Auditor Senior Resume Samples
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Auditor Senior Resume Samples
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M Bernhard
Maci
Bernhard
33074 Spencer Mountains
New York
NY
+1 (555) 112 1716
33074 Spencer Mountains
New York
NY
Phone
p
+1 (555) 112 1716
Experience
Experience
Detroit, MI
Auditor Senior
Detroit, MI
Moen Group
Detroit, MI
Auditor Senior
- Lead or attend audit closing meetings to communicate audit work, findings and recommendations to management. Assist with action plan development
- Prepare and organize audit work papers to document work performed and support audit conclusions
- Supervises assigned Auditors in the performance of internal audit fieldwork for audit areas assigned by audit management
- Assists audit engagement team leads by performing assigned tasks with diligence and accuracy
- Perform test work related to SOX 404
- Assists the external auditors and regulatory authorities in the performance of their examinations
- Assists in Sarbanes Oxley 404 key internal controls testing
Dallas, TX
Auditor, Senior
Dallas, TX
Jerde, Parisian and Mosciski
Dallas, TX
Auditor, Senior
- Develop internal audit scope, performing internal audit procedures, and prepare internal audit reports reflecting the results of the work performed
- Work with team management to continually evolve and improve existing processes
- Plan, develop and execute compliance and EHS audits to evaluate the effectiveness of risk management, internal control and governance processes
- Supports the Audit Manager/Director to develop a comprehensive program of risk-based audit coverage for the area(s) of responsibility
- May assist in supervising, directing, training, mentoring, and evaluating staff, and in developing a strong team effort among the staff members
- Assists in maintaining effective and professional relationships with bank senior management
- Perform consulting engagements as requested by management per Business Plan
present
New York, NY
Internal Auditor Senior
New York, NY
Hahn, Emmerich and Kreiger
present
New York, NY
Internal Auditor Senior
present
- Presents audit findings to audit management for the development of reports and recommendations
- Execute Internal Audit project life cycle methodology as directed by supervisors in accordance with International Standards for the Professional Practice of Internal Auditing and department policies
- Conducts execution of internal audit plan by leading or conducting financial, compliance or operational audit projects including the examination and evaluation of the adequacy of internal controls
- Executes audit scope, objectives, and work plans. Performs testing of key controls and documents results
- Executes procedures supporting external audit of internal controls, business processes, and account balances
- Assists in evaluating and summarizing results of audit, assists in writing audit reports and/or memorandums and completes follow-up work for recommendations made during the audit
- Develops and maintains productive client and team relationships through individual contacts and group meetings
Education
Education
Bachelor’s Degree in Accounting
Bachelor’s Degree in Accounting
Georgetown University
Bachelor’s Degree in Accounting
Skills
Skills
- Ability to be contributing member of a productive team, while learning from others and developing professionally
- Strong project management skills and ability to work on multiple projects simultaneously
- Strong professional judgment, root cause analysis skills
- Solid foundation in areas of focus with the ability to recognize when theoretical concepts should be applied to areas assigned
- Ability and willingness to travel domestically and internationally
- General awareness of other departments in the company with risk, control, and governance responsibilities and ability to understand handoffs between audit function and those areas
- Good communication skills
- Willingness and ability to adapt to new circumstances, information, and challenges
- Ability to work independently with a high level of initiative
- Pursuing one or more relevant professional certifications such as CPA, CIA, CISA, and CFE
15 Auditor Senior resume templates
Read our complete resume writing guides
1
Internal Auditor Senior Resume Examples & Samples
- Two years minimum related, applicable experience
- Public Accounting experience - Big 4 or large regional firm
- CPA (or in the process of attaining)
- Strong communication skills and self-motivation, ability to work in a team or independently
2
Entry Level Auditor / Senior Auditor Resume Examples & Samples
- Audits a variety of accounting, financial, and operating records and procedures requiring the application of professional accounting and auditing principles
- Verifies reports against source records to determine reliability
- Verifies detail of recorded transactions; conducts detailed examinations of cash receipts and disbursement vouchers, payroll records, requisitions, work orders, receiving reports, and other accounting and operating documents as required by the audit plan to ascertain whether transactions are properly supported and are recorded correctly
- Performs research to locate and summarize laws and ordinances or review legal summaries to determine if the program being evaluated is in compliance
- Drafts questionnaires, summarizes results, draws conclusions, and drafts reports concerning the economy and efficiency of programs and operations reviewed
- Uses computer programs in the evaluation of data
- Recommends ways to bring programs and operations into compliance with goals and objectives
- Prepares work papers, schedules, and summaries, narratives, flowcharts, and reports
- Works under the supervision of a Senior Auditor, who makes assignments, provides instructions outlining overall objectives. Works independently according to instructions and prescribed procedures. Refers unusual/questionable transactions, problems that do not fit instructions or guidelines, or situations that could change the scope of the audit to supervisor for advice and guidance
3
Auditor, Senior Resume Examples & Samples
- Lead or participate in audits which consist of planning, evaluating, investigating, and reporting; annual audit planning, continuous monitoring and risk assessments over areas of assigned responsibility; and monitoring and verification of auditee management's resolution of audit findings
- Drafts high quality audit results and well-crafted audit report deliverables on time
- Supports the Audit Manager/Director to develop a comprehensive program of risk-based audit coverage for the area(s) of responsibility
- Bachelor's Degree Required
- Required License(s) or certification(s): CAMS Required, CRCM preferred
- 7-10 years of directly related functional/professional experience
- Thorough knowledge of the following: control and disclosure systems, bank products, auditing, bank policies & procedures
4
Auditor, Senior Resume Examples & Samples
- Ensures performance of independent and objective evaluations of the adequacy, effectiveness and efficiency of the bank’s internal controls, disclosure controls, and operating systems in area(s) of audit responsibility
- Performs or participates in complex functional audit processes that consists of the audit assessment of risk and exposure associated with bank activities in the area(s) of audit responsibility; the planning, design, performance, documentation, supervision and review of audit work; the reporting of the results of audit work; and the monitoring and verification of auditee management’s resolution of audit findings
