Auditor Resume Samples

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S Barrows

Sydnee

Barrows

12353 Marjorie Ridges

Chicago

+1 (555) 239 1635

12353 Marjorie Ridges

Chicago

Phone

p +1 (555) 239 1635

Experience Experience

Los Angeles, CA

Auditor

Los Angeles, CA

Schneider LLC

Los Angeles, CA

Auditor

Develop accurate and complete audit workpapers that adequately support audit observations and documents work performed
Provide team support by reviewing audit work, providing technical knowledge and guiding and assisting the direction of various audit procedures
Opportunity to lead others, delegating the work, provide guidance / coaching, reviewing workpapers and providing feedback
Performs program procedures and documents work performed, test results and conclusions using work paper preparation guidelines
Develop effective working relationships with technology and business management of the area being audited
Assists with the analysis of risk and controls for assigned audits and provides input to Audit management or senior staff on routine audit reporting
Provides assistance in developing and administering department administrative guidelines

present

Philadelphia, PA

Auditor

Philadelphia, PA

Tremblay, Corkery and Fisher

present

Philadelphia, PA

Auditor

present

Evaluates staff performance; performs management review of work performed by assistant auditors, prior to Senior Auditor/Section Chief's review
Evaluates staff performance; performs management review of work performed by assistant auditors, prior to Senior Auditor/Section Chief’s review
Evaluates staff performance; performs management reviews of work performed by assistant auditors prior to the Senior Auditor/Section Chief’s review
Evaluates staff performance; performs management review of work performed by assistant auditors, prior to Senior Auditor's/Section Chief’s review
Working with management to develop ways to better manage risk
Works closely with the Audit Team Leader to perform/develop the audit planning, scoping, and fieldwork execution strategy
Assists and/or supervises audit team members in the performance of internal audit fieldwork for audit areas assigned by audit management

Education Education

Bachelor’s Degree in Accounting

The George Washington University

Bachelor’s Degree in Accounting

Skills Skills

Strong analytical skills: including ability to understand quickly the critical steps in a process and understand the related risks of various nature
Excellent team working capabilities and an ability to build strong business and team relationships
Strong analytical skills with the ability to break down complex situations into manageable components, and to reach appropriate conclusions
Demonstrates strong interpersonal skills and ability to develop solid working relationships with others
Strong analytical skills: including ability to learn (be able to understand the critical steps in a process and understand the related risks of various nature)
Ability to apply strong understanding of risk recognition in financial and operational processes with solid core analytical and problem solving skills
Excellent working knowledge of MS Office and proficient in Computer Assisted Auditing Techniques (CAATs), e.g. SAS, ACL and/or IDEA
Highly organized, detail oriented and capable of managing multiple tasks
Participate on audit engagements from planning to reporting and produce quality deliverables to both department and professional standards
Ability to learn quickly, work independently, and maintain professional skepticism

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Auditor Resume Examples & Samples

Performs tests of operational effectiveness to validate controls
May assist with the preparation and may assist with communicating recommendations for strengthening controls in assigned business processes
Provides assistance to external auditors and regulators as required
Fundamental concepts of financial markets and products
Planning, organizing and conducting audits
Identifying and documenting risk management issues
Preparing written reports and delivering oral presentations
Work independently, demonstrating initiative and problem solving skills
Bachelor's Degree in Business Administration, Accounting, and Finance or related field

Auditor Resume Examples & Samples

Partner with colleagues, clients and control community members to evaluate, test and report on the adequacy and effectiveness of management controls. This is conducted in accordance with department and professional standards and will require the presentation of root cause issues to senior client management
Identify and follow up on specific audit issues and ensure appropriate involvement with significant development efforts or projects. In this capacity members of the team are often asked to join the steering or program control committee's of major projects to provide continuous feedback on control issues or compliance with best practice standards
A minimum of 5 + years of working experience with exposure to asset management and the financial services industry including related processes/controls
Strong knowledge of investment products along with a good knowledge of the end to end transaction cycles and systems in asset management business will be a plus
Ability to understand potentially complex processes to identify and test key controls
Flexible to set individual goals and objectives to be consistent with those of the Audit department
A good understanding of the local/regional regulatory requirements is a plus

Auditor Resume Examples & Samples

At least 3 - 5 year's internal/external auditing experience, with at least 1-2 years specifically covering Consumer Banking products, services, or operational functions preferred
Strong knowledge of key Consumer regulations
Ability and desire to learn quickly, be flexible and think strategically

Auditor Resume Examples & Samples

6 years of audit and/or Mortgage Banking Originations experience, including roles as a project lead
Enthusiastic, self motivated, effective under pressure
JPMorgan Chase is an equal opportunity and affirmative action employer M/F/Disability/VeteranBe prepared to travel to business locations domestically (15 - 25%)

Auditor Resume Examples & Samples

Be the established “point-person” for Chief Auditor support and lead both central and Chief Auditor defined initiatives
Build and support the analytical processes to enhance the reporting and assessment of the annual audit plan for the Citi Chief Auditor and the members of the IA Executive Committee
Establishment and provision of Committee-level reports to the Chief Auditors for local country and business control committees
Support the design and build of MIS to address all of the IA reporting requirements to all Audit Committees within the Group (per alignment of the role)
Design and continually streamline the process whereby data owners (Chief Auditors) sign off the data accuracy and completeness of the central audit data
Establish and implement data methodology to provide a central repository for all reporting
Work with other control functions to ensure data is leveraged across the Group to ensure a higher level of data intelligence
Highly proficient in data analytic tools and MIS reporting tools. Essential technical skills include intermediate SQL (including writing scripts for data extraction), VBA, advanced Microsoft Excel and Access, and high proficiency across the MS Office suite
Have specific experience with data cleansing and validation within imperfect and disparate data environments. Experience with a diverse range of databases would be highly beneficial
Excellent interpersonal and organizational skills
Significant, diversified experience in providing MIS on a global basis, working across several related, but not necessarily directly linked, information sources, and providing aggregated, coherent outputs
The candidate will have experience in utilising mainstream Business Intelligence tools (for example, Tableau, Qlikview). Additionally, will be required to have experience within ETL (Extract, Transform, Load), real time transactional systems, data cleansing and validation within imperfect and manual data environments

Auditor Resume Examples & Samples

Independently contributes to the development of audit processes improvements
Good analytical skills and critical thinking
Fluent in English and Spanish
Able to travel 50% of the time
3 years of experience in the banking/financial industry

Auditor Resume Examples & Samples

Effectively execute and complete assigned projects on the department’s risk-based Internal Audit Plan
Assist in creating / updating process narratives or flows, audit programs, and test procedures for assigned projects
Work on various ad hoc projects for Internal Audit leadership and business partners as assigned
Ensure all workpapers and deliverables are in accordance with the Institute of Internal Auditors (IIA) and department’s quality standards
Research and report on significant accounting, auditing and internal control related topics

Auditor Resume Examples & Samples

Plans, assigns, schedules, reviews and directs the work of others
Develops operational audit programs, including determining audit objectives and scope, procedures and internal control reviews to ensure compliance with policies and procedures
Identifies, analyzes and recommends changes to core business processes to minimize risk, increase service levels and improve process efficiency and prepares follow plans to ensure recommendations are addressed
Makes recommendations for improving assigned business processes and internal controls
Identifies potential process improvements to assigned to increase the effectiveness and efficiency of operations
Serves as a technical resource to other auditors
Identifies, reviews, assesses and documents risk management and control issues
Tests or reviews testing of key controls to provide due diligence in compliance with organizational policies for risk management
Maintains currency in operational audit processes and procedures
Advanced concepts, practices and procedures of operational auditing
Advanced investment concepts, practices and procedures used in the securities industry
Planning, organizing and conducting operational audits
Work independently as well as collaboratively or in a leadership role in a team environment

Auditor Resume Examples & Samples

Basic to intermediate level bank or audit experience in a Consumer banking role, with demonstrated execution capabilities according to strict timetables
Excellent knowledge of product management/operations/compliance in corporate and/or retail banking
Good Mandarin and English language skills (both written and spoken) with Chinese / English translation working experience will be a plus point

Auditor Resume Examples & Samples

Bachelor's degree, or equivalent work experience
Thorough knowledge of applicable laws, regulations, financial services, and regulatory trends that impact their assigned line of business
Thorough knowledge of Risk/Compliance/Audit competencies

Auditor Resume Examples & Samples

Presents recommendations that are feasible always bearing in mind the cost/benefit relationship where applicable
Demonstrate sufficient knowledge of required auditing standards, accounting policies, computer application standards, applicable laws and regulations, etc
Written communications should be clear and concise
Proficiency with Word and Excel required

Auditor Resume Examples & Samples

Leads multiple and concurrent projects in accordance with department standards for quality
Communicates audit progress and results to both department and business unit management, both verbally and in writing
Effectively identifies and evaluates the risks/impacts associated with identified processes
Focuses on Internal Audit’s impact on Transamerica’s Four Must Win Battles

Auditor Resume Examples & Samples

2-5 years of audit (internal, external, combination)
Oil and gas experience preferred
CPA and / or CIA is a plus
Ability to travel domestically and internationally 20% - 30%

Auditor Resume Examples & Samples

Knowledge of auditing in the financial services industry and basic accounting principles and 2+ years of related work experience
Knowledge of regulatory and financial reporting, capital markets, treasury, capital adequacy, and/or enterprise risk management is a plus
Background in finance, law, business economics, and/or credit and market risk management is a plus
Professional certifications (e.g. FRM, CPA, CIA, CFA, ACA, ICAS, ACCA, CIMA) and/or an MBA along with demonstrated technical abilities in select areas (e.g. accounting, regulatory compliance, etc.) are preferred
Strong report writing and workpaper documentation skills is preferred
A College or University degree is required
Relevant auditing experience in a financial institution or similar public accounting/consulting experience in the financial services industry is preferred

Auditor Resume Examples & Samples

Execute control testing through the examination and verification of business records
Build business process & risk knowledge for areas of responsibility
Keep comprehensive workpapers for planning, risk assessments, and audit testing
Thought Leadership – Understands business objectives and balances big picture concerns with day to day activities. Demonstrates initiative and critical thinking to analyze problems logically, improve efficiency of work and generate innovative solutions. Open-minded and curious to non-traditional ways of providing risk assurance
People Leadership – Encourages an effective and productive team environment. Develops positive relationships and communicates effectively in meetings. Appropriately involves others in decisions and plans that impact them. Effectively shares experience, providing honest opinions and feedback across the team
Bachelor’s degree (Accounting or Finance preferred) and a minimum 4+ years of accounting, finance or audit experience
Ability to quickly analyze and synthesize data
Strong interpersonal skills and the ability to effectively work on virtual teams with people at all levels of the organization
Willingness to travel (expected to be less than 10% initially)

Auditor Resume Examples & Samples

Bachelor’s degree (B.A.) from four year college or university in Accounting, Finance, or other relevant area of study
Up to two years related working experience
Possess or in pursuit of a relevant professional certification (e.g., CPA, CIA, CFSA, or other relevant certification)
Strong analytical skills, attention to detail as well as strong written and verbal communication
Demonstrate good judgment in evaluating test results and presenting remediation solutions where weaknesses have been identified
Proficient with the Microsoft Office Suite and prior experience with audit management software a plus

Auditor Resume Examples & Samples

Performance of audit activities including inquiry, testing and observation towards completion of audit projects
Contributes to the planning of audit projects through the effective assessment of inherent and residual risks
Responsible for researching laws, rules and regulations impacting designated audit projects and partnering with Risk Management to ensure the business risks are properly identified and mitigated within the business lines, and ensuring that the changes are incorporated into the independent assessment process performed by Corporate Audit Services
Support the completion of audits through effective co-sourcing of outsourced audit activities to ensure appropriate and timely coverage of business line risks. This includes performing the research and training to enable the auditor to become a subject matter expert
Primary contact with officers and staff within the assigned business lines regarding audit activities. Through inquiry and testing, analyze and discuss with the business line the effectiveness of risk management practices. Works in collaboration with the Audit Manager in the preparation of written communications with the business lines including Points for Discussion (proper identification of root cause and exposure), development of recommendations, and drafting audit reports and other correspondence
Develop and communicate the annual risk based assessment of the audit projects within the designated portion of the audit universe. Coach and mentor peers in the documentation and analysis of key business controls, risk identification and mitigation

Auditor Resume Examples & Samples

Develop work program, in consultation with Director or Senior Auditor, for efficient tests of key controls
Document test results in work papers ready for Director or Senior Auditor review
Interacts with management to assess audit findings including control weaknesses with an appropriate degree of professional skepticism. Keep Director or Senior Auditor informed of audit findings, and assist business partners with the development of Management Action Plans to mitigate weaknesses, and evaluate adequacy of management’s response. Where appropriate, test corrective action taken
Bachelor's degree in business, accounting, management information systems, or related field
4-6 years of internal audit experience, preferably with a large financial institution, or Big 4 assurance experience
Strong time management skills
Ability to travel internationally, approximately 25%

Auditor Resume Examples & Samples

The ideal candidate is a motivated, detail-oriented self-starter with the ability to multitask within a fast-paced environment. Additional qualifications include
Bachelor’s degree in related discipline
3+ years of internal or external auditing experience
Professional certification (CPA, CIA, CFE, etc.) preferred
Biotechnology or pharmacy experience preferred

Auditor Resume Examples & Samples

Bachelor’s degree in Accounting or related field
2-3 years of public accounting experience
SEC Clients preferred
Must have CPA or parts passed

Auditor Resume Examples & Samples

Minimum 5 years of audit experience in information systems required
Bachelor’s degree in accounting, business or information systems required
Any one of the following
Ability to communicate clearly and professionally with all levels of an organization
Effective interpersonal skills
Proficiency in multi-tasking and prioritizing projects
Excellent time management skills and be accustomed to working with deadlines
L1-LL

Auditor Resume Examples & Samples

Assist with internal audits throughout Great Western Bank. This includes the planning and scheduling, field work, writing audit reports, issue tracking, and consulting with management to resolve issues
Conduct follow-up reviews of financial, operational, or regulatory compliance deficiencies noted during audits
Assist in the development of audit programs. Includes researching business areas within Great Western Bank
Become a resource for management throughout the Bank
Respond to and resolve customer service requests according to Great Western policies in a prompt, efficient and courteous manner at all times
Perform other job-related duties or special projects as assigned
Degree in Business, Finance, Accounting, or related field
One or more years of Banking, Finance, or Audit experience
Must possess initiative and be a self-starter
Excellent written, verbal/nonverbal, and interpersonal skills
Proven investigative skills

Auditor Resume Examples & Samples

Bachelor’s degree in a business area is required. Major in Accounting or Finance is strongly preferred. A professional designation such as a CPA, CIA, etc., is a plus
Auditor II experience minimum of one year experience in auditing, accounting, general banking, and or information technology. Auditor III requires two or more years experience in auditing, accounting, general banking, and or information technology
Must be willing to travel domestically and internationally, as required

Auditor Resume Examples & Samples

Bachelor’s degree in Accounting with minimum GPA 3.00
For senior level, at least 2 years experiences in forensic investigation, external or internal audit field
Work well as a supportive team player
Computer literacy in MS office
Fresh graduates are welcome

Auditor Resume Examples & Samples

Must have CPA or CIA
2 years or more of work experience audit experience
Must be able to work well alone and in a team
Must exhibit great oral and written communication skills

Auditor Resume Examples & Samples

May research industry regulations and make recommendations for implementation
Concepts of financial and banking markets, products, and concepts
Bachelor’s Degree in Business Administration, Accounting, Finance or related field with a minimum of three (3) years of financial or Sarbanes Oxley auditing or related experience

Auditor Resume Examples & Samples

Monitors the risk environment and assesses the emerging risks through the
Business monitoring process
Effective negotiation skills, a proactive and 'no surprises' approach in communicating issues and strength in sustaining independent view

Auditor Resume Examples & Samples

Specific subject matter expertise regarding technology application control disciplines and a solid business understanding of deposit, personal lending and investment products, especially those associated with the retail business
Have an excellent knowledge of product management/operations/compliance in corporate and/or retail banking. In-depth understanding of the relationship between retail and support units within a financial institution, impact on the overall control environment and audit approach
Business Travel will be required

Auditor Resume Examples & Samples

A first degree in mathematics, physics, engineering, finance or econometrics and ideally a Masters or PhD in one of those areas or finance. Experience in data analysis and management, and trading risk management systems would be an advantage
Hands-on experience of model risk and capital modeling, derivatives pricing and broader financial modeling is desirable, but regardless of experience all candidates should be able to demonstrate an understanding of capital modeling, financial and derivative products and mathematics, from private study if they have not worked in the financial sector
Strong communication and writing skills (fluency in English is a prerequisite)
Candidates should be self-motivated, disciplined, task focused, able to structure their work and have a proven record of delivering high quality results to strict deadlines

Auditor Resume Examples & Samples

Developing and executing a risk based testing approach for assigned audit segments
Performing process walkthroughs
Documenting work performed/testing results in a timely manner and effectively communicating with the client and the audit team during all phases of the audit
Demonstrates analytical skills
Demonstrates ability to review data, develop themes and determines what is important
Demonstrates ability to logically organizes thoughts
Demonstrates interpersonal skills; the ability to develop solid working relationships with others
Demonstrates strong writing skills
Demonstrates ability to present opinions in a clear and concise manner in order to influence peers and management
Demonstrates ability to thrive in a team environment or work independently
Demonstrates ability to self-manage by effectively balancing commitments
Demonstrates understanding of how the audit process is designed and the purpose/objective of each task
Demonstrates the ability to influence the audit team through open communication and sharing of ideas
Demonstrates the ability to identify and assess risks and controls
Demonstrates the ability to distinguish between a root cause and a symptom; identifies and provides fact-based criteria to support conclusions
Demonstrates the ability to evaluate data mining strategies using MS Excel, MS Access or other tools to quantify results or test controls
Demonstrates proficiency in conducting interviews in order to gather information
Demonstrates proficiency in Microsoft Office Suite
Financial services and/or banking knowledge
Ability to propose scoping/planning decisions in the audit
Ability to independently develop a risk-based test approach and plan
Ability to anticipate roadblocks/delays, assesses critical path, develops alternative approaches
Knowledge of TeamMate and other audit software
Ability to execute data mining strategies using MS Excel, MS Access or other tools to quantify results or test controls
Basic level of understanding of IT general controls and security concepts

Auditor Resume Examples & Samples

Responsible for most components of the regulatory financial and compliance examination, working from Joint Audit Committee approved programs, including bank statement, safekeeping, carrying broker, clearing organization and equity system analysis
Performs and is responsible for detailed examination testing and documentation of assigned areas
With guidance from senior members of the examination team, sets reasonable scopes, identifies problems, researches the problems, and determines and obtains all necessary information from the firm for completion of their assigned areas
Maintains the audit trail and ensures it is logical and organized. Follows the examination process from beginning to end
Performs monthly and daily financial statement reviews, addresses issues with clearing member firms, and documents findings on edit checks and alerts. Performs biweekly SIDR (Segregated Investment Detail Report) reviews, addresses issues with clearing member firms, and documents findings on edit checks
Learns and understands firm reconciliations, equity system documents, third party documents (e.g. bank statements, trade registers), the 1-FR and FOCUS Report, testing procedures and requirements (e.g. completeness, verification), and rules and regulations (e.g. financial statement filing requirements.)

Auditor Resume Examples & Samples

Plan and coordinate assigned audits through the issuance of the Audit Planning Memorandum (APM). The APM lists the audit benefits, objectives, identified risks, boundaries, strategy, responsibilities and timetable
Develop audit plans and programs using generally accepted auditing standards and techniques to achieve APM goals and objectives
Interview appropriate associates to flowchart and/or describe internal control systems. From these workpapers, the auditor will test the validity of the systems documentation, assess overall control risk and perform compliance and substantive tests
Review the staff auditor’s work papers prior to submission to the Audit Supervisor/Director
Ability to be resourceful, flexible and adaptable to situations
Determine the business risk of areas reviewed and the amount of testing required to adequately evaluate each area
Identify the business risk associated with audit findings and determine their reporting materiality

Auditor Resume Examples & Samples

Executing assigned audits within the business with the guidance of the in charge auditor and/or management
Assist Senior Auditors by contributing to the planning and risk assessment of assigned audits within the business
Maintain an open and transparent communications process with the business during and after audit fieldwork
Execute the follow-up of findings arising from internal audits within established standards and timelines
Support management and other team members in the achievement of individual, divisional and team goals
Strong negotiation skills and good business acumen
Strong knowledge of Canadian regulatory requirements

Auditor Resume Examples & Samples

3-6 years of experience in either public accounting or industry and have significant experience with audit and/or operations
The ability to multitask effectively in a dynamic environment is a prerequisite along with confidence interacting with executives at all levels
Bachelor’s degree in Finance or Accounting is required
Prior experience with Sarbanes-Oxley 404 preferred
Annual travel is expected to be approximately 35%, primarily international travel
Speaking additional languages is a plus

Auditor Resume Examples & Samples

3-5 years of experience with bank operations, bank regulatory compliance, audit and/or SOX
BA/BS preferably in Accounting, Business, or Economics
CPA, CIA, CISA, CFE or CRCM preferred
Possesses a solid working knowledge of FDIC, CFPB, FRB, and/or FINRA compliance regulations and practices
Strong knowledge of generally accepted accounting principles, practices, methods and techniques, particularly those used in banking
Highly skilled in the auditing process, including planning, identifying risks and determining controls, work paper documentation, finding development, and finding follow-up
Ability to work on special projects and SOX testing with limited supervision
Ability to maintain records and prepare audit reports
Exercises consistent judgment within generally defined practices and policies in selecting methods and techniques for obtaining solutions
Ability to mentor and provide guidance to less experienced staff members
Excellent customer relationship and time management skills
Strong verbal and written communication skills including ability to effectively draft findings, write audit reports, train staff and present information to audiences
Proficiency in Excel and Word

Auditor Resume Examples & Samples

Leads internal audits throughout Great Western Bank. This includes planning, scheduling, field work, writing audit reports, issue tracking, and consulting with management to identify opportunities
Develop or revise audit programs as needed, which may involve researching business areas within Great Western Bank
Become a resource for management throughout the bank
Attends Leadership meetings to promote visibility and interaction with senior managers
Reviews and approves the audit reports completed by other auditors within Great Western Bank
Monitor, respond and adapt to new practices and changes within the industry. Consult with management regarding new regulations
Proactively interact with management to gather information, resolve problems, and make recommendations for business and process improvements
Bachelor’s degree in Business, Finance, Accounting, or related field required
7 or more years of Banking, Finance, or Audit experience
Strong leadership, training, and mentoring skills
Proficient in MS Excel and Word

Auditor Resume Examples & Samples

This position requires a four-year college degree in Business Administration
Direct work experience in a license management capacity is highly desirable
Familiarity with industry standards such as ISO/IEC 19770 and/or ITAM is preferred

Auditor Resume Examples & Samples

Generally 1-3 years operations and/or audit, bank regulatory compliance, and/or SOX experience
Bachelor's degree with an emphasis in Accounting, Business, Economics, or a related discipline or equivalent experience. MBA, CPA, CIA, CISA, CFE or CRCM preferred
Skilled in the auditing process, including: planning, identification of risks and controls, fieldwork, work paper documentation, finding development, reporting, and finding follow-up; or commensurate experience
Previous experience and knowledge of FDIC, CFPB, FRB, and/or FINRA compliance regulations and practices preferred or ability to quickly get up to speed
Previous experience working in a financial institution or regulatory environment preferred
Must be able to keep up to date on regulation changes
Exercises judgment within defined procedures and practices to determine appropriate action
Demonstrate the ability to perform audits of moderate to high complexity, under the guidance of more senior staff. Ability to successfully perform SOX testing as required

