Kyc Manager Resume Samples

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S Fritsch

Sanford

Fritsch

8643 Friesen Orchard

New York

+1 (555) 892 5890

8643 Friesen Orchard

New York

Phone

p +1 (555) 892 5890

Experience Experience

Detroit, MI

Kyc Manager

Detroit, MI

Hyatt-Carroll

Detroit, MI

Kyc Manager

Assist in the development, implementation, and periodic performance of key controls
People management and development responsibilities
Proactively lead, participate and develop a strong partnership with the business, through regular communication and engagement with key senior management
Ongoing management reporting to senior management within BSU
To have management responsibility of a team of KYC analysts who perform comprehensive KYC checks and assessments of the banks clients
Assess areas for process and system improvements and provide potential solutions for Senior Management
Assist with Process Design and management for department

Chicago, IL

Cib-kyc Manager

Chicago, IL

Breitenberg, Littel and Feest

Chicago, IL

Cib-kyc Manager

Perform day to day management of Off-boarding Analysts and Reviewers, including coaching and providing ongoing performance feedback
Foster and champion High Performance Culture where people are empowered to make decisions that affect their work/environment
Selection, performance management, and overall development of employees within their assigned team
Manage team calibration with Quality Control (QC) to close the feedback loop on quality checked records and make corrections to KYC record
Perform all work in accordance to department procedures and are within quality standards
Performance Management for direct reports
Manage calibration with Utility for case scheduling and hand-offs to KYC Analyst team

present

Dallas, TX

Senior KYC Manager

Dallas, TX

Hamill-Eichmann

present

Dallas, TX

Senior KYC Manager

present

Working with Global KYC management team to develop target operating model, covering people, process and technology
Support consistent hiring and performance management practices; promote process improvement ideas and share best practices across the segment/group
Develop the on-going KYC training plan to develop and enhance staff knowledge of business and product
Manage AML/KYC-related KPIs (key performance indicators) for the segment/group to ensure consistency in quality and timeliness of completion
Manage KYC Operations project book of work, including strategic program roll out, major and minor system enhancements
Work towards developing globally consistent process and practices
Create efficiencies through on-going utilisation of low cost centres for data management

Education Education

Bachelor’s Degree in Confidentiality

California State University, Fullerton

Bachelor’s Degree in Confidentiality

Skills Skills

Good knowledge of MS Office Suite, including proficiency in Excel
Strong organizational skills with excellent attention to detail
Strong organisational skills with excellent attention to detail
Strong organization skills with an excellent attention to detail
Good academic qualifications would be desirable, strong control background and / or experience, operational reference data advantageous
Ability to focus on high quality work while under pressure
Excellent attention to detail
Strong communication skills and ability to engage stakeholders
Strong analytical skills and ability to convey results of analysis in well written KYC memos
Strong teamwork skills in a small local setting, as well as across different geographic locations

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15 Kyc Manager resume templates

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Kyc-manager Resume Examples & Samples

KYC due diligence and client identification validation
Welcome pack communications
Client document negotiation
Credit analysis and application preparation
Entity maintenance
Tax Documentation Support
Managing the onshore and offshore teams delivering KYC support to the FIG sectors of GBM. There are teams delivering this function in the US, India and Poland
Ensuring that staff apply all regulatory and corporate AML standards to performing due diligence on new clients and during ongoing renewals of the client profiles
Ensuring the quality and service delivery standards for KYC support are met. Working closely with the KYC Quality Assurance team to identify and resolve any quality issues
Represent KYC as part of the KYCS Sector Management team, providing coordinated onboarding delivery to the Financial Institutions Sales teams in the most effective manner
Driving continuous productivity improvement into the KYC processes by participating as a key stakeholder in the delivery of new technology to KYC Services and working with the KYC Strategy team to identify business process improvement opportunities
Interface regularly with senior business managers to resolve escalated issues and identify opportunities to meet specific business needs that may arise
Courageous leadership and matrix management skills
Exceptional organizational, planning and management skills
Ability to build relationships by communicating, influencing and negotiating effectively with business heads, senior managers, consultants, technical experts across the whole department and business users
Proven business and operational experience
Extensive experience in the Finance and Banking industry environment (e.g, fund administrator, brokerage house, custodian, investment bank etc.) together with business project management experience
Good knowledge of regulatory trends and developments
Strong leadership and management ability
Strong interpersonal skills and able to build and maintain global relationships
Outstanding written / verbal communication and presentation skills
Planning, time management and resource management skills
Experience of working in a highly-matrixed environment, and accustomed to bridging the gap between disparate organizations and cultures
Strong analytical skills with experience of capacity planning and effective use of MI for performance management
Strong capacity to assimilate other stake-holders perspectives and fast learning abilities
Pro-active and business orientation with proven ability to prioritize and manage conflicting demands and ability to assess stakeholder needs to improve customer experience and showing resilience under pressure and providing best in class solutions

