on remediation efforts
Manages IT and information security risk assessments, audits, and gap analyses as needed with oversight from the Director
Provides IT/Security control best practice recommendations based on result of audits/assessments and monitors remediation of deficient controls/weaknesses, as needed
Assists with identification and communication of significant IT risks across the enterprise
Partners with IT, legal, development and/or the security office to complete other IT related initiatives across the enterprise, as needed
Supervises and contributes to the development of department staff and/or third parties assisting the department
4+ years of experience as an IT auditor or relevant IT experience
Ability to travel 10% - 20%
Professional certification required (e.g. CISA, CISSP, GSNA or similar)
Knowledge of and hands-on experience with SOC 1 and/or SOC 2
High level of personal and professional ethics
Ability to define issues, collect data, establish facts and draw valid conclusions
Ability to understand in-house developed systems and identify risks
Ability to prioritize multiple tasks and meet deadlines with minimal supervision
Ability to communicate technical information to non-technical audiences at all levels of the organization
Ability to effectively supervise staff, delegate tasks and responsibilities, and monitor progress
Knowledge of and hands-on experience with PCI and/or HIPAA audits
Prior experience with Archer eGRC
Master’s degree in Information Systems, Computer Science or related field

150

IT Audit Manager Resume Examples & Samples

Perform risk assessments and lead audit activities from planning, execution, through to reporting, including supervision of junior staff
Communicate findings to various levels management and identify opportunities for improvement in risk mitigation and design effectiveness of controls
Prepare audit deliverables that meet departmental and professional standards of quality
Partner with regional and offshore audit teams, data analytics resources, and management to evaluate, test and report on the adequacy and effectiveness of internal controls
5-8 yrs of audit experience in IT, regulatory compliance, and large-scale implementation of processes and/or systems. Possesses proficient understanding of Generally Accepted Audit Standards, IIA standards, auditing sampling and testing methodologies, Sarbanes-Oxley requirements, risk management, and SEC reporting
Ability to quickly learn new areas of the business by applying solid foundation and understanding of internal controls and general business practices
Working towards CISA, CIA, CPA, or other relevant designations
Possesses intermediate-level understanding of IT general controls (change management, logical security, data backup and retention, etc.), application controls, and proficient understanding of system development
Prior experience with use of data analytics to achieve assurance and/or risk assessments

151

IT Audit Manager Resume Examples & Samples

To demonstrate and promote Internal Audit’s Values and Goals To demonstrate and promote Internal Audit’s Values and Goals To demonstrate and promote Internal Audit’s Values and GoalsTo demonstrate and promote Internal Audit’s Values and Goals (Work is conducted with effective communication, professionalism and integrity, expertise, and trust and respect)
To perform agreed departmental tasks / roles (e.g. “SME” roles, internal administrative tasks)
Infrastructure (operating systems, databases, networks, middleware, third party providers/outsourced providers, data centres etc.)
Business Continuity Planning – incl. IT disaster recovery
Applications auditing
IT Governance / Strategy
Project & programme management / system development
Security (IT, Cyber, general)
IT Audit - CISA (Certified Information Systems Auditor, by ISACA); QiCA (Qualification in Computer Auditing, by IIA UK)
Internal Audit – CIA/CMIIA or equivalent

152

IT Audit Manager Resume Examples & Samples

Collaborate with Internal Audit Manager to lead Internal Audit Team during planning and execution of Internal Audit plan, including IT audits, integrated IT/operational audits, SOX assessments / testing, investigations, and special projects
Assist Internal Audit Director with preparing and presenting materials during Leadership meetings, including Audit Committee meetings
Collaborate with Internal Audit Director and Internal Audit Manager to transform the Internal Audit function as part of Patterson’s Internal Audit Transformation Initiative
Lead execution of IT audit risk assessment and development of IT audit plan, in conjunction with development of the overall audit plan
Provide oversight for Internal Audit’s IT audit assistance to external auditors during year-end audit
Supervise and provide career development coaching to direct reports
Perform other duties, as assigned
Bachelor’s degree in Information Technology, Accounting, Finance, or related field
7+ years of progressive, post-baccalaureate experience auditing/assessing IT processes and system-related risks and controls for large companies
Demonstrated ability to independently identify gaps in controls and provide recommendations to effectively mitigate risks
Demonstrated verbal/written communication skills and ability to effectively present information and recommendations to senior leadership
Proven problem solving and business risk analysis skills
Ability to travel up to 15%, depending on project assignments
CPA, CIA, CISA, CISSP, and/or CISM preferred
Experience in the healthcare and/or distribution industries desirable

153

IT Audit Manager Resume Examples & Samples

Manage and execute risk-based operational audits including risk assessments, audit planning, audit testing, control evaluation, report drafting, and issue remediation. Execute audits in accordance with department and professional standards, and complete assignments timely in an efficient manner. Prepare audit work papers and reports with minimal intervention
Perform annual risk assessment and participate in development of IT Audit annual plan
Work closely with audit colleagues and business units to test and report on the adequacy and effectiveness of management controls relating to SOX ITGC as well as standard financial statement areas
Serve as technical resource for specific technical areas such as ERP, Infrastructure, Cybersecurity, Databases, SaaS
Minimum Education Required: Bachelor's degree in Technology, Accounting, Finance or related discipline from a four year university
Minimum Experience Required: 6+ years of work experience in Technology Audit or related areas, preferably within the Software industry
Licenses/Certifications Required/Preferred: Preferred – CISA, CISM, CIA, CISSP
Software/Systems Skills Required/Preferred: Required – Strong understanding of technology processes (i.e. change management, security, technology operations) and application controls for end users and back office operations
Advanced understanding of internal control and the demonstrated ability to evaluate and determine the adequacy of controls by considering business, IT and infrastructure risks

154

IT Audit Manager Resume Examples & Samples

Reporting directly to the Global Director, Internal Audit, lead day-to-day internal audit activities in the performance and management of information technology engagements, Sarbanes-Oxley compliance testing activities, and management of special projects
Assist in the development of the annual audit plan, strategy and budget to ensure the internal audit function’s responsibilities are met
Assist in the performance and delivery of an annual Enterprise-wide Risk Assessment
Assist in the assessment, tracking, and reporting of Sarbanes-Oxley testing results including control deficiencies. Act as an IA liaison with the Company’s process owners, management and external auditors on assigned Sarbanes Oxley related matters
Partner with management to identify risks, develop action plans and monitor completion
Contribute towards building IA’s knowledge, technical tools and capabilities at the individual and team level, manage audits and third party resources to ensure teams are effectively and efficiently utilized
Discuss audit issues with management; lead efforts in formulating recommendations for process improvements during financial & operational audits in relation to IT; and control gap remediation identified during Sarbanes-Oxley testing
Provide support and input related to the management and development of IA resources including training, performance evaluation and career development
Provide thought leadership and contribute in developing framework, methodology, programs and tools around new audit areas. Partner with other IA managers and align on IA technologies to be used globally
Lead IA strategy on use of data analytics to support audit methodology and execution
Ability to travel 20-30%, some international travel
This position will have oversight of outsourced resources and eventually, 1-2 direct reports
BA/BS in Computer Science, Information Systems, MIS, Accounting, or related area
Minimum 7 years of combined experience in public accounting, internal audit functions, and/or relevant operational experience. (At least 3 years at a Big Four Public Accounting Firm preferred)
Professional certifications of CISA, CIA, CISSP, CPA and/or MBA preferred
Progressive experience supporting multiple IT projects/engagements in technical areas such as data analytics, cybersecurity, cloud computing, SAP, mobile technology, application infrastructure
Previous accounting and/or operational experience in industrial chemicals and publically traded companies preferred
Experience with SAP environments would be beneficial
Experience with merger and acquisition integration and audit considerations would be beneficial
Ability to develop IT audit universe and audit plan
Familiarity with common technology, project management and control assessment frameworks (e,g,, ITL, NIST and COBIT)
Functional/audit/consulting expertise with technical areas such as data analytics, cybersecurity, cloud computing, SAP, mobile technology, application infrastructure; with experience demonstrating increasing responsibility in subject area
Strong analytical, problem solving, time management and organizational skills
Excellent interpersonal skills to engage all levels of management

155

IT Audit Manager Resume Examples & Samples

Assess the design of general information technology controls related to financial reporting processes and test the controls for operating effectiveness pursuant to our annual Sarbanes-Oxley 404 assessment process
Advise management on resolution of identified deficiencies and act as a subject matter expert
Manage audits and special assignments, develop value add recommendations, and effectively communicate audit results to the management
Work effectively with external consultants and external auditors
Big Four external or internal audit experience required
7+ years of IT audit, people supervisory experience, some of it at a public company. Global experience is preferred
BA/BS degree and CISA designation required
Experience with auditing in technology / telecom industry
Ability to work in a fast-paced environment, often on multiple projects simultaneously across different functional groups with minimal day-to-day guidance
Ability to influence cross-functional collaboration and interact with various business leaders throughout the company globally
Thorough understanding of the COSO framework and International Standards for the Professional Practice Internal Auditing