Auditor Resume Examples & Samples

Propose solutions to management for value-added improvements to internal controls
Supervise and develop audit staff to ensure audit quality and enhance technical skill level of staff
Collaborate and partner with the business and liaise with all levels of management as well as external auditors
6+ years’ auditing experience in some combination of internal audit and public accounting (with at least 3-5 years managing or supervising others)
Bachelor’s Degree in Accounting or Finance from an accredited college or university
Comprehensive knowledge of internal auditing, risk assessments, fraud controls, and GAAP accounting
Strong project management skills, communication, presentation, and interpersonal skills
Ability to think objectively, critically and innovatively and challenge the way things have always been done

Auditor Resume Examples & Samples

BA/BS in Accounting or Finance
Willingness to travel 15% of the time, on average
CPA or CIA designation a plus
2+ years work experience in either audit or property casualty business preferred
Understanding of risk assessment, accounting, and auditing principles required

Auditor Resume Examples & Samples

Support services and outsourcing arrangements
Perform audit on company and clients
Provide objective and professional evaluation of internal control systems
Offer advice on improvements of business processes and the economical use of resources for the company
At least three years of prior audit experience
Ability to process analytical notation

Auditor Resume Examples & Samples

Conduct social compliance audits on factories throughout China (expected travel content within job is approximately 70 - 80%)
Possess full working and in-depth knowledge of China laws, Industry standards and practices relating to the manufacture of goods
Possess full working and in-depth knowledge of the Disney Code of Conduct and the Disney ILS program
Ensure timely completion and submission of audit reports which meet the required internal standards
Ensure that all documents relating to audits are captured, processed and managed appropriately
Manage one’s own travel expenses according to company policy
Participate in the compliance training of third party organizations which may include other audit companies, Disney licensees, vendors, buying agents, and MSIs
Capture, review and report to local management any changes or amendments to local laws, ordinances, regulations, and industry codes
Minimum of 5 years work experience, preferably 2 years in manufacturing management
Degree in law, accounting, environment, sociology, applied chemistry, engineering, management
Mandarin essential with good command of English and Cantonese

Auditor Resume Examples & Samples

Direct the collection of information necessary to prepare audit and accounting clients’ returns
Develops and leads in house training on accounting and audit related matters
Five to seven years of experience

Auditor Resume Examples & Samples

1-3 years of public or private accounting experience
Prior auditing experience
Computer proficiency

Auditor Resume Examples & Samples

At least 5 years of bank or audit experience in cash management and tradeTTS business and/ or related control functions
Have a goodn excellent knowledge of cash management and tradeTTS pProducts and processes. In-depth understanding of the relationship between product TTS and support units within a financial institution, impact on the overall control environment and audit approach
Good English language skills (both written and spoken

Auditor Resume Examples & Samples

Execute diverse risk-based audit engagements and projects from start to finish including the following: draft scoping memos; perform walkthroughs; analyze business processes, risks and controls; prepare narratives and flowcharts; draft audit programs; test; analyze data; report results; and monitor management action plans
Draft preliminary audit reports and conclusions, including vetted findings that get to root cause, explain impact on business, and propose solutions to management
Deliver accurate and quality work product including workpapers that meet re-performance standards
Develop and maintain good, collaborative working relationships with team members and audit clients
Assist in updating the annual risk assessment
Minimum of 5 years' auditing experience (preferably with some Big 4 experience)
CPA, CIA, CISA or other relevant audit certification (or actively working towards certification)
Bachelor's Degree in Accounting or Finance from an accredited college or university
Solid knowledge of the International Standards for the Professional Practice of Internal Auditing , GAAP, internal control frameworks, SOX, basic IT controls, as well as the ability to analyze risks and controls and perform root cause analysis
Strong written and verbal communication and presentation skills including ability to write clearly, concisely and effectively
Skilled at thinking objectively, critically, analytically and creatively
Skilled at working on multiple assignments concurrently with minimal supervision and meet or exceed deadlines
Knowledge and experience using MS Office (especially Excel, Word and PowerPoint), Visio, electronic workpapers, and data analysis tools

Auditor Resume Examples & Samples

The performance of business audits of India based functions as well as supporting audits of other locations
Assessment of the effectiveness of the Bank’s control environment, assessing compliance with laws, regulations and best practices, and identifying commercial and practical solutions to mitigate identified risks
In addition to the broad exposure to different businesses/ functions, they will also work with different levels of management in different locations and be required to build and develop long term relationships with auditees
The incumbent will be required to demonstrate excellent auditing skills in the performance and execution of audits: deliver audit work on time, with minimal supervision; to raise and clear audit issues with management; draft audit issues and reports; keep within MIS budgets and timelines

Auditor Resume Examples & Samples

Assist in audits related to Market Risk Management in accordance with corporate methodologies and professional standards, including: analysis and testing, identification of process and control weaknesses, review of methodologies and governing policies
Partners with VPs, SVPs and Directors to identify and improve controls around Market Risk Management processes
Monitors the risk environment and prepares Business Monitoring Quarterly risk assessments and reviews
Basic to intermediate level experience in a related role with experience in capital markets, market risk management or treasury along with proven abilities in taking responsibility for issuing to stakeholders high quality deliverables according to strict timetables

Auditor Resume Examples & Samples

Oversee/contribute to the completion of the overall audit process, including execution of the audit plan, development and application of appropriate audit programs, on-going client communications, reporting, and post-audit procedures
Review and recommend controls and safeguards that contribute to the development of policies and/or procedures throughout TDS
Prepare and present findings and recommendations to client management
A financial accounting background/designation (CA, CPA) or MBA, CFA

Auditor Resume Examples & Samples

3+ years of Audit experience
1+ year in Financial Services
4-6 years of professional experience

Auditor Resume Examples & Samples

Independently performs audits related to Retail Banking, technology management; project/program management; or supplier management in accordance with corporate methodologies and professional standards, including drafting of audit reports, presenting issues to the business and discussing practical solutions
Independently completes assigned activities within budgeted timeframes, and budgeted costs
Identifies inconsistencies in data or results, defines business issues and formulates recommendations on policies, procedures or practices
Basic level experience in a related role, with demonstrated execution capabilities according to strict timetables
Must be an articulate and effective communicator, both orally and in writing

Auditor Resume Examples & Samples

Bachelor’s degree required in accounting, business, economics, a related field or equivalent work experience
1-2 years of experience in audit, SOX testing, or compliance-related field; prior experience in bank operations, finance or accounting, or other financial services function will be considered. We will also consider qualified entry-level candidates who demonstrate strong academic records, business acumen, etc
Must have strong written and verbal communication skills
A true team player with a track record of cultivating relationships and collaborating with others
A motivated individual who takes personal initiative, acts as a positive example for others, and can be counted on to deliver high quality results
Proficiency in Excel and Word. Experience with SharePoint, Visio or PowerPoint preferred

Auditor Resume Examples & Samples

Prepare quality audit reports and issue timely
Complete projects within negotiated budgets and calendar due dates, with any deviations from planned objectives approved in advance; and, provide proactive status updates to appropriate personnel throughout the project
Develop and maintain positive relationships with customers which include management and personnel of the external, independent parties; TPA account management; and, TAN-Career Agency senior and field leadership, and agency coordinators
Other duties as assigned based on divisional needs
Exhibits regular, reliable, punctual and predictable attendance
Ability to work more than 40 hours per week and outside normal business hours, as needed, due to project deliverables required

Auditor Resume Examples & Samples

Assist Senior/US Supervisor Auditors by contributing to the planning and risk assessment of assigned audits within the business
Maintain awareness of emerging issues and evolving regulatory requirements
Effectively communicate and regularly share information, issues, points of interest and knowledge with audit management, colleagues and internal and external business partners
Strong knowledge of US/Canadian regulatory requirements

Auditor Resume Examples & Samples

Execute day-to-day activities of audit engagements of various clients; review financial statements, including balance sheets, cash flows and income statements
Evaluate inventories: perform tests of stated inventory levels
Identify and communicate accounting and auditing matters to senior management
Develop client relationship to help ensure information flow from client is efficient
2+ years of auditing experience
BA/BA degree within Accounting/ Finance field
Eligible to sit for CPA is a plus
Must be highly self-motivated, well organized and have strong oral and written skills

Auditor Resume Examples & Samples

Assist in the day to day operations of audit engagements
Identify and resolve client issues found during audit engagements
Perform internal control and audit test work
Perform complex financial analysis
Communicate audit matters and procedures with senior audit members, including managers and partners
Bachelor’s Degree in Accounting required. Master’s Degree preferred
Minimum of 1 years related experience
CPA or progress towards CPA completion also a plus
Excellent analytical, communication, and written skills
Ability to multi task and handle multiple projects
Local Applicants Only*

Auditor Resume Examples & Samples

Functions in various roles on complex and high risk audit engagements, including executing, leading and consulting on audits across capital and treasury functions (e.g. audits of U.S. CCAR, jurisdictional ICAAPs, global liquidity risk management, investment portfolio, reserve position, enterprise risk management, etc.)
Develops a thorough understanding of the organization and ensures a sound audit methodology in adherence with department standards
Applies analytical skills to scope and review complex capital and treasury activities, with the ability to quickly learn and assess new processes and controls (e.g. quantitative processes that incorporate the use of forecasts and models)
Communicates audit findings, emphasizing the risk associated in relation to the broader corporate risk profile, with partners at all levels, including senior managers that are direct reports of the CFO and CRO
Highlight key themes resulting from audit work performed to aid in preparation of Audit Committee and relevant board reporting
Responsible for staying current on regulatory rules and changes within the industry (e.g. capital, liquidity, resolution planning regulation in the U.S., Europe, and Asia)
Participates in peer audit discussions on risk/capital coverage, as well as risk committee meetings to stay abreast of industry and organization progress
Displays strong adaptability and objective decision making to effectively work in an evolving regulatory environment where there may not be clearly defined expectations
Knowledge of auditing in the financial services industry, basic accounting principles and related work experience
Knowledge of regulatory and financial reporting, capital markets, treasury, capital adequacy, and/or enterprise risk management is desirable
Excellent analytical and organizational skills are necessary to conduct audits
Strong report writing and workpaper documentation skills are preferred
Communication
Focused client relationships
Team player

Auditor Resume Examples & Samples

Strong risk assessment, problem solving and general analytical skills
Excellent oral communication skills, including ability to facilitate meetings, communicate/translate audit risks to business risks and deliver presentations
Strong written communication and business writing skills
Working knowledge of GAAP, COSO and SOC Compliance requirements desired
Ability to excel in a fast-paced, dynamic environment and successfully multi-task responsibilities across simultaneous projects

Auditor Resume Examples & Samples

Participates in meetings with business unit to discuss audit results Communicates with partners at all levels, developing and presenting recommendations on operations and controls for the business unit
Utilizes understanding of various Corporate units to ensure operations, services, and systems have proper audit controls in place (i.e., design of the control environment)
Evaluates corporate management, business processes, business controls and operating practices during audits and consulting/monitoring engagements
Develops a thorough understanding of the Northern Trust Audit Methodology and adheres to all applicable Department Standards

Auditor Resume Examples & Samples

Research on public and private companies
Review and document internal controls policies and procedures
Identify all information required for the audit and create associated document requests
Analyze accounting records in order to quantify unclaimed property reportable to the states
Communicate with companies and their representatives throughout an audit
Maintain clear and well organized records of all communications and data analysis
Prepare written reports and documents for Xerox management
Participate in internal audit management and strategy discussions
Track and report time spent on each audit
Participate in presentations of audit findings to client States; and
Work paper preparation and file maintenance
Auditing and/or accounting experience
Unclaimed property administration or management experience
Proficiency in basic statistics and statistical software
Professional business experience
Proven comfort with self-directed activity and task-oriented deadline management
Excellent organization, project management, and work prioritization skills
Proficient technology skills - including MS Excel, Word, Access and PowerPoint
Willingness to work both in a team and independently
Willingness to travel on occasion

Auditor Resume Examples & Samples

Assist with pre-audit planning and preparation by performing analysis of financial data to identify areas of audit risks. Analyze complex licensing contracts, identifying financial terms and compliance points for audit. Customize and develop dynamic data testing models to accommodate all levels of licensee reporting sophistication. Review accuracy of licensee royalty reporting and payment histories
Perform audit interviews of licensees and/or agents to evaluate royalty reporting processes and financial environments. Document licensee process flows and system functionality as it relates to royalty reporting
Consistent with audit program, execute audit procedures and document findings for inclusion in draft audit reports. Assist with resolution of any interpretive differences of contract terms
Assemble work-papers and present audit findings to management for review. Assist with settlement of audit claims as needed
Perform other related duties and special projects as assigned

Auditor Resume Examples & Samples

Bachelor's Degree in accounting or finance
3+ years audit experience in public accounting or private industry
Proficiency in all MS applications (Excel, Access, and Word) is a must. A CIA, CPA or equivalent qualification is expected
Successful candidates will demonstrate an ability to understand complex business processes
Have a history of identifying and quantifying business risks and adding value to an organization
Production accounting or production auditing experience strongly preferred
Familiarity with audit software programs like ACL is a plus

Auditor Resume Examples & Samples

Conduct or assist in conducting all phases of internal audits including planning, scheduling, field work, writing audit reports, issue tracking, and consulting with management to resolve issues
Document and test internal controls over financial reporting, coordinating with external auditors to minimize duplication of effort
Conduct follow-up regarding deficiencies noted during various financial, operational, or compliance audits
Develop or revise audit programs as needed based on the risk assessment conducted. Includes researching business areas within Great Western Bank
Monitor practice and changes within the industry. Be able to respond and adapt to new regulations or emerging risks
Three or more years of Banking, Finance, or Audit experience. Internal control documentation and testing experience preferred, such as Sarbanes-Oxley 404
Highly motivated self-starter with ability to multitask and complete assignments within predetermined deadlines
Must be willing to travel up to 15% of the time

Auditor Resume Examples & Samples

Perform high quality audit execution. This includes reviewing, analyzing and testing documentary evidence, clearly and thoroughly documenting processes and work performed; and identifying and articulating issues
Develop an understanding of a wide range of business processes, systems, applicable regulations and associated risks through independent research, staff interviews, and past experience
Complete assignments timely and keep audit manager informed of audit status
Work with team leaders to identify and resolve issues discovered during the audit process
Maintain a good working relationship with business owners and interact with personnel at all levels clearly and comfortably
Assist in executing special projects as necessary
Assist team leaders, senior/managers in accomplishing audit department and administrative objectives in a team environment
Pursue professional development opportunities

Auditor Resume Examples & Samples

Promote the use of audit analytics and provide training to team members regarding the use of analytics to enhance all phases of the audit process
OD Job Number: 0130323
JAVA
UNIX Shell Scripting
MS Access
Data Science skills including extracting insights from large volumes of data in various forms, either structured or unstructured. Experience in the use of statistics, data modeling, data mining and predictive analytics are a plus
At least 4 years of business / audit experience in providing automated solutions to business needs

Auditor Resume Examples & Samples

Assist with pre-audit planning and preparation by performing analysis of financial data to identify areas of audit risks
Review accuracy of licensee royalty reports and payment histories
Perform audit interviews of licensees and/or agents to evaluate royalty reporting processes and financial environments
Document licensee process flows and system functionality as it relates to royalty reporting
Consistent with audit program steps, execute audit procedures and document findings for inclusion in audit reports
Assemble workpapers and present audit findings to management for review. Assist with settlement of audit claims as needed

Auditor Resume Examples & Samples

Work with internal and external audits by clients or our regulators compiling documents and checking the audit requests like PII; transactional testing to see if what the auditors are looking at are what we are looking at
Examines accounting/statistical records, interviews appropriate personnel to assess accuracy of records and effectiveness of internal control mechanisms
Evaluates, tests and documents the internal control systems and processes for compliance with policies, procedures, laws and regulations
May assist external auditors with their projects during on-site visits
Experience in the student loan industry, federal student loan servicing requirements, and regulatory environment. 3-plus years’ experience preferred
Ability to handle confidential information in a professional and respectful manner and to reveal information on a need-to-know basis only as necessary
Ability to prioritize and execute on short range and long range tasks
Must be organized and detail-oriented. LOCATION AND WORKING CONDITIONS

Auditor Resume Examples & Samples

Applies a general understanding of business processes, risks and controls to identify opportunities to enhance audit efficiencies and effectiveness through the development and delivery of automated processes
Develop effective professional relationships with product and technology audit teams to assist in the definition of audit analytics opportunities for assigned audits and business monitoring activities
Promote the use of audit analytics and provide training to product/functional audit team members regarding the use of analytics to enhance all phases of the audit process
Excellent technical and programming skills
Knowledge of SAS, SQL, VBA, IDEA, ACL, MS Access, Business Intelligence, or Visualization tools will be beneficial
Interest in various aspects of the banking businesses (i.e., Institutional Clients Group, Consumer, and Corporate Functions)
At least one year of business/audit experience in providing automated solutions to business needs

Auditor Resume Examples & Samples

Performs assigned audit procedures, including documenting audit objectives, identifying risks and controls, developing and executing an audit program, performing appropriate audit testing, and providing direction to other audit team members
Identifies and evaluates opportunities for operational efficiency
Documents audit findings in automated working papers that support procedures performed and conclusions drawn
Effectively communicates audit results, risks, and/or recommendations for improvement, both verbally and in writing

Auditor Resume Examples & Samples

Supports and leads audit teams in executing risk based audit projects. Responsible for the planning, scoping, execution, documenting and communication of audit results to both Audit and Business Unit Management
Functions in various roles on audit engagements, including leading audits, executing audits and providing oversight functions based on the needs of the team. Conducts and documents audits throughout the Corporation
During the planning of the audit, develops a budget and/or timeframe for how the audit will be completed. Responsible for scoping, executing, documenting and reporting the audit in accordance with stated timeframes and Departmental Standards
Applies analytical skills to review and test business processes, perform risk and control assessments, document results and report the audit results including the adequacy of controls
With partners at all levels, communicates audit results and develops and presents recommendations on operations and controls to the business unit
Reviews work of all members of the engagement team ensuring that Departmental Audit Standards have been met
Extensive knowledge and application of audit procedures and standards (planning, execution and reporting of an audit) obtained through related work experience is required
Experience auditing asset servicing and/or asset management activities, typically gained in a financial services audit environment, together with knowledge of risks and controls of these activities, including operational, compliance and credit risks

Auditor Resume Examples & Samples

Plan and execute internal audits and external compliance audits of Licensees
Project management techniques and tools
Financial/operational internal controls
Business process mapping, audit tools and retrieval packages (i.e., Visio, Audit Command Language (ACL) and Electronic Work paper Systems)
Ability to interact and communicate both written and verbally with BMI personnel and external auditors/consultants
Proficiency in Microsoft Office (Word, Excel, Access, PowerPoint)

Auditor Resume Examples & Samples

Documenting work performed/testing results in a timely manner
Effectively communicating with the client and the audit team during all phases of the audit
Demonstrates strong understanding of IT risks, processes, and controls, including application controls, ITGCs, and security configuration controls within UNIX/Linux, AD, Oracle, SQL Server, iSeries, z/OS, VMware, and network devices
Demonstrates strong analytical skills
Demonstrates ability to review data, develop themes and determine what is important
Demonstrates ability to logically organize thoughts
Demonstrates strong interpersonal skills and ability to develop solid working relationships with others
Demonstrates self-management by effectively balancing commitments
Demonstrates knowledge and understanding of how the audit process is designed and the purpose/objective of each task
Demonstrates ability to influence audit team through open communication and sharing of ideas
Demonstrates ability to identify and assess risks and controls
Demonstrates ability to distinguish between a root cause and a symptom and identify and provide fact-based criteria to support conclusions
Knowledge and understanding of the PeopleSoft ERP environment
Knowledge and understanding of perl scripts and developing scripts to pull operating system and database configurations
Knowledge and understanding of performing new systems development audits
Demonstrates ability to propose scoping/planning decisions in the audit
Demonstrates ability to independently develop a risk-based test approach and plan
Demonstrates ability to anticipate roadblocks/delays, assesses critical path, develops alternative approaches
Knowledge and understanding of TeamMate and other audit software
Demonstrates ability to evaluate and execute data mining strategies using MS Excel, MS Access, IDEA or other tools to quantify results or test controls

Auditor Resume Examples & Samples

Evaluating the adequacy and effectiveness of internal controls, relating to risks involved in the relevant areas, in accordance with Group Audit methodology and the established risk assessment framework
Supporting the implementation of the risk-based Group Audit methodology, including performing coverage of automated business processes, the respective technology environment and supporting structured on-going risk assessment via continuous audit assessments
Supporting the successful delivery of technology audits, or participating in integrated business and technology audits, both locally and globally
Generating impactful exceptions and drafting audit findings for review by senior Group Audit staff, and to facilitate finding, tracking and validating the closure of findings
Completing all work assigned to you promptly, including ad-hoc projects and special investigations
Understanding the client’s marketplace and expectations, whilst continuing to develop your technical expertise
Providing coverage in certain overseas locations and travelling as required

Auditor Resume Examples & Samples

Implementation of Sarbanes-Oxley (SOX) requirements within the business
Risk assessment of key business processes in order to identify potential internal control weaknesses and recommend opportunities for improvement
Perform internal control reviews of Landing Systems’ businesses and make recommendations for control improvements
Interface with both Internal/External Auditors to insure their requirements are met
Prepare clear, concise reports on procedures performed related to the control environment
Prepare and present presentations to Senior Management
Support the research and preparation of accounting position papers
Ad hoc accounting support as needed

Auditor Resume Examples & Samples

Four year degree in business, accounting or other applicable field
Four or more years of relevant audit work experience
Knowledge of internal controls and SOX requirements

Auditor Resume Examples & Samples

1+ year of Audit experience within Financial Services Industry and/or a Big 4 public Accounting setting
Working knowledge of Caseware
Previous Community Banking experience

Auditor Resume Examples & Samples

Liaise with Operations and Product Control to obtain source system data necessary for the review and analyze data for inconsistencies
Interface with product and country controllers to obtain customer source data, review contracts and determine if critical data elements were accurately reported; making note of any exceptions
Communicate to relevant business contact exceptions and follow through to ensure remediation actions are performed
Produce and update and KPIs, metrics, and other presentations
Provide input on training programs
Participate in Internal Audit (IA) reviews
Facilitate ad hoc and special requests
Bachelor’s degree in Finance, Accounting, or related field
Audit experience required
5+ years of Finance, Accounting or Product Control experience, preferably at large financial institution
Working knowledge of banking products and services, especially loans, deposits, investment securities and derivatives
Understanding of current accounting principles, policies and financial institution regulatory reporting, particularly FRY-9C, Call Report, FR Y-14
Solid analytical skills, combined with an ability to deliver analyses in a concise and logical manner
Experience in working in operations unit requiring coordination across multiple regions and business segments preferred
Must have strong communication skills (oral and written) to liaise with multiple groups and clearly articulate findings
Must be assertive and have strong follow up skills

