Risk Reporting Resume Samples
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Risk Reporting Resume Samples
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BW
B Williamson
Bert
Williamson
18037 Lindsey Knoll
Phoenix
AZ
+1 (555) 253 2558
18037 Lindsey Knoll
Phoenix
AZ
Phone
p
+1 (555) 253 2558
Experience
Experience
Los Angeles, CA
Risk Reporting
Los Angeles, CA
Brown-Gleason
Los Angeles, CA
Risk Reporting
- Generating of risk reports, including market, credit and operational risk for the region and regional legal entities
- Training and migration of reporting processes from other APAC regions
- Provide oversight to Operations during UAT
- Development and ongoing maintenance of risk reports, including limit monitoring
- This role is perfect for a junior level candidate who wants to move into Risk Management. It will allow them to learn the Risk Management tools and procedures before moving into other more analytical and forward facing parts of the department. The normal progression is to join the team for 2 years before moving into the Analysis team in the future
- Responsible for communicating with locations, attending calls, drive conference calls with locations etc
- Analyse all risk measures, including VaR and Greeks, and complete periodic reporting to senior managers and regulators
Phoenix, AZ
Corporate Risk-risk Reporting
Phoenix, AZ
Farrell, Daugherty and Rutherford
Phoenix, AZ
Corporate Risk-risk Reporting
- Develops, automates, maintains and operationally supports reporting solutions
- Supports / contributes to the reporting solutions strategy
- Provides technology solutions consulting, training and support to user population
- Ensure existing data/information assets are identified, stewarded and leveraged across various groups Risk Stripes
- Extraction and mining of data from the source Risk systems
- Superior analytical abilities
- Interacts effectively with peers and senior management
present
Houston, TX
Senior Manager, Operational Risk Reporting
Houston, TX
Bechtelar LLC
present
Houston, TX
Senior Manager, Operational Risk Reporting
present
- Lead/contribute to the integration of the operational risk reporting framework components into risk reporting methodologies and processes
- Strategize on new reporting mechanisms to provide Operating Groups with increased transparency and an end-to-end view of risks
- Produce top-line, emerging risk and significant event reporting for the designated portfolio
- Enterprise net income through monitoring and mitigating operational losses
- Corporate Support Areas Heads (across 17 risk categories including AML, Information Security, Legal, Model Risk, Outsourcing, etc.)
- Promote awareness of the bank’s risk taking philosophy, risk appetite, policy, authority structure, procedures and processes
- Anticipate and prepare for emerging regulatory developments and maintain effective relationships with our regulators
Education
Education
Bachelor’s Degree in Finance
Bachelor’s Degree in Finance
Iowa State University
Bachelor’s Degree in Finance
Skills
Skills
- Strong basic quantitative skills
- Ability to work and solve problems independently, and be able to work in a fast paced, deadline oriented environment
- Strong knowledge of Excel and/or Access
- Strong knowledge of MS Excel and Access
- Ability to quickly assimilate and analyze large amounts of information
- Strong attention to detail, willingness to "roll up sleeves"; tireless work ethic
- Knowledge of market risk metrics and financial products
- Knowledge of financial products, both Fixed Income and Equities
- Advanced knowledge of MS Excel, Access and VBA
- Strong communication skills
15 Risk Reporting resume templates
Read our complete resume writing guides
1
Corporate Risk Reporting Resume Examples & Samples
- Scoping, designing and leading quality assurance tests to verify and assess risk components,reporting on the findings, and recommending action plans to address operational risks and process deficiencies
- Developing deep business process knowledge and staying abreast of business and regulatory changes
- Manage Risk Control Self Assessment (RCSA) processes across various risk reporting stripes
- Ability to bring agreement on measures to address these deficiencies
- Good foundation knowledge and experience in a relevant risk, audit or similar control function
- Ability to work with minimal supervision and commitment to self-development
- Willingness to share experience and deliver feedback to the wider team
- Strong Microsoft Excel/ Access skills
2
Risk Market & Legal Entity Risk Reporting Resume Examples & Samples
- Daily production and substantiation of Market risk reports on Positions, Value at Risk (VaR) and Stress Testing
- Implement and run ad hoc portfolio analysis for Market Risk Management
- Market Risk limits reporting and management
- Contribute to the aggregation of the firm’s Market Risk non-statistical exposures for weekly risk meetings and monthly risk report packages
- Assist in delivery of both tactical and strategic enhancements to relevant processes and reports
- Documentation of relevant Standard Operating Procedures
- Assist in managing the migration of existing reporting practices and tasks from NY, London and HK locations
- Assist in the development and standardization of Risk Reporting across LOBs (e.g. Corporate and Investment Bank, Commercial Bank, Asset Management, Private Bank)
- Eagerness to learn about Risk Management and Reporting
- Strong understanding of financial products
- Understanding of Market Risk metrics such as greeks, VaR, and stress testing; knowledge of MaRRS is a plus
- Advanced knowledge of Microsoft Office (mostly Excel and Powerpoint) and Business Objects
- Strong analytical, quantitative, and problem-solving abilities
- Good team player who can work well with colleagues of various levels, across multiple locations
- Excellent relationship building skills with the ability to listen well and influence others
- Self-motivated and comfortable working with large amounts of data
- BA/BS degree or equivalent required. Master Degree in field of Finance and Risk preferred
3
Risk-instrument Authorities Risk Reporting Resume Examples & Samples
- Relevant experience in the financial industry
- Proficiency using Microsoft products including Excel, VBA and Access
- Ability to work and solve problems independently, and be able to work in a fast paced, deadline oriented environment
- Strong organization and processing skills
- Ability to improve current processes and achieve efficiencies
- Team player who can interact at ease with colleagues of various levels
- Self-motivated, and comfortable working with large amounts of data
- Knowledge of market risk metrics and financial products a plus
- BA/BS degree required
4
Risk-legal Entity Risk Reporting Resume Examples & Samples
- Accountable for Legal Entity risk packs that are submitted to EMEA Senior Management, Risk Committees, CROs, Board of Directors and regulators. There is a critical need to focus on ensuring risk reporting is comprehensive, timely, and accurate so that all levels of risk management can use it to understand and manage the business in a timely and effective manner
- Ensure reasonableness and integrity of risk information before submittal
- Ensure consistency in practices and procedures around reporting of risks exposures across locations
- Establish of a cross line of business / risk stripe framework for the measurement and control of risks at the legal entity level
- Expand legal entity coverage and increase frequency of report production. Expand coverage of the other risk stripes (model, principal, reputational, etc.)
- Develop CFTC pages for JPM Sec PLC Swap Dealer registration
- Leadership & Influence Skills
- High degree of integrity, independence and impartiality
5
Consolidated Operations Risk Reporting VP Operations Risk & Control Resume Examples & Samples
- 8 years of related experience in the banking industry
- Strong relationship management skills and ability to influence others
- Material experience with operational risk disciplines; processes, risks andcontrols and familiarity with accounting systems/processes
- Strong leadership, and project management skills and ability to manage many competingpriorities
- Strong interpersonal skills and ability to communicate effectively in both oraland written form
6
Analyst, Risk Reporting Resume Examples & Samples
- Development, implementation, and maintenance of risk reports covering fixed income, commodity and equity trading activities as well as loans
- Representation at cross-functional working groups
- Strong knowledge of financial products, financial markets and risk drivers especially those within Fixed Income, Commodities, Equity Derivatives and Loans
- Minimum of1-3 years of experience specifically in Credit/Market Risk Reporting, Product Control with an emphasis on risk, or related risk control functions in a Bank
- Strong technical skills in VBA and SQL database queries are essential
- Experience in process improvement, particularly with regards to data accuracy and reporting
- Strong experience with Microsoft Office, including Excel, Power Point, Word
- Strong problem-solving abilities, excellent analytical skills and attention to detail
- Excellent communication skills i.e. solid writing and oral presentation skills
- Experience in working with Global teams across multiple divisions
7
CIO Middle Office Liquidity Risk Reporting Resume Examples & Samples
- Assist in development of requirements strategy, direction, scope and priorities in partnership with the business
- Act as a key point of contact for projects in scope for CIONA
- Assist in defining plans through a rigorous process of defining business requirements and project specifications
- Assist in testing implementation of CORE changes to the LRI reporting infrastructure
- Partner with the regional CIO teams, other corporate functions, and all lines of business to implement the newly created liquidity management and reporting capabilities
- Prepare ad hoc analysis supporting all liquidity risk management processes, controls and reports
- Define and implement detailed business processes and controls
- Utilize firm wide reference data scheme for remediation analysis and business reporting
- Minimum 6-8 years of experience in banking/financial services industry; liquidity management, balance sheet/business analysis, project management and/or treasury background a plus
- Posses strong product knowledge of fixed income and derivative products
- Must understand the intricacies and granular attributes that differentiate one product from another
- Strong interpersonal, relationship building and communication skills
- Posses strong knowledge of Bloomberg, RDI, GIM and other platforms that can be leveraged to obtain product reference data
- Self-starter and able to lead projects and influence across functional teams
- Excellent organizational and prioritizing skills
- Recognition of the business' and team's requirements and the willingness to step outside of a strict job description (understanding the 'bigger' picture)
8
Risk Reporting Resume Examples & Samples
- Generating of risk reports, including market, credit and operational risk for the region and regional legal entities
- Development and ongoing maintenance of risk reports, including limit monitoring
- Support of ad-hoc requests by global and regional senior risk management
- Working knowledge of the principles of credit risk and/or market risk
- Basic understanding of Risk Systems Infrastructure
- Strong basic quantitative skills
- Strong knowledge of Excel and/or Access
9
Risk Reporting Resume Examples & Samples
- Generation of risk reports, including market, credit and operational risk for the region and regional legal entities
- Basic understanding of Risk Systems Infrastructures
- Strong knowledge of MS Excel and Access
10
Operational Risk Reporting Resume Examples & Samples
- Primary responsibility will be to produce reports enabling Operational Risk Management to proactively assist in managing operational risks through risk assessment, anticipation, mitigation and recovery
- Primarily support ICG Operational Risk Management, with secondary clients including Latin America and Global O&T
- Provide information to Risk Management for senior level reporting, scenario analysis, audit, regulatory, and ad-hoc related queries
- Contribute to Citigroup’s Comprehensive Capital Analysis and Review for the Federal Reserve
- Develop an understanding of financial markets and key risk factors that contribute to losses faced by various Citigroup Business Segments
- Develop and maintain close working relationships with Operational Risk Management business coverage officers, Business Segments and other Control functions
- Design and implement effective control processes to ensure accurate and timely reporting for our clients
- Identify and implement automation and consolidation opportunities to continually improve productivity
- Liaise between Risk Management and Technology in order to enhance system processes and accuracy of data in the Event Data Capture System
- The ideal candidate will have a BS or BA and 5-10 years work experience in finance or a related control discipline (e.g. Risk Management, Reporting, Financial Control, Audit, Operations, etc.)
- Solid understanding of financial concepts and data analysis, or a track record that demonstrates high aptitude to learn these skills
- Ability to manage a full UAT cycle, coordinate testing between numerous stakeholders and agendas, then breakdown results of testing to highlight main points and provide explanations
- Advanced knowledge of Microsoft Excel and MS Access are a must, familiarity with Business Objects is preferable
- Capacity to maintain a high attention to detail and accuracy are essential while working against demanding deadlines
11
Head of Risk Reporting & Governance Resume Examples & Samples
- Maintaining and evolving the Risk Governance framework
- Ensuring that ERM has a complete set of policies and associated procedures and that these are in line with business needs and regulatory expectations
- 20+ years of relevant experience in large diversified Financial Services organizations facing multiple Regulators
- Ability to understand the risk reporting, governance and policy requirements of different business and risk stakeholders and design and implement effective risk reporting systems and processes to address them
- Solid understanding of the technology and operations involved in creating and delivering risk information and reporting capabilities
- Solid understanding of risk information and metrics and how they can be leveraged to produce insightful risk information and reports
- Ability to understand risk information to spot and highlight key interrelationships and trends
- Ability to communicate risk concepts and information to Senior Management and the Board
- Understanding of the Authoritative sources that apply to ERM from regulatory and industry bodies
- Experience interfacing and working with major Regulators, such as FRB, OCC, NYDFS
- A self-starter with excellent interpersonal, organizational, and leadership skills
12
CFO Risk Reporting & Governance Executive Resume Examples & Samples
- Management-Level Committees: Assume primary accountability for CFO Risk Committee (CFO RC) operations and secondary accountability for Asset Liability Market Risk Committee (ALMRC) operations. Responsibilities will include agenda planning, materials aggregation and distribution, drafting of meeting minutes, charter management, committee materials management, etc
- Board-Level Committees: Assist teammates as appropriate in supporting Enterprise Risk Committee (ERC) operations
- Document Management: Assume primary policy management accountability for certain CFO Group, CFO Risk and GST/RRP policies. Will provide secondary policy management support for certain other policies. Manage charter revisions for the CFO RC and its subcommittees, partnering with appropriate committee secretaries
- Reporting: Assume primary accountability for oversight and management of certain reporting related to the CFO Group's role with respect to the Swap Dealer Risk Management Program, various risk appetite statements and equity investment reporting. Assist teammates in monthly governance dashboard preparation for the CFO RC and its subcommittees
- Other: While the role will focus on day-to-day support of the CFO RC and the ALMRC, the candidate will also have exposure to broader governance rationalization work and will gain experience in the editing and drafting of governance documents
- Legal background and/or experience as a corporate secretary a plus
- MBA is a plus
- Experience at Bank of America (knowledge of the enterprise); experience in Finance,Corporate Treasury, Corporate Investments Group, Global Stress Testing - Knowledge of BoardVantage and SharePoint is a plus
13
Data Governance & Risk Reporting Lead Resume Examples & Samples
- Creates Data Governance framework that meets data objectives for the LOB
- Establishes and executes the Data Governance, which includes end-to-end process and data quality framework for assessing decisions that ensure the suitability of data for its intended purpose
- Executes enterprise data governance strategies in line with the organization`s business strategy and objectives
- Establishes the Data Governance Council, its vision and direction. Oversees the creation of data governance policies and standards
- Defines and implements Data Governance Management tools
- Works with business owners to defines and establish data quality rules and definitions consistent with department and organizations strategies
- Centralize existing MIS under one core team and manage SLAs and change-control procedures related to the MIS book of work
- Establishes processes to continuously monitor data quality. Ensures processes are in place to proactively detect, correct, and prevent invalid data values
- Establishes, communicates, and implements departmental plans, objectives, and strategies
- Participates as a member of the Management Team
- Manages direct reports, systems, and projects to achieve department/unit goals in accordance with Company policies and practices
- Prepares and analyzes department/unit plans and reports
- Provides leadership by exhibiting influence and expertise, thus affecting the results of the operating area
- Creates an effective work environment by developing a common vision, setting clear objectives, expecting teamwork, recognizing outstanding performance, and maintaining open communications
- Develops staff through coaching, providing performance feedback, providing effective performance assessments, and establishing performance & development plans
- Bachelors Degree. Masters degree in Engineering, Mathematics, Computer Science, Statistics or related field preferred
- 5 + years experience in Consumer Services
- Demonstrated experience working with semi-structured and/or unstructured data and data repositories used for data mining and innovation analysis
- Demonstrated management or leadership experience
- Extensive knowledge and understanding of Data Management
- Extensive knowledge and understanding of insurance and/or financial services industry
- Extensive knowledge and understanding of how data quality affects business decisions
14
Corporate Risk Reporting Resume Examples & Samples
- Project management, from the business perspective, of projects ranging from strategic to ad-hoc enhancements impacting the Market Risk Reporting and Control teams
- Business Analysis and documentation of current state process and data flows – engaging with product control, Market Risk reporting, GMR IT,Market Risk Coverage and Business Management
- Generation of detailed business requirement documents and use case examples in partnership with the stakeholder groups
- Build and maintain strong working relationship with Market Risk counterparts – GMR IT, Risk Reporting and Control teams
- Project management experience
- Experience in a Market Risk / Product Control / Risk Technology area
- Comfortable with conveying complex requests to Technology,Operations groups and senior managers
- Results-oriented / delivery focused; ability to deliver high-quality results under tight deadlines
15
Team Lead, Risk Reporting & Development Resume Examples & Samples
- Operations and Support: She/he will lead the team and perform operational duties where required. Key responsibilities are
- Implementing changes to the scheduled and manual operational tasks
- Monitoring operational schedule to ensuring that jobs are completed on-time
- Provide support by analyzing and resolving production problems
- Problems / errors are thoroughly investigated and resolved in a timely manner by involving the appropriate IT and business specialists
- Initiating processes and system enhancements to prevent reoccurrences of issues
- Planning and Designing: She/he will take the lead on the design and architecture for development processes. Key responsibilities are
- Designing and building applications of an efficient and quality nature
- Leveraging existing software and integrating the end product into the Risk Reporting environment
- Keeping abreast of leading edge of development practices
- Understanding and clarifying business requirements, concentrating on the current but keeping future requirements in mind
- Development: She/he will lead the team and perform development tasks where required ensure that the following key criteria are met
- Developing robust, scalable applications and processes
- Building data quality checks into developed applications and processes
- An appropriate level of documented unit testing is performed prior to implementation
- Metadata is captured for all transformations and processes, and an impact analysis is carried out prior to any enhancements
- User acceptance testing is performed when appropriate to ensure that the client agrees to the final deliverable
- Leadership: The position will require that the individual provide team leadership and technical coaching to full-time staff and contractors. Key responsibilities are
- Evaluate incoming requests by reviewing requirements and determining high level work effort
- Assign tasks to the team and define tasks and timelines
- Monitor team progress and ensuring that tasks delivered on-time
- Communicate status to management and clients
- 2+ years of experience in leading a development team
- 10+ years of development experience
- 5+ years SAS development experience (Base SAS, SAS-EG, SAS Access to ODBC, …)
- 5+ years of experience with developing in a UNIX environment (AIX experience is beneficial)
- Including UNIX scripting
- Knowledge of UNIX administration would an asset
- Experience in managing very large amounts of data (i.e. 100’s of GBs)
- Experience with relational databases like DB2, Oracle, and Neteeza
- 10+ years of advanced SQL skills
- Working knowledge of Microsoft SQL Server, SSIS, SSRS, SSAS, T-SQL Stored Procedures would be an asset
- Strong troubleshooting/problem solving abilities
- Advanced knowledge of Microsoft Excel, PowerPoint
- Experience in Financial Service industry, Risk Reporting and Risk Modelling would an asset
16
BCM Risk Reporting & Control Resume Examples & Samples
- Management of the Global Dispensations, Waivers and Breaches (DWB) process including control processes supporting risk acceptance and dispensation procedures
- Develop and embed the tracking and reporting of BCM-themed audit points and BCM control issues resulting from transactional ops reporting, compliance & capability reporting and conformance testing
- Develop and embed the process for the tracking of compliance and capability to BCM policy and standards
- Develop and embed the processes for the identification and reporting of residual risks
- Analysis and interpretation of data to identify emerging themes and trends
- An experienced and rounded business resilience risk & control manager
- Experience of governance, risk and control frameworks as applied to business continuity management
- Excellent analytical skills and demonstrable data analysis skills
- Ability to negotiate resolution plans and timelines with senior business and BCM management
- Knowledge of audit, operational risk and regulators
- Ideally, experience of global financial services industry
- Creative with an understanding of current styles and trends in reporting
- Advanced experience in Microsoft office, i.e Excel, PowerPoint, Visio
- Excellent stakeholder management skills
- Strategic thinker and pragmatic approach
17
Finance Risk Reporting Resume Examples & Samples
- Generate key risk indicator reports including points related to audit activity, regulatory compliance issues, and operational risk incidents
- Analyze metrics results to identify risk trends and potential issues - both in terms of data integrity or risk factors to escalate to management
- Partner with colleagues and internal clients in building out an expanded inventory of key risk indicators - ensuring alignment with control processes inventories and measurement of risk mitigation initiatives
- Microsoft product proficiency required (Access, Excel, PowerPoint)
- Experience in an audit, risk management or compliance function is a plus
- Highly motivated self-starter with the ability to set priorities, and monitor own workload to meet aggressive deadliness
- Demonstrates strong ownership and accountability for own work
- Polished interpersonal and written skills
- Strong qualitative and analytical skills
- Ability to work in a dynamic, and fast paced team environment
- Positive attitude and a strong team player
- Articulate and persuasive, yet team worker
- Energetic, entrepreneurial attitude
18
VP Risk Reporting Resume Examples & Samples
- Working with other business groups, business analysts and IT to identify and implement solutions for external or internal requests such as new reports, data quality improvements and reporting processes improvements
- Leading the development, implementation, and maintenance of risk reports covering most asset classes (e.g. fixed income, commodity and equity trading, loans)
- Experience working under pressure and performing to tight deadlines
- 5-10 years of experience in risk
- Strong skills of Business Analysis and proficiency with SQL, Excel and VBA are required. In general, the candidate needs to be comfortable designing database, using many tools to obtain and understand risk information
- Suitable candidates will have an excellent academic background, including a degree in a quantitative discipline, such as economics, finance, sciences or engineering
19
Analyst, Counterparty Risk Reporting Resume Examples & Samples
- Liaise with key BMO stakeholders, including Front Office Traders, Portfolio and Credit Managers to ensure information in Adaptiv is accurate and defensible
- Work with Project Developers and other stakeholders to ensure source system feeds are operationally sound and concise
- Participation in design, development and testing of Counterparty Credit Risk reports utilizing VBA-coding abilities to ensure information received is translated effectively for updates to Adaptiv
- Gather and analyze Counterparty Credit Risk data from the Legal department to update and maintain ISDA agreements
- Assign counterparty credit limits, risk ratings, tenors based on information provided through Treasury Booking Advice process
- Perform client and user data review in Adaptiv to ensure appropriateness of data representation
- Assist the team with other reporting commitments, projects and deliverables as required
- Respond and resolve ad-hoc queries that are requested
- 2 to 3 years of related work experience, preferably in a financial institution
- Bachelor degree in a technical field, i.e. Statistics, engineering, mathematics, economics
- Understanding of derivative products and market, and the risk associated with these products
- Demonstrated aptitude to work in a self-directed manner
- Ability to work under pressure and in a fast paced environment
- Strong MS Office skills, mainly Excel and PowerPoint
- Solid oral and written English communication skills
20
Assistant Manager Group Risk Reporting Resume Examples & Samples
- Integrating portfolio related summary reports to be presented in Group Risk Executive committee at product / country / cluster / Group level and reviewing the trends for effective management decisions
- Preparation and review of portfolio risk drivers including the risk mitigation plans for Group portfolio evaluation
- To compile monthly Risk Analytics pack, reviewing the RAF / MTP process followed across the business clusters
- Automation of critical MIS for review and monitoring quality control for speedy delivery
- Data source for GRCRMC pack presented by Group Risk, MBR pack and other packs compiled by finance
- Analysing portfolio packs from countries and research for country data facts for analysis and decision making for Group Directors
- Masters in Statistics, Mathematics, Economics ,operational research field, CA, Engineer, MBA
- SAS Database design, VBA programming skills and MI Report production experience
- Minimum 2 years of relevant experience in analytical consulting industry
21
VP Legal Entity Risk Reporting Resume Examples & Samples
- Ability to build consultative relationships with senior management, becoming a trusted partner for thinking strategically about the risk management and within the broader context of the overall JPMorgan strategy
- Understanding and experience with risk management methodologies, particularly the use of Credit rand Market risk Metrics: VaR, Stress, DRE, SRE, CVA, etc. A good knowledge of Financial Instruments, especially TCP and derivatives products and associated risks
- Extensive experience working with and influencing senior management to drive strategic decisions through conducting complex analysis, developing concise recommendations and preparing and delivering well designed presentations
- Able to work on a project mode basis, within a small team integrated within a large organization
22
Cio-alm Interest Rate Risk Reporting Resume Examples & Samples
- Develop ALM IRR model to "best-in-class" functionality –using Quantitative Risk Management (QRM), a leading Asset & Liability Management software
- Support reporting to senior management committees
- Enhance ALM IRR reporting by a) better illustrating components of interest rate risk (convexity, volatility, floor risk, basis risk, etc) and b) introducing analytics around sensitivity to model assumptions (prepayments, deposit pricing and attrition)
- Partner with Treasury / Finance teams in various businesses to model and quantify impact of all significant changes to modeling parameters
- Range of instruments includes deposits, mortgages, credit card loans, auto loans, Long-term Debt and other wholesale funding, investment securities (i.e. MBS, corporate & government bonds), derivative positions (interest rate swaps), and capital
- Support Investment Committee, Firmwide Risk Committee, CIO/Treasury business reviews, Operating Committee and Board of Directors Risk Policy Committee (DRPC)
- 5+ years of relevant experience (experience and/or interest in financial modeling is preferable)
- Bachelor’s degree in Finance, Economics, Statistics, Math or other quantitative field
- Strong analytical and quantitative skills, critical thinking, investigative problem-solving and decision making talents
- Strong written and verbal communication skills with ability to prepare executive level presentations
- Knowledge of standard financial concepts including present value analysis, financial modeling, and capital markets instruments
- Organized and able to execute responsibilities with minimal supervision
- Quick learner, can come up to speed quickly
- Strong technical skills (particularly in MS Excel and Access). Knowledge of VBA, SQL or other financial modeling platforms a plus
- Experience with ALM software systems (eg, QRM, Bancware, IPS-Sendero/Fiserv) a plus
- Familiarity with Asset & Liability Management, Interest Rate Risk, Funds Transfer Pricing and Quantitative Risk Management software (QRM) a plus
- CFA and/or FRM certifications a plus
23
Ccar Treasury Risk Reporting Senior Manager Resume Examples & Samples
- Partner with Risk Systems and Technology to design strategies automated solutions and ensure complete, correct and timely reporting
- Conduct high-impact analysis to support management decision-making
- Strong written and verbal communication skills including the ability to effectively communicate and collaborate with the various CCAR and functional teams (e.g. risk, finance, analytics, technology). Ability to facilitate discussions and conduct group meetings
- Risk/business/finance experience preferred; understanding of the Treasury function and processes a plus
- Solid analytical skills (Bachelors in a concentration with analytic focus, e.g. business, finance, economics, management information systems, etc.)
