Senior Auditor Resume Samples

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O Waters

Otha

Waters

97745 Jalon Islands

Detroit

+1 (555) 742 6473

97745 Jalon Islands

Detroit

Phone

p +1 (555) 742 6473

Experience Experience

Houston, TX

Senior Auditor

Houston, TX

Bradtke LLC

Houston, TX

Senior Auditor

Provide control consulting services to management to assist in redesign efforts that improve the control environment
Develop audit findings and recommendations to management as well as assist in the preparation of reports to management using clear and concise grammar
Working with management to develop ways to better manage risk
Conduct interviews with management regarding the risks being managed by business unit; and assist in developing audit programs to evaluate these risks
Responsible for delegating the work, providing guidance / coaching to the other auditor, reviewing the other auditor’s workpapers and providing feedback
Works closely with the Audit Team Lead to perform/develop the audit planning, scoping, and fieldwork execution strategy
Performing specific audit tests and document work performed in the audit work papers

present

Los Angeles, CA

Senior Auditor

Los Angeles, CA

Bergstrom-Kris

present

Los Angeles, CA

Senior Auditor

present

Assist business unit management by providing risk management consulting support and risk management education and training
Executes audit programs in line with established IA methodology and leading field work phase of the audit in assisting the audit manager
Perform reviews of working papers to ensure accuracy and completion and assist in clearing any review points provided by team leads and / or audit management
Execute fieldwork by performing audit testing through inquiry, observation and re-performance and documenting results in working papers
Develop accurate and complete audit workpapers that adequately support audit observations and document work performed
Developing internal audit scope, performing internal audit procedures, and preparing internal audit reports reflecting the results of the work performed
Works closely with the Audit Team Leader to perform/develop the audit planning, scoping, and fieldwork execution strategy

Education Education

Bachelor’s Degree in Accounting

Iowa State University

Bachelor’s Degree in Accounting

Skills Skills

Proven ability in taking responsibility for issuing high quality deliverables to stakeholders according to strict timetables
Proven ability to be able to multi task and be able to change priorities
Ability to write clearly and be focused on actionable and reasonable results
Ability to learn quickly and apply abstract ideas to achieve measurable results
Strong analytical skills and business acumen with the ability to breakdown complex situations into manageable parts in a systematic manner
Ability to take direction, learn quickly, work independently, and maintain a level of professional skepticism
The incumbent should have knowledge in auditing, reporting and analysis and thorough knowledge of all applicable regulations
Proven ability to build strong partnerships with key stakeholders, desire to learn quickly, be flexible and think strategically
Strong analytical skills. Ability to analyze large amounts of data and turn it into usable information
Professionalism, dependability, integrity and trustworthiness combined with a cooperative attitude. Able to thrive in a dynamic team environment

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Senior Auditor Resume Examples & Samples

Present and defend audit issues effectively
Prepare meaningful, relevant, and well-supported audit issues
Contribute to an open, flexible atmosphere among multiple project teams
Support internal audit change initiatives
Participate in audit execution as a core team member or project manager
Bachelor's degree with 6 years industry experience (with at least 4 years in audit, internal control/risk management or regulatory compliance environment)
Project management skills, including the ability to manage shifting priorities
Specifically seeking experience in operational and/orcompliance related functions within Consumer Banking, Wealth & Investment Management, Capital Markets, Market Risk, Commercial or Commercial Real Estate

Senior Auditor Resume Examples & Samples

At least5 years of Asset Management/Wealth Managementaudit or businessexperience (specifically related to trust and estates services and fiduciary aspects of the business)
Knowledge of applicable laws and regulatory requirements including broker/dealer and banking regulations
Excellent verbal and written communication skills with the ability to present complex and sensitive issues to senior management in a persuasive manner

Senior Auditor Resume Examples & Samples

Identify business risks, recommend controls, and design and perform audit procedures to test the effectiveness of established controls
7 years of audit experience in a financial services or an external audit firm
Experience planning and executing audits and documenting audit work-papers in accordance with professional standards
Professional certification preferred
Excellent interpersonal skills to build good working relationships across a large and complex organization and communicate effectively to stakeholders both verbally and in writing
Manage multiple tasks concurrently in an effective and efficient manner with minimal supervision
Ability to work independently and as a team member to meet objectives
Bachelor's degree in Accounting, Finance, or related discipline

Senior Auditor Resume Examples & Samples

Partner with the North America Commodities Audit Manager to strategically assess the audit plan and successfully execute the plan providing risk focused audit coverage
Help drive the global audit coverage of the Commodities business
Perform detailed audit test work (planning, executing and documenting test results) and writing audit reports
Maintaining relationships with and providing control related advice to business stakeholders
Partner with colleagues, clients and control community members to evaluate, test and report on the adequacy and effectiveness of management controls. This is conducted in accordance with department and professional standards and will require the presentation of root cause issues to senior client and audit management
A strong comprehensive understanding of the Commodities and Commodity Trading industries
Minimum Bachelor's degree in Accounting, Finance, or related discipline
At least 5-6 years of experience in a financial services firm or in public accounting, with an appropriate level of exposure to risk management
Strong communication, interpersonal and analytical skills
Enthusiastic, self-motivated, effective under pressure and willing to take personal risk

Senior Auditor Resume Examples & Samples

Perform detailed test work independently, effectively and efficiently within defined targets in accordance with department and professional standards and complete assignments in an efficient manner
Plan, execute, and document Audit work performed
Partner with colleagues, clients and the control community to evaluate, test and report on the adequacy and effectiveness of management controls
Perform monitoring of periodic operational and financial related data to recognize patterns and trends with risk and control implications

Senior Auditor Resume Examples & Samples

Minimum2 -4 years of audit or related business/risk managementexperience
Knowledge of alternative investment products and services
Ability to travel to the business locations

Senior Auditor Resume Examples & Samples

Bachelor’s degree required; professional certification (CRCM) and/or Series 7 license preferred
Minimum 8 years of audit, relevant business and/or compliance experience
Comprehensive understanding of key broker-dealer and/or banking regulations and key compliance priorities relevant to the Auto Finance and Chase Wealth Management businesses (such as SEC/FINRA, Dodd-Frank, Fiduciary, Fair Lending, AML, Sanctions, etc)
Ability to execute multiple audits and projects concurrently in an efficient and effective manner with minimal supervision

Senior Auditor Resume Examples & Samples

Performs moderately complex audits related to Consumer Banking in accordance with corporate methodologies and professional standards, including drafting of audit reports, presenting issues to the business and discussing practical solutions
Specific subject matter expertise regarding consumer deposit, lending and/or investment products
Experience auditing OCC, Fed and/or FINRA regulated businesses

Senior Auditor Resume Examples & Samples

BS/BA degree or equivalentcombination of education/experience
Strong project management andinterpersonal skills
Knowledge of Excel, PowerPoint, MicroSoft Project and Visio
Strong communication skills both verbal and written and ability tointeract confidently with internal clients, External Auditors and Regulators
Good organizational skills and abilityto work proactively across multiple jurisdictions
Ability to manage conflict and work under pressure
Strong team player, able to build and leverage relationships across theorganization
Stronginterpersonal skills for interfacing with all levels of internal and externalaudit and management

Senior Auditor Resume Examples & Samples

Performs moderately complex audits related to Retail Banking, project/program management; or supplier management across the EMEA region in accordance with corporate methodologies and professional standards
Fluent English (written & spoken),
Good knowledge of key audit regulations,
BS/BA degree or equivalent combination of education / experience,
Intermediate level experience in a related role with experience in business, functional and people management,
Specific subject matter expertise and a solid business understanding of banking products, especially those associated with the retail business,
Effective negotiation skills, a proactive and 'no surprises' approach in communicatingissues and strength in sustaining independent views,
Willingness to business trips (25%),
Effective negotiation and communications skills

Senior Auditor Resume Examples & Samples

Delivers high quality, value-added multiple concurrent audits on time and to specification
Takes responsibility and accountability of audit's coverage and reporting on common high risks areas such CoB, KYC, AML, Fraud, Technology, Sanctions, and Consent Orders and other enforcement action compliance
BA/BS or equivalent. Related certifications (CPA, ACA, CFA, CIA, CISSP, CISA or similar) are a plus
3+ years of experience in a related role with extensive experience in business, functional and people management, with proven abilities in taking responsibility for executing concurrently on a portfolio of high quality deliverables according to strict timetables
Experience with one or more of the following areas: Business Impact Analysis (BIA), Business Continuity Plans (BCP), Disaster Recovery (DR), and Crisis Management

Senior Auditor Resume Examples & Samples

Assists in audits related to Commodities or Markets businesses, in accordance with corporate methodologies and professional standards, including planning, execution, drafting of audit reports, presenting issues to the business and discussing practical solutions
Develops effective line management relationships to develop understanding of the business
Commodities or markets specific experience through prior audit experience

Senior Auditor Resume Examples & Samples

Performs moderately complex audits related to Citi Israel activity including Treasury and Transaction Services, Corporate Banking, Markets, brokerage and global functions, in accordance with corporate methodologies and professional standards, including drafting of audit reports, presenting issues to the business and discussing practical solutions
Intermediate level experience in a related role with experience in business and functional, with proven abilities in taking responsibility for issuing to stakeholders high quality deliverables according to strict timetables
Specific subject matter expertise regarding technology application control disciplines and a solid business understanding of banking products, especially those associated with Treasury and Transaction Services, Corporate Banking and Markets

Senior Auditor Resume Examples & Samples

Performs moderately complex audits related to Commodities or Markets businesses, in accordance with corporate methodologies and professional standards, including drafting of audit reports, presenting issues to the business and discussing practical solutions
Degree Level education or equivalent combination of education/experience
Commodities specific subject matter knowledge gained through prior experience in one or more of the following areas – Internal Audit, Market Risk, Product Control, Operations, Trade Support, Logistics, Compliance or Technology Applications

Senior Auditor Resume Examples & Samples

Data analytics and key Management Information (MIS) relating to the analysis of the control environment to senior stakeholders globally, including Senior Business Stakeholders, Audit Committees and Regulators, as well as across the Internal Audit function
Provision of insight-driven, quantitative and qualitatively accurate governance reports to divisional, product-line, regional and country level audit committees (or equivalent)
Data analytics and MIS for IA Operational activities to assist in the strategic achievement of operational goals and efficiencies within the function
Focused support to Chief Auditors to lead initiatives across designated teams
Manage annual planning and audit plan refresh activities both centrally, and in support of chief auditors
Lead CXO scorecard initiatives, including content control, socialisation, and analysis of drivers for reporting to CXO audiences
Provide execution support of centrally defined initiatives
Establish and maintain close contact with key IA personnel (within the area of responsibility) to ensure close collaboration across the function on data validation and key MIS activities
Support the development of all the data analytics and MIS requirements on a global basis as they relate to IA activities across all Citigroup locations
Proactively support all IA initiatives as they relate to data analytics and MIS provided to both internal and external parties. This includes process reengineering to enable the achievement of the IA strategies and initiatives which include increasing audit outcomes and overall audit productivity
Provision of Committee-level reports to the Chief Auditors for control committees
Work with Chief Auditors (and through centrally defined initiatives) to provide the means to track, monitor and escalate upon internal operational activities, with reference to annual plan execution, issue follow-ups and validation, and other defined team activities
Required technical skills include, intermediate/advanced T-SQL (including joins, grouping, aggregations, and stored procedures), VBA, advanced Microsoft Excel and Access, and high proficiency across the MS Office suite
Demonstrated proficiency in Microsoft SQL Server Integration Services (SSIS) and Microsoft SQL Server Reporting Services (SSRS) is preferred, but not required
Expert understanding of management information systems and related best practices and control initiatives for the provision of high quality MIS
Specific proven expertise in the provision of time sensitive accurate data analytics and data processing activities to a variety of senior internal and external stakeholders on a global basis
The candidate will have experience in utilising mainstream Business Intelligence tools for data visualization purposes (for example, Qlikview, BusinessObjects, Cognos, Tableau)
Required to have experience with real time transactional systems and data cleansing/validation within imperfect and disparate data environments. Experience within a Lotus Notes or MetricStream database environment would be beneficial
Excellent written and qualitative analysis skills
Experienced in the direct production of high quality ‘Board level’ reporting, including focused analysis, trending, and qualitatively strong summarization of results
Other useful technical skills include, SharePoint development, SQL Server 2012 DBA experience
Able to conceptualise the business need and deliver an innovative approach to solutions
Operational experience in working with geographically dispersed teams. Their experience will have been in highly respected diversified institutions with complex and diverse products and customers
An appreciation of Internal Audit and the processes followed would be advantageous, but this is not essential