Auditor Resume Examples & Samples

Demonstrated experience providing risk-based IT auditing and/or IT risk advisory services in a professional services firm, higher education, or corporate environment; and
Demonstrated ability to audit large-scale IT business environments, network operating environments, application controls, systems development, or user-developed applications and environments
Demonstrated ability to audit information security governance and risk management programs
Knowledge of relevant auditing and risk management standards and principles, such as the Institute of Internal Auditors’ Standards for the Professional Practice of Internal Auditing and COBIT (Control Objectives for Information and Related Technology)
Knowledge of technical security standards, such as National Institute of Standards and Technology 800-53 Information Security and ISO/IEC 27002:2005 Code of Practice for Information Security Management
Strong analytical skills with ability to identify and assess risk and exposures across a wide variety of processes
Demonstrated skills in the areas of communication, relationship-building, collaboration, and problem-solving. Strong ability to communicate and collaborate with non-IT operational management and auditors
Demonstrated integrity, initiative and professionalism with a results-oriented work style
Demonstrated continuous improvement mindset with a strong customer-centric mindset
Bachelor’s degree in a relevant field, such as information technology, accounting, business, finance, etc
CIA, CPA, CISA, or the ability to obtain such certifications; and
Proficiency with Microsoft Office programs

Auditor Resume Examples & Samples

Assist in conducting audits
Analyze bank data, including but not limited to, accounting and financial records
Additional responsibilities may include participating in due diligence efforts in the case of an acquisition

Auditor Resume Examples & Samples

Performing audit reviews
Taking part to the continuous risk assessment exercise
Following up recommendations
Participating in control related ad-hoc projects and investigations
Having a thorough mastery of audit techniques, delivering relevant analysis and conclusions supported by comprehensive and value-added working papers and reports
Contributing to quality and effectiveness within the Business by providing pertinent feedback supported by practical and balanced solutions to issues
Developing constructive relationships with auditees
Proposing and implementing improvement measures within the team to drive the quality of our deliverables to the highest achievable standards
Significant practical experience of working within a Front Office environment (ideally trading, sales, structuring or research) or a directly related control Function (ideally on market risk)
Deep knowledge of financial markets and capital markets products
Strong understanding of credit, market and liquidity risk topics
Ability to work within a close-knit team
Curiosity, rigor, ability to synthesize
High level of initiative and drive
Committed, self-driven and ability to work under pressure
First class interpersonal and communication skills
Outstanding analytical skills
Willingness to undertake travel as required (mainly UK / Paris-based)
French language skills advantageous

Auditor Resume Examples & Samples

BNP Paribas Cardif (Insurance)
BNP Paribas Investment Partners
BNP Paribas Wealth Management
BNP Paribas Real Estate
Participation in audit assignments as a member of an audit team in line with IIA professional standards and Group internal policies from the planning phase through to audit recommendations follow-up
Provide conclusions and recommendations on the audit and lead the presentation of these to the relevant key audit stakeholders on areas under his/her responsibility
Deliver/contribute to comprehensive and value-adding audit reports
Maintain audit documentation in accordance with Hub/IG standards and on the audit tool UNIK
Participate in periodic Risk Assessment exercises where input contributes to the audit planning process
Relevant practical experience working across diverse product lines
Past experience in an audit or consultancy department covering e.g. organisation, quality assurance, project management, risk management or operational risk would be an advantage
Willingness to travel if necessary (UK, Paris, Ireland and Channel Islands)
Technical: Academic background in Finance/Banking while good understanding of the UK regulation a plus
Strong analytical skills: including ability to learn (be able to understand the critical steps in a process and understand the related risks of various nature)
Ability to synthesize and ability to process complex information and produce clear written reports
Thorough, including strong organisational skills, having a results-driven attitude
First class communication skills: including the ability to listen and clear oral communication

Auditor Resume Examples & Samples

Perform ICOFR testing, including process walkthroughs, detail testing, documentation, and conclusions
Perform external audit assist work
Perform project work, as directed, including walkthroughs, testing, documentation, and conclusions
Apply risk-based judgment in work and assist in risk assessment and scoping activities as engaged
Assist in determining conclusions and evaluate findings; document work papers clearly and concisely
Draft audit reports and deliverables in a clear and concise manner
Bachelors in Finance, Accounting, or equivalent
2-3+ years accounting and/or audit experience or equivalent preferred
Has conceptual knowledge of internal audit and broadens skills to other areas
Strong verbal and written communication; developed communication skills to exchange information

Auditor Resume Examples & Samples

Conduct audit and analysis of MBPS teams' compliance and work processes to recommend improvements in risk management, internal control, compliance and governance processes
Document and evaluate the design effectiveness of internal controls and provide recommendation for areas for improvement
Prepare audit plan and documentation papers
At least two (2) years relevant experience
Basic to Intermediate understanding of audit or accounting principles
Good analysis and critical thinking skills
Meticulous to detail
Intermediate to Expert skills in Microsoft Excel

Auditor Resume Examples & Samples

Examine and evaluate internal controls in key risk areas of banking activities/practices to ensure compliance with internal policies and applicable rules, laws, and regulations; Develop audit programs and perform audit fieldwork, including system documentation, evaluations, interviews and financial analysis
Prepare clear and concise audit work papers and audit reports summarizing scope, methodology, and significant conclusions of audit procedures performed within prescribed timeframes
Project monitoring and reporting to Internal Audit Management
1-5 years years working experience (preferably in internal audit) within a large Foreign Banking Organization or US Money Center Bank
Strong oral and written communication skills, including ability to write clear and concise Audit reports;　
Knowledge of banking products and/or regulations. 　
Overall understanding of audit principles (IIA Standard, FRB guidelines, etc), audit theories and techniques, risk and internal controls, as well as working knowledge of Lotus Notes and Microsoft Office Suite (Excel, Word, PowerPoint)

Auditor Resume Examples & Samples

Reviewing of Follow-up of regulatory issues　
Preparation for the reporting materials to Risk Committee, Audit Committee　
This position will require the individual to conduct Quality Assurance (QA) of internal audit activities, and also to create and implement various new fame-works to enhance its internal audit activities of the department
Conducting quality assurance (audit planning memo, report, work-paper reviews) during/after audits. Report the results of QA to IAD management and HO Global QA team. Communicate with IAD staff about the QA results for future improvements
Working for the creation and implementation of various new frameworks within the department, such as staff skill assessment, training program, fame-work of risk assessment of audit entities, fame-work of annual audit plan, enhanced continuous auditing or other various metrics analysis, etc
Prepare various periodic reports, and supervise for the preparation of various reports by staff or other Team Leaders regarding internal audit activities
Reviewing follow-up of regulatory issues
Preparation for the reporting materials to Risk Committee, Audit Committee
2-5 years years working experience (preferably in internal audit) within a large Foreign Banking Organization or US Money Center Bank
Strong critical thinking, analytical and organizational skills;　
Strong oral and written communication skills, including ability to write clear and concise QA reports;　
Strong data analysis and record management skills　
Overall understanding of audit principles (IIA Standard, FRB guidelines, etc), audit theories and techniques, risk and internal controls, with advanced knowledge of Lotus Notes and Microsoft Office Suite (Excel, Word, PowerPoint)　
Project management skills

Auditor Resume Examples & Samples

Serves as staff auditor on internal audit engagements
Emerging / developing understanding of audit concepts, risks and controls
Can clearly document testing results and conclusions
Developing walkthrough skills and ability to document risks and controls, present information to immediate team and lead, and communicate test information with LOB personnel
Developing understanding of business, industry and regulatory concepts
Clearly and concisely documents observations within workpapers including root cause and impact
Demonstrates ability to communicate test information and initial findings with line of business (LOB) personnel
Foundational understanding of business, industry and regulatory concepts within assigned LOBs; expanding knowledge across businesses and functions. Intermediate business writing skills including strong grammar and sentence structure skills; can cohesively present and organize information; developing formal audit writing skills
Demonstrates ability to present information to team and lead. May assist in the preparation or delivery of a formal presentation or training
Developing ability to tailor message for audience within the scope of assignments
0-2 Years of professional experience
Bachelor’s Degree required or relevant professional experience
Demonstrates ability to build relationships within the scope of assignments; developing relationship building skills with mid-level leadership
Demonstrates influential/challenge skills within team and with clients
Proactively collaborates with others, regardless of team, to achieve desired outcomes
Demonstrates ability to complete assignments by required deadlines; proactively communicates delays or additional availability
Ability to prioritize and execute multiple assignments and to identify obstacles within the scope of assignments and escalation
Demonstrates basic business writing skills including strong grammar; can cohesively present and organize information
Developing influential/challenge skills within team and with clients
Demonstrates adaptability and flexibility when faced with change; has a continuous improvement mindset
Knowledge of Consumer Compliance preferred including: Unfair, Deceptive, or Abusive Acts or Practices (UDAAP), Fair Lending, Privacy, Community Reinvestment Act (CRA), Equal Credit Opportunity Act (ECOA), Home Mortgage Disclosure Act (HMDA), Fair Credit Reporting Act (FCRA), Servicemembers Civil Relief Act (SCRA), Flood Insurance, Regulation O (Insider Loans), Regulation W (Affiliate Transactions), Regulation CC (Availability of Funds and Collection of Checks), Regulation D (Reserve Requirements), Regulation DD (Truth in Savings) Regulation GG (Prohibition on Funding of Unlawful Internet Gambling), and/or Regulation E (Electronic Fund Transfers (EFT)). Relevant certifications include: Certified Regulatory Compliance Manager (CRCM) Certified Anti-Money Laundering Specialist (CAMS) Certified Internal Auditor (CIA) Certified Fraud Examiner (CFE) Certified Financial Crimes Specialist (CFCS) Certified AML and Fraud Professional (CAFP) Certified Public Accountant (CPA)

Auditor Resume Examples & Samples

Determines, or assists in determining, the direction of the proposed audit effort. Plans the theory and scope of the audit, and prepares an audit program
Determines, or assists in determining, the auditing procedures to be used, including statistical sampling and the use of electronic data processing equipment
Identifies the key control points of the system
Obtains, analyzes, and appraises evidentiary data as a basis for an informed, objective opinion on the adequacy and effectiveness of the system and the efficiency of performance of the activities being reviewed
Makes oral or written presentations to management during and at the conclusion of the audit, discussing deficiencies and recommending corrective action to improve operations and reduce cost
Completes audits over IT systems, platforms and operations in accordance with information systems and internal auditing standards, established policies and procedures and applicable laws and regulations
Evaluates IT infrastructure in terms of risk to the organization and evaluate established controls to mitigate any potential loss
Determine and recommend improvements in current risk management controls and implementation of system changes or upgrades
Serve as the IT subject matter expert and liaison for internal audit
Provide data analytics where needed
Possess the capability to lead and direct the work of others. The auditor must be capable of working independently or as part of a team
Report results back to department managers and work with department to correct the process and implement solutions
Evaluates the performance and capabilities of the assistants who worked under his/her direction during the audit
Other: High proficiency in spoken and written English. Ability to digest and understand the overall details of a Company with complex worldwide operations to make constructive recommendations for the betterment thereof
Proven experience in auditing IT operations, data, network infrastructure and control frameworks Strong presentation skills
Demonstrated knowledge of risk assessment, internal audit standards, concepts and techniques Exceptional written and verbal communication skills
Strong analytical and interpersonal skills Ability to interface and work with individuals across a wide variety of operational, functional and technical disciplines
Excellent working knowledge of MS Office and proficient in Computer Assisted Auditing Techniques (CAATs), e.g. SAS, ACL and/or IDEA
Advanced knowledge of Epic EMR application is required.Working knowledge of SAP is preferred

Auditor Resume Examples & Samples

Ensure that clinical services are consistent with industry standards and are provided to the patient according to hospital policies/protocol, documented in the medical record, and charged correctly
Audit medical records and billing documents for appropriate documentation of (ICD-9 CM, ICD-10 CM, CPT and HCPCS) coding and billing charges
Ensure that established JHAH and Kingdom quality standards are followed
Provide educational programs to physicians and clinical departments to help improve documentation
Participate and develop internal controls
Perform departmental audits to ensure procedures follow the Organization's and regulatory guidelines
Evaluates the adequacy and effectiveness of the management controls over activities audited and prepares or assists in preparing a formal written report expressing his/her opinion on same and including recommendations to alleviate any deficiencies noted
Work Experience: 5- 10 years’ experience
Other: High proficiency in spoken and written English. Ability to digest and understand the overall details of a Company with complex operations to make constructive recommendations
Registered Nurse (BSN preferred) with strong clinical background and a minimum of 3 years medical record auditing, case management or medical record coding required
Knowledge of documentation and billing standards for both inpatient and outpatient services
Ability to conduct chart to code audit

Auditor Resume Examples & Samples

Provide status updates to all levels of leadership for the audit area and within Internal Audit, communicating observations timely and effectively assessing the risk/impact of observations to include control controls not functioning as designed and opportunities to improve efficiency in the area
Responsible for writing and presenting the final audit report, execution and effective management of the audit work
Opportunity to lead others, delegating the work, provide guidance / coaching, reviewing workpapers and providing feedback
An undergraduate business degree is required, an emphasis in accounting or finance is preferred. A graduate degree is preferred
CPA/CIA or commitment to obtaining is strongly preferred
A minimum of 3 years of Public Accounting and/or Internal Audit experience is required, with measurable experience serving in a senior auditor role
Experience evaluating risk to scope audit work, identifying controls and developing effective tests for those controls, analyzing control design and effectiveness and evaluating findings
An understanding of GAAP is preferred, utilizing IDEA, ACL or other similar tools to perform audit work
Experience writing and presenting audit reports, and flowcharting preferred

Auditor Resume Examples & Samples

Perform detailed transaction review based on statistical trending reports in an effort to detect fraud
Obtain source documentation (hotel folios, POS sales slips, casino records, etc.) to substantiate and support department investigations
Comply with all management directives, policies and procedures
Must be able to communicate effectively in English, in both written and oral forms

Auditor Resume Examples & Samples

College Degree (BA, BS) and 3-5 years IT or financial audit experience required
Project management skills required
Ability to establish and maintain effective working relationships with coworkers, managers, and other stakeholders
Exceptional written, interpersonal and verbal skills
Good problem-solving, judgment and decision-making skills
Highly organized, detail oriented and capable of managing multiple tasks
Strong follow-up skills/ability to work independently and in a team environment
High level understanding of information security principles and best practices
Knowledge of data analytics tools and methodologies for identifying and reporting on trends
Must demonstrate a sense of urgency and have the ability to work under tight deadlines
Must be able to work with and understand financial information and data
Advanced technical Excel experience (pivot tables, Vlookup, VBA/Macros)
IDEA or ACL experience a plus
Certifications are a plus (CPA, CIA, CISA, CFE, Sig Sigma)

Auditor Resume Examples & Samples

Performs testing of moderately complex audits related to Cards (e.g., Operations, Risks, Product and Sales) in accordance with corporate methodologies and professional standards
Two or more years of experience in the Banking Industry, Risk Management unit audits or Cards business (e.g., Operations, Risk management, Compliance, Statutory audits)
Beginner level experience in a related role with experience in business
Understanding of local regulation and related risks and controls
Effective communication skills. This individual must be an articulate and effective communicator, both orally and in writing, with an energetic, charismatic and approachable style

Auditor Resume Examples & Samples

Plans individual audits by conducting surveys of functional areas. Collects and analyzes data to determine audit approach, scope/depth, and special audit techniques. Formalizes audit programs for supervisory approval
Performs audits in strict accordance with professional auditing standards and internal procedures for fieldwork, working paper preparation, and audit reporting
Prepares formal, written reports following each audit and assists in presenting findings to management, identifying problems and recommended solutions, subject to supervisory review and approval
Performs other administrative and auditing duties as assigned or necessary. These include drafting correspondence, conducting special audit research or investigations, performing follow-up on audit findings, and serving on various committees. Performs ad hoc management requests, investigations, research for government requirements or new business methods, process improvement activities, and other special assignments
When serving as the auditor-in-charge of an assignment, this position will oversee the staff auditor(s) assigned to ensure the work is accurate, sufficient, and in compliance with applicable standards and policies before being given to the Chief Audit Officer for review and approval

Auditor Resume Examples & Samples

Working on audit or evaluation- related projects such as, collecting, analyzing, and summarizing information to support findings and conclusions; and evaluating policies and procedures established for the Federal government program in accordance with government auditing standards (Yellow Book, GAGAS) or Quality Standards for Inspections and Evaluation (Council of Inspectors General on Integrity and Efficiency - Blue Book)
Working on audit- or evaluation-related projects such as, interpreting laws, regulations, policies and procedures to identify conditions impacting mission capability, weaknesses in internal controls and their susceptibility to fraud, and the potential for increased program efficiency
Twenty-four semester hours in accounting or auditing courses of appropriate type and quality. This can include up to 6 hours of business law
Completion of the requirements for a degree that included substantial course work in accounting or auditing, e.g., 15 semester hours, but that does not fully satisfy the 24-semester-hour requirement of paragraph A, provided that (a) the applicant has successfully worked at the full-performance level in accounting, auditing, or a related field, e.g., valuation engineering or financial institution examining; (b) a panel of at least two higher level professional accountants or auditors has determined that the applicant has demonstrated a good knowledge of accounting and of related and underlying fields that equals in breadth, depth, currency, and level of advancement that which is normally associated with successful completion of the 4-year course of study described in paragraph A; and (c) except for literal nonconformance to the requirement of 24 semester hours in accounting, the applicant's education, training, and experience fully meet the specified requirements

Auditor Resume Examples & Samples

Drive ongoing audit coverage of assigned functional audit area through developing audit programs to include proposal of audit objectives and scope, procedures and internal control reviews to ensure compliance with policies and procedures
Participate on audit engagements from planning to reporting and produce quality deliverables to both department and professional standards
Implement and execute an effective program of continuous monitoring for assigned areas, including monitoring of key metrics to identify control issues and adverse trends
Stay current with evolving industry and regulatory changes impacting the business
Working understanding of operational risks and related controls of regulations

Auditor Resume Examples & Samples

Carry out the vision and mission of internal audit to evaluate risk, perform audits, and offer solutions to our business partners
Perform financial, operational, compliance, and strategic audits
Gather and prepare audit documentation to support conclusions reached
Collect and analyze data to detect non-compliance with laws, regulations and management policies
Draft reports related to audit results and recommend changes in financial, operational, compliance, or strategic activities and present to audit leadership
Inspect account books and accounting systems for efficiency, effectiveness and use of accepted accounting procedures
Examine whether the organization's objectives are reflected in its management activities and whether employees understand the objectives
Keep informed of pending industry changes, trends, best practices and assess the potential impact of these changes on organizational processes
Bachelor's degree in accounting or finance required (CPA eligible a plus)
Understanding of U.S. GAAP, U.S. GAAS, and controls framework
Critical thinking skills and the ability to use logic and reasoning to identify the strengths and weaknesses of alternative solutions, conclusions or approaches to problems
Have the ability to work effectively in group environment
Up to 25% travel to project and district sites within North America and Canada

Auditor Resume Examples & Samples

Coverage of enterprise functional and operating units, with a focus on operational processes (may also include auditing activities related to Sarbanes-Oxley compliance)
Assisting in the design, development and implementation of manual and automated audit methods and techniques to improve auditor productivity
Supporting in audit oversight, planning and training, including providing technical support and advice to other less experienced auditors
Assisting Internal Audit management with periodic internal status reporting, developing the rolling internal audit plan, and promoting internal control and corporate governance concepts throughout the enterprise
Bachelor's degree in Business or other related discipline plus 6 years of practical work experience in Business or other functional area
Aerospace and Defense industry experience
Knowledge of SAP, Peoplesoft, Manufacturing Resource Planning (MRPII) applications and Business Warehouse
Knowledge of Earned Value and Risk Management
Understanding of Root Cause Corrective Action processes
Good project management skills with the ability to prioritize multiple tasks to meet established deadlines

Auditor Resume Examples & Samples

Prepares trial balances for use in engagements
Participate in engagement planning process
Complete detail testing of transactions for financial statement audit
Participate in review and compilation engagements
Perform inventory observation and prepare related documentation
Prepares financial statements and related disclosures
Bachelor's degree required in Accounting
CPA Certification or actively working towards completion
2+ years' of public accounting audit experience

Auditor Resume Examples & Samples

Provides first level assessment of receipts and expense reports in compliance to client’s subscription and policies and procedures
Focuses on the following Global Audit Queues: ExpenseIT, Receipt Audit Clients, and General Audit Clients
Documents and recommends necessary corrections and additional requirements to complete the receipts and expense reports in a timely manner
Utilizes tools and systems proficiently to process receipts and expense reports and accordingly escalates issues to immediate Supervisor as
Provides additional duties such as own (versus team) data collation and reporting as deemed necessary to achieve and produce a high quality support solution
Be aware of, and comply with, all corporate policies
Must have two (2) years of tertiary education, or its equivalent knowledge, experience, and skill set
Ideally should have six (6) months of back office and/or data encoding experience
Must have passed the following Certification Processes: Audit New Hire (ExpenseIT, Receipt Audit), General Audit
Must possess the following skills and/or abilities
Work in a fast-paced environment, handling multiple priorities, at any given time
Above-average written and verbal communication skills
Communicate with individuals at all levels of an organization
Set priorities, meet deadlines, and work independently
Work in a team environment
Maintain confidentiality, including, but not limited to, end-user financial information and client policies and procedures
Pass the company-required background check

100

Auditor Resume Examples & Samples

Drawing informed, objective opinions as to the adequacy and effectiveness of Hershey’s internal control environment
Collaborating with management to identify solutions to address control deficiencies
Assisting with the performance of ethics investigations
2 to 8 years of prior audit experience
Highly motivated with strong problem solving skills
Fluency in Spanish, Portuguese, or Mandarin a plus

101

Auditor Resume Examples & Samples

Interview techniques
Knowledge transfer
Negotiation

102

Auditor Resume Examples & Samples

2-5 years working experience (preferably in internal audit) within a large Foreign Banking Organization or US Money Center Bank
30% Strong critical thinking, analytical and organizational skills
30% Strong oral and written communication skills, including ability to write clear and concise audit reports
30% Knowledge of banking products and/or regulations
10% Overall understanding of audit principles (IIA Standard, FRB guidelines, etc), audit theories and techniques, risk and internal controls, as well as working knowledge of Lotus Notes and Microsoft Office Suite (Excel, Word, PowerPoint)

103

Auditor Resume Examples & Samples

Perform internal audits of Honda company operations (primarily AHFC and HCFI)
Perform risk assessments and consulting engagements of Honda company operations
Communicate results of engagements to executive management and evaluate countermeasure activity
Involved from time to time in operational reviews focusing on efficiency and effectiveness of operations, and annual testing for Sarbanes-Oxley compliance and Honda Corporate Governance
B.S. in Business Administration, Finance or Accounting, or related field (required)
6 – 8 years of work experience in auditing / reviewing / analyzing the operations of captive finance companies, banks, credit unions, large sales organizations or related work experience
Out of town overnight travel is required for the position, as high as 30 – 50% of audit assignments, depending on annual audit plans
Intermediate level of knowledge of generally accepted auditing standards (GAAS), generally accepted accounting principles (GAAP), risk and control frameworks, (e.g., COSO), internal control concepts and practices, and an introductory level of understanding of audit control concepts and practices for information technology
Intermediate level knowledge of auto finance, credit origination and collections
Strong knowledge of risks, controls, and testing techniques for Sarbanes-Oxley compliance
Knowledge and familiarity with Honda Quality tools and concepts (DST-PDCA, Situation Appraisal, Decision Analysis, etc)
High proficiency in MS Office products (required)
Working knowledge of audit software (ACL or other data analysis tools) helpful but not required