156

IT Audit Manager Resume Examples & Samples

Minimum five (5) years internal/external audit work experience and five (5) years information systems audit management experience required
Mature oral and written skills with a demonstrated ability to communicate with organizational leaders at all levels, using tact and diplomacy
Effective supervising and leading of staff who are in a direct reporting relationship
Self-direct work efforts that are competent, organized and thoughtful, demonstrating effective time management skills
Demonstrate critical thinking, judgment, wisdom and decision making skills that enhance and guide the management and execution of audit plans and processes. Manage internal audit processes in accordance with applicable laws, auditing, and accounting standards
Coordinate work with external auditors, federal and state agencies, and external consultants as necessary
Maintain confidentiality of information and materials
Demonstrate proficiency using office software applications, including spreadsheets, databases, and data analysis tools

157

Global IT Audit Manager Resume Examples & Samples

Update meetings with IT Senior Leadership including CISO and CIO
Oversees the testing procedures related to all aspects of our IT controls activities
Plays an integral role in our Sarbanes-Oxley Section 404 project team. Documents, reviews, tests, and assesses IT-related processes and controls. This includes application controls as well
Coaches, guides, and reviews work product of senior-level IT auditors
Monitors reported issues and deficiencies, including follow up and validation of management actions. Takes corrective action, where necessary
Interacts with individuals throughout all levels and functions of the organization, including executive and business unit leaders
Involved in risk assessment resulting in an audit plan to be approved by our Vice President of Internal Audit and Audit Committee
Coordinates work with External Auditors
Provide expertise and leadership in growing IT risk such as governance, cyber-security, data-privacy, vendor management…
Educates management teams about identified risks and helps them to design controls to cover those risks without losing auditing independence
Assists with integrating control frameworks for acquired businesses
Ability to manage a remote team and drive change

158

IT Audit Manager Resume Examples & Samples

Reviews of business, technology and data processes/practices to ensure compliance with MetLife Policy, use of compliant best practices, procedural efficiency and accuracy
Contributes to or prepares reports of audit findings for business managers and proposes recommendations for changes as needed. Prepares reports for senior management on larger-scale audit assignments; and
Ensure compliance to MetLife Policy & Procedures, procedural efficiency, risk management and accuracy
Ensure compliance to regulatory standards and best practice; and
Ensure compliance to Risk and Security, where applicable to role
Principal Accountabilities of Position: Auditing, Project Management and Relationship Management
Bachelor’s degree required in Computer Science, Information systems, or related field of expertise
Minimum of 5–8+ years IT audit experience, public accounting and financial service industry experience preferred. Experience working in risk management and data governance a plus
Certified as, or working towards a CIA, CPA, CISA, CISM or CISSP designation
Competent knowledge of Data controls, IT and Information Security operations, policies and procedures
Excellent analytical ability to understand business issues associated with data risk management and governance, data, and related standards, risks and controls, identifying root causes and recommending solutions

159

IT Audit Manager Resume Examples & Samples

8+ years of direct or comparable assurance experience
Examiner from a bank regulatory agency is a plus
Strong communication skills in working with departmental management and staff, divisional management, and external parties
Strong team player with ability to offer her/his opinions and yet respect the collective decision

160

IT Audit Manager Resume Examples & Samples

Review the documented business understanding, business objectives /performance/metrics, key controls, and test strategy
Perform and document process walkthrough
Work with business unit audit managers to identify key controls provided by IT application systems and devise audit test plans
Identify opportunities to automate testing using toolsets deployed internally (CAAT and analytical tools) or through the assessment of other monitoring/analytic tools available within the Information technology department
Develop and execute CAATS and perform ongoing maintenance of CAATS library within the Internal Audit department
Complete work papers accurately, completely, and as instructed following Audit Department standards
Manage multiple simultaneous audit projects within assigned time and budget and ensure there is adequate escalation of project delays / issues to the Director / AVP
Act as a relationship manager between Internal Audit and Information Technology application support teams to proactively manage data requirements, understand known / developing risks within applications
Participate in the annual testing of SOX/GCC controls and assess impact of any known issues on specific business groups and application areas
Executes standard audit engagements, ensuring proper coverage and consideration of auditing principles and practices
Minimum of 4 to 6 years of audit and/or IT experience

161

IT Audit Manager Resume Examples & Samples

Accounting- 1+ years of experience preferred
Audit- 1+ years of experience preferred
Information Technology- 3+ years of experience preferred
Work experience in the IT area
Previous auditing experience, (e.g. Technical working knowledge of auditing standards, methods, procedures and techniques)
Candidate should have total business related work experience of 8+ years
Experience consolidating US subsidiary of international parent company is a plus
Business Administration
Economics
Computer/Information Science
Facilitation Skills
IT Skills
PC Skills- MS Office
Willingness to travel (mainly USA and Canada, but also around the world up to 50% – 60% of time)
Goal-orientation with excellent written and oral communication skills
Ability to effectively present information and respond to management’s questions and requirements
Motivated self-starter with integrity and the ability to maintain required levels of confidentiality
Team player. Working experiences in internal audit function are a plus
An emphasis on quality of work and continuous improvement
Ability to multi-task in an efficient and organized manner (must be flexible and able to adapt to change); demonstrated attention-to-detail skills
Ability to develop processes and identify process improvements. Able to identify risks, and to implement programs to resolve complex issues

162

IT Audit Manager Resume Examples & Samples

Demonstrate sound project management and administration skills by managing and executing audits and projects within the established timeline, scope, and budget, with minimal supervision
Examine and analyze audit information using professional judgment and reasoning to identify strengths and weaknesses of alternative solutions, conclusions, or approaches to problems
Proven leadership abilities, including demonstrating the skill sets to manage effectively through change and allocate team workloads to deliver agreed upon commitments
Evaluate staff on achievement of department objectives and mentor to develop and achieve personal and professional goals
Represent Internal Audit on company initiatives and special projects
Ability to instill trust and credibility with internal and external stakeholders and effectively partner and collaborate with the business at multiple levels

163

IT Audit Manager Resume Examples & Samples

Working on business IT projects, producing deliverables with regard to Information Technology Strategy, Assessment, System Selection and Implementation
Interfacing with clients' management and personnel and managing client relationships and expectations
Assisting in selling consulting services directly to clients
Providing periodic reporting to senior management
Serving a variety of clients within multiple industries
Develops high-performing people and teams through challenging and meaningful opportunities
Delivers exceptional client service; maximizes results and drives high performance from people while fostering collaboration across businesses and borders
Influences clients, teams, and individuals positively, leading by example and establishing confident relationships with increasingly senior people
Understands key objectives for clients and Deloitte, aligns people to objectives and sets priorities and direction
BS in Computer Science, Business Computer or Management Information Systems
CISA or other relevant certifications is a plus
6 to 8 years experience in IT Management Consulting Firm or 7 to 9 years of experience in Technology Industry
Good knowledge of Business Applications (Oracle, etc.)
Have specialized knowledge of professional management principles, theories, and practices; guidelines or precedents applicable to kinds of problems encountered; trends, current developments, organizational structures and functions; and operating programs, and policies
Ability to apply knowledge of structure, functions, and procedures in solving organizational problems and to develop methods for implementing prescribed systems with the capability to predict the effect of changes recommended or instituted
Proficiency in English and Arabic (written and spoken)
Willing to work hours as needed to meet client deadlines and firm needs
Strong proficiency in basic PC applications (Excel, Word, PowerPoint) with a general understanding of data analysis techniques
Ability to think strategically and assist in the organization and management of a multi-disciplinary team; ability to sell additional services to clients
Ability to conduct extensive research
Full mobility travel

164

IT Audit Manager Resume Examples & Samples

Bachelor’s or Master’s degree in Accounting or Finance
CPA or other equivalent certification is preferred
2+ years of public accounting experience is preferred
Travel approximately 50%

165

IT Audit Manager Resume Examples & Samples

Development and execution of the annual IT risk assessment
Leadership of IT-related audits, including information security/cybersecurity, backup and recovery, data privacy management, etc
Streamlining and testing of the organization’s SOX IT general and application controls with the goal to place increased reliance on system-based controls and to automate processes whenever possible
Partnership with senior business leaders in system implementation reviews of both 3rd party SAAS and internally developed applications to ensure the right controls are configured/developed
Minimum of 3+ years relevant experience with IT, IT audit, public accounting, or internal audit
Understanding of IT audit, IT governance frameworks (ex. COBIT, ITIL, etc.)
An interest in better leveraging information technology into the organization’s internal control processes
Strong focus on learning comScore’s core business and developing a risk and control assurance program that fits with the growth of firm
CISA, CISSP, CISM, or IT audit related certification a plus
Familiarity with ERPs (particularly NetSuite) and CRM s (especially Salesforce.com) a plus
LI-PR1