Senior Auditor Resume Examples & Samples

Data analytics and MIS for IA Operational activities to assist in the strategic achievement of operational goals and efficiencies within the function; and
Proactively manage all IA initiatives as they relate to data analytics and MIS provided to both internal and external parties. This includes process reengineering to enable the achievement of the IA strategies and initiatives which include increasing audit outcomes and overall audit productivity
Establishment and provision of data content add reports in standardised report formats to the Chief Auditors for local country and business control committees
Be the established “point-person” for Chief Auditor MIS support; and
Expert understanding of management information systems and related best practices and control initiatives across the financial services industry for the provision of high quality MIS
Experience of operating in a manually intensive data environment, extracting information from disparate sources and transforming it into meaningful information
Experienced in the direct production of high quality ‘Board level’ reporting, including focused analysis, trending, and strong summarisation of results
Experience, within an MIS reporting capacity, within a control function environment, for example, Risk, Compliance, or Internal Audit
Useful technical skills include, SQL (including writing scripts for data extraction), VBA, Advanced Microsoft Excel and Access, and high proficiency across the MS Office suite
The candidate will have experience in utilising mainstream Business Intelligence tools (for example, BOXI, Cognos, Qlikview). Additionally, will be required to have experience within ETL (Extract, Transform, Load), real time transactional systems, data cleansing and validation within imperfect and manual data environments. Experience within a Lotus Notes-based database environment would be beneficial
Proven operational experience in influencing geographically dispersed teams of world class professionals. Their experience will have been in highly respected diversified institutions with complex and diverse products and customers
An appreciation of Internal Audit and the processes followed would be advantageous; and
Ability to work under pressure, and delivery timely, accurate, analysis

Senior Auditor Resume Examples & Samples

Performs moderately complex audits related to the Tax and Finance aresa, including drafting of audit reports, presenting issues to the business and discussing practical solutions
Experience and proven ability to deliver results in the tax accounting and tax compliance areas
Strong knowledge of tax accounting and tax compliance areas
Knowledge of auditing standards and financial control operations

Senior Auditor Resume Examples & Samples

Plans and performs moderately complex audits related to global functions in accordance with corporate methodologies, professional standards and local regulations, including drafting of audit reports, presenting issues to the business and discussing practical solutions
Ensures all identified corrective action plans are completed and validates Internal Audit raised control issues in accordance with the methodology
Professional certification (CIA, CFSA etc.) is a plus
Specific subject matter expertise and a solid business understanding of global functions in particular compliance, AML and Finance

Senior Auditor Resume Examples & Samples

Specific subject matter expertise regarding technology application control disciplines and a solid business understanding of Financial Services Industry products, especially those associated with the KYC, AML, Transaction Monitoring and Sanctions
Knowledge of AML programs, regulations, standards, and internal policies applicable
Minimum 5 years of experience in areas related to AML programs, regulations, standards, and internal policies applicable

Senior Auditor Resume Examples & Samples

Establish strong relationships with management in Mortgage Banking, related control groups such as Risk Management, Compliance, and Audit colleagues
Lead audit engagements covering Mortgage Banking including risk assessments, audit planning, audit testing, directing audit staff, control evaluation, audit report drafting, and follow-up and verification of issue closure
Stay up-to-date with evolving changes and market events impacting the Mortgage Banking channels and products
Minimum Bachelor's degree in Finance, Accounting, or other related discipline. An MBA degree and/or professional certification, such as CPA, CIA, or CISA is a plus
Proficiency in risk analysis, and strong analytical skills particularly in regard to assessing the probability and impact of an internal control weakness
Prepared to travel to business locations domestically (up to 25%)

Senior Auditor Resume Examples & Samples

MUST HAVE 3-5+ years experience in Global Markets within an Audit, Product Control, Middle Office, Operations, Risk Management, Trading or Compliance function
Good understanding of fixed income products; sales and trading functions; risk management metrics; valuation concepts; and market regulations and practices
Good understanding of support functions, including middle office, operations, and finance
Proficient in audit methodology, including a strong understanding of risk assessment and control processes
Excellent verbal and written communication skills; candidate will be required to interact with traders, desk heads as well as risk managers and other support personnel
Ability to work in a team environment and focus on high quality execution
Critical thinker and the ability to think out of the box
Bachelors or Masters degree; CPA/CFA preferred

Senior Auditor Resume Examples & Samples

Knowledge of Bank of America consumer banking products, channels, and operations
Prior Financial Services experience within Audit, Compliance, Risk, Finance, Consumer Banking, or Public Accounting
Excellent technology skills and project management experience

Senior Auditor Resume Examples & Samples

Experience with the evaluation of IT general controls is preferred
Team player with strong analytical and organizational skills
Ability to multitask effectively in a dynamic environment is a prerequisite along with confidence interacting with executives at all levels
Bachelor's degree in Finance or Accounting is required
Prior experience with Sarbanes-Oxley 404
Annual travel expected to be around thirty-five percent

Senior Auditor Resume Examples & Samples

Design and perform audit procedures to validate compliance with set standards including examining various department and business unit activity for compliance with company policy and management plans
Obtain and analyze information for evidence of deficiencies in internal controls, duplications of effort, extravagance, fraud, or lack of compliance with laws, government regulations, and company policies and procedures
Follow-up with department or business unit to ensure agreed-upon recommendations have been implemented
Challenge existing processes including suggesting more efficient or alternative methods to achieve objectives
Develop strong cross-functional relationships with multiple levels within organization
Participate in departmental initiatives to support the further growth of the audit function
Provide timely results of audit and communicate recommended solutions

Senior Auditor Resume Examples & Samples

Contribute to the completion of the overall audit process, including execution of the audit plan, development and application of appropriate audit programs, on-going client communications, reporting, and post audit procedures
Assess risks and processes and develop, update and execute related audit programs
Review and recommend controls and safeguards that contribute to the development of policies and/or procedures throughout TD
Assess the Insurance business units adherence to applicable regulatory guidelines

Senior Auditor Resume Examples & Samples

Executes all aspects of assessments in accordance with Internal Audit standards and government and regulatory statutes
Performs all audit work using a risk-based audit approach, all documentation completed, and potential issues are either appropriately raised, or suitably disposed of, prior to issuance of the audit report
Develops senior line management relationships and has a strong understanding of AML and Compliance risks associated with high risk clients, high risk banking products and services
Provides direction in the establishment of risk-focused audit coverage
Utilizes Computer Assisted Audit Techniques on all engagements, where practicable and to enhance audit efficiency and reliability
Executes audit work to IA standards and reporting
Monitors and reports to senior management on issues, trends and causes
Ensures audits are staffed with the right AML- Compliance resources
Keeps abreast of new laws, rules, products, technologies and applications and impacting Citi businesses and assessing and communicating implications for the business
Serve as subject matter expert pertaining to business implications of corporate/regulatory policies
Provides the respective stakeholders with a “client – focused” view to enhancing the control culture and the control environment of Citi
Works collaboratively with all control functions to identify issues and solutions to governance, risk management and control issues
Facilitate and support various forms of AML- Compliance training and reporting across the region. Shares best practices across the region. Accountability Measurements
Executes audits and performs require validation work meeting Internal Audit quality and timeliness standards and achieve favorable quality assurance results
Ensure internal audit work performed identifies the AML - Compliance and sanctions key controls, and that such controls are tested and the results reported in accordance with the risk-based plan
Assist in the development of a complete, comprehensive and accurate auditable universe for the assigned areas of responsibility with entity risk assessments periodically refreshed based on current risks, in conformance with Internal Audit methodology
Ensure quality and timely reporting to Internal Audit and Senior Business Management of emerging and current governance, risk management and internal control themes and key issues
Reconciliation of regulatory issues to audit coverage does not reflect any material gaps
Comprehensive knowledge of audit/risk assessment techniques and principles for AML- Compliance risks associated high risk banking products and services
Has led and participated on audits with substantive experience auditing AML and OFAC Sanction compliance specific to high risk clients, high risk banking products and services
Makes sound decisions and is consulted often by others for advice and opinions on AML- Compliance matters
Excellent analytical ability to understand the complex business issues associated with product and client AML- Compliance risk assessment and control processes, identifying root causes and recommending solutions
Certification preferred in AML and compliance, e.g., CAMS, CRCM, etc. Excellent written and oral communicator with demonstrated ability to understand complex organizations. Strong project management and interpersonal skills. BA/BS or equivalent
10+ years related Audit experience. Other requirements
Available to travel up to 50% of the time
Have a good understanding of Compliance Risk Management Framework

Senior Auditor Resume Examples & Samples

Delivers on time, high quality audit reports, Internal Audit and Regulatory issue validation and (where appropriate) branch examinations, as well as business monitoring and governance committee reporting
Senior level bank or audit experience in the Cards and Mortgage business or related control function role with experience in business, functional and people management, with proven abilities in taking responsibility for executing concurrently on a portfolio of high quality deliverables to stakeholders according to strict timetables
Be familiar with US and local regulations, control and compliance environments for card and mortgage business in China and able to monitor and assess the risks based on quarterly Business Monitoring process as well as reporting findings from Internal Audit, Compliance, in-business controls, regulatory examinations and local economic environment

Senior Auditor Resume Examples & Samples

Participate in a range of audit and risk advisory projects for the line of business supported, including planning, executing, directing and completing regulatory issue validation
Manage multiple projects using technology and analytic techniques to work effectively and efficiently in a fast paced environment
Develop and prepare validation testing. Implement risk based audit strategy
Review action plans to ensure risk was mitigated according to the regulatory issue requirements
Clearly and accurately document the execution of specific audit procedures as defined by the projects’ objectives and planned audit approach. Prepare written documentation, supporting audit opinions
Experience with managing and validating regulatory issues
Strong organizational skills and attention to detail with dedication to superior service

Senior Auditor Resume Examples & Samples

At least 5 years of general auditing experience with an internal audit function or public accounting firm, preferably within the Banking or Financial Services industry
Strong knowledge of Global Markets/Investment Banking lines of business, In depth understanding of financial instruments; with a focus on Fixed Income, including structured products, mortgages, credit, municipal securities, loans, Finance, Operations and Middle Office functions; and operational and financial controls
Understanding of applicable regulatory rules
Excellent verbal and written communication skills. Candidate will be required to interact with staff and managers across audit teams as well as key stakeholders in business areas including Finance, Operations and Middle Office functions
Ability to work in a team environment and supervise a project team. Interact with a team of audit professionals and coordinate with other audit teams across regions
Master degree
CPA,CA or CFA preferred

Senior Auditor Resume Examples & Samples

Proficient in audit methodology and GPS
3 years of Credit, Audit, Risk or Compliance experience
Having a Risk background with broad product knowledge, including derivatives and fixed income products

Senior Auditor Resume Examples & Samples

Strong understanding of IT general controls and other IT controls as indicated in COBIT
Audit, Risk or Compliance experience
Ability to converse with management on all levels

