Business Risk Analyst Resume Samples
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Business Risk Analyst Resume Samples
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JS
J Schneider
Jerome
Schneider
663 Mikel Mount
Houston
TX
+1 (555) 867 7101
663 Mikel Mount
Houston
TX
Phone
p
+1 (555) 867 7101
Experience
Experience
Boston, MA
Business Risk Analyst
Boston, MA
Zieme, Runolfsdottir and Hudson
Boston, MA
Business Risk Analyst
- Adherence review with risk framework
- Coordination and delivering of Risk Training / Awareness
- Coordination annual review on inherent risk landscape, risk scenarios design effectiveness and test definition of Key Procedural Controls (KPC) in partnership with Service Lines
- Facilitation of risk process (e.g. Internal Control Assessment Process)
- Quality Assurance (e.g. re-validation of SOX / KPC assessment)
- Provide assurance and advisory in relation to Regulatory Adherence, IS, BCM, O&O, NBI and policies
- Conduct risk analytics and execute risk administration such as risk reporting, MI, deep dives etc
Detroit, MI
Business Unit Risk Analyst
Detroit, MI
Willms and Sons
Detroit, MI
Business Unit Risk Analyst
- Works with National Sales Management to create campaign criteria for Retail Bank, negotiate incentives and create reporting for Customer Contact Center
- Assist with the development of risk metrics
- Assist in performing impact assessments of changes to laws and regulations
- Partners with Customer Contact Center Management and Incentive Compensation on issues/initiatives related to incentives and sales reporting technology
- Support business line management in maintaining policies, procedures and internal controls
- Perform risk analysis to determine level of risk to the bank and recommend action(s) to mitigate risk
- Assists with testing and maintenance of departments' Business Continuity Plans
present
Boston, MA
Business Risk & Control Management Analyst
Boston, MA
Tillman-McClure
present
Boston, MA
Business Risk & Control Management Analyst
present
- Review of corporate policies and departmental procedures
- Validation of processes against expected protocols
- Gathering and analyzing data
- Collaborating with line managers and line control managers to implement solutions
- Drafting communications on Operations and control matters
- Project tracking and updating
- Creating Power Point presentations
Education
Education
Bachelor’s Degree in Business Administration
Bachelor’s Degree in Business Administration
Georgia State University
Bachelor’s Degree in Business Administration
Skills
Skills
- Very Good organizational skills and decision making ability
- A demonstrated ability to work in tandem with other business units to ensure the consistency of communication and deliverables
- Strong Desktop/PC skills which include working knowledge of MS suite of applications, specifically Excel and PowerPoint
- Planning and Organizing – Is comfortable working to deadlines and can effectively prioritize own workload to deliver in line with agreed timescale
- Detailed, methodical and accurate with an analytical and investigative approach to work
- Excellent oral and written communication skills, experienced in presenting and communicating complex information in a variety of formats
- Effective communicator with the ability to document processes in a concise but comprehensible style
- Strong critical thinking and problem solving skills
- Very Good verbal and written communication skills
- Attention to accuracy as well as the ability to work under pressure and consistently meet deadlines
15 Business Risk Analyst resume templates
Read our complete resume writing guides
1
Business Risk Analyst Resume Examples & Samples
- Adherence review with risk framework
- Coordination and delivering of Risk Training / Awareness
- Coordination annual review on inherent risk landscape, risk scenarios design effectiveness and test definition of Key Procedural Controls (KPC) in partnership with Service Lines
- Facilitation of risk process (e.g. Internal Control Assessment Process)
- Quality Assurance (e.g. re-validation of SOX / KPC assessment)
- Provide assurance and advisory in relation to Regulatory Adherence, IS, BCM, O&O, NBI and policies
- Conduct risk analytics and execute risk administration such as risk reporting, MI, deep dives etc
- Liaise with GIA, ORC, L&C and regulators
- Bachelor Degree with 2 to 5 years experience in Operations within a financial institution or risk management in managed services
- Excellent communication skills and detailed oriented with strong analytical skills
- Having a strong sense of integrity, behaving consistently with expressed values and ethical principles of UBS
- Strong team player with some experience working in virtual teams
2
Business Risk Analyst Resume Examples & Samples
- Good understanding of Excel functions, macros, tables and charts
- Experience with handling large data in Excel
- Excellent presentation skills using PowerPoint
- Good understanding of other Microsoft Office applications, Adobe Acrobat, and SharePoint
- Sensitive and delicate understanding to data processing and reporting procedures
- Excellent written and verbal communication skills with the ability to engage in concise effective discussions
- Positive altitude and ability to learn and understand complex business drivers and processes
- LI-MK1* Requirements
- Basic statistics
- VBA
- BusinessObjects
- SharePoint design
3
Securities Business Risk-analyst Resume Examples & Samples
- At least 4 years banking experience of which 2 years should be in the operational risk (or other control/governance) environment
- Proven experience supporting and managing projects (tracking deliverables, identifying risks, issues and dependencies and producing papers for project steering committees)
- Minimum education qualification is a Bachelor's degree, although an advanced degree or certification would be considered a plus
- Understanding of the risk and control framework within the wealth management and brokerage industry, including strong knowledge of general compliance procedures and policies
- Experience using risk data to produce impactful management reports
- Ability to influence effectively at all levels and bring a variety of issues to resolution
- Work independently, possessing energy and confidence to complete projects with limited supervision
- Flexibility with different types of tasks and unforeseen, ad-hoc projects
- Prioritize work, meet tight deadlines, and have strong attention to detail
- Interact and communicate confidently and effectively with all levels of management, including executive management of the firm
- Project management skills working with both strategic and tactical projects
- Excellent communication skills - both written and verbal, ability to produce concise and effect presentations
- Position to be located in New York
4
Business Risk Analyst Resume Examples & Samples
- Managing client communications concerning the security of the Bloomberg product
- Analyzing market trends and developing standard documentation in direct response to the trends
- Overseeing risk and security policies relevant for specific business unit operations
- Maintaining compliance within specific business units to the organization's security policies, procedures and controls
