Regulatory Business Analyst Resume Samples

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J Heathcote

Jevon

Heathcote

71002 Streich Cliffs

Los Angeles

+1 (555) 787 5059

71002 Streich Cliffs

Los Angeles

Phone

p +1 (555) 787 5059

Experience Experience

Dallas, TX

Regulatory Business Analyst

Dallas, TX

Boehm-Nitzsche

Dallas, TX

Regulatory Business Analyst

Project Planning & Management and Test Planning & Management
Undertake strategic options and assessments work to develop responses and options to respond to regulatory change, in collaboration with Business stakeholders
Supporting the RTB processing team in terms of analytical and technical support, service management, process implementation, transition and change management
Execution of strategic projects utilizing established governance frameworks
Work as part of business analyst team for group to develop best practice procedures across all projects
Assist in development and implementation of test strategies and UAT cycles
In collaboration with functional partners and stakeholders, manage and facilitate the prioritization of work slate

San Francisco, CA

Regulatory Business Analyst Client Classification AVP

San Francisco, CA

Barton-Stokes

San Francisco, CA

Regulatory Business Analyst Client Classification AVP

Business Analysis/Project Management Certifications
Review and analyse draft regulations as they evolve (e.g. MiFID II, Basel III etc) in parallel to project execution
Keep pace with technical innovation and market driven initiatives
Knowledge of client classification-based regulations including EMIR, Dodd Frank, MiFID, Mandatory Clearing, etc
Establish and manage metrics and management reporting processes
Identifies, recommends and works with other areas of the firm to automate and streamline functions to improve operational efficiencies of compliance systems
Undertake strategic options and assessments work to develop responses and options to respond to regulatory change

present

New York, NY

Regulatory Business Analyst Release Management & Client Classification VP

New York, NY

Green LLC

present

New York, NY

Regulatory Business Analyst Release Management & Client Classification VP

present

Work to tight deadlines and provide regular progress updates against agreed milestones
Where necessary assist with the testing and operational readiness tasks to ensure delivery of the project
Exposure to working with geographically distributed teams – both the project team and stakeholder groups
Has previous exposure in working with & communicating to senior stakeholders
Develop and maintain a task-level project plan with resource assignments in order to track and report status on the project in an accurate and timely manner
Constructively challenge the status quo and promote change to improve operational efficiency and global standardisation of processes
Communicate progress & plans to the business and effectively manage their expectations

Education Education

Bachelor’s Degree in Quality

University of Illinois at Chicago

Bachelor’s Degree in Quality

Skills Skills

Good IT Skills, including good knowledge of Excel, experience with large systems
Good judgment and passion for efficient and professional delivery of solutions and resolutions
Strong analytical skills with an ability to understand complex workflows
Strong interpersonal skills together with the ability to influence others and make decisions
Strong communication and inter-personal skills with ability to collaborate successfully across teams and manage stakeholder groups
Proficient IT skills - all Microsoft office products, Wealth management systems and able to pick up other systems/databases easily
A diligent working style with high reliability, meticulous & organized character with a keen eye for details
Strong academics with a background in finance or similar fields
High attention to detail and effective communication skills
Good understanding of Wealth Management business and operations, as well as exposure to regulatory topics

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15 Regulatory Business Analyst resume templates

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BPI Corporate & Regulatory Business Analyst Resume Examples & Samples

Assist in defining scope and impact of projects, and effectively communicate results to stakeholders and management
Provide business analysis expertise for one or more projects
Lead all aspects of business analysis, from requirements gathering to post project benefits review
Escalate appropriately to management and/or business and technical sponsors
Provide regular, thorough, quality status reporting on projects
Proactively identify and communicate issues and risks related to the project
Facilitate cross-organisational communication
Coordinate and facilitate integration meetings among key project personnel and ensure a proper framework for issue resolution and risk mitigation is developed and utilised
Participate in multiple projects that span regions, geographies, continents, and time zones
Focus the goals of projects and analysis to ensure conformance to requirements and appropriateness of the delivered product/solution
Demonstrated business analysis skills with hands on approach, preferably within the financial services industry
Very strong communication and presentation skills (written and verbal)
Extremely motivated and ability to operate in a fast paced environment
Familiarity with capital markets instruments (equities, fixed income, derivatives)
Experience in the financial services industry. Familiarity with buy-side investment management process a plus
Excellent analytical, creative, organisational and problem solving skills
Technical aptitude highly desired (e.g. SQL)