Senior Auditor Resume Examples & Samples

Understands of internal audit standards, policies, and local regulations to provide timely audit assurance,
Contributes to the development of audit processes improvements,
Performs audits related to Consumer or Investment Banking, technology management; project/program management; or supplier management in accordance with corporate methodologies and professional standards, including drafting of audit reports, presenting issues to the business and discussing practical solutions,
Applies knowledge of key regulations to influence audit scope,
Develops effective line management relationships to ensure strong understanding of the business,
BS/BA degree or equivalent combination of education/experience,
Intermediate level experience in a related role with experience in business, functional and people management, with proven abilities in taking responsibility for issuing to stakeholders high quality deliverables according to strict timetables,
Specific subject matter expertise regarding technology application control disciplines and a solid business understanding of SFS products, especially those associated with the SFS business,
Effective negotiation skills, a proactive approach in communicating issues and strength in sustaining independent views,
Effective communicator, both orally and in writing, with an energetic, charismatic and approachable style,

Senior Auditor Resume Examples & Samples

Develops and executes a robust Audit Plan, by reviewable entity, for assigned businesses in accordance with Internal Audit standards, relevant government statutes and regulations and Bank Handlowy policies
Delivers on time high quality audit reports, Internal Audit and Regulatory issue validation, as well as business monitoring and governance committee reporting
Possesses a broad and comprehensive understanding of different Internal Audit standards, policies and local regulations; applies a broad and comprehensive knowledge of Markets area
Specific subject matter expertise regarding Markets area

Senior Auditor Resume Examples & Samples

Performs moderately complex audits related to Consumer Banking Global Mortgage products in accordance with corporate methodologies and professional standards, including drafting of audit reports, presenting issues to the business and discussing practical solutions
Independently completes assigned audits within budgeted timeframes, and budgeted costs which may include intermittent or extended travel
Recommends appropriate and pragmatic solutions to risk and control issues. Identifies inconsistencies in data or results, defines business issues and formulates recommendations on policies, procedures or practices
Intermediate level internal or external audit experience in a related role with experience in business, functional and people management, with proven abilities in taking responsibility for issuing to stakeholders high quality deliverables according to strict timetables
Specific subject matter expertise regarding risk and control disciplines and an intermediate business understanding of Consumer Banking Global Mortgage products and servicing, especially within Third Party Oversight and Default Servicing

Senior Auditor Resume Examples & Samples

Leading and performing Audits
Analyzing and assessing the risks assumed by the business
Reporting review findings to senior management
Monitoring results, risks and developments in the Investment Bank and Broker Dealer
The ability to identify key risks within a variety of transaction processes
Being able to articulate an independent and balanced opinion in both written and oral form, identifying real issues and providing compelling solutions in a succinct manner
Developing and maintaining an effective network of relationships within the bank
Assisting with pre-implementation reviews, examining business risk and project risk
Completing assignments and producing reports in a timely manner
Team player who keeps colleagues informed of developments and works collaboratively
Highly motivated, ability to work with minimal supervision
Mature personality and sound judgment
Willingness and capability to assist colleagues in achieving deadlines and goals
Inquiring mind and good analytical problem solving ability
Ability to assess the adequacy of internal control procedures by identifying the inherent and control risks in the business and related support areas

Senior Auditor Resume Examples & Samples

Evaluate, test, and report on the adequacy and effectiveness of the control environment
Disseminate best practices and regulatory requirements. Critically assess the impact of evolving industry and regulatory changes on the business and its control environment
5+ years of relevant audit or other controls experience

Senior Auditor Resume Examples & Samples

Conduct audit work based on established audit plans and execute the audit in accordance with established standards ensuring completion within prescribed budget, time and scope parameters
Develop/contribute to the audit planning process for individual audits by developing, updating and executing related audit programs in accordance with established standards
Prepare and present audit results, concerns and recommendations to audit management and client management as appropriate
Protect the interests of TDBG by maintaining awareness of emerging issues, regulatory requirements and assess potential impacts at a business level
Develop a good understanding of current business activities and related risk and contribute to the audit risk assessment and approach accordingly
Contribute to, and promote positive working relationships by effectively communicating and regularly sharing information, issues/points of interest, learnings and knowledge with the team
Work to achieve individual goals and support other team members in the achievement of team and divisional goals
Identify and understand management’s controls to be able to assess design adequacy and test operational effectiveness
Identify better and more efficient ways of performing audits
Actively participate, individually and as a team in various internal TDBG community events and programs
Strong analytical skills and business acumen with the ability to breakdown complex situations into manageable parts in a systematic manner
Deliverable-focused
Well developed written and verbal communication skills
Ability to take initiative and work independently and in a team environment
Confident presentation and facilitation skills
Candidate may be required to travel (limited)

Senior Auditor Resume Examples & Samples

Assist the Managers and Directors in high quality execution of the annual audit plan in accordance with the MA methodology
Perform audit planning activities such as the development of risk and control matrices, drafting of key communications to audit stakeholders and preparation of document request lists
Execute fieldwork by performing audit testing through inquiry, observation and re-performance and documenting results in working papers
Prioritize audit procedures by thinking strategically and understanding business processes within the broader context of the Company’s operations
Perform data analytics within key financial processes
Identify the impact of audit findings (e.g. control weaknesses) on financial statements, operations, and brand
Formulate well-written, concise and clear audit findings and assist the Managers and Directors in the preparation of audit reports
Build effective relationships and work closely with audit stakeholders across all business units of the Company
Support the Managers and Directors in department initiatives related to the MA Project Management Office, annual audit planning, audit quality review, and department budget
Quickly develop an understanding of Disney’s culture and company structures
Gain and apply historical knowledge of the department’s audit work in order to leverage internal department experience in future audits

Senior Auditor Resume Examples & Samples

Performs moderately complex audits related to Consumer and Corporate Banking in accordance with corporate methodologies and professional standards, including drafting of audit reports, presenting issues to the business and discussing practical solutions
Possesses strong project management and interpersonal skills
Written and verbal communication in Spanish is a must, Portuguese is a plus
3+ years of Internal Audit experience, preferably in Financial Services Industry
2+ years of experience in Operational Risk Management
Related certifications (CIA, CISA, CFA, CPA, or similar) are a plus
Knowledge of the Latin America business markets
Proven abilities in taking responsibility for issuing to stakeholders high quality deliverables according to strict timetables
A strong team player and a key contributor to the team’s overall goals

Senior Auditor Resume Examples & Samples

Contribute to the overall audit process by execution of the audit plan, development/completion of audit programs, on-going client communications, reporting, and post-audit procedures
Review and recommend controls and safeguards that contribute to the development / enhancement of TDBG policies, standards and practices
Contribute to and promote positive working relationships by effectively communicating and regularly sharing information, issues/points of interest, learnings and knowledge with the team

Senior Auditor Resume Examples & Samples

Perform all audit work in accordance with department and professional standards, lead audit engagements, evaluate the system of internal controls and prepare risk assessment matrices, audit programs and audit planning memos as appropriate
Minimum of 3-5 years of audit or relevant business experience
Ability to perform out of state travel (roughly 15% - 30%)

Senior Auditor Resume Examples & Samples

As a seasoned professional applies solid understanding of internal audit standards, policies, and local regulations to provide timely audit assurance. Contributes to the development of audit processes improvements. Applies solid understanding of how internal audit collectively integrates with line management and control functions to accomplish the objectives of the function and overall business. · Performs moderately complex audits related to Consumer or Investment Banking, technology management; project/program management; or supplier management in accordance with corporate methodologies and professional standards, including drafting of audit reports, presenting issues to the business and discussing practical solutions
Able to travel up to 50% of the time
Self-motivated and results driven

Senior Auditor Resume Examples & Samples

2+ years of Government Audit experience in Public Accounting setting
Knowledge of Auditing, Accounting Standards and application of Generally Accepted Accounting Principles (GAAP, GAAS & SEC rules, where applicable)
Knowledge and understanding of Internal Control deficiencies
Strong understanding of risk assessment processes and knowledge in completing all related forms
Solid understanding of cash flow effects of complex activities (non-cash, acquisitions, etc.)
Working knowledge of Prosystem

Senior Auditor Resume Examples & Samples

3+ years of current or recent CPA firm experience
Solid Audit background
Real Estate experience

Senior Auditor Resume Examples & Samples

2+ years of Public Accounting experience from a quality CPA firm
Previous Audit (Financial and Operational), IFRS, and SEC Reporting experience
Previous Media industry experience

Senior Auditor Resume Examples & Samples

3+ years of current experience with a competing CPA firm
Previous experience Auditing Commercial and Nonprofit clients
Experience with GAAP and GAAS

Senior Auditor Resume Examples & Samples

2+ years of current or recent CPA Firm experience
Strong technical skills pertaining to Financial Statement Preparation and Review
Solid analytical and critical thinking skills
Previous experience with Nonprofit, Employee Benefit Plans, Healthcare and Governmental Audit experience

Senior Auditor Resume Examples & Samples

3+ years of recent or current Audit experience
Previous experience with Audit (Financial), Financial Statement Preparation, GAAP, and GAAS
Previous experience with Consumer Goods/Manufacturing/Distribution

Senior Auditor Resume Examples & Samples

1+ year of public accounting or private industry dealing with Internal Audit
Experience with Independent Price Verification (IPV)
Ability to identify key risks within a variety of transaction processes

Senior Auditor Resume Examples & Samples

2+ years of experience in public accounting
Generalist with experience in various industries
Tax preparation skills

Senior Auditor Resume Examples & Samples

3+ years of current CPA firm experience with audit and tax skills
Previous experience with Audit (Financial), Financial Statement Preparation, GAAP, GAAS, and Tax (Compliance)
Experience with Corporate Tax provisions

Senior Auditor Resume Examples & Samples

3+ years of current experience with a competitor CPA firm Auditing for commercial and nonprofit clients
Experience with Audit (Financial), GAAP, GAAS, and Tax (Compliance)
Hedge Fund and/or Broker Dealer experience

Senior Auditor Resume Examples & Samples

4+ years of experience in Public Accounting
Working knowledge of Caseware, CCH Pro System, & Quickbooks
Great organizational skills

Senior Auditor Resume Examples & Samples

Planning and executing day-to-day activities of audit engagements for diversified clients
Identifying and communicating accounting and auditing matters to Managers and Partners
Building relationships with clients and business partners
Applying knowledge and comprehension of professional standards and governing principles to client business
Supervising and reviewing semi-senior and associate work, offer suggestions and guidance
Preparing audited financial statements
3+ years of public auditing or a combination of public auditing and private industry experience
Commercial for-profit client experience in competitor CPA firm

Senior Auditor Resume Examples & Samples

3+ years of recent or current CPA firm experience
Experience with Audit (Financial) Financial Statement Preparation, and Tax (Compliance)
Thorough understanding of GAAP , GAAS and Statutory Accounting Principles
Microsoft Office/Suite proficient (Word, Excel, etc.)