- Collaboration across multi-departments to promote industry best practices and strategic organizational security efforts as well as the development of our IT security policies
- Development, maintenance, and oversight of operational information security procedures relevant to specific business units in compliance to the any regulatory requirements as well as Bloomberg's corporate security policies, procedures and controls
- 10+ Years' Experience
- Security and Risk Certifications such as CISSP or equivalent
- An understanding of the operational and technical infrastructure of financial firms and the financial markets
- Strong skills in developing relationships and partnerships with key stakeholders
- Ability to operate at both an operational and tactical level
- Strong cross-group collaboration and relationship management skills including directing & coordinating virtual teams to achieve deliverables
- Demonstrated change management, project management and problem-solving skills
- Bloomberg terminal experience a plus
- Exercise convincing leadership
- Ability to quickly prioritize according to business needs
- Proven consultative and customer relationship skills
- Attention to accuracy as well as the ability to work under pressure and consistently meet deadlines
- A keen analytical thinker with the aptitude to collate and validate data, evaluate the reliability of sources and the relevance of information to Bloomberg operations
- A demonstrated ability to work in tandem with other business units to ensure the consistency of communication and deliverables
5
Business Control Risk Analyst Resume Examples & Samples
- Monitors and tests control and business exception reports
- Conducts proactive reviews to target specific and high risk processes or functions, reviews procedures, training materials, controls and account testing
- Verifies accuracy and ensures compliance with plans, policies and procedures prescribed by management
- Develops and administers ongoing exception-based queries to test critical and sensitive transactions to ensure compliance with policies and procedures and identify emerging trends and issues
- Project management, audit and negotiation skills beneficial
- 1-3 years experience in controls, risk, compliance, audit or testing
6
Business Risk Analyst Resume Examples & Samples
- A number of key control reports are generated for stakeholders based on error and reversal history, client segmentation and at a transactional level
- The role also encompasses provision of support to the CRM function through the provision of maintenance of static data and authorisation of credit related facilities and transactions
- The candidate will be responsible for the oversight and maintenance of the bank's management control infrastructure across the PB Guernsey platform. Information is regularly provided to a variety of stakeholders both locally and in other CS locations
- Three to five years experience of a banking or investment operational environment is essential
- Candidate should have strong knowledge of MS Excel and Word
- Candidates will need to be accurate, self starting and have an enquisitive mind for the identification of and escalation of issues to a variety of stakeholders at all levels
7
Business Risk Analyst Resume Examples & Samples
- Bachelor's degree or higher degree in Engineering, Computer Science, Statistics or equivalent work/training is required; advanced degree is preferred
- Typically 2+ years of related analytical/technical experience
- 2+years of SAS programming experience (PC, UNIX or mainframe)
- Typically will have owned/managed a large/significant process for 12+ months
- Knowledge and understanding of financial services preferred
- Significant educational or work experience in relevant technical areas (e.g., programming languages: scripting experience with UNIX; database training SQL (Oracle or Teradata); statistical software SAS, and versatility with Microsoft Office applications
- Proficient with advanced programming techniques
- In depth knowledge of software tools and detailed knowledge of key business systems in sub-group and general knowledge of key bank systems
8
Business Continuity Risk Analyst Resume Examples & Samples
- Maintain recovery workarea and testing management systems
- Monitor and report on the automated notification system
- Optimize manual processes through systematic solutions. Provide support to the Belfast Country COB Coordinator by ensuring that business units implement and execute against Citi’s CoB Policy and Standards
- Prior Experience with database development (MS Access, MySQL, Oracle)
- Basic exposure to Business Continuity, Supplier COB Risk, and Records Management disciplines
- Able to develop productive working relationships with business and technical groups
- Ability to manage multiple projects and meet time commitments
- Strong project management skills Strong analytical abilities
- Intermediate to advanced knowledge of MS Office software products; web utilities
9
Securities Business Risk-analyst Resume Examples & Samples
- Working closely with the business, supervisory management, compliance and other control functions to define the scope of monitoring and surveillance business activities
- Initial review of business processes and subsequent design and execution of assurance testing procedures covering business critical areas
- Participation in testing and assurance as required by the annual Risk and Control Self Assessment Process
- Scope and design of Management Information (MIS) – compiling of data and producing regular reporting as required by senior management
- Regular liaison with front and middle office staff regarding review findings and where appropriate, escalation to senior management
- Ad-hoc regulatory remediation-related projects
- We are looking for a self-motivated individual who is enthusiastic and has a keen interest in risk and controls frameworks
- The successful candidate will demonstrate excellent organizational skills and attention to detail, including the ability to manage multiple work-streams to tight deadlines
- Proficiency with Microsoft Office is essential due to the data gathering and reporting elements of this role (Excel, PowerPoint, Visio, SharePoint)
- Given that the role will involve communicating with employees of varying levels, the individual will need strong oral and written communication skills
- The ideal candidate will have a solid foundation of experience gained within a financial institution (ideally within Wealth Management) including some monitoring experience (Audit, Risk, Supervision)
10
Global Am Business Risk Analyst Resume Examples & Samples
- Investment guideline monitoring for pension accounts and Japan investment trust funds
- Market risk and counterparty risk monitoring
- Support to manage / operate Japan risk committee which is the body for exhaustive review and discussion based on analysis, monitoring and status check on management and business risks, and for implementation of countermeasures if necessary
11
Business Risk Analyst Resume Examples & Samples
- Conduct business impact analysis on business changes and identify key risks among requests from departments
- Identify business units and practices to be affected by projects and determine ripple effects and take action to inform affected parties to proactively mitigate risks before implementation