O&t-regulatory Business Analyst Resume Examples & Samples

Ability to ensure large global multifunction departments are kept updated on project milestones (verbal and written)
Ability to matrix manage multiple individuals that do not directly work for you in order to ensure regulatory milestones are met
Process flows
Good understanding of data flows / optimal processing
Well-organized and good attention to detail
Familiarity with G20 commitments for OTC derivatives
Project management skills, including clear understanding of project life cycle

Regulatory Business Analyst Resume Examples & Samples

Experience in analysing/manipulating large volumes of data to identify anomalies
Ability to use tools such as Access & Excel to manage & manipulate large volumes of data
Ability to prepare structured PowerPoint presentations
A good understanding of Data flows, data mapping and systems infrastructure
Understanding of Client & Account data inc Client On-boarding/KYC processes
Understanding of data distribution/interfacing methods & technologies
High attention to detail and effective communication skills

Regulatory Business Analyst Resume Examples & Samples

Conducting traceability mapping & requirements analysis between regulations, rules, requirements and solution to provide an auditable view of how CB is complying with the regulations
Designing changes to existing operating models and processes to ensure regulatory change requirements are incorporated whilst ensuring end to end CB processes are optimised
Support implementation and execution of re-designed/ engineered processes to BAU to ensure regulatory change requirements are embedded in CB
Support User Acceptance Testing
Interface with multiple stakeholders across legal, compliance and technology to develop appropriate requirements, processes and solutions

CIB F&bm-finance Change Management UK Regulatory Business Analyst Associate Resume Examples & Samples

Experience working on requirements definition for PRA/FCA regulatory capital calculations
BOE and PRA/FCA reporting
Good knowledge of PRA/FCA, BOE and/or COREP reporting requirements
Good knowledge of PRA/FCA regulatory Rules for Investment firms and Banks (BIPRU)
Accounting background (useful but not essential)
Knowledge of Axiom, is desirable but not essential
By experience
Degree preferred

BPI Regulatory Business Analyst & Project Manager Resume Examples & Samples

Provide business analysis expertise for one or more projects
Comprehend technical framework of business process and identify areas for improvement
Provide regular, thorough, quality status reporting on projects
Facilitate cross-organisational communication
Coordinate and facilitate integration meetings among key project personnel and ensure a proper framework for issue resolution and risk mitigation is developed and utilised
Demonstrated business analysis skills with hands on approach, preferably within the financial services industry
Familiarity with capital markets instruments (equities, fixed income, derivatives)
5+ years’ work experience in the financial services industry. Familiarity with buy-side investment management process a plus
Excellent analytical, creative, organisational and problem solving skills

Client Reference Data Regulatory Business Analyst Resume Examples & Samples

Data Analyis of Client Reference Data / complex data set analysis
Management of RAIDS log / creation of status packs
Business Analysis/Process review / documentation of processes / UAT cases
Maintaining and developing relationships with Business/IT stakeholders
Supporting delivery of new systems / system enhancements

Regulatory Business Analyst Resume Examples & Samples

Working with stakeholders in ensuring the needed level of research is completed to accurately define the solution benefits and risks
Analysing and Documenting Business and Functional requirement including: modeling and model storming techniques to ensure completeness
Work with development team to convert business and functional requirements to technical specifications
Employing structured analysis techniques such as Use Cases, decision tables to ensure completeness, clarity and non-ambiguity of requirements
Establish and Track Project Plans to ensure integration with wider program leads
Working with technical teams, business users and support teams to define transition requirements for the implementation phase of projects
Working with key business stakeholders across FX, EFX and Prime and other application groups for requirements gathering and analysis for the implementation for all Financial Regulation deliverables
Being the point-of-contact for queries related to FinReg

Regulatory Business Analyst Resume Examples & Samples

Conducting traceability mapping & requirements analysis between regulations, rules, requirements and solution to provide an auditable view of how PCB is complying with the regulations
Designing changes to existing operating models and processes to ensure regulatory change requirements are incorporated whilst ensuring end to end PCB processes are optimised
Support implementation and execution of re-designed/ engineered processes to BAU to ensure regulatory change requirements are embedded in PCB