Senior Auditor Resume Examples & Samples

Experience with small to large corporations requiring compilations, review and audit statements
Great research and analytical skills
Excellent communication skills (verbal and written)

Senior Auditor Resume Examples & Samples

2+ years public accounting experience
BS or advance accounting degree
Strong understanding of Audit-Operational and Financial
Experience with SEC clients

Senior Auditor Resume Examples & Samples

Preparing and analyzing financial statements
Supervising staff members
Running smaller engagements from start to finish
Auditing balance sheet and income statements for the company
Evaluating internal controls
Preparing tax returns
3+ years of public accounting experience
Prior exposure to the real estate industry
Articulate

Senior Auditor Resume Examples & Samples

Bachelors Degree in Accounting or Finance with at least 2 years related experience, preferably in the apparel industry or a sourcing/distribution environment
Professional certification (CPA, CIA, CMA or CISA)
Knowledge of GAAP, Sarbanes-Oxley, COSO and IIA Standards required
Highly proficient with Microsoft Office Professional, with experience using Access a plus

Senior Auditor Resume Examples & Samples

5+ years of internal audit experience in a banking or financial services field
Assist in the performance of the risk assessment process, facilitating the development and modification of the audit program
Perform tests of controls utilizing an integrated audit approach and evaluate activities in accordance with applicable regulatory and accounting standards (GAAP, GAAS, COSO)
Identify and document control weaknesses and discuss suggestions for correction with management

Senior Auditor Resume Examples & Samples

Effective communication
Analytical skills
Computer skills
Flexible depending on work history

Senior Auditor Resume Examples & Samples

Working knowledge of the banking businesses
At least 6-8 years of experience of technology audit and/or core IT management processes (application development, change management, information security, computer operations, business continuity) and related risks and controls
Computer Assisted Audit Tools and Techniques (CAATTs) experience will be beneficial
Relevant professional qualifications such as Certified Information Systems Auditor (CISA), Certified Information Systems Security Professional (CISSP)
Strong language skills in both written and spoken English and Bahasa Indonesia

Senior Auditor Resume Examples & Samples

Supporting the QA Director in forming a successful QA partnership with audit teams in the LATAM region, liaising day to day with Audit Leads and Audit Team members
Assisting the QA Director with the training of methodology champion auditors in the region
Sharing best practice and communicate “what not to do” effectively
Sharing best practice and common pitfalls with relevant teams
Assisting the global QA team in the review and improvement of global Internal Audit methodology and practices through
Must have first-hand experience in one or more of the product areas supported (i.e., TTS/SSS/CBCMO/CPB, Markets etc.) in a top tier bank or have provided such services to top tier banks in a consultant’s capacity
Candidates should have at least 4 - 5 years of experience of diversified financial management experience, ideally including experience in audit or a related field
Working knowledge of regulatory compliance in financial services related products
This individual must be an articulate and effective communicator, both orally and in writing, with an energetic, charismatic and approachable style. Candidates must have effective persuasion skills, and will display effective networking and influencing skills. This person will be comfortable acting as an agent for positive change with agility and flexibility
Excellent Spanish and English language skills. Portuguese is a plus

Senior Auditor Resume Examples & Samples

Planning and executing audits
Developing an understanding of our client's business
Take ownership of the engagement, anticipating the issues and developing a plan to complete the engagement within budget
Mentor and coach staff
Preparation/review of audited financial statements
Developing recommendations for improving internal controls
Research technical issues and discuss with Manager/Partner for further guidance
Participating in networking events that promote interaction with existing clients and prospects
Bachelor Degree in Accounting
Minimum two years of public accounting experience
CPA license preferred or CPA eligible
Proficient in MS Word, Excel, QuickBooks

Senior Auditor Resume Examples & Samples

Prepares, revises and oversees the preparation of audit programs and risk assessments
Determines nature of operations, adequacy of the system of internal controls, and the systems or regulatory activities
Plans and documents the audit process with the Audit Manager
Assists with statistical sampling and automated audit assistance
Assigns Staff Auditors to specific areas of the audit
Performs audit monitoring activities
Works with management to expand audit programs
Reviews and evaluates all completed work including any findings and recommendations, the adherence to departmental standards, and ensures that engagement work papers are maintainged and filed correctly
Analyzes evidential matter as a basis for the formulation of an objective opinion on the adequacy and effectiveness of the internal controls over the operation
Prepares and completes an audit report detailing the results of the audit
CPA or CIA certification or in progress towards certification
Public accounting background
1 or more years of audit experience

Senior Auditor Resume Examples & Samples

Identifies and evaluates the organization’s audit risk areas and provides key input to the development of the annual internal audit plan
Communicates or assists in communicating the results of audit and consulting projects via written reports and oral presentations on a timely basis to management
The successful candidate must have a minimum of 5 years of professional experience
Experience with a “Big 4” accounting firm and/or large corporation’s internal audit department is preferred
Ability to travel to domestic and/or international locations (approximately 30%)

Senior Auditor Resume Examples & Samples

Plan and execute audits to ensure audits are completed in accordance with established standards and within prescribed time, budget and scope parameters
Oversee / contribute to the completion of the overall audit process, including identification of risks and controls, scoping, development and application of appropriate audit programs, on-going client communications, reporting, and post-audit procedures
Review and recommend controls and safeguards that contribute to the development of policies and/or procedures for the clients
Protect the interests of TDBG by maintaining awareness of emerging risks and issues and regulatory requirements and assess potential impacts on the business
Conduct research as required to identify benchmarks and/or industry best practices for assessing risks across the business
Understanding and assessing risks involved in assigned projects and assessing the appropriateness of the management of risks within businesses/projects
Build and maintain positive working relationships by effectively communicating and regularly sharing information, issues, points of interest with the team, internal and external business partners; and

Senior Auditor Resume Examples & Samples

Collaboration with Auditors and Team Leaders to identify and suggest creative, simple, value-added potential improvements in business and technology processes and department administration
A major in Management Information Systems, Computer Science, Accounting, or related field(s) is preferred
A relevant professional designation (CISA, CISM, CISSP, CIA, CPA etc.) is strongly recommended
Familiarity with internal audit, IT, and regulatory standards such as IIA, COBIT, FFIEC, OWASP, etc., is strongly recommended
Experience in internal audit, project management, applications development and support, information security, system networking and infrastructure support, or accounting / finance is preferred and may be used in substitute IT auditing experience requirements. Senior Auditor I required: Three to four years experience in information technology, internal audit, or other relevant areas.Senior Auditor II - Experience required: Four or more years experience in information technology, internal audit, or other relevant areas
MS Office Products
Must be willing to travel domestically and internationally, as required. Travel expectation is estimated to be 20-30%
Ability to exercise mature judgment

Senior Auditor Resume Examples & Samples

Senior experience in a related role with experience in business, functional and people management, with proven abilities in taking responsibility for executing concurrently on a portfolio of high quality deliverables to stakeholders according to strict timetables
Specific subject matter expertise regarding technology application control disciplines and a solid business understanding of the Financial Service Industry, especially those associated with the Compliance and Regulatory Risk
Knowledge of financial services Compliance regulations, standards, and standard business internal policies

Senior Auditor Resume Examples & Samples

Bachelor's Degree in Accounting, Finance or Business related
Typically 3+ years of experience in Auditing or Line of Business
Proven ability to successfully perform audit testing with discretion and independent judgment
Strong working knowledge of MicroSoft Office software
Demonstrated ability to apply critical thinking skills within the Audit arena, i.e., an "outside the box" perspective or approach to problem solving, strategic planning and project implementation
Highly detail-oriented, organized, quick learner and team player

Senior Auditor Resume Examples & Samples

Performs moderately complex audits related to Risk Management in accordance with corporate methodologies and professional standards, including drafting of audit reports, presenting issues to the business and discussing practical solutions
Prepares Business Monitoring Quarterly Summaries
6+ years of Internal Audit experience, preferably in Financial Services Industry
Written and verbal communication in Spanish, Portuguese is a plus

Senior Auditor Resume Examples & Samples

Experience in monitoring or implementing Regulatory Compliance controls related directly to BSA/AML, Fair Lending, CFPB, deposits and loans. Similar experience in Corporate Compliance matters a plus
Knowledge of and prior experience in risk/control identification skills related to Regulatory Consumer Compliance matters. MS Office Products. Excellent written and verbal communication skills
Must be willing to travel domestically and internationally, as required. Travel expectation is estimated to be 20 - 30%

Senior Auditor Resume Examples & Samples

Intermediate level experience in the development of pricing models and/or regulatory capital models (i.e. Market Risk, CCR), stress testing and loss forecasting models for trading products
Intermediate level expertise in technology application control disciplines and a good business understanding of Model Risk Management concepts, such as model governance, inventory, documentation, validation and use, especially those associated with the use of models for valuation, risk management, decision support and other purposes across all businesses
Intermediate level experience in a related role with experience in business, functional and people management, with proven abilities in taking responsibility for issuing to stakeholders high quality deliverable according to strict timetables

Senior Auditor Resume Examples & Samples

Proactively identify changing strategies, tactics, risks and initiatives continuously following the appropriate audit and investigative services with the appropriate focus
Be and be seen as a leader among Audit Managers through creative thinking and active participation in leadership forums within the Division
Support the culture within Corporate Audit Division as it continues to evolve
Solid knowledge of the subject matter of assigned Center of Competency
Working level of negotiating, conflict resolution and influencing skills

Senior Auditor Resume Examples & Samples

Serve as liaison/business partner to the businesses in support of their needs to design controls or uncover deficiencies
Partner with internal customers to identify changes which will impact the internal control environment
Evaluate the effectiveness and adequacy of financial internal controls
3+ of audit experience in Big Four or Fortune 500 environment
CPA, CIA, or CFA licenses are highly preferred
Experience with SOX, COSO and other internal control compliance issues

Senior Auditor Resume Examples & Samples

Prepared Flowcharts and system documentation for the Corporate and Regional Human Resources groups relating to various HR and payroll processes
Lead client audit engagements, which include planning executing, directing, and completing financial audits
Develop and execute audit programs by documenting objectives, identifying risks, evaluating controls, and designing test procedures associated with the audit scope
Research and analyze financial statement and audit related issues
Acquire a working knowledge of the client’s business
Perform other job related duties as necessary
Organize multiple client engagement projects
Effectively delegate and oversee the work efforts by setting goals, providing resources and removing obstacles

Senior Auditor Resume Examples & Samples

2+ years of current and/or recent Audit experience in Public Accounting
Bachelor's Degree from an accredited College / University
Working knowledge of U.S. Generally Accepted Accounting Principles (GAAP) and accounting procedures
Knowledge and experience of Audits within the Financial Services Sector
Previous Supervisory experience

Senior Auditor Resume Examples & Samples

Bachelor's degree in Accounting with approximately 3-8 years of public accounting firm and/or private industry experience
CPA and/or Chartered Accountancy
Ability to think critically and exercise sound judgment
Focus on results with a sense of urgency
Ability to work both independently and as a member of a team in a fast-paced environment and handle multiple tasks simultaneously
Understanding and experience of a global organization
Proficiency in a financial system, preferably PeopleSoft Financials
Experience with Forensic Accounting

Senior Auditor Resume Examples & Samples

Participate in risk assessment, planning and audit scope development as well as project execution as a critical team member on large, complex projects
Lead the execution of specific areas of a project, supervising other team members and providing coaching where requested
Act as the in-charge for selected projects, conducting the audit planning, overseeing the execution of the audit, and leading all closing activities. Supervision includes assessing project status and results and overseeing timely completion, including work paper review and report preparation
Assess audit findings including control weaknesses with an appropriate degree of professional skepticism, seeking to fully understand risks to the firm. Assist business partners with the development of Management Action Plans to mitigate weaknesses, providing thought leadership on the appropriateness of the Plan
Maintain business relationships with appropriate levels of management to ensure that Audit is aware of changes in business activities and objectives, and a necessary Audit response is developed
Promote new ideas and new ways of executing projects and internal infrastructure enhancements. Demonstrate commitment to Visa’s and Internal Audit’s strategic vision, be a self-starter, and promote project ownership and responsibility for actions
Interact with Audit project team members in working towards Departmental goals. Demonstrate ability to resolve team conflicts and bring group together to enhance project results through group planning, feedback and development skills
7-10 years of internal audit experience, preferably within service related companies
Demonstrated experience executing audits within a complex operational and regulatory environment
Ability to travel internationally, approximately 35%

Senior Auditor Resume Examples & Samples

3+ years of current or recent CPA firm Audit experience with Insurance and/or Re-insurance clients
Previous experience with Financial Statement Preparation, GAAP, GAAS, and SEC Reporting
Previous Property and Casualty experience

Senior Auditor Resume Examples & Samples

Maintain and enhance professional relationships with clients, stakeholders in Canada and other countries
Act as an individual and group contributor on audits by managing the planning, execution and reporting of Technology Applications Audit engagements. This sometimes involves client relationship management
Excellent knowledge of banking application systems in production
Sound knowledge and experience in the design review of banking application systems
System or security administration experience
Good knowledge of application development environment & technologies – platforms, programming language skills (including C/C++, XML & Java), Internet Web systems (Java, C#), testing methodology, and various development tools
COBIT, ITIL, ISO and Audit Methodologies