Kyc Manager Resume Examples & Samples

Preparing work pacakages for Vendors (3rd party suppliers) and making sure that work is done in timely manner
Coordinating and managing the delivery of all teams activities to achieve target key performance indicators, operational level agreements and service levels
Transitioning change into robust and controlled processes
Interacting with Audit (internal and external)

CB KYC Manager Resume Examples & Samples

Manage the dedicated KYC research team to ensure the UK FIG KYC population is kept current, with a zero tolerance for expired records
Monitor the quality and integrity of the work done by the KYC research team to ensure it is up to standard, relevant and accurate
Ensure Bankers are provided with accurate KYC records by the KYC researchers, for final approval
Liaise with SFS, Investor Services and TTS colleagues, the Business Support Unit (BSU) and Quality Assurance (QA) teams, building strong partnerships to make the KYC completion process as efficient as possible for UK FIG client records
Liaise with Compliance, TTS AML Advisory and Sanctions teams in regard to any relevant queries received from our FIG clients when they complete their own Enhanced Due Diligence on Citi
Liaise with the KYC Research team leader in the US to find best practises and to bring about process efficiencies and improvements
Ensure that the KYC research team complete their No CADD on File and No Appendix on File records
Liaise with the Operational Risk team to ensure UK FIG KYC population metrics are correct and up to date
Identify staff training needs
Identify operational goals for team and deliver against agreed targets in terms of both quality and productivity
Capacity planning/forecasting for team, including recruitment if appropriate
Assist with variety of department projects/initiatives
Ensure all KYC investigations relating to UK FIG are tracked, resolved and closed out completely
Actively participate in the relevant CKYC forums, representing the UK FIG community, providing input on system improvements and fixes
Extensive years of professional work experience, preferably in the financial services arena covering financial institution clients
Strong ability to lead and motivate individuals under tight deadlines
Experience in client on-boarding, control / risk or Compliance (AML/KYC) function
Knowledge and experience of technologies and processes used in Citigroup
Knowledge of AML policies and regional regulatory requirements
Experience in dealing with senior management
Excellent workflow management skills
Experience with MS Office tools: PowerPoint, Excel and SharePoint
Analytical - assimilating new information quickly and relating it to the needs of the client base
Organisational – able work independently and under pressure
Proactive – able to identify gaps in the process and work to close them
Verbal and Written Communication – able to communicate effectively across the organization at multiple levels
Interpersonal skills/Networking - able to create and sustain good personal contacts within the team and amongst product partners, functional partners and senior management
Self-starter- prepared to take initiative to follow through on issues to resolution, whilst exercising judgment as to when to seek assistance/escalation
Coach/Player - able to work in partnership with other individuals on both day-to-day and on long term projects, whilst simultaneously coaching the

Kyc Manager Resume Examples & Samples

To have management responsibility of a team of KYC analysts who perform comprehensive KYC checks and assessments of the banks clients
To manage the day to day operations of your team in the correct and timely collation of all KYC documentation relating to new and existing clients, ensuring that all regulatory & money laudering requirements are adhered to within the correct timescales
Serve as a key escalation point for all on-boarding queries and issues for the Client On-boarding team
Assess areas for process and system improvements and provide potential solutions for Senior Management