Regulatory Business Analyst Resume Examples & Samples

Analyze the current business model and regulatory driven business requirements
Analyze the pre-trade and post-trade requirements for one of their financial instruments which includes multi-asset classes
Engage with clients and suggest operational process improvements
Prepare gap analysis and business requirement/specification documents
Engage with both global and local business analyst and technical teams providing inputs and receiving feedback
Strong experience working across e-Trading platforms
Thorough understanding of execution platforms and processes
Good knowledge of MiFiD I/II / Strong understanding of regulatory pre and post trade experience
Good understanding of pricing mechanism across various asset classes
Strong understanding of the investment banking domain with a good knowledge on the entire trade lifecycle
Prior experience in regulatory project
Understanding of Financial Instruments and the Markets/Platforms they are traded in

CIB F&BM Regulatory Business Analyst Resume Examples & Samples

EMEA Regulatory Reporting is rapidly evolving environment with change through mandatory regulatory reporting requirements, application enhancements & technical change, data enrichment and support for JPM line of business development projects
Establish and maintain an effective communication and engagement model with key contacts with the UK Regulatory Reporting, Technology and Line of Business teams
Ensure that Test Environment requirements are clearly articulated and agreed
Strong analytical skills, logical thinker with strong attention to detail
Strong knowledge of PRA Regulatory Reporting Rules for BIPRU Investment firms and/or Banks & UK PRA Liquidity Reporting and/or Bank of England Statistical reporting
Knowledge of financial markets and instruments
Issue & risk management and resolution skills
ACCA / ACA /CIMA qualification preferred

Regulatory Business Analyst Resume Examples & Samples

Strong experience working across electronic trading platforms
Good knowledge of MiFID I /II / Strong understanding of regulatory pre and post trade experience
Strong understanding of FIX Protocol

Regulatory Business Analyst Release Management & Client Classification VP Resume Examples & Samples

Develop and maintain a task-level project plan with resource assignments in order to track and report status on the project in an accurate and timely manner
Constructively challenge the status quo and promote change to improve operational efficiency and global standardisation of processes
Communicate progress & plans to the business and effectively manage their expectations
Coordinate workstream deliverables (level of effort estimates, BRD’s, FSD’s, User Acceptance Testing) across the various regulatory projects in each release of the Client Onboarding/Party Reference Data platform
Communicate effectively with the various intra-team and inter-team members to ensure efficiency in programme deliveries and minimize bottlenecks in the delivery process
Extensive experience (7+ years) as a project manager or business analyst working on reference data-related projects in the Financial Services industry
Strong knowledge of client classification-based regulations including EMIR, Dodd Frank, MiFID, Mandatory Clearing, etc
Strong understanding of the regulatory influences on Client Onboarding and/or Entity Reference Data
Experience with requirements gathering and documentation using a structured approach
Experience in managing scope and the ability to identify high priority versus low priority requirements
Strong analytical & problem solving skills
Excellent team worker, able to work in virtual global teams in a matrix organization
Degree level and/or practical experienceBusiness Analysis/Project Management Certifications

Oats Regulatory Business Analyst Team Lead VP Resume Examples & Samples

Solicit and capture business and functional requirements through business and functional requirements documents
Liaise with stakeholders in Front, Middle and Back office to document business and operational processes
Provide a point of SME knowledge through each stage of the project delivery

Regulatory Business Analyst Client Classification AVP Resume Examples & Samples

Review and analyse draft regulations as they evolve (e.g. MiFID II, Basel III etc) in parallel to project execution
Lead requirements workshops. Sometimes with a large number of business SMEs who are geographically distributed
Work closely with the test team, operational readiness team & data migration team to ensure they have a thorough understanding of the requirements to enable them to operate effectively
Strong experience (3+ years) as a Business Analyst working on reference data-related projects in the Financial Services industry
Knowledge of client classification-based regulations including EMIR, Dodd Frank, MiFID, Mandatory Clearing, etc
Understanding of the regulatory influences on Client Onboarding and/or Entity Reference Data
Experience in projects implementing technical changes AND organisational/workflow change
Has previous exposure in working with & communicating to senior stakeholders
Keep pace with technical innovation and market driven initiatives
Ability to prioritise effectively and escalate appropriately ns
Degree level and/or practical experience
Business Analysis/Project Management Certifications