- Competence with Excel as well as the ability to work under pressure will be critical
24
Risk Reporting Intern Shared National Credits Resume Examples & Samples
- Understanding of regulatory landscape faced by banks and large financial institutions, with specific focus on Shared National Credits (SNC) reporting requirements
- Understanding of what the Risk Regulatory Reporting team is working on in support of ‘Getting to Strong’
- Tactical knowledge on various aspects of documentation requirements, creating analytics for management review, and structured lending products
- Become proficient in SNC reporting tool (with training) & help SNC team develop MS Excel and Powerpoint dashboards to be used with HQ and business review
- Prepare updates to Supervisory Affairs and other oversight groups to show status of process enhancement projects
- Candidate Basic Qualifications: Minimum
- 0 on
- 0 grade point average scale
- Relevant work experience
- Geographically mobile
- Legal authorization to work in the U.S
- MS Office (Excel, PowerPoint, Word)
- Must be willing to comply with pre-employment screening, including but not limited to drug testing, reference verification, and background check
- Must be willing to work out of an office in Chicago, IL
- Critical reasoning, problem-solving ability, creative thinking
- Prioritization and time management skills
- Inquisitive, self-directed learner
25
VA Hedge Modeling Operations & Risk Reporting Lead Resume Examples & Samples
- Direct the calibration, oversight, and maintenance of daily hedging model runs
- Provide guidance to staff in analyzing hedge model results based on theory of option pricing and actuarial/financial principles
- Oversee the communication of liability hedge model results to derivatives trade desk
- Ensuring hedge program compliance on a daily basis and monitor daily hedge performance
- Review daily and monthly hedge attribution reports and narrative of results
- Present results of attribution reports to business unit stakeholders and answer questions
- Manage relationships with business unit stakeholders
- Participate in ongoing model development efforts (e.g. define requirements, assist with testing, oversee deployment)
- Coordinate tasks and organize priorities for team leads
- Encourage professional development activities of all staff
26
Operational Risk Control Risk Reporting Resume Examples & Samples
- Experience within Investment Banking
- Excellent verbal and written communications
- Experience in project or program management
- Cantonese or Mandarin language capabilities a plus
- Experience managing and influencing stakeholders
- Experience in working in a matrix, regional APAC organization
- Previous controller, audit or Compliance experience desired
- Must be process oriented and have strong attention to detail
- Strong Microsoft Office Suite skills (e.g., Power Point, Excel, Access, Word)
27
Associate Manager / Manager Risk Reporting Resume Examples & Samples
- Provide analysis and ad-hoc reporting of retail portfolios to meet regulatory information requests and internal purposes
- Perform quarterly regulatory and economic capital reporting by business, and advise senior management and business units on changes in usage and performance measurement
- Supporting the capital implementation of new risk and capital models and/ or products across BFS
- Identify / deliver process improvements in retail capital reporting
- Assist with process development and implementation for capital reporting to Executive
- Building and maintaining a strong relationship with stakeholders across BFS and RMG
28
Senior Manager Retail Risk Reporting Resume Examples & Samples
- Responsible for the on-going designing, delivery, and monitoring Credit Risk key metrics, early warning indicators, and trending; designing/developing high level monthly/quarterly reporting packages to be circulated to outside departments and internal senior executive; providing management with accurate and timely periodic and ad hoc management information and balanced scorecard reporting; and supporting the understanding of actual and forecast information. This includes providing accurate and relevant comparisons, generating insightful outputs and communicating effectively with senior management
- Develop and execute risk and product analysis, drawing conclusions, and making recommendations to senior management on the proactive evaluation of credit risk indicators, strategies and policies. Assemble executive risk management reporting and commentary
- Design/develop an infrastructure to support distributed/site-based MIS, analysis & investigation and consistent/consolidated divisional MIS, analysis & investigation. Ensure technology infrastructure is ready to risk analytics, calculating key metrics, and applying performance measurement methodologies that are consistent with measure objectives and standard
- Control definition standards and maintain consistency among all of the area’s tools (Business Objects, OLAP applications, etc) and reports (Monthly and Quarterly Performance Report, Roll Rate Model, Vintage reports, Origination reports, and various executive reporting packages, etc) for Toronto based users and site users. Develop and promote the creation of accepted and uniform standards relative to generic risk-based terms, formulas, definitions and financial reporting numbers
- Ensure reporting and reconciliation processes are complianced with regulatory requirement. various reporting systems (including PPES, Roll Rate Model, Monthly and Quarterly Performance Reports, Vintage Reports, and various executive reporting packages.) are consistent and properly reconciled. Ensure that GL & source system data are reconciled, various reporting systems are consistent, and a clear, consistent portrayed of divisional numbers are always presented to executive. Maintain an audit trial of the reconciliation process. Design regular reconciliation/variance reports, ensure the deviation of metrics are clearly documented and investigated in a timely manner
- Ensure reporting development, production, and control processes are consistent with Bank’s standard end user computer policies; reporting process and definitions are adequately documented and periodically reviewed and updated
- Design, develop and continually improve/upgrade the analytical, forecasting, graphic/presentation tools. Stay abreast of advances in risk and performance analytics and apply those developments to the extent appropriate
- Thorough knowledge of retail credit products, policies, portfolios and delivery systems
- Substantial risk reporting experience will be required together with an understanding of risk data and statistics
- A strong knowledge of the Bank’s technical platform applications and financial information system
- Industry knowledge of trends and best practices
- Must be detail oriented, accurate and thorough
- Innovative by devising novel solutions that will streamlines processes and improve effectiveness
- Ability to influence and secure co-operationssistance from other department in International Banking (e.g. product areas, Business Information Systems and related systems project teams) and outside vendors
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Ccb-risk Reporting Resume Examples & Samples
- Review existing reports and create execution plan for development and roll-out of new reports, report enhancements or report eliminations
- Assist with selection of the reporting environment/tool, develop reporting and train end users
- Support other Firmwide risk projects and initiatives
- Comfortable working on cross functional teams, building strong partnerships and influencing skills. Adept at navigating within a large organization
- Self starter; comfortable working independently to meet deadlines
- Strong PC skills: Microsoft Office and Corporate defined reporting tools (SAS, Cognos, Tableau a plus)
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Senior Specialist, Risk Reporting & Analytics Resume Examples & Samples
- Develop IS/IM Risk reporting
- Leading the development of IS/IM Risk reporting that assesses the IS/IM Risk profile incorporating relevant and pertinent information from across the Bank
- Gather and analyze data to monitor risk exposure using key risk indicators
- Define IS/IM metrics and key risk indicators for risk and compliance monitoring
- Provide effective reporting oversight, ensuring reported measures are accurate, defensible and delivered in a timely manner to our internal and external stakeholders
- Present IS/IM Risk reports to target audience where appropriate
- Clarify questions stemming from IS/IM Risk reporting contents
- Stay abreast with industry trends and assist senior management in understanding the impact internally and where appropriate, make recommendations to respond to the emerging risks and trends in the industry
- Identifying opportunities to ensure that IS/IM Risk reporting is efficient, effective and produced in a timely manner so that synergies and capabilities are effectively leveraged across the enterprise
- Design metrics and processes to effectively report IS/IM information for enterprise stakeholders including the Chief Information Security Officer (“CISO”), Operating Risk Officers within the various business lines in the bank, Chief Information Officers within Technology & Operations, the Centralized Operating Risk group and Regulators
- Preparing IS/IM Risk reports for regulators and senior management, as per reporting schedule (monthly, quarterly and annually)
- Producing emerging risk and significant events reporting maintaining appropriate supporting documentation to support the integrity of the reporting
- Participate in Risk Control Assessments (“RCA”)
- As the IS/IM subject matter risk expert, participate in annual roundtables with business executives across the enterprise to provide guidance and advice to assist the business areas with evaluating IS/IM Risk
- Provide documentation on trends in the industry with respect to IS/IM Risk
- Refresh data on a quarterly basis for the departments
- Participate in the Initiative Assessment and Approval Process (IAAP)
- As the IS/IM subject matter risk expert, provide an independent risk determination, rating and conditions for approving new initiatives
- Build awareness and knowledge of IS/IM Risk and capability by effectively communicating the outcomes of IS/IM Risk analysis to relevant stakeholders
- Establish and manage working relationships with other Corporate Support Areas, Enterprise Operational Risk management, Operational Risk Officers, Information Security Officers and the Information Security community to ensure IS/IM Risks are accurately reflected and clearly understood
- Partners and manages relationships with key contacts within Technology & Operations providers of source data, Operating Group and senior management of BMO groups of companies, as well as external regulating bodies
- Bachelor/Masters degree in Business or Technology
- Approximately 7 years of related industry experience, preferably in a financial institution
- Experience in Information Security required
- Knowledge of operational risk and analyzing risk information required
- Working knowledge of Banking Group business preferred
- Knowledge of BMO Corporate Policies, Standards relating to operational risk preferred
- Experience with RSA Archer Enterprise Management system deemed an asset
- Exposure to Regulators deemed an asset
- Ability to act with little or no supervision, and to act independently while relying on own judgment
- Solid analytic and troubleshooting skills with a solution-oriented attitude
- Superior report writing skills for various audiences including senior executives
- Outstanding interpersonal, oral and written communication skills
- Strong information technology, information security and financial industry acumen
- Sound interpretation and defending skills
- Superior analytical skills; ability to frame key analyses required to address critical business issues
- Strong conceptual skills and ability to deal with ambiguity; creative and lateral thinker
- Ability to establish conducive working relationships with stakeholders across a variety of functions including business, operations and technology
- Team-oriented, collaborative and flexible
- Ability to address and deliver against multiple and competing deadlines
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Risk Reporting Resume Examples & Samples
- Partner with Technology and the Front Office to ensure milestones are met timely
- Provide oversight to Operations during UAT
- Gain understanding of the RMO functions and the applications that support these functions
- Closely partner with Operations, Technology & Risk to develop & drive strategic solutions and facilitate budget decisions
- Establish & maintain an effective communication and engagement model with Risk, Finance, RMO, Technology and other key stakeholders; Produce regular scorecards for stakeholder communications
- Facilitate senior management updates
- 9 years experience in Financial Services
- Ability to quickly understand a complex matrix of operating systems across the infrastructure and their interrelationships/dependencies
32
Risk Reporting Risk Project Services Resume Examples & Samples
- Lead strategic & BAU project initiatives for Risk Middle Office through end to end management of the project lifecycle working closing with Risk Middle Office (RMO)
- Track Operations project status, milestones, risks, issues, assumptions & dependencies across projects & communicate/escalate to Senior Operations Management
- Coordinate & lead effort to update process & control documents ahead of implementations & obtain Sr. Mgmt sign-off
- Coordinate training of new processes, pre & post go-live, to Operations
- Excellent organization & planning skills with minimum 4 years experience running change programs/performing business analyst function required
- Excellent communication skills and strong attention to details
- Excellent organization & time management skills
- Stakeholder management – strong influencing/negotiation and stakeholder management skills
- Change leader – proven delivery driving and implementing change across diverse stakeholders
- Deals comfortably with ambiguity and uncertainty; effective at working with multiple functions across regions and time differences
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Corporate Risk Reporting & Finance Resume Examples & Samples
- Manage and develop team of 8 professionals
- Key interactions with the senior Risk executives for both Country and Principal risk, the Risk Reporting team, technology, Risk Controllers, internal audit, respective coverage teams
- Engagement in all support functions of both Country and Principal Risk, including but not limited to exception management and overlimits monitoring
- Maintenance of all relevant procedures and user tools
- Seasoned vice president, with approximately 5 to 8 years of relevant experience
- Excellent interpersonal and negotiating skills; ability to develop effective credible relationships with the business and functional partners
- Strong team player who can work well with colleagues of various levels and internal clients across regions
- Minimum of four year degree with a relevant business related degree
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Ccb Risk Consumer Banking Risk Reporting Assoc Resume Examples & Samples
- Product Backlog – Product requirements documentation and review
- Draft Portal Control paper
- Conduct business review sessions
- Review release plan
- Update Portal Control paper
- End User Communication plan
- Log defects
- Loading and configuring reports and materials in Portal
- Portal activity reporting
- Support End User training and on-boarding
- Knowledge of one or more consumer products – Business Banking, Commercial Card, Merchant Services/ Paymentech, International Card (Canada), Consumer Wealth Management, Auto, and Student Loans
- Knowledge of different reporting and analytic tools
- Project management experience, Agile knowledge preferred
- Strong organizational skills and the ability to drive complex projects, including data challenges, across multiple lines of businesses or functional groups
- Process orientation and ability to structure and map processes and develop, track and monitor process metrics and effectiveness
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Ccb Risk Management Business Banking Risk Reporting VP Resume Examples & Samples
- Independent worker that can manage scope with minimal support
- Facilitates solution assessment discussions
- Actively participates in Requirements Quality Peer Review sessions
- Identifies areas of improvement within existing processes & services
- Creative thinker that can define new alternatives to address the enhanced control environment
- Leadership abilities with strong teamwork and communication skills
- Business analysis and interviewing skills
- Computer Fluency (STRONG Excel/Spreadsheet, SQL and Process Mapping Software skills)
- 8-10 years of business analysis experience in business process and data/reporting integration projects
- 5+ years of working knowledge in the financial services industry
- 4 year bachelors degree in Finance or MIS
- Experience with reporting technologies, SQL and data information solutions
- Strong experience with manual and automated testing, testing tools, report writing tools, writing test plans, and reviewing test cases required
- Proven history of driving business requirements through SDLC and coordinating the execution
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Lead Analyst Financial Risk Reporting Resume Examples & Samples
- Serve as Fleet Risk Systems & Reporting Analysis Champion for IRIS
- Prepares monthly performance reports on delinquency, non-earnings, losses and watch list and gathers data and prepares presentations for portfolio deep dives
- Ensures data completeness, accuracy and timeliness working cross functionally on data reconciliation routines and data integrity initiatives Works proactively and closely with risk analytics managers to improve business risk analytic and data gathering processes
- Understands reporting infrastructures and data production nuances and pulls data from source systems using tools such as Business Objects or SAS
- Works closely with Risk and Finance peers to consolidate and validate reporting
- Manage Risk data and underwriting tools
- Own databases for daily audit and project initiatives that support all CCAR reporting, reconciliations and FED edit check processes and data remediation's
- Bachelor’s Degree or High School diploma/GED and 8+ years of work experience in an accounting, finance, or audit role(s)
- Prior work experience in portfolio analysis and/or financial reporting
- Must be able to work to tight deadlines with multiple priorities
- Demonstrated experience analyzing risk/business data with the ability to distill large amounts of information down to the critical areas of focus
- Proficient in software applications & database management, Excel, Word, Access, Power Point
- Prefers strong experience in accounting and financial reporting
- Prefers strong experience with financial or data related projects/project management
- Strong communication skills with the ability to prepare clear communication and confidently present meaningful analysis to senior and executive management level
- Strong PowerPoint and excel skills. Strong leadership experience
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Lead Analyst Risk Reporting & Analysis Resume Examples & Samples
- Prepares monthly performance reports on delinquency, non-earnings, losses and watch list and as well as other performance metrics and gathers data and prepares presentations for portfolio deep dives as well as other senior management reviews
- Ensures data completeness, accuracy and timeliness working cross functionally on data reconciliation routines and data integrity initiatives
- Works proactively and closely with risk analytics managers to improve business risk analytic and data gathering processes
- Prior work experience in portfolio analysis and/or financial reporting
- MUST be at least 18 years of age
- Strong PowerPoint and excel skills including the ability to organize data and create templates
- Strong data retrieval and analysis experience, critical thinking skills a must
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Senior Assoc, ERM Risk Reporting Resume Examples & Samples
- 5+ years’ experience related to risk management, strategic planning and / or management and execution roles
- 5+ years solid experience in a risk management function in the financial services industry with a preference for retirement, life insurance and retail financial services
- Strong, professional interpersonal skills needed. This role will be interacting with all levels of the organization
- Develop strong working relationships with colleagues in Risk Management, businesses, and other Control Groups to leverage synergies and ensure that we are being efficient and consistent in assessing and reporting risks
- Excellent oral and written communication skills required in order to foster productive relationships with diverse staff and constituencies
- A strong process orientation and the ability to adapt well to, and initiate change in the organization
- Proven ability to work independently and assess and articulate priorities with clear outcomes in mind
- Hands-on experience planning, implementing and utilizing technology solutions
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Corporate Risk Reporting Bangalore Associate Resume Examples & Samples
- Implement robust quality assurance checks and controls through the reporting processes
- Support in ad-hoc analysis of credit or market risk data
- Relevant experience in financial services industry
- Knowledge of market risk metrics and financial products is required
- Proficiency using Bloomberg, Reuters and other market data tools is required
- Team player who can interact at ease with colleagues of various levels
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Director, Fraud Risk Reporting & Analysis Resume Examples & Samples
- Expert knowledge of Fraud Risk Management practices
- Strategic mindset, with excellent knowledge and understanding of RBC businesses and organization
- Proven leadership in the establishment of governance structure, policies and/or programs within a business or function
- Highly developed ability for conceptual thinking
- Well developed impact and influence skills
- Strong change management and people development skills
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Corporate Risk Reporting Bangalore Analyst Resume Examples & Samples
- Accurate and timely delivery of risk reports to senior management, risk management and regulators
- Training and migration of reporting processes from other APAC regions
- Interact with risk reporting, risk management, finance and technology teams in other regions
- Perform independent review of the reports prior to distribution
- Knowledge of market risk metrics and financial products is a plus
- Advanced knowledge of MS Excel, Access and VBA
- Ability to work and solve problems independently, and be able to work in a fast paced, deadline oriented environment
- B.Com/BSC/BE degree required. MBA or Master’s degree in Finance preferred
- CFA or FRM certification is a plus
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Risk Reporting Standards & Controls Lead Resume Examples & Samples
- Development and delivery of reporting metrics and management reporting (delivery tracking, reports inventory, management reporting)
- Reporting standards and review (controls review and testing, report audits, process mapping, analysis and improvement)
- Exposure adjustments control (adjustments processing, process control, audit trail, governance support)
- Production Monitoring (controls monitoring, incident identification, exposure monitoring)
- Management of a team of up to 9 ENOs located in Poland who will be performing Standards and Controls activities
- Day-to-day management of the team’s overall Book of Work (BoW), including prioritization and project management of deliverables, including defining and producing reporting to support the team’s activities
- Perform quality assurance of the Team’s work and deliverables
- Serve as escalation point for the CRR Management Team and CR Reporting Leads
- Define, establish and support an adequate Standards and Controls governance process involving key stakeholders
- Specifically, manage the team’s delivery of
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Risk Reporting Expert Resume Examples & Samples
- Further development of UBS Switzerland AG (NewCo) Risk Report relevant reporting processes and EUA's
- Credit Loss Expense, Allowances & Provisions and CLLA reporting , maternity leave coverage
- Analysis and reporting related to R&C credit Risk reporting
- Production of ad-hoc reports
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Risk Legal Entity Risk Reporting Professional Resume Examples & Samples
- Accountable for Legal Entity risk packs that are submitted to EMEA Senior Management, Risk Committees, CROs, Board of Directors and Regulators. There is a critical need to focus on ensuring risk reporting is comprehensive, timely, and accurate so that all levels of risk management can use it to understand and manage the business in a timely and effective manner
- Preparation of dashboards and qualitative analyses to present risks in a succinct manner
- Establish strong controls around the cross line of business / risk stripe framework for the measurement and reporting of risks at the legal entity level
- Expand legal entity coverage and increase frequency of report production. Expand coverage of the other risk stripes (model, reputational, fiduciary, etc.)