- Extract requirements from business stakeholders and document requirements to understand nature and drivers of the change
- Act as support to stakeholders to plan, assign, and implement business changes through the company
- Collaborate with Gateway Compliance to ensure redlined policies are completed timely for approval and implementation
- Maintain appropriate project artifacts, including affected policies, information on system changes, information on risk changes, and project outlines
- Assist management with data compilation and reporting for risk assessment and data analysis purposes
- Create and/or edit written proposals, as needed, to help execute business changes and/or corporate initiatives
- Define and document the scope of projects and/or company initiatives; continuously reevaluate and analyze the scope to ensure it best fits business needs
- Listen to input and concerns from business units and work to find solutions before problems occur
- Draft written material to communicate all approved business changes to management; provide frequent and organized status updates and reports, and regular summary reviews
- Minimum of 2-3 years performing risk or business analysis
- Bachelor’s degree required, preferably in business, management, finance or equivalent
- Knowledge and understanding of business integration and the complexity of multiple business units
- Excellent organization, communication, and documentation skills
- Display professional, positive, and approachable attitude/demeanor and discretion
- Experience with financial services, consumer lending, or banking preferred
- Ability to present ideas and/or solutions to management
- Knowledge of commonly-used business practices, procedures, and concepts in consumer finance preferred
12
Business Risk Analyst Resume Examples & Samples
- Drive the consistent implementation of the GO risk framework within the Region
- Ensure appropriate Oversight & Governance is in place within the Service Delivery Organization
- Engage and challenge Service Delivery Assessment of Key risks of operational processes; partner with them and to drive sustainable Risk identification, assessment, monitoring, & remediation
- Advise and assist with the management of Audit Points, ORIs and action plans
- Program Implementation & Ongoing Oversight of global risk programs in support of the RRM "Virtual Team" concept (EUAs, KPCs, Risk Events, etc)
- Ongoing Risk Assessment & Reporting
- Risk & Incident Root Cause Analysis
- Provide efficient & effective risk summaries and metrics reporting to meet risk & regulatory management requirements accross multiple reporting functions (Legal Entity, regional, Service Delivery)
- Defining & implementing an ongoing Key Metrics Review and Calibration process
13
Business Integrity Group Risk Analyst Resume Examples & Samples
- With limited supervision, conduct specialized research for risk assessments of existing and potential banking relationships. Obtain, understand, and analyze data needed to mitigate risk, which includes but is not limited to: bankruptcies, liens/judgments, federal and state civil and criminal court records, administrative filings, professional licensure status, industry related government regulations, sanctions, property and asset records, news sources, Office of Foreign Assets Control (OFAC) and other watch lists
- Analyze and evaluate information produced by research to detect anomalies or inconsistencies, recognize patterns of corporate or individual conduct, identify risk-relevant issues and determine whether additional research is warranted
- Verify information provided by clients and evaluate for accuracy
- Gather comprehensive data on subjects by data mining numerous databases, assigned computer applications and the Internet
- Communicate findings and results with appropriate lines of business and advise the lines of business of the risk potential and other meaningful information that can assist in making informed decisions about prospective business
- Create client profile records with a high level of confidentiality, security and data integrity
- Perform monthly follow-ups with credit officers regarding the review quality and risk avoidance related to the Business Integrity report. Document the status of the lending relationship for accurate reporting and risk avoidance calculations
- Produce reports and communicate recommendations to senior personnel and management
- Identify and contribute to areas of change in all Business Integrity Group operations that will increase effectiveness, efficiency and improve BB&T's risk avoidance efforts
- Bachelor's degree in Business Administration, Finance, Accounting, Criminal Justice, or equivalent education and related training
- One year of analytical experience or an equivalent combination of relevant studies and work experience
- Working knowledge of business law, litigation and court systems
- Demonstrated proficiency in basic computer application s such as Microsoft Office software products
- Produces high quality work and is attentive to detail and accuracy
- Experience in audit bank operations, or paralegal work
- MS Access or database proficiency
14
CIB F&BM Risk Business Management Americas Analyst Resume Examples & Samples
- Work with Risk Technology and other LOB business managers to ensure successful and on-time delivery of CR critical technology. Specific duties include
- 2 + years work experience in financial services
- Self-starter able to prioritize key tasks effectively
- Good judgement, maturity and poise to enable interaction with senior level staff
- Thoughtful analytical skills; able to develop, clearly present and draw conclusions
- Ability to work well under pressure in a demanding working environment
- Strong proficiency in standard software tools
- Business Management, Finance and/or Risk experience preferred
15
Global Small Business Banking Risk Analyst Resume Examples & Samples
- Highly proficient in database management, including ability to work with large data sets – Required
- Highly proficient in MS Office – (Excel, Access, PowerPoint) – Required
- Strong quantitative skills, including basic knowledge of accounting, financial reporting, credit analytics, statistics and risk modeling
- Basic knowledge of credit and banking products
- Basic knowledge of credit risk management concepts and regulatory environment spanning both commercial delinquency-managed (Retail) and classifiably-managed (Wholesale) portfolio management
- BS or BA and Risk Management experience preferred
- Strong organizational skills in demanding environment, including ability to work independently, prioritize workload, demonstrate attention to detail and meet deadlines
- Strong written and verbal skills, including ability to communicate concisely and clearly
- Strong interpersonal skills, including ability to work in teams as well as willingness to take initiative, learn quickly and expand responsibilities rapidly
16
Risk & Control Business Intelligence Analyst Resume Examples & Samples
- Working with a virtual global team producing reporting in support of IBCM RCG
- Enhancing and reviewing of existing reports / processes to manage effectiveness across the reporting portfolio
- Design, development, and advancement of MIS reporting and BI analytics for IBCM RCG, including upskilling of relevant tool knowledge