- Performs special studies and evaluations of bank activities and special investigations of internal or external frauds or irregularities affecting bank or customer assets
- Ensures that audit activities comply with Audit Department standards
- Accomplishes audit activities within stipulated schedules
- Oversees audit activities in the area(s) of assigned audit responsibility, generally involving tasks of great variety applied to bank activities of high complexity and exposure
- May participate in the development of Audit Department standards, policies and practices
- May assist the Audit Manager in supervising, directing, training, mentoring, and evaluating staff, and in developing a strong team effort among the staff members
- CPA, CIA, CBA, CFSA, CISA, CTA, CFE and/or CRCM
- Four to six years
- Very good knowledge of the following
- Control and disclosure systems
- EDP general controls
- Statistics
- Plus specialized knowledge covering assigned(s) of responsibility
- Personal computer, word processing and spreadsheet
- Supervising
- Interpersonal
- Training
- Planning, organizing, directing and controlling
- Team building
5
Internal Auditor / Senior Internal Auditor Resume Examples & Samples
- Preparing pre-audit file analyses and sample selections to audit teams as required
- Ensure full engagement coordination with auditees and other staff
- Maintaining and continuously improving existing IA departmental reports and system databases within the stated regions
- Expert command of ACL or IDEA, MS Office Applications (including MS Excel, Word and PowerPoint) and internet
- Effective user of Outlook, E-mail and Scheduling/Administrative Modules
- Professional verbal and written communication skills as stated previously
- To actively pursue and complete a designation through the Institute of Internal Auditors within a defined period (this education is supported by IA management)
- Fluency in stated languages to a business level in reading, writing and speaking
- Organized- be able to approach each task and assignment in a disciplined methodical systematic manner with sufficient detail including planning, execution, communication and records retention (filing) in a timely basis
- Professional – be able to deal with several corporate levels in an even, objective, non-opinionated and polite manner and develop good rapport. Dress is business casual. Self development within a profession is required (CIA & CISA designations supported by Internal Audit Magna). A candidate must be technically competent in accounting and auditing practices and develop leadership skills
- Flexible - be able to handle stress and change of schedule and plans at a moment’s notice and organize such tasks in priority to fulfil IA obligations while working in a team environment
- Committed & Reliable - commitment to complete tasks accurately, with sufficient detail, efficiently and effectively. Good team member interaction and communication is essential
6
Auditor Senior Resume Examples & Samples
- Plans the audits of assigned areas including the preparation of audit programs, time budgets and risk assessments
- Documents the system of internal controls through flowcharts and narratives and evaluates the system for effectiveness and adequacy
- Contributes to the evaluation of risk and the appraisal of its impact on the allocation of resources and the design and scope of audit procedures
- Performs integrated financial, operational, IT and compliance audits of elementary to high complexity
- Prepares comprehensive and accurate work papers that support all audit observations and conclusions
- Obtains information from and communicates information to auditees and departmental staff
- Attends planning meetings and exit conferences with auditees
- Accumulates, monitors and reports time expended and adherence to approved time budgets
- Prepares work paper narratives and memos to auditees
- Prepares formal written audit reports (in almost final form) on audits of elementary to medium complexity
- Monitors the status of the implementation of agreed upon audit recommendations as required
- Provides on the job training to assigned associates and interns
- Assists in Sarbanes Oxley 404 key internal controls testing
- Performs special projects as required
- Complies with all applicable federal and state laws and regulations
- 20150325
7
Internal Auditor Senior Resume Examples & Samples
- Bachelor’s degree in accounting, finance, or related field
- Professional designation or eligibility (CPA, CIA, CFE, OR CISA) strongly preferred
- Prior work experience that includes supervision of others (e.g., team lead, auditor-in-charge on audit engagements)
8
Auditor Senior Resume Examples & Samples
- Effectively execute assigned audits which include writing detail walkthrough documents; performing audit testing; identifying, analyzing, and documenting accounting and control deficiencies; and recommending meaningful solutions
- Support gap audits and SOX integration efforts for newly acquired PPG entities
- Ability to thrive in a dynamic and multi-cultural team environment
- Strong organizational skill and attention to detail
- Minimum of 2-3 years work experience as an auditor at a public accounting firm (big four experience highly desirable)
9
Internal Auditor / Senior Internal Auditor Resume Examples & Samples
- Perform/lead individual audit assignments in a timely manner
- Assist external audit entities
- Build strong working relationships with our internal business partners as well as outside personnel
- Achieve workforce objectives while understanding the impact of the audit – to add valuable insight and assurance to the company’s operations
- Evaluate processes, risks, and controls in the development of the audit project risk assessment, scope, and objectives
- Develop audit reports to clearly and accurately reflect the risks, audit objectives and issues
- Document audit issues that are relevant, complete and accurate for complex audit assignments and agreed to by management
- Contribute to the training and development of other staff auditors
- Grow professionally by building expertise, focusing on continuous improvement, and keeping informed of developments in the profession/industry
- Perform financial controls compliance efforts and ongoing testing in a timely and effective manner
- Conduct timely follow up of audit issues
- Bachelor's degree in accounting or related studies required
- Minimum of 1 year of experience in accounting and auditing
- Background in auditing techniques, accounting principles, and information technology fundamentals
- Dedication to excellence displayed through a sense of urgency to complete high quality assignments within prescribed deadlines
- Sound judgment, inquisitiveness, critical thinking, and analytical ability
- Excellent project management skills and ability to work independently on multiple projects while remaining flexible with project assignments
- Experience performing business area walkthroughs and interviews
- Ability to align risks and controls through process flowcharts and risk assessments
- Knowledge of internal control frameworks and techniques used to test the effectiveness of internal controls
- Ability to identify and document significant audit issues
- Knowledge of the Company, including its: operations, financial processes, business units, major products & services, and respective distribution channels
- Experience in statutory accounting
- Working knowledge of NAIC Model Audit Rule/SOX
- CIA, CPA, or CISA certification
- Familiarity with Audit Command Language (ACL) software and other data analytics software
- Insurance industry designation (FLMI, AHIP, etc.)