- Present to Senior Management and articulate key risks and trends
- Broad understanding and experience with risk management methodologies, particularly the use of Market, Credit, Liquidity and Operational risks metrics
- Capacity to interact with front office, support functions and senior management
- Leadership and presentation skills
- Good team spirit, able to work under pressure, must be a solution provider
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Risk Reporting & Change Management Specialist Resume Examples & Samples
- Compile, write and edit C&ORC Regional and Global risk reports, on a regular timeframe as well as ad hoc in a high-quality manner
- Collaborate with all C&ORC functions to aggregate risk information, provide support, and set data reporting requirements
- Support the implementation of a consistent, coordinated and transparent reporting framework; and provide quality assurance and challenge risk information to ensure clear and transparent communication
- Drive continuous enhancements to the reporting processes and support the development of underlying data aggregation systems by specifying change requirements; and help promote and instil a culture of operational Risk management and operational excellence across the assigned portfolio
- Help promote and instil a culture of Coordinate with other risk control functions and divisions and leverage internal audit and external reviews to develop a complete and integrated view of risk
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Director, Risk Reporting Resume Examples & Samples
- Build out of robust board reporting for insurance risk
- Analyze and build recommendations on the firms risk appetite
- Work closely with Technology areas to build reporting in a controlled way
- Determining the information that should be aggregated at various levels, including product, business, legal entity and Enterprise; working with the business units to develop the process of acquiring the necessary information
- Coordinating the business units' quantification of the impact of those scenarios
- Designing and recommending risk limits and monitoring actual amount of exposure against such risk limits
- Working on both company-wide and ERM specific special projects
- Strong analytical capabilities with ability to apply analytical/critical thinking background to new situations
- Comfort working with actuaries and technology professionals
- Strategic, creative and broadly focused thinker
- Strong oral and written skills
- Effective interpersonal skills and highly skilled in collaboration since this role will require constant interaction with business unit contacts and Corporate Actuarial
- Conceptual thinker that is able to collaborate effectively or work independently by taking a leadership role
- Detail oriented and analytical
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VP-risk Reporting Resume Examples & Samples
- Work with internal and external clients on ad-hoc data requests and analyses
- Regular monitoring of data quality
- Experience across both market and credit risk is highly advantageous
- The role involves close work with several other areas such as Business Units, Controllers, and Risk Technology. The candidate must possess strong verbal and written communication skills and be able to develop quality working relationships
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Senior Analyst, Enterprise Risk Reporting Resume Examples & Samples
- Ensure Group Risk Management’s reporting requirements are met in a timely,complete and accurate manner
- Assist in the completion of various risk management reports including the Enterprise Risk Report, GRM Performance Metrics, Annual Peer Analysis, and the U.S. Risk Report
- Assist in the development of report content and processes to efficiently and effectively meet the needs of the target audience
- Assist in the implementation of the Risk Data Aggregation and Risk Reporting (RDARR) Program in Enterprise Risk
- Assist in the development of responses to ad-hoc requests from the Chief Risk Officer, Chief Executive Officer or Board of Directors
- Business (MBA) or Finance Background (CA, CMA) or equivalent
- Good knowledge of Bank’s source-systems and associated databases
- Strategic view, with strong knowledge of RBC businesses and organization
- Strong problem solving, analytical, and quantitative skills
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Associate Liquidity Risk Reporting Resume Examples & Samples
- Coordinate the production and distribution of daily/weekly/monthly liquidity risk reports to the business units, Liquidity Risk Oversight team, senior management, and regulators
- Understand key market and liquidity risk measures such as liquidity coverage ratio, net stable funding ratio, liquidity asset buffer, and non- liquidity asset buffer, deposit balances, and stress tests and explain material risk moves
- Liaise with Liquidity Risk Oversight team to implement liquidity risk reports in support of legal entity reporting requirements and manage the liquidity risk limits and indicators process, including breach management
- Provide timely, accurate, and meaningful liquidity and funding information to Liquidity Risk Oversight team, senior management, regulators, and risk managers by maintaining data quality in the reporting processes and utilizing system tools to control the accuracy of report results
- Develop and maintain legal-entity specific liquidity reporting for Asia as specified by local regulators and senior management
- Provide support to North America and EMEA team members in producing daily, weekly, and monthly risk reports
- Attain extensive working knowledge of the liquidity risk reporting systems and infrastructure. Partner with technology teams and colleagues in North America to implement improvements in the technology platform
- Conduct ad hoc risk analysis
- Develop improvements and efficiencies in risk reporting processes and governance framework
- Relevant experience in the financial industry
- Strong organization and processing skills
- Team player who can interact at ease with colleagues of various levels
- Knowledge of market and liquidity risk metrics and financial products a plus
- Fluent English speaker
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Senior Associate, ERM Risk Reporting Resume Examples & Samples
- Assist in developing and implementing a transition plan from current to Future State risk reporting
- Participate in the Future State Metrics, Measurement and Reporting work stream (MMR) that will have a major bearing on the Future State risk reporting
- Support the implementation and ongoing use of the Governance, Risk and Compliance (GRC) tools and leverage it as appropriate for current and Future State risk reporting needs
- Provide training and instruction on the effective and consistent use of Risk Reporting information
- Ensure that appropriate Key Risk Indicators / Key Control Indicators are defined and reported on in a consistent manner. Work with business leaders to establish Risk Limits that can implement Risk Appetite and Tolerance Statements
- Drive the risk reporting processes on a cadence to meet the risk reporting requirements, including ensuring that required levels of data quality is understood and maintained
- Drive a process to "connect the dots" across the risk information from the various Business Areas to identify correlated risks events, common risk drivers, mitigation programs and other related risk information that is significant to report
- 4-5 years solid experience in a risk management reporting function in the financial services industry with a preference for retirement, life insurance and retail financial services
- BS degree in Business, Finance or related field
- Advanced college degree preferred
- Strong, professional interpersonal skills needed. This role will be interacting with all levels of the organization including top executive levels
- Develop strong working relationships with colleagues in Risk Management, businesses, and other Control Groups to leverage synergies and ensure that we are being efficient and consistent in assessing and reporting risks
- Experience with Oracle Business Intelligence
- Excellent oral and written communication skills required in order to foster productive relationships with diverse staff and constituencies
- High-level critical thinking skills, including strategic thinking, effective analysis of data, and the ability to aggregate information
- A strong process orientation and the ability to adapt well to, and initiate change in the organization
- Detail-oriented, with hands-on, roll-up sleeves approach
- Proven ability to work independently and assess and articulate priorities with clear outcomes in mind
- Strong project management discipline and demonstrated success overseeing multiple projects to completion
- Strong ability to influence. Works effectively with various levels within an organization, including senior-level leadership, professionals and staff and quickly build relationships
- Possesses excellent written/oral communications and presentation skills. Must be capable of communicating with a diverse range of individuals, regulators and other external stakeholders
- Hands-on experience planning, implementing and utilizing technology solutions
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Senior Information Security Analyst Executive & Risk Reporting Resume Examples & Samples
- Develop executive level communications and support engagement with business leadership to guide risk-informed business decisions
- Collaborate with information security staff and other key stakeholders to identify, develop, and implement reporting content that answers key questions and accurately represents major issues and topics
- 5-7 years industry experience in information security
- Experience in information security governance, policy, and risk management
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Risk Reporting & Data Governance Resume Examples & Samples
- Provide analysis and control of risk information to support the Firm’s Risk Management and regulatory demands
- Work with global data governance councils to manage and resolve risk data issues. Design and implement appropriate data quality metrics to effectively monitor risk data issues
- Lead the development, implementation and maintenance of risk reports covering most asset classes (e.g. fixed income, commodity and equity trading, loans)
- Support firm wide initiatives to achieve compliance with regulatory principles and requirements, e.g. CCAR, RDA principles etc
- Develop presentations for senior management committees and board of directors
- Design and optimize risk data structures
- Experience working under pressure and performing to tight deadlines
- Good written and verbal communication skills, including the ability to summarize information for delivery to senior management
- Good understanding of financial products and risk metrics
- Attention to detail and good organizational skills
- Strong proficiency with technology, particularly VBA and databases/SQL, is a plus
- Academic achievement in a quantitative discipline such as economics, finance, science or engineering is preferable
- Higher degrees or other qualifications related to any of the above areas will be advantageous
- Experience in a risk, financial reporting or front-office
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VP-manager Risk Reporting Resume Examples & Samples
- In-depth knowledge of enterprise-wide risk management and governance principles
- Proficiency in Microsoft office products
- Undergraduate degree or related experience in a business-related discipline
- Excellent relationship management, project management, facilitation, and communication skills
- Ability to provide strategically-focused advice and counsel
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Cyber Risk Management Risk Reporting & Client Advisory Resume Examples & Samples
- Equities
- Fixed Income
- Investor Services
- CIO/Branches
- Extensive specific Cyber / Information Risk Management experience
- A graduate degree or equivalent experience (in computer science, information systems management, business administration or related field) is preferred
- Information security certifications (such as CISSP, CISA, CISM or related certifications) would be preferred
- Ability to influence across the organization at a senior level including technology and business executives
- Very strong data analysis, both quantitative and qualitative
- Experience in working with diverse cross geography teams
- Self motivated individual, comfortable working in a leadership position without close supervision and with ability to work to deadlines
- Team player with proven ability to build strong cross-business relationships
- Exposure to information security principles and relevant standards including Access Management, Change Management, Security Incidents and Business Continuity Management
- Must have a solid Information Business Risk background, including , risk analysis, privacy, data protection
- Expertise in risk management approaches to assess and address security and other types of Information Technology-related risks
- Experience with evolving state-of-the-art information security technologies, technology policy and security administration
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Risk Reporting Resume Examples & Samples
- Accurate and timely delivery of risk reports to senior management, risk management and regulators
- Training and migration of reporting processes from other APAC regions
- Implement robust quality assurance checks and controls through the reporting processes
- Support in ad-hoc analysis of market risk data
- Interact with risk reporting, risk management, finance and technology teams in other regions
- Perform independent review of the reports prior to distribution
- Involvement in regional/global projects and people agenda working groups
- Knowledge of market risk metrics and financial products
- Strong organization and processing skills
- CFA or FRM certification is a plus
56
Manager, Enterprise Risk Reporting Resume Examples & Samples
- Business (MBA) or Finance background (CA, CMA) or equivalent
- Proven ability to identify and provide comprehensive analysis of risks facing the organization
- Maturity level and skill / judgment to be able to deal with Executive levels of the Bank
- Strong problem solving, analytical, research and quantitative skills
- Strategic view, with strong knowledge of RBC businesses, products and organization
- Strong interpersonal skills, team player
- Sound knowledge of credit products, principles, rules, guidelines, policies, and approval
- Strong PC skills (e.g. Microsoft Office)
- Ability to perform under time constraints
- Understanding of RBC organization, protocols, procedures, policies, IT systems, culture and hierarchy
- Experience in process innovation, development and creation
- Willingness to learn and manage change
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Manager, Risk Reporting & Communication Resume Examples & Samples
- Bachelors degree is required
- 4-6 years of experience in financial services is required
- Familiarity with GAAP & statutory accounting is preferred
- Solid writing skills are required
- Strong proficiency in MS Excel, Word, and PowerPoint
- Familiarity with key risk management concepts and/or the risk types (market, investment, insurance, operational) is a plus
- Demonstrated analytical/ critical thinking skills
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Operational Risk Reporting Resume Examples & Samples
- Key responsibility will be to produce reports enabling Independent Risk Management to proactively assist in managing operational and model risks through risk assessment, risk metrics, anticipation, and mitigation/recovery
- Develop an understanding of Citigroup’s business structure in combination with financial markets and key risk factors that contribute to losses faced by various Citigroup Business Segments
- Develop and maintain close working relationships with Independent Risk Management, Business Segments and other Control functions
- Liaise between Risk Management and Technology in order to enhance system processes and accuracy
- Learn the intricacies of Citigroup’s Consumer business segment to design new reports/metrics and enhance current reports to optimize data elements and risk analytics
- The ideal candidate will have a BS or BA and 5+ years work experience in finance or related control discipline (e.g. Risk Management, Reporting, Financial Control, Audit, Operations, etc.)
- Quick learner with excellent communication skills, team orientation, and ability to work with counterparts in different areas of organization and locations
- Self-motivated individual who can take initiative and work independently
- Solid analytical skills to synthesize, validate, and analyze data and metrics
- Must demonstrate ability to problem solve, successfully multi-task, and meet demanding deadlines
- Advanced knowledge of Microsoft Excel required, familiarity with Business Objects and MicroStrategy is preferable
59
Associate Risk Reporting Resume Examples & Samples
- Supporting the Firmwide Risk Reporting function as an independent adviser to verify controls and assess their implementation and effectiveness in mitigating operational risks
- Scoping, designing and leading quality assurance reviews to verify and assess risk components, reporting on the findings, and recommending action plans to address operational risks and process deficiencies
- Defining testing requirements, technical test scripts and analysis required to effectively verify operational processes/procedures
- Performing detailed integrity testing of risk tools
- Developing deep business process knowledge and staying abreast of business and regulatory changes
- Managing Risk Control Self-Assessment (RCSA) processes across various risk reporting stripes
- Establishing strong partnerships with the Business Control Office
- Facilitating and ensuring SOX control compliance
- Creating clear, concise management reporting on control environment depicting relevant data points
- In depth understanding of transaction lifecycles, systems and controls and the functions responsible for execution of those controls
- Demonstrated history of reviewing and documenting control environments
- Strong analytical skills in interpretation of data and identification of anomalies
- Ability to identify, research, and escalate critical issues; and achieve agreement on measures to address control deficiencies
- Background in relevant risk, audit or control function
- Advanced technical skills in Excel/VBA and MS Office
- Independent worker who is self-motivated
- Excellent communication abilities, both written and oral
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Ed-risk Reporting Resume Examples & Samples
- Development, implementation, and maintenance of risk reports covering most asset classes (e.g. fixed income, commodity and equity trading, loans)
- Construct presentations used to brief senior business managers and the Board of Directors
- Lead and coordinate projects across different areas within or outside risk management department
- 10 years of experience in finance/risk management
- Knowledge of financial products is essential, including an understanding of risk Greek representations and VAR
- Strong proficiency with SQL, Excel and VBA is required. In general, the candidate needs to be comfortable using many tools to obtain and understand risk information
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Manager Operational Risk Reporting & Analytics Resume Examples & Samples
- Operational Risk Management is an evolving discipline within the Financial Services industry. While initially regulatory driven, the benefits of good operational risk programs (lowered loss expenses linked to better controls as a result of Op Risk assessments, positive regulator reviews, predictive measures highlighting potential areas for loss, etc) have inspired managers to more readily embrace the philosophies of Operational Risk. This has resulted in Operational Risk management becoming a growing discipline where trailblazers have the opportunity to form policy and impact regulations
- The amount of supervision required for this position is independent. Incumbents are expected to work within overall guidelines and timeframes making deadlines set forth. The position is somewhat autonomous
- Department is dependent upon HTS for systems development and support
- The HSBC – Operational Risk program for Operational Risk Management is geared to meet the Advanced Measurement Approach for NCAF, is at peer with large Complex Banking Organizations in the USA
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Conduct Risk MI Manager Global Conduct Risk Reporting Resume Examples & Samples
- Work with Divisional and Regional business leads to understand their Conduct Risk reporting requirements
- Establish and maintain key controls on change management of CR MI reporting
- Support the analysis of trends across businesses, products and regions
- Provide input to the development of the strategic solution leveraging your experience and skills in this area
- Manage the Strategic Solution post-implementation to ensure effective capture and reporting of employee, client and market conduct risk data
- A background in Management Information development and reporting
- Clear understanding of Risk Management in a global Financial Services organisation setting
- The ability to communicate at all levels throughout the Bank
- Ability to work on their own initiative, exercise sound judgement and make decisions under pressure
- Knowledge of operational model of universal banks
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Manager, Consumer Risk Reporting Resume Examples & Samples
- Education – Advanced degree in mathematics and / or information technology (statistics, math, economics, finance, research, engineering)
- Accounting Designation or CFA certainly an asset
- Self-motivated individual with strong organizational skills
- In depth knowledge of Personal Lending Products
- Experience and expertise presenting analysis and developing analytics in Excel /SAS
- Experience in an analytical role using SAS, SQL or any other statistical/data mining software
- Knowledge of BMO’s retail lending applications and products (CCAPs, NCCS, MECH, MDIF)
- Knowledge of the Basel framework
- Excellent time and resource management skills, flexibility and resourcefulness to interface and collaborate with internal and external groups
- Well-developed communication skills
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Corporate Risk Management Risk Reporting Resume Examples & Samples
- Degree or equivalent required (analytical or IT degree desired)
- Project team experience (AGILE desirable)
- Background in metrics compilation and visualisation
- Understanding of market and credit risk products desirable
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Risk Reporting & Stress Testing Analyst Resume Examples & Samples
- Supporting the development of Bank policies, procedures and systems pertaining to Stress Testing of the Bank’s portfolio and the potential impact on the Bank’s capital base for both regulatory and internal risk management purposes. Recommend appropriate Capital thresholds to ALCO and monitor them on a look-forward basis
- Adhoc Enterprise Risk reporting requirements
- Performing User Acceptance Tests (UATs) with regard to any changes to the data and systems, to ensure accuracy and integrity
- Experience in preparing pitches/presentations for senior management and external communication
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VP-middle Office Corporate Risk Reporting Singapore Resume Examples & Samples
- Be an integral partner to CIB Credit Risk. Function as team member and point person between Credit Risk Middle Office (CRMO)/Traditional Credit Products Middle Office (TCPMO), Risk Core Operations (RCO), Client Product Delivery (CPD) and Credit Risk (CR) to ensure the work product submitted for CR approval is accurate and timely. The Relationship Manager (RM) will work with these groups to ensure required documentation has been received, exposures have been properly set up and approved on the systems and credit reporting is correct
- Conduit for Middle Office related requests: projects/remediation that requires input from Credit Officers (e.g. regulatory, internal audit and internal review projects)
- Research and resolve inaccurate information and questions from internal partners around credit systems (e.g. NAICs, Credit Responsibility Units (CRU) and KYC questions)
- Serve as liaison to business onboarding teams with respect to review and assignment of new relationships
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Treasury Risk Reporting Oversight Manager Resume Examples & Samples
- Ensure successful implementation of RUBY for consolidated accrual interest rate risk reporting, working with Risk Manager, Finance and Technology teams to identify data sources, ensure data accuracy and completeness, and explain differences between the current accrual risk measures and the dynamic interest rate risk measures in RUBY
- Prepare monthly presentations on consolidated accrual interest rate risk metrics for Citigroup ALCO, Citibank, N.A. ALCO, and Board of Directors meetings
- Interface with Treasury, Market Risk Managers, and Finance teams
- Ability to handle pressure to produce the reports accurately and quickly to meet tight deadlines
- Must be a team player with excellent interpersonal skills
- 5 years+ experience in the financial services industry; risk experience preferred
- Experience in excel based spreadsheet modelling, VBA , SQL and Powerpoint
- Knowledge in risk measurement and accounting methodologies relating to Interest Rate Risk, Stress Testing, Monte-Carlo simulations for ERC etc
- Solid analytical skills (Bachelors in concentration with analytic focus, e.g. business, finance, economics, etc.), CFA, FRM or MBA a plus
- Demonstrated ability for problem solving, independent work and attention to detail
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Senior Manager, Operational Risk Reporting Resume Examples & Samples
- Enables an end-to-end view of operational risk
- Ensures, where appropriate, process efficiencies are identified and gained
- Enforces standardization and consistency
- Defines the appropriate toolset to support operational risk reporting
- Lead the development of operational risk reports and promote sound practices for operational risk reporting and analysis
- Designs and implements an operational risk management information and reporting framework (including governance) that strengthens and promotes identifying, assessing, documenting, and reporting on operational risk
- Act as the Subject Matter Expert (SME) for a designated portfolio and lead the creation of regular operational risk reports
- Develop and implement processes that will deliver and integrate all components of an effective governance framework for operational risk performance management and analysis
- Establish and manage the risk reporting and analytics processes that will strengthen and promote the identification, assessment, documentation and reporting of operational risks at the enterprise and Operating Group levels, and align to the risk strategy
- Develop operational risk reports working collaboratively with Operational Risk Officers and Operational Risk Reporting Analysts and also by leveraging enterprise operational risk systems, operating group data and sources across the bank
- Create a comprehensive view of operational risks for designated portfolio
- Strategize on new reporting mechanisms to provide Operating Groups with increased transparency and an end-to-end view of risks
- Contribute to enterprise Corporate Policy and Corporate Standards to ensure that the bank’s risk reporting framework is consistent with regulatory guidelines in all jurisdictions in which the bank operates
- Develop procedural guidelines, tools and templates for enterprise operational risk reporting and analytics to ensure consistent and reliable reports
- Provide input into enterprise operational risk system (IT) architecture and requirements with due consideration of scope, quality and user value of data
- Drive consistency, quality and continuous improvement in the execution of the risk reporting framework for a designated portfolio
- Identify opportunities to ensure operational risk reporting is efficient and effective across the bank so that synergies and capabilities are leveraged
- Define and drive continuous improvement throughout the operational risk community
- Provide guidance, oversight and challenge to the applicable Operational Risk Officers, CSAs and lines of business
- Lead/contribute to the integration of the operational risk reporting framework components into risk reporting methodologies and processes
- Lead / contribute to the development of methodologies, performance metrics, systems and processes to consolidate, interpret and report on operational risk for a designated portfolio
- Recommend and implement reporting standards and drive processes that ensure the integrity of reporting information and promote the credibility of the Operational Risk function within the bank and with our external stakeholders
- Perform standard and ad-hoc analyses and produce regular reporting for a variety of stakeholders including the Board of Directors, ERPM, senior & executive management, regulators, rating agencies, industry associations, and other major banks
- Lead the timely monitoring and reporting of the overall operational risk profile for a designated portfolio to senior executives, management committees and risk governance forums, identifying potential exposures & trends
- Benchmark risk levels against industry
- Produce top-line, emerging risk and significant event reporting for the designated portfolio
- Contribute to and embed into reporting the key risk indicators from the KRI program
- Ensure the research into, and incorporation of, industry best practices in operational risk reporting
- Coach and mentor Operational Risk Analysts to build the organizational capability of the shared service reporting team to ensure a highly analytical skillset
- Drive optimal transparency and responsiveness on operational risks and losses across the enterprise
- Promote a common understanding of risk practices and risk exposures
- Support a healthy tension and mutual respect between the lines of business and the operational risk function
- Drive appropriate governance and escalation processes required to support the desired operational risk profile
- Through industry groups (ORX, ABA, CBA, RMA), influence the development of regulatory requirements for operational risk
- Communicate regulatory engagement standards and best practices
- Interpret and represent operational risk reports to regulators, as required
- Enterprise net income through monitoring and mitigating operational losses
- Strong knowledge of operational risk and Basel Accord implementation requirements
- Expert knowledge of analyzing risk data and developing effective reports
- Consulting
- Expert analytical skills
- Ability to influence others
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Senior Assoc, ERM Risk Reporting Resume Examples & Samples
- Develop, maintain and implement project plans to achieve reporting deliverables on time and under control
- Assist in implementing a transition plan from current to future state risk reporting
- Drive the risk reporting processes to meet the risk reporting requirements, including ensuring that required levels of data quality is understood and maintained
- Support the implementation and ongoing use of the Governance, Risk and Compliance (GRC) tools and leverage as appropriate for risk reporting needs
- Provide training and instruction on the effective and consistent use of risk reporting information
- Drive a process to "connect the dots" across the risk information from the various Business Areas to identify correlated risks events, common risk drivers, mitigation programs and other related risk information that is significant to report
- Develop strong working relationships with colleagues in Risk Management businesses, and other control groups to leverage synergies and ensure that we are being efficient and consistent in assessing and reporting risks
- 5+ years’ experience related to risk management, strategic planning or business management is required
- Experience developing management reports is required; 3-5 years is preferred
- Bachelor’s Degree is required; Graduate Degree is preferred
- 3-5 years’ experience in a risk management reporting function in the financial services industry with a preference for retirement, life insurance and retail financial services is preferred
- Experience with Oracle Business Intelligence preferred
- Strong, professional interpersonal skills needed. This role will be interacting with all levels of the organization including top executive levels
- Excellent oral/written communication and presentation skills
- Experience communicating successfully with a diverse range of stakeholders
- .A strong process orientation with the ability to adapt to and initiate change in the organization
- Detail-oriented, hands-on, roll-up sleeves approach
- Experience working effectively with various levels within an organization, including senior-level leadership, professionals and staff
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Capital & Risk Reporting Lead Resume Examples & Samples
- Responsible for the preparation of the monthly Basel III package which includes risk weighted asset results, key issues & highlights, optimization potential, reconciliations, review of manual adjustments and predicting forecasted results as well as presenting it to the Regional Controlling, Governance and members with Finance, Group Treasury and Policy teams
- Ensuring Basel III policies and Group Reporting instructions are followed
- Review and understand the capital impact of change initiatives, implementations and enhancements going live in the quarterly Global General Ledger releases
- Prepare a regional view of all Basel III risk weighted assets not only including Credit but Market and Operational Risks at a business level for senior members of Finance, Front Office and Group Treasury as well as the local regulators
- The role requires strong communication skills, as it faces off with areas within Finance, Operations, IT, Group Treasury, Policy and Front Office management
- Understand and document how the various businesses within the IHC contribute to each of the entity's and overall region's liquidity profile as per the Structural Liquidity Gap model produced by Group Treasury
- Engage and participate in dialogue to identify liquidity gaps, solutions and model challenges
- Assist in the design, development, testing and implementation of various technologies to improve the accuracy, completeness and timeliness of the IHC's Capital and Risk Reporting
- Basel policy experience
- US, FINMA and Bank of England regulatory reporting experience (a plus)
- Strong Communication, Project Management and Organizational skills
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Corporate Treasury Middle Office Interest Rate Risk Reporting & Analytics Associate Resume Examples & Samples
- Managing the firm’s funding and liabilities
- Aggregating and managing the structural interest rate and foreign exchange risk of JPMC’s four main businesses
- Partnering with Corporate Treasury, JPMC core lines of business (LOBs) and Risk Oversight to produce key reports and metrics for regulators and senior leadership to measure and validate JPMC’s liquidity and structural interest rate risk
- Sourcing and enriching data inputs used in the calculation of key SIRR metrics including Basis Point Value (BPV, DV01) and Earnings at Risk (EaR)