104

Auditor Resume Examples & Samples

Often needs help understanding the commercial side or key business drivers impacting the task/decision
Researches basic audit information and prepares preliminary reports with findings
Provides preliminary input to control plans, adhering to deadlines and balancing competing priorities or deviations from plan
Prepares preliminary reports and analyses according to predetermined standards for supervisor/manager review and input
Applies basic functional and technical knowledge, in addition to organizational standards, techniques, and procedures when completing work
Seeks opportunities to build functional skills and technical expertise; gathers feedback from senior associates

105

Auditor Resume Examples & Samples

Review controls designed to safeguard resources and ensure compliance with applicable laws and regulations
Provide quality audit engagements through effective planning, fieldwork and audit findings
Review the efficiency and effectiveness of company processes and identify opportunities to improve operating performance
Partner with process owners on corrective action activities related to non-compliances and process improvement
Draft clear and concise reports
Test financial recording, financial reporting and fraud prevention controls in accordance with the requirements of the Sarbanes-Oxley Act
Leverage automation to support monitoring, audits and assessments

106

Auditor Resume Examples & Samples

Exposure to various business functions, like: inventory, procurement, financial analysis and account reconciliations
Travel may be close to 50% for majority of the year. Structured scheduling with travel normally the middle two weeks of the month.**
Bachelors Degree in Finance, Accounting or business from an accredited Institution
A minimum of 5 years of professional experience in Finance or Accounting
2+ years of experience in financial auditing or compliance
Experience with Hyperion, Discoverer or Essbase

107

Auditor Resume Examples & Samples

Alternative locations that will be considered based on experience and business need are: other U.S. locations, Spain or Canada.**
Bachelors Degree in Finance, Accounting or business from an accredited institution
This position would require a minimum of 4 years of experience in finance
Internal Alcoa candidates need to have exposure to compliance and the financial control environment
External candidates need to have a minimum of 2 years of financial audit or compliance work
Professional Certification (CPA, MBA, CFE, etc.) is desirable

108

Auditor Resume Examples & Samples

Perform Inventory Management audit/inspections
Evaluate processes and compliance with material management regulations
Conduct statistical inventory sampling on line items held in stock. (“book to floor”, “floor to book”)
Conduct reviews of inventory management/control for storage and distribution support associated with a
A minimum of a BS/BA degree in accounting or business with a minimum of two years' general audit experience, including one year of government audit experience
BS/BA degree in business administration, finance, marketing, accounting, engineering, economics, MIS or related discipline, with a minimum of two years' experience providing analytical support for at least one contract of a similar nature to this requirement

109

Auditor Resume Examples & Samples

Assist the Senior Audit Management of Internal Audit in performing company-wide annual risk assessments and preparation and execution of the annual audit plans
Responsible for executing complex audits; assist in the performance of critical project management duties including the planning, scheduling, coordinating, reviewing and reporting of the work of audit teams; and providing expertise in auditing standards and performance criteria, audit requirements, and information technology skills
Execution of assignments related to operational auditing, financial auditing, and SOX compliance
Maintain internal audit independence and objectivity in all assignments while developing and maintaining effective and value-adding business partnerships
Assist in the developing and executing of internal audit procedures, schedules, priorities and programs for achieving audit objectives and goals
Preparing audit reports using sound writing skills
Participate in special assignments as deemed necessary by the Management of Internal Audit
Stay abreast of best practices and provide conduit for introducing those practices to the company
1-3 years of accounting and auditing experience with at least 1 year of public accounting experience is preferred
Experienced with SOX and risk assessment methodologies a plus
Information systems audit and CPA experience a plus

110

Auditor Resume Examples & Samples

Perform daily review and entry of the invoice details
Data entry on the Concur Intelligent Capture of all the required invoice information. Captures alphabetic, numeric, or symbolic data from vendor invoices into computer following format displayed on screen, and captures/types necessary invoice information in accordance to client’s guidelines
Compare data with source documents, or re-enter data in verification format to detect errors
Confirms accuracy of data such as vendor name, invoice number, invoice amount, invoice date, PO number, tax, shipping and invoice owner
Reviews and makes necessary corrections to the information captured
Compiles and verifies accuracy of data to be captured
Contributes to a team effort and accomplishes related results as required
Locates and corrects data entry errors, or report them to supervisors
Maintain logs of activities and completed work
Helps IC Team Lead to track all the productivity reports and skipped invoices everyday
Helps IC Team Lead to validate team members accuracy in all invoice information captured within two days
Helps IC Team Lead to monitor productivity and SLA
Suggests quality programs to minimize and detect errors
Candidate must possess at least a Vocational Diploma / Short Course Certificate, Bachelor's/College Degree, Business Studies/Administration/Management, Finance/Accountancy/Banking or equivalent
Knowledgeable of MS-Office, including Outlook, Excel and other applications
Ability to work fast (but without mistakes)
Ability to work to deadliness

111

Auditor Resume Examples & Samples

24 semester hours in accounting or auditing courses (this can include up to 6 hours of business law) of appropriate type and quality
A certificate as Certified Public Accountant or a Certified Internal Auditor, obtained through written examination (You must provide a copy of your certification with your application; OR,
Completion of the requirements for a degree that included substantial course work in accounting or auditing, e.g., 15 semester hours, but that does not fully satisfy 24 semester hour requirement of the requirements for a degree that included substantial course work in accounting or auditing, but that does not fully satisfy the 24 semester-hour requirement, provided that

112

Auditor Resume Examples & Samples

Maintain Audit Log for all client accounts as evidence of audit in compliance with NRS written policy and procedures and outsourcing client contracts
Audit the funds for new customers to ensure the data provided for the conversion from the previous provider is correct; where discrepancies are found the audit will work with the supervisor and the state examiners, and where appropriate with the client, to address and resolve any compliance issues
Policies and Procedures: help maintain and/or develop documentation for department policies, procedures, and systems that reflect any change affecting Blue Sky notice filings and the audit and controls employed within the blue sky services group
Ensure that all filing parameters and documentation produced from the system are done in compliance within department policy and state regulations. Make note of exceptions and follow up with staff and management on significant audit findings ensuring that resolution of the finding has been completed in accordance with department controls and includes necessary documentation and state correspondence verifying good standing status
Work with management team to develop or redesign programs as technology and procedures change to ensure that NRS SSAE 16 SOC 1 Reports/Audits and client due diligence reviews achieve satisfactory results
This job description indicates the general level and nature of work expected of the incumbent. It is not a comprehensive list of specific duties or activities associated with the position. The incumbent may be asked to perform other duties as assigned

113

Auditor Resume Examples & Samples

Three years of auditing experience
Demonstrates a commitment to service, organization values and professionalism through appropriate conduct and demeanor at all times
Adheres to and exhibits our core values

114

Auditor Resume Examples & Samples

Travel is required 11 or more days per month
Experience working for a tax administration organization that includes responsibility for documenting results of audits, projects or analyses in written documents, OR
Experience applying accounting and auditing principles, concepts and techniques to assess risk and develop an audit strategy; AND experience gathering and analyzing facts or data and drawing conclusions
24 semester hrs in accting or auditing courses of appropriate type and quality. This can include up to 6 hrs of business law
A cert as Certified Public Accountant or a Certified Internal Auditor, obtained through written examination; or
Completion of the requirements for a degree that included substantial course work in accting or auditing, e.g., 15 semester hrs, but that does not fully satisfy the 24-semester-hr requirement of paragraph A, provided that (a) the applicant has successfully worked at the full-performance level in accting, auditing, or a related field, e.g., valuation engineering or financial institution examining; (b) a panel of at least 2 higher level professional acctants or auditors has determined that the applicant has demonstrated a good knowledge of accting and of related and underlying fields that equals in breadth, depth, currency, and level of advancement that which is normally associated with successful completion of the 4-yr course of study described in paragraph A; and (c) except for literal nonconformance to the requirement of 24 semester hrs in accting, the applicant's education, training, and experience fully meet the specified requirements

115

Auditor Resume Examples & Samples

Assists with all phases in the audits of distributors and suppliers, and special projects as assigned
Ensure audit work papers are completed timely, address all objectives, and support conclusions
Assists to design and conduct tests for unpaid fees, adherence to contractual obligations, compliance with HRSA rules, and other risks
Analyze and evaluate documentation, reports, data, etc. ensuring conclusions are well documented
Designs and creates charts, graphs, tables and reports to support recommendations
May present recommendations to management and provide guidance in selecting alternatives
Communicates audit results with distributor, supplier, and internal management
Minimum 2 years of internal or external audit experience is required
Intermediate experience with MS Excel (pivots, v-lookups, formulas) is required
Analytical and data mining experience (SQL, Access) preferred but not required, interest to learn
Comfortable communicating (written & speaking) with employees at all levels of the company, members and vendors
Proven experience handling multiple projects simultaneously
Ability to travel 10-20%
Experience with drug wholesalers, pharmaceutical manufacturers, or 340B program is preferred but not required
Financial certification (CPA, CISA, CFE or CIA) is preferred but not required

116

Auditor Resume Examples & Samples

Foundational understanding of business, industry and regulatory concepts within assigned LOBs; expanding knowledge across businesses and functions
Intermediate business writing skills including strong grammar and sentence structure skills; can cohesively present and organize information; developing formal audit writing skills
Demonstrates ability to present information to team and lead
Knowledge of Fiduciary Compliance. Relevant certifications include: Certified Internal Auditor (CIA) Certified Fiduciary and Investment Risk Specialist (CFIRS) and Certified Public Accountant (CPA)

117

Auditor Resume Examples & Samples

Document comprehensive understanding of client financial and operational processes
Use the audit results and analysis to develop recommendations
Perform testing of financial statements, accounting reports, and internal controls
Compile and analyze data
Document business processes
Identify and communicate auditing matters to senior associates and managers

118

Auditor Resume Examples & Samples

Timely communicate changes of visit plan to supervisors or office personnel
Recruit stores and ensure good cooperation, maintain panel objectives
Inform supervisor of any potential cooperation issues (ownership change, renovation,refusal of cooperation etc)
Maintain proper admistrative records as required
Any other unmentioned activities related to fieldwork (special projects)
Complete Front Page form in every shop visited with all the requested information
Return completed questionnaire to the field office according to the given schedule, before delivery do ensure the data, Negative sales, unusual sales (stock or purchase) and if there is any incorrect product description
Before the start of each audit period, the auditor must attend the briefing/training session; each new auditor must attend an intensive initial training session. The auditor will be explained his/her duties and responsibilities, the fieldwork procedures, how to describe correctly the various items audited and other client specific requests. The auditor will also be taken through a spot training with visits to local outlets
Collect useful information from the field that take a place in the respective market and prepare sufficient market highlights report
Needs to develop new product launch report which should include required characteristics with clear image and submit frequently
Ensure distribution of gifts given to retail shops at the ratio defined by the supervisor and upon completion get a receipt form
High School Certificate
1-2 years of relevant work experience preferred
Ability to perform basic arithmetic operation
Ability to work under strict deadlines
Enjoy numerical reasoning abilities
Enjoy good memory and inductive reasoning
English language typing & cognition
Honest & presentable
Enjoy routine work
Enjoy outdoor work

119

Auditor Resume Examples & Samples

25% or Greater
Frequent Travel is expected
Have your salary sent to a financial institution of your choice by Direct Deposit/Electronic Funds Transfer
If you are newly hired, the documentation you present for purposes of completing the Department Homeland Security (DHS) Form I-9 on your entry-on-duty date will be verified through the DHS "E-VERIFY" system. Federal law requires the use of E-VERIFY to confirm the employment eligibility of all new hires. Under this system, the new hire is required to resolve any identified discrepancies as a condition of continued employment
Selectee must be able to obtain and maintain a security clearance. If selected you may be subject to a National Agency Check and Inquiry (NACI) and a credit report inquiry

120

Auditor Resume Examples & Samples

First-level university degree or equivalent experience
Typically 0+ years of related experience in finance, accounting or audit
Basic knowledge of internal audit policies and operating principles
Basic understanding of core HP businesses and revenue cycle
Basic risk assessment and scoping skills
Intermediate research and analytical skills
Basic financial and business acumen
Familiarity with Microsoft Office tools

121

Auditor Resume Examples & Samples

Typically 2+ years of related experience in finance, accounting or audit
Intermediate knowledge of internal audit policies and operating principles
Strong research and analytical skills
Intermediate financial and business acumen
Strong familiarity with Microsoft Office tools, including intermediate to advanced knowledge of Excel

122

Auditor Resume Examples & Samples

Participate in establishing policies and procedures for compliance evaluation of regulated activities in area of responsibility within R&D
Support process improvements and or international harmonization related to compliance across R&D
Take part in audits and contribute to audit reports and follow-up actions, as assigned
Participate in the review/audit compliance documents, SOPs and validation protocols as assigned; Report findings to Research or Development management as necessary
As required, participate in inspections and audits by regulatory agencies, BI compliance groups, and consultants in area of responsibility; When assigned, investigate and resolve observations noted during audits / inspections; Participate in inspection readiness activities
Obtain acceptable proficiency in technical and non-technical (e.g., interpersonal skills) skills

123

Auditor Resume Examples & Samples

Actively participates in the audit planning and scoping process
Prepares for execution of audit field work in advance
Actively participates in opening/closing meetings
Performs process walk throughs and detailed testing
Effectively coordinates and communicates with audit location staff, building positive working relationships
Keeps senior auditor/engagement lead informed of audit status & findings
Adequately investigates, documents, and explains issues
Timely and clearly documents process walkthroughs and testing in work papers
Prioritizes and effectively manages work to meet deadlines
Prepares well written audit report findings and recommendations
Assumes additional responsibilities such as disclosure reviews, investigations and internal improvement projects as needed
Stays informed of relevant business trends and issues, and is willing to participate in IIA or other professional business networking opportunities
Participates in least 20 hours of Continuing Professional Education each calendar year
Bachelor’s Degree in Accounting, or Finance
2+ Years of experience in Audit, Accounting or Finance
Immigration sponsorship and relocation are not available for this position
CPA, MBA and/or CIA
Highly self-directed and flexible individual with a strong ability to multi-task
Strong communication, interpersonal, organizational, and planning skills
Foreign language skills

124

Auditor Resume Examples & Samples

Planning for future years’ Audit Programmes
Maintaining effective working relationships with finance teams
Continuing to enhance Group Audit’s methodology for key finance, commercial PSCM and compliance risks
Knowledge of financial processes and systems – R2R, P2P and O2C and SAP (eg GSD/GFT)
Experience in improving business processes and systems in an audit or non-audit environment
Strong verbal and written communication skills and the ability to land challenging messages with stakeholders
An externally recognized accountancy qualification (e.g. ACA, ACCA, CIMA, CPA etc.)
Knowledge of the external regulatory environment for finance or compliance risks (e.g. Sarbanes Oxley, Foreign Corrupt Practices Act, UK Bribery Act)

125

Auditor Resume Examples & Samples

Work under limited supervision to plan and execute SOX testing, and other operational/financial compliance audits
Audit accounting and financial data to ensure accuracy and compliance with Corporate policy and government guidelines and laws. Identifies improper accounting or documentation and researches issues and makes recommendations to improve policies or procedures
Thorough knowledge of general accounting practices including but not limited to assets and liabilities, major financial systems, general ledger, accounts payable, accounts receivable, budget and forecasting, special arrangements, fixed assets and auditing processes
Provide support for special requests from assistant Controller on a daily basis
Maintain accounting policies for Sarbanes-Oxley (SOX) compliance
Execute audit tests competently and with minimal supervision; identify internal control issues/exceptions and ensure they are well-defined, root cause analyzed
Identify, evaluate and document the design and effectiveness of the company's internal controls looking for both control gaps and opportunities to gain process efficiencies
Ensure overall quality and consistency of audit work, and adherence to corporate and professional standards for audits; document work papers and audit findings in accordance with work paper documentation standards; and demonstrate proficient use of department/company tools
Support Company’s corporate internal and external auditors
Manage multiple projects and prioritize for on-time delivery to strict deadlines
Build effective working relationships with various Finance, Accounting & Operations stakeholders
Bachelor's degree in Accounting, Finance, or equivalent required. Advanced degree a plus
Minimum 5-10 years related experience in public or private accounting
Experience and understanding of SOX regulations
Experience providing support to external auditors
Experience with executing audit tests to identify internal control issues
Project management skills and experience managing multiple priorities to strict deadlines
Government Contractor experience a plus
Professional certification: CPA,CISA or CIA
Excellent interpersonal, oral and written skills
Self-motivated team-player with positive attitude
Ability to learn quickly, work independently, and maintain professional skepticism
Demonstrated proficiency in MS Office
This position requires the willingness and ability to travel (domestic/international) approximately 5-20%

126

Auditor Resume Examples & Samples

Utilizes appropriate audit concepts and proprietary tools/reports to conduct audits
Produces claims using appropriate audit concepts for writing claims, updating claims management system, and billing claims to client
Bachelor's degree from four-year college or university
2+ years of related experience

127

Auditor Resume Examples & Samples

Auditing procedures
Work application and work flow
HRIS
Database management and computer software to include Microsoft Suite
Federal and State HR laws
Personnel Rules and Arizona Revised Statutes
Mathematical calculations
Verbal and written communications
Organization and time management
Researching, analyzing, conflict resolution, and process improvement
Building and maintaining interpersonal relationships
Recognize substandard performance and inefficiency
Streamline and improve work flow
Identify shifting priorities and deadlines
Ensure deadlines are met
Identify discrepancies, problems, and formulate solutions
Occasionally work in a prison environment
Travel on State business

128

Auditor Resume Examples & Samples

Reviews assigned portions of internal audit programs of various departments to determine their liability and effectiveness
Documents audit findings and identifies deviations and exceptions
Prepares reports of findings for higher-level auditors
Assists in preparing reports that present results of audits and recommended corrective actions
Researches issues and may make basic recommendations to improve policies or procedures accordingly
Requires a bachelor's degree or an equivalent combination of education and experience
Bachelor's in Accounting or Finance is strongly preferred
Must have experience using MS Office. Enterprise data system experience preferred

129

Auditor Resume Examples & Samples

Performing compliance controls testing, documenting testing results in client's audit documentation tool and drafting audit results for presentation to client
Resource will consider applicable regulatory requirements related to the particular topic being audited as published by the client's regulator
Bachelors Degree in Business or related field.; CPA or CIA preferred; Minimum 2 years auditing or business related experience; no travel; Understanding of Institute of Internal Auditor and Division standards; Understanding of COSO, AICPA, FDICIA, SAS70 standards and laws and regulations applicable to the assigned area of responsibility

130

Auditor Resume Examples & Samples

Conduct daily audits on cash registers
Input data entry each night
Work late shifts and an event based schedule
Notify management of any discrepancies in audits
Notify managers of any discrepancies with end of the night reconciliation
Strong Computer Skills
Experience with auditing

131

Auditor Resume Examples & Samples

Responsible for managing key technology stakeholder relationships within the India Business Delivery Centers (BDCs)
Responsible for the management and where required execution of fieldwork as an SME, over a portfolio of audits including provision of remote audit services to other CS offices, as well as travel/support for audits of the APAC entities
Assessment of the effectiveness of the Bank’s IT control environment, assessing compliance with laws, regulations and best practices, working with the business and IT management to identify commercial and practical solutions to mitigate identified risks
At least 5-7 years of Financial Services experience a minimum of 1-2 years audit management experience or equivalent
IT audit relevant certification (e.g. CISA, CISSP, CIA) preferable

132

Auditor Resume Examples & Samples

High school diploma or G.E.D. required
Communication – effective listening, speaking, and writing skills
Computer – working knowledge of AS/400, and RF equipment
Counting skills
Organizational skills
Ability to work on a team
Ability to pay attention to details
May be required to work in mezzanines and/or material handling equipment up to 35 ft. high
Acceptable level of hearing and vision to perform job duties and respond to safety signals in the Distribution Center

133

Auditor Resume Examples & Samples

High school diploma or G.E.D. preferred
Communication – effective listening, accurate and clear speaking, and writing skills
Computer – working knowledge of hand held and desktop
Ability to understand and complete basic Math
Ability to locate and count merchandise accurately
Ability to understand computer printouts
Ability to work in a confined space
Must be able to lift up to 60 lbs repeatedly
Ability to climb stairs daily
Ability to work at varying heights
Acceptable level of hearing (so that employee can respond to warning signals from equipment) and vision (so that employee can see computer screen) to perform job duties

134

Auditor Resume Examples & Samples

Independently conduct audits to determine compliance with applicable policies, procedures, and internal controls
Conduct audit work using word processing, spreadsheet, and other software
Analyze results of audit work and create recommendations for ongoing risk mitigation activities
Understand and assess company processes and procedures
Prepare working documents to support conclusions based on the audits conducted in accordance with company standards
Communicate results verbally and in writing to clients and management
Research, investigate, and provide direction on solving compliance concerns
Assist Compliance Manager in annual planning, reviews and development of audit activities
Work collaboratively with teammates in various departments and positions throughout HealhtCare Partners to meet shared goals and expectations
Establish and maintain positive relationships with teammates in the department and company wide
Attend staff meetings, phone conferences, and training as needed
Know, understand, and follow teammate guidelines, employment policies, and department or company procedures
Perform other related duties as required
Performance-based rewards based on stellar individual and team contributions
Minimum 2 years of business experience required
Minimum 2 years of audit experience also required
Professional certification in auditing preferred
Healthcare industry experience also preferred
Intermediate to advanced computer skills and proficiency in MS Word, Excel, Access, PowerPoint, and Outlook required
Strong interpersonal and communication skills – both written and verbal
Ability to interact with all levels of teammates
Ability to deal with confidential information and/or issues using discretion and judgment
Strong organizational skills, and the ability to multitask and manage multiple projects simultaneously
Travel required: 20%

135

Auditor Resume Examples & Samples

Perform audit activities including process and controls reviews, documentation of workflow, controls testing and observations/issues
Perform other audit activities such as annual risk assessments, audit planning, control evaluations, reporting, documentation and verification of issue closure as needed
Build productive relationships with internal audit team members and stakeholders
Perform quality audit work ensuring that all work complies with Departmental standards and policies
Perform continuous monitoring to recognize patterns and trends with risk and controls and to identify emerging risks and develop test procedures to cover these risks
Keep updated on evolving regulatory requirements impacting areas covered
Keep up with professional development through continuning education
Ability to understand and document a process and identify control strengths and weaknesses
Ability to clearly articulate both in written and verbal form and demonstrate appropriate and effective business writing, e.g. e-mail, workpapers, etc
Understand basic business processes and related control environment
Can maintain a healthy level of skepticism in all situations
Displays effective listening skills and organizes and expresses thoughts clearly and consisely
Good interpersonal skills; approaches people with tact and respect
Strong analytical, project management and organizational skills
Ability to multitask, prioritize and operate effectively in a changing environment

136

Auditor Resume Examples & Samples

Conducting Audits - Plan, organize and conduct operational, financial or regulatory reviews as outlined in the annual compliance plan and management
Analyzing Results and Reporting - Summarize and analyze audit findings, formulate recommendations in a report format, prepare the annual audit plan summary, and communicate findings to management
Teamwork and Development - Participate in the completion of Department, Team and Personal Professional Development Goals
Involvement - Participate in developing awareness/visibility of Audit Services within and outside Allina through committee involvement and special projects
Professionalism - Responsible for demonstrating and maintain a behavior in accordance with the established Audit Services Charter and Mission statement