Kyc Manager Resume Examples & Samples

Manage and lead ‘KYC’ Operations function
Program management of existing BAU/Refresh process with scope to migrate further functions globally
People management and development responsibilities
Implement process enhancements to improve turnaround time of client on-boarding experience
MIS reporting to senior management
Maintain ‘Book of Work’ for new system releases and enhancements to existing infrastructure
Delivery on targets and objectives in line with timelines dictated by BAU & Refresh Programme
Daily monitoring of account refresh activity to ensure all regulatory/document requirements are met
Excellent knowledge/understanding of control environment
Experience of working within a regulatory/control environment, preferably in a supervisory capacity or with ownership of a KYC or similar related project
Familiarity with external products and services that add value to client and account data management
1-2 years people management and leadership experience is highly desirable

Senior Industry KYC Manager Resume Examples & Samples

Bachelors degree or MBA preferred
CAMS certification will be required to be obtained
Management experience with high performance professional teams preferred
Proven ability to remotely manage and lead a geographically diverse team
Proven ability to manage a team of individuals who maintain client portfolios while personally handling a portfolio of clients at the manager level
Relevant experience in wholesale/commercial banking pertaining to one or a combination of: AML/KYC Compliance, Risk Management, Compliance and/or industry specific preferred
Strong understanding of AML and BSA regulatory requirements
Knowledge of wholesale banking products, services and processing
Ability to soundly execute quantitative and qualitative analysis and draw salient conclusions
Proven ability to communicate effectively in both oral and written form; must also present information in concise and effective manner
Strong interactive personal skills and ability to influence others for positive results
Strong organizational skills both personally and across working team to meet deadlines in a fast paced environment
Experienced in providing innovative and proactive solutions
Proficient in Microsoft Word, Excel, Power Point Pitch Pro and Access

Senior KYC Manager Resume Examples & Samples

Manage the overall AML/KYC function for the segment/group, including management duties (performance management, career planning, development, training), operational controls, and adherence to policies and procedures
Coach staff on the evaluation of client AML/reputational risk, including the identification of key issues and related mitigates, conducting independent research, verifying appropriate risk profile, and making independent risk assessment recommendations; serve as an escalation point for the AML/KYC team on related issues
Ensure standard processes, as well as role and responsibilities, of the AML/KYC team across the segment/group
Manage special projects, including remediation and others, as directed by regulators, internal audit, etc

Kyc Manager Resume Examples & Samples

Project management experience within investment banking environment
Strong communication skills and ability to engage stakeholders
Experience of risk & control identification and implementation
Change co-ordination and significant project contribution
Solid proven experience in an Investment Bank within a Compliance/Review team
Effective prioritisation and time management skills in order to meet tight deadlines
Experience of KYC requirements across different entity types
Strong AML/KYC experience including MiFID
Sound knowledge of KYC procedures and regulatory best practice
Ability to identify complex structures and apply relevant KYC / AML in this respect
Understanding of regulation affecting AML and excellent technical KYC knowledge
Project management and process improvement

Cib-kyc Manager Senior Resume Examples & Samples

Ensuring BAU Execution to be best in class. Publishing of periodic metrics and tracking reasons for deviation from
12-15 years of experience , Knowledge of KYC is essential essential with at least 5 year's experience
Must be able to work under pressure and make accurate decisions in stressful situations
Good PC skills including Microsoft office products (Excel, Word, Power point, Access)
15-18 year of experience with Knowledge of KYC is essential essential with at least 5 year's experience

Kyc Manager Resume Examples & Samples

A university degree and an advanced law degree (preferably)
7+ years of experience in the financial services industry in a similar role
FINRA Registrations: Series 7, 66, 8 or 9 and 10 required OR Series 7, 66 with an advanced law degree
Strong international exposure
Strong understanding of AML/ OFAC regulations
Strong understanding of commercial banking and broker dealer products and services

