Risk & Control Analyst Resume Samples

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A Kshlerin

Alvis

Kshlerin

5717 O'Kon Ways

Boston

+1 (555) 653 2509

5717 O'Kon Ways

Boston

Phone

p +1 (555) 653 2509

Experience Experience

Chicago, IL

Risk Control Analyst

Chicago, IL

Feil-Breitenberg

Chicago, IL

Risk Control Analyst

Supports and adheres to policies, procedures, and operational guidelines related to established quality management system (TS 16949, ISO-26262)
Develop and improve various remediation processes to decrease potential risks across the bank and sharpen internal controls' environment
Maintains working knowledge of safety policies and regulations to ensure duties of self and others are performed in a safe manner
Produces non-standard reports for Risk Control, Asset Management, and Trading & Marketing management, and Traders
Assists in designing, enhancing, and implementing system applications
Train and support new hires on our Standard Operating Procedures (SOPs) for resolving all items that come through the compliance work flows
Manage access for business systems and applications (reviewing & approving)

Dallas, TX

Risk & Control Analyst

Dallas, TX

Stokes-Jerde

Dallas, TX

Risk & Control Analyst

Manage and mitigate risk for the business unit on a day-to-day basis - Support governance reporting - Establish and manage internal controls (measures) and quality assurance - Conduct Risk and Control Self Assessments (RCSAs) - Support Third-Party Vendor Risk Management - Design, implement, and maintain controls - Develop and manage standards, guidelines, processes and procedures - Train personnel for business unit-specific operational and compliance procedures
To contribute to the development of the Controls Framework and process through continuous personal and professional development
To prepare work papers and audit reports to support findings/conclusions and make recommendations for improvement where necessary
To prepare and execute test programmes and manage the performance of assignments
Assisting with the development of training programmes for the Stress Testing team
Develop/maintain excellent relationships with stakeholders in order to ensure positive working interactions at all times and achievement of goals
Deliver independent assurance through targeted reviews, validating compliance with Barclays Group and Technology Polices, Standards, frameworks and procedures, identifying control gaps and defining remedial actions to address

present

Boston, MA

Operational Risk & Control Analyst

Boston, MA

Pfeffer, McGlynn and Macejkovic

present

Boston, MA

Operational Risk & Control Analyst

present

Assist the business with the development of robust controls that mitigate business and customer risks
Design and develop Management Information reports to communicate issues with controls and risk
Aid in the development and documentation of Target Operating Models for EMEA Operations across Fixed Income, FX Options, FX/MM, Cash Management
Support the Control Officer with the management of the RCSA process; provides analytical and administrative support to prepare action plans and open issues
Provide analytical and administrative support as risk events are identified, reported and managed
Work with colleagues and stakeholders (e.g. BIA, Operational Risk) on the closure of audit observations and RCA actions
Works closely with the operation, legal and compliance

Education Education

Bachelor’s Degree in Accounting

University of California, San Diego

Bachelor’s Degree in Accounting

Skills Skills

Strong attention to detail in analysis and deliverables
Excellent English (C1), with the emphasis on strong written and verbal presentation skills and the ability to communicate well with senior management
Develops insightful, value-added and actionable analyses with detailed explanations regarding drivers of those results
Strong attention to details
Good communication and the ability to write instructions to a wide group of operations participants
Strong interpersonal skills including strong oral and written communication skills
Excellent numeric skills and knowledge of principles involved in compliance and risk management
Strong attention to detail with a pro-active approach to solving and preventing problems
Ability to interface professionally and positively with external (third party vendors) and internal senior stakeholders in BGE
Proficiency with MS Office products (strong Excell)

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Asset Management Risk & Control Analyst Resume Examples & Samples

Microsoft Access, Excel, PowerPoint, and Visio skills are required
Knowledge of SQL and VBA will be an added advantage
Ability to quickly become familiar with new tools and systems
Attention to detail and ability to assimilate fragmented facts into a detailed issue/resolution analysis
Excellent analytical, MIS reporting, problem solving and time management skills
Understanding of technology and process flows
Actively involved in projects
Strong problem solving, decision making and analytical skills
Ability to work independently with minimal supervision while still working as a part of a team
Ability to work in a fast paced environment, handle multiple issues or projects at once and set priorities among competing demands
5 years experience in Financial Services in a securities/banking operations environment (Mutual Fund Experience a plus)
Strong technical skills and established track record of execution & delivery in a complex and changing environment
5 years Risk and Control experience in middle office and/or back office processing
Strong understanding and experience of trade lifecycle from risk management perspective preferred
Prior experience working in a middle office or back-office team a plus
Knowledge of mutual fund operations a plus
Proactive and creative problem solving skills
Effective at working with multiple functions across teams including offshore oversight and support
Bachelor's Degree in Business or Finance, or specialized training and equivalent work experience
Ability to work overtime when needed

Risk & Control Analyst Resume Examples & Samples

Drive risk/controls/compliance review, identification and assessment of gaps and required remediation
Ensure compliance with Citi & CSS Compliance and Control Standards
Review & establishment of Key Risk Indicators (KRI's), Key Performance Indicators (KPI's) and other required risk assessment metrics
Review/establishment of RCSA/MCA program -- Review and assessment of key controls - drive change where necessary
Audit Coordination (internal, external and regulatory)
Knowledge and experience with IRS Tax Information Reporting functions
Proven ability to review processes, identify risks, evaluate controls and drive remediation
Experience in a Process Reviews, Controls design and Project Management preferred
Outstanding communication (oral and written) skills
Outstanding organizational skills and attention to details
Experience in handling and managing audits especially regulatory exams and IRS reviews
Highly proficient in Microsoft PowerPoint, Excel (Pivot table knowledge preferred), and Project
Ability to maintain composure in a fast-paced, high pressure environment
Ability to interact with all levels of internal customers and senior management

Senior Business Risk & Control Analyst Resume Examples & Samples

Help implement the operational risk framework and processes for defining, assessing, measuring, monitoring and reporting operational risks for TC Life
Lead, the “first line of defense” with risk identification, prioritization, and identification of any control gaps. Once those gaps are established you would work with the Business area to resolve those gaps and then validate
Work with business areas to perform “deep dive” reviews as required to assess operational risks in a particular area and be capable of presenting back on risks and proposed mitigation actions. Provide a solid independent view of the level and instances of operational risks in business and support areas that are in focus
Oversee mitigation programs and projects to ensure they are being implemented effectively
Create executive level written and metric based reports and dashboards to highlight key operational risk issues, trends and potential impacts
Build relationships with the key stakeholders in business and support areas to actively promote a culture that is sensitive to identifying, measuring, mitigating and monitoring operational risks
Develop strong working relationships with colleagues in other Control Groups to leverage synergies and ensure that we are being efficient in focusing the ‘first line of defense” on the key risk issues and in conducting assessments and collecting and assessing risks
Bachelor degree; Master’s degree a plus
10 or more years of experience related to Operational Risk, in management and execution roles in operations functions and in control functions (e.g. Internal Audit, Enterprise Risk Management)
10 or more years of experience in the financial services industry with a preference for retirement, life insurance and retail financial services
Strong project management discipline and demonstrated success overseeing multiple projects to completion
Extensive experience defining/documenting business processes and functions
Extensive proficiency in Microsoft Office
Experience with Operational Risk Management and related concepts
Strong ability to think critically, comprehend detailed business, technology and risk concepts and develop and defend an independent position that’s based on a pragmatic and balanced assessment
Well developed listening skills with a well tuned ability to summarize, quickly identify key points and provide feedback effectively
Ability to quickly build relationships with all levels of the business, but especially at senior executive levels

Risk & Control Analyst Resume Examples & Samples

Manager’s Control Assessment (MCA) monitoring and testing
Corrective action plan monitoring on open risk issues
Ensuring effectiveness of the continuity of business plans
Sarbanes-Oxley 404 requirements
Archiving Services support
Fraud management support
Reporting of operational and control metrics
Information security awareness, management and reporting
Lead CSS GS Risk and Control and pre-audit peer reviews in countries across the region
Provide support to the ongoing enhancement and implementation of a consistent MCA program globally, for the various CSS GS functions in close coordination with the global and regional functional leads
Facing off on Internal Audit (IA) reviews, both of CSS GS entities and country infrastructure entities where CSS GS is in scope
Provide support to the CSS GS EMEA risk, control and compliance effort, specifically focusing in the areas of Information Security (IS), Continuity of Business (CoB), Archiving Services, Supplier Management, vendor management, fraud management, and other operational risk aspects including MCA
Act as the Business Recovery Coordinator (BRC) on specific CSS GS EMEA CoB Plans
Act as a consultant/Subject Matter Expert on policies and procedures
Manage the relationship with in country compliance and control functions
6-8 years of experience in a Risk and Control-related position
Corporate Control, Compliance and Audit awareness
Practical risk and operations background
Advanced knowledge and practical experience of Information security, Operational Risk, Self-Assessment and Ops risk Metrics
Experience in Training and Mentoring
Ability to communicate and influence at all levels of within the organisation

Operational Risk & Control Analyst Resume Examples & Samples

Works closely with the operation, legal and compliance
Create material to support training and guidance to operations on Operational Risk
Provide analytical and administrative support as risk events are identified, reported and managed
Provide analytical and administrative support as key risk indicators are identified and support the creation of reporting metrics
Support the Control Officer with the management of the RCSA process; provides analytical and administrative support to prepare action plans and open issues
Provide analytical and administrative support to track and monitor the progress of action plans to ensure they are completed timely and accurately
Provide analytical and administrative support to create scenarios that should be considered as part of ongoing risk management and identify emerging risks that should be reviewed
Performs additional analysis on an ad hoc basis
Provide analytical and administrative support in reviewing processes, procedures as they are developed or updated, to ensure proper controls and procedures are in place to mitigate risks
Provide analytical and administrative support to the Control Officer to record/report risk events, including financial and non financial losses
Provide analytical and administrative support to comply with third party oversight
Bachelor's degree in relevant discipline
Financial services industry experience, ideally exposure to wealth management/private banking products, services, operations, including banking, credit and investments
Strong organizational skills, detailed capabilities, business analysis experience
Ability to collaborate with colleagues and partners to document/map processes, identify gaps, key controls, and translate into written materials used in discussions/presentations
Very strong MS Office skills, including Excel, Power Point and Visio

Junior Market Risk Control Analyst Resume Examples & Samples

College degree in business, finance, related field or equivalent
Proven financial, communications, systems, interpersonal, strong analytical, and reasoning skills
General knowledge of financial products such as equity, interest rates swap, FX, options, etc.

Risk & Control Analyst Resume Examples & Samples

Support the delivery of committed strategic and tactical remediations of FAC control weaknesses and assuring remediation commitments are met
Support the development and delivery of control effectiveness and process efficiency metrics for relevant FAC functional areas
Support internal control functions in the execution and resolution of risk and control points
Prepare presentations of senior management updates, as required
Support internal & external COO Office initiatives working collaboratively with relevant stakeholders
Support and manage the planning, organization, and execution of FAC initiatives

CB AML / KYC Industry Risk Control Analyst Resume Examples & Samples

At the request of the Industry Risk Control Business Manager will perform specific targeted monthly and quarterly and annual AML/KYC compliance monitoring of designated transaction activity for HRIs as well as Enhanced Due Diligence clients; works with the Industry Risk Officers and Bankers to address issues identified in the monitoring and escalate as needed; ensures related DDF documentation and decision rationale fully supports the Banker actions
Assists the Industry Risk Control Business Manager in the coordination and execution for the Annual High Risk Relationship Review and the Cash Intensive Customer Activity Review process with Commercial Bank
DDF documentation of exit review; Assist with tracking and ensuring DDF documentation of and decision rationale fully supports the Banker actions
Performs analysis and metrics reporting for deep dives and targeted HRI projects as identified
Compiles, updates, and prepares reports and analysis on Industry Risk group related issues and concerns
Makes recommendations for enhanced policy and procedures, performs controls testing for KYC data quality, NAIC validation, HRI client population control in the KYC data base and training
Assists the Industry Risk Control Manager in developing the Risk & Control Self Assessment (RCSA) program for the Industry Risk group and execute the semi-annual self-assessments with the team; also will assist in overseeing timely and accurate completion of all action plans, assess and execute Risk Acceptances where appropriate and is responsible for the team's Phoenix system metrics/data
Partners heavily with CB and Corp AML/KYC Compliance, other LoBs, product specialists and the Control Office for enhanced AML/KYC processing and coordinated cross-firm AML initiatives for tactical and long term strategic problem resolution
Minimum 3 years relevant experience in high risk industries for AML/KYC (in banks or industries), Risk Management, security or law enforcement specific to fraud
Strong understanding of AML and BSA regulatory requirements preferred
Knowledge of wholesale banking products , services and processing for treasury/depository, investments and credit preferred
Strong organizational skills both personally and across working team to meet deadlines in a fast paced environment
Proficient in Microsoft Word, Excel, Power Point Pitch Pro and Access