- Act as a liaison between IBCM RCG and other stakeholders to actively provide support and provide solutions for reporting needs
- Set up and manage production schedule for reporting portfolio, including ensuring business continuity
- Reviewing and documenting current front to back processes of reporting where not already completed. Then ensure appropriate ongoing review and enhancement
- Working with data providers throughout Credit Suisse as needed to improve flow of data fields and ensure accuracy front to back
- Working alongside external vendors to drive accuracy, completeness and timeliness of reporting data
- Developing network within IBCM to ensure efficiency in client service delivery
- Contribution to and support of Risk and Controls management initiatives
- 2-5 Years’ Experience in Reporting, BI Analytics, and / or MIS; working with virtual teams a plus
- Solid PC skills (Proficiency in MS Office suite is essential), report writing and programming skills are an advantage
- Knowledge of VBA, MS / SQL, Tableau Data Visualization Software is a plus
- Solid analytical / problem-solving skills
- Comfortable working with and critically interpreting large data sets
- Extensive knowledge of Data, Applications, and "front to back" processing & architecture
- Solid Communication & Interpersonal skills to engage with various stakeholders
- Ability to develop networks to solve problems more efficiently
- Change or Project Management experience a plus
- High control focus and understanding across reporting teams and processes
- Ability to prioritize tasks and remain organized in a high pressure environment
- Knowledge of Investment Banking, and/or Wealth Management industries preferred
- Six-Sigma / Lean Process Excellence mindset to perform root cause / response analysis is a plus
17
Business Integrity Group Risk Analyst Resume Examples & Samples
- Independently conduct specialized research for risk assessments of banking relationships. Obtain, understand and critically analyze data needed to mitigate risk, which includes but is not limited to; bankruptcies, liens/judgments, federal and state civil and criminal court records, administrative filings, professional licensure status, industry related government regulations, sanctions, property and asset records, news sources, Office of Foreign Assets Control (OFAC) and other watch lists
- Analyze and evaluate information produced by research to detect anomalies or inconsistencies, recognize patterns of corporate or individual conduct, identify risk-relevant issues and recognize warning signs of potential risk
- Examine assumptions, discern hidden values, recognize the existence (or non-existence) of logical relationships between subjects and determine additional avenues of research
- Exercise judgment and decide from a substantial amount of data which information is reasonable and relevant to making an informed credit decision for inclusion in the Business Integrity report with an emphasis on quality, accuracy and time management
- Interact and provide risk reduction support to lending lines of business including Commercial Credit Administration
- Responsible for properly documenting client profiles within the scope of information security and ensuring the protection and privacy of information assets
- Manage data in the centralized case management database to measure case categories, regional data, total risk, risk avoidance and risk identification
- Interact with management to determine acceptable levels of risks as the risk profile and trends change, and align the Business Integrity Group program accordingly
- Continually evaluate, recommend or implement process/system improvements
- Cross-train new analysts on research methodologies, analysis techniques and effective data mining processes
- Stay informed of current fraudulent trends in the financial services industry. Maintain current knowledge of all federal, state and local regulations as well as operate in conjunction with internal policies and procedures
- Three years of analytical experience or an equivalent combination of relevant studies and work experience
- Excellent verbal and written communication, organizational, and interpersonal skills
- Ability to understand and summarize large amounts of information in a concise manner while managing deadlines and prioritizing workload
- Advanced degree in Business Administration, Accounting, Risk Management, Finance or Criminal Justice
- Certified Fraud Examiner
- Demonstrate a general understanding of major aspects of credit and has a clear understanding of the basics of lending and finance
- Law enforcement experience or related professional training
18
Business Risk Analyst, VP Resume Examples & Samples
- Strong analytical skills, and must be able to multi-task and complete projects on time
- Advanced skills in the use of Microsoft Word, Excel, Access and PowerPoint
- Excellent communication skills (spoken and written) in English and Spanish/Portuguese
19
Senior Business Risk Analyst Resume Examples & Samples
- Assess and monitor the Risk Control Framework and identify control gaps for risk assessment
- Partner with accountable parties on assignments to provide guidance and support development of viable solutions to remediate the risk(s)
- Develop and execute test plan (e.g., via analytics, review, detailed testing) to ensure identified risks are remediated. Formally document validation/results and escalate any un-remediated risk(s)
- Evaluate the adequacy and effectiveness of internal controls performed at CNO vendors to identify key controls, weaknesses, and compensating controls. Identify areas for improved control, cost savings, and operational efficiency
- Complete work timely and accurately to ensure milestones are achieved, implement effective problem solving skills to meet project objectives & deadlines
- Researches industry best practices, share concepts with peers, and apply principles to risk mitigation strategies for assigned projects
- Ensure risk register data is current for accurate reporting/trending
- Monitor deadlines and ensure expectations and service levels are met
- Actively participate in key initiatives; assist in documentation of key processes, applications, and risks
- Identify matters and issues that should be reviewed and/or escalated to higher levels of management
- Keeps departmental process and procedural documents current
- Proven critical and analytical thinking skills and ability to assess risks
- Experience in insurance industry strongly preferred
- Problem solving & ability to ask strong questions to help others see areas that may lead to problems (i.e., Critical Thinking)
- Relationship Management: builds with peers, risk control functions, business partners, key stakeholders, and vendors
- Facilitation & Negotiation: ability to facilitate a team to consensus on solutions. Holds others accountable to primary objectives & deadlines
- Manages conflicts & issues through to resolution
- Ability to be organized and prioritize multiple tasks and assignments in order to meet deadlines; seeks direction as appropriate
- Collaboration & ability to excel in teams and work with a wide variety of individuals from administrative to higher levels of management