10
Internal Auditor Senior Resume Examples & Samples
- Prepares audit plans and performs audits of various internal departments in strict accordance with professional auditing standards and internal procedures
- Reviews and evaluates the effectiveness of established controls and determines if controls are effectively designed
- Determines whether further investigation is necessary, reaches conclusion based on a thorough analysis and develops recommendations to address any issues
- Utilizes time wisely by prioritizing tasks according to risk ensuring timely completion of audit assignments and work papers
- Effectively communicates with auditee, peers, and management, both orally and in writing
- May provide guidance or supervision to lower level auditors
- Advanced knowledge of accounting principles, auditing standards and internal control framework
- Advanced knowledge of accounting that includes spreadsheets and relational data base programs for data processing techniques
- Ability to organize and prioritize multiple work assignments, work with little supervision, and work well under pressure
- Knowledge of Costpoint and CCH TeamMate preferred
- Knowledge of General Accepted Accounting Principles (GAAP), Institute of The Internal Auditors (IIA) Standards, Federal Acquisition Regulations (FAR), Joint Travel Regulations (JTR), Cost Accounting Standards (CAS) and COSO is preferred
- Ability to analyze operations in various functions/environments, identify procedural/control deficiencies, and provide recommendations for improvement
- Strong interpersonal skills, including oral and written communications, listening, interviewing, and fostering open communications
- Candidate for CPA, CIA or equivalent certification
- Four (4) to six (6) years of previous internal audit experience or two (2) to three (3) years in public accounting
- Previous experience may be combined with financial accounting experience but a minimum of two (2) years of audit is required
- Prefer experience with government contract accounting
11
Auditor, Senior Resume Examples & Samples
- Develop North American audit and consulting processes at Honda Group companies, including affiliated suppliers
- Perform annual SOX testing, supporting Honda company SOX Leads in the IMA opinion on controls
- Planning, performing, and reviewing financial, operational, and compliance audits for Honda group
- Perform consulting engagements as requested by management per Business Plan
- Develop internal audit scope, performing internal audit procedures, and prepare internal audit reports reflecting the results of the work performed
- Bachelor’s degree in Business, Accounting, Finance or related field
- Eight years audit and financial reporting/accounting experience with a focus in financial statement auditing combined with superior advisory and consultative skills
- Experience with section 302/404 of the Sarbanes-Oxley Act (SOX) (required)
- Public accounting experience (preferred)
- Advanced degree or professional certification (CIA, CPA) in the relevant field (required)
- Comprehensive knowledge of PCAOB rules and regulations, general accepted accounting principles (GAAP) and general accepted auditing standards (GAAS), risk and control frameworks (i.e. COSO), internal control concepts and practices, and an intermediate understanding of audit control concepts and practices for information systems and technology
- Working knowledge of audit software (ACL or other data analysis tools) and PeopleSoft Financials
- Strong knowledge and familiarity with TQM tools and concepts (DST-PDCA, Situation Appraisal, Decision Analysis, etc.)
- Excellent analytical, oral and written communication skills
- High proficiency in MS Office products and Internet research capabilities (required)
- Ability to work on multiple projects and collaborate with various levels of operating management in a complex environment to identify and countermeasure actual or potential operational risks
12
Auditor, Senior Resume Examples & Samples
- Support stronger financial reporting, internal control, governance, compliance and risk management activities within North American Honda operations and affiliates/business partners
- Assess internal controls over financial reporting as part of Honda’s Sarbanes-Oxley (SOX) compliance program
- Coordinate and assist with confidential business matters with other business groups/teams within the Honda group as necessary
- Perform operational audits of efficiency and effectiveness of Honda company operations
- Bachelor’s degree in Business Administration, Finance, Accounting, or related field or equivalent
- 9-12 years of work experience with 5-8 years of professional audit and/or industry experience with superior advisory and consultative skills
- Public accounting experience and an advanced degree in a relevant field is preferred
- Ability to travel as needed within North America
- Good working knowledge of generally accepted auditing standards (GAAS), generally accepted accounting principles (GAAP), risk and control frameworks (i.e., COSO), internal control concepts and practices
- Good analytical, oral and written communication skills
- Knowledge and familiarity with Honda Quality tools and concepts (DST-PDCA, Situation Appraisal, Decision Analysis, etc.)