- Reconciling source data to the firm’s balance sheet and other golden sources to maintain the integrity of data used in the risk calculation process
- Partnering with contacts in the firm’s lines of business, control and oversight and interest rate risk strategy team to investigate and explain threshold breaches with source data and explain and resolve variances identified in reconciliations
- Get their “hands dirty” while working to resolve complex issues in a constantly changing business environment
- Develop a good understanding of the key risk metrics and scenarios used by a financial institution to manage its interest rate exposure
- Learn how the middle office team sources, transforms and reconciles inputs to the SIRR reporting process and how data is loaded and modeled in one of the leading vendor risk systems
- Improve their technical skills specifically around data management and ad hoc data analysis using Excel and VBA
- Develop relationships with contacts in each of the Firm’s main lines of business and a high level understanding of each of their balance sheets
- Participate in the build out a world class team and infrastructure in support of SIRR. Because the team is at the center of both liquidity and interest rate risk reporting, it is continually exposed to both firm wide and line of business strategic initiatives
- 3-8 years experience in financial control, accounting, or operations background with an understanding of asset and liability or balance sheet management principals
- 1-5 years experience managing and developing a small team in a financial operations environment where data sourcing, mapping and manipulation were critical
- Bachelor’s degree in Finance, Economics, Statistics, Math or other quantitative field
- Working knowledge of the QRM system is a plus
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Head of Risk Reporting & Regulatory Matters Resume Examples & Samples
- Creating an innovative and robust Risk Management reporting framework to support the needs of Business Areas, Executive Management and the Board
- Understanding and keeping track of the regulatory requirements applicable to ERM from the various Regulators, addressing them in the ERM reporting framework, communicating them to the ERM function and tracking actions to address compliance. This regulatory role also includes managing ERM’s ongoing relations with Regulators
- Demonstrated ability to work collaboratively with cross functional groups and support senior management
- A highly collaborative business partner who can effectively manage and influence relationships that are widely dispersed both functionally and geographically
- Experience working closely with Legal, Compliance and Internal Audit
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Senior Analyst / Manager, Risk Reporting Resume Examples & Samples
- CA, CMA, CGA, MBA (Finance), BA (Economics, Commerce), BSC (Math), CFA, or equivalent
- 3-5 years experience, with exposure to one or more of the following: market, liquidity, and funding risk management and measurement, retail/commercial/corporate banking, cash management, treasury markets, transfer pricing, and finance
- Strong knowledge of financial modeling
- Understanding of Bank structure and information systems
- Understanding of the Bank’s retail and wholesale product offerings
- Understanding of financial market instruments, including derivative products, and pricing
- Strong knowledge of MS Office Suite (Excel, PowerPoint, Word, Access)
- Strong project and process management skills
- Strong technology and information system skills
- Proficient at control techniques
- Strong written and oral communication skills with ability to effectively interact
- Ability to manage multiple tasks and meet tight timelines without compromising integrity of information
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Risk Reporting & Data Analysis Resume Examples & Samples
- Bachelors degree, preferably in mathematics, statistics, actuarial science or related fields
- Actuarial experience preferred; functional experience in risk management a plus
- Experience Microsoft Excel and VBA; experience with database systems and SQL; experience with business intelligence packages a plus
- Ability to build comprehensive and detailed business requirements and build and execute related test plans
- Experience building and presenting power point presentations a plus
- Strong collaboration skills with the ability to work confidently across groups and levels within a diverse organization
- Comfortable working with ambiguity and through changing requirements and priorities while maintaining a positive and can do attitude
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Operational Risk Reporting & Change Manager Resume Examples & Samples
- Design, implementation and continuous review of reporting and change management framework for Operational Risk
- Conduct quality assurance on large, complex change programs within the OR function, supporting excellence in project delivery and escalating significant issues to the senior management team
- Lead regulatory change management projects impacting Operational Risk
- Lead recurring and project reporting across the Operational Risk teams, providing quality assurance for individual reports and delivering on aggregate reporting to senior management
- Minimum six years' experience in Change Management for Financial Services, at least three of which should be in management roles
- Proven track record of developing and implementing a change management framework in a regulated entity, with a sound knowledge of change management models and best practice
- Proven ability as a Change Manager overseeing / delivering large, complex projects, in a dynamic business environment
- Strong ability to build and maintain relationships across a wide range of stakeholders, ensuring that all relevant requirements are effectively translated into project design and implementation stages
- Comfortable working as a self-starter, and influencing and motivating others to deliver on project deliverables
- Ability to engage and manage senior stakeholder relationships and expectations and demonstrate sound communication, negotiating and influencing skills
- Ability to manage competing demands in a complex regulatory environment
- Strong proficiency with relevant project tools (MS Project, Excel, Visio) - intermediate to advanced level
- Adept in creating polished PowerPoint presentations, simplifying diverse and complex themes into easily understandable communications
- Applicants should have a strong third level qualification (degree or similar) in business / finance or related subject. Master Degree in related subject and/or professional qualifications will be an advantage
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CCB Risk-bcbs Risk Reporting Execution Resume Examples & Samples
- Minimum 3+ years’ experience in controls, risk, compliance, audit, reporting and/or testing role
- Advanced testing (including IT testing) or Quality Assurance testing techniques required
- Working knowledge of both Manual and Automated testing required
- Strong knowledge of the reporting processes and testing process frame work
- Very strong analytical, critical thinking and problem solving skills
- Proficiency in controls analysis
- Highly effective at multi-tasking and achieving deadlines/deliverable dates
- Excellent collaboration skills
- Ability to work effectively in a team environment as well as individually, in addition to presenting to senior level staff as needed
- Preferred candidate is self-motivated and requires minimal supervision
- Preferred candidate will possess a proactive approach toward problem solving
- Project Management skills or experience desired
- Process Re-Engineering skills or experience desired
- Strong interpersonal skills, negotiation, and influence skills required
- Strong partnership and team building skills required
- Proficiency in MS Word, Excel, PowerPoint, Access and SharePoint required
- Proficiency in Cognos Design Studio or Query Manager required
- Proficiency with ALM/Quality Center required
- Proficiency with SQL / SAS Queries preferred
- BA Degree or equivalent work experience preferred
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CCB Risk-bcbs Risk Reporting Delivery Resume Examples & Samples
- Minimum 2+ years’ experience in controls, risk, compliance, audit, reporting and/or testing role
- Advanced testing (including IT testing) or Quality Assurance testing techniques preferred
- Working knowledge of both Manual and Automated testing
- Strong knowledge of the reporting processes and testing process frame work
- Very strong analytical, critical thinking and problem solving skills
- Proficiency in controls analysis
- Highly effective at multi-tasking and achieving deadlines/deliverable dates
- Excellent collaboration skills
- Ability to work effectively in a team environment as well as individually
- Preferred candidate is self-motivated and requires minimal supervision
- Preferred candidate will possess a proactive approach toward problem solving
- Project Management skills or experience desired
- Process Re-Engineering skills or experience desired
- Strong interpersonal skills, negotiation, and influence skills required
- Strong partnership and team building skills required
- Proficiency in MS Word, Excel, PowerPoint, Access and SharePoint required
- Proficiency in Cognos Design Studio or Query Manager required
- Proficiency with ALM/Quality Center required
- Proficiency with SQL / SAS Queries preferred
- Ability to work a flexible shift as required
- BA Degree or equivalent work experience preferred
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Equity Risk Reporting Controller Resume Examples & Samples
- Production of daily, weekly and monthly Institutional Equities Division (IED) BUC Risk metrics
- Involvement in analysis and delivery of Risk “Deep Dives” and initiatives
- Participation in IED BUC Risk Meetings
- Good Analytical Skill
- Excellent organisational communication and relationship management skills
- Strong Excel skills is must
- Qualified Accountant or equivalent specialization in Finance stream
- Preferred 2 – 4 years financial experience (Capital Market related experience an advantage)
- Knowledge on Equity products will be preferable
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Risk Reporting Analytics Associate Resume Examples & Samples
- Develop and maintain reports supporting various Risk channels
- Develop and communicate data and report requirements with Technology
- Accountable for delivering timely and accurate information
- Identify and implement best practices to improve efficiencies in how we operate
- Independently communicate with key stakeholders, understand their demand, manage SLAs and avoid surprises
- Be subject matter expert in Chase Wealth Management risk management; develop robust understanding of data environment, operations process and business knowledge
- Develop robust documentation and adhere to the existing controls in place
- Bachelors Degree in relevant a field such as accounting, finance, statistics, economics or information management; Masters Degree strongly preferred
- Very strong technical background including hands-on experience with SQL, Cognos and Tableau
- Strong data background to include design and development, data identification/mapping, testing, roll-out and on-going distribution
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Manager, Consumer Risk Reporting Resume Examples & Samples
- Experience and expertise presenting analysis and developing analytics in Excel or SAS required
- Experience in an analytical role using SAS, SQL or any other statistical/data mining software an asset
- Knowledge of retail lending applications, financial source systems, Basel framework/BCBS 239 an asset
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Commercial Bank Risk-risk Reporting Senior Associate Resume Examples & Samples
- Attend daily, weekly and monthly calls/meetings related to projects, keeping business stake holders apprised of status and provide business level support to technology stake holders as needed to facilitate accurate implementation of project scope, decision making and production
- Perform, as needed and as directed by managers, additional tasks and responsibilities to support alignment of the business with overall firm-wide and PM-specific goals
- A strong awareness and direct knowledge of industry best practices related to Business Intelligence and data management
- Intermediate/Advanced Experience with BI Reporting tools (SSRS/SSIS, Business Objects, Tableau, SAS, etc.) preferred
- Advanced level of proficiency in creation of MS and Oracle SQL queries, tuning, indexing, table partitioning, etc. required. SAS coding a plus
- Knowledge of project management methods and techniques
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Ihc-risk Data Aggregation & Risk Reporting Program Manager Resume Examples & Samples
- Knowledge of DF FBO EPS and Basel 239 regulations
- Experience with data governance programs including data lineage, transformations, ETL development, data change management control, technology specifications
- Deep knowledge and experience in risk programs development and implementation
- Experience in transitioning investment programs into a BAU function
- Knowledge of risk metric production and risk reporting – preferable with specific knowledge about US processes and developing senior management reporting
- Experience in identifying and quantifying KPI’s and KRI’s for risk divisions, particularly Market Risk or Credit Risk
- Possesses strong team ethic, can provide evidence of collaborative approach to delivering solutions
- Ability to approach a complex, interrelated set of issues without difficulty in a highly organized, methodical, analytical way
- Assertive, confident and articulate with excellent communication skills
- Evidence of “can-do” attitude, proven ability to work stand-alone, effectiveness in dealing with stakeholders
- Effectively multi-task and prioritize
- Operates effectively under pressure
- Pro-active and results-focused
- Proficiency with Microsoft PowerPoint and Excel, Sharepoint, MS Project a plus
- Solid undergraduate degree related to finance, economics, accounting, engineering or related discipline
- Minimum of 8+ years of relevant experience in the financial services industry
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Corporate External Risk Reporting Resume Examples & Samples
- Have the opportunity liaise with Credit Executives in support of the Legal lending Limits monitoring process for the firm, critical to JPMC compliance with the 12 CFR regulations
- Work with regulators and internal stakeholders alike on the implementation of new Top 50 Counterparty reporting requirements including analytical review and operating model development
- Have a marked impact on strategic process improvement through the identification, tracking, and resolution of data quality issues
- Proficiency in Microsoft Office applications (Excel; Access & PowerPoint) and with large amounts of data
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Cib-legal Entity Risk Reporting Resume Examples & Samples
- Responsible for managing the interface and relationship with Mexican regulators (Banxico, CNBV) around Risk matters
- Accountable for all regulatory risk reports that are submitted to Senior Management, Risk Committees and regulators
- Provide advisory on potential impacts of risk taking positions and new business initiatives. Engage on the regulatory risks analysis of new initiatives. Analyze legal entity implications of the new initiative
- Responsible for the definition of policies to set out the governance approach for Risk. Ensure consistency in policies, practices and procedures around setting, monitoring and reporting of limits related to regulatory risks across locations
- Accountable for the development and execution of the strategy for regulatory risk reporting tools and applications. Analyze and explain differences between regulatory and corporate methodologies to measure exposures
- 5 years of experience in a similar role
- Broad understanding and experience with risk management methodologies, particularly the use of Market and Credit risk Metrics: VaR, Greeks, DRE, SRE, CVA, impairment, etc
- Thorough understanding of local regulatory requirements
- Proficiency in Spanish and English
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Corporate Risk-risk Reporting Data Associate Resume Examples & Samples
- Audit, validate, and apply adjustments from various sources to exposure and reference data within the credit risk infrastructure using the “Next Gen” platform
- Create and review SQL scripts utilized for data enrichment
- Collaborate with technology, controllers and risk reporting teams to acquire, organize, refine and deliver wholesale credit data to clients
- Execute controls to validate data integrity
- Work with clients, technology and project management teams to develop and implement “Next Gen” platform improvements
- Bachelor’s or graduate degree in Management Information Systems highly preferred; Alternatively - Accounting, Finance, Economics or Computer Science
- 3 to 5 years experience in a data analysis / data management role
- Intermediate to advance SQL required, as well as VBA or other programming experience
- Experience working with large/complex data sets required; working knowledge of general business, finance and risk concepts preferred
- Superb analytical and problem-solving skills and the ability to make sound judgements
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Head of Operational Risk Reporting & Analysis Resume Examples & Samples
- To maintain oversight of
- MI analytics and reporting within the Operational Risk function
- The operational risk MI and data framework across HSBC i.e. standard MI and data utilised by the 3 lines of defence
- To provide a holistic view of operational risk across HSBC to committees within the Risk Governance Framework
- Implement the HSBC and Global Risk Data Strategy for operational risk
- Design and deliver an efficient and sustainable operating model to support the above
- Derive key messages and focus points from Operational Risk MI for targeted action
- Oversee and contribute to production of key reports for management to provide information for risk management
- Experience in leading and developing a team along with an ability to work independently
- Experience working within a global organization and working with off-shore teams
- Proven critical and problem solving skills to undertake and coordinate quantitative and qualitative analytics with a focus on attention to detail
- A keen analytical thinker that is able to apply knowledge to a given set of circumstances in order to present a clear and detailed explanation of a situation, outcome, theme and trend along with recommendations
- Able to pro-actively identify remediation options with consideration to the benefits case
- Proven ability to communicate effectively in a logical and structured manner (both written and verbal)
- Knowledge of Operational Risk
- Experience working on Transformation projects
- Completed studies and/or experience in MI, analytics, mathematics or engineering
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Avp-operational Risk Reporting & Analysis Resume Examples & Samples
- Ensure valuable insight is derived from operational risk management data to enable effective decision making and management of risk
- Contribute to production of key reports for management to provide information for risk management
- Minimum of a bachelor’s degree in MIS, accounting, finance, related field or equivalent experience
- Strong managerial, problem-solving, lateral thinking, analytical, verbal and written communications and interpersonal skills necessary
- Adaptability, commitment and motivation to meet tight schedules and stay abreast of significant issues in a regularly changing environment necessary
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Corporate Risk Management Risk Reporting Resume Examples & Samples
- Degree or equivalent required (analytical or IT degree desired)
- Advanced knowledge of Microsoft Excel and Access (including VBA and macros)
- Project management (AGILE desirable) and process management
- Practical background in metrics compilation and visualisation, including Balanced Scorecard
- Understanding of risk processes (desirable)
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Analyst, Risk Reporting Resume Examples & Samples
- Execute infrastructure changes with regards to implementation of new or revised trading business and risk policies or processes and ensure that changes are executed in accordance with Capital Markets Risk Management change control procedures and EUC standards
- Ensure regulatory risks within portfolios covered are correctly measured, aggregated, and analyzed in accordance with established and approved market risk policies
- Perform ad-hoc analyses of specific risk metrics/transactions as required by management
- Liaise closely with the Bank’s front office traders, Trading Business Management, Market Risk Control, Compliance audit, technology groups, and other stakeholders to assist in meeting the Bank’s objectives
- Propose, schedule, plan and champion projects to improve efficiencies in order to provide more effective business support
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Operational Risk Reporting & Analytics Resume Examples & Samples
- Key responsibility will be to produce reports enabling Risk Management to proactively assist in managing operational risk through risk assessment, risk metrics, anticipation, and mitigation/recovery
- Provide information to Risk Management for senior level reporting, scenario analysis, audit, regulatory, and ad-hoc related queries
- Develop and maintain close working relationships with Operational Risk Management, Business Segments and other Control functions
- Liaise between Risk Management and Technology in order to enhance system processes and accuracy
- The ideal candidate will have a BS or BA and extensive years work experience in finance or related control discipline (e.g. Risk Management, Reporting, Financial Control, Audit, Operations, etc.)
- Keen analytical skills to synthesize, validate and analyze data and metrics
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Manager, Retail Risk Reporting & Analysis Resume Examples & Samples
- Develop a highly effective and respected team of 2 – 3 analysts that operate in a manner consistent with TD Bank's guiding principles and policies
- Aggregate data from different data sources including IBM main frame, SQL server and Oracle capstone using JCL, PC SAS, SQL
- Creation of monthly executive deck, summarizing key trends and insights to help set the future direction and strategies
- Take up ad-hoc analytics requests and identify data sources to accomplish task
- Report on key business metrics including loss rates, approval rates, utilization rates, and credit quality for Retail portfolio
- Leverage technology infrastructure to improve and streamline reporting
- Enhancing report creation process through automation, scheduling and code optimization
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Risk Reporting, Projects, & Middle Office Resume Examples & Samples
- Strong experience in financial analysis, forecasting, and expense management
- Accounting background preferred
- Staff Management experience
- Strong MS Excel skills including data aggregation & analysis
- Ability to work and solve problems independently and work in a high-pressure, deadline-oriented environment
- Skilled with using Microsoft products including PowerPoint, Access and Word
- Good written and verbal communication skills, including the ability to summarize information for and report to senior management
- Ability to identify improvement of a current processes and achieve efficiencies
- Self-motivated and comfortable working with large amounts of data
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Associate, Risk Reporting Resume Examples & Samples
- Act as a member of the LOB Reporting/MIS Risk Management team, assuring that the overall division is making effective decisions to manage the Risk of the business while assuring effective profitability decisions
- Assist in defining and documenting new processes and training/ mentoring new hires on new processes
- Provide recommendations to remediate reports and reconciliation variances
- Deliver ad-hoc reporting to answer risk questions
- Understands the SDLC and quality assurance/quality control concepts, metrics, methodologies and documentation standards
- Assure regulatory and policy compliance through a system of effective controls, identifying and validating control effectiveness and delivering accurate audit work papers when required
- Requires upto 7 years of Reporting and Reporting execution experience
- Knowledge of testing methodology and use of test tracking tools (i.e. HP ALM11) preferred
- Report writing / report requirements documentation experience a plus
- Strong analytical, project & change management skills
- Bachelor’s degree required; concentration in IT, CS, Finance or Business preferred
- CCB Line of Business and/or US retail financial services business process and procedure knowledge preferred
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Senior Analyst, Risk Reporting Resume Examples & Samples
- Act as a member of the LOB Reporting/MIS Risk Management team, assuring that the overall division is making effective decisions to manage the Risk of the business while assuring effective profitability decisions
- Partner with India and US based reporting team to ensure report delivery processes and data validation processes meet business needs
- Assist in defining and documenting new processes and training new hires on new processes
- Coordinate with other areas of Risk including the Risk Centers of Excellence, Portfolio and Fraud teams to capture report requirements and metadata
- Produce reports, provide analysis and coordinate commentary with Business or Risk SMEs
- Conduct page level and report level validations and reconciliations to ensure report accuracy
- Partner with leads to conduct root cause analysis to investigate reconciliation variances
- Provide recommendations to remediate reports and reconciliation variances
- Execute report and data adjustments as needed
- Deliver ad-hoc reporting to answer risk questions
- Understands the SDLC and quality assurance/quality control concepts, metrics, methodologies and documentation standards
- Assure regulatory and policy compliance through a system of effective controls, identifying and validating control effectiveness and delivering accurate audit work papers when required
- Requires up to 3 years of reporting and reporting execution experience
- Strong analytical, project & change management skills
- Bachelor’s degree required; concentration in IT, CS, Finance or Business preferred
- CCB Line of Business and/or US retail financial services business process and procedure knowledge preferred
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Senior Operational Risk Manager Operational Risk Reporting & Analysis Resume Examples & Samples
- Experience in producing reports and presentations at a senior management level
- Strong conceptual, analytical and problem solving skills essential
- Team player with strong communication and collaboration skills
- Ability to think independently and present views in an objective and credible manner while maintaining strong relationships with OR stakeholders
- Experience working in an international environment and dealing with stakeholders globally
- Demonstrated success in managing multiple priorities, delivering to established timelines, and to high quality standards
- Advanced MS Office skills
- Excellent command of the English language (written and spoken) essential
96
Legal Entity Risk Reporting Resume Examples & Samples
- Accurate and timely delivery of risk reports to senior management, risk management and regulators
- Training and migration of reporting processes from other APAC regions
- Implement robust quality assurance checks and controls through the reporting processes
- Support in ad-hoc analysis of market risk data
- Interact with risk reporting, risk management, finance and technology teams in other regions
- Involvement in regional/global projects and people agenda working groups
- Relevant experience in financial services industry
- Knowledge of market risk metrics and financial products is required
- Advanced knowledge of MS Excel, Access and VBA
- Proficiency using Bloomberg, Reuters and other market data tools is required
- Team player who can interact at ease with colleagues of various levels
- B.Com/BSC/BE degree required. MBA or Master’s degree in Finance/Financial Engineering/Statistics/Mathematics is preferred
- CFA or FRM certification is a plus
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Fri-treasury Risk Reporting Resume Examples & Samples
- Manage a team supporting Interest Rate Risk reporting for Europe and Asia risk taking units
- Prepare monthly ALCO decks containing interest rate risk metrics for Europe and Asia risk taking units
- Participate in the implementation of the new Interest Rate Risk measurement platform working with Risk Managers, Treasury, and Technology teams to identify data sources, ensure data accuracy and completeness, and explain differences between the current accrual risk measures and the dynamic interest rate risk measures in the new platform
- Monitor, report, and communicate limit usages and excesses and implement any corrective actions decided by Treasury and Independent market risk
- 6-8 years experience in the financial services industry with a track record of managing a team; experience in an ALM or Interest Rate Risk analysis or forecasting role in Risk, Treasury, or Finance preferred
- Individual should have a strong understanding of the workings of the balance sheet and the various products and transactions that impact it
- Solid analytical skills (Bachelors in concentration with analytic focus, e.g. business, finance, economics, etc.), working towards a CFA, FRM or MBA a plus
- Strong technical skills in order to be able to analyse large quantities of data and identify potential issues
- Proven record of identifying areas that require remediation and working with partners across an organisation to successfully plan and implement the solutions
98
Rrpmo Risk Reporting Solutions Risk Reporting Operations Team Lead-executive Director Resume Examples & Samples
- 5+ years of people management experience
- Superior analytical abilities
- Interacts effectively with peers and senior management
- HTML, Java / Java Script understanding & experience
- Excellent partnership, communication & collaboration skills
- Multiple JPMC proprietary system knowledge recommended
- Inspires innovation and efficiency
99
Consumer Risk-ccb Risk Reporting Controls Analyst Resume Examples & Samples
- Collaborate with CCB Risk, CBRM Governance Team and Key Business Partners/Stakeholders on risk mitigation and control testing matters, and assist with implementation of key RCSA initiatives to ensure sustained BCBS compliance
- Provide RCSA Procedures and program subject matter expertise
- Assist with development and execution of controls documentation and evidence, including policies, procedures, and validations
- Review, challenge and substantiate inherent risk and control ratings throughout the reporting lifecycle
- Communicate testing results to key business partners, process owners, and control support teams
- Perform on-going test strategy/script/workpaper quality evaluation to ensure desired results are achieved and lessons learned are applied
- Lead or participate in other CBRM Controls and Governance initiatives as assigned
- 3+ years in the financial services industry required with a strong track record working across organizational lines
- Proven ability to build strong partnerships with key stakeholders, and collaborate with business and functional experts
- Demonstrated ability to coach, negotiate, collaborate, set priorities, plan, and direct activities is a must
- Preference given to individual with risk management, operations, audit, compliance, and quality review
- Undergraduate degree preferred
100
Project Lead-risk Reporting Solutions Resume Examples & Samples
- Ensure existing data/information assets are identified, stewarded and leveraged across various groups Risk Stripes
- Perform end to end review of all deliverables sent by the team to different stakeholders
- Extraction and mining of data from the source Risk systems
- Ability to understand the changing business needs and redesign reporting and analysis around the same
- Support ad hoc requests from the business and senior management
- Proactive involvement in the business and development of infrastructure required to support reporting and analysis
- Analyze, communicate and deliver high quality in stringent timelines
- Liaison with the Risk teams and other support groups
- Identify and drive continuous improvement initiatives
- Creation & delivery of a rich yet user friendly reports for the users to mine meaningful information
- Tenured MBA's or graduates with Bachelor’s degree
- 6+ years of relevant project experience
- Good knowledge of technology, finance, accounting and valuation concepts
- Ability to understand the user needs & translate it into a technical implementation plan
- Knowledgeable in aspects of designing and constructing reports and dashboards
- Advance knowledge of Excel and Access and good knowledge in VBA macros
- Results orientated without compromising control
- Ability to absorb and synthesize volumes of data and draw conclusions
- Ability to work under pressure and to strict deadlines
- Good organizational skills & planning ability
- Ability to handle multiple tasks simultaneously and efficiently
- Thrives on challenges in a fluid working environment
- Eye for detail and presentation
101
Rrpmo Risk Reporting Solutions Risk Reporting Operations Associate Resume Examples & Samples
- 5+ years experience working within a financial/professional environment
- Excellent analytical abilities
- Solid organizational skills and ability to prioritize
- Excellent multitasking/prioritizing skills and ready to deliver under a challenging environment
- Excellent working knowledge of MS Excel, Power Point
- Business understanding with the ability to translate business requirements into technology requirements
- Database development understanding
- Advanced SharePoint experience
102
Rrpmo Risk Reporting Solutions Risk Reporting Operations VP-columbus Resume Examples & Samples
- 10+ years experience working within a financial/professional environment
- Process-oriented with focus on continuous streamlining/improvement
- Creative thinking
- Multiple reporting application experience
- Web Technologies
- Visual Basic experience
103
Risk Reporting Senior Manager Resume Examples & Samples
- Interact with all levels of internal partners (Risk, Business, and Finance) and Commercial Risk Senior Management in 25 plus countries around the globe. Due to the unique role this position holds in the global oversight office, along with the associated reporting and analysis responsibilities, the position requires interaction at all levels within the commercial organization in all countries
- Build relationships with risk and finance partners in regions/local countries to facilitate streamlining and alignment of a global standard, while sharing and leveraging best practices
- Will be one of the global office focal points for the commercial loan loss reserve analysis and reporting
- Improve efficiency of loan loss reserve reporting process and alignment to financial reporting
- Prepare all presentations for various senior management meetings (risk committees, regulators, etc.)