Risk & Control Analyst Resume Examples & Samples

Develop and deliver communications and presentations for management team
Support the delivery of control and process metrics across the FAC teams and support organizational and operational planning and analysis
Assist Senior Management with the coordination of projects and initiatives to meet business objectives
Ensure deliverables milestones and schedules are timely with appropriate escalation of risks and issues
Provide administrative support for meeting organization, records maintenance, preparation and handling of documents, and correspondence as required

Risk & Control Analyst Resume Examples & Samples

Support the delivery of Risk and Control Self Assessments (RCSAs) in line with plan
Ensure Risk and Control MI is consistently and accurately reported within and externally
Support the drive to promote a greater understanding of risk management and assurance in order to embed a risk aware culture
Directing, challenging and influencing management
Internal stakeholder management
Working within Risk and Compliance or Audit
Dealing with and influencing third parties
The implementation and control of projects/change
The application of risk management policies and detailed knowledge of current risk policies and regulatory change impacting the financial sector

Risk & Control Analyst General Services Resume Examples & Samples

Manage the relationship with CSS General Services Risk and Control functions in designated EMEA countries to ensure operational risk management and reporting deliverables are met, including
Proven conflict management skills
Strong people management capabilities

Hrss Risk & Control Analyst Resume Examples & Samples

Monitor HRSS Balance Sheet accounts to ensure that accounts do not go past due and minimise risk of write=offs. Perform ad-hoc reviews of proofing packages, to ensure that HRSS accounts team are complying with Citi policy
Work with the various Service Centre Managers to ensure compliance with global, regional and country regulations
Coordinate Audit activities including monthly and planned cycle reviews ensuring that audit recommendations are implemented and complied with
Coordinate and ensure adherence to Sarbanes Oxley requirements
Review and manage Management Control Assessment (MCA) and manage quarterly quality reviews
Manage and oversee the Information Security requirements for all CES area’s within the Europe region
Ensure proper conduct and submission of the monthly accounting reconciliation by all Service Centres
Continuously scrutinise Payroll controls (Payroll Reconciliations) to ensure risk reduction for overpayments and fraudulent activity
Build a robust framework to monitor, plan and continuously improve the internal control unit
Build working partnership with key customers to facilitate change and enhance the services provided by CES
Complete all tasks in connection with the organization’s activity but not detailed in the current job description, charged by the direct manager, supervisor, or the functional head
3+ years payroll controls experience, payroll related accounting reconciliations (accounting entries/proofing/past due management) experience
An understanding of Risk and Control Self Assessment
Excellent communication skills in English, both written and verbal
Highly motivated, organised and methodical

Senior IT Risk & Control Analyst Resume Examples & Samples

Audit coordination and facilitation (Internal Audits, External Audits, Regulatory Exams)
Management action plan development, maintenance, and monthly status reporting
Supplier risk program support
Key audit-related documentation maintenance and storage
Provide audit, risk, and control related guidance and training as needed to Production Services staff
CISSP & PMP Certifications
Comfortable working closely and building relationships with senior-level management
Must foster an environment of collaboration and continuous improvement
Strong leadership skills that inspire team confidence and respect wile motivating team members in a creative and effective manner
Must be comfortable escalating issues and challenges encountered for appropriate resolution

Junior Risk & Control Analyst Resume Examples & Samples

Perform ad-hoc reviews of proofing packages, to ensure that HRSS accounts team are complying with Citi policy
Review operating procedures to identify control weaknesses and areas of improvement, and advise operation management of proposed recommendations
Perform Management Control Assessment (MCA) Testing
Ensure proper conduct and submission of the monthly accounting reconciliation
Continuously scrutinize Payroll controls (Payroll Reconciliations) to ensure risk reduction for overpayments and fraudulent activity
Support building a robust framework to monitor, plan and continuously improve the internal control unit
Build working partnership with key customers
1+ years business controls and/or risk management experience preferred
2+ years payroll controls experience, payroll related accounting reconciliations (accounting entries/proofing/past due management) preferred
Knowledge and experience of internal control principles
An understanding of Risk and Control activities
Highly motivated, organized and methodical
Logical, analytic and rational

Risk & Control Analyst Resume Examples & Samples

4-8 years of public or private audit experience
Knowledge and experience with internal controls
Understanding of relevant key controls in a reporting environment
Ability to identify risks and their mitigating controls across processes
Ability to clearly communicate to senior management, HO, external auditors, ORM Champions, and business/line managers across the organization
Working knowledge of various lines of business including their support area
CPA and/or CA

Risk & Control Analyst Resume Examples & Samples

Ensuring that the loans are properly recorded in the business’ pipeline tracking system as well as the credit risk systems of the bank and that they are updated promptly as the deal progresses
Working with Loan Ops to ensure that investor lists are complete and accurate prior to launch of deal or amendments. Working with Ops and investors to resolve position inconsistencies
Participating in Closing calls and coordinating closing logistics with the deal team and Loan Operations
Communicate with co-arrangers, investors and counsel, as needed
Notify key parties about pending changes to deal or timing
Ensure that approvals and all required documentation are complete prior to deal closing
Assisting the Leverage transactors with time sensitive, ad hoc deal related issues
Prior loan experience preferred, but not required
Strong interest in the capital markets and loan syndications
Strong analytical skills (e.g. economics, finance, accounting, mathematics or similar background)
Strong organization and computer skills (excel, word, and PowerPoint)
Excellent follow up skills and the ability to multi-task in a demanding and fast-paced environment
A team player with strong interpersonal skills
Self-starter with a curious mind
Applicable licenses: Series 7 & 63 will be required within 3 months

Field Risk Control Analyst Resume Examples & Samples

Bachelor's degree, with 4 years functional experience, preferably from a securities firm or large bank
Content Management experience required
2 years of relevant experience in audit, compliance, business unit control testing within the Financial Industry
Can manage ambiguity and bring focus with recommendations on solving tactical and strategic projects and deliverables
Strong analytic capabilities, including ability to summarize complex business problems and detailed analysis with clarity and brevity in written and oral form
Strong communication and project management skills with the ability to communicate effectively across the business units and other divisions
Strong at identifying key control points within an end-to-end process and able to provide an assessment of the preventative and detective controls
Able to manipulate and analyze data
Ability to work in a fast paced environment, both independently and as part of a team, under tight deadlines
Proficient writing skills
Proven track record of working productively in a team-oriented environment with competing priorities
HTML, CMS (content management), Website development
Strong knowledge of HTML, JavaScript, CSS, Adobe Creative Suite
Strong analytical & research skills
Strong knowledge of Microsoft Office & Outlook functionality
Strong knowledge of Microsoft SharePoint design
Photoshop a plus
Good understanding of risk management and/or compliance
Good understanding of global wealth financial services a plus

IT Risk & Control Analyst Resume Examples & Samples

Fostering proactive relationships with the program and project managers in order to ensure that all relevant IT Risk touch points will be invoked during the project lifecycle
Execution of technical risk opinions and risk assessments for programmes / projects, peer reviews of others' risk opinions and risk assessments, as well as appropriate governance around the remediation of issues found
Providing SME input to new or revised technical standards
Providing IT Risk and Security education and awareness sessions to various stakeholders
Working with related functions as required, including IT, Contracting & Shared Services Legal (ITCSSL), Group / Divisional Information Security (GISO/DISOs), and Group Internal Audit (GIA)

Operation Risk & Control Analyst Resume Examples & Samples

Provide subject matter expertise while monitoring the workflow and review volume
Perform quality reviews as required in support of SLA targets
Partner with process owners, team leaders, supervisors and managers to ensure alignment of scoring expectations (e.g. challenge calls scorecard changes, process changes, etc.)
Support team performance reporting as required
Provide training and assistance to new and existing team members
Communicate clear instructions and reinforce policy and procedure updates to team members
Research and resolve quality review escalations
Represent supervisor and team on stakeholder calls as needed
Provide performance feedback to supervisor along with strategies for improvement
Help develop strategies the team will use to reach its goal
Manager the flow of day to day operations
Monitor team members’ participation to ensure the training provided is being put into use and also see if any additional training is needed
Financial services industry knowledge with an emphasis on loan operations
Experience with various loan operations systems (Loan IQ, ACBS, VLS, RLOTS, Dealworks, etc.)
Prior experience reviewing and interpreting regulatory and compliance documentation
Demonstrated ability to complete timely deliverables with a high degree of accuracy
Strong working knowledge of Microsoft office products, particularly MS Excel
Strong organization and time management abilities
Ability to deliver on projects and tasks with competing priorities
Superior communication and partnership skills
Business Banking, Commercial Banking and Private Banking experience is a plus
Strong analytical skills including the ability to probe sensitive issues while maintaining the highest level of integrity and objectivity
Productivity and flexibility through shifting priorities and deadlines are required
Demonstrate the ability to function in a joint, cooperative manner; share information with co-workers and peers and support department and team plans, programs, and policies
Support a teamwork/team spirit environment and present a professional attitude/image within department and in all company interactions

Risk & Control Analyst Resume Examples & Samples

Directly involved on a day-to-day basis in assisting the management and staff of the assigned functions or processes within a business unit in analyzing, interpreting and applying audit standards and compliance with regulatory requirements
Lead small projects and initiatives that are related to Internal Audit, Compliance, Regulatory requests, records management, and Risk Management
Evaluate bus unit control design and effectiveness (testing)
Prepares and executes control audit testing plans. Prepares documentation to adequately document findings for review by senior staff and management
Identify and define process and control issues and root causes
Continuously evaluate the state of internal controls that are in place to insure operational efficiency, reliability of reporting and compliance with applicable rules, laws and regulations
Background in Risk Management and/or development of Key Performance and Risk Indicators is desirable
Requires a basic understanding of the business unit operations and specific processes within a financial services organization
All Microsoft applications, particularly, VISIO, WORD, ACCESS, PowerPoint and Excel
Effective communication skills; speaks clearly and expresses self well in groups and in one-to-one conversations; conveys information clearly and effectively through formal and informal written documents
Ability to develop short and long-range risk management plans that are comprehensive, realistic and effective in meeting goals; integrates plans across brokerage operations business units
Handles day-to-day work challenges confidently; is willing and able to adjust to multiple demands, shifting priorities, demonstrates flexibility
Ability to interface effectively with peers and all levels of management

Senior BU Risk & Control Analyst Resume Examples & Samples

This position is responsible for leading multiple key projects in functional areas and will also have limited oversight of others in the team
Responsible to ensure effective remediation of non-compliant situations within the business unit through the re-design of process/controls and testing of their effectiveness
Manages the day-to-day oversight of the planning and performance of control and process audits and compliance with standards and regulations
Serves as SME regarding regulatory and compliance issues, effectively communicating complicated financial concepts to management, peers, auditors, regulators and others
Recommend and implement changes to methods of performing work. Provides input to policy to manage risk and exposure to the organization
Undertakes fact gathering and performs investigative activity to monitor the effectiveness of implementation within the area of responsibility
5+ years of financial services industry experience (preferably in brokerage operations) with a strong discipline in assessing risk and implementing adequate controls, with a minimum of 3 years of experience specific to information security/audits in a process and control environment

Risk & Control Analyst Resume Examples & Samples

Require an Analyst to help coordinate weekly change artifacts from Technology Teams to present at Friday, 8am Metrics Meeting ( Frequency: Weekly)
Working with Technology Areas to ensure all changes are received by a mid- week deadline to put together a summary view by OEC division for the weekly 8am Mary Metrics Review
Calling various IT Divisions to obtain Weekly Changes
Review of Changes and tagging to each OEC Divisions to create summary view by Division then Production Line Department
Creation of an excel macro in standing template format each week
Deadline driven / standing weekly deliverable by Thursday am
Weekly Hours expectation -- 2hours per week / 8 monthly
Require an Analyst to help coordinate monthly BAU preparation and execution each Release Cycle ( Average Frequency: Monthly)
Requires ability to digest the Release and outline in laymans terms the element of functional change and apply to each OEC division / department and see the BAU cycle from requirements through execution to completion with Senior Management Reporting ( Pies and Graphs)
Ability to navigate and apply Share point principals to customize the view each Release
Ability to do analysis on the discrete Release and help coach the line organization on the monthly release components
Good communication and the ability to write instructions to a wide group of operations participants
Assist in the daily fabrication of the Status emails and pulling graphs / metrics from the Share point Tasks
Ability to ask questions during BAU checkouts and solve issues when tasks are either marked Fail, N/A or left unchecked
Overall draft management of the execution process working with the ED
Please Note this requires Weekend Work on Saturdays / Sometimes Fridays at a minimum once a month
Monthly Hours expectation -- 6 hours during the month to prep / 5 hours on the Saturday of the Month / 2.5 Hours for the Monday and 2.5 hours on the Tuesday. Total Hours per Month -- 16 Hours for a Release Month
Off cycle BAU (e.g Event Driven Non Release or Scope Additions) -- same description and LOE for monthly BAU
May require meetings/ analysis to understand applicable groups (may be all / may be subset)
Example of this was the Mainframe Reverse last summer which required a subset of BAU type testing. Another example would be the addition of Online Tasks and Refresh of BAU Tasks which required analysis, meetings and preparation which now is standard in our BAU
Automation of Metrics
Automation of Weekly Metrics with RAM