- Working knowledge of audit software (ACL or other data analysis tools) desired
13
Internal IS Auditor Senior Resume Examples & Samples
- Strong knowledge of all phases of an audit including planning, analyzing and report writing
- Familiarity of multiple operating system platforms or enterprise applications to include knowledge of System Administrator roles, system privileges, activity logging, and deprovision
- Ability to work effectively with team members at all levels
- Ability to analyze data and draw conclusions
- Ability to manage multiple projects, including establishing deadlines for individual assignments as well as audit team deadlines
- Ability to coach staff level auditors and provide constructive feedback via work paper review and input on performance evaluations
- Ability to conduct oneself within the guidelines established in the Institute of Internal Audit's Code of Ethics
- Proficiency in computer applications such as Word, Excel, Powerpoint, Visio, and Access
- Familiarity with an electronic workpaper solution, such as Thomson Reuters eGRC OnDemand, and in using data analytics tools, such as Audit Command Language (ACL)
- Knowledge of CoBIT, NST, HIPAA, Hi-Tech, CMS, SOX, and healthcare industry
14
Provider Auditor Senior Resume Examples & Samples
- Requires either a BA/BS degree or Registered Nurse
- Certification in a clinical practice or medical coding or provider reimbursement auditing or 5 years equivalent work experience; or any combination of education and experience, which would provide an equivalent background. RN or medical coding certification preferred
- Must be able to travel at least 25%
15
Loss Auditor / Senior Loss Auditor Resume Examples & Samples
- Perform loss audits of all sizes, complexity and/or sensitivity
- May be responsible to host impact learning sessions
- May participate in assigned audit projects
- Advise management regarding control concerns
- Monitor and manage own workload
- Comply with department time lines and reporting requirements
- May be asked to work with more senior Auditor on more complex claims
- May be required to give depositions and/or testify at trials
- Bachelor's degree in Accounting or related field required
- Some experience of progressively, more responsible audit desired
- Above average analytical skills are essential for this position
- Understands and able to apply Generally Accepted Accounting Procedures and Generally Accepted Auditing Standards
- Exceptional written and oral skills are essential, due to exposure to varying levels of personnel, both within and outside the company
- Proficient in use of laptop and desktop computers, and multiple monitors
- Working knowledge of Microsoft Excel, Word and other software systems
- Must possess a valid driver's license
16
Auditor / Senior Auditor Resume Examples & Samples
- Manages assignments within time budgets and target dates, reporting any timing problems or budget over-runs to the audit manager
- Communicates/conducts interviews with management regarding the risks being managed by business unit; and assists in developing control objectives, “what could go wrong” statements and audit programs to evaluate these risks
- Documents controls to mitigate risks, writes and executes audit procedures to test the design and operating effectiveness of these controls
- Follows up on open audit issues until resolved, as assigned
- Provides on the job training and feedback to staff auditors assisting on assignments, and contributing to their development
- Uses technology to improve the effectiveness and efficiency of the audit process, such as Computer Assisted Audit Techniques (CAATS) with ACL and a Spreadsheet Audit Analytics Tool
- Assists business unit management by providing risk management consulting support, education and training
- Travel requirements range from 0 to 5%. The majority of audit work is in the Boston area
- University or College degree is required
- Demonstrated understanding of business processes and their risk implications, analyze situations, reach appropriate conclusions, and make value-added and practical recommendations
- Microsoft Office Skills: Excel, Word, PowerPoint, Visio, Adobe, ACL, RSA Archer Audit Management software applications
17
Auditor Senior Resume Examples & Samples
- Develop audit risks, scopes, objectives, work programs and testing procedures as needed
- Complete assigned audits, advisory engagements or special projects as the Lead or a team member
- Document business and system processes as needed, identifying relevant risks and controls
- Effectively and efficiently execute process design review and control testing procedures to fulfill audit objectives
- Supervise and review the work product of other audit team members when serving as the Lead
- Prepare and organize audit work papers to document work performed and support audit conclusions
- Identify audit findings and develop sound corrective recommendations
- Lead or attend audit closing meetings to communicate audit work, findings and recommendations to management. Assist with action plan development
- Perform test work related to SOX 404
- Draft well-written reports at the conclusion of audits covering audit scopes, procedures employed, findings and recommendations
- Assist with departmental projects related to audit planning, operations and Sarbanes-Oxley
- Liaise with external auditors as needed
- Minimum 5 years of relevant experience in public accounting and/or internal audit
- Excellent Communication Skills (written and verbal)
- Strong teamwork orientation, with the ability to work independently as needed
- Hands-on experience with Sarbanes-Oxley principles and testing required
- Experience with operational / process auditing and identifying control gaps and process improvement opportunities
- Proven strong aptitude for problem solving and root cause analysis
- Knowledge and experience with SAP required, Hyperion preferred
- Experience in the oil and gas industry highly preferred
- Ability to travel both domestically and internationally. Travel can extend to 3 or 4 weeks in duration
18
Auditor, Senior Resume Examples & Samples
- Bachelor's degree in Accounting or Business Administration (or equivalent)
- Minimum 7 years experience including leading financial and operational audits
- Professional certification such as Chartered Accountant, CPA, CIA or CISA strongly preferred
- Project management skills with the ability to manage an entire engagement
- Ability to develop and nurture client relationships, manage multiple reporting relationships, handle multiple projects and adapt to changing environment
- Excellent planning, organization and documentation skills
- Familiarity with Sarbanes-Oxley and use of COSO and CSA techniques
- Understanding of regulatory and compliance issues
- Combination of "Big 4" and internal audit experience is highly desirable
- Proven track record of exceeding expectations, demonstrating initiative and ensuring clients receive high quality, timely, risk focused audit services and assessments
- SAP and Hyperion system experience a plus
- International travel up to 50%
19
Auditor Senior Resume Examples & Samples
- Bachelor's degree required, preferably in Accounting, Business, Finance or Economics
- 3-5 years of audit, compliance, or risk management related experience, preferably with a focus on mortgage/consumer lending and default management
- Internal Audit experience highly preferred
- Experience in the identification and assessment of risk and in designing tests to evaluate effectiveness of controls, both automated and manual
- Knowledge of accounting standards, banking regulations, and/or auditing standards a plus
- Ability to interact effectively with all levels of individuals across the organization
- Strong analytical, PC (Excel & Word), and Internet skills
- Ability to meet deadlines
- Access, ACL, Visio, or Data Analytics experience a plus
20
Auditor Senior Resume Examples & Samples
- Assists audit engagement team leads by performing assigned tasks with diligence and accuracy
- Develops an accurate understanding and documentation of business processes and relevant risks and controls
- Ensures adequate focus on personal professional growth relevant to taking on more challenging assignments, in line with standard audit career progression; proactively seeks relevant education and training opportunities
- Requires solid listening skills
- Solid foundation in areas of focus with the ability to recognize when theoretical concepts should be applied to areas assigned
- General awareness of other departments in the company with risk, control, and governance responsibilities and ability to understand handoffs between audit function and those areas
- Demonstrate a positive attitude and willingness to learn