137

Auditor Resume Examples & Samples

Independently conduct segments of performance audits and/or evaluations of Federal government programs in accordance with government auditing standards (Yellow Book, GAGAS) or Quality Standards for Inspections and Evaluation (Council of Inspectors General on Integrity and Efficiency - Blue Book)
Collecting, analyzing, and summarizing information to support findings and conclusions; evaluating policies and procedures established for the Federal government program
Presenting findings to facilitate the understanding and acceptance of conclusions and recommendations. AND
Prepare written reports to document results, findings, and recommendations
Gather and analyze data, identify trends and anomalies in the data to identify fraud, waste or abuse
Research and interpret laws, regulations, policies and procedures relating to a specific government program. AND
Isolate and identify conditions affecting mission capability, susceptibility to fraud, and the potential for increased program efficiency

138

Auditor Resume Examples & Samples

Infrequent
Interpreting and applying financial or accounting rules and regulations;AND
Evaluating processes or procedures to identify deficiencies

139

Auditor Resume Examples & Samples

Conduct research and process walkthroughs of business areas to assist in identifying and documenting processes, risks and controls
Develop audit objectives, scope and audit program based on the risk assessment conducted
Perform audit tests and document work performed and results
Identify opportunities to use tools and techniques to improve quality and efficiency
Assist in the monitoring of practices and changes within the banking industry and internal audit profession. Be able to respond and adapt to new regulations
Become a resource for management throughout the Bank. Represent Internal Audit’s goals, objectives and viewpoints
Knowledge of internal controls over financial reporting preferred
Professional certification preferred or willingness to pursue certification

140

Auditor Resume Examples & Samples

Execute assigned sections of the work plan to identify potential issues, areas for improvement, and formulate recommended actions through review of documentation and client inquiry
Actively seek clarification amongst team members on engagement task requirements, processes, controls and technical matters as needed
Domestic and/or international mobility including previous experience either working or studying abroad
Related professional qualification (PMP, Six Sigma, or PM@Siemens)

141

Auditor Resume Examples & Samples

Examines business records and collects information
Formulates findings, prepares executive summary reports and reviews findings with line management and senior management
Assists in performance of risk assessment of business operations and processes
Communicates verbally and in writing with audit clients
May evaluate the effectiveness of controls in automated systems and perform automated data analysis to support the overall audit effort
Participates in completing specific audit procedures and/or projects; Participates in designing audit procedures that test the effectiveness of Management's internal controls
Conducts post-audit follow-up to appraise adequacy of corrective action taken to improve deficient conditions
Assesses quality, risk, compliance within established underwriting policies or other policies and procedures
Bachelor's degree in Business IT, Accounting, Finance or Business related field, advanced degree preferred
Minimum 3 years audit experience, preferably in a financial institution; supervisory experience is a plus
Excellent interpersonal skills and verbal and written communication skills

142

Auditor Resume Examples & Samples

Bachelor’s degree in Compute Science, business, engineering or related field
At least 3 year of experience in similar role
MS ACCESS, SQL, SAS, ACL, or similar query languages or data analysis tools BI Tools like Qlik, Tableau, or similar
Ability to work in a team environment; as well as independently
Strong analytical, numerical and creative / conceptual problem solving ability Excellent written and verbal communication skills
Experience in working with financial data systems
Leadership and proactive attitude capable of interacting with multiple teams and getting things done

143

Auditor Resume Examples & Samples

Evaluates the effectiveness of controls in automated systems and performs automated data analysis to support the overall audit effort
Participates in completing specific audit procedures and/or projects
Participates in designing audit procedures that test the effectiveness of Management's internal controls
Conducts post-audit follow-up to appraise adequacy of corrective action taken to audit recommendations
Bachelor’s Degree in Accounting, Finance or Business Related Field
Minimum of 2 years of experience as an Auditor

144

Auditor Resume Examples & Samples

Understand the functional business area(s) under review and apply that knowledge to assist management in identifying and monitoring strategic, financial, operational and compliance risks
Apply professional judgment in assessing the current state of the business area under review, comparing that state to what should be and recommending actions to be taken
Build and sustain professional relationships with audit clients across all business units and management levels across the company
Manage assigned responsibilities effectively to meet project budgets and make productive use of time
Collaborate effectively with audit team members on individual assignments or departmental initiatives
Participate in appropriate external organizations to obtain personal and professional development and to identify and share leading practices within the organization
Work effectively in a team environment
Overnight travel within the Southern Company territory is required
Prior internal auditing, internal controls and compliance experience is desired, but not required
Prior experience in the utility industry with a good understanding of utility operations is desired
Prior experience with the development and/or administration of contracts is desired
Prior project management or construction experience is a plus
Effective project management, time management and analytical skills
Effective interpersonal and organizational skills
Proficient computer skills, particularly Microsoft Office (Word, Excel, Power Point)
Ability to adapt to changing demands, multi-task and manage competing priorities
Ability to use good judgment and to make sound decisions
Understanding of risk management, internal controls and governance

145

Auditor Resume Examples & Samples

Build an in-depth understanding of Group Audit standards and methodology
Assist the Auditor in Charge in planning & determination of the audit scope for relevant engagements (with some supervision and guidance) and in reaching an agreement on the risk analysis
Complete audit work, document and report audit results in line with Group Audit standards
Operate with some supervision on smaller/less complex assignments, with sufficient guidance and subsequent review
Agree on corrective actions with business stakeholders and deliver the final audit report with support from the Portfolio Manager / Auditor in Charge
Develop own knowledge and business awareness by reviewing available resources and interacting with multiple stakeholders
Master’s degree (or equivalent) in Accounting, Auditing or Insurance
3+ years of directly related experience in accounting, auditing and/or advisory services within the financial services sector
Knowledge of Internal Audit processes, principles of internal controls and risk assessments and design of suitable audit testing
Understanding of insurance industry, key markets, participants, innovation drivers, business issues, standards and guidelines, regulatory environment and developments
Good communications skills, with good verbal and written English are required. Additional languages is advantageous
Ability to work customer focused, collaborative, flexible, persistent and results-oriented

146

Auditor Resume Examples & Samples

4-year college degree in accounting, finance, business, computer science, or related field or equivalent work experience (5 years minimum). Advanced degree a plus
5 or more years professional experience in Internal Audit/IT Audit, or related field
CPA, CIA, CISA or applicable professional certification a plus
Ability to plan assignments and execute according to plan
Experience with Computer Assisted Audit Tools and Techniques (CAATTs) (e.g., ACL, Nessus, QMF, NetIQ, etc.)
Knowledge and practical experience with IBM mainframe, Tandem, UNIX, Windows, client/server, networking, data warehouse, database, systems development, application, and general computer controls (e.g., Change Mgmt., Incident Mgmt., Disaster Recovery, Information Integrity, Capacity Planning, Security Administration, Vendor Mgmt., etc.)
Strong PC literacy (Microsoft Office, email, Visio, etc.)
Strong interpersonal skills and leadership capabilities
Excellent analytical, problem solving, and organizational skills
Solid time management skills
Familiarity with automated audit workflow tools (e.g., CCH TeamMate) and Lean/Six Sigma processes
Planning - Determine and establish appropriate audit scope and control objectives for the areas under review. Evaluate the systems of control to determine the areas of highest risk using accepted risk management techniques. Construct audit plans that utilize allocated hours and resources to address high-exposure areas within audit scope
Supervision - As a Senior Auditor, conduct audits/reviews, which are large and technically complex and have medium to high risk. Oversee the day-to-day administration of assigned projects including: supervise and train staff; allocate budgeted hours among audit functions; record and monitor audit efforts and track against the allocated time budget; and provide staff auditors technical counseling and direction. Complete staff evaluations upon completion of assignment
Testing - Design and execute audit programs to validate relevant control objectives. Interpret the significance of the test results and conclude on the reliability of the systems of control in the client area. Recommend solutions to problems identified in test work. Define specifications for appropriate computer-assisted audit techniques
Reporting - Identify, compile and prioritize issues to be addressed at meetings. Conduct meetings with client management to review audit results. Prepare management reports
Complete special projects as assigned, including coordination with external auditors and others as required
Increase technical knowledge and audit skills to perform and review more complex, technical or high risk audits/reviews
Enhance skills in internal customer service by maintaining effective relationships with Auditees
20 - 30% required travel

147

Auditor Resume Examples & Samples

Completes monthly Premium Variance Report review to resolve identified variances and applicable over/under balances timely
Processes Sales Compensations timely and accurately to ensure payroll schedule processing targets are met
Completes assigned portions of Premium Variance, New Business, Sales Compensation, Renewal, Referral and Life Cycle Change Audits and special projects related to one or more business segments
Performs specific audit procedures on simple to moderately complex audits to identify procedural exceptions and probable reasons for their occurrence
May propose solutions to correct any procedural exceptions identified
Follows established audit schedules and procedures on assignments
Prepares and performs compliance and audit tests and evaluates results
Evaluates Revenue Management processes for inefficiencies and control weaknesses as it relates to all New Business and existing accounts
Documents audit tests performed, audit observations, and conclusions in accordance with documentation standards
Uses electronic audit tools and effectively applies technology in the audit process
Assists in the preparation of reports on audit results
Partners with internal and external business partners on premium calculation education/training to ensure accuracy of payment calculations
Develops and/or recommends training programs to address error trends and assist with completion of process improvement projects
Bachelor’s degree in Accounting, Finance or related field preferred
Strong understanding of accounting principles, control procedures and audit standards, practices, and techniques
1-2 years’ experience in public accounting, internal audit or consulting
Ability to multi-task and work with a sense of urgency in a fast paced environment
Ability to work successfully independently and as part of a team
Demonstrates a strong focus on Service Excellence when partnering with internal and external business partners
Strong computer skills including, but not limited to, MS Excel spreadsheet manipulation and MS Access data input
Requires seasoned knowledge of accounts receivable procedures and systems expertise for reviewing premium remittance payments
Demonstrates excellent communication and interpersonal skills
Solid coaching and mentoring skills
Thorough understanding of group products and associated plan designs

148

Auditor Resume Examples & Samples

Participate in Complex Audit Projects (50%) -Participate in complex audit projects and works with teams under the direction of the Audit Manager, assists in project scheduling, performs initial reviews of work product, assists with department reports and other required internal audit related tasks
SOX and MAR (20%) -Support and coordinate SOX (Sarbanes Oxley) and MAR (Model Audit Rule) compliance activities through execution of testing and communications to management
Build Relationshipswith Assurant Business Leaders/Managers (20%) -Collaborate with Assurant business leaders and managers to understand the strategy and risks Assurant businesses and then advise on the control structures necessary to manage risks
DepartmentDevelopment (10%) -Participate in department initiatives and Centers of Excellence to ensure department processes, systems and methodologies effectively and efficiently enable the department to meets its chartered objectives
1+ years experience with internal or external auditing, operations, accounting, or business analysis
Accounting & finance (GL, AP, AR, payroll systems, ratios, valuations, etc.)
Business process improvement and design (BPM, Lean, Six Sigma, etc.)
Experience managing project plans, issues logs, risk/mitigation strategies, automated testing tools, cost/benefit analysis tools
Professional designation, such as CPA, CIA, CISA, PMP, LOMA, FLMI, is a plus
Knowledge of Integrated Framework of Control (IFC) and/or COSO's Internal Control - Integrated Framework is a plus

149

Auditor Resume Examples & Samples

Twenty-four semester hours or equivalent in accounting or auditing courses of appropriate type and quality. This can include up to 6 hours of business law
Completion of the requirements for a degree that included substantial course work in accounting or auditing, e.g., 15 semester hours or equivalent, but that does not fully satisfy the 24-semester-hour requirement of paragraph A, provided that (a) the applicant has successfully worked at the full-performance level in accounting, auditing, or related field, e.g., valuation engineering or financial institution examining; (b) a panel of at least two higher-level professional accountants and/or auditors has determined that the applicant has demonstrated a good knowledge of accounting and/or auditing and of related and underlying fields that equals in breadth, depth, currency, and level of advancement that which is normally associated with successful completion of the 4-year course of study described in paragraph (A); and (c) except for literal nonconformance to the requirement of 24 semester hours in accounting, the applicant's education, training, and experience fully meet the specified requirements
Applying knowledge of tax administration processes to develop segments of draft reports, memoranda or other written communications, OR
Experience independently conducting segments of audits including conducting interviews, analyzing and summarizing audit evidence to support conclusions, and documenting results of audit work. AND
Experience in developing audit objectives and supporting tests and documenting this strategy in the audit plan. OR
You may substitute education for specialized experience as follows: Education: Ph.D. or equivalent doctoral degree, OR 3 full years of progressively higher level graduate education leading to such a degree, OR LL.M., if related, in an accredited college or university that demonstrates the knowledge, skills, and abilities necessary to do the work. Some substitution of education for experience is permissible
Experience applying accounting and auditing principles to gather and analze data and draw conclusions. OR
You may substitute education for specialized experience as follows: 2 years of progressively higher level graduate education leading to a master’s degree or master’s or equivalent graduate degree Attach a copy of transcripts or list of college courses designating semester or quarter hours earned to ensure proper credit. Some substitution of education for experience is permissible

150

Auditor Resume Examples & Samples

Contributing to assurance planning and undertake effective process mapping
Supporting a senior auditor in continuous monitoring by undertaking fact finds, analysis of MI or review of risk information under close supervision
To effectively undertake testing as prescribed in the test plan
Strong knowledge of application auditing controls such as authentication, authorization, audit trails, role based access controls, application interfaces, data integrity, segregation of duties, and business logic/banking domain knownedge
Good understanding of Information Security components such as IAM (identity & access management), single-sign on, vulnerability assessment/penetration testing, DLP (data loss prevention) and disaster recovery
Understanding of IT/Information Security standards, regulations and best practices including IIA, CoBIT, ISACA, NIST, PCI-DSS

151

Auditor Resume Examples & Samples

Develops and supports management information in support of Consumer products
Degree in Management Information Systems (MIS), Mathematics, Computer Science or Information Technology (IT) or Economics preferred
2+ years of experience in a related role in providing scheduled and ad-hoc reporting, with proven abilities in taking responsibility for executing concurrently on a portfolio of high quality deliverables to stakeholders according to strict timetables
1+ years of experience working with relational databases
1+ years of experience in presentation support or other professional writing related responsibility
Advanced knowledge of Microsoft Excel, Word, PowerPoint and Access
Knowledge of writing SQL (PL/SQL or T SQL), SAS is preferred
Experience supporting a Consumer business in the Financial Sector is preferred
Experience with Internal Audit, Compliance, or Risk is a plus

152

Auditor Resume Examples & Samples

Execute project plan and audit tests to achieve audit objectives in a timely fashion
Apply internal audit methodologies, tools and techniques to produce audit documentation that clearly explain the objective, describe the work performed, and support conclusions reached
Identify internal control deficiencies and assessments of internal controls based upon analysis of the audit evidence prepared. Develop initial recommendations to address the relevant risk
Discuss audit results and appropriate action plans addressing risk areas with the process owners and management of the area audited
Work with process owners in a control consulting capacity to implement controls, answer questions and facilitate building improved controls
Interact in a manner that reflects an understanding of, and sensitivity to, social and business cultures and how assigned project tasks relate to overall business objectives and risks
Perform SOX 404 testing, including the performance of walkthroughs and control testing, analyzing key controls, documenting deficiencies and providing feedback as to how controls can be improved
Bachelor's degree in Accounting, Finance, Business or related field required
2+ years related experience in internal audit, preferably in a manufacturing environment and/or public accounting with knowledge of accounting, finance, and internal controls
Knowledge of SOX compliance a plus
Microsoft Excel skills to include the ability to create and generate spreadsheets (e.g., formulas such as V-lookup, graphs, pivot tables)
Microsoft Access preferred
Excellent verbal and written communication skills, to effectively present to peer and management and the ability to listen effectively
CPA, CIA, or CISA certification a plus

153

Auditor Resume Examples & Samples

1 For assigned facilities, prepares and conducts on-site compliance audit in accordance with Company policy
Schedules individual audits in a timely manner meeting minimum time intervals
Travels on a routine basis to perform on-site compliance audits by reviewing documentation, performing process flow analysis, and observation of processes to assess compliance with all applicable regulations and customer requirements
Compiles and analyzes data to identify compliance trends and patterns identified during the audit
Prepares audit report and assigns a level of compliance to each observation based on established criteria
Collaborates with Quality and operational personnel during assessments facilitating the audit process, findings, and working toward agreed upon resolutions
Delivers audit results to the facility and senior management in a closeout meeting
Reviews other auditors’ reports to facilitate consistency among the group. Recommends changes as necessary
Evaluates audit responses and corrective action and ensures effective root cause analysis. Collaborates with Field Quality and Plasma Operations and assists with Corrective and Preventive Action (CAPA) planning and creation
Responsible for interpreting and making decisions based on company policies and procedures, regulatory agencies, local, state, federal and international regulations
2 Assists Quality department and internal center management in use of root cause analysis techniques to evaluate incidents of non-compliance; suggests and facilitates implementation of process changes designed to correct problems noted
3 Internally, initiates changes to all SOPs when a deviation from regulation is identified or a system process within a facility is not functional based on the instructions within the current document
4 Participates in, and occasionally leads, company projects representing Quality. Provides quality guidance to center and corporate staff
5 Participates in supplier controls activities assuring products and services provided to the company are appropriate for business needs. Participates in the Plasma Supplier Evaluation Committee (PSEC) and Supplier Evaluation Committee (SEC) meetings and the Supplier Corrective Action Request (SCAR) process
6 Other job-related duties as assigned
Knowledge of current Good Manufacturing Practices (cGMP) principles
Able to evaluate and interpret complex regulations
Strong business communication skills; proven leadership ability; team player; customer oriented and responsive; computer literate with knowledge of word processing, spreadsheets and inventory control programs. Exceptional writing skills

154

Auditor Resume Examples & Samples

Perform random audits on select completed orders and verify that the product selected matches the order
Upon audit completion, ensure corrections are made to any errors discovered on the order being shipped
Communicate the improper placement of product to appropriate parties so resolution can take place
When chargeable errors are discovered, the auditor will notify the responsible party of their error and obtain their signature as acknowledgement of the audit
Submit daily audit results to the warehouse administration clerk at the end of each shift
Perform random tote audits of a complete store order on the dock to arrive at error rates on a store basis
Periodically perform re-audits of RGIS to ensure the accuracy of net error rates reported to the Operating Companies and the integrity of the RGIS audit process
GED or High School Diploma
At least one years’ experience in auditing process

155

Auditor Resume Examples & Samples

1 to 5 nights per month
Participating in interviews
Collecting, analyzing, and summarizing evidence to support audit conclusions
Documenting results of work with appropriate summaries, conclusions and recommendations in accordance with Yellow Book standards
Completing and preparing segments of audits and preparing work papers
Researching and interpreting audit-related laws, regulations, guidelines, and procedures
Writing segments of draft audit reports
Completing and preparing segments of audits and preparing work papers,
Completion of the requirements for a degree that included substantial course work in accounting or auditing, e.g., 15 semester hours, but that does not fully satisfy the 24-semester-hour requirement of paragraph A, provided that (a) the applicant has successfully worked at the full-performance level in accounting, auditing, or a related field, e.g., valuation engineering or financial institution examining; (b) a panel of at least two higher level professional accountants or auditors has determined that the applicant has demonstrated a good knowledge of accounting and of related and underlying fields that equals in breadth, depth, currency, and level of advancement that which is normally associated with successful completion of the 4-year course of study described in paragraph A

156

Auditor Resume Examples & Samples

Will research, analyze, and compare fuel tax data from internal, IRS, and non-IRS outside sources in order to verify the accuracy of the tax reports
Perform risk analyses and conduct fuel tax audits of taxpayers to assess their level of compliance with the State's fuel tax laws and statutes
Data cross-matching; preparing notices, assessments and other audit-related correspondence to taxpayers
Reading and interpreting State tax codes, laws and statutes, as well as complex financial information, records, and transactions
Communicating effectively with internal and external stakeholders; and testifying at administrative hearings

157

Auditor Resume Examples & Samples

Performing and/or overseeing financial statement audits or attestation engagements
Ensuring that audits comply with auditing standards and other statutory, regulatory and professional requirements
Independently planning, coordinating and performing financial statement audits and ensure that the audits comply with auditing standards and other statutory, regulatory and professional requirements
Assisting in contracting functions which include preparing cost estimates and technical standards

158

Auditor Resume Examples & Samples

Graduation from an accredited college or university with a Bachelor’s degree in Accounting or a directly related field with 15 semester hours in Accounting. A valid State of Illinois driver’s license is required. Must have the permanent use of an automobile that is properly insured including a clause specifically insuring the City of Chicago from accident liability
Proficiency using Microsoft Word and Excel
Previous work experience preparing and utilizing computerized spreadsheets

159

Auditor Resume Examples & Samples

Complete floor plan inventory audits, which are an essential component of credit line maintenance as they assist in identifying the level of risk and exposure associated with each credit line
Complete floor plan inventory audits by physically inspecting the collateral as well as the dealer’s books and records in reference to such collateral, including the sale, disposition and proceeds thereof
Inspect and analyze sale records to ensure that vehicles are paid off in accordance with the M&T Bank Floor Plan Agreement
Review ownership documentation for all units that are neither seen nor sold
Perform accurate and precise data entry using proprietary software
Print dealer reports and review for accuracy prior to distribution
Review the results of the audit with management and report any areas of risk, material variances to policy or negative perceptions prior to departure from the dealership
Perform other projects as requested by management
Associate Degree, or in lieu of a degree a minimum of two (2) years relevant work experience
A minimum of one year relevant experience or previous collections, credit, accounting, or audit experience
Basic knowledge of personal computers and software utilized by department
Skilled at using critical and logical thinking to solve problems
Ability to interact with various levels of bank and dealer personnel in a courteous and professional manner
Knowledge of dealer functions and related bank procedures

160

Auditor Resume Examples & Samples

Proficiently performs assignments having the knowledge, skills, abilities, and experience needed to carry out all aspects of the job
Identifies and eliminates unnecessary work and non-value added activities
Requires: A minimum of 3-4 years of operational or financial audit related experience in the areas of power generation, utilities, energy industry or manufacturing
Demonstrated knowledge of internal controls
Knowledge and experience with data analytics
Preferred Certifications: Certified Public Accountant (CPA), Certified Internal Auditor (CIA), Certified Info Systems Auditor (CISA), Certified Professional Environmental Auditor (CPEA)

161

Auditor Resume Examples & Samples

Focuses on the following Global Audit Queues: ExpenseIT, Receipt Audit Clients, General Audit Clients, Priority Audit Clients, Policy Audit Clients, VAT Audit Clients, Guaranteed Compliance Clients, Difficult Audit Clients
Provides additional duties such as personal (versus team) data collation and reporting as deemed necessary to achieve and produce a high quality support solution
Must have been a regularized Auditor and not under any performance or disciplinary proceeding
Must have passed the following Certification Processes: Priority and Policy Audit, VAT Audit, Guaranteed Compliance Audit and Difficult Audit
Job requires full hours of data processing and assessment
Auditor must be agreeable to schedule rotations, including working on holidays and graveyard shifts as necessary
As deemed necessary, Auditor must be able to work overtime in order to meet critical business objectives on service level, productivity, and quality