166

IT Audit Manager Resume Examples & Samples

Develop an Audit Planning Memorandum (APM) to identify the objectives and scope of audit for review and approval by the Audit Director
Reviews and provides recommendations to enhance the security of SingTel networks and computerised systems
Conduct ad-hoc reviews and other investigative work assigned by Audit Committee or senior management
May be required to train and supervise staff auditors by providing guidance and technical direction to assure conformance with departmental policies and audit programmes, and in such capacity, to review the work performed by staff auditors
Designs and implements audit programmes before the commencement of audits
Prepares audit reports to document findings, recommendations and management agreed actions, and submits to Audit Director for review prior to release
Performs follow-up reviews to ensure adequacy and timeliness of corrective actions
Involves in ad-hoc projects, i.e., annual audit plan, budgeting, IA Website
Have a degree in Computer Science or Engineering from an accredited university, preferably with CIA, CISSP or CISA certification
Have good written and oral communication skills
Be able to work independently

167

IT Audit Manager Resume Examples & Samples

Minimum 5 years of experience in one or more of the following capabilities: Auditing and/or Financial Reporting, IT Audit, or ERP controls. SAP experience is a plus
Experience with Internal Control Testing
Experience with one or more of the following: FISCAM, FISMA, NIST SP 800-53, COBIT, ISO 27000, or SOX
Knowledge of OMB A-123 or SOX documentation, testing, and reporting requirements
Extensive knowledge of IT and business process controls and best practices
Advanced understanding in one or more of the following areas: Operating System Security, Application Security, Database Security, ERP implementations and controls, and Software Asset Management
SAP ERP, IT Controls, Business Process Controls, Internal Audit experience
CISA or CPA required
CISSP are preferred
Bachelor’s Degree required from an accredited college or university in a related field

168

IT Audit Manager Resume Examples & Samples

Minimum of 5+ years of SOC or IT Audit Experience required
Experience in public accounting firm testing IT Controls over Financial Reporting, SSAE 16/SOC 1 and SOC 2, SOX or internal audit in a public company and/or regulated industry highly preferred
Experience managing people and multiple engagements highly preferred

169

Senior IT Audit Manager Resume Examples & Samples

Guide a team of audit professionals, recruits staffs, develops talents, and builds an effective team to support financial/operational and infrastructure audit teams
Oversee and drive Information Technology audit coverage (e.g., integrated, standalone, pre and post implementation and continuous risk assessment) supporting financial, operational and compliance audits across various entities (e.g., Investments, Treasury, Finance, Actuarial, Enterprise Risk Management, HR and Administration, Legal and Regulatory, Digital) in accordance with departmental, Institute of Internal Auditors Standards, and regulatory expectations (e.g., FFIEC) and requirements (e.g., FRB, FINRA)
Assure timeliness and quality of all work products (e.g., workpapers, reports, issue validation)
Maintains partnerships with senior technology stakeholders and proactively provides risk and control advisories
Perform annual audit planning, resource allocation, and budgeting. Continuously assessing and revising the strategy and direction of audit coverage based on industry, business and technology changes
Meet with regulators, internal SOX team and external auditors to discuss audit plans and opportunities for reliance
Consistently enhance the value of department’s contributions by recommending and developing innovative approaches and solutions (including use of data analytics) within Internal Audit Group and with clients

170

IT Audit Manager Resume Examples & Samples

(5-10)+ years of experience in an IT audit function; preferably Big 4
Strong professional presence, communication and decision making skills
Familiarity and practical application of IT, Security and control frameworks (e.g. HiTRUST, FFIEC IT Booklets, COBIT, etc.)

171

IT Audit Manager Resume Examples & Samples

Create test steps for key controls
Set-up and create audit files, as necessary, in the electronic work paper tool
Execute tests of internal controls within assigned budget
Inform Manager of testing progress and any potential issues encountered
Identify internal control weaknesses based on evidence gathered during execution and quantify errors as appropriate
Define, document, and report audit issues for review by the Manager
Determine the "root cause" of the finding
Communicates audit results to appropriate levels of management
Take initiative to promptly resolve or escalate client concerns that may have an effect on successful completion of the audit
Assess technology that is new to the company or the market, such as cloud computing, mobile technology and high performance computing programs, and their related support models to provide assurance that key risks are managed while introducing new capabilities for our customers
Develop testing strategies and report on company initiatives related to key risks such as cyber security, information protection and disaster recovery
Perform an inherent risk assessment of assigned audit units, annually. Define and propose changes for information services audit units, maintain record of risks, key activities, systems and processes for sub audit units. Draft and maintain coverage strategy for sub audit units. Provide recommendations and ideas into the development of the IS audit plan.　
Information/Database Management: Data Warehouses and Business Intelligence & Reporting Solutions; Database Management systems including Sybase, Oracle, SQL, DB2/UDB and IMS
Computer Operations: Cloud Computing, Data Center, Call Center and Network Control Center processes including problem management, service level management, environmental controls, physical security, job scheduling, job entry systems, media management, backup and recovery, and capacity & performance management
Information Security Operations: Vulnerability assessments, Threat and Risk assessments, Third-party Risk assessments, Security Monitoring, Threat Intelligence, Data Leak Prevention, Incident Response management, Continuity management and regulatory compliance
Proven experience in planning and executing against defined deadlines to achieve assignment objectives
Demonstrated experience in working with diverse teams and working environments
Demonstrated ability to effectively understand the risks associated with emerging, new or existing technologies and to formulate practical audit procedures to evaluate and monitor controls
Proven understanding of auditing principles and techniques and IAS policies and standards
Multitasking and the ability to operate effectively under pressure
Excellent planning and organization skills and the ability to deal with complex issues
Knowledge of the regulatory environment within the Financial Services industry
Minimum: 7 years of IT infrastructure audit experience in a large corporate organization (5 years should be in an audit management role)
Proven managerial skills with progressive experience in the leadership and professional development.　
Ability to quickly comprehend business processes and identify the risk implications, to analyze complex situations, to reach appropriate conclusions, and make value-added and practical recommendations.　
In depth knowledge of audit methodologies, project management and system development methodologies, control frameworks and risk management practices, and regulatory requirements.　
Good working knowledge of financial services operations.　
Proven track record for developing and carrying out plans to deliver quality results on time and within budget.　
Proven relationship management skills including a demonstrated ability to deal effectively with staff of all levels including functional VPs and AVPs

172

IT Audit Manager Resume Examples & Samples

OverseeIT audit function by
Bachelor degree in the Information Technology field preferred
One or more of the following certification: CISA, CISM, CGEIT, CISSP
7-10 years of experience, preferably with 3-4 years of management experience, in some combination of internal audit, public accounting, consulting or IT operations
Understanding of IT security technology, framework (e.g., COBIT) and network topology
Understanding of cybersecurity risks and controls
Understanding of cloud application risks and controls
Understanding of business processes, IT general controls, and testing of applications, operating systems, and databases
Experience with performing an IT risk assessment
Experience with leading fraud investigations / forensic reviews
Successful experience in identifying IT controls, developing and executing audit test plans
Knowledge of relevant IT standards (e.g., IS27001, NIST, FISCAM, COSO, SOC 1, 2 & 3)
Strong analytical skills and ability to focus on what really matters
Exceptional written and verbal communications skills that demonstrate an ability to speak the language of the business not just ‘IT technical speak&#8217
Proven ability to work both independently and in a team environment
Leadership skills as shown in the ability to positively influence others and thrive in a dynamic, fast-paced environment
CPA, CIA, CFE or other professional certification
Prior experience with business continuity planning
Experience with any of the following technologies, applications and audit software