- Pursuing one or more relevant professional certifications such as CPA, CIA, CISA, and CFE
21
Auditor Senior, Internal Resume Examples & Samples
- Participate in value added business process and assurance audits; identify opportunities to improve operational process and control efficiency and effectiveness, as well as evaluate accounting, compliance, and governance practices where relevant
- Support Manager in facilitating various aspects of the Sarbanes Oxley certification program including process documentation, testing, and other evaluations as necessary
- Maintain organized audit evidence to support conclusions; adhere to department standards
- Contribute to annual Internal Audit risk assessment and audit plan development
- Develop good relationships with key stakeholders
- Work effectively with the Company’s external auditors regarding Sarbanes Oxley results and work performed on behalf of external auditors
- Execute special corporate or department projects as needed/directed
- Understand and stay abreast of accounting, audit, business, economic, and industry developments and their impact on the Company
- Use technology to continually improve team work flow and testing approaches
- Invest in self-development
- Understand and demonstrate Essendant's Core Values
- Experience with Generally Accepted Auditing Standards (GAAS) and Generally Accepted Accounting Principles (GAAP), Sarbanes-Oxley Act of 2002, Section 404, Internal Controls over Financial Reporting and Rules (SEC and PCAOB), COSO 2013, and NASDAQ Listing Standards
- Ability to manage time and meet deadlines while performing work in a quality manner
- Detail oriented and strong analytical capabilities
- Sound problem solving and decision making skills
- Excellent interpersonal and communication skills (verbal, written, presentation)
- Strong understanding of financial reporting
- Ability to work independently, as well as in a team environment and communicate effectively with appropriate levels and functions throughout the organization
- Project management experience and/or experience supervising audits and/or audit plan highly preferred
- Strong computer skills with Microsoft Office (Word, Excel, PowerPoint, Access); experience with Visio and SharePoint
- Bachelor’s degree in Accounting or related business discipline required (MBA or advanced degree preferred)
- CPA required, CIA or CISA a plus
- 3-7 years of progressive accounting and/or internal controls experience required (at least 3 years of Big 4 or large regional public accounting experience preferred)
- Experience in identifying risks associated with processes (risk assessment), identifying internal controls within a process, and performing gap analysis
22
Auditor, Senior Resume Examples & Samples
- Facilitates audit planning and develops the audit program for assigned internal audit projects
- Independently interviews and obtains audit evidence from business owners
- Completes audit testing, documentation, and reporting in a timely manner and in accordance with Audit Methodology and professional standards
- Reviews the work of staff members for adequacy and completeness
- Reviews and evaluates the effectiveness of corrective action plans that address audit report findings, and tracks the status of all assigned action plans to completion
- Educates business owners on compliance requirements and responsibilities
- Communicates and coordinates with external auditors
- Collaborates with Internal Audit management in preparing the annual risk assessment and audit plan
- Provides updates to Internal Audit management regarding the status and budget of assigned audits
- Required A Bachelor's Degree in Accounting, Management Information Systems or other business related field
- Required 3+ years of experience in auditing
- Intermediate Demonstrated analytical skills
- Advanced Other Strong knowledge of process documentation and internal controls
- Advanced Other Ability to manage electronic workpapers
- Intermediate Other Demonstrated ability to understand business processes, identify risks and develop a comprehensive audit plan
- Preferred Other CPA, CIA, CISA or other professional designations
- Required Intermediate Microsoft Excel
23
Internal Auditor Senior Resume Examples & Samples
- Requires a BS/BA in accounting or finance; 4 + years related experience; or any combination of education and experience, which would provide an equivalent background
- Travel of up to 10% possible
- Project management, process improvement, or quality oversight backgrounds and health insurance experience are highly desired
24
Internal Auditor Senior Resume Examples & Samples
- Design, manage, review, and execute Information Technology (IT) audit procedures with the objective of evaluating the effectiveness of internal controls, efficiency of operations and compliance with corporate policies and procedures
- Perform process walkthroughs and internal control testing procedures (Test of Design (TOD) and Test of Operating Effectiveness (TOE)) within budgeted timeframes for information technology general controls, application automated controls, controls over Information Provided by the Entity (IPE), and SOC 1 reports
- Lead coordination of SOX 404 compliance IT Controls assessment activities with the Internal Audit team, along with External Auditors, SOX PMO and IT Security & Compliance teams
- Prepare work papers documenting procedures performed and effectively communicate control findings to process owners/audit clients and other stakeholders
- Develop and communicate practical, reasonable and value-added recommendations that seek to improve risk management, internal control, governance and business processes
- Assist with providing leadership and advisory services/technical support in the areas of information technology corporate governance, risk and control management, policies and procedures, SOX compliance , as well as financial and operational processes
- Assist with the annual entity-wide and IT specific risk assessments, as well as the development and scheduling of comprehensive risk-based value-added IT internal audit programs and procedures
- Provide thought leadership and execution momentum around data analytics and development of continuous auditing and monitoring capability
- Write effective audit reports for consumption by Sr. Management and the Board of Directors Audit Committee, including formal recommendations to management for review and implementation
- Maintain audit issue tracking that provides senior management and Audit Committee timely and relevant information on IT audit and compliance issues
- Monitor regulatory environment and thought leadership providers for potential impact to the internal audit function and its stakeholders (e.g. PCAOB, SEC, ISACA, IIA, AICPA, COSO…)
- Bachelor’s degree in Computer Science/Management Information Systems, Accounting, Finance or related Business field (advanced degree is desirable) and a minimum of six years of IT Auditing increasing experience in public accounting and then internal audit or relevant field, or any combination of education and experience that provides the requisite knowledge to successfully perform the duties
- Strong preference for
- Public accounting or advisory services experience serving SEC registered clients, including IT general control reviews
- Significant multi-company / industry SOX 404 experience with multi-location settings, including design and operational effectiveness testing of IT general controls, application automated controls and business process controls
- Professional certification: CISA is highly preferred, CPA and/or CIA is a plus
- Should have strong technical IT auditing skills with a comprehensive understanding of Internal Auditing Standards (e.g. IIA GTAG’s), AICPA Standards (e.g. SOC 1) , PCAOB Standards (AS 5), SEC regulations, Sarbanes-Oxley Section 404, COSO framework, COBIT 5 guidance, and other best practices for evaluations of systems of internal controls
- Experience in the coal mining or other mineral extraction, utility or other energy-related industries is desirable
- Solid understanding of project management tools and techniques
- Demonstrated customer service skills
- Strong written and verbal communication skills, for presentations to stakeholders and self-advocacy
- Ability to independently manage multiple assignments simultaneously and have strong organization skills
- Effective interaction with employees at all levels of the organization, as well as external auditors
- Advanced Microsoft Office skills (Excel, Access, Word, Visio, Project and PowerPoint)
- Solid knowledge, understanding and demonstrated use of data analysis and visualization tools and techniques (IDEA, ACL, Microsoft Power BI etc.)