Cib-kyc Manager Resume Examples & Samples

Graduate/Post Graduate, CA/CFA/MBA
15-18 years of experience , Knowledge of KYC is essential essential with at least 5 year's experience
Good time management skills
Control Oriented
Ability to work both independently and as a team in a fast paced production environment
Flexibility of operating hours to include overtime, holidays, and weekend testing

Trms KYC Manager Resume Examples & Samples

Assist on compliance issues to ensure regulatory requirements are met using various monitoring systems and reports
Supervise, coordinate, and direct the activities of KYC staff
Strong management and motivational ability - In charge of managing a team and taking appropriate actions based on processes, tools and high-judgment decisions to preserve the buyer and seller experience
Leadership - Provide leadership and administrative support to their team and manage them to achieve and constantly improve service levels based on forecast and capacity, by meeting / achieving targets, deliver process improvement, ensure road mapped project execution (and identify new ones), and focus on the people development of their team
Manage the trouble ticket case queue and identify bottlenecks with downstream teams working with them to complete requests and reduce the number of outstanding requests. Continuously looking to improve process
Review suspicious activity reports that have been submitted. Check for unusual patterns indicative of suspicious activity. Block accounts or other suspicious activities as needed
Create and monitor reports and metrics for tracking purposes for on-going monitoring as well as new products
Monitor for suspicious activities, transactions, etc. to determine any unusual patterns indicative of suspicious or high risk activities and high risk customer profiles
Provide leadership and administrative support to their team and manage them to achieve and constantly improve service levels based on forecast and capacity, minimise the impact of bad debt by meeting / achieving targets, achieve process improvement, ensure road mapped project execution (and identify new ones), and focus on the people development of their team
Implement best-in-class processes and practices for maintaining and exceeding productivity and quality service level agreements
Provide focused feedback loops for investigators and managers based on crisp performance and quality data. Reward strong performers and performance manage low performers
A Bachelor’s degree is preferred and/or relevant experience
Substantial people management experience
1 years KYC or AML experience is essential

ED / AML / KYC Manager Resume Examples & Samples

Oversee execution of annual AML and OFAC Risk Assessment program, including the following responsibilities
10+ years experience business/systems analysis and/or data mining experience
Independent thinking with the ability to self-direct
Previous CCB experience preferred
Previous AML or Compliance experience is a plus
MS Office suite experience (Excel, Word, PowerPoint, Project)
Excellent attention to detail and ability to raise questions and seek resolution to outstanding clarifications required
Excellent analytical, oral and written communication skills
Excellent interpersonal skills necessary to work effectively with colleagues at various levels of the organization
Ability to facilitate meetings among stakeholders with diverse and sometimes conflicting points of view
Self-motivated team player. Must possess the ability to research and resolve issues independently while working across teams to acquire needed information
Ability to organize/manage multiple priorities and projects coupled with the flexibility to adapt to changes in a fast-paced environment
Proven ability experience working on complex systems build efforts and developing partnerships with business, technical and vendor teams
SQL / data mining skills a plus

Kyc Manager Resume Examples & Samples

People management, play a key and active role in the leadership team, providing support and guidance to the team members
Manage relationships with Relationship Management teams and Compliance supported by the department
Management of weekly metrics for the various production teams, ensuring clear visibility of goals, daily, weekly and monthly monitoring and taking steps as necessary to increase productivity to agreed goals
Identify better and more efficient ways to manage operations and workflow
Management of ad-hoc departmental projects as assigned, Organize and lead projects. Responsible for day-to-day decision making and prioritization of activities related to projects. Measure/monitor the progress of deliverables. Provide project updates and seek advice and guidance from senior management on more complex issues
Ongoing management reporting to senior management within BSU
Reporting risk escalation to senior management
Considerable experience of dealing with senior management in a multi-function environment Skills
Strong Leadership and Motivational skills
Innovation and change management
Change management and implementation
MIS and metrics and efficiency analysis skills
University degree in Law, Business/Finance, Math, Economics, engineering. Competencies
Minimum supervision with self-directed, project management skills
Strong organizational and planning
Pro-active, flexible, have good organizational skills and must be team player
Good working knowledge of operational risk and risk mitigation techniques