- Support CCB key risk initiatives (Connect the Dots, Global Early Warning, Credit Officer Scorecard) with data and analytics
- Work closely with various Risk Reporting teams in Franchise Risk Architecture
- The intention is to provide a well-balanced knowledge base that will ultimately increase professional flexibility, backup coverage and exposure to all group tasks. As a key part of a growing business, the Risk organization will provide the candidate a rich spectrum of opportunities for career development in commercial risk management
- Manage people
- Written and verbal communication skills - ability to express and communicate concisely and clearly at all levels
- Strong Interpersonal skills, willingness to learn and mentor / train junior staff
- Credit analytics and financial modeling
- Accounting for credit losses and credit impairment of financial instruments
- Highly proficient in database management, statistics and ability to work with large data sets – Required
- Highly proficient in MS Office – Required
- Solid working knowledge of the Bank’s internal risk reporting systems (e.g. Optima, GCBC, etc.)
- Good knowledge of Basel III reporting and understanding of Basel parameters, their development and impact on RWA and capital
- Good knowledge of Accounting & Financial Reporting
- Good knowledge of credit and banking products
- Good knowledge of Citigroup credit policies and procedures
- Good knowledge of fundamental credit risk concepts
- Bachelor Degree plus 5 years’ experience or Master plus 3 years’ experience
104
Manager, Operational Risk Reporting Resume Examples & Samples
- Develop operational risk reporting (including management of information) to support and strengthen Operational Risk Management Framework at the Enterprise level. Specifically this includes
- Develops and effectively communicates a succinct understanding of operational risk profile through the analysis of various qualitative and quantitative elements of the ORMF (e.g. operational events data, risk control assessments, capital analysis); and providing independent commentary and subject matter expertise on operational risk profile
- Identifies opportunities to ensure that operational risk reporting is efficient, effective and produced in a timely manner so that synergies and capabilities are effectively leveraged across the enterprise
- Develops reporting standards, processes and procedures as well as contributes to the development into other operational-risk related policies, standards and guidelines, particularly in relation to reporting related matters
- Maintains current knowledge of operational risk related matters, which includes reading quarterly and ad-hoc reports from a variety of sources across the bank
- Establish strong working relationships within the operational risk community to further the development of effective risk reporting that accurately reflects the organization’s operational risk profile
- Partners and manages relationships with key contacts (e.g. ORM peers, Corporate Support Areas, Senior Management)
- Post-secondary education
- Knowledge of operational risk and analyzing risk information
- Working knowledge of Banking Group businesses
- Results-oriented and self-motivated with a commitment to excellence
- Strong analytical and problem solving skills with the ability to deal with ambiguity
- Strong proficiency in Cognos Reporting would be deemed an asset
- Working knowledge of Spotfire (reporting tool) also an asset
- Advanced relationship management skills
- Ability to address and deliver against multiple and competing deadlines
- Outstanding interpersonal, oral and written communication skills
- Strong time and priority management skills
- Team-oriented, collaborative and flexible
105
Risk & Reporting Resume Examples & Samples
- Assist with implementation of ongoing enhancements to the Firm’s Funding Balance Sheet tool EBS and funding cost attribution processes
- Working with the global team to create consolidated secured and unsecured funding reporting and analytics leveraging the EBS tool and existing TCM and BRM Reporting
- Responsible for existing reporting and analytical review that explains drivers of any Unsecured Funding Residual
- Assist with development of Legal Entity Net Interest Reporting (including continued development and consolidation of existing MSIP funding balance x rate reporting) and enhanced EMEA region funding reporting and analytics, including deep dive into MSIP funding cost attribution processes
- Participation in Treasury Capital Transfer Pricing project, specifically helping to implement a process of allocating Treasury costs by entity, including ownership for appropriate control measures and ongoing production
- Responsible for production of annual ICAAP UK Group Treasury P&L forecast and allocations to business units, working closely with Corporate Treasury and ISG Reporting
- Key point of contact for Corporate Treasury, ISG, WM and IM Business Unit, Legal Entity Controllers and other Finance teams requiring funding information
- Ad hoc management projects will be assigned
- High level knowledge of unsecured and secured funding balance sheet and cost attribution (preferred)
- Analytical mindset and good problem solving skills
- Experience of project work (preferred)
- Attention to detail, accuracy and strong sense of urgency
- Strong communicator with ability to interact with senior stakeholders
- Ability to critically evaluate processes and controls and make suggestions for improvement
- Qualified with relevant Professional Qualification (i.e. Accounting or CFA)
106
Senior Risk Reporting & Modeling Analyst Resume Examples & Samples
- A concrete understanding of Risk Reporting and data modeling
- 4-5 years minimum related work experience
- Excellent scientific and technical presentation skills, as well as assertiveness and influencing skills
- An ability to read and develop reports using SQL. Expert Excel and MS Access
- VBA programming knowledge is preferred
- Prior experience using MATLAB, SAS, or SPSS is ideal
- MS, or Masters in Mathematical discipline nice to have
- Must be extremely focused, detail oriented, results oriented and highly productive. Must have the ability to efficiently and effectively conduct independent researches, analyze problems, formulate and implement solutions, and produce quality results on a timely manner
107
Senior PnL & Risk Reporting Cmrm RMT & Securitization Resume Examples & Samples
- Where applicable, reconcile daily P&L and position reports to front office P&L estimates or other system reports
- Obtain daily Front Office P&L sign-off. Adhere to Trading Risk Services policy regarding the escalation of non-compliance with sign offs to upper management
- Provide analysis of P&L and investigate and resolve all discrepancies/differences in a timely manner, as required
- Generate accurate and complete processes to measure and report on market risk and ensure that all risk reports are submitted as per reporting guideline
- Provide analysis, reporting and monitoring of risk exposure and adhere to Trading Risk Standard with regards to violations and escalation of production issues
- Ensure that all late or missing reports and related process metrics are recorded, documented and explained appropriately
- Where applicable, complete end of period accounting, reconciliations, and reporting
- Review current processes and pro-actively make changes or propose initiatives to improve efficiencies in order to provide more effective business support
- Ensure internal control processes are adequate and documented appropriately as per the Trading Risk Standards
- Ensure process reviews are conducted in accordance with Trading Risk Standards
- Ensure risks within portfolios covered are correctly measured, aggregated, and analyzed in accordance with established and approved market risk policies
- Ensure that all assumptions and limitations are understood, documented, and approved for all market risk policies
- Execute infrastructure changes with regards to implementation of new or revised market policies or processes and ensure that changes are executed in accordance with Trading Risk Services change control procedures and EUC standards
- Ensure that all assumptions and limitations are understood, documented and approved for all market risk policies
- Execute infrastructure changes and ensure that changes are executed in accordance with Trading Risk Services change control procedures and EUC standards
- Liaise closely with the Bank’s front office traders, market risk control, audit, technology groups, and other stakeholders to assist in meeting the Bank’s objectives
- Perform ad-hoc analyses as required by management and ensure that projects and initiatives are approved as per Trading Risk Services Change Management procedures
- Maintain a good understanding of the analytical principles underlying the pricing and risk management of financial derivatives, including issues that arise regarding financial modeling of products for risk purposes
- Practical experience in Canadian mortgage securitization either in middle office or operations
- Excellent knowledge of internal controls and accounting
- Ability to work under pressure and deliver excellent result
- Strong analytic, problem-solving, conceptualization and strategic thinking skills
- A general understanding of market environments and trading businesses
- Knowledge of risk measurement techniques gained through academic study and practical experience
- Knowledge of interest rate derivatives, fixed income, and foreign exchange products at a level generally gained through practical experience
- Excellent PC skills in Microsoft Excel, Access, Powerpoint, and VBA programming
- Knowledge of Morag, FIS, Summit, Calypso and Bloomberg an asset
- Maintain a good understanding both of the financial markets in general and the various products employed by the business
- Strong interpersonal and communication skills with the ability to translate technically complex issues for the benefit of others
- Independent thinker and takes initiative to capitalize on opportunities and minimize problems in order to achieve job accountabilities
- An enthusiastic, positive and cooperative individual who can work independently and function well in a team environment
- Motivated achiever with good organizational and time management skills
108
Rrpmo Risk Reporting Solutions Risk Reporting Operations Associate Resume Examples & Samples
- Serve as a liaison between the Risk Technology organization, business users, and support teams
- Develops, automates, maintains and operationally supports reporting solutions
- Partnering with the Risk Teams to understand use cases, functional and non-functional requirements for Risk Reporting
- Ensure that solutions are delivered within the strategic reporting solutions framework
- Provides technology solutions consulting, training and support to user population
- Partner with technology groups to deliver solutions based on user requirements
- Ensure existing data/information assets are identified, stewarded and leveraged across various groups Risk Stripes
- Extraction and mining of data from the source Risk systems
- Collaborate with other partners in a globally distributed environment
- Sharing of knowledge with other members of the team
- Provide a high level of user experience through an innovative and intuitive user interface
- Report progress to management
- Bachelor degree, specialized training or equivalent work experience
- 5+ years’ experience working within a financial/professional environment in Techno Functional role
- Exposure to data modeling, data visualization and reporting
- Hands-on experience using Tableau or Qlikview or Cognos BI tool is required
- Strong SQL skills and ability to understand complex data
- Web technologies experience with hands-on in HTML/ Java Script / SharePoint / Visual Basic is preferred
- Any Data Cleansing/Blending/Transformation experience is preferred
- Dashboards building experience is preferred
109
Project Lead-risk Reporting Solutions Resume Examples & Samples
- Serve as a liaison between the Risk Technology organization, business users, and support teams
- Develops, automates, maintains and operationally supports reporting solutions
- Partnering with the Risk Teams to understand use cases, functional and non-functional requirements for Risk Reporting
- Ensure that solutions are delivered within the strategic reporting solutions framework
- Provides technology solutions consulting, training and support to user population
- Partner with technology groups to deliver solutions based on user requirements
- Collaborate with other partners in a globally distributed environment
- Sharing of knowledge with other members of the team
- Provide a high level of user experience through an innovative and intuitive user interface
- Report progress to management
- Bachelor degree, specialized training or equivalent work experience
- 5+ years’ experience working within a financial/professional environment in Techno Functional role
- Exposure to data modeling, data visualization and reporting
- Excellent working knowledge of MS Excel, Power Point
- Hands-on experience using Tableau or Qlikview or Cognos BI tool is required
- Strong SQL skills and ability to understand complex data
- Web technologies experience with hands-on in HTML/ Java Script / SharePoint / Visual Basic is preferred
- Any Data Cleansing/Blending/Transformation experience is preferred
- Dashboards building experience is preferred
- Excellent multitasking/prioritizing skills and ready to deliver under a challenging environment
- Process-oriented with focus on continuous streamlining/improvement
- Business understanding with the ability to translate business requirements into technology requirements
- Multiple reporting application experience
110
Corporate Risk Reporting Resume Examples & Samples
- Will interact with the EMEA CRO as well as liaising with all levels of Risk Management, Finance, and Franchise and Risk Infrastructure for reporting requirements
- Develop reporting framework to link portfolio performance metrics with macroeconomic indicators, business performance and environmental leading indicators
- Participate in projects that will enable more consistent and transparent risk reporting across all Citi businesses and promote best practice sharing across businesses and risk processes
- Maintain communication and build strong relationships with our global team as well as management, regulators, internal audit, and others
- Relevant financial experience
- Knowledge of credit, market, operational, and cross border risk a plus
- Strong presentation, written and verbal communication skills that clearly articulates messages to a variety of audiences
- Strong interpersonal skills with a focus on teamwork
- Experience with SQL and VBA would be preferred
- Exudes the determination and commitment to ensure deadlines for all deliverables are met
- Self-Motivated; takes the initiative to start projects/processes that will ultimately better the team through efficiencies
- Demonstrates the ability to influence team members, clients and management to achieve team/organizational goals
111
Fri-risk Reporting & Analytics Resume Examples & Samples
- Prepare regular and time-sensitive reports for CPB users and their senior management
- Coordinate with risk management, technology, finance to make sure the risk portfolio information contained in various reports and presentations are accurate, and make sense
- Understand/interpret the nuances of the questions and requests from senior management and work with global risk managers to come up with reporting solutions/alternatives
- Provide regular status updates to the team lead and FRA senior management
- 2-4 years of work experience in Reporting within Banking
- Bachelor’s/Masters degree - working towards a CFA, FRM a plus
112
Payments Risk Reporting RCA Manager Resume Examples & Samples
- Create reports and performs required analysis for Executive and committee-level presentations
- Understand the systems that provide required reporting data
- Facilitate ad-hoc reporting requests
- Applicable certifications
- Experienced in data mining and modeling and trend analysis
- Strong reporting and presentation skills
- Proficient computer skills, especially Microsoft Excel and Power Point applications
- Experience collaborating and communicating with senior business leadership
- Experience in RSA Archer or similar governance, risk and compliance tool
- Graduate degree or law degree
113
Risk Manager, Risk Reporting Resume Examples & Samples
- Prepares monthly issue and action plan reporting and manages the process of tracking business level action plan implementation and remediation efforts. This includes reviewing all open action plans and as necessary, challenging business owners and action plan coordinators to take appropriate steps to drive these action plans to closure
- Generates business unit level Key Risk Indicator (“KRI”) risk dashboard reporting and actively monitors breaches; analyzes and researches trends to identify emerging risks. Continuously assesses the need for new KRI’s and/or changes to existing KRIs. Provides a recommendation for areas for improvement based on results
- Collaborates with Ethics Access Management and associated FI and FBO business partners to perform the quarterly certification and reconciliation process associated with Non-Public Fund Holdings (“NPH”) information
- Collaborates on the risk reporting efforts of internal FI Risk Oversight (“FI RO”) groups, as well as business units and support groups within and outside of FI
- Designs and implements process and automation improvements which support and enhance the FI RO Risk Reporting, Incident and Procedure Management Center of Excellence model
- Bachelor’s degree with 5+ years of relevant experience or an advanced degree with 3+years of relevant experience
- Experience should include background or an understanding of risk management, audit, compliance and/or the broker dealer regulatory environment
- Ability to support an existing culture of Risk Management that continuously drives change
- Strong research and analytic abilities
- Demonstrated technical and business process knowledge
- Ability to establish and maintain relationships with individuals at various levels throughout the organization
- Influence others and impacts decision making through fact discovery and validation
- Able to handle multiple and conflicting priorities in a dynamic environment
- Attention to detail and accuracy is critical
- Ability to identify problems and be solutions oriented
- Exhibit skills in Excel data management, Microsoft Access, database structures and hierarchies
- Business Objects and/or Oracle Business Intelligence Enterprise Edition (“OBIEE”) experience a plus
114
Manager, Valuations & Risk Reporting Resume Examples & Samples
- Managing of developing valuation models using National Grid modeling tools such as Lacima, FEA, Allegro, and ZEMA. Ensuring the integrity of data inputs and ability to explain the results
- Develop and maintain analytic framework to explain the variability of results reported to the accounting office
- Responsible for coordinating Internal and External Audits as pertained to Risk Reporting, Financial Reporting, and Valuation Modeling
- Create and implement methodologies of MTM exposure forecasting, as well as stress testing, scenario analysis, and model’s backtesting
- Facilitate internal model reviews and approvals
- Responsible for modeling process optimization and associated modeling documentation including inventory of manuals
- Responsible for Risk Reporting to Commodity Management Committee, Energy Procurement Risk Management Committee, and Executive Risk Committee
- Design and implement meaningful risk metrics and methodologies including reporting to various constituents and key stakeholders (traders, originators, executives, etc)
- Oversee an integrity and accuracy of credit exposure reporting including potential future credit exposure
- Master’s degree in business-related field required; finance preferred
- Knowledge of North East gas and power markets
- Strong knowledge of Energy Risk Management and contract valuation techniques
- Expertise in FEA, Allegro, ZEMA and especially Lacima is a strong plus
- Familiarity with Risk Management compliance is a strong plus
- Strong leadership, organization and communication skills
- Highest level of proficiency in Microsoft Excel
- Minimum 1 year of energy transactions modeling experience
- Minimum 3 years of financial reporting experience
- Experience working for one of the major utility companies is a strong plus
- Energy Risk Professional certification is a strong plus
115
Director, Investment Risk Reporting Resume Examples & Samples
- Responsible for collecting, processing, and analyzing data from various sources
- From an investment risk perspective, he/she will independently identify the key drivers of portfolio’s performance, summarize results in a presentation format, and communicate quantitative and qualitative conclusions to stakeholders
- The individual will need to take initiative and responsibility to drive tasks forward in a timely manner
- In addition to data management, the ability to bring various parties together to reach conclusions quickly and consistently will be critical to being successful in this role
- MBA or Advanced Degree is required; CFA designation is preferred
- Demonstrated experience working in at least one or more of the following areas; Market Risk, Credit Risk, Economic Capital Modeling is required, 5 years of experience is preferred
- Management Consulting experience is preferred
- Experience building relationships in a cross matrixed environment
- Ability to influence senior management’s decisions regarding Enterprise Financial Risk
- Ability to synthesize complex messages into actionable items
116
Client Onboarding Risk & Reporting Specialist Resume Examples & Samples
- Work with the client onboarding team to review, monitor and drive improvements in the current pre-trade lifecycle and post-execution controls and procedures
- Co-ordinate all weekly, fortnightly, monthly and quaterly internal Governance meetings
- Work with Financial Crime to understand all upcoming Internal and external audits and work with the client onboarding management team, Financial Crime and Compliance to present information as requested by regulators
- Montior and ensure that all required Minimum Control Standards are being met and escalate non compliance to the IB Client Onboarding Head
- Communication management – develop and coordinate monthly business review, presentations for senior audiences
- Management reporting – oversee ongoing reporting of key issues and projects as well as quality, service, efficiency, risk and other metrics
- Assist onboarding teams and partner with client facing teams to request/collect (and consolidate) during escalations
- Manage emerging issues arising from audits or risk identifed by the onboarding teams
- 7 to 10 years of experience with in a financial services, operational or compliance fields
- Have knowledge of Know your Client and Anti Money Laundering policies
- Have an understanding of regulations issued by FINRA, SEC. CFTC and other regulatory bodies
- Drives results through leadership, people, communication and influence
- Comfortable with change, ambiguity, debate, conflict and informed risk taking
- Ability to challenge and influence stakeholders to ensure decisions are well thought out and can be executed from an operations perspective
- Strong proficiency in MS Powerpoint, Excel, and Word (MS Access is a plus)
- Ability to successfully navigate a complex infrastructure that involves numerous groups /individuals
117
Corporate Risk-finance & Risk Cfo-rrpmo Risk Reporting Operations Associate Resume Examples & Samples
- Serve as a liaison between the Risk Technology organization, business users, and support teams
- Provides technology solutions consulting, training and support to user population
- Partner with technology groups to deliver solutions based on user requirements
- Ensure existing data/information assets are identified, stewarded and leveraged across various groups Risk Stripes
- Extraction and mining of data from the source Risk systems
- Sharing of knowledge with other members of the team
- Web technologies experience with hands-on in HTML/ Java Script / SharePoint / Visual Basic is preferred
- Excellent analytical abilities
- Excellent partnership, communication & collaboration skills
118
Corp-risk Reporting Resume Examples & Samples
- Accountable for all regulatory risk reports that are submitted to Senior Management, Risk Committees and regulators
- Provide advisory on potential impacts of risk taking positions and new business initiatives. Engage on the regulatory risks analysis of new initiatives. Analyze legal entity implications of the new initiative
- Responsible for the definition of policies to set out the governance approach for Risk. Ensure consistency in policies, practices and procedures around setting, monitoring and reporting of limits related to regulatory risks across locations
- Analyze and explain differences between regulatory and corporate methodologies to measure exposures
- 1 - 5 years of experience in a similar role
- Broad understanding and experience with risk management methodologies, particularly the use of Market and Credit risk Metrics: VaR, Greeks, DRE, SRE, CVA, impairment, etc
- Thorough understanding of local regulatory requirements
- Proficiency in Spanish and English
119
Fri-risk Reporting & Analytics Resume Examples & Samples
- Prior Working knowledge of at least one Business Intelligence tool like MicroStrategy, Business Objects, Cognos
- Implementation experience of any of the above BI tools would be a plus
- Deep understanding of Financial systems and underlying data
- Excellent analytical skills with in-depth experience in Microsoft Excel
- Strong PowerPoint skills
- Coordinate and manage stakeholders across locations
- Should have managed teams across multiple locations
- Ability to manage and manipulate large data sets is critical to this role
- Candidate should be a self starter
- Ability to work independently is extremely critical
- Post Graduate in Finance – CA/MBA (Finance) with Bachelor’s degree in Engineering would be preferred
- Good experience in project management and working on management reporting tools having 14-18 years prior work experience
- Strong understanding of Financial Processes is a big plus
- Financial Data Analysis experience
- Working with remote team members
- Adaptability, multitasking and project management
- Interpersonal skills (ability to work with colleagues at all levels across multiple locations)
- Flexibility – able to react quickly to changing priorities and timelines
- Takes responsibility and demonstrates ownership of issues
- Understanding to relate with Content and ability to draw analysis to refine requirements and translate the same to users and technology as required
- Quality Controls: Understanding of definitions, databases like pearl and the skill sets to carry on quality checks/testing
- Architecture: Understanding of Data flow, Meta data tables, Sybase system and fact tables
- Development of reports in Citi Insight using tools like MicroStrategy: To participate in new development activities planned in coming years
- Demo/Communication: To help the team drive Demo/communications/user training programs
- To lead the demos done for Citi senior management
- Effective Client relationship and Demand management to be able to meet the needs of various stakeholders
- Being part of global team Liaising with
- Senior stakeholders: Provide regular update on progress and ensure timely escalation where ever required
- Technology: Driving implementation and translate requirements with US based Tech team
- FP&A User Community: To understand requirements and help drive consumption
120
Corporate Risk-finance & Risk Cfo-sec Risk Reporting & SOX Compliance Associate Resume Examples & Samples
- Gain understanding of SOX 404 process for each Risk group and provide recommendations for improving processes and strengthening controls
- Perform detailed review of risk and control assessments across Risk functions
- Evaluate SOX documentation ensuring appropriate identification of risk and control points
- Ensure SOX testing is executed in accordance with the Corporate SOX Compliance Program
- Analyze and evaluate the severity of the control issues identified during testing
- Perform quality assurance reviews on existing SOX tests for Risk and document findings
- Provide updates and findings to the Finance and Risk CFO and senior members of the SOX Compliance Office
- Ongoing effort to ensure that all Risk related disclosures accurately reflect the current state of affairs; constant monitoring/analysis to effect ongoing improvements
- Support the Earnings Press Release process for all Credit Risk related information
- Minimum of three to five years of financial reporting, audit, or control experience; SEC reporting experience a plus
- Bachelors degree required, Accounting or Finance major preferred
- Background in and/or familiarity with SOX 404
- Strong control, reconciliation, and process management skills
- Excellent analytical and organizational skills
- Superior attention to detail with the initiative to identify problems and implement solutions
- Ability to work well under pressure and balance multiple priorities
- Excellent desktop and spreadsheet skills
121
Manager Enterprise Risk Reporting Resume Examples & Samples
- Technical abilities centered around SQL, Access and general Data Base knowledge
- MS Office product suite, Excel/Powerpoint including strong VBA knowledge/skills
- CA, CGA, CMA or MBA would be an asset
- 5 - 7 years of experience, preferably in a reporting environment
- Thorough knowledge of credit, market, and operational risk
- Knowledge of Bank structure, operations and information systems
122
Corporate Risk-external Regulatory Risk Reporting Resume Examples & Samples
- Strong analytical and financial skills with a proven track record of execution
- Strong communications skills both written and verbal
- A developed leadership presence capable of effective messaging to colleagues, regulators and management alike
123
Corporate Risk-finance & Risk Cfo-rrpmo Risk Reporting Operations VP-de Resume Examples & Samples
- 7+ years experience working within a financial/professional environment
- Strong Project Management Skills
- Excellent organizational skills and ability to prioritize
- Interacts effectively with peers and senior management
- Creative thinking
- Strong technology understanding
- Ability to think strategically and identify patterns and correlations
124
Manager, Retail Risk Reporting Resume Examples & Samples
- Source data from different platforms of varying data types including binary mainframe files, varying width files
- Ability to read files from tape and disc mainframe storages
- Able to write mainframe files into SAS datasets in mainframe and use ETL SAS utility functions to transform data to desired output SAS datasets
- Ability to link Mainframe SAS datasets to PC SAS datasets and automate jobs
- Must be able to use mainframe programing languages which includes JCL and SAS
- Ability to aggregate data from different data sources including IBM main frame, SQL server and Oracle capstone using JCL, PC SAS, SQL
- Work with Reporting and Analytics team and assist with data sourcing for ad-hoc analysis and ongoing monthly requests
- Running of monthly mainframe and PC SAS production jobs, validating output and resolving errors
- Creation of monthly executive data reconciliation deck, summarizing key data issues and gaps, resolutions and insights to help set the future direction and strategies on data initiatives
- Take up ad-hoc data analytics requests and identify data sources to accomplish task
- Must have IBM mainframe, JCL, SAS
- Advanced knowledge of SAS, SQL, JCL and IBM mainframe
- Agility, flexibility, adaptability, result-oriented and a self-starter with a can-do positive attitude
- Have an aptitude for numbers and love to work with big datasets
- Demonstrated analytical, auditing and problem solving skills
- Detailed orientated with an attention for accuracy
- Advance skills with PC software applications such as Excel, Word, Access and PowerPoint
- Ability to learn new and emerging scripting skills
125
Corporate Risk-finance & Risk Cfo-rrpmo Risk Reporting Operations Associate Resume Examples & Samples
- Provide SharePoint development for internal customers
- Ensure the integrity and security of SharePoint data in accordance with business needs, policies and compliance
- Partnering with the Risk Teams to understand use cases, functional and non-functional requirements for SharePoint development
- Expert knowledge of SharePoint Architecture, Object Model, Shared Services, SharePoint Templates, and SharePoint Features
- 3-5 years’ experience with the following technologies
- SharePoint 2010 (SharePoint 2013 is a plus!)