- Analytical, statistical and problem solving skills in order to evaluate opportunities for improvement/optimization of processes, quality, safety or other operational resources
- Communicates a "can do" attitude and positive outlook, minimizing deflating behaviors
- Sound business acumen and well developed risk assessment, judgment and critical thinking abilities
- Strong conflict management skills to include resolution of complex issues and consideration of different points of view
25
Auditor Senior Resume Examples & Samples
- Significant and progressively responsible accounting and/or auditing experience
- Previous experience in auditing and/or analyzing business processes, enterprise controls framework, and risk assessments
- Expert knowledge of auditing standards and GAAP; and the ability to apply and interpret same
- Experience with statistical analysis and sampling; process flow diagrams; and Excel and Word or similar office software
- Experience in accounting, internal controls, or fiscal administration
- Demonstrated experience working with complex financial systems; and analyzing financial reports and business processes
- Demonstrated ability to effectively communicate, both orally and in writing; to analyze and interpret results of studies related to financial and non-financial data; to prepare reports detailing findings, recommendations, or conclusions; to effectively work independently; to manage multiple tasks concurrently; to lead project teams, and to manage and successfully complete large complex projects by required deadlines
- High School Diploma or GED and an equivalent combination of training and experience related to the duties of the position required
- Degree from a college or university with major studies in Accounting, Public or Business Administration or related curriculum preferred
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Auditor Senior IT Resume Examples & Samples
- Bachelor’s degree in Technology, Computer Science, Management Information Systems, Computer Information Systems, Science, Accounting, or Finance
- Three to five years of combined experience in IT audit or IT disciplines working in some of the following Information Technology areas: Information Security, Systems Administration, IT Operations, Access Management, Data Backup Restoration, Project Management, Asset Management, Database Management (Oracle and SQL), Change Management, Data Center Security, Data Mining, PCI Compliance, Network Engineering, Application Development, ERP Application Systems, Active Directory Management, Business Continuity, and Segregation of Duties Assessment using multiple application security frameworks
- Ability to extract and compile data through scripting, MS Excel and Access techniques
- IT Audit task and project team lead experience or equivalent IT team lead experience
- Business systems knowledge and experience with evaluation and assessment
- Ability to travel within the U. S. and internationally approximately 35%
- Excellent oral and written communication skills to clearly and concisely present information to IT management
- Ability to communicate with and understand the requirements and control activities of professional IT staff and senior IT leadership in area of specialty
- Completion of CISA (Certified Information Systems Auditor)
- Five years of IT Audit experience
- Seven years of experience working in Information Technology such as IT infrastructure, application development, database administration, and security administration
- Strong audit planning, supervisory and organizational skills
- Expert investigative and analytical skills
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Nuclear Oversight Auditor Senior Resume Examples & Samples
- Five (5) years minimum Nuclear plant or technical experience in the area of operations, maintenance, engineering health physics or chemistry
- NQA-1 and ANSI N45.2.23 Lead Auditor Certified
- Working level knowledge of nuclear quality assurance programs
- Working level knowledge of the Nuclear Industry Evaluation Program (NIEP)
- Functional knowledge of nuclear facility design, site organization, operations, maintenance, radiation protection, chemistry and emergency planning
- Demonstrated strong verbal and written communication skills to effectively convey important information, facts, and ideas
- Demonstrated ability to interface with senior Management and clearly communicate issues
- Demonstrated ability to lead diverse teams facilitating resolution of divergent views, and effectively managing conflict
- Demonstrated strong planning, time management, organizational, and prioritization skills, with ability to work independently with minimum supervisory oversight to ensure that goals and objectives are met
- Proficient with MS Products (Word, Excel, and PowerPoint)
- Prepare Audit Planning Guides
- Perform audits of corporate and plant site activities in areas including, but not limited to operations, maintenance, plant support, and engineering
- Perform audits of contractor background investigation and fitness-for-duty programs to support nuclear plant access control
- Prepare, maintain, and control procedures, audit plans, and audit checklists to assure that activities affecting quality are adequately prescribed and evaluated
- Active support of the independent Nuclear Safety Review Board
- Function as the team lead for fleet audits. This includes frequent collaboration with counterparts and follow-up to ensure all required audit elements are satisfied
- Communicate frequently with line management during the audit process to maintain open lines of communications, and to establish clarity and understanding of the issues under development
- Developing audit reports and making presentations to management
- Participating in Outage Assessments within the fleet
- Participating in and leading Industry NIEP Audits
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GCP Auditor / Senior Resume Examples & Samples
- Provide GCP compliance support for assigned studies/projects by
- Drug development experience, with at least 3-5 years in biotech/pharmaceutical industry (5-7 years Senior)
- Bachelor’s degree, 3+ years’ experience in GCP auditing of clinical sites and service providers (5+ Senior)
- Current knowledge of Code of Federal Regulations and ICH Guidelines governing clinical trials and recent initiatives
- Ability to work independently or as part of a team, detail oriented
- Knowledgeable regarding investigative techniques
- Up to 40% travel time required
- Computer System Validation auditing experience
- GLP Auditing experience
- Familiarity with auditing oncology studies
- Experience auditing technical service providers, including imaging providers, laboratories, and eDC providers
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Auditor, Senior Quality Resume Examples & Samples
- Responsible for conducting, and confirming follow-up actions on Corporate/Divisional/Site Compliance Audits
- Plan and conduct requested audits of specific products, processes, or areas.To include investigation, evaluation, and confirmation of verification of effectiveness