- Strong work ethic, initiative, team work, and flexibility to assist department in meeting organizational goals
- Outstanding verbal and non verbal communication skills (writing, editing, and presentation)
20
Ipb-consumer Business Operational Risk & Control Quality Analyst Manager Resume Examples & Samples
- Ability to use Microsoft tool suite (Excel, Word, Access, PowerPoint)
- 5-10 years of significant experience in the banking industry
- Minimum 3 years in AML, KYC, CRF related matters
- Proven success in a client-focused environment and with process improvement projects
- Bachelor of Arts or equivalent experience; Master’s Preferred
- Strong sales and influencing skills; ability to build support and consensus
- High level of energy and enthusiasm
- Bilingual – English and Spanish; Portuguese a plus
- Proactively process requirements until completion
- Ability to report to Senior Management levels
- Ability to build strong positive relationships and leverage them
- Able to think outside the box
21
Ipb-consumer Business Operational Risk & Control Exam Management Analyst Resume Examples & Samples
- Coordinate activities with Citi’s Government Relationships Senior Managers (Regulatory Updates)
- Collect and classify documentation from IPB US Senior Managers (Regulatory Updates) for exam management artifacts delivery
- Interaction with Citi’s lead Auditors and Compliance Testing lead reviewers to coordinate activities and to represent IPB US Business and Operational processes
- Interaction with IPB US leadership team members to coordinate resources assigned to the reviews
- Coordinate responses with Senior Supporting Partners (AML Advisory, Global IPB Director, Compliance Director)
- Prepare and maintain schedule of reviews (external and internal) with key Audit and Compliance Testing leaders
- To lead senior multidisciplinary teams from different functional areas (Operations, Client Experience, Marketing, Sales, etc.) to ensure proper review responses
- Partner and Manage interaction/communication with IPB US leadership team members
- Prepare governance forums to address reviews status updates for the IPB US leadership team
- Design and maintain the artifacts repository for all IPB US reviews (internal and external)
- Documentation: Meeting / review notes, attendance tracking, work stream follow-up
- Ownership: Ability to think conceptually as to the packaging of information (i.e. Am I giving my audience the best information to make actionable decisions?)
- Coordination: Comfort speaking on phone, hosting calls with partners of all levels, Analysts, VP, Directors, Managing Directors across various functions and regional management
- 5+ years of experience with a financial institution
- 3+ years of prior audit reviews experience required
- Prior regulator exposure experience a plus (OCC, FINRA, CFPB, etc.)
- Experience influencing partners on business or project management
- Bi-lingual (English and Spanish or Portuguese) a plus
- Excellent writing skills (C-Level Communications and presentations)
- Strong background in Microsoft Office (e.g. PowerPoint, Excel)
- Excellent influencing skills - Must be team oriented and collaborative
- Good interpersonal skills and experienced with managing relationships at senior level
- Positive attitude, proactive, change promoter
- Strong interest in Risk Management, AML or possess risk certifications (e.g. CAMS) a plus
- An ability to proactively and effectively manage internal and external reviews
- Strong project management, audit reviews and communication skills (both oral and written) are required
22
Business & Risk Analyst, Dangerous Goods Resume Examples & Samples
- Enable effective decision making by retrieving and aggregating data from multiple sources and compiling it into a digestible and actionable format
- Analyze and solve business problems with focus on understanding root causes and driving forward-looking opportunities
- Communicate complex analysis and insights to stakeholders and business leaders, both verbally and in writing
- 2+ years of professional experience in analytics, business analysis or comparable consumer analytics position
- Demonstrated experience in preparing and executing presentations of technical and business level data
- Proven problem solving skills, attention to detail, and exceptional organizational skills
- Ability to deal with ambiguity and competing objectives in a fast paced environment
- 4+ years of relevant experience in a business analyst/data analyst/statistical analysis role
- Understanding of data warehousing, data modeling concept and building new DW tables
- Dangerous Goods/ Hazardous Material Regulation experience
23
Senior Business Risk Analyst Resume Examples & Samples
- 7 +years' experience as business analyst
- BS/BA degree in finance, mathematics or related field is required
- Strong analytical skills and ability to work with limited direction
- Experience in systems, reporting and data analytics, able to synthesize and/or simplify data, ideas, models, processes or systems
- Ability to make effective decisions and to think analytically
- Customer contact experience and ability to work well under pressure managing multiple priorities
- Advanced skills in Microsoft Excel including Pivot tables/charts, MS Word, Outlook and Internet usage
- Knowledge of Power Point presentation and Business Objects
- Knowledge of e-commerce payment processing
24
Business Risk & Control Management Analyst Resume Examples & Samples
- Review of corporate policies and departmental procedures
- Following up on open items and deliverables with line managers
- Maintaining files and reporting requirements
25
Business Unit Risk Analyst Resume Examples & Samples
- Perform risk analysis to determine level of risk to the bank and recommend action(s) to mitigate risk
- Monitor and interpret policies, processes and procedures for assigned line of business and support business line with updates/changes as required
- Work collaboratively with business units and others on the implementation of new regulations
- Represent the business on risk and compliance committees as assigned
- Educate and train business unit on risks that affect them
- Ensure compliance training requirements are properly communicated and completed
26
Business Unit Risk Analyst Resume Examples & Samples
- Responsible for management and administration of Retail Customer Contact Center sales incentives compensation nationally for 250+ employees at two sites (MI and TX)
- Acts on behalf of contact center on corporate-wide projects across multiple markets
- Partners with Customer Contact Center Management and Incentive Compensation on issues/initiatives related to incentives and sales reporting technology
- Actively participates in designing Retail Bank sales campaigns with National Sales Management
- Creates databases and advance reporting
- Leads and/or participates on project teams. Projects may be complex and involve systems and/or product changes. They may have staffing (FTE) changes and may be controversial. They may be matrix managed and have multiple stakeholders as well
- Ensures integrity of the program through overseeing audit process
- Manage the day to day operations of the sales support staff
- Works with National Sales Management to create campaign criteria for Retail Bank, negotiate incentives and create reporting for Customer Contact Center