Ops Risk / Control Analyst Resume Examples & Samples

Writing query code according to specified business and regulatory requirements from an independent perspective and reconcile those results against business results
Researching and resolving data issues through systemic investigation
Producing reports summarizing data quality, validation results, portfolio performance and profiling different segments of the portfolio
Producing reconciliations and documentation to satisfy control processes and audit requirements
3+ years analytical IT/MIS experience, preferably in CCB
Knowledge of SQL, Unix, Business Objects and other data programming languages also desirable
Adept in the pulling, handling, and analyzing of loan-level data
Must possess strong analytical and problem solving skills to be used in evaluation and interpretation of data
Good understanding of key risk metrics
Strong communication skills; able to translate technical data into simple business presentations
Bachelor’s degree or equivalent experience in IT, MIS, Economics, Finance, Statistics, Mathematics, Operations Research or other quantitative fields
3+ years in the financial services industry with experience in credit risk management, audit or quality assurance/control preferred
Ability to follow complex methods and procedures in diverse routine and non-routine tasks
Strong priority management and multi-tasking skills required
Flexible and able to work in a fast-paced environment to effectively meet deadlines, and work with minimal supervision

Quality & Risk & Control Analyst Resume Examples & Samples

Reporting metrics to various constituents
Answer queries received to a global group distribution list
Testing for system rollouts and enhancements

Operational Risk & Control Analyst Resume Examples & Samples

Liaise with multiple Operation teams
Apply in-depth understanding of how areas collectively integrate within the sub-function as well as coordinate and contribute to the objectives of the function and overall business
Apply in-depth knowledge, contributing to the development of new techniques and processes and for the area or function
Significantly impact in terms of project size, geography, etc. by influencing decisions through advice, counsel and/or facilitating to others in area
Evaluate moderately complex and variable issues with substantial potential impact,
Act as single Control point of contact for O&T France
Execute OTRC control plans
Liaison with Best Practice team to aid with the dissemination of these across business
Provide necessary reporting to BRCC
Provide advisory on process flows, risks, appropriateness of controls, improvement needs and best practices
Provide advisory on MCA to evaluate and monitor first line of defence controls ORI
Review each self assessment CAP raised in O&T and work with respective CAP owners to agree enhanced processes
Engage and aid businesses for IA preparation
Facilitate loss approvals and lesson learned opportunities
Manage the weekly metrics review of BSER / NSBER Operations Head
Manage all weekly, monthly and annual reviews
Manage and review all businesses DCFCs, job description and procedures up-date
Drive initiatives to improve exposure for the business
Participate in significant business ad-hoc projects and control initiatives to provide advice and support
Support COB activities for the Branch
Cooperate with BISO on IS to get control harmonized view
Highly self-motivated with a strong sense of initiative
Ability to question status quo
Proactive, ability to use own initiative and take the lead to devise creative solutions
A good team player with ability to multi- task and support team members
Sound business experience of Operations and processes
Good understanding of Risk and Control requirements
Possesses control experience

Junior Risk Control Analyst Resume Examples & Samples

Managing accesses to applications
Collaborating with the respective technical application owners, operational risk managers and control functions
Analyzing access rights allocated to users
Performing ad-hoc tasks and coordinate further small projects (including liaising with stakeholders, onboarding requirements and execution of the agreed activities)

BU Risk & Control Analyst Resume Examples & Samples

This position may be involved in a variety of aspects of intermediate complexity of effective design and functioning of systems of internal controls, processes and regulatory compliance, training, monitoring, investigation, auditing, remediation and reporting, under the direction of a manager or lead
Provide external and internal audit and regulatory exam support as needed (ex. SAS 70, financial/Sarbanes-Oxley control testing, and various regulatory exams)
Participate in projects to evaluate process and control gaps and work with process owners to effectively remediate known gaps
Maintain control documentation
Recommend courses for remediation as identified
Involved in the day-to-day process of interpreting and applying compliance policies and standards
May be responsible for requirement gathering, documenting, and helping the business to implement comprehensive control-related metrics, reporting and analytical solutions
Responsibilities generally include a mixture of ad hoc requests, issues, and ongoing control and risk management responsibilities
Coordinates requirements definitions, development, testing, implementation and support for new and existing reports/dashboards
Identifies researches and analyzes performance exceptions, and develops ad-hoc LOB specific reports and metrics as requested
Minimum of 3 years of business process-re-engineering, regulatory audit, compliance risk management, or financial audit experience required
Strong knowledge of related audit, regulatory and corporate policy requirements
Advanced in spreadsheet, reporting and database tools (Excel, Access and other Microsoft Office applications)
Financial services operations experience (preferably in brokerage operations)
Basic overall business acumen (preferably operational experience)

Ops Risk / Control Analyst Resume Examples & Samples

Significant contributor on the development and execution of the ongoing operational risk and internal controls assessment processes within the business (i.e., process mapping approach, regulatory lifecycle reviews, foundational controls, etc)
Communicate effectively with employees in various levels and departments, as well as in different forums (meetings, conference calls, etc.)
Participate on task forces and special projects as assigned (low to medium risk changes) to assist the business in developing appropriate internal control systems or to monitor significant changes in control systems
Assist in development and training of other team members as appropriate; act as a mentor
Build knowledge of new products or functions within the businesses supported in order to implement necessary enhancements/improvements in audit coverage and to minimize the risk of noncompliance
Bachelor degree with major in accounting, finance or economics, business administration, or information systems, or a related field
7+ years of experience in financial services, audit, or consulting
Strong understanding and experience with Operation Risk Management, and risk and control assessments
Action oriented with a focus on results, display strong analytical skills, is able to assess and clearly articulate complex ideas and possess creativity
Strong facilitation, negotiation skills and project management
Professional certifications such as CPA, CBA, Series 7, or CISA are a plus
Internal operational reviews may require travel to the various site locations

Risk & Control Analyst Resume Examples & Samples

Ensure business awareness of the risk profile, through regular engagement, securing ownership and accountability for risk as required
Provide our stakeholders / customers with support in understanding the data provided and the expected impact of any decision taken
Maintain and deliver all Business As Usual reporting deliverables to the agreed deadline and quality standard
Take accountability for leading and implementing improvements in processes / reporting for Technology Risk Analysis and Reporting Team
Take accountability for designing and developing ‘new’, accurate and complete reporting
Look to identify, implement and embed improvements in existing risk and control framework activities
Build strong relationships with the senior management team and functional areas to understand individual risk profiles and articulate risks in a clear and consistent manner
Maintain an independent perspective, challenging as required and setting out quantified control options and risk decision recommendations
Technology Risk Management experience in the financial services sector
In-depth knowledge of key areas in Technology Risk, including security, change and operations
Experience in Management Information / Reporting
Evidenced ability to build strong networks with various business partners with whom the position will interact (i.e. Compliance, Internal Audit, Marketing, IT, Business Risk, Operational Management, Business Units)
Programming language (VBA, SQL and / or Java) preferable
Risk qualification would be an advantage (CISA/CRISC)
Capable at bringing structure and clarity when managing within unstructured, ambiguous environments
Ability to facilitate and negotiate with multiple parties to bring about agreement and resolution, even when position is not initially shared by others

Operational Risk Control Analyst Resume Examples & Samples

Ensuring all operational risks in the business are well understood and controlled
Independent review of the design and operating effectiveness of the internal control environment
Advisory to the business on methods, techniques, tools, and governance for risk identification, assessment, mitigation and reporting
Supporting the business in defining their qualitative and quantitative risk appetite and making sound risk-reward decisions
Actively monitor remediation of risks and ensure they are sustainably addressed
Supporting the functional OR Controller in oversight of respective business functions
Good organizational and process skills
Previous experience with risk and controls in an enterprise environment (e.g., Operational, IT, Credit, etc.)
Experience within the financial services industry a plus
Ability to work in a highly collaborative environment
Proficiency in Microsoft Office Suite: in particular Excel, PowerPoint and Access
Strong time management skills - able to manage multiple priorities with time-sensitive deadlines

Senior Business Risk & Control Analyst Resume Examples & Samples

Lead various regulatory change efforts within and beyond CSG including internal and external
Regulatory exams
Support the Broker Dealer Compliance Operating Model
Facilitate and lead risk mitigation strategies, develop appropriate controls to proactively prevent and detect risks
Regularly monitor and report progress towards goals
Establish an integrated and collaborative relationship with 2nd and 3rd line of defense partners from Broker Dealer, Risk, Compliance, and Audit to ensure continued focus, successful closure,
Ongoing monitoring of risk management issues and mitigations, such as audit, compliance MAPS and other control activities
Usher the required regulatory change from assessment through strategic project implementation to ensure full compliance across impacted CSG areas
Responsible for ensuring the business area develops and maintains required risk and compliance standards
Serve as key regulatory expert in cross-departmental project groups
Oversight of Line of Business and Support Area compliance with corporate impact mitigation strategies
Conduct periodic assessment and reporting of the status of the program including gap reporting, tracking and mitigation management, and overall business disruption residual risk levels
5 – 10 years knowledge and understanding of risk management and compliance practices and principles, including experience with internal or external audit, regulations, internal controls assessment and change management
Experience with Process assessment and Risk identification
Knowledge of Financial Services regulations and the ability to work with Compliance and Legal partners on adherence
Excellent EXCEL, PowerPoint, and Word
MBA/ JD/CPA
Strong analytical, organizational and project management skills with experience managing rules, regulations and policies implementation resulting from new statutes across various products/business lines
Strong ability to influence others and operate flexibly. Consistently exemplifies cross-company collaboration and partnership
Comfortable communicating with all levels of the organization (written and verbal
Analytical thinker with the ability to multi-task and prioritize; attention to detail, planning and follow-up
Ability to influence upwards and downwards to accomplish critical
Broker Dealer Compliance
Project/Program Management
Risk and Controls Experience
SOX and SOC1 experience
Strong track record of execution, overcoming huddles and driving results
Process Improvements and Reengineering
Six Sigma, LEAN, strategy, business process re-engineering, management consulting (internal or external)
Experience testing and auditing business process and product function, ensuring adherence to process document or policy statement
Experience in applying regulations including process documentations (SOPs) and leading compliance training (A Plus)

Risk & Control Analyst Resume Examples & Samples

Liaise with GIDA Managers and Risk & Control team to perform the internal Manager Control Assessment (MCA) to ensure appropriate controls are in place and remain effective in the mitigation of known risk and identification of control deficiencies and emerging risks
Liaise with GIDA Managers and Risk & Control team involved with internal/external audit reviews for GIDA and Citi organizations, to facilitate audit deliverable requests
Serve as a Risk & Control partner to GIDA Site Head and service delivery team for site-specific issues
Previous experience in similar role is preferred

Hrss Biso / Risk & Control Analyst Resume Examples & Samples

Accountable for all Information Security activities that are relevant to HRSS operations
Performs IS Risk Management for HRSS processes as his/her primary function
Reports to the Regional Risk & Control Head with a matrix line to a GISO
Integrates GISO priorities into day-to-day business
Communicates with the GISO and business managers; escalates as appropriate
Provides general IS consulting services including interpretation and/or clarification
Supports the business by reviewing Third Party contract language as it relates to IS
Exercises oversight to the IS program within the business, including programs, policies, and related reporting
Participates in the IS community on committees and cross-business / functional opportunities
Enforces compliance; demonstrates extensive understanding of IS standards and best practices across multiple disciplines
Develops corrective action language for all IS-related gaps and approves all closures by reviewing evidence to ensure the closure meets Citi requirements or industry best practices
Collaborates to create Risk Acceptances (RAs), Risk Exceptions (REs), and Corrective Action Plans (CAPs) in the appropriate tools (iCAPs, CIRAS, etc.)
Assists with Third Party IS Assessment (TPISA) follow-up
Supports Audit activities including monthly and planned cycle reviews ensuring that audit recommendations are implemented and complied with
Ensure compliance with all Operational Risk policies
Monitoring the Continuity of Business (CoB) during the planning, execution and sign-off phases ensuring it is kept updated and approvals are current
Manage and oversee the Information Security requirements for all HRSS area’s within the Europe region
Build working partnership with key customers to facilitate change and enhance the services provided by HRSS
1-3 years’ experience in IS or other Risk Management activities and at least 2 IS programs including, but not limited to, Audit Reviews, IS Risk Assessment, Awareness & Training, Identity Access & Management, Data Protection, Incident Management, Vulnerability Assessment. Knowledge of key government regulations and local laws
Solid business experience, preferably in a controls type role
5+ years “hands-on” regional controls/risk management experience
Degree or postgraduate degree qualifications