173

Director Senior IT Audit Manager Resume Examples & Samples

To follow audit professional standards and regulatory requirements in the performance of the day to day function of internal auditor by
Planning, or assisting the Head of Information Technology Audit to plan, each audit prior to the commencement of fieldwork (includes meeting with IT and Bank management, discussing changes/events that have a material impact on the activity, revising/enhancing the examination program and scope as warranted),
Performing fieldwork (reviews of departmental procedures, detail tests of procedures, processing systems, and records),
Preparing and reviewing work papers with particular focus on documentation and analysis to support findings,
Preparing and reviewing draft findings, presenting and obtaining auditee responses to all findings and recommendations,
Finalizing and distributing, or assisting the Head of IT Audit to finalize and distribute, draft of audit findings/recommendations to auditees for internal control improvements,
To ensure the adequacy of controls in new Information Technology systems, systems enhancements, and
Operating procedures by
Obtaining a comprehensive understanding of the current process (manual and/or automated) and identifying and evaluating the control strengths and weaknesses within the current process that must be addressed by the proposed solution,
Obtaining a comprehensive understanding of the proposed solution through a review of functional specifications, observation of system development committees, and attendance at system demonstrations,
Evaluating the control points and weaknesses identified within proposed processes,
Discussing identified weaknesses with the appropriate areas to ensure internal control weaknesses will be addressed and satisfactorily resolved,
Reviewing security requirements and capabilities of proposed systems,
Observing and reviewing the results of system tests and user acceptance tests,
Reporting to management as to the adequacy of controls implemented in the project and system
To provide consultative/advisory service to management and Bank departments by
Assisting in the development of procedures for departments by providing guidance on internal controls and review and critique of procedure drafts,
Participating in various Bank committees to provide advice and awareness to ensure that control objectives are being met,
Reviewing specific Information Technology systems and processes as requested by senior Bank management,
Reviewing the development of information tools for use by operating departments,
In-depth experience in Information Technology infrastructure audit, or “hands on” Information Security within the Financial Services Sector,
Undergraduate Degree in Computer Science or related field, Advanced Degree (MS) is desired CISA (Certified Information Systems Auditor) preferred, CISM (Certified Information Systems Manager), CEH (Certified Ethical Hacker), and/or CISSP (Certified Information Systems Security Professional) a plus,
Extensive experience/training in principles and techniques of Information Systems auditing a must, knowledge of Investment Banking and Asset Management Services products preferred,
Ability to apply internal audit standards, procedures, and techniques,
Understanding of management principles and the ability to recognize and evaluate deviations from good business practices,
Ability to maintain effective relations between auditors and auditees, and effectively communicate audit results to a wider, non-technical audience
Windows and UNIX Operating systems
Client/Server, Web Services/Internet/Intranet, Firewalls, Routers, Storage Systems,
Networking: LAN’s, WAN’s, MAN’s, Remote Access Systems
Middleware: TIBCO, Websphere (MQ Series), etc …
Relational databases (MS/SQL, Oracle, Sybase, etc…)
Banking and financial systems (Trading and Settlement systems, Money Transfer systems, Accounting, etc.) preferred
Productivity Tools: Lotus Notes, Excel, Word, PowerPoint, and Visio
Experience in Systems development methodologies and associated automated systems desired,
“Hands on” IT Operations experience desired

174

IT Audit Manager Resume Examples & Samples

Assist in planning the scope of the audit plan and audit program
Assist with the ERM process performed annually
Determine appropriate auditing procedures to be used to achieve the audit objective
Perform and document information technology, operations, and compliance audits using tools and techniques common to the IT auditing profession
Provide Sarbanes-Oxley compliance support to the IT and Finance organization
Prepare written reports complete with findings and practical recommendations
Act as a Department IT expert for Internal Audit IT tools and expertise
Provide assistance for audit or fraud investigation support
Provide guidance and coaching to staff
A minimum of 5+ years experience in a combination of internal or external auditing, information systems, or corporate operations with a strong background in process and IT controls
BA/BS degree in information systems, accounting, finance, or related discipline
Achievement of one or more of the following certifications: CISA, CISPA, CPA or other applicable professional IT or internal audit designation
Ability to conduct and document business and IT risk assessments
A minimum of 3+ years of Sarbanes-Oxley experience
Knowledge of COBIT and other standard IT control frameworks
Knowledgeable in general computer controls, security and access controls, network configuration, operating systems (Windows, Oracle & UNIX), data center operations, data base controls, application configuration and etc
Strong project management skills combined with effective written and verbal communication, presentation and interpersonal skills, as well as a customer-oriented focus
Ability to interact with management and staff at all levels of the organization
Ability to lead teams, provide guidance to staff and can work with limited amount of supervision on all phases of the audit
Ability to work under pressure and meet deadlines in a dynamic work environment
Technology literacy – audit and control methodologies, electronic work papers, intermediate excel and other MS office suite products

175

IT Audit Manager H/F Resume Examples & Samples

Demonstrate a strong expertise and track record of valued Information Security auditing (including penetration testing)
Be able to manage audits on any other IT domain
Be passionate of information security and technology (e.g. know how to search for IT related knowledge, attend to IS or IT auditing conferences, etc.)
Show a great ability to listen, a critical mind, a good analytical sense as well as capacity for synthesis and explain technical concepts for a non IT audience
Be able to work in autonomy
Have good communication skills orally and in writing, ability to convince and to write clear, precise and accurate reports
Ability to anticipate risks and to take initiatives. Can handle unforeseen changes

176

Senior IT Audit Manager Resume Examples & Samples

Responsible for managing, planning and overseeing multiple types of IT audits, ranging from General IT Controls reviews to Project audits and technical IT audits of operating systems, applications, and databases
Relationship Management – establish and maintain professional relationships with the CIO, and relevant IT Directors and Managers in the various locations
Formally reporting back on audit findings and initiatives in a timely and accurate manner
Liaising with business partners and auditors on findings
Ensuring audits are consistent with and implemented in accordance with policies
Maintaining expertise and pursuing training to keep abreast of new and proposed developments in the Auditing field
Evaluating existing policies and procedures and identifying controls
Performing audit procedures to test the effectiveness of controls
Making recommendations to develop and enhance current audit tools and techniques
10+ years of hands-on IT audit work experience, preferably with some years (5+) of work experience at an Internal Audit Department of a financial institution; Hedge Fund Administration Services experience and asset management would be preferred
Certified IT auditor or IT security specialist (e.g. CISA, CISM, CISSP, or CIA)
Experience with and a good understanding of (audits) of SWIFT Alliance and other SWIFT infrastructure components
Strong technical auditing skills on operating systems and databases (e.g. network , UNIX/Wintel based operating systems, Oracle / MS SQL databases)
Knowledge of software development lifecycle and project management methodologies and audit thereof
Extensive experience of data analysis and tools in data warehouse environments (e.g. ACL, WinIDEA, or Monarch)
Effective decision making skills and the capacity to draw on reasonable conclusions
Strong communicator (written and verbal)
Good relationship management skills
Ability to work independently with minimal supervision, willingness to engage positively with GIA’s clients, and be able to manage and coach other IT audit team members

177

IT Audit Manager Resume Examples & Samples

Serve as Auditor-in-Charge by leading an audit from planning to fieldwork to reporting phase. This may include guiding Senior Auditors or Analysts during audit execution and reviewing their work products (e.g., workpapers, memos)
Deliver Information Technology audit coverage (e.g., integrated, standalone, pre and post implementation and continuous risk assessment) supporting financial, operational and compliance audits across our various insurance entities in accordance with departmental, Institute of Internal Auditors Standards, and regulatory expectations (e.g., FFIEC) and requirements (e.g., FRB, FINRA)
Apply pertinent industry knowledge and subject matter expertise to assurance activities via focus on risks and associated technology controls
Track and complete internal audit and regulatory issue validation
Review technology stakeholders’ key performance and/or risk indicators and helps to identify emerging risk drivers as part of continuous monitoring activities
Maintain strong relationship and partnership with technology stakeholders as well as and financial and operations audit team members
Contribute to overall effectiveness and value of internal audit function by recommending and developing innovative approaches and solutions (including use of data analytics)

178

IT Audit Manager Resume Examples & Samples

Bachelor's degree or equivalent experience required; major in business, finance, accounting or information systems
4 years of IT Audit experience required
SOC 1 & 2, Sarbanes-Oxley IT audit experience required
Previous experience leading a team
Prior success in leading business development and project delivery activities preferred
Ability to project manage and coordinate resources

179

IT Audit Manager Resume Examples & Samples

Designing solutions for clients
Reviewing detailed work programs and deliver of junior staff
Reviewing final reports to be delivered
Presenting findings to the clients
Understanding and navigating complex IT system landscapes
Ability to work collaboratively with financial audit teams and identifying key IT risk areas, and integrating IT audit work into the financial audit work
History of working effectively with Internal Audit teams
Practise Management
Team Management
Working onsite at clients
Client expectation management
Subject Matter Specialist
Client account management
Allocation of resources
Client ownership / management
Business degree in accounting and auditing preferable
Management degree / MBA
A good problem solver and proactive
A minimum of 6 years experience in an IT Audit role
Management Consulting experience
IT governance
IT risk
CoBiT, and similar standards
ISAE3402 examinations
Business process skills

180

IT Audit Manager Resume Examples & Samples

5-7 years’ experience in internal audit
BA/BS in Technology, Information Systems or related field
Professional certification (CIA, CISA, CISM, CRISC, CCISSP, CPA, CFSA)
Financial Services experience

181

IT Audit Manager Resume Examples & Samples

Planning, implementing, and managing coverage for technology audits, based on corporate and industry risks
Provides the IT Audit Director with appropriate information regarding the status of the audit plan, issues, strategic business initiatives, etc., that impact the overall goals of the department
Reviews and submits conclusions and audit reports for each audit conducted or supported, ensuring that reports accurately reflect audit findings documented in work papers and related risks, conclusions, and recommendations are reasonable and well-supported
Helps design and develop visual data analytics tool for use of target samplings to optimize audit efficiency and quality. Activities include interpretation of data, analyze results using statistical techniques and provide reports
Develops strong working relationships with line managers responsible for assigned lines of business
Manages team resources, having responsibility and accountability for the hiring and development of assigned team members, providing team members with challenging opportunities, timely feedback, training, and overall career development guidance