International KYC Manager Resume Examples & Samples

Performing research of Barclays clients using Internal and external data sources
Collection and analysis of unique identifying information from the counterparty as supplied by the coverage team
Completion of workflow activities within tight deadlines
KYC for new clients to the bank
KYC Refresh for existing clients of the bank
Able to manage internal stakeholders effectively
Previous experience of AML/KYC gained within investment or corporate banking
On-boarding or due-diligence experience for Corporate Banking clients
Experience of reviewing complex structures, PEPs and/or Sanctions screening
Experience of using approved KYC vendor sources eg Dun and Bradstreet, Companies House, and others
Basic legal knowledge in terms of corporate law and structure
Qualified to Degree standard, preferably in a business/law related subject
AML / Compliance Certification
Fluent in additional European languages is a must (Portuguese, Spanish, German, Italian or French)

Cib-kyc Manager Resume Examples & Samples

Understanding and implementation of Off-boarding guidelines, policies and procedures
Selection, performance management, and overall development of employees within their assigned team
Perform day to day management of Off-boarding Analysts and Reviewers, including coaching and providing ongoing performance feedback
Conducts analysis of daily/monthly metrics to track performance of individual team members over time to evaluate performance, learning, and capability
Effectively address any issues that might be escalated by either internal or external customers
Identify special training needs that may benefit team members to increase team efficiency and quality
Proactively highlight potential issues to management
Drive Process improvements and implement process changes as necessary
Identify root causes, understand connections and implications and evaluate alternatives
Make decisions that are effective and well-grounded based on guidelines, policies, and insights
Create an effective and efficient team through continuous communication, timely feedback, and appropriate supervisory practices
MIS updates to the on-shore management and running governance calls
Graduate Degree/Post Graduate/MBA
Minimum 10-12 years experience in the Financial Services industry with a demonstrated track-record of delivery and/or relevant experience in off-boarding of clients from financial institutions
Outstanding client management, partnership building, leadership and direct experience of dealing with multiple stakeholders at one time
Excellent interpersonal skills necessary to work effectively with colleagues and senior management
Strong relationship building skills to influence/negotiate desired outcomes
Ability to deep-dive and investigate issues to see a successful resolution and broker the solution to applicable key managers
Experience with the build out and execution of a new team or procedures, ability to identify risks and issues and successfully navigate through to completion
Strong leader who can has experience with managing medium to large teams in an operational environment, able to show direction and guidance on a regular basis
Proven track record of ongoing coaching, educating and directing a team, ideally has experience with leading a new team where there is limited knowledge in place and needs to be developed over time
Possess strong computer skills: Lotus Notes and Microsoft Office Suite including Excel, Word and PowerPoint
Self-reliance and willingness to "own" problems and creatively find solutions
Foster and champion High Performance Culture where people are empowered to make decisions that affect their work/environment
Strong orientation with usage of data and deriving meaningful analysis and trends from large sets of data
Strong excel skills and comfortable managing large sets of data

Kyc Manager Resume Examples & Samples

Support the design and implementation of a robust KYC programme to help manage the regulatory risks involved in the KYC due diligence processes
Assist with the build out of an effective control function for the global KYC Programme and develop strict quality control procedures to ensure effectiveness of the KYC process
Advise on KYC documentation requirements for new and legacy relationships
Assist with the creation of an organizational structure to ensure the governance, reporting, planning and support for the implementation of the KYC programme
Proactively lead, participate and develop a strong partnership with the business, through regular communication and engagement with key senior management
Implement an appropriate Compliance Monitoring Programme to assess compliance with KYC across the firm
Work with Man's outsourced KYC vendor, Thomson Reuters, using the Org ID system wherever possible to collect KYC
Work with the Compliance Due Diligence Function to ensure any enhanced due diligence has been executed as part of the AML/CTF Programme