Operational Risk & Control Analyst Resume Examples & Samples

Review, assess and critique control framework
Design and develop Management Information reports to communicate issues with controls and risk
Challenge the initial investigation of KRI breaches reported by sites
Provide business analysis to support regulatory initiatives such as EMIR affecting EMEA operations
Aid in the development and documentation of Target Operating Models for EMEA Operations across Fixed Income, FX Options, FX/MM, Cash Management
Minumum 2 years Line Control experience with brilliant risk and controls understanding
Deep understanding of the Operations in general with expertise in FX
Experience in working with controls and addressing the issues raised by internal and external auditors
Experience in following and implementing compliance with all relevant internal and external regulations; ensuring compliance with EMIR

Risk Control Analyst Resume Examples & Samples

Manage access for business systems and applications (reviewing & approving)
Develop and improve various remediation processes to decrease potential risks across the bank and sharpen internal controls' environment
Create new and enhance existing process documentation
Manage confidentiality breach incidents
Collaborate with technical application owners and control functions regarding information security policies' requirements
Collect data from internal sources to provide regular and ad-hoc analysis / reports

MYS Ctsm-kl-gida S&r-risk & Control Analyst Resume Examples & Samples

Liaise with GIDA Managers and Risk and Control team to perform the internal Manager Control Assessment (MCA) to ensure appropriate controls are in place and remain effective in the mitigation of known risk and identification of control deficiencies and emerging risks
Liaise with GIDA Managers and Risk and Control team involved with internal/external audit reviews for GIDA and Citi organizations, to facilitate audit deliverable requests
Serve as a Risk and Control partner to GIDA Site Head and service delivery team for site-specific issues
Proven problem solver, self-motivated, results-oriented, and ability to multitask in a fast moving environment with different functional areas to get the job done
Strong, Excel, PowerPoint, and SharePoint skills

Rohq-gida-s&r Risk & Control Analyst Resume Examples & Samples

Working knowledge or willingness to learn new policies
Support content and design updates to the GIDA Risk and Control SharePoint
Minimum of 2+ plus years of professional, diverse experience across the finance industry, functions, and businesses

Rohq-gida S&R Risk & Control Analyst Resume Examples & Samples

Bachelor’s Degree or equivalent in experience
Minimum of 2+ plus years of professional, diverse experience across the finance industry, functions and businesses
Proven problem solver, self-motivated, results-oriented and ability to multitask in a fast moving environment with different functional areas to get the job done
High level of attention to detail with a commitment to quality

Ops Risk / Control Analyst Resume Examples & Samples

Quality assess controls provided by Business in response to Issue Forum assessments, in light of known business risks, and develop recommendations to strengthen internal controls and improve operational efficiency
Build knowledge of new products or functions within the businesses supported in order to implement necessary enhancements/improvements in various support processes provided by this team
Strong Microsoft Office experience / skills; specifically Excel / Power Point

Operational Risk & Control Analyst Resume Examples & Samples

Implementing and embedding effective risk, quality and control policies, procedures and training material
Driving and supporting control self assessment framework and program across the business
Supporting and performing key controls testing and conducting root cause analysis
Providing Risk insights through data and reporting on best practice
Conducting business unit analysis and providing support and advice to the business
Promoting positive risk and continuous improvement culture

Senior Risk & Control Analyst, Avp-gida Resume Examples & Samples

Provide guidance based on risk/control requirements for processes across all GIDA teams
Collaborate with GIDA Managers to identify, develop and implement control solutions to ensure adherence to company standards, compliance requirements and best practices guidelines
Help to set the internal Manager Control Assessment (MCA) direction for GIDA and assist Managers and Risk & Control team in the execution, to ensure appropriate controls are in place and remain effective in the mitigation of known risk and identification of control deficiencies and emerging risks
Liaise with GIDA Leads/Managers and Risk & Control team involved with internal/external audit reviews for GIDA and Citi organizations, to facilitate audit deliverable requests
Ensure CoB planning and readiness for North America in line with global CoB strategy
Working knowledge of or willingness to learn new and existing policies
Support content and design updates to the GIDA Risk & Control and MCA SharePoint sites
Coordination of risk reporting input to senior management presentations
Manage organizational entitlement review status reporting for workers and functional IDs globally
Serve as a Risk & Control partner to service delivery teams and GIDA Senior Leadership
Provide support for ISA escalations from Global Information Security - Compliance Monitoring team to ensure timely resolution
Minimum of 5+ plus years of professional, diverse experience across the finance industry, functions, and businesses

Enterprise Infrastructure Regional Risk & Control Analyst Resume Examples & Samples

Support Global MCA Gold Copy Risk reviews and NAM risk assessment activity
Analyze monthly operational metrics for emerging risk and issues
Ensure oversight and reporting of corrective actions, including advising on development of appropriate and timely action plans, monitoring of significant issues with management and validation of action plans to ensure proper closure
Advise on key operational risks, appropriateness of controls, seeking opportunities for process/control improvement and best practices
Prepare monthly reporting packages for Senior EI and CRS management
Work with business to ensure internal and external audit preparedness, coordination of audit fieldwork, providing support throughout execution and closing
Tracking and reporting of Operational Risk Losses
Facilitate gap analysis and process mapping sessions
5 Years of Internal/External Audit, internal control or Commercial Real Estate experience a plus
Strong analytical and decision making stills - able to identify and understand the primary issues, problems and opportunities, and develop appropriate solutions
Strong multi-tasking abilities - Able to effectively manage multiple tasks, consistently operating at high standards of quality and accuracy within required timeframes

Credit Risk & Control Analyst Resume Examples & Samples

Keen analytical skills to synthesize, validate and analyze metrics and develop trends for senior reporting
Strong technical abilities, including Excel, to develop reports and presentations
Sound presentation skills, as analyst will be frequently involved in presentations
Proficient verbal and written English language skills
Self-motivated self-starter who can take initiative and work independently

MYS Ctsm Kl-gida S&r-risk & Control Analyst Resume Examples & Samples

Provide support based on risk/control requirements for processes across all of GIDA teams and escalations from Global Information Security - Compliance Monitoring team
Bachelor’s degree or equivalent in experience
Ability to break down communication barriers and influence peers/partners to take action necessary to make decisions and achieve goals
Excellent team player with experience in building and managing relationships across geographies and functions
Proven ability to prioritize business objectives and effectively manage multiple projects through to timely benefit realization
High-level of attention to detail with a commitment to quality

Risk Control Analyst Resume Examples & Samples

Uses systematic reliability best practices in the development process to identify and prevent failure modes in products and design processes and assist in problem resolution
Set-up and Coordinate FMEA work sessions on all active or new projects
Set-up and maintain the libraries of FMEA knowledge
Prepare risk analysis and summaries for the project teams
Keep track of and follow action items that are developed from FMEA‘s
Research and organize all past knowledge and put into an archive that is accessible and organized. Document and maintain best practices within the department
Participate in / Lead any FMEA training sessions
Leads the work teams in proper FMEA development, including understanding the various types of FMEA’s but not limited to AIAG standards, VDA standards, and Software FMEA standards
Determine and plan the best software tool the organization should use based on functionality vs. cost
Maintain the master FMEA as well as other design quality tools and any license management that may be necessary to administer the system
Work closely with other functions and aspects of reliability such as Fault tree analysis and other risk assessment processes
Knowledge of Functional Safety Analysis, ISO-26262, requirements, processes, and deliverables
Supports and adheres to policies, procedures, and operational guidelines related to established quality management system (TS 16949, ISO-26262)
Bachelor’s Degree in Engineering required
Minimum five (5) years related work experience. Experience in powertrain systems preferred
Strong emphasis on statistics and problem solving. DFSS Green or Black Belt preferred
Strong product development, planning and analytical skills

Risk & Control Analyst x Positions Resume Examples & Samples

Ensure Technology compliance with Barclays Group and local risk and control policies, standards, frameworks and procedures
Ensure technology risks are identified and managed in line with Barclays risk and control frameworks and business risk appetite
Meet the needs of key internal and external risk processes, reporting schedules, stakeholders and regulatory authorities
Maintaining independent perspective, undertaking reviews, challenging as required and setting out quantified control options and risk decision recommendations
Ensuring appropriate and agreed methods and tools are used across Technology for all risk and control activity
Comprehensive knowledge of technology risk, business area risk and risk management tools and techniques
Wide understanding of Banks goals, direction and strategies and how risk in Technology has an impact on the wider organisation
Knowledge of key areas in technology risk, including security, continuity, resilience and IT infrastructure
Experience of one of the following - IT audit, Risk and Control, IT security
Good knowledge of the Financial Services regulatory environment
Good knowledge of partnership risk management approach with 3rd party suppliers including offshore operations
Specialist IT Risk Qualification – formal accreditation/qualifications relating to audit, risk and control management e.g. CIS, CISSP, CISM, ITIL,
Strong technical background – experience of working in a large and complex IT environment

Senior BU Risk & Control Analyst Resume Examples & Samples

On a day-to-day basis, assists the management and staff of the assigned functions within the business unit or process in the design and functieoning of controls and/or the interpretation of regulations and application of compliance/audit standards
Analyzes large sets of data for preparation of reports and to provide oversight for key business processes
Networks with senior personnel within the business unit and across groups to resolve issues, gain needed information and influence outcomes. Interacts daily with the business unit’s staff providing input and support to control and process compliance strategies and to meet transaction regulation requirements
May lead discussions with senior management when communicating audit results and recommendations. Participates in defining audit service standards for the organization
Bachelor’s degree in Accounting, Finance or other related discipline required
Must be highly detail oriented with strong analytical skills to problem solve and identify issues requiring escalation
Strong MS Office skills including Access and Excel
Tableau or similar system
MBA or Advanced Degree in a related field preferred
Knowledge of Omni, EXP AG, Mobius and OBIEE
Experience with creating reports to track and monitor activities related to key control activities related to regulatory document delivery
Experience as a subject matter expert in projects across the firm to ensure regulatory document delivery ensuring firm’s compliance with SEC/FINRA

EI Regional Risk & Control Analyst Resume Examples & Samples

Coordinate with CRS Regional Risk & Control coordinators on global control initiatives
Strong communication skills, articulate clearly both with the written and spoken word, are able to understand a variety of people, confident, team leader, and quick learner
Support the development of key firm and practice area messages
Develop a solid understanding of practice group strategies and priorities
Ability to work independently in order to perform departmental needs assessments, analyze results, and identify and propose solutions

Risk & Control Analyst Resume Examples & Samples

Insures department methodologies, project delivery processes, and implementation management processes are followed. This includes driving
Bachelor's Degree or equivalent, plus 2-5 years of related work experience, including project management
Must have strong collaborative and negotiation skills; problem solving skills; analytical skills; decision-making skills; excellent interpersonal skills and the ability to interact with all levels of management; occasional travel may be required
Proven success in delivering results on time while ensuring customer satisfaction
Proven problem solving skills from problem assessment to solution selection and implementation
Proven ability to thrive in a fast-paced, dynamic environment
Proficiency in Microsoft tools (particularly Project, Excel, PowerPoint, Visio, and SharePoint)
Knowledge of Regulatory Compliance, Financial Services, and Payments industry preferred

Risk Control Analyst Resume Examples & Samples

Contribute to the Permanent Control framework
2-3 years’ experience in Market Risk, Product Control, Valuation related position will be an advantage
Degree / Master degree holder in Financial related
CFA / FRM is an advantage