Senior Auditor Resume Examples & Samples

Lead and/or conduct fraud investigations as assigned. Ensure investigations are performed discreetly, and obtain/co-ordinate functional expertise from other departments (e.g. HR, Legal and Finance) as appropriate. Ensure that all correspondence and evidence is retained and protected and the investigation is led in accordance with legal requirements appropriate to the local jurisdiction
Bachelor’s Degree in Accounting, Finance, or business-related field required; MS or MBA preferred
Professional licenses/certification preferred (e.g. CPA, CIA, CISA, CRMA, CFA)
Five years related work experience in internal/external audit, process improvement, finance, accounting or operations. Prior experience should include significant involvement in the review of controls and business processes and at least one year experience managing teams and/or significant complex projects. Significant experience auditing multinational corporations required
Demonstrated knowledge of risk assessment, internal audit standards and techniques (e.g. COSO II)
Demonstrated project management experience in organizing, planning and executing projects from conception through implementation
Excellent facilitation and presentation skills, including the ability to inspire confidence and establish credibility with Senior Management
Capable of acting independently and objectively, with the courage to constructively present recommendations in potentially sensitive or contentious areas
Working knowledge of US corporate governance and other applicable regulatory frameworks. · Maintain knowledge of current accounting and auditing practices through continuing professional education
Substantial travel will be required domestically and internationally, leading and motivating internal audit staff during on-site fieldwork

Senior Auditor Resume Examples & Samples

Performs moderately complex audits related to securities and fund services, technology management; project/program management; or supplier management in accordance with corporate methodologies and professional standards, including drafting of audit reports, presenting issues to the business and discussing practical solutions
Proficiency in Portuguese and Spanish
Specific subject matter expertise regarding technology application control disciplines and a solid business understanding of ICG/MSS products, especially those associated with the Securities business
Travel is required for the position

Senior Auditor Resume Examples & Samples

Work with Senior Audit Manager/ Audit Director and other team members to plan/conduct risk-focused audits, by identifying potential control weaknesses that may prevent a business from meeting its objectives
Plan and manage small or medium sized audits or sections of moderately complex assignments. Medium sized audits will typically involve auditing several business processes within a larger business line or several business processes or business lines operating at a single location
Identify key business processes, risks and controls
Develop detailed audit plans and budgets when acting as Auditor in Charge
Balance the requirement to conclude on controls at the business process or managerial level, with the need to do sufficient tests of transactional controls to confirm the overall state of internal controls
Ensure that the planning, audit work and documentation on each assignment meet both divisional and professional standards
Manage or contribute to each assignment by continually setting priorities for own work or when supervising the work of others
Verify that areas of high risk and exposure are allocated sufficient audit coverage to support the opinion required for the audit engagement
Conduct the audit efficiently and effectively
Analyse audit findings in order to provide highly specialized business advice to the Senior Audit Manager/Audit Director, client managers and executives to mitigate short or medium term risks and exposures
Identify significant business control issues. Determine whether controls are adequate and help meet the objectives of the business as set out in its operational plans
Work with clients to develop realistic solutions to control identified weaknesses. This may involve adapting approaches or best practices used elsewhere in CIBC
Ensure that clients agree to corrective action plans and that such plans are properly documented. Follow-up with the client where required, in conjunction with the Senior Audit Manager/Audit Director
Advise the Senior Audit Manager /Audit Director/ client managers on the design and implementation of internal controls at the business process or transaction level. This advice contributes to the tactical planning within a given business line
Assist in the development of professional staff and support the culture of continuous development and improvement as required
Provide on-the-job training, technical advice and counselling to subordinate staff
Give staff substantial, objective and timely feedback on performance for each assignment
Provide professional service to external auditors, such as assisting Senior Audit Managers to complete sections of the audit
Recommend opportunities to improve audit process and the operations
Maintain regular contact with client staff, management and in some instances senior management from various business lines/departments while conducting audits on an ongoing basis
Maintain regular contact with peers and business line management to exchange information and to provide clarification of issues on policies or relevant standards
Make contact with external auditors / vendors (dependent on the nature of the auditor’s assignments)
Maintain contact with Legal, Compliance, and Business Risk Management. Identifying significant control weaknesses that may prevent a business from meeting its objectives. Ensure that control issues are well understood in a business context and reflect risk priorities
Effectively manage client relationships that at times can be adversarial. Audit findings are often negotiated with senior management, who should be sufficiently convinced of their merit to implement improvements

Senior Auditor Resume Examples & Samples

Plan, execute and complete financial audits
Analysis of historical company performance and past audit results
Participation in various other projects such as assisting external auditors, compliance audits, special investigation audits, and various department projects
A more complete job description is available
2+ years in public accounting or internal audit
Strong communication and project management skills

Senior Auditor Resume Examples & Samples

Manages a complex and critical unit within Internal Audit, including leading a small to medium sized team of Internal Audit professionals. Develops talent, builds effective teams, and manages a budget. Possesses a broad and comprehensive understanding of different Internal Audit standards, policies and local regulations; applies a broad and comprehensive knowledge of high risk areas including Global Markets and Equities businesses
Frequently involved in matters that require complex judgments and solutions based on sophisticated analytical thought such as identifying solutions for a variety of complex and novel audit control issues. Analyses reporting findings; Recommends appropriate interventions where needed. Proposes creative and pragmatic solutions for risk and control problems. Partners with Directors and Managing Directors to develop approaches for addressing broader corporate emerging issues
Reviews Business Monitoring Quarterly Summaries

Senior Auditor Resume Examples & Samples

Minimum 5 - 7 years of audit experience with an accounting firm or in an internal audit role at a large global public company or Finance environment or a combination thereof
Experience in technology services industry is desirable with working knowledge of software revenue recognition a plus
Knowledge and experience in operational and financial auditing required with the ability to construct well-targeted audit reports within the context of business/industry operations/practices
Strong working knowledge of key business processes (order to cash, procure to pay, financial close, hire to pay, equity, etc.) is required
Experience in conducting Fraud Reviews is a plus
Familiarity with Enterprise Risk Management (ERM) concepts a plus
Strong project management/organizational and planning skills; ability to manage multiple projects simultaneously and prioritize tasks to meet project deadlines
Demonstrated proficiency in MS Office (Excel, Word, PowerPoint, Visio) with a general understanding of data analysis techniques
It is essential that the candidate be a team-player with a self-motivated, proactive, and positive can-do attitude

Senior Auditor Resume Examples & Samples

Reconcile accounts
Perform audit procedures as assigned by supervisors
Prepare working papers and financial statements
Perform other accounting and auditing duties as needed in engagements as assigned
Bachelor’s in Accounting
At least four to seven years of experience in Public Accounting
Either hold or be working towards obtaining CPA License
Proficient in computer accounting software

Senior Auditor Resume Examples & Samples

Responsible for planning and executing less complex portions of the Risk & Control Services plan, including audit activities and SOX/MAR/FDICIA compliance activities. Gathers and provides input into risk assessments in conformance with department standards, generally in less complex areas. Presents results to various levels of client management
Identifies control deficiencies, assesses exposure and significance, and proposes cost effective recommendations. Monitors and validates Management Action Plan status. Recommends closure of Manangement Action Plans when actions are complete and identified deficiency has been addressed
Bachelor’s degree (Accounting, Finance, or related field)
1-3 years in public accounting, internal audit, technology audit or related financial services field

Senior Auditor Resume Examples & Samples

Manages a complex and critical unit within Internal Audit, including a small to medium-sized team of Internal Audit professionals
Specific subject matter expertise regarding supplier management control disciplines and a strong business understanding of financial products, especially those associated with the Consumer and/or ICG business
Effective negotiation skills, a proactive and 'no surprises' approach in communicating issues and strength in sustaining independent views; must be an articulate and effective communicator, both orally and in writing, with an energetic, charismatic and approachable style

Senior Auditor Resume Examples & Samples

Building the department’s standing and credibility throughout the organization
3-5 years of professional experience in public accounting, internal audit, and/or consulting and a strong financial background
Strong communication, facilitation and presentation skills

Senior Auditor Resume Examples & Samples

Plans the objectives and scope of the audit and prepares an audit program
Performs all aspects of an audit, including planning, testing of controls, and preparing accurate workpapers to properly document and support audit findings
Evaluates the effectiveness of internal controls and operating practices within affiliates and operating locations
Reviews audit reports and workpapers prepared by Auditors when acting as Team Leader and ensures adequate documentation supports the audit findings
Determines compliance with accounting policies and procedures

Senior Auditor Resume Examples & Samples

Bachelor's Degree in Accounting, Finance, or Business
3-5 years of professional experience in public accounting, internal audit, and/or consulting
Strong grasp of accounting and auditing
Experience working at a Big Four

Senior Auditor Resume Examples & Samples

Plan and execute assigned audits and projects in accordance to the Audit Plan
Proactively identify risks and develop recommendations for improvements to mitigate risks and bring programs and operations into compliance with goals and objectives of the organization
Draft audit reports containing identified issues and recommendations
Interpret policy and procedure and apply professional auditing principles and standards to identify methods for assessing gaps or failures in control design and operating effectiveness
Identify and analyze the root causes of inefficient practices; assess alternatives which might yield desired results
Stay current on and research best practices in the audit field for the financial services industry and risk, finance and operations processes making recommendations for improvements as necessary
Assist Internal Audit management with external auditor and regulator management to help facilitate timely and efficient external reviews

Senior Auditor Resume Examples & Samples

4+ years of relevant experience
Bachelor's Degree in Accounting, Finance, or a related field
Solid Audit background (Financial, Operational, Products, IT)
Strong understanding of fundamental Information Technology and Business risks and correlation with key controls
Microsoft Excel proficient (Pivot Tables, V-Looks Ups, Macros)
10+ years relevant experience in Audit or other specialty area
CIA, CISA, CPA

Senior Auditor Resume Examples & Samples

Excellent low cost benefits: 15% bonus, 2-4 weeks of vacation, 7 days personal / sick time, adoption assistance, EAP, etc
Voted one of the healthiest companies 2 years in a row. There is a gym onsite with a personal trainer and fitness classes (yoga, bootcamp, etc.)
3 Keys
Public Accounting is required
Personable & high integrity
Operational Audits, CPA, and CIA are all a plus

Senior Auditor Resume Examples & Samples

Professional certifications in internal or technology audit are a plus (CIA, CISA, CISSP, CFE, etc)
Specific subject matter expertise regarding technology application control disciplines and a solid business understanding of Consumer business processes, which includes Retail Banking, Credit Cards, Loans, Mortgage, Insurance, Investment products, especially those associated with the Consumer business
Experience working with team in different regions and from different cultures is desirable

Senior Auditor Resume Examples & Samples

Bachelor's of Science in Accounting
Recent or current CPA firm experience
3-8 years of related work experience

Senior Auditor Resume Examples & Samples

Perform internal financial, operational and compliance audits
Collect and analyze data to detect deficient controls, non-compliance with laws, and regulations
Report to management about audit results and recommend changes in operational, compliance or financial activities
Conduct the internal investigations of compliance issues

100

Senior Auditor Resume Examples & Samples

MBA/CA or equivalent degree/experience
7-8 years Banking experience in an Audit function, with 2-3 years of that experience in Wholesale or Corporate banking Audit team
Experience finalizing Audit plans and reporting on internal audits
Strong Audit experience ability to lead and manage individuals