162

Auditor Resume Examples & Samples

Minimum of 2 years of current and/or recent audit experience in audit/government accounting
BA/BS or Master’s degree from an accredited college/university in Accounting, Finance, or related field and eligibility to pursue the CPA exam
Applied working knowledge of U.S. Generally Accepted Accounting Principles (GAAP) or Generally Accepted Government Auditing Standards (GAGAS)
Strong communication, organizational and analytical skills
Knowledge of audit/accounting software
Must have a TS/SCI and the ability to obtain a polygraph

163

Auditor Resume Examples & Samples

Bachelor’s degree in a business-related field or Bachelor’s degree in non-business with an MBA
Fluent in Japanese or Korean, written and verbal
Fluent in English, written and verbal
Experience working in Japan or South Korea
Ability to travel both domestic and international up to 25% of the time
Strong business acumen and critical thinking skills
Experience translating data into profitable knowledge
Strong economic thinking skills (e.g., experience in value creation)

164

Auditor Resume Examples & Samples

Executes audit program steps under the supervision of the senior auditor and/or manager audit for integrated financial, operational, information systems audits, and special projects
Designs and programs audit software during the performance of audits and special projects
Assists in the preparation of formal reports and presentations of audit results for senior and executive management, and the audit committee of the board of directors
Perform audit tasks to assist external auditors and avoid duplication of effort and to minimize professional fees
Participates in the development of customer/supplier alignment agreements with management to ensure that expectations are understood and to promote positive working relationships
Stays current on quality issues, tools, and techniques as they affect the company and audit projects

165

Auditor Resume Examples & Samples

Conduct and document SOX 404/SOC1 testing and conclusions
Responsible for staying current on SOX regulation and changes in the industry
A College or University degree and auditing and/or systems experience in a financial institution or similar public accounting experience in the financial services industry is preferred

166

Auditor Resume Examples & Samples

Prepares reports that present the results of audits and recommended corrective actions clearly and concisely
Requires a Bachelor's degree (advanced degree preferred)
Requires at least 5 years related experience, with a minimum of 2 years of Public Accounting experience (Big 4 preferred)
Candidate should have experience working on audits for Public Companies
CPA certified
Must have strong computer skills and excellent communication skills

167

Auditor Resume Examples & Samples

Execute process and risk based audit assignments in all areas of the business unit (Business Unit specific) of DP DHL, including
Prepare audit assignments
Prepare and participate in opening and closing meetings
Conduct interviews or data analysis and perform audit testings
Collect, analyze and document audit results based on audit programs
Deliver high quality audit results & reports
Build solid relationships with key stakeholders associated with the business entity to be audited
Contribute to the development and implementation of principles, standards and methods, audit work programs for the (Business Unit specific) audit function
Contribute to the annual planning process for (Business Unit specific) audits
Manage own development in the professional area proactively

168

Auditor Resume Examples & Samples

Completes operational audits such as onsite audits at field locations and corporate audits
Plans audits based on business risks, inefficiencies in operations, and fraud exposure
Gathers, analyzes, and evaluates data as part of the audit procedures
Documents audit files in a manner that supports audit findings and conclusions
Uses the necessary skills and follows established processes to detect and report fraud
Prepares clear, concise and timely reports according to department standards with recommendations to improve or correct all noted deviations and/or deficiencies
Provides excellent customer satisfaction and maintains an awareness and appreciation of the demands we place on field personnel and other auditees
Completes special audit requests and other related projects as needed
Bachelor's degree in Business Administration, Accounting, Finance, or other related field
At least three years of work-related experience
CIA, CPA, or CFE certification preferred
Demonstrated ability to work as a team player and able to successfully work on both individual and team projects
Exhibits high ethical standards, professional conduct, and work habits
Ability to meet deadlines and achieve maximum productivity through planning and organization
Must have strong initiative, demonstrated problem solving abilities, and be able to communicate effectively
Strong computer application skills with emphasis on Excel and understanding of databases for extracting data. Experience with ACL audit software preferred
Excellent written and verbal communication skills with an emphasis on developing a positive rapport with company employees at all levels
Must have the ability to travel (approximately 20%) and acceptable driving record

169

Auditor Resume Examples & Samples

1-5 nights per month
Assisting senior auditors in conducting segments of audits, such as researching and interpreting applicable laws, regulations, guidelines, policies and procedures, and reporting results
Experience participating in audits, and documenting and presenting audit findings and recommendations, both orally and in writing

170

Auditor Resume Examples & Samples

Data entry into billing system
Maintain spreadsheets and ensure accuracy
Review all claims and initiate claims process
Ensures timely payments in line with State and Federal regulations
Troubleshoots any problems found in collections problem to reduce turnaround time on payments
Computer skills- Knowledge of MS Excel, Word, Access
Knowledge of medical terminology, CPT, ICD-9, ICD-10, and HIPAA regulations
Understanding of Insurance benefits and eligibility
Ability to prioritize and multitask
Prior medical billing/collections experience

171

Auditor Resume Examples & Samples

Present actionable data and analytics to Business Auditors and other relevant stakeholders
Provide technical and data expertise to the data analytics group, including being conversant with and cognisant of relevant technology solutions or tools
Help business teams in developing audit programs based on analytics with a focus on reusability and continuous monitoring
Monitor performance of existing and/or new automated programs to optimize results
Develop and use new ways of presenting data analytics to business stakeholders which is easier and faster to comprehend
Participate in data management audits as required
A Bachelor's degree in Computer Science, Computer Engineering, Software Engineering or equivalent (1st or 2.1 class)
Strong experience in the use of SQL Server and Oracle databases
Experience with leveraging Business Intelligence tools to create actionable insights
Excellent business analytical skills – both conceptual and practical
3 years or more working experience, preferably in financial industry
Advanced skills in MS Office
Proven quantitative, organizational, strategic thinking, decision-making, and communication skills
Progressive thinker, able to expand analytics offering through development of new ideas
Experience working with multifunctional teams
Ability to work with all levels of the business
Prior experiences managing multiple tasks and priorities that are ever changing
Programming or scripting experience in relevant industry, highly desirable

172

Auditor Resume Examples & Samples

Applicable experience (typically one to three years) such as auditing, evaluating operational processes, risk assessment, internal controls, compliance with rules/regulations, or consumer compliance
Clearly demonstrates a working proficiency in each of the following
A CPA, CMA, CIA, or CISA designation
Extensive knowledge of internal audit processes, practices and methods; ability to perform audits to ensure organizational compliance
Familiarity working with health care, information systems, and/or data mining
A basic proficiency applying organizational acumen to identify and maintain focus on key success factors for the organization

173

Auditor Resume Examples & Samples

Collects and analyzes business records
Formulates findings, prepares executive summary reports and reviews findings with line management
Documents procedures performed thoroughly and clearly in workpapers
Executes internal audits of business units: Responsible for conducting independent regulatory compliance reviews
Flexibility to work as part of a team and independently based on the needs of the audit
Bachelor's Degree in Accounting, Finance or Auditing
Excellent verbal and written communication skills;Excellent interpersonal skills
Proficiency in Microsoft Excel, Word, Outlook. Ability to quickly learn new software and systems

174

Auditor Resume Examples & Samples

Works closely with the Audit Team Leader to develop the audit budget and/or timeframe for how the audit will be completed
Communicates the audit status to business unit and Audit Services management. Responsible for direct interaction with different committees and/or management
Completes and compiles findings and recommendations for the purpose of status updates, memos, and audit reports
Provides training, coaching, and auditing expertise to the audit team
As subject area expert, provides comprehensive, in-depth consulting and leadership to team and partners at a high technical level
Carries out activities that are large in scope, cross-functional and technically difficult
Liquidity management experience gained working in Audit, Risk or a Treasury function of a major globally operating bank
Solid understanding of liquidity and funding frameworks and strong product knowledge in Treasury products
Knowledge of audit procedures and standards usually obtained through related work experience and a four year degree program is required

175

Auditor Resume Examples & Samples

Execute fieldwork, document work papers, review results with Lead Auditor and management, and assist in communications on the systems of internal controls to ensure adherence to policies and procedures which facilitates compliance with internal policies and procedures, agency guidelines and applicable statutes, regulations, and regulatory requirements
Assist in, and performs, the audit planning process, including announcement memo, audit scope, and work paper assignments under the direction of Lead Auditor and management
Under the direction of the Lead Auditor and management, identify improper documentation and researches issues and make recommendations to improve policies or procedures accordingly
Work with Lead Auditor and department managers and designated employees on audit objectives. Assist Lead and Management in activities related to coordination of audit communications throughout the audit, including planning memos, opening meeting, status update meetings, and exit meetings (as needed)

176

Auditor Resume Examples & Samples

Conducts QA reviews over a sample of audit engagements to determine the quality of the work performed and compliance with the Internal Audit methodology and internal procedures; Conducts QA review over other key internal audit processes
Discusses the findings with the QA Manager and the IA teams and drafts conclusions notes
Collaborates in the maintenance, update and distribution of the US Internal Audit Methodology and internal procedures, under the direction of the Quality Assurance Manager
Addresses the methodological inquiries raised by the IA team with the help of the QA Manager
Prepares the reports to be presented to key stakeholders (Board and the Audit Committee, Senior Management, Regulators, etc.)and all documentation related to the Internal Audit Quality Assurance Working Group, and document the minutes of these sessions
Prepares documentation related to the Internal Audit Quality Assurance Working Group, US Internal Audit Methodology and internal procedures
Reports to key stakeholders (Board and the Audit Committee, Senior Management, Regulators, etc.)
Bachelor's degree in finance, business, engineering or related field required
At least 1 year of experience in Internal Audit, preferably performing audits in the financial sector
Knowledge of banking regulations is a plus
Structured and methodic
Experienced in developing procedures and work programs will be valuable
TeamMate experience is a plus

177

Auditor Resume Examples & Samples

Utilize the Internal Audit department’s risk and audit methodology, audit processes, reporting and technology
Work closely with audit seniors and team members to develop the scope and audit approach assigned audits to ensure we focus on the right risk and hold the business accountable to the appropriate level of risk mitigation
Develop experience and auditing skills to cover a broad range of risks, including business, technology and data
Perform quality of work to ensure conclusions and findings are adequately supported
Ability to understand risk identification and mitigation, including process design and controls
Bachelor’s degree, advanced degree preferred
0-3 years public accounting or financial services internal audit experience
CPA candidate or equivalent designation
Knowledge of Generally Accepted Audit Standards, IIA standards, accounting and auditing sampling and testing methodologies, Sarbanes-Oxley requirements, and SEC
Knowledge of process design and controls testing and proper documentation
Base knowledge of risks associated with data and applications

178

Auditor Resume Examples & Samples

Work with external audit teams, consultants, regulators as needed
Knowledge of Generally Accepted Audit Standards and Institute of Internal Audit standards
Auditing skills
Ability to understand how to use date to identify risks
Strong commitment to teamwork and consultative work style
Good written and verbal communications skills, including work paper documentation skills
Bachelor’s degree in a related field preferred (Math, Economics, Accounting, Finance, Actuarial Science); advanced degree preferred

179

Auditor Resume Examples & Samples

No minimun audit experience required. Public accounting or corporate internal audit or other business related experience preferred
Must have physical abilities sufficient to work in the vicinity of ramps, terminals, hangars, etc., and be able to move quickly as necessary. Must be able to maneuver in jetways and stairways in airports
Must have a solid understanding of nature and purpose of internal controls
Must be able to comply with the Company attendance standards as describes in established guidelines
Must possess basic computer skills and be able to use Microsoft Word, Excel, and PowerPoint software
Must have the ability to type and/or use a computer keyboard with sufficient speed to meet demands of job
Must have judgment sufficient to handle and resolve tasks
Must demonstrate and maintain an extremely high regard for confidential and sensitive information
Must have the ability to work with all levels of personnel and management
Must be able to work with individuals in leadership positions inside and outside the Company
Must possess excellent verbal and written communications skills; must have the ability to communicate effectively in a tactful courteous manner
Must have the ability to work well individually or in Teams
Must have the ability to manage time and keep commitments and meet deadlines
Active interest in the latest industry techniques and methods preferred
Knowledge of experience in SAP preferred
Some travel and extended hours are required

180

Auditor Resume Examples & Samples

Develops and demonstrates an understanding of the business risks, controls, and processes, along with an understanding of relevant laws, regulatory rules and knowledge of the impact of systems within areas reviewed. Performs and oversees work that adheres to all Policies and Standards (e.g., creates electronic work papers to evidence scope of examination and accuracy of findings); professional auditing standards; and regulatory requirements
Apply analytical skills, discussions with the Business and Audit Partners and the risk assessment process to properly identify key risks and controls, audit scope, and testing approach within an audit or other project
Works closely with the Audit Team Leader to design and execute the testing approach and ensure that workpaper documentation is clear, concise, supports the reviews performed, and explains decisions made during the project
Communicates with senior level management, including leading efforts to discuss the business/risk environment and issues/risks raised during the review, along with providing periodic updates, to the status of the project
Understanding of liquidity, asset liability management, funding frameworks, fund transfer pricing, and strong product knowledge in Treasury products
Effective communication skills with all levels of management
A College or University degree and/or relevant auditing and systems experience

181

Auditor Resume Examples & Samples

Participation in audit assignments as a member of an audit team from the planning phase through to audit recommendations follow-up
Maintain audit documentation in accordance with IG standards and in the IG audit tool
Past experience from an audit or consultancy department covering e.g. organisation, quality assurance, project management, risk management or operational risk is an advantage
Willingness to travel if necessary (UK, Paris, Ireland and Channel Islands) – not more than 25%
Strong analytical skills: including ability to understand quickly the critical steps in a process and understand the related risks of various nature
Ability to synthesize and process complex information and produce clear written reports
Thorough and organised with a results-driven attitude
First class communication skills: ability to listen and clear oral communication

182

Auditor Resume Examples & Samples

Performs assigned components of audits with close supervision, which may include planning, risk analysis, customer interaction, and testing in accordance with appropriate professional and department standards
Assists with the development of work programs
Performs and documents internal audit fieldwork in accordance with approved audit program and department and professional standards within budgeted time-frames
Provides assistance to external auditors under supervision of department management
Assists other audit groups as assigned by department management
Participates in discussions with management regarding business processes and noted control weaknesses and assist in the development and preparation of recommendations to improve operational, financial and information system practices and controls
Tracks and reports time spent on administrative and project related tasks
Evaluates and prioritizes work according to client time and resource constraints
Participates in department meetings and assists with department initiatives as assigned
Attends internal and/or external training programs and performs self-training to become familiar with assigned project areas as necessary

183

Auditor Resume Examples & Samples

Computer experience with knowledge of Microsoft Office Suites required
1 year experience in chart review (QA, UR or Case Management) preferred
Must be able, have ability and transportation to travel between facilities as needed
Must demonstrate commitment and adherence to STHS's Compliance Program and Code of Conduct through compliance with all policies and procedures, the Code of Conduct, attendance at required training and immediately reporting suspected compliance issue(s) to the Compliance Officer

184

Auditor Resume Examples & Samples

Basic to Intermediate level bank or audit experience in the Cards business or a related control function role with experience in business, functional (AML or Technology) and people management, with proven abilities in taking responsibility for issuing to stakeholders high quality deliverables according to strict timetables
Specific subject matter expertise regarding technology application control disciplines and a solid business understanding of card and mortgage products, especially those associated with the card and mortgage business
Have an excellent knowledge of card and processes. In-depth understanding of the relationship between card, and support units within a financial institution, impact on the overall control environment and audit approach

185

Auditor Resume Examples & Samples

Professional with three to seven years of relevant experience in Advisory Services and/or Internal Auditing, external auditing, or other risk management/internal controls
Three to seven years of experience working in a fast-paced global corporate setting
CPA, CIA, CISA, CFE, MBA, or other credentials, a plus
Proficiency with MS Office Suite, Visio, ACL

186

Auditor Resume Examples & Samples

Education toward such a degree will be prorated on the basis of the proportion of the requirements actually completed. NOTE: educational substitutions will only be permitted for a maximum of two years of the required (A) experience. No substitutions will be allowed for the required (B) experience
Preferred candidate will have attained CPA certification or will have completed sections of the CPA Exam and be working toward completion
Knowledge of the practices and standards associated with GAAP
Ability to accurately and timely research, review and/or compile data for audit and/or compliance purposes
Demonstrated experience in governmental financial reporting with an emphasis on data modeling, accounting or auditing, with exposure to the State accounting system, MMARS, or a similar enterprise system preferred
Ability to work both independently and in a team setting with financial reporting and analysis personnel
Proven ability to solve complex financial reporting and data issues on a timely basis
Strong oral and written communication skills and demonstrated ability to communicate effectively, make presentations, conduct training programs and/or prepare reports for management control purposes
Ability to read and interpret rules, regulations and legislation affecting Comptroller and FRAB functions and activities; and
A valid driver’s license is preferred, as limited travel within the Greater Boston area and across the Commonwealth of Massachusetts may be required from time to time

187

Auditor Resume Examples & Samples

Conduct on-site investigations of internal controls
Evaluate accounting systems and controls
Evaluate various assets as collateral for loans
Determine the quality and validity of accounts receivable, inventories and all other general ledger accounts
Formulate meaningful recommendations to improve credit and collateral quality to help the Bank make sound lending decisions
Communicate the results of the field exam as provided in the field exam form to a vast array of readers so there is an understanding of the risks in the loans
Design, implement, maintain and enhance internal controls to mitigate risk on an ongoing basis. Identify risk-related issues needing escalation to management
Promote an environment that supports diversity and reflects the M&T Bank brand
Maintain M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by external regulators as applicable
Complete other related duties as assigned
In lieu of a degree, a combined minimum of 6 years higher education and/or work experience to include a minimum of 2 year commercial banking or related field experience
Ability to travel to the customer’s place of business
Willingness to travel overnight up to at least 50% of the time
Ability to adapt to changing conditions with companies, the economy, and the Bank
Ability to interact with all levels of personnel
Strong computer spreadsheet skills and the ability to learn other database manipulation software systems
Experience in determining the validity of accounts receivable, inventories and all other general ledger accounts
Knowledge of Asset Based Lending techniques
Self-motivated, well-organized individual

188

Auditor Resume Examples & Samples

Bachelor’s or Master’s degree
Strong communication skills (both written and verbal)
Demonstrated ability to adapt to change and new environments, be flexible, and open minded
Demonstrated ability to be able to be decisive and committed to accomplishing tasks
A minimum of 6 months of work experience
Must have the ability to travel up to 20-25%
Preference given to the following majors: Accounting, Finance, Information Technology, or Business Administration
Preference given to those who have work experience in the following areas: financial services, accounting, internal auditing, management, information technology

189

Auditor Resume Examples & Samples

Planning the schedule and scope of NNIT internal audits, conducting quality focused internal audits
Driving customer or 3rd party audits of NNIT, and guiding our LoB auditees before and during audits
Supporting short-notice spot or external regulatory audits
Following up on audit finding actions, both internally and externally
Assisting Q&S with providing support and awareness of our standards and processes
Assisting with our Quality Management System service improvement and automation projects
You will be working with NNIT LoB in Denmark, and in collaboration with skilled colleagues in Czech Republic, China, Philippines and other locations
Some years of previous experience conducting quality and compliance audits with an IT focus
It will be an advantage if you hold Official certifications from ISACA, IIA, ESL or other recognized governance associations
You have knowledge of ISO 9001 quality, ISO 27001 security and Quality Management systems and processes, as well as training or experience with IT Service Management processes (ITIL)

190

Auditor Resume Examples & Samples

Supporting the testing efforts of HR-related audits including
Recruiting
Onboarding
Employee Benefits (Medical, Dental, and 401k plan audits)
Disciplinary Processes
Other activities may include
Participation in walkthroughs with business process owners
Using the audit workflow tool to document controls, tests performed, related results, and any issues that may arise
Strong communication skills (Written and verbal)
Motivated self starter, learns quickly
Understanding of risks and controls
Ability to work as part of a team
Experience auditing Human Resources a plus

191

Auditor Resume Examples & Samples

Manage an integrated prospect experience leveraging inbound/outbound tactics, including email / SMS marketing and messaging
Learn the operations behind email/SMS service provider(s) and act as single point of contact for all email /SMS matters
Be subject matter expert for email /SMS marketing and champion best practices within the organization
Design and execute email lead nurturing campaigns from idea creation, creative, copy, design, deployment, scheduling, segmentation, production, A/B testing, and optimization
Execute, report on and continuously optimize email marketing campaigns
De-construct competitive best practices in email marketing from leading brands
Navigate effectively from high level strategy down to tactical, email channel optimization with a focus on personalization/customization
Develop contact management strategy to influence customer experience and relationship deepening
Manage messaging stream, cadence & strategy across marketing/deepening, and account servicing emails with an understanding of impact to lifetime value
Partner with creative teams to define creative needs (e.g. write creative briefs, partner to develop effective and efficient creative templates, streamline creative development processes, etc.)
Ensure campaign objectives align to business priorities across marketing channels and deliver on financial goals
Utilize quality assurance reviews to improve email deployments and maintain health of ESP(s)
Manage multiple work streams, project manage to ensure timely delivery on objectives, and handle a very fast-paced timeline-driven environment
Manage email marketing budget with a focus on delivering optimal outcomes at efficient levels of marketing spend (CPM, CPA, MROI)
Continuous use of A/B and multivariate testing (test, learn, apply, optimize) methodology to optimize email marketing activity
Measure performance of email marketing activity with KPI's including deliverability, open, click, revenue contribution at campaign level and present to senior leadership
10+ years' experience in a business related role; minimum 5+ years' experience in digital marketing (prefer a focus on integrated demand generation)
Financial services experience is a plus and/or experience in regulated industries
Understand marketing technologies and methodologies
Demonstrable experience leading and managing email marketing and marketing database segmentation
Experience in identifying target audiences and driving qualified traffic through email / SMS campaigns that engage, inform and motivate
Passionate/knowledgeable about optimized design and user experience
Strong analytical skills and data-driven thinking
Comfortable presenting ideas to stakeholder groups and leadership -- strong written and presentation skills
Experience with A/B and multivariate tools/techniques
Experience managing and forecasting budgets and performance across marketing channels
Demonstrated ability to work with external agencies and manage day to day interactions
Innovative thinker -- willing to consider novel approaches to solving difficult problems
Energetic -- high energy, willing to work hard and enjoy success and willing take risks
Self-starter -- driven to get results, needing little or no management oversight
Passionate -- always strive for excellence and have pride in your work
Bachelor's Degree required, MBA preferred
LI-LT1

192

Auditor Resume Examples & Samples

Plan and perform operational and financial audits
Develop audit programs, working papers, and internal audit reports for presentation with Audit Committee
Train and supervise staff/senior level auditors within the department
CPA or CIA or equivalent
Prior leadership and supervisory experience
Strong understanding of internal control processes and GAAP
Advanced knowledge in Microsoft Word, Excel, PowerPoint

193

Auditor Resume Examples & Samples

Performing risk assessments
Planning, leading, and executing reviews conducted by LASERS Internal Audit Division (which may include specialized areas of Information Technology and Investments)
Reviewing and evaluating the effectiveness of internal controls
Preparing work papers to document work performed and to support the conclusions reached
Preparing reports to effectively communicate the results of reviews
Managing time and resources to achieve deadlines for multiple projects