Senior Risk & Control Analyst Resume Examples & Samples

Execution of the Wholesale Banking Risk Management (WBRM) Quality Assurance process
Bachelor's degree (or equivalent work experience) in Business Administration, Finance, Economics, Accounting or related field
Three or more years of professional work experience in risk management, controls testing, compliance, or audit experience required. Prior Internal Audit or testing experience is preferred
Strong analytic, logical reasoning, and problem solving, risk vs. reward skills and thorough understanding of operational risk
Experience with risk assessments, controls testing, root cause analysis, and process improvement
Demonstrated ability to design, implement and execute control monitoring/testing programs
Understanding of key controls and how they impact the business from an operational, accounting and/or systems perspective
Demonstrated ability to credibly challenge
Strong interpersonal skills including strong oral and written communication skills,
Certifications or progress towards certification: CPA, CIA, CFE, CISA, or risk management related certification

Risk & Control Analyst Resume Examples & Samples

Conduct robust risk assessments to identify risks and key internal controls that mitigate identified risks
Design and conduct control self-assessments accurately, timely and in accordance with established corporate guidelines
Determine effectiveness of controls through end to end process reviews and testing
Maintain test methodology and perform testing of identified key controls. Support business partners to conduct in-depth root cause analysis for issues and assist in the development of remediation plans
Design and execute targeted testing to determine remediation effectiveness
Input testing results into internal CSA tracking system
Prepare Executive level reporting of key metrics, loss events, issues and CSA testing results
Acting liaison for internal and external audits including compliance related exams
Retrieve and interpret loan documents and other pertinent source documents as necessary to complete CSA testing requirements
Support business operations by partnering with the business to create best practice solutions and drive process and control enhancements, providing expertise in risk/controls and the development of corrective action plans

Senior Risk Control Analyst Resume Examples & Samples

Expand on the tools used within the Control Framework applied to the Functions
Develop metrics and controls to effectively monitor the handovers between the various teams in producing Market Risk Reports
Deliver high quality Global Governance, Support the Function by facilitating the meetings, developing the Material and Minutes
Develop and manage the sub-functions intellectual property and create the internal tool for sharing the information (share point)

Senior Risk & Control Analyst Resume Examples & Samples

This position is responsible for leading multiple key projects in functional areas
Responsible for ensuring effective remediation of non-compliant situations within the business unit through the re-design of process/controls and testing of their effectiveness
Manages the day-to-day planning and performance of control and process audits and compliance with standards and regulations
Serves as Subject Matter Expert (“SME”) regarding regulatory and compliance issues, effectively communicating complicated financial concepts to management, peers, auditors, regulators and others
Recommends and implements changes to methods of performing work. Provides input to policy to manage risk and exposure to the organization
On a day-to-day basis, assists the management and staff of the assigned functions within the business unit or process in the design and functioning of controls and/or the interpretation of regulations and application of compliance/audit standards
Serves as SME in business unit functions, effectively communicating complex control, process re-engineering, information and regulatory concepts to management, peers, staff and others
Prepares documentation to adequately document control audits performed with supporting evidence and analysis for all findings
Develops remediation plans for business unit management. Monitors remediation implementation
Coordinates testing efforts with Internal Audit, Compliance, Risk Management and other testing functions within the business to share information and otherwise advance the established control processes
3-5 years of financial services industry experience with demonstrated experience in assessing risk and implementing adequate controls
3+ years of experience specific to information security/audits in a process and control environment
Experience developing short and long-range risk management plans that are comprehensive, realistic and effective in meeting goals and integrating plans across brokerage operations business units
Experience in drafting Written Supervisory Procedures and other procedural documents
FINRA Licensing Series 7 is required
FINRA Licensing Series 63 or 65 or 66 is required
Requires a broad understanding of the business unit operations and specific processes within a financial services organization and strong knowledge of related audit, regulatory and corporate policy requirements
Requires key functional knowledge including Brokerage Operations, Control development/testing, Risk Management, Financial Regulatory Compliance and/or Project management
Prior experience in brokerage operations is strongly preferred
Experience with Brokerage Services applications preferred, particularly NetX360

AML Risk Control Analyst Resume Examples & Samples

Complete and maintain accurate compliance reports on a weekly, monthly and quarterly basis
Train and support new hires on our Standard Operating Procedures (SOPs) for resolving all items that come through the compliance work flows
Perform and maintain quality assurance controls on investigators tasks and Compliance Functions
The ideal candidate will have hands-on experience in risk management or anti-money laundering compliance operations. This is likely to have been gained in a financial services, payments or e-commerce environment
Unwavering attention to detail and excellent time management skills
Ability to work collaboratively and demonstrate a willingness to impart and share knowledge amongst a team
Proficient user of Excel. An ability to manipulate and analyse data would be advantageous
Prior experience of using data reporting tools would be preferable
Previous experience of using SQL/ETL
A college or university degree

Risk & Control Analyst Resume Examples & Samples

The Third Party Management program protects First Data and our clients from the various risks that arise from the usage of numerous vendors around the world
This position support the compliance function by managing vendor compliance processes, projects, or programs, maintaining appropriate databases, preparing reports, performing research on vendors, developing reports, and analyzing documents sent in by vendors
This position performs in-depth and more complex research, fact gathering and analysis
Work is performed independently or with minimal supervision. The role has some authority to deviate from existing policies and procedures. Conducts self-initiated advanced research and fact gathering, performs analysis and may make decisions on medium level risk

Risk Control Analyst Resume Examples & Samples

Plan and coordinate operational activities necessary for Amazon Payment Europe Compliance Department
First point of contact for anti-money laundering, counter-terrorism financing and compliance requirements related to customer identification and detection of suspicious activity
Responsible for the first level of escalation from investigations, contact for policy enforcement and escalation to Compliance Officer, providing support and prompt resolutions at all times
Actively mentor members of the team, helping them continuously improve their skills and knowledge of our systems and ongoing regulation updates
Contribute to process improvement projects in the team and across departments
Coordinate with Transaction Risk Management Services and Amazon Payments Europe compliance team to maintain current and relevant process documentation for related Standard Operating Procedure (SOPs)
Demonstrable experience of working and adhering to external regulator guidelines
Ability to remain effective under pressure and provide assessment and sound judgment
Excellent written and spoken English and, in addition, at least one European language would be advantageous

Senior Risk & Control Analyst Resume Examples & Samples

Evaluation of current and future state business processes to assess risk and control
Implementation of solutions to improve processes, manage risks, and enhance controls
Proactive relationship building and partnering with associates across the organization to develop appropriate responses to current and emerging risks
Drive change in the approach to risk management across the organization
A Bachelor's degree is required, with emphasis in Accounting, Business or Finance strongly preferred
CPA or advanced degree preferred
6+ years of relevant experience is required
Intermediate/advanced knowledge of Microsoft Office is required
Understanding of Microsoft Visio is a plus
Identify opportunity in change
Ability to develop relationships
Thorough understanding of accounting or finance
Thorough understanding of the interrelationship of business processes and internal controls
Ability to prioritize multiple tasks/projects, while also completing regular responsibilities
Ability to work effectively, both independently and in a team environment
Strong verbal, written, and presentation communication skills
Ability to effectively communicate with internal parties including associates, leaders, and business partners

Risk & Control Analyst Resume Examples & Samples

Developing and maintaining documentation for unstructured data submissions for stress testing exercises
Supporting the generation of recruitment activities for the UK and India consistent with the target state operating model
Maintaining up to date business continuity plans for the Stress Testing and Risk Capital Team
Assisting with the development of training programmes for the Stress Testing team

Valuation & Risk Control Analyst, FI & Credit Resume Examples & Samples

Running a number of different price testing reviews (MAPs) including CDS, Bonds & YC’s. Knowledge of MRX, proven VBA skills and familiarity with RAMP are essential for this
Work within a limited time frame as part of a team and produce accurate month end corrections. This might require discussion and timely conclusions with the Front Office and Risk-GM related to the quality and accuracy of the MAP reviews
Produce accurate reports highlighting coverage and results of MAPS
Documenting methodologies for MAP reviews proposed by Risk-GM whilst at the same time constructively challenging the present policy and looking for improvements
Various projects to automate and/or improve our systems with the assistance of IT. This will require a strong working knowledge of RefCAP, GARDS and CDS Checker and the ability to write precise specifications
Build and maintain relationships with other Product Control teams, Front Office, Middle Office, Finance and Risk-GM based on trust, respect and professionalism
Support the Transversal Control team when required and build additional controls that can be handed over to them. This will require a working knowledge of FORMA and experience in risk control environment
MAP reviews of some IR/FX product and involvement in the Risk controls and related projects
V&RC cover all asset classes (FI, EQD & CIT) and the willingness to move between them and build product knowledge is expected Familiarity with the systems is essential
Familiarity with the risk systems described above
Good product knowledge across credit derivatives, especially CDS, ABS and CLOs
Strong Excel skills including strong functional VBA
Familiarity with common areas of financial mathematics complemented by knowledge of market practice
A good understanding of the pros and cons of different market standard price testing methodologies for a number of asset classes
Familiarity with various consensus services used across banks, in particular contributing to MarkIT for FX & IR Vol along with Yield curves is required
The ability to find workaround solutions in the time available
Personal Attributes
Ability to interact confidently at all levels
Attention to detail is essential especially when under pressure and time constraints
The ability to see the large picture and the impact your work has on the business
To be able to work as part of a team across V&RC both locally and globally

Rohq-fro-risk & Control Analyst Resume Examples & Samples

Minimum 8 years work experience in Compliance, Audit, or Risk Management
Strong interpersonal skills ability to develop strong partnership with stakeholder
Proficient in the use of workstation applications (MS Word, MS Excel, MS PowerPoint, etc.)

Senior Risk Control Analyst Resume Examples & Samples

Daily valuation and analysis of financial and physical asset positions and market price change impacts
Combine daily and weekly valuation and profit and loss information to support creation of risk reporting package
Work on inter-departmental projects (IT system modifications/enhancements, management reporting and process design, Accounting reconciliation, etc.)
Ensure compliance with corporate risk management policies
Interact with Internal Audit, Internal Controls (Sarbanes Oxley 404), as well as External Audit teams regarding documentation, testing and information requests
Determine and implement controls and process enhancements
Complete other special projects as they arise
Minimum of 3 years of experience in energy risk management, finance and accounting, or other equivalent functions
Minimum of a Bachelor's degree in accounting, finance, or other quantitative discipline
Related advanced degree or qualification (CPA, CFA, etc.) preferred
Experience with energy trading and risk management systems preferred
Strong spreadsheet skills
Ability to thrive and succeed in a fast paced and open trading environment
Job Title and Salary will commensurate with experience

Senior Risk & Control Analyst Resume Examples & Samples

Review of team's processes and ensure that procedures are updated/documented
Performs team's risk and controls assessment
Work with the team for risk mitigation, controls validation, action plans implementation, monitoring and documentation
Assist in putting up Key Performance Indicators (KPI) and Key Risk Indicators (KRI) for team's operations and BU reporting
Error/Incident Tracking and Reporting
Main contact for Audit requirements and concerns
Business Continuity Plans preparation and documentation
Updates and maintains team's Service Level Agreements with different Business Units
Do Quality Checking tasks
Handle Ad-hoc requests or inquiries
A graduate of any Financial related courses (Accounting, Business Management, Finance, etc), CPA board exam passer is a plus
A senior/tenured member of his/her current function, doing quality checking is an advantage
Knowledge in securities instruments/settlements and banking process
Strong analytical ability with a working knowledge of modern securities
Influence and negotiate with team and clients in a sophisticated and demanding business environment
React quickly and meet tight deadlines maintaining accuracy and thoroughness
Demonstrate flexibility and initiative in working with management and clients, adapting change strategies
Excellent time management skills essential to juggle priorities and meet tight deadlines

Risk & Control Analyst Resume Examples & Samples

Conduct both reactive and proactive quality monitoring & feedback with action plans for all financial back office teams
Audit existing financial controls and other legal compliance processes in place and make any necessary revisions or additions
Provide approvals for high risk manual funding processes
Plan, organize and carry out the internal controls function including the preparation of an audit manual and audit plan. Conduct risk assessment of new processes being proposed to scope controls required and relevant FTE requirements. Review accounts pre-write off to ensure Collections activity has been fully exhausted. Report risk management issues and internal controls deficiencies directly to the Operations Manager/Director and provide recommendations for improvement. Identify areas of strengths and weaknesses and engage in continuous education and staff development re: best practices Evaluate information security and associated risk exposures All other duties as reasonably requested
This position supports the risk and controls self-assessment program (RCSA) including process walkthroughs, identifying process risks and the respective controls or gaps within business processes
Works with process owners to design and implement optimal control structure based on existing risks
Works with Managers and Director to execute the control testing process from defined controls, identify cap and co-ordinate remediation effort with process owners
This position has the ability to independently assess routine as well as non-routine control issues and determine if and when to escalate to management, appropriate legal counsel and/or business unit personnel
Experience in finance, auditing or business Management in a rapidly growing business
Experience in writing internal policies, procedures and process evaluation and documentation
Strong organizational skills with the ability to manage multiple projects simultaneously Analytical skills
Detail oriented and ability to work and interpret figures and other financial information Strong written and oral communication skills
Ability to address issues and effect change
Ability to demonstrate a professional and objective perspective at all times
Capable of working under pressure in a fast-paced environment
Flexible and adaptable approach A 'can-do' attitude and resilient character with the ability to manage expectations