182

Seattle IT Audit Manager Resume Examples & Samples

Outstanding project management and supervisory experience
Exemplary leadership, mentoring, and team building skills
Knowledge of Sarbanes-Oxley Act provisions and methodologies for achieving compliance

183

IT Audit Manager Resume Examples & Samples

Preparation of the Department’s annual risk assessments and development of the audit plan
Development of all levels of audit staff
Evaluate performance and provide feedback to staff
Determine scope of audit work
Plan, coordinate, and direct the audit team’s activities
Act as liaison between Everest and its business partners as respects planning and execution of audit activities
Design of new or refinement of existing audit programs and questionnaires
Communication (oral and written) of audit results to business partners and Everest management
Plan, participate in, and oversee testing of the company’s key internal controls in compliance with Sarbanes Oxley Section 404
Identify risks, evaluate internal controls, and recommend improvements in processes
Participation in special projects/departmental initiatives as necessary
Degree in accounting, business, or information technology; CISA designation required, other designations (i.e. CPA, CISSP, CIA) preferred
6-10 years of information technology auditing experience, as well as supervisory audit experience. Evaluation of the design and testing of information technology controls
Knowledge of internal audit standards, procedures, and techniques including SDLC/Agile methodology/experience
Strong technology knowledge including, but not limited to, ACL, Office, Access. Oracle/PeopleSoft a plus
Effective and persuasive written and oral communication skills
Knowledge of electronic work-papers. TeamMate a strong plus

184

IT Audit Manager Resume Examples & Samples

Tracking execution of agreed actions and assessing the effective mitigation of risk
Coaching and mentoring team members and providing candid, constructive feedback
Building detailed knowledge of processes, systems and the organization across the firm and commercial business awareness
Contribute to GIA global and local teams through professional skills, technical expertise, energy and motivation
Drive continuous improvement of GIA through professional practice initiatives
Undergraduate or graduate degree in technology or information security related fields or other risk management field is preferred
Relevant 6+ years’ of work experience in ‘Big 4’ consulting firms, technology systems audit, information security and privacy audits
Experience in reviewing organizational structures, business processes and associated IT applications, products and infrastructure
Experience in auditing technical platforms such as UNIX, Microsoft, networks (Cisco routers, switches, Checkpoint firewalls, etc.) and databases (MS SQL, Oracle, etc.)
Knowledge of auditing data loss prevention program, cloud services, encryption technology, mobile technology, application security and software development methodologies
Knowledge of industry best practices, standards and an understanding of the regulatory environment
Good leadership skills and the ability to take charge, demonstrate the confidence to interact with all levels, set objectives, drive results, and a be a supportive team player
Excellent communication skills and a willingness to accept responsibility
Professional certifications such as CISA, CISM, CISSP, CRISC and CGEIT are a plus, but not required
Data analytics experience (e.g. SQL, CAATs, IDEA, ACL, Monarch, Tableau, Spotfire) a plus, but not required
Ability to travel 20-25% primarily within the region.Undergraduate or graduate degree in technology or information security related fields or other risk management field is preferred
Ability to travel 20-25% primarily within the region

185

IT Audit Manager Resume Examples & Samples

Develop and maintain good understanding of Group Audit Principles Based Engagement Standards and methodology
Assist Portfolio Manager / Auditor in Charge in planning and determining the audit scope for relevant engagements
Assist Portfolio Manager / Auditor in Charge in agreeing the risk analysis and audit programme
Organize/complete audit work, document and report audit results in line with Group Audit Standards. In this regard, ability to operate with minimum supervision on assignments, subject to guidance when required and subsequent review
Agree corrective actions and deliver the final audit report with Portfolio Manager / Auditor in Charge support for more technically challenging / complex / sensitive assignments
Work with a broad range of contacts and resources to develop technical, commercial knowledge/business awareness
Contribute to the Group Audit global team in terms of professional skills, technical knowledge, energy and motivation
College degree or ideally equivalent in IT ; primary certification holder e.g. CIA, CISA, or relevant technical subject
Job holder is likely to have some prior experience of financial / takaful services (5+ years) and/or to be a qualified IT /auditor (up to 6 years PQE)
Demonstrate relevant insurance / takaful business knowledge
Good knowledge of Group Audit Principle Based Engagement Standards, principles of internal controls, processes, assessment and design of compliance testing
Knowledge of industry audit practises, plans and trends
Knowledge of company, strategic objectives, key products and services, governance, policies and procedures, Zurich Risk Policy
Ability to work unsupervised on more straight forward assignments, subject to subsequent with review and support where required
Evidence of organisational, analytical and problem solving skills
Capable of building credible relationships with global colleagues and senior business management
Persistent, resilient and seeking self development
Capable of working as part of a global team or by oneself
Self starter with confidence and commitment to delivery
Ability to communicate effectively, both oral and written
Ability to work effectively with diverse cultures
Knowledge and use of Microsoft Office, and Lotus Notes products

186

IT Audit Manager Resume Examples & Samples

New Development and Operations processes / SOP modifications to move from waterfall to the DDLC Agile process
Working extensively with the offshore team
Creating and leading training sessions for new development and operations for required artifacts that will be audited
Application Development Repository - Update the ODM strategy for how to keep the pillars/projects/releases in a cohesive state
In addition to the regular audit activity, the position will be responsible for other ODM activity to include Enterprise Governance Risk Compliance, SOX, E&Y, and Internal Risk Management
Utilize excellent communication and organizational skills to complete project tasks
Bachelor's degree or equivalent experience
Experience and knowledge of the SDLC and technical artifacts
Experience writing or reviewing technical documentation and gathering sign-offs
3+ years of IT audit experience
Proficient with MS Excel and SharePoint for process improvement
Internal IT audit experience
Small team management experience

187

IT Audit Manager Resume Examples & Samples

Manage, direct, and monitor IT Audit teams on multiple engagements with specific focus on technology aspects
Maintain communication with clients to ensure that engagement deadlines and quality expectations are met
Manage client accounts, including billing, fee analysis and collection
Develop a growth vision and set challenging personal and team goals
Manage, maintain and further develop our IT Assurance & Controls practice
Manage presales and sales activities related to IT Assurance & Controls services
Manage, develop, train and mentor the supervised teams and assess their performance

188

IT Audit Manager Resume Examples & Samples

Ability to plan complete an IT audit from planning through reporting
Develop written work products such as Security Assessment Reports, Notices of Findings and Recommendations, and similar information security deliverables that require limited editing and review from a Kearney Principal or Partner
Ability to mentor, and supervise IT Audit professionals [
Ability to communicate effectively with clients and team members to be well prepared for client engagements
Work experience leading IT audits or IT security assessment teams
BA/BS degree from an accredited college/university in Accounting, Business Administration with a major in accounting, Accounting Information Systems, or similar business degree in information systems
Minimum of 4 years of information assurance experience, preferably with federal clients performing either external IT audits using GAO’s FISCAM guidance or security assessments using NIST SP 800-53 guidance. However commercial internal or external IT Audit experience using COBIT will be considered
CPA, CISA, or CISSP or other technical certification required

189

IT Audit Manager Resume Examples & Samples

Demonstrated knowledge of COBIT standards required
Previous experience leading a team required
CISA, CISM, CPA or comparable accreditation preferred

190

Internal IT Audit Manager Resume Examples & Samples

Conduct end-to-end IT internal audit reviews at hotel properties obtaining a thorough knowledge of the area under review with appropriate testing and documentation
Document and test head office IT controls
Take ownership of IT audit issues, providing first point of contact for external auditor on all IT control issues
Perform audit procedures around the preparation of the Company’s 10-Q and 10-K quarterly financial statements to be filed with the SEC
Assist with drafting and monitoring of Company IT policies and procedures
Assist with evaluating critical organisation risks and preparing/maintaining a risk register of responses to monitor and control IT risks
Assist with preparation of quarterly s.302 and s.404 SOX control updates for the Audit Committee and any other ad-hoc reporting required
Assist in the performance of IT fraud investigations
Assist in the provision of training to regional IT staff
Any other ad-hoc duties as and when required