194

Auditor Resume Examples & Samples

Must have the ability to perform the job with the highest standards of quality and accuracy
The ability to use Radio Frequency (RF) equipment and other warehouse management systems
The ability to use basic MS Office and computer functions as needed
Basic working knowledge of computers, RF Scanners and Warehouse Management systems
Proven team member with skills to multi-task
Proficient reading skills and basic math skills
Must have the ability to abide by all of Carters policies and procedures; specifically the attendance policy
Must know, understand and follow all Standard Operating Procedures

195

Auditor Resume Examples & Samples

Excellent communication / interpersonal skills
Proven ability with Microsoft Word, PowerPoint, and Excel Spreadsheet, and other required application
Ability to read, write and speak English fluently
Ability to work with minimum supervision
Logical approach to problem solving
Ability to write clear and concise reports in English

196

Auditor Resume Examples & Samples

Document audit findings for daily reporting and trending
Participate in process audits, pilot reviews, and Corporate Quality Audits as required
Perform process audits on key processes to insure compliance to standards
Support corrective actions and other quality-related functions
Verify Engineering Change Notice (ECN) incorporation and deviation implementation when applicable
Assist in the accomplishment of Quality assurance departmental goals and objectives
Be proactive in the development of Quality improvement techniques at Utilimaster

197

Auditor Resume Examples & Samples

Performs audit planning and fieldwork procedures for assigned projects. Participates in the planning process to recommend audit procedures and risk-based project scope. Recommends revisions to existing procedures to enhance efficiencies or to capture changes in the risk profile
Performs testing and walkthrough procedures to determine company compliance on assigned Sarbanes Oxley processes. Reviews and analyzes the control structure, performs walkthrough and testing procedures, documents testing results that are reviewed by external auditors, and communicates results to process owners and the Sarbanes Oxley Team
Facilitates the communication of audit results to the client and management by evaluating the Company impact and root cause of findings and reporting as appropriate within internal audit
Participates in resource and time budgeting. Takes accountability for deadlines and is able to embrace flexibility with a positive attitude while overcoming obstacles and barriers in order to meet deadlines. Reacts appropriately to unexpected events or changes in direction; quickly makes adjustments as needed
Assists with follow-up of open issues utilizing the integrated Governance, Risk and Compliance (iGRC) tool
Bachelor’s Degree in Accounting/Finance or equivalent combination of related work experience and education
2+ years experience in accounting, finance, investment, actuarial, operational or related positions
Progress towards CPA/CFA/CIA or other certifications or advance degrees
Basic Word and Excel
Ability to be flexible when needed, take initiative, and demonstrate accountability
Intermediate oral and written communication skills demonstrating ability to share and impart knowledge
Ability to quickly adapt to new methods, work under tight deadlines and stressful conditions
Ability to set goals, multitask and prioritize workload
Intermediate investigative, analytical and problem solving skills
Ability to work well within a team environment and participate in department/team projects
Intermediate interpersonal skills
Ability to translate business needs and problems into viable/accepted solutions
Ability to foster customer service as needed
Ability to liaise with individuals across a wide variety of operational, functional, and technical disciplines and work well with all levels of management
General business knowledge
Ability to travel approximately 25% of work time

198

Auditor Resume Examples & Samples

Interacting or consulting with all levels of customer management on significant issues and communicates audit results and required corrective actions to affected auditees
Assesses any network impact of system changes and their effect on business processes
Provides guidance and coordination on assessment and evaluation of occurrences and their impact to the business
Adjusts audit tests based on system design
Leverages IT Audit related concepts and new trends in technology in the execution of audits
Recommends key and/or complex recommendations based on possible control weaknesses and the organization structure
Contributes to
Bachelor's degree in Finance, Business, or Accounting or related risk management discipline and 10 years of relevant experience; 8 years of relevant experience with a master's degree
Experienced in leading audits
Ability to travel up 25% of the time
Certified Public Accountant or Certified Internal Auditor or equivalent professional designation
An MBA or other advanced degree
Experience in public accounting and/or private industry with knowledge of accounting, finance, risk management, and internal control
Subject matter expert level, i.e., ability to apply an in-depth knowledge of functional operations or technical applications to broad scope or specialized audit or consulting assignments
Active Security Clearance

199

Auditor Resume Examples & Samples

Bachelor's Degree's Degree with 2 years related experience or at least 6 years related experience without a degree
Auditing experience and/or expertise with government regulations (i.e., FAR, DFARS, CAS, Generally Accepted Government Auditing Standards (GAGAS)) and auditing standards
Proficient in the use of Microsoft Office products, especially MS Word and Excel
Must have good verbal and written communication skills
Ability to work independently with general direction or as part of an audit team
Effectively manages time and works well under deadlines
Ability to multi-task and work on multiple audits at the same time
Certificate of Independent Internal Audit
Auditing experience and/or expertise in DFARS business systems, specifically Accounting, Estimating, and EVMS

200

Auditor Resume Examples & Samples

Develops a general knowledge of the business, regulatory and accounting and control environment in which City National Bank operates
Keeps abreast of changes in the business, regulatory, accounting and control environment in which City National operates, particularly in areas where audit responsibilities are assigned
Assists the Senior Auditor in the development of the audit scope
Prepares narratives/flowcharts detailing internal controls of area audited
Documents the workflow in the area audited, develops audit programs or procedures, and updates audit programs as necessary
Performs program procedures and documents work performed, test results and conclusions using work paper preparation guidelines
Holds discussions/interview with auditee to gather information, obtains explanations and supporting data/information and documents audit findings and the conclusions drawn
Keeps the Senior Auditor and/or Audit Manager abreast of progress, issues and audit matters as they arise
Contributes to the drafting of audit observation sheets and audit reports
Supports and or participates in audit exit meeting with management
Ensures written reports are properly prepared and formatted for distribution
Bachelor's degree required
Minimum 1 year experience in performing internal control audits and risk assessments required
Minimum 6 months of public accounting and/or private industry experience with knowledge of accounting, finance and internal control areas required
Basic understanding of risks, internal control, work paper documentation and issue identification concepts and experience in applying them to plan, perform, report on the evaluation of various business processes/areas/functions
Ability to work independently or under the guidance and supervision of a Senior Auditor
Ability to exhibit leadership skills needed to convey ideas and obtain management buy-in for constructive change
Basic understanding of the technical aspects of accounting and financial reporting
Prior financial services industry experience is a plus

201

Auditor Resume Examples & Samples

Completes assigned portions of New Business, Renewal and Referral audits and special projects related to one or more business segments
Evaluates for inefficiencies and control weaknesses as it relates to all New Business and existing accounts
Bachelor’s degree in Accounting, Finance or other related field preferred
1+ year experience in public accounting, internal audit or consulting

202

Auditor Resume Examples & Samples

Inspects and evaluates client financial information including buyers’ files, client standards, manifests, purchase orders, invoices and freight invoices in order to audit and analyze the client’s business operations
Understands and manipulates client electronic data to identify discrepancies
Produces claims in accordance with client guidelines and PRGX procedures, updates claims management system, and bills claims to client; actively contacts vendors as part of the claim production process; independently produces written correspondences to vendor inquiries
Analyzes and assesses problems regarding client’s claims procedure and business operations based on appropriate audit concepts
Produces number and dollar volume of claims goals as defined by team leader and/or management
Adheres to the overall timing and deadline of an audit cycle
Examines information necessary to audit client’s financial operations
Moves efficiently between different audits with accuracy and flexibility
Recommends changes in operations and audit activities; may develop audit processes; communicates with management and IT on new processes and pushes new concepts down to entire team
Shares best practices
Coaches audit assistants and new auditors
Assists in the design of project tools
Assists in client reporting

203

Auditor Resume Examples & Samples

Bachelor’s degree in Accounting, Finance or other related degree required
2+ years of accounting, auditing or related business experience
Knowledge of SOX compliance requirements, auditing techniques and generally accepted accounting principles
SOX responsibilities / public accounting experience a plus
Experience using or auditing SAP preferred
Experience using data analysis tools preferred
Solid critical thinking and analysis and attention to detail
Ability to work in a team or independently with minimal instruction
Ability to work with sensitive, confidential information; while maintaining required confidentiality
Ability to manage multiple projects simultaneously and meet project deadlines
Strong verbal, written and listening communication skills
Ability to travel domestically and internationally up to 10% of time

204

Auditor Resume Examples & Samples

Participate as a team member in planning, organizing, and executing various audit engagements
Efficiently execute audit objectives, detailed audit programs and testing procedures, as required, for assigned engagements
Participate in client opening (kick-off) and closing meetings for the audit engagements
Develop accurate and complete audit workpapers that adequately support audit observations and documents work performed
Prepare audit points summarizing audit observations and recommendations, and discuss them with Audit Client
Effective utilization of automated analysis tools to streamline departmental efficiency and enhance audit coverage
Provide timely and meaningful communications to the Audit Director and Audit Lead
Participate on special projects on an as-needed basis
Stay abreast of accounting, legal and regulatory issues that impact the company. Recommend best practices, as applicable
A minimum of 2 years of audit experience is required
Public accounting and/or utility industry experience is a plus
SAP software experience is a plus
Self-motivation and the ability to work without constant supervision
Ability to complete analytical reviews, develop customer inquiries and evaluate customer responses. Ability to work on multiple projects at the same time meeting deadlines
Strong interpersonal and team-oriented skills
Ability to prioritize tasks and change focus as new information becomes available
Effective oral and written use of the English language

205

Auditor Resume Examples & Samples

Focusing audit activities on operational processes across the enterprise (may also include auditing activities related to Sarbanes-Oxley compliance)
Bachelor's degree in business or other related discipline and 6 years of relevant work experience in the following areas (Mission Assurance, Global Supply Chain, Engineering, etc.); 4 years of relevant work experience with a master's degree
Some travel will be required
Aerospace and Defense industry experience a plus
Strong computer skills, including Microsoft Office (Word, Excel, etc.). Knowledge of SAP, Peoplesoft, Manufacturing Resource Planning (MRP) applications and Business Warehouse a plus
Exposure to Data Analytics and Business/Program Management

206

Auditor Resume Examples & Samples

Identify and analyze risks, plan and prioritize audit work, conduct interviews, observe operations, document and analyze procedures and controls, perform audit tests, prepare appropriate workpapers, develop audit recommendations, review identified issues with appropriate management, and prepare audit reports
Identify and promote audit best practices associated with the use of Workday core platforms, applications and capabilities
Aptitude to learn and utilize data analytics and tools in execution of audit work
Continue to develop and expand knowledge of the audit profession, our industry, and Workday products through self-study, research, and continuing education efforts
One to three years of experience functioning in a SOX, operational, technology, and/or financial audit capacity within a regulated institution
Bachelors or equivalent in accounting, finance, accounting information systems, or management information systems. Relevant certifications in accounting and/or auditing are preferred
Experience with all aspects of planning and executing an audit, including integrated audits that address a combination of financial, operational, and technology objectives
Familiarity with key business processes (i.e., order to cash, procure to pay, financial close, hire to pay, equity) and related IT general controls
Ability to navigate through ambiguity, manage and coordinate multiple project assignments simultaneously, accept ownership and accountability for projects, and deliver on commitments
Strong written and verbal skills, and experience preparing workpapers, and stakeholder presentations
Strong interpersonal, presentation, communication, and influencing skills
Demonstrated experience, skills and knowledge related to the IIA Professional Practices and Standards
Experience with technology focused clients or companies that drive innovation in the marketplace. Experience with the Workday platform and/or cloud solutions is a plus

207

Auditor Resume Examples & Samples

Completes audits of patient charts to verify all orders are signed and dated by physician
Completes audits of patient charts to verify correct order and/or frequency
Compares patient visits to billing statements for accurate reimbursement
Communicates with field staff to correct errors as needed
Provides support to receptionists by answering overflow phone calls as needed
Orders medical supplies and equipment for field staff in Lead Auditor’s absence
Tracks invoices of ordered supplies
Adhere to all company policies and procedures
Adherence to and compliance with information systems security is everyone’s responsibility. It is the responsibility of every computer user to: Know and follow Information Systems security policies and procedures. Attend Information Systems security training, when offered. Report information systems security problems
One (1) year experience in an office setting. Prior health care office preferred

208

Auditor Resume Examples & Samples

Conduct audits (desk-based or on client’s sites) in accordance with established procedures, maintaining a high standard of service delivery that ensures effective customer relationships
Provide accurate and timely reporting as required by line management to assist the planning and management of operations
Manage personal schedule to work efficiently and to meet target chargeability requirements as defined by the Certification Manager Enhance client satisfaction and ensure compliance with standards

209

Auditor Resume Examples & Samples

Ensure the integrity of internal financial reporting and preparation of location income statements
Consistently apply GAAP and objective accounting judgment to knowledge of contractual agreements and company policy
Analyze and resolve assigned general ledger accounts
Set analysis standards and provide guidance to Chief Accountant to resolve general ledger issues
0-2 years minimum of internal experience or associate's degree, military background and/or internal audit experience
Must be able to travel overnight approximately 50% of the time
Will be required to obtain credit card for travel purposes
Have a valid driver's license
Must have readily available access to major airport or reside in an area with a high concentration of company locations

210

Auditor Resume Examples & Samples

Works with Inventory Control department to support overall IKEA inventory routines
Audit in-bound receiving’s for discrepancies
Keep track of damages and discrepancy statistics in Excel
Audit plock pallets
Cycle count
Perform General warehouse duties as needed
Contribute to an environment where IKEA culture is a strong and living reality that embraces the diversity of co-workers and customers
Assume responsibility for other tasks and projects as assigned
Responsible, self-motivated individual with a strong sense of urgency
Ability to lift up to 70lbs
Be a dynamic, action oriented team player that is self-motivated and confident in making independent decisions
A clear understanding of, and a passion for IKEA values and principles
Fluent in English, both written and spoken
Manage multiple tasks in fast paced environment
Knowledge of warehouse inventory systems
Work independently
Communicate and partner with co-workers across all levels of the organization
Strong problem solving skills in conjunction with IKEA’s core values
Able to be certified on powered industrial equipment including; reach truck, counter balance and order selector

211

Auditor Resume Examples & Samples

Accredited four (4) year degree or global equivalent in accounting, business, finance, computer science, or information management
Four (4) years of related audit/internal audit/finance/information systems experience
Demonstrated proficiency in the use of Fluor's Enterprise Risk Management system and other financial systems
Ability to function in a highly professional and confidential manner, maintaining independence and objectivity from the areas audited, in compliance with internal auditing standards and ethics
Requires a high degree of discretion and evaluation capabilities
Applicable professional certification(s) or licenses

212

Auditor Resume Examples & Samples

Lead small or less complex internal audits, including supervising a small number of staff
Complete research on regulations pertinent to areas audited
Conduct follow-up reviews of operational, or regulatory compliance deficiencies noted during audits
Assist and monitor changes within the banking industry and internal audit profession. Be able to monitor and evaluate new regulations
Become a resource for management throughout the bank. Represent Internal Audit’s goals, objectives and viewpoints

213

Auditor Resume Examples & Samples

Designs less complex audits and assists in the design of more complex audits and executes testing plans to analyze and evaluate risks and controls around Enterprise objectives
Assists with the analysis of risk and controls for assigned audits and provides input to Audit management or senior staff on routine audit reporting
Demonstrates working knowledge of audit theory and practice by applying knowledge and anticipating issues
Partners with business areas to provide requested review or consultation; provides relevant and effective summaries and reports
Ability to clearly communicate within the team and with business partners
Provides maintenance of internal control systems by updating audit programs and procedures that support the specific functional area (IA, IC, IT, ICA)
Demonstrates a solid working knowledge of Unum’s products, services and business processes including, his/her specific functional area, its issues and the technical skills required to support it
Basic working knowledge of current technology relative to supporting business process

214

Auditor Resume Examples & Samples

Initiate and supervise specialized audits, such as Bank Secrecy, Accounts Payable, etc. as assigned
Initiate and supervise Branch Audits as assigned
Uphold the standards outlined in the Audit Department Charter, which incorporates the IIA (Institute of Internal Auditors) Standards and Code of Ethics
Perform audit procedures for each branch, compliance, and departmental audit as assigned. Procedures include reviewing controls, analyzing systems, verifying adherence to policy, and verifying data integrity and accuracy
Completion of audit work papers that comply with the Audit Department’s Work paper Standards and Quality Control Standards
Compilation and organization of Audit findings in a report presentable to Senior and Executive Managements
Perform special projects/research as requested by Senior Management or the Senior Auditor
Perform procedures for the external auditor’s FDICIA testing, year-end and interim work
Travel to branches to drill safe deposit boxes when needed
Assist in gathering records and information for examiners as needed
Assists with all work concerning confirmations as needed
College degree in business related field
Prior bank experience is preferred
Good written and verbal communication skills. Ability to write reports for presentation to the Audit Committee
Ability to interpret laws, and write policy guidelines
Ability to interact with other employees, examiners, directors, and management
Basic knowledge of microcomputers with the ability to use Excel and Word
Exercise mature judgment with a high degree of integrity and professionalism
Ability to maintain the confidentiality of the Bank as required by law
Must be able to adapt to change readily and with open-mindedness
Self-starter. Dynamic
Motivated to accept new challenges and to develop skills necessary to accomplish new tasks
Ability to analyze information and to communicate the findings based on sound conclusions
Must possess objectivity
Must possess the ability to work with others
Ability to identify and make recommendations for enhancements to the internal controls structure
Ability to analyze a process and make recommendations for the enhancement to the work flow
Ability to analyze a situation, chart the processes, develop audit procedures and perform testing necessary for examination
Ability to travel on a limited basis including overnight travel. This may include the use of the employee’s personal vehicle

215

Auditor Resume Examples & Samples

Working knowledge and expertise of PAREXEL policies, procedures, and guidelines, as well as applicable national and international regulations and requirements; able to apply them as needed
Promotion of compliance within the company
Plan and conduct audits, including complex assignments, delivering a written report
Proactively provide input to management on audit plans / strategy
Proactively recognize areas for process / procedural improvements, providing input to management and taking the initiative, as appropriate
Ability to review and, if necessary, identify improvements that enhance the quality and clarity of audit reports
Maintain working knowledge of project /audit status
Maintain and / or develop records / documents related to assigned areas
Mentor and assist with training of less experienced auditors
Facilitate sponsor audits / regulatory inspections, as assigned
Travel on assignment
Use in-depth understanding of appropriate GCP compliance and other applicable regulations and laws to provide guidance to PAREXEL and our clients regarding compliance issues

216

Auditor Resume Examples & Samples

Operational audits
Project audits
Compliance audits
Financial audits
IT system audits
Understand key processes relating to the particular audit and identify key risks and expected controls in the process
Conduct audits in accordance with audit methodology and execute fieldwork with attention to quality and detail identifying control weakness and associated root causes
Discuss and agree audit findings with auditees as part of the draft reporting stage ensuring factual accuracy and clear definition of risk exposure
Track, monitor and report on implementation of management actions within the agreed timeframes. Prepare updates in a timely manner for Executive and Audit Committee reporting purposes

217

Auditor Resume Examples & Samples

Plans, organizes and performs financial, operational and compliance audits
Documents, analyzes, and evaluates business processes and systems of internal controls for efficiency, operating and design effectiveness
Utilizes data analytics tools including ACL, Business Warehouse, Excel and Access
Effectively communicates audit findings and recommendations to management through written reports and oral presentations
Develops and executes Sarbanes-Oxley test plans
Documents audit test results in an automated work paper application
Performs other duties as requested or assigned
Gathers, analyzes and performs tests to develop audit findings and prepare workpapers for documentation
Communicates to management through written reports and oral presentations
Provides consulting services to management on accounting, financial, and operational controls and practices
This position offers broad exposure to company operations and personnel
A minimum of 3 years of related experience (i.e. finance, accounting or audit)
Working knowledge of accounting and auditing standards
Knowledge of audit systems and control environments
Knowledge of Sarbanes-Oxley testing practices
Experience with continuous audit techniques including use of data analytics tools is desirable

218

Auditor Resume Examples & Samples

Conduct audits (desk-based or on client’s sites) in accordance with management systems (ISO 9001, ISO 14001 and ISO 18001) standards
Maintain a high standard of service delivery that ensures effective customer relationships and ongoing business development
Provide accurate and timely reporting to assist the planning and management of operations
Civil Engineering / Construction
Waste Management / Recycling
Public Services
General Manufacturing
Utilities – Electricity/Gas/Water
Transport/Storage/Communication
Heavy Manufacturing

219

Auditor Resume Examples & Samples

Strong interpersonal, verbal and presentation skills are required
Working knowledge of pertinent Federal Aviation Regulations (FAR), FAA Advisory Circulars, IOSA Standards and Recommended Practices (ISARPs), ISO 9001 standards, Operations Specifications (Ops Specs), and Department of Defense (DoD) Quality and Safety requirements required
Technical ability and database knowledge preferred for support of audit data entry and storage system – i.e., familiarity with Excel, Access, SQL
2 years’ experience with a major passenger, cargo, or regional carrier in Flight Operations, Inflight, Dispatch, Maintenance, Cargo, or Airport Operations required
Experience in quality, safety, or regulatory operations required
Quality management / auditing background preferred
Previous supervisory experience a plus

220

Auditor Resume Examples & Samples

Participate effectively on various business unit engagement teams and management requested special project teams
Perform audit steps and prepare comprehensive workpaper documentation
Gain a high level understanding of the business unit being audited and a detailed understanding of processes and procedures being audited
Assist lead auditors in identifying potential risk areas and developing audit procedures to evaluate and test these areas
Interact in a professional manner with a variety of levels of internal client personnel
Prepare written communications, including audit findings and recommendations in a concise and professional manner
Continually develop your audit skill set through formal and informal training and to seek appropriate professional certification
Keep abreast of issues in a variety of areas including, accounting and financial, the midstream energy business, legal and regulatory, information technology, communication, safety, human resources and other areas associated with company functions
Demonstrate commitment to, and compliance with, applicable laws and regulations, the Company’s Ethics and Compliance Code, and other Company policies and procedures; and take all required training courses
Take direction from lead auditors, focus attention on details, follow work rules, and adhere to established work schedules

221

Auditor Resume Examples & Samples

Process pre-event, event day, and post-event inventory numbers into WinARCS
Input transfers, chargeable, and non-chargeable items and verify accuracy of information
Research and alert management of all discrepancies
Assist in inventory control as necessary
Follow Wage & Hour regulations
Exhibit and practice the highest level of guest satisfaction skills
Basic accounting knowledge and experience managing inventory required
Ability to build relationships with guests and co-workers
Ability to coordinate multiple tasks, meet production/service time schedules, and adapt to necessary and unforeseen changes
Demonstrate consistent professionalism in the execution of daily assignments

222

Auditor Resume Examples & Samples

Manage all reconciliations and checks
Previous experience in a high volume Accounts function or Front Office position
High-level of attention to detail and accuracy
Previous Accounts experience, preferably within a hotel environment

223

Auditor Resume Examples & Samples

Handle all merchant inquiries of the dispute process in compliance with Visa, MasterCard and Discover rules and regulations
Work with merchants to develop and institute chargeback action plans; Monitor chargeback practices; recommend ways to reduce fraud and increase revenue for merchants
Maintain a high level of knowledge related to Retrieval and Chargeback regulations for Visa,

224

Auditor Resume Examples & Samples

Demonstrated ability to be able to be decisive and committed to accomplish tasks
Preference given to those who have work experience in the following areas: financial
Services, accounting, internal auditing, management, information technology