Central Risk & Control Analyst Resume Examples & Samples

Understanding of operational risk management programs and practices helpful
Familiarity with operational risk regulatory requirements and industry practices a plus
Demonstrated ability to manage workloads and prioritize deliverables, ability to be flexible

BU Risk & Control Analyst Resume Examples & Samples

Provide external and internal audit and regulatory exam support as needed (ex. SSAE16, control testing)
Participate in projects and work with process owners to thoroughly define business requirements
Bachelor’s degree in Accounting, Finance, or related discipline required

Gida Risk & Control Analyst Resume Examples & Samples

Provide support based on Risk & Control requirements for processes across all of GIDA teams
Work with GIDA Managers to identify, develop and implement control solutions to ensure adherence to company standards, compliance requirements and best practices guidelines
Support content and design updates to the GIDA Risk & Control SharePoint
Coordination of risk management meetings and reporting for senior management presentations
Minimum of 3+ plus years of professional, diverse experience across the finance industry, functions, and businesses
Previous experience in risk and control role strongly preferred
IT/Information Security experience or certifications a plus
Ability to break down communication barriers and influence peers / partners to take action necessary to make decisions and achieve goals
Strong organizational, project management, and time management skills
Strong ability to work independently, handle short timelines, manage conflicting priorities and execute efficiently and effectively
Takes ownership of his/her work

CSC Risk & Control Analyst Resume Examples & Samples

Support the Operational control plan & strategy execution for OTRC and CSC in conjunction with regional functional leadership and country business management. To liaise with Management across all operational areas to ensure a strong ops controls framework is in place for CSC and Hungary. Represent Ops Controls in relevant meetings and forums
Support hubbed MCA coordinator Service group for Europe. Coordinating the completion of Annual Risk Assessments and facilitated sessions. Streamline and standardize activities
Conduct periodic proactive reviews to identify emerging or residual risks at site level and develop action plans to address them
Evaluate and investigate significant control events for area of responsibility including performing root cause analysis of significant losses
Ensure compliance with global and regional functional policies with focus on Operational Risk (MCA Standards and Procedures), COB, Information Security, Records management and Fraud management
Produce in-business risk reports at Budapest CSC site, Hungary franchise and on Europe cluster level as necessary
Support businesses in ensuring robust culture of control and high ethical standards; facilitate best practice identification and sharing
6 years of core Banking Operations and Controls experience
Knowledge of corporate policies and processes with special focus on Operational Risk Management Policy (MCA), Fraud Management Policy, COB Policy, Information Security Policy, Record Management Policy
Practical risk and/or operations background
Advanced knowledge and practical experience of Information Security, Operational Risk, MCA and Key Risk Indicators
Knowledge of CSC activities and processes (desirable)
Working experience in MCA activities
Minimum BA / BS Degree with a strong operational/business background
Audit, compliance, fraud management or accountancy qualification useful but not essential
Ability to communicate and influence at all levels within the organisation
Numerate and analytical ability
Proven time and task management skills
Lateral thinking and problem solving ability
Excellent verbal reasoning and communication skills
Methodical and proactive approach

Gida-risk & Control Analyst Resume Examples & Samples

Provide support based on risk/control requirements for processes across GIDA Service Delivery (SD) and Global Process Owner (GPO) teams
Liaise with GIDA Managers and Risk & Control team to perform MCA tests to ensure appropriate controls are in place and remain effective in mitigation of known risks while identifying new control deficiencies/emerging risks
Work with GIDA Managers and Risk & Control team to manage internal/external audit engagements requiring GIDA participation
Manage global Risk & Control Programs in part or in their entirety for GIDA, while may include compliance activity tracking, End User Computing inventory and remediation, Operational Risk Management and Process Control Reviews, or Cross Border Data Clearance
Working knowledge or willingness to learn new policies/procedures and conduct training and awareness
Serve as a Risk & Control partner to regional GIDA Site Heads and service delivery teams

Risk & Control Analyst Resume Examples & Samples

Bachelor's degree or higher in Finance, Accounting, Business or related field; MBA strongly desired
Compliance, Risk Management and/or Audit background preferred coupled with experience in controls / testing
Minimal 5 years work experience overall with exposure to a regulatory/regulated environment and in a compliance/oversight capacity
5+ years experience driving and implementing change
Extremely strong facilitation and interpersonal skills

Risk & Control Analyst Resume Examples & Samples

Analyzes policies and procedures to determine risk, identify internal controls to achieve control objectives, recommend control improvements that consider CRA requirements across multiple (15+) jurisdictions
Periodically works closely with the business to identify and measure risk against our Risk Dashboard. Further expand our Risk Dashboard to more define more specific business risks as appropriate
Performs complex research and analysis on global rules, policy mapping and controls
Maintains high quality documentation of rules, policy mapping, control objectives, jurisdictional considerations and controls
Supports key projects and/or initiatives to ensure that risk and internal control issues are being addressed on a timely basis
Experience with Risk and Control Self Assessment (RCSA)
A strong understanding of internal control principles, including what constitutes effective control design and operation
Hands on business analysis and controls experience including business process design across multiple disciplines
Experience with global regulatory requirements a plus
Clear and concise in oral and written communication. Risk and control issues are clearly articulated and at the right level of detail and draft deliverables require minimal revisions
Interacts effectively with the business and other control functions to understand risk, business processes and controls, and builds sound working relationships
Advanced degree/MS/MBA preferred
1 – 2 years in risk and control self-assessment

Senior Risk Control Analyst Resume Examples & Samples

Review control environment and monitor control activity progress
Identify control gaps & control improvements required
Ensure key controls in effect to monitor the handovers between teams producing Credit Risk Reports
Roll out tools used within the Control Framework applied to the R&A Function
Document remediation plans linked to objectives for gaps
Prepare relevant parts for monthly control meeting reporting trends and key information to support control oversight
Facilitation of the functions annual Risk Control Self-Assessment
Provide a dedicated forum for active discussion and constructive challenge of the Key Risk Indicators
Review existing and new policies and understand impact on function and evidence of compliance
Develop the control roadmap including identification of areas for deep dive review
Perform and/or oversee control incident investigation, root cause analysis and lessons learnt
Develop and manage the sub-functions intellectual property and create the internal tool for sharing the information. (share point)

Risk & Control Analyst Resume Examples & Samples

Build and maintain risk/control inventories
Perform Risk Assessments
Compliance with the risk assessment programs
Create and maintain Wholesale Banking procedures
Provide credible challenge
Execution of the enterprise risk assessment programs
Ensure results and changes that impact the Risk & Control Self-Assessment and Enterprise Compliance Risk Assessment received the appropriate level of due diligence
Partner with the Second Line of Defense to ensure objectives are being met and policies & procedures are being complied with
Design, develop, prepare and maintain risk control reports and presentations for management
Bachelor's degree (or equivalent work experience) in Business Administration, Law, Finance, Economics, Accounting or related field
Seven or more years of work experience with 3+ years of risk management, compliance/law, or audit experience required. Prior Compliance or Internal Audit experience is preferred
Attention to detail is a must
Experience with risk assessments, control analysis, and project management including process improvement
Compliance/Legal or Audit Experience
Ability to design, implement and manage risk controls assessment programs
Experience with compliance and operational risk assessment
Strong interpersonal skills including strong oral and written communication skills

Risk & Control Analyst Resume Examples & Samples

Review contracts with clients and understand key Service Level Agreements
Register as risks if there is inadequate reporting against these SLAs (accountable executive will be the Head of the EMEA Service Desk)
If appropriate, support the Service Team in recommending to Agiliti Legal Counsel and other interested parties changes to replace unnecessary SLAs with SLAs mutually agreed
Support the Service Team in the development of a single standardised set of SLAs. Where possible facilitate the implementation of this for all clients
Have a good working relationship with Agiliti Legal Counsel
Participate in the Deal Review Board (DRB)
Agiliti Risk and Controls Manager

Ibmo Risk & Control Analyst Resume Examples & Samples

Co-ordination of operations data at weekly risk meetings
Definition, analysis and reporting of KPI (Key Performance Indicators) including presentation to management
Ensure timely escalation of significant risk issues
Lead projects to strengthen the control environment
Liaise with internal and external audit teams on testing of controls and SOX requirements
3+ years of experience in the Investment banking industry or other business related institution
3+ years Microsoft Office experience
1+ years prior experience within an area focused on improving the controls framework
Intermediate MS Excel skills w/ understanding of databases
Intermediate MS PowerPoint skills with strong written and oral communication skills
Demonstrated problem solving skills and research abilities
Ability to function proactively with minimal supervision
Knowledge of transaction lifecycle

Risk & Control Analyst Resume Examples & Samples

Provide guidance, support and independent review to confirm whether the controls implemented by Technology management to remediate Controls Issues (Audit, Regulatory, Material Control Issues) are designed and operating effectively and can be evidenced as embedded
Conducting and promoting risk and control activities, ensuring analysis and reporting of risk is complete and accurate
Improving risk awareness and risk management capability through the evaluation of needs, research and development
Conducting risk assignments in line with Barclays Group standard tools, methods and quality levels ensuring compliance to operational risk framework(s) and emerging new requirements
Knowledge of financial services industry and banking technology
Experience in working within technology control frameworks and approaches; knowledge of technology controls
Experience of one of the following IT audit, Risk and Control and working alongside counterparts in Technology and Risk
Collaborative, able to drive to agreement across varying stakeholders/interests
IT/Business degree or equivalent
Specialist IT Risk Qualification – formal accreditation/qualifications relating to audit, risk and control management e.g. CIS, CISSP, CISM, ITIL

Risk & Control Analyst Resume Examples & Samples

Assists in executing the enterprise-wide BSA/AML, OFAC and fraud mitigation risk assessments to evaluate inherent risk associated with products, services, customers, and geographic locations
Review new products and services for BSA/AML, OFAC and fraud risk
Assist in delivering reports for ongoing risk assessment activities. Analyze and summarize report findings for senior management review
Identify key risks and mitigating factors of BSA/AML, OFAC, fraud, etc. throughout the organization
Monitors AML, OFAC and fraud-related regulatory and industry developments and assist in providing an impact analysis on new and amended laws, regulations, and regulatory guidance. Provide input to AML staff regarding emerging issues and interpretation of regulations
Research specific issues relating to enterprise or regional BSA/AML and OFAC compliance risk
Assists with the annual review and update to the Financial Crimes Risk Management policies and the AML, OFAC and fraud mitigation programs and maintains an up-to-date library of each business unit’s AML, OFAC and fraud mitigation policies, procedures and other controls
Assists in the preparation of the BSA/AML, OFAC, and fraud oversight Committee and Working Group meetings
Assist in tracking the status of regulatory, audit and self-identified Financial Crimes-related program deficiencies
Assist with Financial Crimes Risk Management special projects
Assist with the execution of the corporate-wide Quality Assurance program by performing reviews and other analysis
Continuously supports the Bank’s Mission Statement and Core Values
Business Analysis – demonstrated experience with identifying trends and tracking key deliverables and risks such as: changes to programs and systems; and effectiveness of programs’ overall performance and achieving desired business results
Operational/Regulations Processes - Knowledge on organization’s policies, regulations, objectives, and initiatives according to the job’s responsibilities
Project Execution - Knowledge of project coordination, identification of business needs, time management, etc. Must demonstrate logic and reasoning skills
Risk/Compliance - Knowledge of one or more of the following: Auditing, System Auditing, Fraud Prevention, Risk Management, Compliance Administration. This includes knowledge of all applicable local and federal laws and regulations
Strong Fluency with Windows applications and Microsoft Office programs such as MS Project, Word, Excel and PowerPoint
Accurately inputs information into and retrieves from the computer
Quickly learns and achieves proficiency in new software applications as needed
Understands and is familiar with the most widely known and emerging tools, technologies and social applications
Identifies and resolves problems
Demonstrates strong math aptitude
Identifies opportunities to increase accuracy and optimize resources and develops / recommends / implements solutions
Performs complex analysis of data, processes, policies, procedures and/or systems
Produces unambiguous, comprehensive and accurate interpretations
Composes thorough and detailed written technical documentation, procedures, manuals, etc
Writes clearly and informatively. Edits work for spelling and grammar
Utilizes variety of interpersonal styles and communication methods to effectively adapt to new work structures, processes, or cultures
Demonstrates group presentation skills and excellent negotiation skills to deal effectively with individuals and groups within and outside the organization
Provides timely and professional support to all internal/external customers and vendors
Prioritizes regular workload, special tasks and concurrent projects, allocating time to ensure that work is completed accurately and efficiently within established time frame
Must be able to lift / carry 10 pounds
20170403