- Responsible for working with QA management/teams on validations, protocol and process reviews, and implementation of requirements in compliance programs
- Plan and conduct scheduled audits to assess compliance with FDA, ISO, MDD, and internal requirements.To include audit scheduling, investigation, and evaluation of audit observation and findings, reporting, and verification of effectiveness
- Participate in planning, coordination, and implementation of audit policies.To include review of updated GMP/QSR regulations and current FDA and non-US requirements (ISO) and incorporation into internal programs where appropriate
- Review, understand, and implement changes related to ISO/GMP changes.Includes incorporation of this information into corporate and divisional programs through document reviews, protocol reviews, validation reviews, and training programs
- Participation with Corporate and divisional QA on policy/procedure/ guideline development.Includes generation, review, and implementation of these documents
- Will work with others to ensure that audit schedules are published on time and updated as appropriate
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Internal Auditor Senior Resume Examples & Samples
- Oversee and perform operational, compliance and financial audits for a broad range of functions throughout the corporation
- Document policies and procedures for internal controls
- Provide recommendations for business process improvements and internal controls
- Administer the appropriate internal control environment for the company, including Sarbanes-Oxley implementation and internal audit
- Conduct and oversee field audits. Prepare and submit audit findings and recommendations that will be presented to senior management and external auditors
- Test and document internal controls
- Develop compliance policies and procedures for manual and system controls
- Strong knowledge of Microsoft Excel and Word required
- Strong knowledge of ACL preferred
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GCP Auditor / Senior GCP Auditor Resume Examples & Samples
- Implement and maintain a comprehensive GCP compliant quality program
- Work with senior management across GCP functional areas to reinforce and support UT’s Quality Management System (QMS)
- Plan and conduct external site and vendor audits according to UT SOPs
- Review audit responses and evaluate adequacy of corrective actions/preventative actions (CAPAs)
- Assist with regulatory agency and other audits/inspections of RTP office, UTEL office, and clinical sites
- Identifying and develop standard operating procedures (SOPs) and systems needed to comply with regulatory requirements
- Plan and conduct internal clinical process audits according to UT SOPs
- Perform quality assurance reviews of Clinical Study Reports and other study documentation as necessary
- Perform document record review including, general study files, site specific study files, clinical and pharmacological, etc
- Perform trending analysis/metrics of audit findings and assist in providing summary reports to management of audit activities
- Coordinate and conduct of departmental training programs
- Experience with clinical CAPAs, trending analysis, and/or pharmacovigilance audits preferred
- Working knowledge of word processing, spreadsheet and email software
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Auditor, Senior Resume Examples & Samples
- Demonstrated experience working with the laws and regulations relating to safety and health fields
- Project management experience in planning, organizing and directing multiple projects in various stages of completion
- EHS audit experience or experience managing EHS requirements for a field organization is preferred
- Electric/Gas utility experience preferred, Pipeline Safety, Power Generation and/or Transmission/Distribution
- Thorough knowledge of safety and health requirements and regulations
- Effective project management skills; must have track record of simultaneously managing multiple projects successfully
- Effectively able to significantly contribute to a high performing audit team
- Strong verbal and written communication skills. Must have demonstrated experience communicating with all levels of management
- Effectively able to build and sustain good working relationships with Corporate clients and field management
- Successful candidate will possess a strong work ethic and display self-motivation and a positive outlook
- Willing and able to work effectively in a team environment, as an individual contributor and as a team leader
- Must take direction well
- Must add value by contributing to planning and direction-setting activities
- Must demonstrate behaviors consistent with the Company's values of unquestionable trust, superior performance and total commitment
- Plan, develop and execute compliance and EHS audits to evaluate the effectiveness of risk management, internal control and governance processes
- Ensure that projects are properly designed and executed; provide management with recommendations to strengthen internal controls; ensure compliance with professional standards, regulations and company policies; and improve management processes to meet the company’s business objectives
- Prepare work papers, reports and memos that document and summarize recommendations and supporting data in an accurate, logical, concise and independent manner
- Foster a good working relationship between internal audit and client departments and serve as a liaison between internal customers and the audit function
- Maintain absolute confidentiality
- Advise internal audit management on financial, compliance and operational related matters
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Internal Auditor Senior Resume Examples & Samples
- Required 3 + years of auditing experience
- Prefer Bachelor’s Degree in Accounting or Finance
- Prefer experience with a CPA firm and/or Financial Services Industry
- Subject matter expert in Capital Markets. Strongly preferred
- Prefer Certifications (Or in the process of obtaining): Certify Public Accountant (CPA) & Certified Internal Auditor (CIA)
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Internal Auditor Senior Resume Examples & Samples
- 3 to 5 years of audit experience in a public accounting firm or professional services firm, or, relevant internal audit experience
- Experience with Data Analysis preferred
- Bachelor’s Degree (or equivalent work experience)
- CIA, CFE, CPA, or similar certification required within 18 months of hire
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Auditor / Senior Auditor Resume Examples & Samples
- Consulting with clients and performing continuous monitoring activities
- Preparing and reviewing audit planning documents, audit procedures, and final reports for approval by a audit manager
- Using project management and audit technology tools to oversee project progress
- 2 to 5 years of demonstrated proficiency in performing financial, operational and compliance audit work, which conforms to professional standards
- College/Advance degree graduates with internship experience are encouraged to apply