225

Auditor Resume Examples & Samples

This role performs operational, construction, compliance and financial audits primarily for the Generation Business Unit
Documents, analyzes and evaluates systems of internal controls
Gathers, analyzes and performs tests to develop audit findings and prepare work-papers for documentation
Communicates audit findings and recommendations to management through written reports and oral presentations
Provides consulting services to management on accounting, controls or operational issues
Perform other duties as requested or assigned. Perform other duties as requested or assigned
A minimum of 2-3 years of operational or financial audit experience
Experience in the areas of power generation, utilities, energy industry or manufacturing is preferred

226

Auditor Resume Examples & Samples

Executes testing plans developed by Audit management or senior staff to analyze and evaluate risks and controls around company objectives
Performs less complex audits and prepares associated work papers
Demonstrates understanding of audit theory and practice by applying knowledge and identifying issues
Partners with functional team within Audit to provide requested research, review or consultation; provides associated summaries and reports
Executes tasks needed for maintenance of Audit and internal control systems and for updating audit programs and procedures that support the specific Audit functional area (IA, IC, IT, ICA)
Demonstrates a basic understanding of Unum’s products, services and business processes including, his/her specific functional area, its issues and the technical skills required to support it
Familiarity with current technology relative to supporting business process

227

Auditor Resume Examples & Samples

Welcomes and establishes relationships with customers
Ability to perform at a high level, all expectations of a teller while providing exemplary customer service
Educates customers on how to leverage technology (e.g. ATM, Kiosk, Mobile, On-Line) to conveniently process their transactions
Educates and refers customers to other areas of the bank to deepen relationships and build strong internal partnerships
Motivates, coaches and develops colleagues while employing a disciplined performance management process
Adhering to all operational, security, risk and regulatory policies and procedures
After receiving training, you will be expected to demonstrate acumen for banking, transaction process, cash handling, customer service, operations, systems technology and communication while maintaining up to date knowledge on all products, services, technology and policies
Assists in finding and selecting top talent for the branch that are well suited for Huntington's culture
1 year of leading or managing a team OR
1 year of teller experience
Career minded individuals that want to join an organization where they can gain experience and build a career. Huntington provides career paths and development plans to get you where you want to go
Comfort with technology such as mobile services and online banking services is a plus

228

Auditor Resume Examples & Samples

Analyzing records and observing processes to assess effectiveness of controls, accuracy of records, efficiency of operations, and compliance to customer expectations and state regulations for all vehicle titling requirements
Responsible for ensuring that Operational Best Practices are implemented and enforced throughout Company branches and Service Center operations
Reporting on operational deficiencies
Researching and recommending changes to processes and procedures include working with Legal and Shared Services and other departments
The ideal candidate will have 6-8 years business experience with major focus on vehicle tiles, some Accounting, Best Practice/Lean Engineering, IT Project and Operations experience preferred
Candidate needs critical thinking skills, knowledge of PC applications, MSOffice, and corporate information systems
Report writing and oral presentation skills along with good communication are essential
Travel is up to 75% other than approved time off including weekend travel at times with travel area being the U.S. and Canada
Due to the travel commitment, this position will not have a base office location

229

Auditor Resume Examples & Samples

Plan and conduct less-complex audits under guidance from more experienced auditors
Complete portions of larger, more complex audits under guidance of more experienced auditors
Prepare complete, clear, and concise documentation of audit work performed and conclusions reached
Prepare draft reports that are clear, concise, objective, and constructive for less complex audits
Demonstrate effective interpersonal and communication skills when interacting with team members and clients

230

Auditor Resume Examples & Samples

Performs audit tests to evaluate compliance with stated objectives; obtains and reviews audit evidence and documents conclusions
Ensures all assigned tasks and their purpose are completely understood, thereby contributing to a high quality, accurate and efficient result
Ensures adherence at all times to all applicable department and professional standards
Ability to observe a business process and document it accurately and completely
Ability to be contributing member of a productive team, while learning from others and developing professionally
Ability to follow instructions accurately and efficiently; proactive in asking clarifying questions to ensure work effort is directed wholly toward desired result
Ability and willingness to travel.Travel will be minimal but may be up to 10%
Experience auditing and SOX preferred
Financial industry experience preferred

231

Auditor Resume Examples & Samples

Documents preliminary audit findings on the quality of controls across all risk creating areas including, but not limited to operations, finance, regulatory, technology, M&A, and clearing
Performs routine activities, with some multi-tasking, on a single project
Participates in planning, interviews, and assessments of basic controls and procedures together with a senior auditor
Tests basic controls and procedures under supervision of a senior auditor
Participates in discussions regarding developing smart control recommendations
Reports preliminary findings and drafts parts of the internal audit recommendation

232

Auditor Resume Examples & Samples

Bachelor’s degree in economics, business, mathematics, finance, or accounting. 2-4 years of audit experience preferably in the financial industry
Searches and recognizes symptoms that indicate problems, accurately differentiates the problems from the symptoms
Immediately recognizes when new information or concepts are relevant, understands the implications, and appropriately incorporates all new inputs into current thinking
Encourages others to examine current problems and processes, and to look at them in new ways that might lead to significant improvements
Generates innovative ideas, solutions, and new perspectives in reaction to issues; is open to challenging current processes and procedures
Establishes key relationships with people outside of department; works to maintain a professional relationship even in difficult and heated discussions
Creates documents that are thorough and complete; expresses oneself effectively in one on one communications
Ability to travel if necessary

233

Auditor Resume Examples & Samples

Plan, set up, and execute extensive and detailed operational audits as identified by the Group Audit Director. This process includes: the planning, preparation, team coordination and management, testing, audit, report preparation and follow up plan. Includes ascertaining that the organization?s assets are properly accounted for, safeguarded and reported. Assures reporting is reliable. Prepares and/or supervises the preparation of organized, accurate and competent work papers, draft reports and ensures that documentation clearly supports the conclusions regarding each audit objective
Performs such individual special assignments as directed by the Group Audit Director (such as due diligence, audits for potential acquisitions, JV?s, mergers, or major investment)
Leads and supervises an audit team
Develops and identifies control environment improvements, opportunities, or alternatives to add value to the corporation
Assists with preparation of annual risk assessment and maintains routine functions as assigned
Establishes and maintains effective work relationships within the department, the Corporation and the community; maintains the professional competence, knowledge and skill necessary for the satisfactory performance of all assigned responsibilities
Performs related duties and special projects as assigned
Absolute confidentiality
Problem solving and analytical capabilities
Ability to interface confidently with all departments and units of TI Automotive worldwide
Self-motivated, flexible and detail oriented and able to work with minimal direction
Proficient computer skills and abilities with Microsoft Office products (Outlook, Excel, PowerPoint, data base applications, etc)
Data mining and continuous system based auditing program experience
Regular and dependable attendance
An extensive and complete knowledge of accounting principles and practices
Ten to twelve years of relevant experience encompassing
External audit (Financial & Compliance)
Internal Audit (Operational and Financial (sox))
Forensic and Fraud investigations
Working within operational & corporate accounting
Worked with US GAAP & IFRS
Supervisory/team management
Ability to work at a personal computer, or be on manufacturing floors, for extended periods of time
Occasionally lifts and carries up to 15 pounds
Some of work time is spent standing, walking, lifting and bending
Works within an automotive components manufacturing office setting and may be exposed to heat, cold and fumes/chemicals

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Auditor Resume Examples & Samples

Maintain an in-depth knowledge of governmental regulation which impact upon the research and development of medicines as well as the relevant Bristol-Myers Squibb Company policies and procedures associated with analytical analyses supporting preclinical and/or clinical (i.e., bioequivalence) research
Provide advice and counsel concerning GLP or other applicable regulatory requirements
Conduct GLP audits and inspections of analytical, bioanalytical, and toxicokinetic analyses (both large and small molecule) supporting preclinical and/or clinical studies for the purpose of assessing compliance with governmental regulations and established operating procedures
Review study protocols, amendments and deviations
Schedule and conduct inspections of analytical activities
Prepare and submit written reports of these inspections to study director and management
Audit final reports and raw data for these studies
Perform GLP systems audits at various R&D sites and/or functional areas, as well as at contract research organizations, for the purpose of assessing regulatory compliance
Compile documentation in preparation for the audit
Contribute to the writing of clear, accurate, and evidence-based audit reports to effectively communicate the audit findings to the auditees and management
Review and assess corrective action plans and follow-up on the resolution of audit -findings
Keep clear and detailed documentation on every audit planned, performed and followed
Regularly update the audit database, generate, review and maintain required reports (e.g., inspection reports, etc.)
Assist in the preparation of departmental standard operating procedures
Participate in the preparation and conduct of regulatory training (e.g., GLP training) to be given to personnel involved in the conduct of preclinical and/or clinical studies
Provide assistance to other RDQ-QLP personnel during inspections by regulatory agencies (e.g., FDA, etc.)
Conduct other audits or investigations of regulatory concern as directed by RDQ management
University graduate (science degree preferred)
Sufficient specific technical knowledge of the areas subject to evaluation and audit as evidenced by working at least 2 years in the pharmaceutical industry or equivalent
Good understanding of the drug development process; knowledge of regulations relevant to preclinical and/or clinical research
Excellent oral and written communication and interpersonal relationship skills. 5. Strong critical thinking to analyze complex situations and discern critical issues
Ability to manage competing priorities
Commitment to Quality
Sense of diplomacy and discretion
Excellent team player attitude
Ability to work effectively with multicultural workforce

235

Auditor Resume Examples & Samples

Support planning and execution of audits external to oil sands (OS) and Fort Hills operations, including corporate audits, by coordinating or helping with scoping, execution and post-audit governance activities
Support maintenance and continuous improvement of the OS audit and assessment process
Coordinate, and where necessary facilitate the process for, development of quality corrective action plans
Actively involved in execution and coordination of annual OEMS self-assessment for oil sands and Fort Hills operations
Manage and coordinate audit stewardship and reporting
Five to eight years' experience in the oil and gas industry
Experience with an in-depth understanding of auditing processes of the requirements in professional auditing standards such as the Institute of Internal Auditors (IIA) and/or ISO 19011 (as applicable)
Expertise in the areas of environment, occupational health, safety, process safety, reliability and maintenance, emergency response, Suncor business processes and systems and related technical engineering programs
Strong understanding of legal requirements, stakeholder commitments and contractual obligations to ensure accurate and consistent interpretation and further integration into audit process and methods
Experience in technical skills such root cause analysis, statistical sampling, interviewing
Degree in engineering or business
Comprehensive understanding of risk management concepts
Sound negotiation and influencing skills
Understanding of a management system, standards and supporting processes and practices, their application, interactions and dependencies from each other
You enjoy developing solutions that conform with OEMS and support the business in a way that is simple and fit for purpose
Rewarding pension and savings plans

236

Auditor Resume Examples & Samples

Utilizes appropriate audit concepts and proprietary tools/reports to conduct audit by examining a client’s accounts payable financial data
Review contracts, agreements, paperwork and electronic documents looking for possible missed opportunities in vendor funding
Computer proficiency in Excel and/or Access is a must. Prefer candidates with database knowledge (dbase or SQL environment)

237

Auditor Resume Examples & Samples

Follow-up on open audit issues
Assist in confidential audits or fraud investigations
Participate on cross-functional efforts within the company to improve company operations. This includes, but is not limited to; project task forces, internal control committees, corporate-wide initiatives, process excellence teams, or other cross functional efforts)
Strong computer skills including Microsoft Office suite and Oracle (preferred)
Ability to complete projects and reports within communicated deadlines
Knowledge of GAAP, Committee of Sponsoring Organizations of the Treadway Commission (COSO), SOX, and Institute of Internal Auditors (IIA) Standards and Practice Advisories
The incumbent must be flexible as there may be workweeks that require more than 40 hours to ensure the positions expectations and responsibilities are met
One (1) – two (2) years of experience in financial and operational auditing
Bachelor's degree in accounting, finance or business administration required
Accounting experience including book-keeping, preparation of financial statements, tax preparation will also be considered

238

Auditor Resume Examples & Samples

Perform nightly audit of cashier documentation
Prepare daily revenue management reports on a timely basis each morning
Run night audit (end of day) process within hotel reservation software program
Work with front desk staff and outlet managers as needed
Previous customer service in a hospitality setting preferred

239

Auditor Resume Examples & Samples

Execute specific audit procedures in support of management’s assessment of internal controls for financial reporting as required under SOX (Section 404 Reporting), including the preparation of process narratives, performance of walkthroughs and test plans, and documentation of audit results. Provide the Manager Internal Audit with periodic updates regarding progress, findings, etc
Assist external auditor as it relates to their reliance on internal controls testing results to ensure maximum reliance is achieved. Also provide external auditor direct assistance with substantive testing in accordance with the Internal Audit Plan
Participate in the performance of high-quality, professional discretionary audits/projects, including related detail testing. Identify and summarize deficiencies and/or process improvement recommendations
Assist with the identification of key controls and improvements to key controls, business processes and related documentation
Participate in recurring status meetings with Internal Audit management, as well as meetings with the business and/or external auditors, as applicable
Support other functions (e.g. Law, Finance, HR, etc.) with efforts to maintain corporate and SOX compliance and strengthen internal controls
Address ad hoc requests and assist with special projects, as requested

240

Auditor Resume Examples & Samples

A College or University degree in accounting or business related field; advanced degree and/or industry certifications (CPA) strongly preferred
2-4 years of audit experience in a bank, financial institution, or public accounting environment highly preferred
Knowledge of auditing within the financial services industry along with basic accounting principles and related work experience

241

Auditor Resume Examples & Samples

Apply internal auditing procedures to achieve the objectives of each assigned audit, evaluates the adequacy of internal controls, and performs tests on samples retrieved from computerized information systems
Assist management on external reviews, maintain technical competency of standardized auditing principles and practices, and document, in working papers, suggestions for the efficiency and effectiveness of subsequent audits
Develop audit objectives and procedures that focus on high risk items within assigned areas
Work with the Enterprise Risk Management team and help identify, measure, and monitor University’s risk mitigation plan; assess the risk mitigation plans for areas of higher risk
Foster risk and control awareness across the University community
Lead and successfully complete audits assigned, including work paper review, risk identification, report preparation, and escalation of relevant matters
Considerable knowledge of accounting principles, auditing standards and industry practice
Knowledge of the Committee of Sponsoring Organizations of the Treadway Commission (COSO) framework
Demonstrated ability to apply accounting principles and internal auditing standards in the evaluation and testing of internal controls
Knowledge of and adherence to the Institute of Internal Auditors’ Standards for the Professional Practice of Internal Auditing
Skill in using computerized applications for word processing, spreadsheets and databases, including Microsoft Word, Excel, Access
Demonstrated ability to communicate effectively, both verbally and in writing
Demonstrated experience planning and developing the scope, audit program and appropriate procedures for each audit, in accordance with the IIA Standards and relevant laws and regulations
Experience serving in a leading role, performing and managing audits and review
Knowledge of and practical application of the Commonwealth of Virginia’s accounting principles and practices
Willingness to continue audit related professional development and certification
Bachelor’s degree in Accounting, Finance or equivalent combination of training and education that provides the requisite knowledge, skills, abilities, and experience
Hold the credential of Certified Internal Auditor (CIA), Certified Public Accountant (CPA) or Certified Information Systems Auditor (CISA)
Experience working in Higher Education in the area of Internal Auditing
Applicant is solely responsible for ensuring application and material thoroughly reflects their knowledge, skills, and abilities, as it relates to the advertised qualifications
A complete application, including all previous employment, salary history, and education, for full consideration, must be received online by 11:59PM of the “Job Close Date.”
Applicants who list “see resume” or “see Curriculum Vitae” in lieu of completing the application may miss the opportunity for full consideration
NSU conducts background checks on all candidates identified as finalist for employment. The type of background check(s) performed is dependent upon the type of position for which you have been identified as a finalist, which may include: criminal history, sex offender registry checks, reference checks, degree validation, driving records, license verification, credit history review. The results of background checks are made available to University employing officials. You will be required to sign an Authorization to release form

242

Auditor Resume Examples & Samples

Plan, and conduct end to end audit assignments both independently or as part of a team
Understand the risks of the operation, determine the scope of the audit, carry out the audit, agree final actions with management and write the report
Produce and share results of audit findings with senior and local management, and highlight areas of improvements for implementation
Understand the key risks, opportunities and business processes that will determine achievement of short and medium term objectives
Identify and communicate best practice from audits
Conduct audit assignment globally for various operations or processes
Travel to other locations internationally up to 50% of the time
Ensure that target timelines for audit assignments are efficiently met
Develop specific expertise / knowledge and share with the rest of the team
Act as an individual contributor for continuous improvement
Experience of internal audit in commercial matrix organisations
Strong track record undertaking audits independently as well as part of a team and building rapport with stakeholders
Able to work in a fast paced environment which is in a period of transformation
Initiative and self-confidence with experience influencing the change process
In depth knowledge and understanding of current Institute of Internal Audit professional standards and leading edge thinking in Internal Audit along with knowledge of modern audit concepts, techniques and project management are needed
Plan, manage and carry out audits, identifying and communicating risk to management as well as helping management to identify pragmatic solutions to mitigate the risks
Experience in a matrix organisation operating without Sarbanes Oxley
The ability to quickly understand how processes work, how they deliver objectives and support business strategy
Initiative and self-confidence is important as applicants will be required to influence the change process across a variety of businesses including levels up to ExCo
Commercial understanding, customer awareness and independent and objective outlook
Strong analytical and conceptual skills as well as strong interpersonal and communications skills are needed
You will be a qualified accountant, have a CIA qualification and/or MBA
Ability to influence change, engage with and influence senior management, subject matter specialists and those involved in everyday transactions
Identify the root cause of issues and their impact on the organisation; problem solving, priority setting, presentation and communication skills are of vital importance in achieving a credible and compelling audit
Ability to work independently and also as part of a team

243

Auditor Resume Examples & Samples

Bachelor’s degree in Business Administration, Accounting, Finance or related field
Typically requires one year of internal audit or relevant business experience
Knowledge of generally accepted auditing techniques and the Institute of Internal Auditors’ Professional Practices Framework
Certification in one or more of the following is preferred; Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Information Systems Auditor (CISA), Certified Fraud Examiner (CFE), Certified Financial Services Auditor (CFSA), Chartered Bank Auditor (CBA), or Certified Management Accountant (CMA)
Interpersonal and teamwork skills
Ability to effectively communicate to a variety of levels in the organization preferred
Ability to build relationships
Demonstrate a high level of initiative and personal productivity
Decision making and problem solving skills
Customer service and analytical skills
Risk and control assessment skills
Professional judgment
Additional screenings may be required based on level of access

244

Auditor Resume Examples & Samples

Assuring that appropriate audit teams are formed, necessary audit criteria are developed, and outcome reports are reviewed to assure appropriate actions are implemented to ensure program compliance
Forming the required teams as well as protocols associated with audit parameters such as financial, logistics, and capital asset management operational functions
Providing consultative services to facilities and facilitate performance improvement
Reporting audit findings to senior leadership at the VHACO/VISN.VAMC levels
Advising senior leadership of deficiencies and formulating recommendation for corrective actions
May be required to travel within the VISN
Completion of the requirements for a degree that included substantial course work in accounting or auditing, e.g., 15 semester hours, but that does not fully satisfy the 24-semester-hour requirement of paragraph A, provided that (a) the applicant has successfully worked at the full-performance level in accounting, auditing, or a related field, e.g., valuation engineering or financial institution examining; (b) a panel of at least two higher level professional accountants or auditors has determined that the applicant has demonstrated a good knowledge of accounting and of related and underlying fields that equals in breadth, depth, currency, and level of advancement that which is normally associated with successful completion of the 4-year course of study described in paragraph A; and (c) except for literal non conformance to the requirement of 24 semester hours in accounting, the applicant's education, training, and experience fully meet the specified requirements

245

Auditor Resume Examples & Samples

Conducting interviews and participating in briefings; collecting, analyzing and summarizing evidence to support conclusions; AND
Identifying controls over operations and recognizing weaknesses in controls and writing segments of draft reports with appropriate summaries, conclusions and recommendations; AND
Researching and interpreting laws, regulations, guidelines and procedures
Collecting and researching data for studies or evaluations of programs/operations; AND
Providing input to an audit or evaluation report or preparing work papers; AND
Researching laws, regulations, guidelines, and approved procedures to provide findings

246

Auditor Resume Examples & Samples

Business Travel in various locations throughout the U.S
Knowledge of Accounting and Auditing Theories
Skill in Written Communications
Ability to Performs in-depth reviews and trend analyses of cost accounting data

247

Auditor Resume Examples & Samples

Audits complex business processes and performs ad- hoc internal audits
Develops an in-depth understanding of the function to be audited, summarizes findings and identifies improvements
Manages and supports accounting and/or operational audits from start to finish
First-level university degree or equivalent experience; CPA or equivalent highly desirable

248

Auditor Resume Examples & Samples

Experience in Audit 1-2 years
Professional certification preferred (i.e., CAMS, CPA, CISA, CISSP, CIA)
Demonstrate analytical and problem solving skills

249

Auditor Resume Examples & Samples

Conduct audits (desk-based or on client’s sites) in accordance with quality management systems standards (ISO 9001), National Highway Sector Scheme and Construction Product Regulation
High-risk manufacturing
Printing / Publishing
Recycling
Construction
Public administration & defence

250

Auditor Resume Examples & Samples

Waste management / Recycling
General manufacturing
High risk manufacturing

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Auditor Resume Examples & Samples

Auditor Resume Examples & Samples

Auditor Resume Examples & Samples

Auditor Resume Examples & Samples

Auditor Resume Examples & Samples

Auditor Resume Examples & Samples

Auditor Resume Examples & Samples

Auditor Resume Examples & Samples

Auditor Resume Examples & Samples

Auditor Resume Examples & Samples

Auditor Resume Examples & Samples

Auditor Resume Examples & Samples

Auditor Resume Examples & Samples

Auditor Resume Examples & Samples

Auditor Resume Examples & Samples

Auditor Resume Examples & Samples

Auditor Resume Examples & Samples

Auditor Resume Examples & Samples

Auditor Resume Examples & Samples

Auditor Resume Examples & Samples

Auditor Resume Examples & Samples

Auditor Resume Examples & Samples

Auditor Resume Examples & Samples

Auditor Resume Examples & Samples

Auditor Resume Examples & Samples

Auditor Resume Examples & Samples

Auditor Resume Examples & Samples

Auditor Resume Examples & Samples

Auditor Resume Examples & Samples

Auditor Resume Examples & Samples

Auditor Resume Examples & Samples

Auditor Resume Examples & Samples

Auditor Resume Examples & Samples

Auditor Resume Examples & Samples

Auditor Resume Examples & Samples

Auditor Resume Examples & Samples

Auditor Resume Examples & Samples

Auditor Resume Examples & Samples

Auditor Resume Examples & Samples

Auditor Resume Examples & Samples

Auditor Resume Examples & Samples

Auditor Resume Examples & Samples

Auditor Resume Examples & Samples

Auditor Resume Examples & Samples

Auditor Resume Examples & Samples

Auditor Resume Examples & Samples

Auditor Resume Examples & Samples

Auditor Resume Examples & Samples

Auditor Resume Examples & Samples

Auditor Resume Examples & Samples

Auditor Resume Examples & Samples

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