- MS .NET Framework 3.5/4.0
- MS SQL 2008/2012
- Visual Studio 2010/ 2012 / SharePoint Designer
- HTML (HTML 5 is a plus)
- JavaScript/JQUERY/Angular JS
- Web Services/REST API
126
Senior Manager Structured Funding Risk Reporting & Analysis Resume Examples & Samples
- Solid knowledge of disclosure requirements (IFRS, OSFI, OSC)
- Experience with derivatives and investments an asset
- Experience preparing audited financial statements and MD&A and managing audits
- Basic tax experience an asset
- Knowledge of the Bank’s general ledger system including the chart of accounts
- Strong organizational skills required to manage a variety of concurrent projects
- Excellent communication, project management, writing skills and business acumen
- Ability to work under pressure and willingness to work long hours as demanded by reporting deadlines. Long hours may also be required at quarter end and year end
- Superb self-motivation and work attitude and time management skills
- Superior computer skills including
- Proven financial modelling skills
- Solid Word, Microsoft Project knowledge
127
Fro-treasury Risk Reporting Resume Examples & Samples
- Reporting Current liquidity position through the production of the daily Gap Analysis Report
- Calculation of liquidity ratios to allow management to monitor changes in structural liquidity
- Also responsible for producing cash flow and various other ad-hoc regulatory reporting
- Supporting Functional Projects related to CRDIV / Basel III implementation
- Liaise with members of Risk Reporting/Risk Management, Finance, and Treasury to establish reporting requirements and develop the tools, analysis and reporting necessary to proactively identify and manage risk with respect to portfolios and products, and continuously update the reporting process to reflect the current business structure
- Responsible for participating in the production of existing as well as playing a role in the development of new Regulatory reporting requirements
- Participate with members of the various disciplines to identify ways to streamline and automate process flows in order to create more accurate and timely results, as well as improving efficiency
- Involvement in testing, Project documentation and understanding regulatory guidelines
- Must possess strong knowledge of business and balance sheet composition
- Risk Management, Financial Control, Audit, Operations, Team Management etc
- Treasury experience in an Investment Bank is a plus (Preferred)
128
Market Risk / Liquidity Risk Reporting Resume Examples & Samples
- Coordinate the production and distribution of daily/weekly/monthly market and liquidity risk reports to the business units, risk coverage, senior management and regulators
- Liaise with the coverage team to implement risk reports in support of legal entity reporting requirements and manage the liquidity/market risk limits and indicators process, including breach management
- Provide timely, accurate, and meaningful information to senior management, regulators, and risk managers by maintaining data quality in the reporting processes and utilizing system tools to control the accuracy of reports
- Conduct ad hoc risk analysis
- Develop improvements and efficiencies in risk reporting processes and governance framework
- Relevant experience in the financial industry
- Proficiency using Microsoft products including Excel, VBA and Access
- Good written and verbal communication skills
129
Risk Analyst, Retail Risk Reporting Resume Examples & Samples
- Aggregate data from different data sources including IBM main frame, SQL server and Oracle
- Produce, modify and review monthly reporting package to monitor origination and portfolio management trends
- Provide insights and analysis that will identify origination and delinquency trends to inform revenue enhancement and loss mitigation decisions
- Participate in creation of a monthly executive deck, summarizing key trends and insights to help set the future direction and strategies
- Take up ad-hoc analytics requests and identify data to accomplish task
130
Risk Reporting Resume Examples & Samples
- Analyse all risk measures, including VaR and Greeks, and complete periodic reporting to senior managers and regulators
- Complete weekly stress testing as well as periodic back testing and report results internally and externally
- Monitor the trading limits of front office and escalate any issues
- Support Risk Managers in providing daily commentary to the business
- Maintain high-quality data within the reporting systems and develop procedures to increase control
- This role is perfect for a junior level candidate who wants to move into Risk Management. It will allow them to learn the Risk Management tools and procedures before moving into other more analytical and forward facing parts of the department. The normal progression is to join the team for 2 years before moving into the Analysis team in the future
- A general understanding of the risk management area, including knowledge of Greeks, VaR, Expected Shortfall, etc… This can be gained professionally or from academic studies
- Knowledge of financial products, both Fixed Income and Equities
- Deep understanding of the use of Excel, VBA and Access
- Qualifications like CFA, CPA, etc
131
Operational Risk Reporting & Governance Specialist Resume Examples & Samples
- Develops competence by performing structured work assignments
- Uses existing procedures to solve routine or standard problems
- Receives instruction, guidance and direction from others
- Coordinate setting the agenda and the preparation of materials, including drafting minutes, for the Operational Risk Committee
- Coordinate maintenance of the ORM Framework and ORM Policies
- Prepare the Enterprise Risk Assessment for operational risk in collaboration with Risk Experts and the ORM Managers, including maintaining supporting work papers
- Prepare other reporting for the Operational Risk Committee as required, such as risk appetite metric reporting
- Coordinate the compilation, data aggregation, and updating of enterprise-level operational risk metrics
- Coordinate the development and delivery of training materials for enterprise-level operational risk
- Prepare presentations to increase awareness of enterprise-level operational risk
- Develop and execute challenges of operational risk sub-category program’s design
- Obtain and maintain necessary training to keep current on operational risk principles and practices
- Partner with others in Risk Management to coordinate activities and minimize duplication within the 2nd line of defense
- Develop and maintain strong relationships with key stakeholders of the RCSA program, including IT application development and RCSA users
- Advanced knowledge of enterprise risk and operational risk management framework, principles, and practices
- Advanced in creating executive and Board risk reporting under the direction of management
- Advanced project management and multi-tasking skills with demonstrated ability to manage expectations and deliver results
- Advanced knowledge of enterprise metrics program, process, and tools
- Advanced in ability of developing and delivering presentations to associates
132
VP, Risk Reporting & Analytics Resume Examples & Samples
- Preparation of regular detailed analysis and reporting on portfolio performance. Analyses are designed to not only report performance but fully understand underlying drivers
- Develop analysis of Macro and Micro economic trends and their relation/ impact to CIT portfolio
- Identification and mitigation of Risk issues
- Provide data and analysis to Risk and Finance management, and respond to questions, concerns or requests from CIT regulators
- Support external financial reporting through preparation of information used in 10Q and 10K reporting
- Proactively develop new analysis and reporting to better support Corporate Risk Management and the Business Segments
- Support Chief Risk Officer, Chief Credit Officer and other Senior Management through recurring analytics as well as ad-hoc analysis, including deep dive reviews and credit metric forecasting and planning
- As required, provide analytical support to Business Segment for potential portfolio acquisitions, forecasts, planning and other initiatives
- Provide Risk related guidance and support to Business unit personnel
- Attend various Business Unit review meetings to provide support and gain relevant knowledge of Risk issues
- Provide industry information and support to senior management as required
- Manage Corporate Credit Risk Reporting Database monthly process, analyzing data, identifying issues and data enrichment
- 8+ Years' Risk Management experience in a Financial Services firm (preferably with a regulated entity)
- BS degree in Finance, Economics or Accounting (MBA or Masters desirable)
- Credit Risk or Portfolio Management experience. Strong Analytical skills
- Proficiency in MS Office products,
- Advanced Structured Query Language (SQL) or SAS skills
- Familiarity with Credit Risk Concepts
- Knowledge of regulatory standards
- Superior analytics and forecasting skills
- Ability to work in a fast paced, high volume, team oriented environment
- Time management skills in order to meet tight and deadlines for multiple concurrent projects
133
Risk Reporting Operations Resume Examples & Samples
- Act as a central point of contact for Risk Reporting function on requests for reporting (scheduled and ad-hoc), open issue resolution, and general workflow process matters
- Develop and own the intake and prioritization process for new report requests, especially ad-hoc requests, to assist in better capacity planning and resource management
- Identify and execute reporting process and content enhancement opportunities
- Negotiate, document and monitor service level agreements with various stakeholder functions to ensure a risk reporting cadence that meets requirements
- Partner with the risk type stakeholders, including those in the other MUFG Americas entities, to ensure consistency of messaging, content and formatting in reports, as well as an efficient and timely production process
- Ensure procedures and style guides for all reporting are properly documented and updated on a regular basis
- Develop and maintain a central repository of reports and procedures documentation
- Maintain job descriptions across the risk reporting organization for existing and new roles
- Maintain an automated report production tool
- Develop and oversee a process for periodic report inventory assessment; determining report relevancy, distribution list accuracy, content enhancement opportunities, report ownership and backup, and so forth
- Participate in the Data Triage Process as appropriate
- Ensure the Reporting Team is in compliance with End-User Computing policy
134
ORM IT Oversight Risk Reporting Resume Examples & Samples
- Understanding the systems and platforms containing technology risk-related reporting data, and building relationships with source system owners
- Correlation and analysis of technology risk-related data
- Working with the Systems and Payments Risk teams to create reports and perform data analysis for committee and executive-level presentations
- Facilitating ad-hoc reporting requests
- Experienced in data mining and trend analysis with large data sets
- Ability to use data management, analysis, and visualization tools
- Experience in Archer or similar governance, risk and compliance tool
- Strong analytical, problem-solving, and negotiation skills
- Experience in corporate operational risk management
- Experience collaborating and communicating with senior management
- Proficient computer skills, especially Microsoft Excel, Access, and PowerPoint applications
- Federal regulatory experience
135
Commodities Program Manager Risk Reporting Resume Examples & Samples
- Degree educated. Investment Banking experience
- Excellent in Macros
- Strong appreciation for technology
- Excellent organizational skills are mandatory. You must have a meticulous and thorough approach to work
136
Head of Operational Risk Reporting Resume Examples & Samples
- Bring together external market knowledge, peer group knowledge and regulatory understanding together with comprehensive and regular business interaction to ensure that the full suite of potential operational risks affecting the business are identified and understood
- Provide concise reporting that sets out the key operational risk issues, together with the key actions to address this. Tailor this reporting for the risk committee, the executive, Aviva Group, external parties etc
- Manage the Risk Committee agenda and process
- Provide second line independent challenge and oversight of operational risk
- Escalate material operational risks clearly to the Director of Operational Risk, the CRO, and to executive management, including rapid notification of material events as well as supporting targeted and concise periodic risk reporting
- Work with Aviva Group Operational Risk to ensure the Aviva Investors operational risk management framework delivers suitable data to support the Group in managing its consolidated risk profile
- Be seen internally and externally (clients, peers, regulators) as a subject matter expert and thought leader in Operational Risk management
- Deep knowledge of the asset management industry and the risks associated with this
- Deep knowledge of operational risk reporting practices across the asset management and other financial sectors
- Have a good appreciation of working globally and is sensitive to cultural diversity
137
Corporate Risk Risk Reporting Resume Examples & Samples
- Provide leadership in driving the Risk Report Repository Program
- Work closely with key stakeholders to design and implement platform enhancements
- Plan and drive down workstream tasks to ensure program success
- Escalate issues and roadblocks to managers and stakeholders as needed
- Create test scripts and host User Acceptance Testing (UAT) calls with working group
- 3+ years experience as a Project Manager and/or Business Analyst, executing projects within the financial services industry
- Experience in risk, finance and regulatory a plus
- UAT experience
- Experience using Agile including familiarity with roles and responsibilities, users stories, acceptance criteria, sprint and product backlog planning
- Experience in control metrics and Key Performance Indicators (KPI) a plus
- Strong familiarity with project management and analysis software, such as Excel, Visio, JIRA, SharePoint, etc
- Ability to perform in a high pressure and fast paced environment
- Highly disciplined, self-motivated, and delivery-focused individual who is able to work independently
- Excellent analytical and communication skills (verbal and written)
138
Corporate Risk-risk Reporting Resume Examples & Samples
- Develops, automates, maintains and operationally supports reporting solutions
- Supports / contributes to the reporting solutions strategy
- Direct interface with technology groups to deliver solutions based on user requirements
- 10+ years experience working within a financial/professional environment
- Multiple reporting application experience
- Database development understanding
- HTML, Java / Java Script understanding & experience
- Web Technologies
- Visual Basic experience
- Advanced SharePoint experience
139
Risk Reporting Java Developer Resume Examples & Samples
- Hands on development focused on building out cross-asset risk reporting platforms for risk managers working on the latest Big Data technologies within the Hadoop ecosystem
- Develop and enhance risk-based limits applications to meet regulatory requirements (CFTC, MiFid II)
- Help accelerate the delivery of strategic Risk & Analytics programmes for the Margin Optimisation function by working with the broader team in an Agile operating model
- Highly motivated individual, willing to learn and experiment new technologies
- Working with risk managers, trading and compliance personnel to gather and refine business requirements
- Ability to perform technical assessments of requirements received, solution design and effort estimation
- Ability to collect, organise, manipulate and analyse data from multiple data sources
- Good database knowledge and proficiency in writing SQL queries and procedures to organise and interrogate data
- Design of data model
- Hands on development using Java, Flex, .Net and Hadoop technologies
- Build/test the approved design and creation of release notes for implementation into production in accordance with the Agile best practices
- Providing supporting during QA and UAT test phases which will include prepping environments for user testing
- Packaging up codes for release into production
- Conducting code reviews and providing constructive feedback
- Assist/lead analysis and resolution of production issues with production support team
- Work closely with the global development team members in Pune, Prague, New York – participating in and contributing to technical discussions
- Liaise with the Design authority and Risk IT teams in other regions to ensure all new components fit within the guiding principles
- Ability to work independently as well as within a team environment
- Ability to lead a team of 2+ people
- Strong attention to details
- 5+ years strong experience with Java/Flex and .Net technologies
- 2+ years strong experience working with Big Data Technologies (Hadoop, Hive, Hbase, Spark)
- 2+ years strong experience working with Data Visualization Platforms (Spotfire, Qlickview, Tableau)
- 2+ years of experience with Pl/Sql and Oracle
- 1+ year of experience using INVEST criteria to write user stories
- Experience with Scala and Python
- GIT/Jira for version control, Autosys for batch control
- Experience with Team City integration, Nolio and SonarQube
- Financial industry experience, knowledge of Derivatives products
- Strong development track record using Agile Development Methodologies and knowledge of software development ‘Best Practices’
- Strong analytical skills – ability to investigate and resolve issues in a high-pressured environment
- Excellent problem solving skills and ability to shift priorities quickly
- Able to document system architectures and process flow
- Able to work well with IT developers in multiple locations and across other teams
- Must be independent and creative in approach to problems and issues and be proactive
140
Corporate Risk-risk Reporting Resume Examples & Samples
- Partnering with the Risk Teams to understand use cases, functional and non-functional requirements for Risk Reporting
- Ensure that solutions are delivered within the strategic reporting solutions framework
- Collaborate with other partners in a globally distributed environment
- Provide a high level of user experience through an innovative and intuitive user interface
- Report progress to management
- Bachelor degree, specialized training or equivalent work experience
- Hands-on experience using Tableau or Qlikview or Cognos BI tool is required
- Strong SQL skills and ability to understand complex data
- Any Data Cleansing/Blending/Transformation experience is preferred
- Dashboards building experience is preferred
141
Project Roar Risk Reporting Resume Examples & Samples
- Deliver high quality analytical outputs in a timely and accurate manner with minimal rework required
- Manage the provision of simplified, consistent, efficient, cost-effective and value-adding risk information delivery services
- Develop and maintain collaborative relationships with relevant internal and external stakeholders
- Engagement of key stakeholders to ensure full understanding of business partner requirements, helping to shape deliverables within the broader risk information delivery strategy
- Manage business partner relationships, expectations and concerns through open, regular communication lines
- Execute the day-to-day business partner requests/queries on credit risk data and reporting, proactively addressing any issues and concerns
- Follow and implement an enterprise approach and methodology and ensuring it is embedded across risk business partners, through training and educational toolsets
- Identify risk reporting improvements and/or solutions that create and support process efficiencies as a result of new systems and data sources
- Work collaboratively and share knowledge across teams
- Exhibit constructively critical view of policies, processes and procedures with the objective of improving the organization
- Ensure policies and processes relevant to the role are complied with
- Quickly resolve and escalate issues
142
VP, Model Risk Reporting Resume Examples & Samples
- Establishing a comprehensive suite of model risk metrics, including metric definitions and data sources
- Produce model risk metrics/reports on a monthly basis for senior management meetings as well as to the Model Oversight Committee, Firm Risk Committee, and Board Risk Committee
- Collaborate with cross functional stakeholders to ensure that model risk is reported accurately, timely, and transparently
- Drive accountability and consistency in model risk reporting processes across all Business Units and model types
- Support the execution of various reporting projects in compliance to policy, governance, and regulatory requirements
- Coordinate execution of MRM projects/initiatives to drive effectiveness and efficiency
- Minimum 5 years of experience in consulting or complex financial institution
- Strong verbal and written communication skills; ability to communicate with key stakeholders
- Superior analytical thinking and problem solving abilities
- Proficiency in MS Office and related applications (PowerPoint, Excel, Word)
143
Legal Entity Risk Reporting Resume Examples & Samples
- Accountable for all EMEA Legal Entity market risk reports / packs that are submitted to Senior Management, Risk Committees and CROs. Ensure reasonableness and integrity of risk information before submittal
- Assist to establish practices and procedures around monitoring and reporting of limits
- Assist to develop and execute of global systems strategy for reporting tools and applications
- Ensure processes are established to provide accurate risk reporting for the entity to support governance and regulatory requirements
- Provide a reasonableness review of market risk information contained in the regulatory reporting
- Modify local reports to comply with changing regulations. Understand the regulatory requirements and coordinate their implementation with Technology
- Ensure any risk excesses are escalated and controlled according to local risk policies
- Previous Market Risk Management related work experience
- Strong product and market knowledge in derivatives and related valuation/ risk management issues
- Proficiency in MS Office including VBA
144
Field Operational Risk Officer Risk Reporting & Analytics Resume Examples & Samples
- 5+ years of experience in audit, business management, consulting, legal/compliance, banking and lending product risk advisory or operational risk management
- Strong understanding of operational risk
- Broad knowledge of lending and deposit product risks including risks related to residential mortgages, securities-based lending and deposits
- Knowledge of applicable FRB, OCC, CFPB, SEC and FINRA regulations and guidelines a plus
- FINRA Series 7, FINRA Series 24 and FINRA Series 63/65 or 66 a plus but not required
- Ability to create impactful and efficient reports from raw data (knowledge of available risk reporting tools/applications in the market is a plus)
- Ability to work remotely when required
- Ability to build effective business partnerships across the Bank and Firm
145
Head of Risk Reporting Resume Examples & Samples
- Develop and deliver effective risk reporting to the Board, Executive Committee; Board Risk Committee, Board Remuneration Committee, Risk Management Committee and the Operational Risk Committee
- Support these key committees to meet their objectives through timely and useful management information, strong organisation and continuous improvement
- Develop and maintain close working relationships with Company Secretariat and authors of key papers across the Group
- Provide technical and risk-based challenge of reports and management information produced by the 2LOD and 1LOD risk teams, to ensure that the papers
- Strong Organisation, commercial and influencing skills, driving a positive impact on the organisation/timeliness of actions of the members and attendees of meetings and committees
- Excellent stakeholder management at all levels
- Ability to critique documents for maximum effect and undertake drafting to a high level
- Risk Management knowledge and practical experience
- Ability to analyse data and summarise succinctly
- Ability to create and maintain effective relationships across all lines of defence
- Understanding of structure, strategy and activity across the Group
- A competitive salary, benchmarked against our competitors, which will grow as you do
146
Project Roar Risk Reporting Resume Examples & Samples
- Drives idea generation and constantly challenges the status quo in order to provide Risk business partners with consistent, simplified and more cost-effective information delivery solutions
- Partner with teams to initiate and drive standardisation and automation intiatives
- Ensure collaborative relationships with relevant internal and external stakeholders
- Ensure business partners ad hoc data reporting and analytics needs are met liasing with internal and external teams
- Actively manage business partner concerns and issues and ensure escalation where necessary
- Engage key stakeholders to ensure full understanding of business partner requirements, helping to shape deliverables within the broader Group Risk Reporting team
- Provide the solid support and assistance to buisness partners on educating and training of information delivery and analysis tools and suite of services of the Group Risk Reporting and Analytics team
- The Risk Services engagement lead for wholesale business partner support information delivery
- Provide thought and change leadership to move from outdated systems and processes to a more integrated approach that leverages new systems and data sources into Risk Reporting solutions
- Develop and socialise a standardized enterprise approach and methodology for Risk Information Delivery solutions, ensuring that it is firmly embedded across Risk and Business Partner teams through training and educational toolsets
- Ensure the management of day-to-day business partner requests and queries on credit risk data and reporting
- Accountable for managing resolution to business partner issues and credit reporting and analytics concerns and ensure the necessary escalation
- Foster collaboration within the team and across the broader Risk community through the sharing of domain knowledge and best practices
- Ensure that the team is highly engaged and working towards clear objectives for consistent and timely delivery
- Shape a productive working environment that supports career progression outcomes
- Play an active champion role for strategic toolsets with stakeholders
- Ensure consistency with team member outputs
147
Project Roar Risk Reporting Resume Examples & Samples
- Maintain collaborative relationships with relevant internal and external stakeholders
- Engage business partner relationships, expectations and concerns through open, regular communication lines
- Identify risk reporting improvements and/or solutions that create and suppprt process efficiencies as a result of new systems and data sources
148
Senior Team Leader Risk Reporting Resume Examples & Samples
- To efficiently and accurately manage daily, weekly, monthly reporting requirements
- Timely and transparent delivery of ad hoc requests from a wide spectrum of parties (eg. Senior management & Credit Officer/Executives)
- Capability to define issues, analyze and implement solutions to meet stakeholder expectations is business critical
- Direct liaison with other MO and Technology teams of all levels on a daily basis across London, NY and Mumbai
149
Risk Reporting Resume Examples & Samples
- Process line facilitations for line amendments and new facility creation for non-Traditional Credit Products based on specific instructions from Credit Front Office / Onshore Credit Middle Office Team instructions following defined step by step agreed processing procedures
- Process Annual reviews and reference data set up and where appropriate liaising with the Client Credit Managers to ensure that process has been performed in line with credit policy
- Contribute significantly in BAU
- Partnering with various support teams on establishing/modifying credit facilities and account linking that require Credit Risk Management involvement
- Ability to develop and implement an appropriate control framework and production of MIS and Key Performance Indicators
- Ability to ensure the daily workflow queue has no pending items from India team
- Ability to identify knowledge gap (upstream and downstream) within the team and put them through required trainings to address the same
- Ability to handle all process escalation
- Responsible for communicating with locations, attending calls, drive conference calls with locations etc
- Responsible for ensuring process documents like SIPOCs, SOPs and documents are created and updated in a timely manner