- Professional certification such as CISA, CISSP, CISM, CPA, CIA is preferred
- Understanding of current accounting (U.S. GAAP) and auditing (GAAS) principles
- Understanding of internal control concepts (COSO)
- Experience with ERP applications (SAP) and overall general computer controls is desirable
- Knowledge of ACL or other analytical tools to extract, analyze and manipulate data is desirable
- Demonstrated critical thinking and strong analytical ability
- Pro-active, high energy and strong work ethic
- Must possess tenacity to pursue difficult and sensitive issues to an acceptable conclusion
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GCP Auditor / Senior GCP Auditor Resume Examples & Samples
- Work with senior management across GCP functional areas to reinforce and support Company’s Quality Management System (QMS)
- Plan and conduct external site and vendor audits according to Company SOPs
- Assist with regulatory agency and other audits/inspections of RTP office, and clinical sites
- Plan and conduct internal clinical process audits according to Company SOPs
- Bachelor’s degree in a science related field
- 5+ years of relevant pharmaceutical industry experience which includes a minimum of 3 years of direct GCP auditing experience
- Ability to interact and communicate effectively, both verbally and in writing, with colleagues and management, external government personnel, vendor personnel, clinical investigators and site personnel
- Ability to travel to/from the office to participate in internal audits, team activities, etc. Both domestic and international travel required to conduct site and vendor compliance audits. Up to 50% travel may be required
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Auditor / Senior Auditor Resume Examples & Samples
- Participates in risk assessments and preparation of annual risk-based internal audit plan
- Participates in Sarbanes Oxley testing including the evaluation of Management's documentation of internal controls over financial reporting
- Completes audit workpapers by documenting audit tests and findings
- Maintains internal control systems by updating audit programs and questionnaires; recommending new policies and procedures
- Prepares special audit and control reports by collecting, analyzing, and summarizing operating information and trends (as applicable)
- Assists with Enterprise Risk Management (ERM) Risk Assessments and other ERM projects
- Contributes to Internal Audit team effort by accomplishing related results as
- Bachelor's degree (B. S.) from four-year college or university
- Auditor role: 0 to 2 years financial experience, through public accounting/auditing (Big 4 a plus) and/or industry experience
- Senior role: 3 to 5 years financial experience, through public accounting/auditing (Big 4 a plus) and/or industry experience
- Master's degree in accounting, finance, or related field and/or MBA
- Skilled in operation of a personal computer, including Microsoft Word, PowerPoint and Excel
- Salesforce
- Visio
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Internal Auditor Senior Manager Resume Examples & Samples
- Work autonomously to execute planned audits, including preparation of audit scope coverage and work papers, and managing the completion of the audit within the given timeframe
- Document audit testing using best practice and form conclusions based on the outcome of the testing
- Identify areas in need of improvement and assist in development of an action plan
- Prepare audit reports and liaise with department heads to obtain management agreement and responses
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Auditor Senior Resume Examples & Samples
- Internal Audits,
- Hotline Investigations resulting from the State Fraud, Waste, and Abuse Hotline administered by the Office of State Inspector General (“OSIG”), as well as non-Hotline related Investigations,
- Agency Risk Management and Internal Control Standards (“ARMICS”) reviews,
- CPA Workpaper Reviews on Indirect Cost Rate Audits
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Auditor Senior Resume Examples & Samples
- Participate in and lead the development and execution of internal audits
- Perform and document risk assessments to scope and plan audit engagements
- Develop risk and control matrices and testing approaches for defined audit scope areas
- Complete audits on time and on budget, considering audit scope and objectives
- Communicate relevant work progress, issues, and results to Audit Director and/or Audit Lead
- Communicate results to management via facilitation of formal audit closing conferences and written reports, as well as ongoing communication throughout engagements
- Perform action plan follow-up
- Perform ad-hoc tasks based on audit department and/or Audit Committee requests
- 4+ years in audit, consulting, process improvement and/or internal controls with relevant business/technical experience
- Strong critical thinking, problem solving, listening and communication skills (verbal and written)
- Strong professional judgment, root cause analysis skills
- Strong project management skills and ability to work on multiple projects simultaneously
- Ability to use data analytics to support audit assessment activities
- Ability to effectively engage personnel at all levels to discuss weaknesses
- Ability to work independently with a high level of initiative
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Nuclear Auditor / Senior / Spec / Senior Spec Resume Examples & Samples
- Prepare evaluation and audit attribute lists, conduct in-depth evaluations, audits and assessments and assess adequacy of preventive and corrective actions
- Perform follow-up to NAVSEA Evaluation findings and corrective action commitments to verify completion and effectiveness of corrective actions
- Work with management to autopsy problems and develop corrective actions
- Individual will be required to qualify as a radiation worker in accordance with NAVSEA 389-0288
- Ability to work effectively with engineering, management and trades personnel
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Internal Auditor Senior Resume Examples & Samples
- Experience in specialized, complex risk disciplines related to core information technology processes is preferred
- Experience in applying relevant technical knowledge in the evaluation of internal controls is preferred
- Knowledge of IT internal controls, business processes, COSO, COBIT, ITIL, and/or IIA standards is desirable
- Familiarity with any of the following is desired: application systems development lifecycle and project management practices; general understanding of computer platforms, operating systems, databases, and other supporting system software; business continuity; or technology governance and risk management practices
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Internal Auditor Senior Resume Examples & Samples
- Prefer 3+ years of experience in order to be successful in the role
- Prefer experience within the financial services industry
- Prefer CPA, CFA, or CIA designations
- Prefer experience in Capital Markets, Asset and Liability Management, or Risk Management