Regulatory Business Analyst Resume Examples & Samples

Execution of strategic projects utilizing established governance frameworks
Prior experience in financial services, understanding the change implications and execution model needed in the financial services regulatory environment
This candidate will represent the needs of the business throughout the project lifecycle, providing expertise and working knowledge of various business operations processes
Responsibility for progressing a range of strategic and tactical projects
Analysis and documentation of requirements and test plans
Engagement with PCG staff and relevant groups such as L&C, other Bus Ops teams and Technology
Project reporting to key stakeholders
Implementation and training
Maintaining documented procedures
BAU support as required
General assistance with related tasks as required
Strong understanding of the capital markets, asset classes, financial instruments (equities, fixed income and derivatives) and relevant market regulations
Experience in business process analysis, design and implementation working on complex business & technology process initiatives
Possess ability to manage change by gathering and developing business requirements documentation
Comfortable working with stakeholders at all levels of the business and ability to clearly communicate objectives and to articulate the rationale behind those goals
Project Management experience preferred
Experience with regulatory shareholding disclosures preferred
Track record of being immersed in new business areas and rapidly coming up to speed
A proven record of successful delivering projects within agreed timeframes
Advanced Excel skills and experience with large systems
Strong academics with a background in finance or similar fields
Good IT Skills, including good knowledge of Excel, experience with large systems

Regulatory Business Analyst Resume Examples & Samples

Project Planning & Management
Employing structured analysis techniques such as Use Cases, UML, decision tables to ensure completeness, clarity and non-ambiguity of requirements
Working with technical teams, business users and support teams to establish transition requirements for the implementation phase of projects

Regulatory Business Analyst Resume Examples & Samples

Strong analytical skills with an ability to understand complex workflows
Proven ability to organise and prioritise own workload and drive results
Flexible, proactive and self-starting individual with high levels of ownership
Working knowledge of trade lifecycle

Regulatory Business Analyst Resume Examples & Samples

Performing detailed business analysis for larger Regulatory projects (e.g. MiFID II) or project managing smaller projects
Taking ownership of designated workstreams / projects and liaison with Front Office to understand key impacts
Drive change with SMEs and IT contacts and coordinate project delivery to ensure that the needs of business stakeholders are met on time in budget and quality
Working jointly with IT and business organizations (PMO, Front Office, Legal, Compliance, Finance, Operations) to implement effective business solutions
Working with offshore IT and Support teams and Global Trading desks

CIB F&bm-regulatory Business Analyst Resume Examples & Samples

Good working knowledge of PRA/ FCA Regulatory Rules for Investment firms and Banks (CRR text)
Accounting background (beneficial but not essential)
Knowledge of Axiom, is desirable