191

IT Audit Manager Resume Examples & Samples

20% - Support SOX Program Office's implementation and administration of Open Pages Monitors vendor's status for completing implementation Researches and resolves implementation issues to ensure project is completed as planned Liaison between/among other Open Pages stakeholders (Operational Risk Management Division, Compliance) Coordinates/facilitates training for the application with SOX stakeholders (Business Unit Controller, Financial Controls Managers, SOX Program Office resources, external auditors, regulators, IRMG, etc) Oversees transition of manual process into Open Pages application
15% - Participates in determining the scope for ITGC SOX controls – quarterly and annual plan Works with SOX Program Office on approach to identify systems and applications that are in scope for SOX purposes Determines approach for testing and review with stakeholders (including external auditors) to obtain feedback and concurrence
10% - Other Program Governance considerations Updates and/or creates policies and procedures for SOX framework – ITGC, End-User Computing and Open Pages Reviews reports issued by IRMG and assess impact to ICFR – for ITGCs and EUCs Works directly with control owners to collect, review and assess SSAE 16 reports Works closely with external auditors for their independent assessment of ICFR – related to ITGCs and EUCs
15% - Determine approach for achieving the quarterly/annual plan Timeline for completing each phase of the individual plans Resource needs to achieving the quarterly/annual plan External costs related to third party testers
25% - Supervises and manages controls testing Assigns controls testing to third party testers Monitors status Reviews and approves testers' documentation Summarizes ineffective controls Develops criteria and facilitates training sessions for external testers
15% - Prepares status reports to be incorporated into presentations for SOX Oversight Committee, Disclosure and Audit & Finance Committee meetings
Knowledge and experience in designing and executing ITGC approach for controls assessment. Ability to relate ITG impact to financial statements
Knowledge and experience in applying End User Computing controls for applications, databases, spreadsheets and models
Experience with systems implementation for relational databases (Open Pages or similar application)
Strategic planning skills
Analytical skills to assess risks and determine areas of focus
Collaborative approach for working with other business units
Ability to multi-task effectively
Presentation skills – written and verbal Ability to work with all levels – management and non-management
Working knowledge of Hyperion, PeopleSoft, MS Office applications
Strong PowerPoint and MS Visio skills
Ten + years experience in IT external audit, IT internal audit and /or ITGC assessment for compliance with SOX
Bachelor's Degree in Accounting or Finance required
CISA or similar certification desired
Big Four experience desired
CPA desired
Large banking experience desired

192

IT Audit Manager Resume Examples & Samples

Lead contact for all SOC audit activity and reporting within the Oracle Public Cloud
Manages a team of analysts facilitating the day-to-day audit activity for Oracle’s Public Cloud services
Evaluates regulatory compliance requirements and engages with a variety of cross functional teams
Key team member of engineering design and development of government cloud based systems
Evaluates and provides reasonable assurance that risk management, control, and governance systems are functioning as intended and will enable the organization’s objectives and goals to be met
Reports risk management issues and internal controls deficiencies identified directly to the Compliance Operations program and provide recommendations for improving the organization’s operations, in terms of both efficient and effective performance
Evaluates information security and associated risk exposures
Evaluates regulatory compliance program with consultation from legal counsel
Evaluates the organization’s readiness in case of business interruption
Maintains open communication with management and teams across Oracle Public Cloud
Engages with other internal and external strategic resources as appropriate; and
Evaluates applicable global standards & compliance frameworks to establish internal standards, guidelines, policies, processes, and procedures
Designs, develops and publishes internal program frameworks, checklists, policy, processes, procedures using creative publishing and editing software tools
Systematically and comprehensively documents the SOC program
Strong working knowledge of SSAE 16/18, SOC 1/2/3, and other AICPA standards is required
Cloud or Oracle platform experience highly preferred
CISSP, CISA, CISM, PMP or similar certifications
NIST, PCI, ISO, HIPAA, and similar skill and experience is a plus for the right candidate
8 years of work experience, with at least 3-5 years in IT Audit

193

IT Audit Manager Resume Examples & Samples

Adept at assessing information technology and identifying risks which warrant audit attention
Apply information systems control concepts in a wide variety of settings and be able to independently assess the exposures resulting from ineffective or missing control practices
Be adept at evaluating information system audit results from management's perspective, even when defined criteria or standards do not exist
Effectively perform job functions based on supervisor direction, experience, judgment, and pre-established guidelines
Provide appropriate levels of supervision and quality assurance review to assess that work performed by others is competently performed and meets established standards
Be able and willing to complete work in a confident, confidential, responsible, and accountable manner within deadlines
Be able to effectively evaluate overall audit results, weighing the relevancy, accuracy, and perspective of conclusions against the accumulated audit evidence. This applies to both individual technology processes as well as the technology application as a whole
Effectively communicate audit results, both verbally and in writing that are persuasive, contextually sound, and understood by the recipient
Interact effectively with clients, stakeholders, and team members in a wide variety of settings
Perform a variety of complex tasks and be able to handle multiple assignments simultaneously
Exhibit creativity and innovation when recommending improvements to departmental audit practices and processes. Encourage and foster a positive workplace
Manage and coach staff as they perform assessments to evaluate controls and execute audit procedures
Assist with proposals and business development calls
Be professionalism at all times and display a willingness to learn new concepts and ideas
Be interested in and willing to travel up to 30%, both domestically and internationally
Bachelor’s degree preferred or minimum of 10 years of related technical, audit, risk and direct management experience
Minimum 7-10 years of direct experience in one or more of the following disciplines: Information Technology Audit, Technology Risk, Technology operations and/or support
Minimum 3 years of direct management experience
Experience with various infrastructure platforms, technology architectures and application configurations
Experience in the financial services environment
Exposure to regulatory programs such as SOX, GLBA, PCI, etc

194

Senior IT Audit Manager Resume Examples & Samples

Must possess a Bachelor’s degree with emphasis in accounting, business management, or information technology with several years of auditing experience
IT audit experience preferred
The position requires a self-starter with strong analytical, investigative and interpersonal skills, and excellent written/oral communication skills
Preference will be given to candidates with CPA or CIA certifications
Audit experience will be a factor in determining level

195

IT Audit Manager Resume Examples & Samples

6+ years of Big 4, consulting practice advisory and /or large company IT audit experience
CPA, CISA, CISSP, CISM, CBCP, CIA or CFE
Experience managing and mentoring staff

196

Senior IT Audit Manager VP Resume Examples & Samples

Develops a risk based audit methodology for the coverage of IT related risks across the enterprise, including risk identification, assessment and monitoring
Develops a standard audit approach and provides comprehensive training to Audit Division on appropriate testing and coverage of IT related risks
Develops a risk-based audit plan that ensures the appropriate coverage of IT risks, ensuring that audits are conducted according to relevant auditing standards. Performs continuous monitoring and conduct ongoing risk assessments of key business processes as part of the development of the annual audit plan
Lead the audit planning process, prepare audit planning memoranda, identify and evaluate key risks and establish audit scope. Manage audit execution per agreed scope, within time budgets and in accordance with departmental methodology, policies and standards
Responsible for leading the implementation of a suite of data analytics to contribute to a more effective and efficient risk-based auditing technique
Keep current on industry, regulatory and business specific changes in information technology. Evaluates on an ongoing basis, internal and external risks to assigned business lines and designing audit plan to ensure proper coverage of significant risks
Responsible for managing relationships with senior stakeholders within the information technology functions. Understand the key risks and influence and deliver messages to the appropriate stakeholders
Bachelor’s degree in Accounting or related field is required. Masters’ degree a plus
Minimum of 10+ years senior audit experience (in a manager or leadership role) in a Bank or the Financial Services industry required
Strong commitment to professional auditing standards, internal controls, risk assessment, regulations and compliance guidelines (e.g., GAAP, GAAS, COSO, etc.)
Superb interpersonal, communication, and collaborative skills
CISA and CISSP preferred. CPA or CIA a plus

197

IT Audit Manager Resume Examples & Samples

Support Internal Audit Director with the execution of Pure’s Internal Audit charter and Pure’s IT SOX Compliance
Promote new ideas and new ways of executing IT audits through technology and data analytics
Assist in oversight of (IT) SOX program; manage co-source testing team; monitor (and test) IT General Controls, and evaluate and conclude on control assessments; work closely with external audit to assist in quarterly and year-end control testing
Maintain business relationships with appropriate levels of management to ensure Internal Audit is aware of systems or business process changes so that appropriate risk and control is addressed
Participate in systems implementations to ensure proper control procedure is followed and control design is implemented
Design and execute discrete IT audits addressing
Assess audit findings including control weaknesses with an appropriate degree of professional skepticism, seeking to fully understand risks to Pure. Assist business partners with the development of remediation plans to mitigate control weaknesses
Ability to travel internationally as needed to fulfill responsibilities
Possess an innate passion for learning (and teaching!) and enjoy working in a fluid environment
Have a good sense of humor and balance
Possess proven problem solving and analytical skills; detail oriented with the ability to manage multiple tasks simultaneously
Experience with Netsuite and Salesforce a Big Plus
8+ years of related IT audit, IT controls or applicable assurance experience; public accounting experience a plus
Minimally, possess a Bachelor's degree in management information systems, or related field, accounting, or business management
CISA, CIA, CISSP, CPA, or related certifications, in active status; solid understanding of Accounting Standard 5 and other relevant PCAOB and SEC guidance
Know what it means to be accountable