- Drive proactive control environment building and performing effective quality checks/self process audit
150
Risk Reporting Supervisor Resume Examples & Samples
- Lead team responsible for development, implementation and maintenance of regular or ad hoc global/regional/country reporting
- Work with key global, regional and country stakeholders to plan, map, develop and generate required portfolio and regulatory credit reporting datasets
- Streamline and automate credit risk reporting to ensure timely and accurate generation of reporting outputs by required due dates
- Work closely with countries to develop and implement any new regulatory or other credit risk reporting requirements
- Assist in planning and on-boarding new reports or services to CSC Risk Reporting team
- Ensure that ASIA credit risk reports are produced / updated in an accurate and timely manner
- Ensure that all procedural documentation and controls are in place and updated where necessary, including program narratives
- Provide technical assistance to other members of the team, and eventually act as full back up for other MIS function
- Support team by producing monthly / quarterly feeds and investigate / resolve identified data quality issues
- Responsible for escalating any issues to management’s attention
- Interact with development team and other stakeholders on any data quality production incidents identified during reporting cycles
- Minimum 3 years of total experience in MIS reporting, risk or analytics functions
- Very good understanding of business financial performance drivers and the impacts of credit performance on business results
- Understanding of credit policies (GCCRFP) and its impact to MIS reporting
- Demonstrated ability to manage, operate, develop and handle inputs / outputs to / from regional DWH (NextGen)
- Understanding of data modelling
- Strong Citi technology and infrastructure background (ALS, ECS+, NextGen)
- Good knowledge of regulatory reporting with Citi specifics
- Graduate level education or demonstrated relevant experience
- Exceptional candidates who do not meet these criteria may be considered for the role provided they have the necessary skills and experience
151
Project Lead-risk Reporting Strategy & Solutions Resume Examples & Samples
- Serve as a liaison between the Risk Technology organization, business users, and support teams
- Develops, automates, maintains and operationally supports reporting solutions
- Partnering with the Risk Teams to understand use cases, functional and non-functional requirements for Risk Reporting
- Ensure that solutions are delivered within the strategic reporting solutions framework
- Provides technology solutions consulting, training and support to user population
- Partner with technology groups to deliver solutions based on user requirements
- Ensure existing data/information assets are identified, stewarded and leveraged across various groups Risk Stripes
- Extraction and mining of data from the source Risk systems
- Collaborate with other partners in a globally distributed environment
- Sharing of knowledge with other members of the team
- Provide a high level of user experience through an innovative and intuitive user interface
- Report progress to management
- Bachelor degree, specialized training or equivalent work experience
- 5+ years’ experience working within a financial/professional environment in Techno Functional role
- Exposure to data modeling, data visualization and reporting
- Excellent working knowledge of MS Excel, Power Point
- Hands-on experience using Tableau or Qlikview or Cognos BI tool is required
- Strong SQL skills and ability to understand complex data
- Web technologies experience with hands-on in HTML/ Java Script / SharePoint / Visual Basic is preferred
- Any Data Cleansing/Blending/Transformation experience is preferred
- Dashboards building experience is preferred
- Excellent analytical abilities
- Solid organizational skills and ability to prioritize
- Excellent multitasking/prioritizing skills and ready to deliver under a challenging environment
- Process-oriented with focus on continuous streamlining/improvement
- Business understanding with the ability to translate business requirements into technology requirements
- Multiple reporting application experience
152
Corporate Risk-country Risk Reporting Resume Examples & Samples
- Participate in the collection, aggregation, and analysis of information related to Country Risk for a particular region. Provide input or present findings to Country Risk Management at regular meetings. Provide insight as to the method of stress calculation and factors driving changes to stress levels. Weigh the impact of methodology and process changes and communicate findings to technology and senior management
- Experience with both process building and process re-engineering
- Experience with risk reporting systems (CRI, SELM, MRI/MaRRS)
- Willingness to lead an initiative or play a support role on the broader team
153
Risk Reporting & Analysis Consultant Resume Examples & Samples
- Contribute to the delivery of risk reporting to risk committees and external parties, including liaison across the Risk function
- Support the delivery of the risk management framework. This may include assisting with the review and updating of framework documents, policy compliance and the effectiveness of policies and committees
- Assist in the management and development of online reporting requirements
- Contribute to the analysis of risk data used for a variety of internal and external purposes
- Support team members in other reporting and analysis activities as required
- The provision of accurate and timely information, in line with reporting requirements
- Undergraduate Degree (or equivalent) preferable
- Prior experience in a risk or compliance function is desirable but not essential
- Consultancy expertise
- Stakeholder management
- Impact and influence
154
Junior Risk Reporting Quantitative Analyst Hedge Fund Resume Examples & Samples
- Perform Daily, Weekly, Monthly Risk Reporting
- Maintain Portfolio Risk Databases
- Produce Risk Statistics
- Maintain Proprietary Risk and Trading Systems
- Build Trading and Risk Analytic tools
- Implement Risk Calculators
- Perform scenario analysis and stress testing of models
- Participate in long term technology projects
155
Compliance Risk Reporting Resume Examples & Samples
- Analyze, assess and prioritize data inputs and develop coherent, prioritized messaging and commentary, suitable for varied audiences including senior executives, governance committees and the Board
- Provide credible effective challenge of data and report content put forth by Americas Compliance Division (“ACOD”) risk managers
- Maintain a broad understanding of core banking regulatory compliance related topics, such as consumer protection, BSA/AML and economic sanctions, corporate and investment banking, capital markets, broker dealer, fiduciary and asset management, data privacy and protection, ethics, OCC Heightened Standards, FRB Enhanced Prudential Standards, and so forth
- Actively monitor external regulatory environment, industry developments, and trends and display comprehension of such through generation of appropriate report content
- Attend and track outcomes of key Compliance Risk management activities, such as risk committees, working group meetings, audits, exams, and so forth. Sustain a sufficient presence, stature, positioning and relationships within and across the Compliance Risk Management function, in order to have a sound vantage point from which to observe, gather information, and report on the function’s various key priorities, initiatives, areas of focus, challenges, achievements, and so forth
- Sustain a sufficient presence, stature, positioning and relationships within and across the Compliance Risk Management function, in order to have a sound vantage point from which to observe, gather information, and report on the Division’s various key priorities, initiatives, areas of focus, challenges, achievements, and so forth
- Back up other Risk Reporting Team Content SMEs, as appropriate
- Undergraduate degree in Business, Finance, Economics, English
- 7 to 10 years of banking or financial services experience
- Prior experience in reporting and/or Compliance Risk Management
- Proficient in Word, Excel, PowerPoint
- Experience in SAS and/or W Desk a plus
- Self-motivated and detail oriented
- Willing to work extended hours when needed
156
Ccb-risk Reporting Resume Examples & Samples
- Design, implement, and manage and support elements of the overall program, including but not limited to management of the risk reporting governance agenda, framework, key deliverables, meeting materials, and outcomes
- Mentor team members to drive execution consistency across the consumer businesses
- Follow up and resolution of issues, risks, and action items
- Create and present structured senior management updates, including but not limited to summarizing activities related to program timeline and deliverables management, and phase-end checkpoint coordination and reporting
- Act as catalyst for issue identification, trending, analysis of alternatives, recommendation and closure
- Provide ad-hoc support and participation in the development and execution of the strategic agenda for the broader team, including but not limited to support for supervisory and regulatory requirements
- Ability to liaise with risk and technology managers within and across CCB LOBs
- Ability to build and maintain partnerships within CCB Risk Reporting and with the LOB risk reporting teams
- Ability to understand business drivers and requirements to influence partners to deliver solutions to business issues and problems
- Large scale program management, including an understanding of how to leverage tools and process methodology, and readiness disciplines, for large scale initiatives
- Strong analytical skills; ability to quickly understand workings of complex systems and processes, and their interrelationships and dependencies
- Perform as a hands-on, ‘working’ leader
- Ability to critically challenge
- Ability to multi-task in a constantly changing environment
- Ability to work through ambiguity to arrive at and socialize a solution
- Strong working knowledge of Microsoft office skills, including Power Point, Excel, Visio
- College degree, specializing in Business, Technology or Communications or equivalent work experience
- 7-12 years program leadership experience in a combined business / technology environment
- Basic understanding of retail consumer financial services
- Demonstrated experience leading / mentoring a small team to execute cross business programs with interdependencies
- Proven experience with program and project management processes; including project planning, issue management, risk management, resource tracking and management score-carding
- Demonstrated experience making independent critical fact based decisions while understanding the appropriate escalation points
- Proven experience around high priority requests and working in a fast paced environment
- Experience working in and knowledge of a risk, finance, or reporting function is helpful
157
Corporate Risk-reporting & Finance Resume Examples & Samples
- Effectively collaborate with business partners (including Risk business management, reference data teams, client on-boarding, product controllers/finance, credit executives and technology) to resolve reference data quality exception
- Collaborate with technology and other stakeholders on systems, process improvements and planned releases
- Understanding controls that are in place and adhering to the established policies
- Handle regular and ad-hoc reporting requests related to data quality monitoring, and help to maintain appropriate data quality tracking metrics
- Candidate with 1-3 years prior experience with risk, whether in a management, reporting or control capacity
- Ability to deep dive and drive an issue to arrive to solutions
- Knowledge of risk principles, credit or market risk products a plus
- Strong analytical and investigative problem solving abilities
- Detail oriented with good understanding of financial terminology/principles
- Excellent relationship building skills to work with colleagues across multiple groups firmwide to obtain relevant information for understanding breaks and managing exceptions appropriately
- Strong knowledge of MS Office, VBA experience preferred
- Comfortable leading an initiative or playing a support role on the broader team
158
Information Risk Reporting Resume Examples & Samples
- Responsibilities: Analyze, assess and prioritize report visuals and data inputs and write coherent, prioritized messaging and commentary, suitable for varied audiences including senior executives, governance committees and the Board
- Provide credible effective challenge of data and report content put forth by Risk Function risk managers
- Maintain a broad understanding of Information Risk issues and the Bank's Information Risk programs
- Actively monitor external regulatory environment, industry developments, and trends and display comprehension of such through generation of appropriate report content
- Attend and track outcomes of key Information Risk management activities, such as risk committees, working group meetings, audits, exams, and so forth
- Sustain a sufficient presence, stature, positioning and relationships within and across the Information Risk Management function, in order to have a sound vantage point from which to observe, gather information, and report on the function’s various key priorities, initiatives, areas of focus, challenges, achievements, and so forth
- Back up other Risk Reporting Team Content SMEs, as appropriate
- 3+ years of banking or financial services experience
- Prior experience in reporting and/or Information Risk Management
- Strong written and verbal skills
- Proficient in Word, Excel, PowerPoint
- Experience in SAS and/or W Desk a plus
- Willing to work extended hours when needed
- Undergraduate degree in Business, Finance, Economics, English
- A certification, such as GSEC, CISSP, CISM, CISA, CRISC, CGEIT is a plus, but not required
159
Senior Analyst, Model Risk Reporting Resume Examples & Samples
- 2 – 4 years of experience
- Strong skills in Microsoft products (Excel, Word, PowerPoint, Access) and practical familiarity with coding to automate process
- Familiarity with Java as a development language would be an added advantage, should have a business focused approach in terms of MI requirements
- Strong ability to understand and identify key issues from both summary and detailed data, conceptual understanding of Model Risk Management – (Prior experience in supporting the MRM Program roll-out and BAU processes, establishing strong model governance and model risk reporting will be preferred)
- Familiarity with risk measurement and accounting methodologies (e.g. stress testing, IFRS9, Basel) a plus
- Prior project management/ team work experience with a demonstrated ability to establish a clear direction / roadmap, set and track objectives, and work closely with senior team members to deliver outcomes consistent with industry leading practices
160
Compliance Risk Reporting Resume Examples & Samples
- The Content SME is expected to generate and write daily, weekly and monthly risk management report content, leveraging data visuals (tables, graphs, charts) prepared by a data aggregation specialist and regular interactions and correspondence with risk managers, including attending risk committee, working group, project team, and so forth, meetings. Working knowledge of Compliance Risk is required, as well as the ability to analyze and transform data into concise, succinct, impactful and informative report content commentary. Strong interpersonal relationship, verbal and written communication skills are essential to performing successfully in this role
- Analyze, assess and prioritize report visuals and data inputs and write coherent, prioritized messaging and commentary, suitable for varied audiences including senior executives, governance committees and the Board. Provide credible effective challenge of data and report content put forth by Risk Function risk managers
- Maintain a broad understanding of Compliance Risk issues and the Bank's Compliance Risk programs. Actively monitor external regulatory environment, industry developments, and trends and display comprehension of such through generation of appropriate report content
- Manage staff of approximately 3 to 5
161
Lead Business Functional Expert Risk Data Aggregation & Risk Reporting Lead Resume Examples & Samples
- Leading the design of RTB operations to identify and deliver against agreed targets and provide information and reports to stakeholders as required
- Managing and co-ordinating high-performing teams that work within divisions with a strong focus on remediation delivery assurance and establishing divisional Subject Matter Expert knowledge (i.e. divisional metric data aggregation and risk reporting processes, evolving regulation, capability gaps and associated remediation)
- Facilitating outcome-oriented working sessions with stakeholders across multiple divisions ensuring cross-divisional consistency
- Securing engagement from all relevant stakeholders to unblock slow-moving or stalled activities, create conditions that enable required actions to progress (including cross-divisionally) and support prioritisation of potential areas for intervention
- Fostering and maintaining strong partnerships with a broad range of stakeholders
- Liaising with Risk Architecture and Risk Transformation regarding strategic programmes within the Bank, understanding dependencies and supporting divisions in creating clear business outcomes and associated delivery plans
- Supporting the RDA&RR Policy within divisions and providing guidance and framework design leadership for key allocated topics, as appropriate
- Actively developing and applying an expert understanding of the RDA&RR Compliance Framework, Compliance End Products and the Independent Validation Standards and Guidance
- Providing divisional specific guidance and associated design leadership (where required), to the RDA&RR Divisions and Core Team Quality Assurance team performing Independent Validation tasks across metrics and reports, assessing key findings, escalations and reconciling where required with the Divisional RDA&RR Teams
- Supporting the RDA&RR Core Team leadership in managing priorities, deliverables and preparation of materials for key senior forums / meetings (in support of RDA&RR Governance) as well as internal / external Auditors and Regulators
- Overseeing the approach to Senior Management Inventory Certifications including preparation of all relevant templates / documents
- Co-ordinating requirements for the timely certification of all RDA&RR Compliance End Products, working with Divisions to oversee effective delivery against these
- Providing unbiased, structured status visibility on remediation progress (gaps, issues, short term fixes and strategic initiatives) aimed at Senior Management, actively preparing escalations, where required
- Overseeing the identification, capture, assessment and tracking of the material Remediation Points required to ensure compliance
- Providing divisional specific guidance and associated design leadership / oversight (where required) of the maintenance of the RDA&RR Compliance Self-Assessment Framework for relevant divisions, including mapping of BCBS 239 principles to Deutsche Bank compliance standards
- Creating an environment for continuous change and improvement
- An in-depth knowledge and understanding of BCBS 239 and data governance
- A broad understanding of front-to-back Investment Banking processes / infrastructure and Risk, including credit, market, liquidity and operational risk
- Ability to manage senior stakeholders across all divisions
- Regulatory and / or compliance reporting experience
- Change and Remediation Programme oversight and assurance experience
- Good understanding of risk data and the associated reporting requirements and challenges
- Ability to effectively multi-task and prioritise, operating effectively under pressure, whilst being pro-active and results-focused
- Ability to approach a complex, interrelated set of issues without difficulty in a highly organised, methodical, analytical
- Assertive, confident and articulate with exceptional communication skills, both written and verbal
- Ability to manage and co-ordinate effectively across multiple and complex teams without direct reporting lines
- Strong influencing, relationship management and negotiation skills with proven problem solving and troubleshooting capabilities
- A “can-do” attitude and strong team ethic, demonstrated by a collaborative approach to successfully delivering solutions
- Educated to Bachelor’s degree level (or equivalent qualification / work experience)
- A self-starter with a “can-do” attitude and the ability to work autonomously
- Highly proficient with Microsoft Powerpoint, Excel, Project (beneficial)
162
Regulatory Risk & Reporting Resume Examples & Samples
- Receiving official circulars from the parent company in Japan and further issuing to subsidiaries of the U.S. bank holding company
- Providing instructions to the U.S. subsidiaries regarding the development of compliance programs and periodic reporting in the U.S. and Japan
- Providing instructions to the subsidiaries regarding training and monitoring requirements related to coverage areas
- Receiving reports from former parent companies of the subsidiaries in Japan and preparing summary reports for the Chief Compliance Officer & Chief Legal Officer of the U.S. bank holding company
- Preparing reports on a periodic basis from the Chief Compliance Officer & Chief Legal Officer to the top level holding company in Japan
- Support preparation of monthly U.S. bank holding company compliance committee meetings
- Areas of coverage include
- Compliance Policies and Procedures
- Compliance Risk
- Incident Reporting
- Regulatory Change Risk Management
- Information Control
- Information Security
- Conflicts of Interest
- Volcker Rule
- Customer Protection
- Compliance Hotline
- 5-7 years of experience in the compliance department of a large U.S. bank or large U.S. office of a foreign bank would be welcomed
- Prior experience at a U.S. holding company level of a foreign bank or at a U.S. broker-dealer/investment banking subsidiary of a foreign bank would also be welcomed
- Detail-oriented and thorough
- Strong interpersonal, written and verbal communication skills required
- Proficiency in Microsoft Office, including MS Word, Excel and PowerPoint, required
- Japanese language is nice to have, but not required
163
Corp-legal Entity Risk Reporting Resume Examples & Samples
- Ensure compliance with local regulatory requirements around Market and Credit Risk
- Production and analysis of regulatory market and credit risk reports that are submitted to Senior Management, Risk Committee and regulators
- Monitoring of market risk limits, exposures, methodologies and regulatory requirement
- Students of Business administration, Economy, Math and science; Computer science, etc
- Graduation in December/2018 or later
- Proficiency in English
- Knowledge of MS Office package and VBA development
164
VP-risk Reporting Resume Examples & Samples
- Interacting periodically with Market Risk teams to understand Value-at-Risk, Stress and risk sensitivity drivers
- Participating in a wide range of on-going and new projects with Risk Management, Finance, Technology, Valuation, Quantitative Research, Model Review Group, Basel Groups
- Leading efforts on operating efficiently and improving processes while maintaining a strong control environment
- Establishing a delivery focussed approach in the team to ensure critical reports have met quality and timeliness standards
- Experience in market risk management or trading team is preferred
- Application skills: advanced Excel required. VBA, R and/or Matlab required
- Strong analytical and problem-solving skills with good attention to detail
- 10+ years experience primarily managing teams in financial services, with focused experience in either risk, product control, and/or finance, with solid technical experience
165
Corporate Risk-risk Reporting Resume Examples & Samples
- Expertise in database development to support ad-hoc business needs
- Act as in house technology subject matter expert to help business users with SQL queries, Access databases and various user tools being used by the group
- Help document data flow diagrams, process maps and other technology related artifacts as and when required
- Reverse Engineer existing user tools (Access and Excel)
- Experience in business analyst work including familiarity with the documentation required for a standard project life cycle including detailed project plans, documenting scope and business requirements, detailing issues & problems; drafting business and technical data flows
- Define user acceptance test plans and test cases. Coordinate and execute user acceptance testing. Responsible for understanding results and providing sufficient information to senior management to enable sign-off on a deliverable
- Present recommendations in a business-friendly way that identifies any issues, details business/client impact, and builds a business case and consensus for implementation
- 5+ years’ experience as a Database Developer or Business Analyst, executing projects within the financial services industry
- Bachelor’s degree required Masters Preferred; experience in risk, finance and regulatory a plus
- Strong familiarity with Oracle, SQL Server, VBA, MS Access and other business productivity software, such as Excel, Access, MS Project, Visio, SharePoint, etc
166
Corporate Risk Management Risk Reporting Development Associate Resume Examples & Samples
- Development, production, and substantiation of a varied range of risk reports across Market Risk
- Experience in the development (i.e. coding) of reports using VBA and macros is required
- Advanced knowledge of Microsoft Excel and Access is required
- Self-motivated and comfortable working with large amounts of data is required
- SharePoint Development capability is strongly preferred
167
Corporate Risk-risk Reporting Resume Examples & Samples
- Provide leadership in driving Risk Management, Reporting and Middle Office projects
- Chairing meetings and providing direction in business requirement sessions and throughout the design and implementation process
- Understand Agile practices and play the role of Product Owner
- Create test scripts and host UAT calls with working group
- Produce weekly and monthly project status report
- Able to multitask and manage a number of projects simultaneously to the satisfaction of stakeholders
- Present recommendations in partnership with the business that highlight any issues, details business/client impact, and builds a business case and consensus for implementation
- 3 + years’ experience as a Project Manager and/or Business Analyst, executing projects within the financial services industry. Bachelor’s degree required; experience in risk, finance and regulatory a plus
- Strong familiarity with project management and analysis software, such as Excel, Visio, JIRA, Share-point, etc
- Ability to document data flow diagrams, process maps and other technology related artifacts as and when required
168
Senior Consultant, External Risk Reporting Resume Examples & Samples
- Excellent written and verbal communication skills, including the ability to confidently communicate with and influence people at all levels, including NAB Executives, subject matter experts and NAB's external stakeholders
- The ability to digest and interpret prudential requirements relating to authorised deposit taking institutions, drawing on subject matter experts as required
- A proven track record of resilience and a tenacity to get the job done, even when it is involves stepping outside of your comfort zone
- An autonomous and proactive working style - willing to go above and beyond the requirements of the role to help others / get things done, being resourceful and seeking out opportunities that deliver value for NAB; and
- Proficiency in MS Excel / Word / PowerPoint (advanced skills would be advantageous)
- Your ability to work in a team is vital and be respectful of the team members' experience, contributions and points of view
169
Quantitative Risk Reporting Specialist Resume Examples & Samples
- Produce Risk regulatory risk reports for existing clients and national regulators (e.g. Open Protocol, Form PF, Form PQR, AIFMD Annex IV, Solvency II)
- Produce bespoke risk reports for existing clients
- Analyse, understand clients’ risk reports contents, and communicate internally and externally as necessary
- Develop new Risk reports for potential and existing clients
- Researching markets, conventions and reporting standards
170
Editor, Risk Reporting Resume Examples & Samples
- Driving continuous improvement throughout your team, designing and developing new reports as well as identifying areas for improvements in those we already have in place
- Making sure all materials produced by your team are of high quality and appropriate for the intended audiences and channels
- Building the capability of the team to produce impactful, relevant content
- Adopting a structured approach to ensure the team follow the correct reporting process, and deliver within a predetermined time frame