Regulatory Business Analyst Resume Examples & Samples

Leads critical compliance projects concerning compliance reporting systems, and other critical compliance related IT projects
Represents Operations, Finance and Technology Compliance on senior level IT risk committees and other strategic working groups
Identifies, recommends and works with other areas of the firm to automate and streamline functions to improve operational efficiencies of compliance systems
Drafts and maintains functional documentation for compliance reporting systems supported by the Operations, Finance and Technology compliance group
Participates in establishing objectives and developing processes and procedures to ensure adherence to all regulatory requirements
Regularly interacts with Compliance, business and IT leadership on critical projects and initiatives
Develops test cases to validate technical project requirements and executes testing plans
Leads regulatory projects to ensure business and technical requirements achieve functional and regulatory requirements
Coordinates with data management organization to ensure data structures support ongoing compliance needs
Leads technology aspects of regulatory exams and inquiries, including FINRA FINOP and AEP exams
Evaluates compliance and regulatory risk associated with new vendors and provides guidance to business areas on mitigating controls and procedures
Partners with team members to develop project schedules, reports and documentation
Maintains documentation of technology oversight program for compliance team and executes periodic compliance controls
Fundamentals of project management, functional and technical documentation
Fundamental investment concepts, practices and procedures used in the securities, banking and finance industries
Rules and regulations of the Securities Exchange Commission (SEC); Financial Industry Regulatory Authority (FINRA); and state securities regulatory agencies; and/or Federal Deposit Insurance Corporation (FDIC); Office of the Comptroller of the Currency (OCC); Federal Financial Institutions Examination Council (FFIEC); Office of Thrift Supervision (OTS); Federal Reserve System; and state banking regulatory agencies
Analysis: Identify and understand issues, problems and opportunities; compare data from different sources to draw conclusions
Execution: Proven track record of successful execution of complex projects with high visibility
Communication: Clearly convey information and ideas through a variety of media to individuals or groups in a manner that engages the audience and helps them understand and retain the message
Exercising Judgment and Decision Making: Use effective approaches for choosing a course of action or developing appropriate solutions; recommend or take action that is consistent with available facts, constraints and probable consequences
Technical and Professional Knowledge: Demonstrate a satisfactory level of technical and professional skill or knowledge in position-related areas; remains current with developments and trends in areas of expertise
Building Effective Relationships: Develop and use collaborative relationships to facilitate the accomplishment of work goals
Client Focus: Make internal and external clients and their needs a primary focus of actions; develop and sustain productive client relationships
Influence strategic and tactical direction of regulatory projects to maximize results and minimize costs
Partner with other functional areas to accomplish objectives
Prioritize effectively in order to meet deadlines
Gain in-depth understanding and ability to improve upon current systems
Work independently and in a team setting
Improvise and adapt as an issue develops
Think creatively, offer solutions and respectively challenge norms
Execute independent decisions while remaining calm in the face of escalated matters and knowing when to involve manager
Maintain currency in organizational and regulatory agency rules and regulations
Minimum of a B.S. in Computer Science, MIS, or finance related discipline with a minimum of (8) eight years experience in information technology or compliance

Regulatory Business Analyst Resume Examples & Samples

To support a project manager in the successful delivery of various business change programmes
Initial focus on the successful implementation of the Mifid 2 programme, working with key stakeholders across SEI
Support the business in the development of workstream plans and deliverables
Work closely with technology teams to deliver system changes
Support with embedding changes into the wider organisation to ensure ongoing compliance to Mifid2
Support other change programmes based on capacity
Experience working in a change capacity within the business, engaging with legal and compliance
Regulatory implementation experience
Significant experience as a business analyst
A self-starter able to work independently
Demonstrated ability to translate & implement requirements across different roles and sets of activities
Strong ability to build and maintain short and long term relationships within the organisation, both internally and with external parties as required
The ability to be credible in communications with senior personnel
Proficient IT skills - all Microsoft office products, Wealth management systems and able to pick up other systems/databases easily
Princess 2, Agile PM or similar qualification (advantageous)

Finance Regulatory Business Analyst Resume Examples & Samples

Facilitating the transition to Business As Usual (BAU) processes to Finance Controllers
Meeting preparation with the stakeholders raising appropriate status, risks, and issues
6-10 years of relevant experiences as Business Analyst working on projects for the Finance department of an investment bank / financial services company
Finance/Accounting/Regulatory Experience - A good understanding of the finance function and processes of a financial service organization, examples: General Ledger, accounting/finance processes, US GAAP/IFRS, regulatory reporting. Federal Reserve reporting experience is a plus
Excellent soft skills with experience working across groups

Regulatory Business Analyst Resume Examples & Samples

Conducting a study of client processes
Drafting of general functional specifications (Regulatory analysis)
Writing and applying unit testing and acceptance testing
Providing follow-up and support for the validation phases and production
Managing change

Regulatory Business Analyst Resume Examples & Samples

Solid relationship skills
Solid communications skills at all levels
Extremely solid organisational skills
Experience of Regulatory projects
Degree qualified, or equivalent
RUP/UML, ISEB, IIBA or IREB qualifications in Business Analysis e.g. ISEB Diploma in Business Analysis, CBAP, Six Sigma/Lean/DFSS
Dealing with vendors and proofs of concept solutions
6+ years experience in industry
Experience of OTC processes is desirable
Solid knowledge of investment banking processes – front to back
Has been involved in managing or analysis of change
Experience of dealing with senior management
Experience in achieving results in a project context using resources that do not report directly to you (e.g. from clients, from other departments, external suppliers)
Solid knowledge of IT: managing IT-oriented projects, user’s requirements / testing. Must have interfaced with technology groups and IT implementations
Formal presentation skills
General business analysis and problem solving skills
Track record working on major projects especially projects delivered in an investment bank or similar institution