27
Business Risk Analyst Resume Examples & Samples
- Achieve deep understanding of Risk Management Systems and business workflows
- Create business requirements/specifications documents for the development team to implement
- Ensuring all requirements are reviewed, acknowledged, and properly handed off to the appropriate technology and business teams as quickly as possible
- Help create and execute test cases to ensure any new/changed data is appropriately tested to ensure compliance with the business rules
- Help defect tracking and resolution
- Working with internal groups to identify and resolve any issues identified during testing
- Support day to day Risk Management activities such as, but not limited to, data analyses and risk monitoring
- Bachelor’s Degree or equivalent in Finance, Economics, Computer Science, or related field. Master’s Degree preferred
- 1 years’ experience in a business analyst position or equivalent role
- Ability to work independently and productively under pressure
- Very Good problem-solving, analytical, technical, and troubleshooting skills
- Very Good verbal and written communication skills
- Very Good organizational skills and decision making ability
- 1 year of experience using Microsoft Office Suite
28
Risk Business Intelligence Analyst Resume Examples & Samples
- College degree required; economics, finance, engineering, computer science or other analytical discipline from a recognized university with a strong engineering and/or math pedigree
- Self-starter who possesses an intellectual curiosity and desire to contribute innovative data solutions in a dynamic global team-focused environment
- Strong analytical aptitude with a conscientious attention to detail
- Excellent communication skills, both verbal and written, and an ability to present ideas concisely and persuasively
- 2-3 years of work experience in a data-centric / reporting role is highly desirable with a preference for financial data management or risk
- Development experience in Business Intelligence Tools (e.g. QlikView, Tableau, Cognos)
- Strong technical skills with large industry standard databases (e.g. DB2, Sybase, Oracle, etc.)
- Knowledge of SQL and the ability to query complex data sets
- Knowledge of Python, R or VBA programming languages is desirable
- Experience with operational risk practices is a strong advantage but not mandatory- A solid understanding of risk management concepts such as statistics, stress testing and scenario analysis is a strong plus
29
Business Risk Analyst Resume Examples & Samples
- Oversee daily regulatory reporting processes and compliance with internal or regulatory initiatives including OATS, ACT, Reg SHO and Affirmative Determination, AUTEX and Reg NMS
- Review, reconcile and document various exception reports
- Develop and maintain tracking metrics for management reporting, escalation and review
- Maintain control documentation needed for the various internal, external and regulatory reviews
- Coursework in Business Administration, Economics, Finance, Accounting or Computer Science a plus
- Series 7 and 24 a plus
- Knowledge of Qlikview programming a plus
- Exposure to database and data warehouse applications a plus
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Business Risk Analyst Resume Examples & Samples
- 5 or more years of experience in banking compliance, risk management, legal or other control-related function in the financial services industry
- Should be a self-starter and organized, and must have the ability to work independently, without supervision
- High aptitude for proactive problem analysis and resolution
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Business Unit Risk Analyst Resume Examples & Samples
- Promote, support and facilitate first line of defense of all risks and their effective control
- Monitor controls necessary to ensure adherence to company and business line policies and procedures
- Track and promptly escalate material issues, particularly those with a significant impact on the company's financial, operational or reputational standing; assist in developing and implementing corrective actions
- Assist in performing impact assessments of changes to laws and regulations
- Assist with the development of risk metrics
- Conduct the business line and risk control self-assessment process
- Assist in the timely remediation of business line risk and compliance issues, including internal and external audit observations and regulatory findings; track and escalate corrective action matters as necessary
- Monitor ongoing business line activities, including the following
- Risk metrics and measures, including development of new key risk indicator (KRI) and key performance indicators (KPIs) to ensure business line risk management practices adhere to company's risk assessment system (RAS), established risk policies, and are structured to support successful execution of business goals and strategies
- Monitor exceptions to business line processes to ensure compliance with all applicable policies and procedures; provide exception reporting to the business executive
- Assist in the conduct of issue root-cause analyses; identify any risk trends that may result in consistent business process errors and mistakes
- In close collaboration with area manager, determine the need for further escalation of any issues
- Support business line management in maintaining policies, procedures and internal controls
- 5 - 7 years relevant experience and knowledge of sound risk management practices for mortgage servicing functions
- Demonstrated understanding of risk management and internal control principles, including what constitutes effective control design
- Ability to analyze and provide a credible assessment of the effectiveness of risk management and internal controls within an assigned area
- Effective verbal and written communication skills, with ability to communicate at all levels of the organization
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Business Unit Risk Analyst Resume Examples & Samples
- Monitor self-assessments of operations that support the business line and report results
- Conduct periodic testing to ensure policies, regulations and procedures are being followed
- Maintain documentation of self-tests, audits, reviews, findings and ratings
- Assists with testing and maintenance of departments' Business Continuity Plans
- Interpret policies, regulations and procedures in order to determine risk
- Document instances where policies, regulations and procedures were not followed and escalate as appropriate
- Answer policy and procedure questions from the field
- Participate in small to medium sized projects ensuring that risk and compliance are represented
- Identify training enhancements based on the results of self-assessments and develop training as required
- Bachelor's degree from an accredited university
- 5 years of experience in financial services industry
- 3 years of experience with financial, regulatory, and audit issues
- 1 year of experience with developing and implementing internal controls, policies and procedures
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Senior Business Risk Analyst Resume Examples & Samples
- Education: B.S. degree in accounting or related field, Masters preferred