Kyc Manager Resume Examples & Samples

Lead local team providing support and guidance
Point of escalation for team
Work with Business Support Unit to assess documentation requirements for client legal entities
Contact client personnel to obtain KYC information and documentation
Review and evaluate recent news related to clients
Liaise with internal Compliance personnel on the application of KYC policy
Interact with parent and subsidiary bankers and product sales and service on AML-related risk issues
Coordinate with account operations on account maintenance issues
Prepare client-specific KYC-related analyses as required
3-5 years of professional work experience, financial services preferred
Client services experience, front office experience preferred
Experience working in a global, dynamic environment
Familiarity with AML/KYC regulatory and compliance issues
University Degree in a related discipline
Strong organization skills with an excellent attention to detail
Ability to work independently and under deadline

AML / KYC Manager VP-tampa Resume Examples & Samples

At least 10+ years experience delivering results
AML/KYC subject matter experience
Project management and Process improvement experience
Analytical and control mindset
A strong sense of ownership and responsibility
Multi-tasker who can manage multiple streams of work concurrently

Kyc Manager Resume Examples & Samples

Evaluate staff performance and provide feedback via informal discussions, quarterly/semi annual 3+/3- meetings and annual review process. Represent staff's performance during semi-annual Talent review discussions
Coordinate and lead regular team meetings where appropriate
Provide KYC Officers with guidance and resources to perform their specified job functions
Facilitates the collaboration of ideas and follow-up to recommend the best solutions
Provide support in the process of interviewing and hiring new KYC Officers
Manages the team’s pipeline and MIS to ensure timely completion of DDFs and appropriate management of the team’s capacity
Works with direct manager and local market leadership to maintain proactive management of client escalations, issues and other items that require special handling related to DDF completion
Works closely with partners in compliance and other AML/KYC functions to ensure consistent processes are being followed
BA/BS or equivalent work experience preferred
Prior experience in preparing and processing KYC forms strongly desired
Client Service or Data Quality and Controls experience is a plus
Strong time management, organizational, planning and follow-up skills, ability to multi-task effectively
Strong interpersonal skills; ability to partner with internal partners and leverage internal resources
Prior management/supervisory experience required
Strong coach/people developer
Independent, self-motivated and a team player
Ability to use various PC and internet applications and tools to support the KYC process, including reporting, analyzing and tracking metrics
Proficient in MS Office applications, especially Excel

KYC Manager South Africa Resume Examples & Samples

Develop and manage an existing team responsible for accurate and timely delivery of KYC services
Ensure KYC SLA’s are in place and adhered to, including improving the time taken to respond to applicant submissions
Work with the Head of New Business to improve our application to account open conversion rate
Oversee KYC operations and ensure compliance with local requirements
Build a strong commercially aware and customer centric culture within the team
Build a new team responsible for international account opening including applications from Australia, China and Singapore
Work with our International KYC Hubs in Australia, and Poland, to drive service excellence through operational efficiencies
Ensure the team have a flexible approach to workloads and requirements
Keep the team motivated in a challenging environment and assist them in achieving greater efficiency in the KYC process
Frequently interact with other departments such as Sales and, Compliance
Resolve complex queries within tight time frames
Lead the team, making sure that they remain engaged and measure their performance on an ongoing basis
A degree-level education
Proven experience with process improvement and optimization
Experience in adopting or implementing streamlined KYC processes is essential
Excellent understanding of KYC and the international financial regulatory environment
Ability to interpret complex changes in regulatory guidelines and assess the impact to the business
Ability to deploy efficient, cost effective operational solutions to improve KYC related processes
Ability to manage multiple tasks with conflicting deadlines to a high degree of accuracy
Should be effective in leadership and stakeholder management
Self-motivated with the ability to inspire others
Ability to work with minimal supervision whilst maintaining a flexible approach to responsibilities