101

Senior Auditor Resume Examples & Samples

Carry out the vision and mission of Internal Audit to implement a systematic and disciplined approach to evaluate risk and controllership
Lead teams of two to five auditors in conducting financial, operational and/or compliance audits
Provide coaching to less experienced team members aimed at facilitating the completion of audits and developing the less experienced team members' auditing skills
Identify and clearly define audit issues and root causes, recommend practical solutions and ensure corrective action plans are developed and implemented. Present these findings to the Internal Audit leadership and the business management teams
Promote a zero tolerance control environment where fraud or noncompliance is unacceptable and difficult to conceal
Actively participate in the audit planning, execution and wrap up processes
Review audit work papers and report findings
Willing to travel up to 70%; including some international travel
Have bachelor's degrees in Accounting or Finance and/or other area(s); higher-degreed candidates (for instance with MBA) are preferred
Possess the drive to gain quickly strong knowledge and understanding of the Company's policies and procedures
Interact well with different people and able to work in a multi-cultural environment
Possess excellent written and oral communications skills
Have excellent coaching skills and can contribute to the staff auditors' professional development
Possess very good computer skills (Excel, PowerPoint…) and exposure to ERP systems
Have experience on project management

102

Senior Auditor Resume Examples & Samples

Recommends appropriate and pragmatic solutions to risk and control issues. Identifies inconsistencies in data or results and defines business issues. Challenges policies, procedures or practices and formulates recommendations as necessary
Intermediate level internal or external audit experience in a related role with experience in business, functional and people management, with proven abilities in taking responsibility for communicating and issuing to stakeholders high quality deliverables according to strict timetables
Specific subject matter expertise regarding solid business understanding of Consumer Banking Global Mortgage products, specifically those associated with the Mortgage Default Servicing businesses
Must be able to independently research assignments, apply learnings, and provide peers and seniors with relevant assessments and conclusions or opinions

103

Senior Auditor Resume Examples & Samples

Train and supervise staff auditor
Perform the necessary follow-up related to the audits (i.e., audit findings and memos)
Ability to interact with various levels of staff and management
Proficient in Excel and Word software programs

104

Senior Auditor Resume Examples & Samples

Highly proficient experience developing, auditing, and monitoring with in complex organizational structures
Delivering high quality results in a tight deadline
Foster an efficient, innovative, and team-oriented work environment
Excellent written and oral communication skills with all levels of an organization including senior management. Highly effective communication with all levels of the organization including senior and executive management
Ability to leverage available resources and contribute through others to apply the firm's services
Ability to multi-task and handle multiple projects at the same time

105

Senior Auditor Resume Examples & Samples

Supervision of audit staff
Coordinate and execute financial, compliance and information technology audits
Minimum of three years of auditing experience
Willing to travel 10% domestically

106

Senior Auditor Resume Examples & Samples

Plan, execution, and wrap up of audits and reviews
Create system of controls and procedures while recommending any updates to policies related to findings during assurance work
Manage a team, as well as training and development of staff members
Review of work papers by staff level employees
Prepare and draft financial statements as needed by clients
3-4 years' experience
CPA or CPA Candidate preferred but not required

107

Senior Auditor Resume Examples & Samples

20% - Develops comprehensive audit programs that are designed to achieve the audit objectives identified in the annual audit plan
20% - Leads audits of financial, administrative and operational systems throughout the company within established budgets, target dates and quality standards. Utilizes computer assisted audit techniques as needed to maximize audit effectiveness and efficiencies and prioritizes workload to meet customer needs and departmental goals. Assess risk exposures within each audit engagement and make recommendations for additional audit procedures as necessary
20% - Reviews, analyzes, tests and documents various systems, procedures, and internal controls; analyzes business processes and work flows. Prepares audit work papers according to department and professional standards
15% - Prepares professional, clear, concise audit reports and memorandums for management with appropriate and practical recommendations for improvements. Ensures all report findings are adequately supported by work paper documentation and are reviewed with management. Solicits management involvement
15% - Maintains technical proficiency in all areas of auditing, accounting, and industry issues
10% - Works in partnership with public accountants to facilitate the completion of the annual financial statements audit and employee benefit plan audits

108

Senior Auditor Resume Examples & Samples

Communicate effectively, clearly, concisely, and accurately using written and verbal communications with all levels of management
Ensures that audit activities comply with Inspection Group standards
May assist in supervising, directing, training, mentoring, and evaluating staff, and in developing a strong team effort among the staff members
Assists in maintaining effective and professional relationships with bank senior management
Years of functional/professional experience 7 to 10 years of directly related experience
Bank products
Bank policies and procedures

109

Senior Auditor Resume Examples & Samples

2+ years of recent or current CPA firm audit experience for commercial industry clients
Strong communication, interpersonal, analytical, and research abilities
Ability to exercise independent judgment and make sound decisions

110

Senior Auditor Resume Examples & Samples

Bachelor’s degree in accounting or related field required
Master’s degree in accounting and CPA certification strongly preferred
4+ years of postgraduate experience in accounting role required
Proven success in improving transaction activity for large corporations preferred
Experience and/or advanced understanding of shared service, outsourcing, finance transformation, performance management, - optimizations of financial system, talent management, or EPR systems necessary

111

Senior Auditor Resume Examples & Samples

Information Security Governance practices such as Access Administration; Incident & Vulnerability Management; Security standards and Technology Change Management
Technology Platforms such as zOS, UNIX, Tandem, iSeries or Windows (2003 and XP)
Database Management systems such as Sybase, Oracle, SQL, DB2/UDB or IMS
Computer Centre processes such as problem management, service level management, environmental controls, physical security, job scheduling, job entry systems, media management, backup and recovery, and capacity & performance management

112

Senior Auditor Resume Examples & Samples

Assist in setting strategy for the audit group
Developing a team to achieve objectives set by the board
Planning audits
Conducts assigned audit engagements, in accordance with GAAP, successfully from beginning to end
Reviewing audit results
Working with staff to identify efficiency and effectiveness comments as well as working with top management and board on major issues identified during the audit process

113

Senior Auditor Resume Examples & Samples

Coordinate and execute financial, information technology and Sarbanes-Oxley audits
18 days of paid time off
Tuition Reimbursement

114

Senior Auditor Resume Examples & Samples

4+ years of experience with a middle market or smaller CPA firm
Previous experience with Financial Statement Preparation, GAAP, GAAS, General Ledger, Internal Controls, and Month-end Close
Solid Tax background (Corporate; Individual; Partnership; Research & Planning)
Previous Real Estate experience

115

Senior Auditor Resume Examples & Samples

Participate in conducting onsite audit engagements assessing risks and the quality of controls and operating procedures of audit entities within RBC Banking Group utilizing RBC’s IAS methodologies
Ensure a high level of collaboration and cooperation with business/function audit teams during integrated audits
Take initiative in identifying and undertaking tasks impacting team performance
Demonstrate leadership qualities by motivating and assisting with directing the team by providing guidance and suggestions for maximum productivity
Demonstrate a high level of commitment and dedication to team goals and objectives
Seek to continuously improve audit techniques and methodologies
Bachelor’s degree from an accredited college or university preferably in Information Technology, Management Information Systems, or Computer Science
A professional certification (CISA, CIA, CISSP or equivalent) in good standing will be an asset
Minimum 5 years experience in IT Auditing or IT Operations
Knowledge of Windows 7, XP and 2000; Unix / Linux operating systems, RACF and iSeries; Relational Databases: Sybase, Oracle, DB2
Understanding of application controls over the input, processing and output of data, application logical access controls, change management controls, incident management controls, RBC Information Security Policies, disaster recovery and business continuity practices would be an asset
Willing and able to travel to overseas locations to perform audit engagements
Decision oriented
Ability to manage time and meet deadlines

116

Senior Auditor Resume Examples & Samples

Qualified Accountant through a recognised professional body (ACA, ACCA, ACMA)
Member of Institute of Internal Auditing
Project Management Professional – e.g. APMP, Prince 2 Practitioner

117

Senior Auditor Resume Examples & Samples

2+ years of current or recent CPA firm experience
Previous Audit experience with Nonprofit clients
Experience with Financial Statement Preparation, GAAP, and GAAS
A-133 experience

118

Senior Auditor Resume Examples & Samples

5 – 7 years of related experience, including experience with large, complex financial institutions
Ability to identify and understand controls in changing environments
Human Resources and Transfer Pricing experience

119

Senior Auditor Resume Examples & Samples

5+ years of Public or Internal Audit experience, including experience with large complex financial institutions
Strong knowledge of BSA / AML and OFAC (Office of Foreign Assets Control) requirements
Exceptional organizational and interpersonal skills
Ability to communicate and collaborate with various levels of employees

120

Senior Auditor Resume Examples & Samples

2-5 years of experience in public accounting
Prior experience in a small to medium size firm
Outgoing and driven personality

121

Senior Auditor Resume Examples & Samples

Experience providing attest services in a professional services firm
150 credits achieved in order to sit for the CPA exam
Master’s Degree or other advanced degree
Nonprofit industry experience with demonstrated technical expertise

122

Senior Auditor Resume Examples & Samples

5-8 years of Public, Private, or combined audit experience out of financial services
Internal audit experience or other audit experience would be an asset
Knowledge of Canadian, US and UK regulatory requirements
Financial accounting background/designation (CPA, CA) or MBA, CFA
Analytical skills in assessing risk, issues and challenging status quo
Ability to work independently and multitask
Effective time management skills and ability to meet tight deadlines
Strong communication skills (oral and written)
Wholesale Banking experience with a large Canadian financial institution

123

Senior Auditor Resume Examples & Samples

Perform independent reviews of the validation of local models used as part of the capital planning program including the evaluation of data quality and relevance, soundness of model concept, ongoing model monitoring and analysts of modeloutcome. Including validation of remediation actions related to model gaps/issues noted by regulators or Internal Audit
Perform independent reviews of the validation of local models used in other areas including the evaluation of data quality and relevance , soundness of model concept, ongoing model monitoring and analysts of model outcome. Including validation of remediation actions related to model gaps/issues noted by regulators or Internal Audit
Monitor changes in US model risk regulatory guidelines and assess adequacy of actions taken by institution in order to comply
Develop and maintain effective working relationships with key stakeholders across the business

124

Senior Auditor Resume Examples & Samples

Minimum of 5 years of experience performing Wealth Management Audits or business / corporate function
Control testing based on audit objectives and procedures
Analyzing evidence based on generally accepted audit standards (IIA)
Completing clear and replicable audit work papers in specified timelines
Testing regulatory (e.g. Reg 9, ERISA, 1940 Act, FINRA) controls
Reporting control failures and communicating same to management
Preferred experience in the financial services industry including
College degree with a minimum five years of audit experience
In-depth knowledge in internal controls and risk assessment
Knowledge of trends and best practices in internal controls
Knowledge of US Regulations such as SEC, OCC, FINRA, ERISA
CIA, CPA, CFIRS designations are desirable
In-depth analytical and system thinking skills
Microsoft Office skills including proficiency in Excel and Word

125

Senior Auditor Resume Examples & Samples

Bachelor's Degree in Accounting or Information Technology
3+ years of experience in internal audit, internal controls assessment, and/or SOX 404 evaluation and testing
Proficient with Microsoft Office Suite programs (Excel, Word, PowerPoint) *LI-HD#ACCT
MBA in Accounting, CPA, or other related accounting professional certification
Certified Fiduciary and Investment Risk Management
Prior experience in Public Accounting

126

Senior Auditor Resume Examples & Samples

Bachelor's Degree in Accounting, Finance, Information Systems, and/or a related field
Financial Services background
CISA / CPA

127

Senior Auditor Resume Examples & Samples

5–7 years of related experience (both Big 4 and private industry), including experience with large, complex financial institutions
Transfer pricing, valuations and financial reporting experience
Overall understanding of banking, risk management, audit techniques, internal controls and audit principles and theory
Critical thinking, analytical, project management and organizational skills
Ability to interact and communicate effectively with leadership, regulators, and staff at all levels

128

Senior Auditor Resume Examples & Samples

4-10 years of audit experience in Financial Services Industry and/or Big 4 public Accounting
Highly analytical
Prior experience in Community Banking