198

IT Audit Manager Resume Examples & Samples

Deliver high quality audits, including preparing and reviewing audit plans and work
Provides consultation on audit, risk, and internal control guidance
Think strategically about the business’s needs by understanding the business and its key risks
Creates risk-based audit programs related to IT process and technologies
Providing help and guidance to the business on a consultancy basis
Develops testing methodologies to evaluate adequacy of controls
Coach, train and develop auditing staff to upgrade their knowledge
Undertake wider office activities, as required

199

IT Audit Manager Resume Examples & Samples

Bachelor’s degree in computer science, information systems, business, or related field. – Seven (7) years IT related experience
Five (5) years IT auditing experience and three (3) years of supervisory or project leadership experience
Applicable certification (e.g., CISA, CISM, CISSP)
Sets objectives, develops and/or approves work program, and supervises staff for IT audits
Applies internal control concepts and technology principles and skills to IT environments
Reviews work papers for completeness, accuracy, and compliance with Standards
Responsible for drafting and finalizing the audit report, including working with client management to obtain sufficient management responses and identifying reportable issues that may be protected from disclosure under the Texas Public Information Act, as applicable
Delegates work and assignments to audit teams, including establishing budgets, timelines, and priorities
Manages multiple IT audit teams concurrently
Keeps the Chief Audit Executive (or designee) apprised of project status, as needed
May conduct quality assurance reviews of IT audits or projects
Conducts IT auditing and consulting services at U.T. institutions
Participates in the risk assessment and audit plan development process
Provides employees on-the-job training and evaluates staff performance
Performs administrative duties such as recruiting IT audit staff and approving/monitoring IT audit staff time
Applies and assists others in the use of computer-aided audit techniques
Participates as an advisor to IT Governance committees and IT organizations, and in the design and development of new information systems and major enhancements to existing systems
Researches and remains current on IT issues, risks, and emerging technologies

200

Technology Infrastructure IT Audit Manager Resume Examples & Samples

5-12 years of related experience
Prior IT infrastructure experience
Prior financial services experience
CISA

201

IT Audit Manager Resume Examples & Samples

Presents, discusses and signs audit recommendations with Bank Management
Proposes new audit techniques and procedures to improve effectiveness/efficiency of audit(s); review regulations, accounting principles and new pronouncements to ensure they are incorporated into audit procedures and disseminated to the audit team
Participates in the completion of internal audit staff performance appraisals, promotion recommendations, terminations, and professional development
Bachelor's Degree in Information Technology or other relevant degree or equivalent experience
CPA preferred
Minimum of 6 years IT Audit experience, preferably in financial institutions
Excellent verbal and written communication skills; ability to effectively communicate with all levels of management
Leadership skills; ability to provide strategic direction to the team
PC skills in Access, Word and Excel
Strong knowledge of internal controls
Availability to travel will be required

202

IT Audit Manager Resume Examples & Samples

Bachelor's degree and 5 years minimum technology audit experience
Demonstrated ability to execute integrated audit programs including planning, client coordination, fieldwork/testing, issue-vetting and reporting
Demonstrated ability to lead risk assessments and audits of IT general controls and controls over technology processes
Demonstrated ability to manage timelines, budgets, and resources across multiple, simultaneous engagements
Strong relationship-building skills with IT and business partners through regular interactions and proactive engagement in client projects as a valued contributor
Excellent verbal and written communication skills at various organization levels and to different audiences
Understanding of compliance and regulatory requirements related to technology and IT operations within the financial industry such as Dodd-Frank, GLBA, SOX and PCI
Working knowledge of industry standards/frameworks for technology risk and controls including NIST 800-53, FFIEC, COBIT, ITIL, COSO, ISO 2700x and PMI, and a demonstrated ability to apply those standards/frameworks during the audit process
IT audit-relevant certifications such as CISA, CIA, CPA
Experience performing audits of focused on data-oriented risks and controls, information processing assertions, and data quality
Working knowledge of best practices for data governance, quality, and industry tools/trends related thereto
Experience performing risk assessments and audits related to emerging technologies such as Big Data, cloud hosting, and digital products
Experience performing data analytics to assess risk, test controls, and identify issues
Additional industry-relevant certifications such as CISSP, CRISC, CGEIT, CFE

203

IT Audit Manager Resume Examples & Samples

Professional certification such as CISA, CISM, CISSP, or CIA is preferred
Minimum 6+ years of experience in Information Systems Audit or relevant areas
Functional audit/consulting expertise with technical areas such as data analytics, cybersecurity, internet of things (IoT), mobile technology, robotic process automation (RPA)
Excellent problem solving and leadership skills

204

IT Audit Manager Resume Examples & Samples

Planning and carrying out audits across our business, covering key technology, operational, commercial or compliance risks and processes
Robustly and constructively challenging current internal controls
Promoting a culture of transparency and openness (based on our Global Code of Conduct)
Promoting an understanding of the sources and value of management information
Preparing clear, concise and insightful written reports for our senior leaders
Plus, your technical and specialist knowledge, and your previous experience will add to our ability to understand issues more rapidly, identify areas for improvement and recommend innovative solutions
A strong background in IT, ideally with experience of working in Internal or External Audit
Strong technical acumen
Ability to evaluate core IT processes including information security management, operations management, configuration management, data management and change management
Ability to utilise data analytics
Resilient, self-motivated and accomplished at forming relationships and influencing people at all levels in the company
Global multi-national company experience
Willing to occasionally travel globally and within the UK

205

Senior IT Audit Manager Resume Examples & Samples

Review control design and perform/oversee readiness reviews of IT controls over new systems. Work with IT and other departments to understand and assess the impact of new systems and changes to existing processes and systems
Maintain an excellent and efficient working relationship with the external auditors
Develop the company wide guidance for IT general controls, automated controls, key reports, and interface controls
Work with control owners and governance teams on deficiencies, evaluation of failed controls, and drive implementation of solutions
Manage and perform the annual SOX scope and control rationalization efforts to ensure systems are appropriately included/excluded within the SOX compliance program
Responsible for managing the roll out of new guidance from external auditors related to IT controls
Provide ongoing training related to SOX and IT to process owners to help ensure understanding and ongoing compliance
Develop and maintain productive client relationships with IT and Engineering leadership
Accountable for follow-up on outstanding IT audit issues to ensure that corrective actions are implemented and working as planned
Provides guidance to and review the work of SOX IT auditors
7 years of full-time experience in IT SOX auditing or related compliance consulting experience, including 1-2 years in a managerial position. Experience with a Big 4 accounting firm preferred
Bachelors Degree. Accounting or Computer Science
Experience working with IT and Security related control frameworks
Skill in collecting and analyzing complex data, evaluating information and systems, identifying risks and impacts, and drawing logical conclusions
Ability to manage multiple deadlines, and be accountable for overall SOX deliverable and execution
Considerable skill in evaluating control deficiencies and working cross functionally to drive remedial actions
Considerable skill in effective verbal and written communications, including active listening skills and skill in presenting issues, observations, and recommendations
At least 18 years of age. Legally authorized to work in the United States. High School Diploma or GED. Pre-employment background screen

206

San Francisco IT Audit Manager Resume Examples & Samples

Strong interpersonal skills to interact in team environment and foster client relationships
Understanding of commonly used internal control frameworks, including COSO and COBIT
Knowledge of audit methodologies and developing key internal audit deliverables, including process flows, work programs, audit reports, and control summaries
Proficient in Microsoft Office suite applications with specific emphasis on Word, Excel and PowerPoint. Secondary emphasis on Visio and Access

207

IT Audit Manager Resume Examples & Samples

Assist Director in the development and execution of risk-based global internal audit program
Directly manage and perform IT internal audits and asses the design and effectiveness of risk management practices and internal controls across multiple IT domains
Provide management with valuable recommendations and insight to strengthen the control environment
Manage internal projects and lead process improvements
Manage the planning and reporting of IT general control coverage for the company's SOX Section 404 compliance efforts
Coordinate work as necessary with financial auditors
Work with various lines o business to provide counsel and input on risk controls
Manage key departmental process improvement initiatives
Manage and perform special projects including providing controls consulting expertise to the business
Assist with preparation of quarterly Audit Committee presentations, as needed
6+ years of experience in internal audit or public accounting
Strong knowledge of requirements of Section 404 of the SOX Act
CISA, CISM, or CISSP certification
Experience with cyber security frameworks