Risk & Control Analyst Resume Examples & Samples

Provide guidance, support and independent assurance to Technology Leadership in the remediation of technology controls, confirming whether they have been effectively designed, can be evidenced as operating effectively and are embedded
Provide independent assurance through targeted reviews to validate compliance with Barclays Group and Technology Polices, Standards, frameworks and procedures across Business Units, Functions and Shared Services
Meet the needs of key internal and external risk processes, reporting schedules, stakeholders and regulatory authorities in delivering assurance activities
Evaluate, report and escalate risks in line with Barclays risk and control frameworks, utilising relevant tools and analytical techniques
Deliver technology assurance activities to validate remediation of controls gaps in line with Policy and Standard expectations, challenging as required, setting out quantified control options and risk decision recommendations
Deliver independent assurance through targeted reviews, validating compliance with Barclays Group and Technology Polices, Standards, frameworks and procedures, identifying control gaps and defining remedial actions to address
Provide an opinion as to whether risks have been fully mitigated and whether implemented controls are sustainable
Conduct risk assignments in line with Barclays Group standard tools, methods and quality levels ensuring compliance to operational risk framework(s) and emerging requirements
Contribute to the continued evolvement and embedding of the target operating model for Technology Controls Assurance team
Proactively manage Stakeholder expectations to promote an understanding and achievement of risk management objectives, ensuring awareness of responsibilities regarding risk and control
Knowledge of technology risk and control including relevant tools and techniques
Proven experience of working within technology control frameworks and approaches
Experience in one or more of the following - IT audit, Risk and Control, IT Security
Strong knowledge of key areas in technology risk, including operations, change, security, resilience at both application and infrastructure layers
Specialist IT Risk Qualification – formal accreditation/qualifications relating to audit, risk and control e.g. CISA, CISSP, CISM, ITIL etc
Knowledge of the Financial Services regulatory environment

CIB Ops Risk & Control Analyst Resume Examples & Samples

Monitor the control environment surrounding all technical, financial and operational processes
Work with Operations management to conduct self-assessments and develop action plans
Ensure all production control procedures are followed and appropriately evidenced
Provide oversight and coordination of key process control tests, including the collation and reporting of QA test results and the development and implementation of enhancements where necessary
Work with Operations management to investigate incidents/errors, perform root cause analysis, identify recommended solutions and report to senior management
Oversee controls development and deployment, providing ad hoc control guidance, key project participation, and support the introduction of procedural/ policy enhancements
Serve as a key contact for regulatory or risk questions for the business
Support SSAE16 and other Audit-related activities both Internal and External
Drive the operations training agenda around risk awareness and mitigation
Demonstrated ability to communicate effectively to multiple levels of management both in writing and orally
Strong analytical skills and experience in operations risk analysis, process improvement and end-to-end reviews of procedures
Ability to manage through a changing business landscape and adapt to changing demands of the LOB
Ability to focus on the key issues and drive initiatives to conclusion
Detail oriented with ability to deliver consistently and manage multiple tasks and work independently as part of a small high impact team
Strong time management, written and verbal communications skills and multitasking ability
Ability to analyze and recognize patterns, relationships and trends from a variety of data points to determine impact on risk and controls
Experience executing deep dive reviews to identify process and control gaps and identify root cause of issues
Desire to work within tight deadlines and demanding and dynamic environment
Demonstrated ability to create a collaborative environment by creating a strong network to achieve the desired result

Risk & Control Analyst Resume Examples & Samples

Manage the development and functionality of the billing and credit management compliance control and audit structure as directed by the Billing Compliance Lead
Manage and develop analytical and compliance management capability (people, processes, technology) in the wider business as directed by the Billing Compliance Lead
Proven and solid background in compliance management and audit, including detailed understanding of Residential, SME, Commercial and Industrial Billing is desirable
Good understanding of KPIs, SLAs and audit performance metrics

Loan Servicing Risk & Control Analyst Senior Resume Examples & Samples

Responsible for analytical and functional oversight and project management of First Line of Defense Issues Management
Responsible for identifying and assessing operational risk, impact and making recommendations for effective policies and controls to manage risk within various operational and corporate functions
Monitors and tracks remediation of issues in regards to Performing/Core Servicing
Review Law and/or Agency requirements assigned through Archer system to interpret and identify potential impacted business unit(s)
Conduct meetings and collaborate with the impacted business unit(s) to assess impending risk(s) and identify action(s) required (if any) to ensure compliance
Follow up on outstanding tasks with the business unit(s) to ensure set deadlines can be met
Have Knowledge of all requirements assigned and provide status updates to management upon request
Ensure completion of test development post implementation for compliance sustainability
Provide feedback to senior management and identify problem areas for proactive solutions
Graduation from a 4-year college or university with major course work in a discipline related to the requirements of the position is preferred. Will consider the equivalent combination of job experience & education that demonstrates the ability to perform the essential functions of this job
2 + years related mortgage experience
Experience in LSAMS or related mortgage servicing platform
Expertise with applicable regulatory and investor requirements, and operational risk points and has the ability to evaluate and make recommendations to improve risk management controls and processes; manages projects to oversee operational implementation of solutions
Experience with and knowledge of CFPB, AG/DOJ NMS, OCC mortgage servicing requirements
Experience with and knowledge of SOX, SOC1, RegAB and USAP
Experience with and knowledge of FHA, VA, FHLMC, FNMA, GNMA, HUD and MHA servicing requirements and guidelines
Experience in QA/QC, risk management or compliance preferred
Strong problem-solving and analytical skills demonstrating resourcefulness and attention to detail, in both technical and non-technical settings
Hands-on experience facilitating and gathering requirements to help stakeholders define clear business processes

Risk & Control Analyst Resume Examples & Samples

Minimum 3 years of experience in process management, controls and operational risk management oversight in Financial Services environment
Ability to design and implement effective risk and control processes
Knowledge of regulatory environment in the credit card industry highly desirable
Demonstrated process improvement expertise and execution focus
Exceptional critical thinking abilities and communication skills
Strong intellectual capacity and curiosity and ability to work with diverse business partners
Experienced in Microsoft Excel, Word, PowerPoint, Project and Visio
B.A. or equivalent

Risk & Control Analyst Resume Examples & Samples

Support Risk and Controls team in policy updates including controls assurance, gap analysis, verifying processes and controls execution
Support CTI EMEA entities governance of legal and regulatory requirements including, but not limited to, Cross-border, Data Privacy and SOX programs
Support Risk Manager in identification and remediation of issues including corrective action plans relating to both self-identified and audit issues
Responsible for ensuring accurate and timely data is provided for the risk and controls eg. Weekly Operations Reports including regional / global management metrics tracking, and preparing and verifying data for reports. Also ad-hoc reporting as and when required
Improve key analytics and metrics (e.g. KRI/KPIs) to support effective management of operational risk. Utilise IT GRC (reporting tool) to drive the culture of controls. Furthermore to identify issues through reported metrics, trends, and controls assurance. Raise and progress corrective actions to address control gaps
Some minimal travel may be required as part of risk and control activities
Understanding of Controls environment, Risk based thinking and Information security principles
Ability to plan, organise, monitor workload and priorities across multiple groups
Understanding technology infrastructure

Senior BU Risk & Control Analyst Resume Examples & Samples

May manage small teams in special projects or implementation of initiatives
Position may provide functional advice or training to less experienced staff
Responsible for achieving group and individual deliverable deadlines. Identifies workflow problems pertaining to team functions; recommends and implements solutions
Bachelor's degree in Accounting, Finance, IT, Audit or other related discipline required
5+ years of accounting business process re-engineering or financial audit experience, with a minimum of 3 years specific to information security/audits in a process and controls environment
MS Office skills including Access and Excel
Background in Risk Management and /or development of Key Performance and Risk Indicators is desirable
Certification in Six Sigma methodology and/or Lean
IT experience preferred, in infrastructure or in application support
MBA or Advanced Degree in a related field
Experience as a subject matter expert in projects across the firm to ensure regulatory document delivery ensuring firm’s compliance
Highly detail oriented with strong analytical skills to problem solve and identify issues requiring escalation

BU Risk & Control Analyst Resume Examples & Samples

Provide external and internal audit and regulatory exam support as needed (ex. SAS 70, control testing, and various regulatory exams)
May lead small projects
Works on problems of diverse scope where analysis of data and processes requires evaluation of identifiable factor. Includes use of data analytics and analysis of large volumes of data extracts
Undertakes fact gathering and analysis activity to monitor and report on the effectiveness of processes and procedures within area of responsibility
Bachelor's degree in Audit, Accounting, Finance, IT, or other related discipline required
3+ years of IT Audit or financial audit experience
Strong data analytics and proficient understanding of SQL, relational databases and concepts
Business process modeling/VISIO experience
Internal controls, risk management, audit and/or compliance background preferred
Excellent organizational skills and attention to detail are critical
Proficient understanding of data base structures, SQL, relational databases and concepts
Strong Data Analysis Skills
May have certification in Six Sigma methodology and/or Lean

Senior BU Risk & Control Analyst Resume Examples & Samples

Bachelor’s degree in Accounting, Finance, IT, Audit or other related discipline required
5+ years of accounting business process re-engineering or financial audit experience, with a minimum of 3 years specific to information security/audits in a process and controls environment
MS Office skills including Access and Excel
Background in Risk Management and /or development of Key Performance and Risk Indicators is desirable
Certification in Six Sigma methodology and/or Lean
IT experience preferred, in infrastructure or in application support
MBA or Advanced Degree in a related field
Experience as a subject matter expert in projects across the firm to ensure regulatory document delivery ensuring firm’s compliance
Highly detail oriented with strong analytical skills to problem solve and identify issues requiring escalation

BU Risk & Control Analyst Resume Examples & Samples

Bachelor’s degree in Audit, Accounting, Finance, IT, or other related discipline required
3+ years of IT Audit or financial audit experience
Strong data analytics and proficient understanding of SQL, relational databases and concepts
Business process modeling/VISIO experience
Internal controls, risk management, audit and/or compliance background preferred
Background in Risk Management and/or development of Key Performance and Risk Indicators is desirable
May have certification in Six Sigma methodology and/or Lean

Divisional Risk & Control Analyst Resume Examples & Samples

Supporting the delivery of regulatory, risk and control programmes and processes with data analysis
Delivering independent, transparent and forward-looking risk and control reporting, identifying and escalating conflicts
Identifying control weaknesses arising from control gaps and supporting through to resolution
Supporting independent reviews, identification of root causes and reviews of remediation plans
Engaging with the business lines for remediation guidance
Performing and tracking completion of quality assurance assessments in preparation for upcoming audits
Proactively managing internal and external audit processes. Verifying factual correctness of issues, advises and assesses individual management action plans for quality, prior to submission
Facilitating and advising line management on the execution of risk programmes and outcomes
Contributing and providing feedback on related policies/standards
Actively supporting achievement of Bank’s/Division’s strategy, plans and values, and ensuring maintenance of the clear understanding and ongoing alignment of activities with the organisation’s priorities
Demonstrating personal support to the achievement and maintenance of a high performance culture in which people management and development is a key priority. Demonstrating personal commitment to supporting colleagues within the team
Demonstrating personal commitment to the Bank’s values
Adhering to Bank Policies and Procedures and driving compliance within the team
Taking ownership for own development and career management, seeking opportunities to develop personal capability and improve performance contribution
Bachelor’s degree from an accredited college or university (or equivalent work experience)
Understanding of Control and /or Operational Risk Management
Experience with analysing data, detecting errors, determining root cause, challenging data anomalies and establishing trends to facilitate planning for risk remediation
Experience with conducting risk and control assessments, analysing responses, formulating or assessing remediation plans
Demonstrating an understanding of the importance of timely escalation, impact of risk events, remediation and lessons learnt to facilitate reduction of operational losses or near misses