129

Senior Auditor Resume Examples & Samples

5+ years of related experience, including experience with large complex financial institutions
Solid understanding of Dodd Frank, Volcker Rule and other relevant regulatory requirements
Ability to write clear, concise, non-technical and persuasive risk evaluation reports
Knowledge of leasing business

130

Senior Auditor Resume Examples & Samples

1+ year of recent or current CPA experience
Outstanding project management and analytical skills
Thorough understanding of GAAP and Statutory Accounting Principles
Outstanding communication skills, both verbal and written
Exceptional analytical abilities

131

Senior Auditor Resume Examples & Samples

Direct daily fieldwork and inform supervisors of engagement status
Develop and execute audit plans
Establish and maintain on-going relationships with clients
Prepare comprehensive electronic workpapers to document and support work performed
Communicate audit findings to team members and client management
Draft reports, financial statements and footnotes
Develop recommendations based on audit findings to enhance and improve operations
Develop and deliver clear concise reports, emails and memos
Use technology to continually learn, share knowledge with team members and enhance service delivery
Bachelor’s degree and 2 to 3 years of related work experience or a graduate degrees with 1 to 2 years of related work experience
A degree in accounting, finance or business
A minimum of 1 year of experience working as an auditor for a public accounting firm
CPA or actively preparing to pass the CPA exam in near future
Outstanding oral and written communications
Superb analytical skills
Effectively manage multiple tasks and deadlines

132

Senior Auditor Resume Examples & Samples

Active CPA license or actively preparing for the CPA exam
Public accounting audit experience
Proven experience in meeting strict deadlines within budgetary constraints
Excellent oral and written communication skills with a client focus
Highly detail-orientated, organized and proactive

133

Senior Auditor Resume Examples & Samples

Creating and revising COSO-based internal control frameworks
Creating and maintaining internal control documentation
Creating, executing, and documenting internal control activities and test plans
Recommending and verifying implementation of control gap remediation plans
Summarizing and presenting results to management
Coordinating external audit activities
Independently performing internal control assessments
Assist with various internal control initiatives
Assist with special projects and any other duties as may be necessary
3-5 years progressive professional experience in an audit capacity with a large audit firm or with a large international corporation in an internal audit, internal control, or accounting capacity
Ability to travel 30%
Experience with process flow-charting and creating /maintaining internal controls policies, procedures, and narratives
Knowledge and exposure to internal controls over financial reporting and/or COSO
CPA, CFE, CIA

134

Senior Auditor Resume Examples & Samples

Plan & execute various financial, operational, compliance, and strategic audits in accordance with accepted professional standards
Determine compliance with company policies & procedures and adherence to applicable laws and regulations
Assist with the Company's SOX assessments of internal control over financial reporting via review, documentation, testing and evaluation of accounting and IT controls
Assist external auditors as requested
CIA, CPA or CPA candidate highly desired
5+ years audit experience, including experience leading audits
Big 4 Public accounting experience required
Superior quantitative and data analytic skills; IT general controls experience a plus
Experience with data analysis utilizing audit software and/or MS Excel
Able to prepare and deliver oral and written presentations to management and the board of directors

135

Senior Auditor Resume Examples & Samples

Intermediate level bank or audit experience in areas related to Markets/FICC/Equities , Credit or in a related control function role, with demonstrated execution capabilities according to strict timetables
Specific subject matter expertise regarding technology application control disciplines and a solid business understanding of Markets/FICC/Equities or Credit products, especially those associated with the Markets/FICC/Equities or Credit business
Have an excellent knowledge of Capital Markets/FICC/Equities/Credit Products and processes. In-depth understanding of the relationship between Capital Markets/FICC Business/Credit and support units within a financial institution, impact on the overall control environment and audit approach

136

Senior Auditor Resume Examples & Samples

Performs Finance related audits in accordance with Citi’s internal audit methodologies and professional standards, including drafting of audit reports, presenting issues to the business and discussing practical solutions
Solid business understanding of financial services products, especially those associated with the Banking and Global Markets businesses
Strong knowledge of Finance/Accounting/Tax and knowledge of the operations of shared services centres is an advantage

137

Senior Auditor Resume Examples & Samples

Direct audit field work
Lead audits, acting as primary point of contact
Delegate and review work of audit staff
Prepare financial statements, corporate tax returns
Evaluate and remain mindful of potential improvements to internal controls; act as a stakeholder in suggesting improvements and efficiencies
Bachelor’s or higher degree in Accounting
2+ years audit experience
CPA, CIA, or actively pursuing certification strongly preferred
Strong communication and leadership skills
Non-profit experience a plus

138

Senior Auditor Resume Examples & Samples

Conduct operational and financial audits to evaluate the adequacy, effectiveness and efficiency of internal controls as well as compliance with policies and procedures
Research laws, regulations, policies, and industry standards
Identify and recommend solutions and/or new procedures to enhance current operations or strengthen controls to mitigate loss exposure
Document relevant information to support the internal audit conclusions and recommendations
Collaborate with management to identify practical corrective actions to address recommendations
Review and approve internal audit reports for presentation to auditees, senior management, and the Audit Committee. Reports are to include the results of the internal audit objectives and scope as well as applicable conclusions, recommendations, and action plans. Communications must be accurate, objective, clear, concise, constructive, complete and timely
Evaluate management action plans to correct reported conditions for satisfactory disposition of audit findings
Maintain a system to monitor the disposition of results communicated to management
Coordinates audit efforts with those of state, federal, and other independent outside auditors and/or examiners
Strong understanding of internal controls and/or sound knowledge of business practices, risks, and business process improvements
Knowledge/experience with GAAP and statutory accounting financial statements
Proven ability to deliver audit results within budgets and established deadlines
Proven track record in working with all levels of management and employees, including managing a small team of professionals
Self-motivated, organized
Learn and expand knowledge by attending professional meetings, conferences, and training
Sound judgment
Proficiency with Microsoft Word, Excel, and other common office software

139

Senior Auditor Resume Examples & Samples

7+ years of auditing experience
Ability to supervise complex audits which may be in process simultaneously and complete audits on time and within budget
Ability to supervise the identification and articulation of key risks and controls and devise audit steps for a variety of audits
Ability in accumulation and interpreting large amounts of data and information to identify audit issues and develop practical cost effective solutions
Excellent planning and organization skills to administer audits and maintain adherence to audit plan
Ability to develop auditors and seniors and maintain their motivation while ensuring quality of work
Strong Interpersonal, negotiation, written, and verbal communication skills
In depth working knowledge of relevant auditing concepts and techniques and thoroughly familiar with COSO, GAAP, GAGAS, FERC, FASB and IIA standards
Prior experience from a combination of Big 4 and major organization/company, or straight public accounting

140

Senior Auditor Resume Examples & Samples

4-7 years of auditing experience
Good working knowledge of relevant auditing concepts and techniques and thoroughly familiar with COSO, GAAP, GAGAS, FERC, FASB and IIA standards
Familiar with typical Internal Audit functions and operations
Good understanding of electric utility industry functions
Ability to identify and articulate key risks and controls in a process and sub process
Ability to interface effectively with peers and clients
Good understanding of sampling strategies and confidence levels and use of data analytics
Skilled in the execution of project management techniques and engagement closure

141

Senior Auditor Resume Examples & Samples

Leading the audit team through the entire audit process
Preparing all necessary financial statement and related disclosures and reportable conditions letters, with an eye on quality, thoroughness, and accuracy
Develop an understanding of client's business, and becoming a 'functional expert' in the area
Supervising engagement team as necessary
Monitoring and reporting the productivity of staff, and adherence to work plan schedules on each assignment
Recognizing and informing senior management of opportunities to increase level and types of services to clients
2 or more busy seasons of public accounting experience as an external audit professional
In-charge experience supervising associate members while running multiple engagements
Effective verbal and written communication skills, and working knowledge of Microsoft Office products
Strong technical skills in accounting, review experience a plus
Construction/Real Estate experience or an auditor who would prefer to work in these industries to impact future growth of our local practice
Ability to handle multiple tasks simultaneously
Experience with a national or regional accounting firm a plus

142

Senior Auditor Resume Examples & Samples

Strong understanding of Sarbanes-Oxley and audit experience in testing SOX related processes and controls
Ability to work within a team and as an individual contributor in a fast-paced, changing environment
Ability to leverage and/or engage others to accomplish projects
Ability to travel 25%

143

Senior Auditor Resume Examples & Samples

Strong communication and interpersonal skills, enthusiastic, self motivated, effective under pressure and willing to
CPA or similar designation, a plus
Strong Excel, Access or ACL skills will be a plus

144

Senior Auditor Resume Examples & Samples

Plan and conduct internal financial and operational control and compliance based audits
Perform project assignments and assist in the coordination and management of certain compliance Program initiatives
Supervise and effectively assign work to staff consultants of the appropriate skill level and oversee their progress
Communicate audit findings to management and obtain agreement and buy-in to proposed action plans
Develop formal written reports to communicate audit results to management
Build management and key stakeholder relationships
Participate in the annual risk assessment and develop internal audit plans

145

Senior Auditor Resume Examples & Samples

Tax background (990 Nonprofit and Compliance)
Previous Nonprofit experience
Previous Real Estate Audit experience
An interest in the Arts

146

Senior Auditor Resume Examples & Samples

3+ years of Audit (Financial and Operational) experience with a mid-sized CPA firm
Previous experience working with Hospitality clients
Solid Tax background

147

Senior Auditor Resume Examples & Samples

Supporting internal audit team and individual internal audit engagement by data mining and data analytics, advice the team in the area of data analytics
Executing internal audit engagements
Developing a comprehensive, in-depth understanding of business processes and associated risks
Coordinating efforts with internal stakeholders as appropriate
Identifying potential concerns and control issues to determining the root cause of issues and ensuring stakeholders develop and implement appropriate corrective actions
Providing practical and meaningful recommendations for issues
Presenting audit results in a succinct and comprehensive manner to key stakeholders
Timely escalation of issues
Challenging the business on all management levels (including assumptions made) and influence positive change in the organization
At least 4 years’ experience within Internal Audit, Risk or Compliance
SQL expert knowledge
Data mining and data analytics extensive experience
Knowledge of Internal Audit methodology
Presentation and negotiating skills
Fluent Czech and English
CIA or other professional certification Would you like to know more? https://www.gemoney.cz/en/about-us

148

Senior Auditor Resume Examples & Samples

3+ years of Public Accounting firm
Undergraduate or Graduate Degree in Accounting
Solid Audit background (Financial and Operational)
Prior EBP and Union experience required
Experience in preparing forms 5500’s , 990’s and LM-2’s

149

Senior Auditor Resume Examples & Samples

Provides coaching and guidance to other team members in all phases of the audit process, where appropriate
Intermediate level experience in a related role with proven abilities in taking responsibility for issuing to stakeholders high quality deliverables according to strict timetables
Candidate should have functional knowledge of consumer applications, banking products and processes and supporting systems
Candidate must also have an understanding of core IT processes (e.g. systems development lifecycle, application controls, change management, information security, business continuity), and related risks and controls
Working knowledge of IT regulations issued by banking regulators e.g. Reserve Bank of India (RBI), Monetary Authority of Singapore (MAS)
Able to be pro-active and take the initiative in these situations

150

Senior Auditor Resume Examples & Samples

Performs moderately complex audits related to Retail; project/program management; or supplier management in accordance with corporate methodologies and professional standards, including drafting of audit reports, presenting issues to the business and discussing practical solutions
Recommends appropriate and pragmatic solutions to Retail related risk and control issues
Intermediate level experience in a related role with experience in business (Retail preferably), functional and people management, with proven abilities in taking responsibility for issuing to stakeholders high quality deliverables according to strict timetables
Fully bilingual in English and Portuguese