- Experience: Three to five years auditing, accounting, or business analysis experience, preferably within the healthcare industry
- Other Skills & Knowledge: - Knowledge of audit standards and practices with strong analytical capabilities
- Ability to establish credibility and interact with all levels of management
- Must be able to communicate clearly and establish and maintain effective working relationships
- Ability to identify internal controls and understand significant business risks to the organization
- Possesses project management skills related to time and task management
- Must be proficient with computer software, primarily MS Office (Access, Word, Excel and PowerPoint)
- Preferred: Masters preferred. CIA, CPA, or CFE certification preferred
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Business Unit Risk Analyst, AVP Resume Examples & Samples
- Lead management and oversight of all regulatory and audit inquiries
- Responsible for the coordination and preparation of audit and exam responses
- Recommend ways to reduce turn times while balancing operational risk
- Analyze and make recommendations on department policies, processes and procedures
- Partners with the business unit(s) to ensure all, processes and procedures are in compliance with policies and federal regulations
- Management of and/or participation in medium to large sized projects related to risk and compliance
- Work on strategic initiatives and risk related projects in order to assess and mitigate risk and ensure controls are established
- Bachelor's Degree AND 7 years of related industry experience
- 3 years of experience with financial, regulatory examination, and audit issues
- 3 years of experience developing and implementing internal controls, policies, and procedures
- 3 years of experience working with MS Office Suite, including Word, PowerPoint and Excel
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IT Risk Business Intelligence Analyst Resume Examples & Samples
- Work closely with IT and other control areas to ensure the initial design and enhancement of IT products , processes and best practices are in line with the risk profile of the Firm
- Act as a risk liaison to IT and other disciplines across the firm to coordinate and/or manage IT risk assessments and mitigation activities as needed
- Support and Develop metrics and measurement systems that identify weaknesses in controls and drive remediation
- Maintain and development of KRI Reports to ensure control accuracy
- Automation of daily processes
- Support the execution of IT and Tech Service’s Risk & Control Self Assessments (RCSA) in accordance with the ERM and IT Risk policy and program
- Support the development of new IT risk initiatives, including policies, processes and awareness programs
- Support risk management processes to identify risk findings, enable control evaluation, recommend solutions, validate remediation plans and facilitate implementation and residual risk acceptance
- Support the coordination of risk mitigation projects, as needed
- Conduct IT Risk Assurance program supporting activities to assess compliance with the firms’ policies, standards and procedures
- Facilitate IT risk exception processing as needed
- Assist in IT framework related projects as needed including ITIL Service Management, Systems Development LifeCycle and Enterprise Architecture
- Support the dissemination/communication of policies and procedures to IT, Tech Services and BBH employees, where applicable, to ensure IT risk mitigation processes are effected across business lines
- Support effective communication with IT and BBH areas to ensure that the IT related policies, standards and procedures are implemented as deemed appropriate for BBH. Deliver and continue to enhance management level reports on the progress and state of IT Risk programs and initiatives
- Become knowledgeable of the standard Archer tool-set for maintaining, communicating and reporting on policies, standards and procedures
- Bachelor’s degree or equivalent work experience or specialized training required
- Some IT work experience which may include Information Security, IT Enterprise Architecture, IT Governance, Risk and Compliance areas
- 1+ years of experience in data analysis as applied to security policy and compliance, understanding and identification of patterns in data
- Strong Excel skills and ability to maintain and develop database
- Excellent interpersonal, communication ( oral and written), organizational, and decision-making skills
- Strong ability to communicate technical information to non-technical staff
- Demonstrates integrity, good judgment, tact in communication and decision making
- Demonstrates ability to think creatively while accounting for multiple perspectives in any given scenario
- Ability to recognize patterns in structure and unstructured data and to draw appropriate connections between seemingly disparate pieces of information
- Flexibility to adjust quickly to multiple demands, shifting priorities
- Familiarity with IT related Regulatory and Industry Best Practices and Standards including ITIL, FFIEC, COBIT, ISO, NIST
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Business Risk Analyst Resume Examples & Samples
- Identify and investigate operational risk events, ensuring root cause analysis and control assessments. This will involve undertaking ‘deep dive’ reviews on significant and complex events
- Identify process/control weaknesses and raise issues and associated actions, where required. This will involve notifying responsible owners and providing sufficient oversight to ensure the issue is managed to completion
- Undertake process end-to-end reviews, and implement operational risk controls that conform to best practice, as required
- Conduct and maintain annual risk and control self-assessments across the business
- Co-ordinate the collection and updating of key indicators across the business
- Liaise with employees across the group, to ensure successful embedment of the operational risk framework
- Provide support, education and training to the business to build risk awareness and culture across the group
- Keep up to date with regulatory requirements and industry best practice in operational risk management
- Create, maintain and develop positive working relationships with all stakeholder, internal and external, to support the achievement of key outcomes
- Contribute to the delivery of risk management information for use by a number of stakeholders including the Board, clients and external bodies
- Some experience in operational risk
- An understanding of operational risk frameworks and of the control environment surrounding asset management and operational risk, including reporting and analysis
- Detailed, methodical and accurate with an analytical and investigative approach to work
- Confident using IT systems
- Effective communicator with the ability to document processes in a concise but comprehensible style
- Excellent oral and written communication skills, experienced in presenting and communicating complex information in a variety of formats
- Teamwork – Work effectively as part of a team and ensures that best practice and knowledge is shared with others in the team
- Planning and Organizing – Is comfortable working to deadlines and can effectively prioritize own workload to deliver in line with agreed timescale