208

SOX IT Audit Manager Resume Examples & Samples

Main Accountabilities
Leading end to end walkthroughs and independent testing of IT general controls (ITGC) and Revenue process to ensure compliance with Sarbanes-Oxley Section 404 reporting
Ability to grasp complex business issues and develop and present innovative and practical solutions, and achieve agreement from Process Owners
Identifying and testing the operating effectiveness of key controls within significant IT systems based on agreed scoping and test plans
Developing test plans and testing operating effectiveness of key controls which could either be manual finance controls, automated controls or IT dependent manual controls
Ensuring issues noted as a result of testing have been discussed and agreed with relevant process owners
Enhance quality and efficiency of controls across multiple IT systems and business processes
Review and manage work of SOX analyst (IT and Finance)
Knowledge, Skills, Experience, Training, Education
Bachelor’s or Master’s Degree in Information Systems, Business, and Accounting or in a relevant field
Four + years related work experience in Information Technology internal/external audit
Certifications: CISA or other similar certification required. CISSP, CIA, Accounting qualification (e.g. CPA, CMA, ACA, ACCA) or relevant degree or credits a plus
Prior experience should include significant involvement in the testing of IT General and application controls for SOX
Robust understanding of SOX regulations
Big 4 audit experience highly preferable
Proficiency in auditing ERPs, Information System platforms, and databases such as Oracle Financials, IBM mainframes, Linux, Windows, and SQL databases
Able to work and deliver quality work within tight deadlines
Verbal and written communication skills to a very high standard
Highly confident
Excellent Microsoft Office skills
Context/Environment
Based at Travelport’s office in Langley and Swindon (approximately 3 and 2 days, respectively) during busy audit periods
Travel will be required across various Travelport international office locations (e.g. Atlanta, Melbourne)

209

Group IT Audit Manager Resume Examples & Samples

Working closely with Group IT managers, key business leaders, and risk and audit teams to ensure a detailed understanding of the principle IT Risks across the global business
Developing and agreeing the IT audit plan with Group, regional and business unit management in line with the Group Audit strategy
Conduct end-to-end auditing including: planning, scoping, preparation of work programs, opening meetings, audit fieldwork, closing meetings, and writing up of audit reports for review by the Group Director of Risk and Internal Audit
Liaising with other senior members of the internal audit team, business directors and senior managers on a regular basis to review the audit plan delivery and current risks
Participating on project boards for major projects in the Group providing recommendations and guidance on project risk management and controls, contributing to the overall IT project assurance
Provide assistance to other audit teams to ensure the overall cost effectiveness of the function and optimise the use of resources including data analytics in all audit work

210

IT Audit Manager Resume Examples & Samples

Co-lead an evolving Internal Audit strategy to continuously enhance the department’s value proposition and further develop the team
Prepare review objectives, lead team members to identify areas of highest risk and opportunities for process improvement, and communicate review findings to management through reports and presentations
Bachelor’s degree in business, information systems or related field. Advanced degree a plus
CISA, CISSP, CIA or other applicable professional certification
Prior IT Audit management role in a corporate Internal Audit department, or within professional services
Experience reviewing complex business processes and related controls. Knowledge of recognized risk assessment approaches and auditing standards
Ability to navigate through ambiguity, and manage multiple projects simultaneously
A results oriented self-starter and team player with strong leadership ability
Demonstrated critical, analytical, written and cross-functional interpersonal skills

211

IT Audit Manager Resume Examples & Samples

US Citizenship and fully adjudicated DoD Clearance at the SECRET level or higher
CPA, CIA, CISA, CISSP license/certification
Minimum 5 years of experience in one or more of the following capabilities: Auditing and/or Financial Reporting, FISCAM assessment and/or IT Audit and experience with FISCAM, DIACAP, FISMA, A-127, FFMIA, NIST SP 800-53
Knowledge of OMB A-123 documentation, testing, and reporting requirements
Bachelor Degree required from an accredited college or university

212

Senior IT Audit Manager Resume Examples & Samples

Manage and oversee audit engagements and strategic projects within the domains of
Emerging infrastructure technologies (e.g., cloud, mobile, unified communications, hyper-converged infrastructure, and operational intelligence)
Traditional infrastructure platforms (e.g. network, UNIX/Linux, Db2, Oracle, Windows server, end-user computing)
Infrastructure services (e.g. ITIL processes, performance / capacity management, data center management / technology resilience, service oriented infrastructure, and network segmentation)
Develops the annual engagement plan to for functional area to achieve departmental and corporate objectives across the global enterprise
Sets the short and long-term strategic direction for the Infrastructure and Operations Center of Excellence within GTAS
Manages staff. Provides guidance, training and motivation as necessary to develop staff. Hires, evaluates and counsels personnel. Follows corporate disciplinary procedures per established Vanguard standards as required. Sets performance standards, reviews performance, provides feedback, and recommends wage increases in accordance with all applicable Human Resources policies and procedures
Works closely with Audit and IT management in the planning, development and execution of short and long term goals. Demonstrates initiative and creativity in independently recommending and implementing solutions
Builds and maintains effective and trusted relationships with IT management and other risk partners. Maintains knowledge of significant business projects, corporate changes, external trends, and the global regulatory landscape that may impact business activities and clients. Frequently meets with key stakeholders to evaluate and adjust direction of the audit engagement plan as appropriate
Effectively communicates the status and results of overall audit and advisory plan as well as enterprise-wide topics, both orally and in written form, to various levels of management. Influences senior management to act on recommendations to strengthen the control environment and make process improvements
Leads and/or participates in the development and execution of department, and possibly divisional, projects. Reviews expenses and ensures that the team is operating within budgetary guidelines
Recruits, trains and develops crew to ensure that an efficient and high standard of technical competence is maintained. Mentors crew, both in the department and across the enterprise
Contributes to creation and communication of departmental, management, and regulatory reporting as needed
Demonstrated experience with cloud, virtualization, and mobile technologies
Strong understanding of infrastructure components, for instance, servers, operating systems (e.g. z/OS, Linux), data storage (e.g. SANs, databases such as Oracle, SQL Server, DB2), directory services (Active Directory), and networking concepts
Minimum of 9-12 years of experience, with 3+ years of recent experience in data center or operational

213

IT Audit Manager Resume Examples & Samples

Contribute to the formation of the risk-based annual audit plan
Perform planning, executing and reporting stages of audits incorporating full review of audit standard considerations
Completing audits in accordance with internal audit process and protocols
Ensuring the effective communication (both verbal and written) of audit output
Ensuring that issues identified are fully understood by the auditee and appropriate remediation plans are defined
Performing special and ad-hoc projects to professional standards, including internal audit process related projects
Coaching and managing direct reports(s) and leading by example to further enhance professional relationships with auditees and other control groups (e.g., Compliance, Legal etc.)
Contributing to building a strong, open, diverse, collaborative team and create an environment where team members feel empowered and encouraged to exchange ideas candidly
Demonstrating our principle of "audit once, satisfy many", through exhibiting exceptional stakeholder management skills
Seasoned experience as an IT Audit Manager
Working knowledge of an Internal Audit environment
Strong relationship building and influencing skills
CISA/ CISSP qualified or similar
Proven results driven focus
Exposure to having worked in a large, complex environment
An ability to remain flexible and adapt to a dynamic and changing business environment
Report writing skills will be of an exceptional standard
Sound knowledge and awareness of COBIT and general IT controls, and strong technical IT Audit skills
Sound understanding of ISO27001, PCI-DSS, AML and ISAE3402
| CERTAINTY | INGENUITY | ADVANTAGE |

214

IT Audit Manager Resume Examples & Samples

Conducts detailed risk assessments to support audit planning and risk coverage
Plans and executes financial and IT related audits and reviews
Integrates with audit and risk partners to ensure proper risk coverage and audit technique
Acts as the primary contacts for management and audit partners during audits and reviews
Reports on findings to business management and assists in compiling audit reports and memos to Senior Management
Compiles reporting on audits, issues, and operational metrics
Consults with client in developing management action plans to address root causes
Assists in managing ongoing relationship with senior business management
Supports departmental strategic initiatives, where applicable
Researches new or technical subjects when required to support audits
Responsible for managing the performance of Internal Auditors on audit assignments. Provides timely and ongoing feedback and coaching. Provides input into performance evaluations
Excellent knowledge of financial business and IT operations and risk-based auditing attained through 8 to 10 years of progressive work experience with a focus on financial and system risk
Bachelor's degree in business, finance, or IT. CISA, CIA, CPA, CISM, PMP, and CISSP designations are highly preferred
Excellent understanding of Generally Accepted Audit Standards, IIA standards, accounting and auditing sampling and testing methodologies, Sarbanes-Oxley requirements, risk management, and SEC and statutory reporting
Excellent project management and time management skills to drive and manage multiple projects concurrently
Excellent people management skills to supervise, coach, and develop team members
Excellent thinking and learning skills to identify key risks and develop audit coverage approaches to deal with new areas and ambiguities
High commitment to teamwork, accountability, and self-development
Excellent written and verbal communication skills, including listening, negotiating and interviewing skills
Excellent understanding of risks associated with program and project management and system implementations
Proficient understanding of data analysis tools, and application of financial and operational analytics, risk-based analytics of business finances and operations, and data sources that drive the analytics
Proficient understanding of the financial services industry

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