- The ability to work to tight deadlines and manage a number of conflicting and frequently changing priorities
- Keen attention to detail and sound copy writing skills
- A real interest in risk
- A continuous improvement approach all elements of your work
171
Risk Reporting VP Resume Examples & Samples
- Translating risk reporting testing requirements into understandable, clear and usable output for use of senior risk management
- Providing risk expertise to engage with stakeholders, understand and translate requirements and consult on interpretation of results
- Contribute to design and change of the risk, calculation and reporting processes to support the range of stakeholder needs
- Provide input into risk reporting governance, management and infrastructure
- Analysis including any changes to the risk inputs and measures, both the Investment and Private bank
- University graduate with good honors degree, preferable in numerate subject
- Relevant work experience in a financial institution
- Solid product and risk knowledge with at least 5-10 years' experience in an investment banking environment
- Deep knowledge of market risk concepts, VaR, IRC and Basel 3 rules, and application to investment banking market risk as well as ERC, IRC, RWA, CVA, CE/PE, CCR, and liquidity risk measures
- Demonstrable experience in leading, developing and driving forward teams in a dynamic global and evolving regulatory environment
- Experience in leading and managing the implementation of new reporting and analytical requirements while establishing, developing and maintaining processes and controls
- Excellent collaboration and communication skills across departments at senior levels, and good organizational awareness to identify and navigate potential challenges and project issues
- Operating with a high degree of autonomy, responsibility and accountability; disciplined control mindset with a hands-on working style able to operate in an efficient and organized manner
- Broad knowledge of risk and finance measurement methodologies, systems, controls, data and processes
172
Corporate Risk-risk Reporting Control Resume Examples & Samples
- Scope, design and lead quality assurance reviews
- Investigate and escalate critical control related issues; and achieve agreement on measures to address control deficiencies
- Provide clear and concise summaries of findings and issues
- Develop deep business process knowledge and stay abreast of business / regulatory changes to facilitate knowledge of data being assessed
- Perform ad-hoc review projects as requested by management
- Strong understanding of financial products, transaction lifecycles, systems and controls
- Minimum of 4-5 years financial institution or accounting firm with experience in a relevant risk or audit (internal/external) or similar control function
- Strong technical skills in Access and Excel (Programming, Debugging, Process Automation)
- Proven track record in partnering with business, technology and operations functions to proactively identify control issues and process improvements
- Demonstrated history of reviewing and documenting control environments (e.g. SOX testing, control self assessment, and/or audits)
- Strong analytical skills in interpretation of data and identification of anomalies
- Experience in performing reconciliations and follow up investigations
- BA or BS degree in accounting, finance or risk preferred
- Ability to work outside of normal business hours, as needed
173
Corporate Risk-risk Reporting Control Resume Examples & Samples
- Participate in the execution of quality assurance reviews, assessing key controls as related to the reporting and middle office functions
- Identify, investigate and escalate critical control related issues; as appropriate
- Solid understanding of financial products and controls
- Minimum of 2-3 years financial institution or accounting firm with experience in a relevant risk, audit (internal/external) or similar control function
- Experience in reviewing and documenting control environments (e.g. SOX testing, control self assessment, and/or audits)
- Ability and penchant to work with data
- BA or BS degree in business accounting, finance or risk preferred
174
Corporate Credit Risk Middle Office Risk Reporting Resume Examples & Samples
- Participate in or initiating/driving ad-hoc clean-up exercises
- For new customer on-boarding undertake analysis of Funds to identify the credit responsibility unit, process and submit legal documents and establish credit facilities
- Analysing and evaluating information (prospectuses/ fund factsheets/ pension fund financial accounts/ actuarial reports/ legal doc etc) to calculate the appropriate risk appetite for a population of our EMEA funds clients
- IB product and counterparty credit risk knowledge
- Team player with strong work ethic
- Excellent communicator with strong interpersonal skills and presentation skills
- Highly accurate with attention to detail and analytical skills
- Ability to work to tight deadlines under pressure
- Track record of successfully improving processes/ creating efficiency
- Credit Risk/Funds experience preferable
- Skills will develop
- Stakeholder management
- Overview of Credit Risk within Investment Banking
175
Corporate Risk-risk Reporting Resume Examples & Samples
- Preform various daily control functions including but not limited to Mispricing, Fail trades, Radar Roll back etc. for various products
- Ability to understand various attributes related to exposure calculation in Credit Risk and perform root cause analysis for simple/complex issues
- Demonstrated ability to communicate effectively to multiple levels of management and various stakeholders in Credit Risk, Operations, Technology, Legal, Projects Services etc. across the firm
- Ability to follow up on assignments in a timely manner, exercise good judgment and work accurately under pressure
- Provide recommendations and suggestions to address problems, process efficiencies, control gaps etc
- Working knowledge counterparty credit risk management frameworks is preferred
- Interested in the regulatory landscape and its impact to the markets and financial industry
- Ability to build effective working relationships with and sell ideas to a wide spectrum of groups
- Self-starter; comfortable expressing ideas and challenging the status quote
- Ability to learn new computer applications or risk systems quickly; advanced in Excel (Macros, VBA preferred), PowerPoint, and Word applications
176
Compliance Risk Reporting, Director Resume Examples & Samples
- The candidate is expected to be a people leader, with a strong presence
- Very good organization, time management and problem-solving skills are essential
- Fluent verbal and written skills and knowledge of risk types and risk management is required
- The ability to work well under pressure of deadlines and commitment to long hours on occasion is a must
- Understanding of data management and data aggregation is a plus. 10+ years of experience in banking, background in risk management and/or reporting a plus
177
Risk Reporting Data Quality Assurance Resume Examples & Samples
- Ensure data received or created is effectively controlled and maintained in accordance with bank policies, regulations, and internal procedures. Engage with upstream data providers/handlers to ensure smooth data flow and timely delivery of appropriately reconciled data to Risk Reporting Team
- Perform data quality checks upon initial receipt of upstream data before use in creation of reports. Identify, investigate and resolve irregularities, anomalies, large period-over-period variances, etc., with data providers with the data partners (ARM Data Management Team and Chief Data Office)
- Participate in the Data Incident process with ARM Data Management Team, Chief Data Office and Middle Office when problems are identified
- Serve as 2nd Reviewer and provide attestations of report content accuracy, specifically that all data aggregation procedure were followed and tools were tested and worked as intended and that content and style guidelines were also followed
- Other Quality control actions as identified
- Develop, document and maintain quality assurance governance, including content and style guidelines, individual report production procedures, and controls over data and reporting processes of the Risk Reporting Team, to ensure timely, accurate and effective reports
- Respond effectively and in a timely manner to data quality inquiries and provide support and technical expertise to Risk Reporting Team members
- Other ad-hoc duties as assigned by manager including involvement with ARM Project Management Team for data issues that require a long-term process and involve multiple divisions for resolution
- 1-3 years of data analysis/aggregation, reporting quality Control experience; with a bank/financial services company is a plus
- Excellent analytical, verbal/written communication, relationship building skills essential
- Highly organized, with ability to multi-task
- Proficient in Word, Excel, PowerPoint, Access. SAS and WDesk a plus
- Self-motivated and detail oriented
- Willing to work extended hours when needed
- Undergraduate degree in Mathematics, Data Science, Business Finance, Economics or related area
178
Risk Reporting Data Assurance Specialist Resume Examples & Samples
- Ensure data received or created is effectively controlled and maintained in accordance with bank policies, regulations, and internal procedures. Engage with upstream data providers/handlers to ensure smooth data flow and timely delivery of appropriately reconciled data to Risk Reporting Team
- Perform data quality checks upon initial receipt of upstream data before use in creation of reports. Identify, investigate and resolve irregularities, anomalies, large period-over-period variances, etc., with data providers with the data partners (ARM Data Management Team and Chief Data Office)
- Participate in the Data Incident process with ARM Data Management Team, Chief Data Office and Middle Office when problems are identified
- Serve as 2nd Reviewer and provide attestations of report content accuracy, specifically that all data aggregation procedure were followed and tools were tested and worked as intended and that content and style guidelines were also followed
- Other Quality control actions as identified
- Develop, document and maintain quality assurance governance, including content and style guidelines, individual report production procedures, and controls over data and reporting processes of the Risk Reporting Team, to ensure timely, accurate and effective reports
- Respond effectively and in a timely manner to data quality inquiries and provide support and technical expertise to Risk Reporting Team members
- Other ad-hoc duties as assigned by manager including involvement with ARM Project Management Team for data issues that require a long-term process and involve multiple divisions for resolution
- 1-3 years of data analysis/aggregation, reporting quality control experience; with a bank/financial services company is a plus
- Excellent analytical, verbal/written communication, relationship building skills essential
- Highly organized, with ability to multi-task
- Proficient in Word, Excel, PowerPoint, Access. SAS and WDesk a plus
- Self-motivated and detail oriented
- Willing to work extended hours when needed
- Undergraduate degree in Mathematics, Data Science, Business, Finance, Economics, or related area
179
Enterprise Risk & Reporting Data Associate Resume Examples & Samples
- Support Enterprise Risk and Reporting team in data issue identification
- Support Enterprise Risk and Reporting team and material preparation for senior management meetings, including analyzing and reviewing the accuracy, consistency and appropriateness of data provided, Powerpoint slide creation in a timely manner
- Have an interest in and proficiency in working with large and disparate data and sources
- Collaborate across risk functions and within Credit to understand and aggregate information
- Strong interpersonal skills required to execute across functions and many stakeholders
- Understand requirements of systems in order to enhance processes to improve efficiency and effectiveness
- Work with Information Technology (IT) and Loan Operations (Loan Ops) to improve and document data quality
- Continuously rethink ways to streamline and improve business processes
- Consult with internal customers to analyze and remediate gaps in systems and business requirements to determine current and future solutions
- Design and implement new reports and/or analytical tools
- Provide support for various strategic initiatives and ad hoc management requests
- Monitor exposures against WM’s Credit Limit Framework
- Ability to meet deadlines, multi-task, and demonstrate problem solving
- Effectively communicate, both verbally and in writing, in a clear and concise manner
- Good collaboration skills in a team-oriented environment
- IT and systems knowledge
- Excel, PowerPoint; experience in databases
- Bachelor’s Degree required. Knowledgeable in Finance, Accounting, Technology
- Minimum 3 years of experience in private banking or commercial banking lending / risk functions
- Experience with systems management and IT background
180
XVA BAU Risk Reporting Specialist Resume Examples & Samples
- Thorough analysis of Market & Credit Risk and delivery of timely & accurate Risk reporting on a daily basis
- Analyze drivers and trends of risk using risk-based explain, exposure analytics, model changes, etc
- Identify and escalate risk issues for tactical or strategic remediation with FO, Quants/Strats and Technology
- Communicate daily with XVA Front Office and control partners such as Market Risk and Finance
- Identify issues and control gaps on an ongoing basis within the XVA Risk and P&L infrastructure
- Work with technology partners to streamline the processes and enhance data integrity and control
- Enable delivery of strategic risk solutions such as migrations to Capstone and migrations on to Quartz strategic solutions such as CPRT
- Ensure that all functions live up to the Product Control Standards (PCS)
- Liaise with Technology and other QMO functions to help drive successful implementations
- Undergraduate degree in Math, Science or Finance (Advanced degree in Quantitative Finance or Math desired)
- Knowledge and/or experience of derivative products across asset classes in capital markets: e.g. Futures, Options, Indexes, CDS, CDO, FRAs, SWAPs, SWAPTIONs, CAPs/FLOORs, etc. across Rates, FX, Equities, Commodities, etc
- Strong understanding of derivative risk sensitivities, both first order and higher order
- Strong system skills including experience using Excel/Access to a high-level and working knowledge of SQL/VBA. (Desired: Python)
- Strong understanding of trade life cycle with good appreciation of operational risks and mitigating control activities
- Ability to develop a good understanding of the systems, their interconnectivity and the broader end-to-end risk data flow
- Demonstrated interest in and good understanding of the markets including the key drivers, pricing issues, and trader’s hedging strategies
- Ability to have in-depth discussion with Front Office stakeholders with regards to trading activity and drivers of the portfolio trade valuation movements
- 3 to 6 years’ experience in a Risk and/or Valuations / Middle Office environment
- Strong communication & negotiation skills with confidence to work with multiple businesses & groups
- Self-starter able to deliver results in a complex environment
- Logical approach to problem solving
- Control mindset able to identify and deliver process improvements
181
Avp-portfolio Risk Reporting Resume Examples & Samples
- Accurate and timely production of key routine and ad hoc reports that will be used for the Regulators, Credit Risk Executives and other key stakeholders (routine and ad hoc) Work closely with regional team members to build and maintain a consistent global Risk Reporting framework, including
- Review reports and research any significant changes to ensure accuracy of data
- Liaise with various application system owners to ensure data quality
- Develop and support reporting tools as necessary
- Engage with peers across multiple business areas and divisions including Credit Risk IT & Credit Officers
- All Barclays colleagues have to ensure that all activities and duties are carried out in full compliance with regulatory requirements, Enterprise Wide Risk Management Framework and internal Barclays Policies and Policy Standards
- Provide insight and commentary on portfolio/counterparty moves affecting exposures and risk results
- Drive the investigation & resolution of operational and technical challenges
- Develop and enhance KPI metrics for each activity and report
- Maintain and implement business remediation solutions for Credit Risk Portfolio Reporting to ensure continuous BCBS 239 compliance. This will involve driving detailed investigation & documentation
- Be a key contact in relation to the ongoing governance and compliance of Portfolio team reports and processes, working closely with all regional teams to ensure overall global reporting compliance
- Engage and support across various workstreams of the BCBS 239 project, working closely with, for example, JUNO RTB, BA’s & project managers
- Experience in Credit risk or Finance reporting and analysis
- Thorough Risk Reporting and IT system experience in context of BAU reporting
- Clear and effective verbal and written communication skills
- Experience in writing well organised documentation in previous roles
- Microsoft office skills
- Highly analytical mind with a strong attention to detail and control focus
- Strong sense of initiative with the ability to think independently, and the confidence to question things constructively
- Willingness to take ownership of tasks and pro-actively drive initiatives forward to successful completion
- Ability to work to tight deadlines, including the ability to handle multiple tasks effectively
- Excellent team player with willingness to share knowledge and experiences across the team and work in partnership across divisions
- Experience and awareness of financial risk management techniques and methodologies
- VBA and SQL skills
182
Corporate Risk Reporting Strategy Resume Examples & Samples
- Analyse, Design, Build, Test and Implement BI Dashboard solutions for FO, MO and Risk reporting customers – LE Risk, Country Risk, Market Risk, LOB Risk
- BI Solutions need to be robust and performant
- Work with and understand Risk measures and reporting requirements
- Work well with team and agile practice
- Work closely with customers and partners across business, operations and technology
- Take ownership of delivery and able to self-manage
- Provide innovative solutions and improve upon current methods
- Practitioner in QlikView / Tableau design and development
- Server administrator Experience would be plus
- Experienced in data modelling and transformation
- Experienced with SQL data databases. Other languages / technologies desirable
- Strong understanding of data and manipulation
- Proficient using data visualization techniques and UX Design
- Strong at problem solving and analytically minded
- Experience with agile methodologies; SCRUM and Kanban preferred
- Conscientious and reliable
183
Corporate Risk-risk Reporting Projects Resume Examples & Samples
- Project Management and Business Analysis of projects ranging from strategic to ad-hoc enhancements, inclusive of operating model projects
- Drive end to end delivery of components of the technology program
- Liaising with technologists in the business and risk around strategic and tactical initiatives
- Experience in a Credit Risk, Product Control, Middle Office, or other risk management experience preferred
- Strong end to end controls background
- Advanced technical skills in Excel are required
- Comfortable working independently in a dynamic and challenging environment
184
Coordinator, HSE & SD Risk & Reporting Resume Examples & Samples
- Collaborate with internal SMEs to maintain Performance Controls and Assurance Processes (PCAP) to support SD reporting
- Support efforts to expand risk characterization from HSE&SD to include the assessment of Enterprise Risks
- Provide Organizational Change Management support and expertise to the HSE & SD team for department level OCM projects as well as OCM program enhancement and capacity building within the Canada Region
- A minimum of 5 years working in the management of upstream oil and gas environmental issues
- Post-secondary degree in environmental sciences
- Must be legally authorized to work in Canada on a regular full time basis without restrictions
- 10 years related experience, including a focus on SD risk and reporting for the upstream oil & gas
- Specific familiarity with SD issues associated with in-situ oil sands development in NE Alberta and with unconventional exploration and production in NE BC
- Background and experience in Organization Change Management
- Strong Excel skills would be an asset
- Strong interpersonal skills and adept at working well within groups both as a contributor and as a facilitator
- Demonstrated strong communicator with excellent oral and writing skills
- Team player, must be comfortable working collaboratively
- Self-starter who can work with minimal structure and direction
- Passionate about sustainability for the oil and gas sector
185
Rfdar Risk Reporting Resume Examples & Samples
- Lead delivery of risk reports for recurring and ad hoc requirements
- Have the opportunity to represent Risk & Finance Data Analytics and Reporting Risk Reporting team to senior management partners
- Have the opportunity to translate risk reporting testing requirements into understandable, clear and usable output for use of senior risk management
- Provide risk expertise to engage with partners, understand and translate requirements and consult on interpretation of results
- Have the opportunity to contribute to design and change of the risk, calculation and reporting processes to support the range of partner needs
- Have a chance to provide input into risk reporting governance, management and infrastructure
- Have responsibility for analysis including any changes to the risk inputs and measures
186
Corporate Risk-risk Reporting Strategy & Solutions Associate Resume Examples & Samples
- Testing the web based solutions. Creating Manual test log and test script
- Writing SQL by looking at the reports
- Create Data Requirement Specifications and Technical Specifications document
- Translate complex data requests into clear, business-oriented communications
- Work with application owners and technology teams to implement required controls as required by the project deliverables. Ensure requirements/deliverables from the application owners is provided on time
- Provide business analysis, requirements gathering, requirements writing and testing services across all reporting solutions team initiatives
- Engage with Technology team for UAT testing readiness and support
- .Provide full operating model build support for automated solutions along with 24*7 engagement for post-production support
- Excellent knowledge on Market and credit Risk along with presentation skills, and ability to communicate with various audiences, including end users, managers, and members of the IT team
- Strong analytical, problem-solving and critical thinking skills
- Multi-tasking skills and the ability to balance multiple priorities and keep up with project scope changes
- Strong skills in Excel and or Access for data analysis
- Quick learner who is easily able to understand new products, systems, applications and technologies
- Experience in supporting Information Technology Projects
187
CCB Risk-fraud Risk Reporting & Analytics Associate Resume Examples & Samples
- Candidate will need to work with minimal supervision/independently on quantitative analytical projects across various fraud functions
- Develop and continue to enhance Key Performance Metrics/Risk Indicators across key Fraud areas to have best-in-class portfolio monitoring
- Analyze portfolio transactions, customer behavior and fraud trends to identify emerging risk based on quantitative and statistical analysis
- In a very fast paced and dynamic environment perform segment level analysis to develop strategic recommendations for reducing fraud losses considering False Positive Rates, Loss Impact, Operations Capacity, Customer Experience and Product guidelines. Ensure adhere to Legal and Compliance guidelines
- Partner with Risk Strategy teams and Operations to share analytical findings and incorporate feedback
- Minimum Masters Degree with preferred concentrations in a quantitative discipline such as Mathematics, Statistics, Economics, Engineering or Operations Research
- Must have knowledge of SAS and SQL programming language including: Base SAS, SAS Macro language, SQL, etc
- Experience with Tableau, Cognos or other BI tools preferred
- At least 3 years of experience in analytical role. Experience in risk management preferred
- Knowledge of Risk Reporting control principles preferred
- Prior experience in developing strategies based on segmentation preferred
- Must have knowledge of standard data warehousing structures and retrieval techniques from relational databases including Teradata and Oracle
188
Corporate Risk-external Risk Reporting Resume Examples & Samples
- 5-7 years of demonstrated leadership within financial services, accounting, or other analytical functions
- A developed leadership presence capable of effective messaging to colleagues, direct reports, regulators and management alike
- Ability to work on multiple priorities at the same time within tight deadlines, demonstrating excellent organizational skills
- Proficiency in Microsoft Office applications (Excel, Access & PowerPoint) and with large amounts of data
189
CCB Risk-fraud Risk-reporting Analytics Resume Examples & Samples
- Develop and lead a team of analysts to deliver best in class fraud intelligence
- Develop a framework to manage demand and available resources
- Manage the team to ensure proper support of the risk teams and delivery of monthly business reviews, key performance indicators and business metrics
- Coordinate with other Consumer Banking Risk teams to understand the overlaps in data needs and ensure consistency of metric definitions
- Develop through documentation and adhere to the existing controls in place. Accountable for delivering and timely accurate results, building rigorous quality control processes and proactively assessing impact of ongoing BCBS initiative
- Identify and implement best practices to improve efficiencies in how we operate
- Coordinate with other activities and technology initiatives that impact the team (i.e., data source migration, data management, new products, etc)
- Independently communicate with key stakeholders, understand their demand, manage SLAs and avoid surprises
- Retain and develop the talent in the team
- Proactively identify new methods of effectively delivering fraud intelligence so that key trends can be identified in timely
- Bachelors Degree in Accounting, Finance, Math, Statistics, Economics or similar quantitative disciplines. Masters a plus
- 10+ years risk management experience; retail banking, credit card or prior financial services experience with forecasting experience preferred
- Strong technical and analytical background including hands-on experience with SAS, SQL and Unix; knowledge of Business Intelligence tools such as Cognos, Tableau, Qlikview, etc. is a plus
- Proven leader with experience leading teams
- Prior direct management/leadership experience
- Excellent communication skills, role will require daily interaction with senior leaders
- Strong presentation skills, must be able to effectively communicate proposed changes through formal presentations
190
Operational Risk Reporting & Governance Manager Resume Examples & Samples
- Lead the quarterly and ad-hoc ORM reporting requirements for Manulife Board and executive management; manage the production cycle for key ORM reports and provide support to Divisional risk teams for their reporting requirements
- Initiate, design and implement enhancements to the ORM reporting process, data gathering and analysis, tools, platforms and outputs
- Support with the implementation of new ORM Program initiatives, especially focused on reporting aspects
- Support with new/existing ERM Program initiatives
- Support the ongoing collaboration of Risk Management with other oversight functions (e.g. Internal Audit, Compliance, Legal, Information Security etc.)
- Contribute to building a strong, collaborative relationship with Divisional Risk Management teams and provide ongoing operational/enterprise risk advisory services
- Contribute to overall risk management education and communication efforts
- Preferred 3-5 years of experience in operational / enterprise risk management or a highly-related field which may include roles in operations management, finance, third party risk, fraud, legal, audit, compliance, risk consulting etc
- Capable self-starter who takes initiative to solve problems and streamlines processes
- Proficiency with MS PowerPoint, Excel, Word. Experience with RSA Archer is an asset
- University undergraduate degree with a relevant professional designation preferred