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Business Risk & Control Management Analyst Resume Examples & Samples
- Participate in BCRM related committees and forums
- Assist to develop & evolve Americas BCRM function into a robust, independent, effective function that is fully integrated as valued members of the region, where they bring integrity & insight to their reviews and analysis, ensure key issues & risks are proactively identified & focused on, and hold local functional heads firmly to account
- Through routine engagement, maintain & build strong credible respectful working relationships with all BRCM Americas functional heads & senior managers to ensure the key ORIC / BCRM disciplines (i.e. MS-IIs, KRIs, Op risk events, Brightlines, RCAs, Audit & Exam etc) are well understood and drilled down within each function
- Improve GBM Americas control environment via the development & evolvement of the BRCM program
- Understand, follow and demonstrate compliance with all relevant internal and external rules, regulations and procedures that apply to the conduct of the business in which you are involved, specifically Internal Controls and any Compliance policy including, inter alia, the Group Compliance policy
- Maintain HSBC Internal Control standards, including the timely implementation of internal and external audit points together with any issues raised by external regulators
- A strong self-starter / personality with the experience and background to act effectively in driving the BRCM discipline forwards and the confidence to challenge management and established norms
- Knowledge of general operational risk & control practices and disciplines
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Senior Analyst, Global Business Risk Resume Examples & Samples
- Support the end-to-end investment prioritization process
- Manage the collection of detailed milestone and Key Performance Indicator (KPI) data for large quantities of business cases
- Liaise with various business DRIs from a broad range of functions throughout the Company
- Analyze KPI and milestone data for accuracy, integrity, and trends
- Create and maintain ongoing value assurance reporting for various stakeholders (internal leadership, Company Management, Board of Directors)
- Administer and maintain databases / repositories used to track the status of Company investments
- Work in conjunction with business functions and Global Business Risk leadership to develop both Key Risk Indicators (KRIs) and risk tolerance indicators
- Ongoing collection and assessment of KRI and risk tolerance data to be used to inform management of the Company’s risk profile
- Work with various stakeholders to manage and maintain other key risk based information (e.g., risk registers, audit reports etc.)
- Create and maintain ongoing risk reporting for various stakeholders (internal leadership, Company Management, Board of Directors)
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Business Management & Risk Analyst Resume Examples & Samples
- Support the Chief Administrative Officer to deliver on key projects for the Client Strategy Officer and underlying businesses
- Actively lead the implementation of the global Vendor Management Framework for all Client Strategy Office vendors and provide ongoing oversight of the Vendor Management Framework evidences and KPCs
- Coordinate Client Strategy Office engagement in cross divisional activities including projects such as Records Management, Inter-entity outsourcing, process mapping and other ad-hoc requests
- Assist Client Strategy Office Risk Manager with risk management initiatives and reporting across Client Strategy Office businesses
- Collaborate with business managers across Client Strategy Office to maintain monthly operational dashboard and coordinate responses to inquiries from other areas of WMA including the CEO office
- Support the Business Management team with ad hoc projects such as preparation for strategic planning as well as assist with employee engagement efforts including town halls, training/development programs and service events
- Track sentiment of Client Strategy Office employees to identify key trends and work with leadership team to recommend and implement programs to address needs
- Working knowledge of financial services business
- Project management skills, strong analytical ability and attention to detail
- Strong interpersonal communication skills, written and verbal
- Ability to partner effectively with others and navigate the organization at all levels
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Business Risk & Control Management Senior Analyst Resume Examples & Samples
- Assist business managers in completing Risk Control Assessments (RCA). This will include (a) analysis of existing processes to determine the design as well as operating effectiveness of controls and (b) evaluation of internal/external operational events to quantify the financial, reputational & regulatory impact of failed controls
- Development or enhancement of monitoring tools to evaluate the operating effectiveness of the key controls in the Business. Monitoring will include reviewing key indicators, sample testing and conducting thematic reviews
- Internal control reviews of high risk processes including procedure testing, establishing test plans and test scripts, providing recommendations, providing feedback and reporting to the Americas Head of BRCM (as required)
- Preperation of monthly reports on business defined key risk indicators (KRI‘s), heatmaps and other reports that need to be sent to the HSS Risk Management team and the North America Global Banking and Markets Risk Management team
- Preparation of monthly US and Region Americas HSS Risk and Control Committee reporting
- Identification of Management Self-Identified Issues in a timely manner
- Documentation and monitoring of progress of remedial actions for issues identified through BRCM testing and by others, including Internal Audit, Compliance, Regulators, and Management Self-Identified Issues
- Perform other job-related duties as assigned (HELIOS maintenance, Daily Escalation Summary (“DES”) incident reports etc.)
- Ability to evaluate evidence obtained from the business in testing and recommend actions to senior management
- Minimum of bachelor’s degree in finance, accounting, business or related fields, CPA a +
- 3+ years banking/financial services experience within Operational Risk Testing
- Direct experience with internal control program development and testing – both from a Design as well as Operating effectiveness perspective
- Ability to document process flows and identify key control points (systems interface, departmental handoffs etc.) in order to highlight critical risks inherent within the processes under review
- Proven organizational skills with excellent work-paper documentation techniques
- Ability to communicate effectively and professionally with all levels within the organization
- Initiative, self-motivation and the ability to prioritize tasks and work independently under pressure
- Working knowledge of US Banking Regulatory requirements (Regs. W, R, 9, Transfer Agent, Trust Indenture Act are significant focus areas), as well as FATCA
- Working knowledge of SOX 404 front-to-back design and operating effectiveness testing