Divisional Risk & Control Analyst Resume Examples & Samples

Supporting the identification of opportunities for increased adoption of processes (including opportunities to drive adoption through automation)
Driving the implementation of the strategy and processes, influencing the integration of the Three Lines of Defence (3LoD) framework into the division specific initiatives and processes
Co-ordinating the auditing process throughout the value chain
Overseeing all internal group audits, acting as the point of first contact and co-ordination at audit inception
Challenging control weaknesses and advising the business lines on sustainable risk remediation options arising from weakness, errors and external event demands (Self-identified Findings)
Facilitating the communication between Auditors and Auditee Management to ensure the most appropriate outcomes
Providing subject matter expertise (SME) for the audit subject matter and providing right of last call on audit points
Agreeing / disagreeing audit actions and completion dates and recommending changes as required
Facilitating the completion of the issuance of audit reports and the completion of the audit issues and actions by co-ordinating between the Auditors and Auditee Management
Capturing and tracking deliverables through to completion, providing accurate and timely reporting to senior stakeholders. Monitoring key non-conformance issues through to closure
Overseeing actions and closures
Overseeing a thorough process of guidance and intervention, ensuring that appropriate steps have been put in place to address the critical and significant issues identified
Ensuring that additional oversight is in place through Tollgate phases
Facilitating the collection of metrics for the organisations they support with further responsibility to consolidate, analyse and report the metrics data
Creating a highly motivating environment for the team members and other stakeholders
Ensuring a strong understanding of timely escalation, impact of risk events, remediation and lessons learnt to facilitate the reduction of operational losses or near misses
Strong experience and background in Programme Delivery or Programme Support roles
Good experience and knowledge of Audit / Quality Assurance activities
Pro-active self-starter and team player
Ability to work effectively in a multi-cultural, global environment with multiple senior stakeholders
Customer and service orientation to support interaction with team resources and clients at all levels
Performance and productivity oriented to drive quality Programme performance and delivery
Experience of defining and driving program structure, success factors and Quality Assurance standards
Experience of implementing process improvement across the Software Development Lifecycle
Experience of vendor and contract management
Proven experience with Risk Management and Control policies and procedures
Proactively initiates, develops and maintains effective working relationships with team members
Demonstrable ability to lead and co-operate with a variety of people and achieve results
Has knowledge of infrastructure architecture landscape and dependencies
Educated to Bachelor degree level (or equivalent qualification / practical experience)
6-Sigma Green Belt Certification or equal certification in Project management preferred, such as PMI, ITIL (beneficial)
Completion of official Software Engineering Institute (SEI) Certification (including Introduction to CMMI) (beneficial)
CISSP (Certified Information Systems Security Professional) or equivalent (beneficial)
Working knowledge of Capability Maturity Model Integration (CMMI) application and approach (beneficial)

Divisional Risk & Control Analyst Resume Examples & Samples

Proactively manageing internal and external audit processes. Verifying factual correctness of issues, advising and assessing individual management action plans for quality, prior to submission
Good experience in Programme Delivery/programme support roles
Good experience of Audit/Quality Assurance activities
Demonstrates an understanding of the importance of timely escalation, impact of risk events, remediation and lessons learnt to facilitate reduction of operational losses or near misses
Knowledge of infrastructure architecture landscape and dependencies

Risk Control Analyst Resume Examples & Samples

Analyzes and reconciles daily position and P/L by region for market moves, day over day shift, and impact of changes to existing deals
Monitors Daily Position Report (DPR) for accuracy, limits, mark-to-market, valuation, liquidity, and operational risk levels to ensure compliance with established risk limits and other risk management policies and procedures
Values options to track daily pricing
Collaborates with internal team members and accounting personnel to reconcile portfolio valuation issues and communicate resolution to mid and back-office leadership
Assists in designing, enhancing, and implementing system applications
Cross training for all regions
3-5 years of experience in risk management in the natural gas marketing and trading industry
MS Word - basic proficiency
MS Excel - intermediate proficiency
MS PowerPoint - intermediate proficiency
Visual Basic - basic proficiency
Multi-tasking skills

Risk & Control Analyst Resume Examples & Samples

Experience with Capital market operations
Experience with Information security
Experience with Risk management concepts

Central Risk & Control Analyst, Assistant VP Resume Examples & Samples

Strong organizational skills and capability to pay attention to details
Good PowerPoint and excel skills, ability to use Open pages and reporting tools
2-5 years’ experience in financial industry risk or controls or compliance or audit functions
Good analytic skills

Risk & Control Analyst Resume Examples & Samples

Proven track record of meeting processing deadlines
Ability to draw logical conclusions
General understanding of Credit Risk Awareness/Money Laundering procedures
Project management experience or logical conclusions
General understanding of Risk and Control in an operational area, at a similar level
Basic knowledge of systems used within Lending Operations
Basic knowledge of operational Risk and Control activities
Advanced knowledge of Microsoft Excel and Database processing

Risk Control Analyst Resume Examples & Samples

Monitor FERC 2004 compliance systems including employee FERC ID coding, functional organization charts, physical and system access controls, and posting processes. Ensure processes and controls are operating as designed, monitoring internal controls and recommending system and process improvements as needed. Coordinate recurring control testing, assisting with the creation and write-up of new controls, test plans, and documenting any identified business risks. Advise management of potential gaps and recommend solutions
Coordinate and oversee development and/or enhancement of physical and data control systems, FERC 2004 LMS CBT modules and completion controls. Attend monthly conference calls and work with compliance liaisons, IT, Enterprise Security, legal counsel, and others, as needed. Work with cross-functional team to analyze compliance data, identify potential compliance gaps, recommend solutions to management, and implement process, policy, and system changes, as required
In partnership with management and legal counsel, serve as a subject matter expert to compliance liaisons and others who need information or rulings on FERC Order 2004 issues. Investigate potential violations to determine whether contemporaneous posting is required. Advise management of potential non-compliance and take action to remediate. Ensure affected personnel receive remedial training, as required, to limit risk of recurring violations
In partnership with Sr. Risk Control Analyst, monitor compliance and investigate potential exceptions and violations of Commodity and Credit Risk Policies by employees engaged in commodity transactions. Expedite and monitor the flow of Exception/Violation Reports to ensure timely and accurate report completion
Work with management to coordinate development and implementation of new policies and revision of existing Commodity and Credit Risk policies and procedures established to minimize trading risk and improve accurate flow of information
Develop, implement, and oversee the ongoing success of an electronic storage platform for Risk Management documents. Assist the Corporate Records Services department in the expansion and update of the Corporate Retention Schedule relating to Risk Management documents. Other duties as required

Risk & Control Analyst Resume Examples & Samples

Support the validation of Barclays Technology compliance with Group and local risk and control policies, standards, frameworks and procedures
Support the identification, monitoring and review of risk in line with Barclays risk and control frameworks and business risk appetite
Meet the needs of key internal and external risk processes, reporting schedules and stakeholders
Support and deliver against an agreed programme of regular monitoring and evaluation to ensure adequate standards of risk governance and policy compliance
Support and promote risk and control activities, ensuring analysis and reporting of risk is complete, consistent and accurate
Engage with a range of global stakeholders to help drive improvements to their control environment
Undertake analysis of performance against risk measures
Support control and issue validation processes, working with global teams to deliver
Support the identification of risks and issues and escalate these appropriately through line management
Report risks and impact on the business, in a clear and concise manner through the creation of Management Information
Conduct risk assignments in line with Barclays Group standard tools, methods and quality levels ensuring compliance to operational risk framework(s) and requirements
Maintain independent perspective whilst undertaking reviews, challenging as required and providing support in respect of risk and control processes
Develop/maintain excellent relationships with stakeholders in order to ensure positive working interactions at all times and achievement of goals
An understanding of Risk and Control practices
Experience of working within technology control frameworks and approaches; knowledge of technology controls
IT Risk Qualification e.g. CISSP, CISA, CISM, ITIL

Operational Risk & Control Analyst Resume Examples & Samples

To provide assurance primarily through the identification and mitigation of risk on all operating platforms across PBO Operations
Responsible for the implementation and maintenance of the risk framework as it is applied to Operations
Support the delivery of Risk & Control Self Assessments (RCSAs)
Challenging the identification, evaluation and prioritisation of risks, supporting colleagues at all levels to understand and own control within operational functions
Ensuring that all issues / risks identified by Audit, internal reviews, risk events, or similar channels result in updated RCSAs
Complete testing of Controls
Act as the day to day contact for PBO in matters relating to risk identification, assessment and control
Assist the business with the development of robust controls that mitigate business and customer risks
Work with colleagues and stakeholders (e.g. BIA, Operational Risk) on the closure of audit observations and RCA actions

Coo-gto-divisional Risk & Control Analyst Resume Examples & Samples

Written Supervisory Procedure Governance – APAC Branches
Partnering with APAC Branches Head and Functional Heads to ensure all regulatory reporting related tasks and functions are supported within the COO structure
Ensure that all COO Regulatory Reporting KOPs are maintained and fit for purpose inline with STARC 6.23 guidelines
Regulatory Reform Monitoring
Participate in New and Changed reform forums to ensure globally adopted processes and tracking are followed and regulatory requirements impacting COO are consumed in an effective timely manner
Track status of all regulatory programs that impact APAC both regional and global run programs
Participate in regional regulatory forums to maintain minimum levels of general knowledge around regional COO owned regulations
Partnering with Branch Management, develop and implement local and regional MIS for Regulatory reporting that aligns in with Global MIS
Regulatory Reporting Assessment and Assurance
Provide ongoing support to assessment and assurance programs aimed at continuous monitoring of APAC COO Regulatory Obligations
Parnter with COO Ops to help drive compliance with STARC 6,23 requirements and maintain complete accurate inventory of regulatory reporting obligations
Maintain action logs supporting the remediation and tracking of all issues and queries highlighted through the assessment and assurance process
Act as gatekeeper for all regulatory reform programs that go live to ensure that assurance is considered as part of the overall roll-out for reform programs
Cross Product Regulatory Communications
In partnership with the wider DCRO global team, ensure that all salient regulatory messages are being propagated through the product verticals into the operations teams
Highlight areas of improved communication opportunities, and compliment the product aligned information flows with education around the group’s regulatory information sources
Open minded, able to share information, knowledge and expertise with peers & team members
Ability to work independently in fast paced environment, keep pace with technical innovation and maintain a broad understanding of the COO offering
Expert-level analytical skills, flexible regarding production problem solving
Excellent communication skills, fluent in English and local language (written/verbal) as appropriate
Excellent inter-personal skills, able to work in virtual global teams and a matrix organization
Relevant experience in one or more specific operations /technical /product areas
Product and End-to-End system knowledge in the product line

Risk & Control Analyst Resume Examples & Samples

To schedule and perform detailed planning for Monthly, Quarterly and half yearly audits
To prepare and execute test programmes and manage the performance of assignments
To prepare work papers and audit reports to support findings/conclusions and make recommendations for improvement where necessary
Discuss findings / observations with stakeholders
To follow-up on actions arising from audit assignments as required, and assist with the preparation of status reports
To conduct training and awareness sessions with control owners / operators and RMS staff on how to operate controls effectively
To ensure the audit information repository is maintained and updated in a timely manner
To contribute to the development of the Controls Framework and process through continuous personal and professional development
Act as SME for Risk related issues, work closely with Operations and Enablement to ensure processes are compliant with Risk and Control principles
Work closely with external auditors (PwC) during ISAE 3000 II / OSPAR accreditation audit

100

Divisional Risk & Control Analyst Resume Examples & Samples

Supports the Chief BISO team in implementing an appropriate Information Security Management System (ISMS) for COO Operations business division
Ensures appropriate documentation of applied methodologies, processes, activities regarding management of Information Security. This should include identified and assessed risks as well as risk mitigation measures
Ensures appropriate Segregation of Duty (SoD) rules are implemented/recertified for all critical applications and represents Chief BISO at lead Chief Information Security Office (CISO) SoD governance forums on such topics
Manages and delivers Information security projects mandated by CISO and business where applicable
Ensures appropriate Information Security exception management and approvals for COO Operations
Act as mediator and subject matter expert for business and IT management on information security topics
Facilitates a regular communication and cooperation with all relevant stakeholder and functions such as the Business Information Security Officers, Technical Information security Officers, IT Asset owners as well as the CISO delivery and governance functions
Ability to manage multiple work streams
Inquisitive and probing approach to problem solving and general assessment
Ability to identify process inefficiencies, suggest improvements and implement where feasible
Knowledge and experience of implementing/auditing ISO27001 controls is beneficial
Risk and Control, Audit and/or Financial Services experience preferred
Excellent communication (both oral and written), numerical and analytical skills essential
Excellent stakeholder management at all levels of seniority
Strong analytical skills with ability to define, collect, analyse data, establish facts, draw valid conclusions, and make fact-based decisions
Knowledge is beneficial of one or more of the following Information Security processes, e.g. Identity and Access management, Information Security Incident and Problem Management, Information Security Governance for business and technology
Ability to work in fast paced environment and keep pace with technical/operational innovation
Open minded, willing to learn and run with new projects
Educated to degree level or equivalent experience

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