Senior KYC Manager Resume Examples & Samples

Represent the KYC function in senior management discussions and key stakeholder meeting across the business, compliance and operations
Have a proactive approach to business issues, identifying areas of improvement & enhancement including the automation of processes
Ensure proper and effective governance of tasks and processes with reference to internal policy & external regulation
Develop the on-going KYC training plan to develop and enhance staff knowledge of business and product
Manage KYC Operations project book of work, including strategic program roll out, major and minor system enhancements
Assess operational impact of strategic initiatives
Create efficiencies through on-going utilisation of low cost centres for data management
Senior point of escalation for the team and its stakeholders
Support extensive data analysis, including strategic data mining and impact analysis
Minimum years of management / leadership experience within the KYC / AML / Compliance/Sanctions/Operations Control environment
Proven people and stakeholder management skills working with senior levels of an organisation including the business and compliance
Good knowledge of MS Office Suite, including expert proficiency in Excel
Strong leadership skills as well as the ability to execute across different geographic locations

Senior KYC Manager Resume Examples & Samples

BS/BA Degree; MBA or other graduate degree is a plus
Minimum of 5-8 years in banking operations, compliance, audit, or management experience, preferably in Corporate/Commercial Banking
Ability to interpret and apply regulatory and compliance policies and procedures when establishing guidelines, metrics, and processes
Strong client focus and interpersonal leadership, partnership and influencing skills
Some travel (approximately 25%)

BSA KYC Manager Resume Examples & Samples

5 years of previous experience in banking with a focus on BSA/AML, CDD or KYC compliance
3 or more years of direct management experience
Demonstrated completion of supervisory training supervisory experience with skilled labor strongly preferred
Strong understanding and knowledge of high-risk business lines including Money Services Businesses (MSB), Casinos, ATM Owner Operators, International Trade Finance, CTR Exemption process and others

Kyc Manager Resume Examples & Samples

Act as Primary KYC BSU Contact point for Asia Pacific
Manage Team of KYC analyst supporting 8 countries in accordance with globally consistent KYC BSU standards
Point of escalation for Case Managers and Senior Case Managers to Relationship Management team and Compliance within cluster / region
Act as project lead for Mumbai office for Global KYC BSU projects / quality initiatives as required
Management experience of equivalent size or more
Demonstrate ability to Lead and Motivate individuals within a pressurized environment
5+ years’ experience in banking or finance
Superior planning & organising skills

Kyc Manager Resume Examples & Samples

Act as a strong lead and provide management of a large KYC team responsible for the smooth and effective on boarding process of new clients
Use strong communication skills (verbal and written) in order to on-board new clients to the bank and perform the necessary due diligence to ensure that potential new clients meet all the current KYC (Know Your Client) and AML (Anti Money Laundering) requirements, including OFAC/World Check Screening; ensure the integrity of the information and documentation is correct and in good form; review and adhere to the Bank’s Global KYC Policy, Collective Fund & Hedge Fund Policy and AML/OFAC policies and procedures; applying all CIP (Customer Identification Procedure) regulatory requirements to clients and maintaining a working relationship with the business line
Perform a pivotal role in the management of operational risk
Provide the team with guidance, support and training as needed in order to ensure a high quality standards and productivity
Lead in the communication of Know Your Client (KYC) memos to the Client Acceptance Committee
Advise team members in the development and implementation of escalation procedures for KYC / AML unresolved items
Maintain a working knowledge of AML and OFAC regulations and in order to relate them to Bank policies and procedures
Maintain strong working relationship with AML Compliance with an emphasis placed on the onboarding and review of high and medium-high risk clients
Ensure the proper application of KYC principals (including FATF EU 3rd AML Directive, US Patriot Act, and FINRA) into strong quality assurance controls
Ensure team’s adherence to the global and local requirements of client on boarding
Guide the KYC team in addressing data requests from internal & external auditors
Provide support to CLM and OPER senior management in new and ongoing initiatives
Take the lead in establishing process improvements and procedures; monitor team’s performance on a daily basis
Communicate with OPER and Business Line senior management on a daily basis regarding business results
Ability to apply principles of risk based KYC, client risk assessment and the products used in a wholesale banking and institutional broker dealer business
Microsoft Outlook, Word, Excel, PowerPoint
A minimum of ten years experience in the Financial Services industry