Regulatory Business Analyst Resume Examples & Samples

Project Planning & Management and Test Planning & Management
Working with partners in ensuring the needed level of research is completed to accurately define the solution benefits and risks
Active identification and resolution of requirements conflicts, finding opportunities for improvement in the business architecture
Verifying requirements and their scope and priorities with partners
Handling requirements change and maintaining requirements traceability
You have solid relationship skills, formal presentations skills, developed communications skills at all levels and solid organisational skills
You have experience of regulatory projects and 2+ years experience in industry
You have RUP/UML, ISEB, IIBA or IREB qualifications in Business Analysis e.g. ISEB Diploma in Business Analysis, CBAP, Six Sigma/Lean/DFSS
You have experience in dealing with vendors and proofs of concept solutions
Solid knowledge of IT

Regulatory Business Analyst Resume Examples & Samples

Understanding Regulatory Requirements across multiple jurisdictions
Work with various Lines of Business Technology and Operations Groups to onboard data in the regulatory warehouse using firm wide standards
Participate in the technical application design and architecture
Work with the technology teams to implement business requirements, technical recommendation within timelines agreed with the end users
Collaborate with other analysts locally and in other regions to share solutions, experiences, challenges, and best practices
Ensure overall quality of deliverables is consistent with defined standards
Conducting Scrums, Sprint Planning, Release notes
Hands-on business analysis experience in software development projects
Experience in producing best-in-class business and function requirements documents for the development teams
Functional expertise in Equity Derivatives, Listed F&O or Cash Equities asset-classes (preferably front office) is highly beneficial
Excellent problem solving skills and ability to quickly broker solutions
Data modeling expertise is beneficial
Experience of delivering regulatory change a benefit
Experience of being in a diverse team, enabling a ‘one team’ culture and a positive working environment
Experience of stakeholder management and partnership
Ability to leverage technology architectures, design and development best practices
History of building front office data warehouse involving data on-boarding and certification is highly beneficial
Experience with QA/Test Management is beneficial
Strong communication and written documentation skills

Regulatory Business Analyst Resume Examples & Samples

Drive early project consulting for all PSRE related matters for WM globally. This includes conducting Business Analysis activities assessing the potential integration of PSRE in different areas of UBS WM
Liaise with various project leads/managers to ensure appropriate management of incoming business requests, adequate implementation of regulatory requirements within the PSRE, including their business integration activities planned for the PSRE related changes
Work together with legal, compliance, regulatory analysts and different IT teams with the goals of translating regulations and policies into requirements towards PSRE, as well as sounding and writing business requirements specifications reflecting the desired changes
Provide input for agile implementation of the requirements in form of user stories and acceptance criteria
Support the PSRE governance, committees, and managing stakeholders across functions including Product Specialists, SMEs for various client segments, business partners being consumer of suitability check service, Risk function, Compliance, Legal, Testing Team and IT
Technical affinity and especially experience with agile implementation environments are considered great assets
An university or equivalent degree, preferably in Business, Finance or Engineering discipline

Tax & Regulatory Business Analyst Resume Examples & Samples

Degree in Computer Science or related technical field or equivalent experience
Certification in Business Analysis, by a recognizable institution, such as IIBA is a plus
Ability to work within demanding deadlines
Ability to be primary liaison between the business and project team and effectively represent the stakeholder requirements
Responsible for projects of moderate to very high complexity
Ability to elicit, document and refine business requirements
Ability to facilitate meetings with stakeholders
Ability to negotiate constructively
Moderate analysis skills
Strong self management capability
Ability to serve as a liaison across multiple facets of the business and technical teams
High level of attention to detail, high degree of quality
Ability to learn new concepts quickly and support multiple projects at once
Comfortable with shifting priorities
Ideally would have SAP experience
Some tax, regulatory or compliance experience preferred

Regulatory Business Analyst Resume Examples & Samples

Provide analysis, requirements definition and change management skills in support of regulatory change programmes required to ensure that the Barclays UK complies with new or amended regulatory, risk and control requirements, including
Designing changes to existing operating models and processes to ensure regulatory change requirements are incorporated whilst ensuring end to end Barclays UK processes are optimised
Support implementation and execution of re-designed/ engineered processes to BAU to ensure regulatory change requirements are embedded in Barclays UK
Use appropriate business analysis and change techniques to work with the business and technology teams to analyse and implement change to support regulatory requirements
Understand the impact of regulatory requirements on Barclays UK processes and the business areas that use them and develop operating model designs and processes that implement the requirements in an optimal way from a client experience, process & cost efficiency perspective
Validate technology designs and solutions against business requirements and complete appropriate traceability
Assist in preparation of test scenarios and test scripts where appropriate
Prepare agreed deliverables in line with standards, to meet agreed quality standards and timelines

Regulatory Business Analyst Resume Examples & Samples

Work with key stakeholders to collect, model, and translate user requirements into detailed business requirements
Develop detailed knowledge of business processes and pain points in order to serve as a subject matter expert
Establish a transparent, repeatable, and consistent process for building and deploying solutions; identify hurdles and remediate
In collaboration with functional partners and stakeholders, manage and facilitate the prioritization of work slate
Work closely with Technology in functional requirements creation, information architecture, scheme design, and implementation
Work with Quality Assurance team to ensure high data quality
Work with Production Support to ensure solutions comply with committed SLAs
Establish and manage metrics and management reporting processes
Ability to think strategically while also executing tactically
Strong influencing skills to manage virtual teams
Experience leading continuous improvement / re-engineering projects
Experience and knowledge of Fixed Income markets. Mortgage Backed Securities experience a plus
Experience participating in meetings with technology teams
Education: Bachelor’s degree or equivalent experience
Expert knowledge of MS Office products

CIB F&bm-regulatory Business Analyst VP Resume Examples & Samples

Good knowledge and understanding of PRA/ FCA, BoE and/ or COREP reporting requirements essential
A detailed understanding of the End to End Project Life Cycle including documentation, testing and implementation
Experience working on Business Requirements and Functional Specification documents for PRA/ FCA Regulatory Capital and Bank of England calculations and reporting
Good understanding of the Project Lifecycle
Good knowledge of UK Regulatory PRA/ FCA & BoE
Previous experience working in a Regulatory Reporting or Projects function desirable

Senior Regulatory Business Analyst Resume Examples & Samples

Support all phases of either waterfall and / or agile software development to include initiation, design, development and testing
Work with product owners and business stakeholders to gather, develop, document / write and validate business needs, requirements and specifications
Complete artifacts, including, user stories / requirements, solution design support artifacts, and others as required
Discuss and resolve business, data and process issues within the team(s), across stakeholders
Lead and / or support internal review sessions with all levels, including senior leadership
Collaborate with project stakeholders and technical teams regarding enhancements, changes, issues and defects that may impact development, data, workflow and / or functionality
BA / BS degree in Business or related field and / or equivalent education and work experience
Experience in Health Care environments
5+ years of demonstrated experience as a Business Analyst
Experience in both Waterfall and Agile development
Intermediate proficiency with Word, Excel, and PowerPoint
Intermediate proficiency with Visio and SharePoint
Experience using Rally and the RSA process
Ability to create business process flows
Understanding of quality assurance and testing lifecycles

Tax & Regulatory Business Analyst Resume Examples & Samples

Acts as a liaison among business stakeholders in order to elicit, analyze, communicate, and validate requirements for changes to business products; processes and systems
Collects, analyzes and synthesizes data to document requirements, ensuring needs of client/stakeholder are met. May translate into detailed technology needs with some guidance
Reviews product needs, instructions, regulations, and/or laws on medium level projects; implementing requirements documents which may include changes to software, using low to medium level programming skills, testing, and providing support to customers
With some guidance will author and communicate requirements documentation
Depending on the nature of the project, undertakes a combination of technical implementation and testing analyst tasks if appropriate
Understands customer and/or product needs in the context of internal & external requirements and/or software development information

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