Cib-kyc Manager Resume Examples & Samples

Supports Onboarding Manager’s overall LOB engagement strategy by working with a specific Front Office sub-LOB to develop strong partnerships, escalate issues, and eliminate roadblocks
Supports Onboarding Manager to coordinate case prioritization, capacity planning, and assign cases to sub-LOB team members. Includes organizing engagement with Front Office by client families, across new onboardings and renewals
Manage calibration with Utility for case scheduling and hand-offs to KYC Analyst team
Manage team calibration with Quality Control (QC) to close the feedback loop on quality checked records and make corrections to KYC record
Monitor team productivity and quality reports and take action as needed to maintain agreed SLAs
Provide operational support to supply audit/compliance/regulatory with documentation/analysis
Executive strategic changes driven via Regional Lead and Onboarding Managers
Serve as primary point of escalation for subordinate KYC Analyst team issues to Onboarding Managers or relevant stakeholder. Proactively highlight potential issues to management
Ensures that all subordinate KYCAs participate and complete mandatory Business-wide and WCOB directed training & minimum hours
Keep informed of and ensure team members apply any changes to processes and procedures and regulatory change
Create an effective and efficient team, potentially across multiple locations, through continuous communication, timely feedback, and appropriate supervisory practices
Developing training strategy in partnership with WCOB Training for new and existing staff members. Ensure that the plan requires proficiency and expertise development throughout the tenure of the staff member
Regularly review the end to end control environment to ensure that all control gaps have been identified and appropriate action plans have been established
Serves as the primary point of contact for Front Office client representatives to
Knowledge of AML/BSA/KYC or financial services industry is preferred
Graduates in B.Com/B.A - Preferably having first class pass percentage
Work experience of 12+ years in financial service industry with 6+ years of work experience in KYC / AML
Working knowledge of KYC/Compliance/AML procedures and standards'
Outstanding relationship building, stakeholder management, client service, and interpersonal skills to influence/negotiate desired outcomes. Able to drive team interactions with Front Office representatives in order to meet agreed priorities and deadlines
Comfortable leading a team and managing stakeholders across different locations and cultures
Strong leader with capability to provide direction and guidance to a team, potentially across multiple locations
Ability to develop and lead a team that is responsive to dynamic organizational and operational changes
Strong time management skills and self-directing. Capable of dealing with high pressure, time sensitive tasks. Ability to develop and lead a team that is responsive to dynamic organizational and operational changes
Proactive in identifying risks and controls gaps and bringing issues to a resolution
Working knowledge of KYC/Compliance/AML procedures and standards
Knowledge of financial industry with in-depth expertise in various lines of business
Knowledge of multiple client types (i.e. Corporates, Non-Banking Financial Institutions, F.I.’s, Hedge Funds, Private Equity Funds, Mutual Funds, etc.)
Knowledge of different products such as Trade, Escrow, Cash, Global Custody, Securities, Collateral Management, etc
Excellent analytical and research skills, and detail oriented. Ability to deep-dive and investigate issues to reach a successful resolution to applicable parties
Relationship management, especially with Senior Management based in primary location’s
Strong change management capabilities with experience in both tactical and strategic programs
Ability to define and track project deliveries through to implementation

Kyc Manager Resume Examples & Samples

CIB products and services
Wholesale banking KYC and an SME understanding of due diligence
A specialist understanding of clients and industries
Business cycles and cash flows
Business and organisation structures
Ability to assess AML, regulatory, and reputational risk
Ability to deal with high pressure and time sensitive tasks
Proven analytical and problem solving ability