151

Senior Auditor Resume Examples & Samples

3-6 years of current or recent CPA experience
Experience performing certified financial audits and related client tax returns
Exceptional Financial Audit skills

152

Senior Auditor Resume Examples & Samples

Initiate audit plan and develop the audit scope
Supervise audit team
Collect and analyze complex data
Detailed review of team workpapers
Recognize deficiencies and recommend solutions
Update and advance internal controls
Handle multiple tasks prioritizing accordingly
Prepare audit reports and presentations
3+ years working experience (public a plus)
Detail oriented and strong organizational skills
Superb written and verbal communication skills
Supervisory experience is a plus

153

Senior Auditor Resume Examples & Samples

CISA (is an asset)
BA/BSc
Undergraduate degree and MBA or CFA desirable
CISSP, CISM or financial designation (CA, CGA, CIA or equivalent) would be an asset. CISA to be obtained within 24 months of joining RBC

154

Senior Auditor Resume Examples & Samples

Minimum of 3-4 years recent work experience in the Audit function of a large multi-national company or public accounting firm with strong track record of success and demonstrated progression in complexity of assignments
Strong technical accounting skills and experience auditing financial reporting processes
Individual with desire to learn and teach others, high energy, positive attitude
Experience auditing US bank regulatory and capital reporting

155

Senior Auditor Resume Examples & Samples

Strong understanding of Bank Secrecy Act, OFAC, and USA PATRIOT Act
Previous AML, Audit, Risk or Compliance experience
Technically inclined with the ability to navigate a variety of platforms, systems, and interfaces
Ability to analyze large amounts of data and turn it into usable information
ACAMS/CFE/CFCS preferred

156

Senior Auditor Resume Examples & Samples

Review work prepared by less experienced personnel for sign off by the Manager/Senior Manager
Demonstrate expertise in primary accounting frameworks (BE GAAP or IFRS) and in related financial reporting matters
Demonstrate expertise in using Global Audit Methodology to perform an assurance engagement in compliance with auditing standards
Identify areas requiring improvement in the clients business processes and possible recommendations and prepare and deliver Management Letter to be provided to the client

157

Senior Auditor Resume Examples & Samples

Responsible for in-charging engagements of varying size and complexity simultaneously
Perform a wide range of audit, accounting and compliance procedures impacting industry-specific issues
Audit complex areas/transactions as well as prepare financial statements and related reports Schedule, delegate, and review the work of staff
Supervise, train, and mentor staff Keep manager/principal aware of engagement status and problem areas

158

Senior Auditor Resume Examples & Samples

2+ years of solid middle market audit experience
Exceptional Audit skills
Demonstrated leaderships abilities
Prior tax exposure experience

159

Senior Auditor Resume Examples & Samples

Bachelor's Degree in Business Administration, Accounting, Information Systems Administration or related field
3+ years of relevant professional experience
CPA, CIA, or CISA certification or pursing of one required
Excellent writing and communication skills
Proactive individual, who is able to work independently in a fast-paced environment
Master's in Accounting or Information Systems, or MBA
HFM (Hyperion Financial Management) and/or Oracle experience

160

Senior Auditor Resume Examples & Samples

Bachelor’s degree in Accounting or equivalent
Masters Degree preferred
Two to three years prior experience with public accounting required
At least one year of supervisory experience preferred
Current CPA license strongly preferred
CPA Candidate required
Experience planning and coordinating all stages of an audit for a public or private company
Superior analytical skills and ability to break down complex issues and implement appropriate resolutions

161

Senior Auditor Resume Examples & Samples

Bachelor’s degree in Accounting, or related field with coursework sufficient to sit for the CPA exam
Minimum two to three years of related work experience
Hold a current and valid CPA license, or be in the process of obtaining one

162

Senior Auditor Resume Examples & Samples

Creating final reports of new fund manager reviews and interacting with many different types of asset classes
Tracking remediation plans agreed to by the fund managers and report any exceptions
Creating final reports of new fund manager reviews
CPA designation strongly preferred
Experience with audited financial statements of investment companies/private funds including ASC 820 fair value accounting
Working knowledge of US GAAP and IFRS

163

Senior Auditor Resume Examples & Samples

2+ years of Audit experience
Experience in business, functional and people management
Expertise regarding technology application control disciplines
Solid business understanding of capital markets products, especially those associated with the Rates, Markets Treasury and Finance business
Solid negotiation skills

164

Senior Auditor Resume Examples & Samples

Assess compliance and effectiveness of the system of internal controls
Provide value-add recommendations and drive business process change
Independently develop and execute audit programs
Document control processes using various audit tools
Prepare audit reports detailing audit testing
Assess that company assets are safeguarded and recommend enhancements where appropriate
Provide industry best practices for risk assurance of system of internal controls, audit procedures and compliance testing

165

Senior Auditor Resume Examples & Samples

Conduct compliance audits at the Company, Franchise Bottler and Co-packer manufacturing facilities, Business Units, Laboratories, Commercial Product Supply (CPS),… against Quality governance requirements, policies and standards of The Coca-Cola Company (KORE)
Develop, test, implement, maintain and further improve the auditing concepts, methodologies and tools used for assessing the level of compliance to Company Quality requirements
Review audit results and identify the severity of audit findings or the risk associated with the findings to ensure the appropriate level of action is taken to eliminate non-conformance
Input audit information into the appropriate Global Audit Organization database
Participate in activities to further improve the consistency and calibration in auditing
Drives innovation
Collaborate with the system, customers and key stakeholders
Act like a owner
Basic Microbiology: Basic knowledge of food and water microbiology used to make judgments about the safety of ingredients, beverages, manufacturing techniques, packaging and storage conditions
Building Technical Relationships: Ability to apply technical knowledge and establish credibility with highly technical audiences in order to build technical relationships that will benefit customers or the Company
Beverage Manufacturing: Knowledge of and ability to apply carbonated and non-carbonated beverage processing techniques
English + French
Audit exposure / experience

166

Senior Auditor Resume Examples & Samples

2-4 years of IT Audit experience
Exceptional IT Audit skills
Prior experience in Infrastructure

167

Senior Auditor Resume Examples & Samples

2+ years of recent or current CPA firm audit experience for the real estate industry clients
Experience with Prosystem
Understands cash flow effects of complex activities
Understands internal control deficiencies
Knowledge of auditing, accounting standards and application of generally accepted accounting principles

168

Senior Auditor Resume Examples & Samples

Lead and conduct the planning, coordination and performance of financial reviews, internal control reviews, and business process reviews for specific divisions of the company
Develop audit programs necessary to promote effective audit coverage and evaluate system controls
Provide written reports of audit findings and action plans, and communicate to senior leadership in order to effect immediate action
Perform field work and provide evidence to support findings and related opportunities
Identify system control points, document key risks and related controls
Conduct special investigations in a confidential and effective manner under sensitive circumstances

169

Senior Auditor Resume Examples & Samples

Minimum of 2-4 years recent work experience in the Audit function of a large multi-national company or public accounting firm with strong track record of success and demonstrated progression in complexity of assignments
Basel regulatory knowledge preferred
Experience auditing US bank processes to support Basel capital requirements (e.g. Operational Risk, Market Risk, Credit Risk), or regulatory and capital reporting

170

Senior Auditor Resume Examples & Samples

Perform audits in accordance with corporate methodologies and professional standards, including drafting of audit workpapers, issues and reports
Contribute specialist expertise to team members in all phases of the audit process
Participates in Business Monitoring Quarterly activities and documentation of results
Excellent written and verbal communication skills with demonstrated ability to clearly articulate issues and facilitate the definition and implementation of solutions
At least 3 years of experience of technology audit and/or core IT management processes and related risks and controls, particularly application development, change management, computer operations, information security and business continuity
CAATTs experience beneficial
Relevant professional certification such as CISA, CISSP, CRISC, PMP
Bachelor degree

171

Senior Auditor Resume Examples & Samples

Plan, prepares, and executes audit
Evaluate corporate risks and controls
Participate in regulatory audits and potential fraud investigations
Prepare audit reports for management
Design and revise internal controls
Bachelor’s Degree in Accounting or Finance (Master's degree a plus)
Minimum of three years' experience in an auditing role
Public accounting experience (Big 4 a plus)
Certification (CIA or similar, CPA or CFE, or actively pursuing such certification)
Strong analytical and problem solving skills required

172

Senior Auditor Resume Examples & Samples

Solid understanding of risks and controls as well as audit concepts
Ability to independently document walkthroughs; emerging ability to lead walkthroughs
Ability to execute multiple assignments by required deadlines; identifies obstacles within the scope of assignments and appropriately escalates; demonstrates initiative to suggest solutions
Demonstrates ability to present information to team and related parties
Demonstrates ability to communicate test information and initial findings with LOB personnel
May assist in the preparation or delivery of a formal presentation or training
Participates and contributes in team initiatives; may participate in RRG project initiatives

173

Senior Auditor Resume Examples & Samples

3+ years of relevant accounting experience
Highly analyticall
Demonstrable leadership abilities

174

Senior Auditor Resume Examples & Samples

Managing, understanding and assisting with planning multiple audit assignments in Manufacturing, Distribution, Not-For-Profit and Benefits Plans and many more industries
Execute the day-to-day activities of audit engagements
Manage client engagements from start to finish, including managing the budget, planning, executing, directing staff and completing financial statements and audits
The position offers an opportunity to work with a diverse client base
B.A.;B.S. Accounting
CPA or working towards certification
2-5 years of prior public accounting experience in audit
Ability to work independently and manage priorities
Strong organizational, problem solving and analytical skills
Strong technical skills in accounting, tax preparation, and research
Intermediate to Advanced skills in Microsoft Office and Bookkeeping software
Commitment to excellence and high standards, both personally and professionally
Interest in client development

175

Senior Auditor Resume Examples & Samples

Develop and present processes, risks, controls as part of the audit engagement process
Perform tests of design and operating effectiveness
Adhere to SAS quality standards and respond to review notes from the project manager and quality reviewer
Complete assignments in a timely and quality manner and ensure project manager is informed of progress, issues and potential delays
Demonstrate strong listening skills and debate issues in an open, honest and forthright manner
Ability to work independently in areas of routine and moderately complex nature
Bachelor's degree with 3-7 years of industry experience with at least 3 years in audit, internal control, or risk management

176

Senior Auditor Resume Examples & Samples

Plan and execute audits over financial, operational, compliance, and IT risks
Communicate with management to develop an understanding of key business objectives, significant risks, share audit progress, results, and jointly develop appropriate solutions to opportunities identified
Identify and develop meaningful business analyses to effectively analyze processes and efficiencies
Ensure progress and timely completion of projects and provide periodic reports on status and results
Develop and deliver executive-level PowerPoint presentations
Follow-up on reported opportunities to ensure realization of benefits (e.g., cost reduction, revenue enhancement, risk reduction, etc.)
Ability to analyze complex problems in order to identify common themes and solutions
Advanced proficiency in Microsoft Office, particularly PowerPoint and Excel
Ability to manage multiple projects to completion and coordinate action plans
Self-disciplined and able to meet demanding timelines

177

Senior Auditor Resume Examples & Samples

Minimum of 4 years of experience performing Financial Services Audits or business / corporate function
Testing regulatory controls
Preferred experience in the financial services industry
College degree with a minimum 4 years of audit experience
Knowledge of US Regulations is a plus
CIA, CPA, designations are desirable

178

Senior Auditor Resume Examples & Samples

2+ years of Public Accounting Commercial Client Audit experience
Strong Financial Services background
Solid client service skills
SEX Reporting experience
Broker-Dealer experience

179

Senior Auditor Resume Examples & Samples

Complete assigned audits within budgeted timeframes and cost
Monitors the risk environment and assesses emerging risks through the Business Monitoring process
Ensures all identified corrective action plans are completed and validated in accordance with the methodology
Other professional certifications (CIA, CFSA etc.) are plus
Specific subject matter expertise and a solid business understanding of technology

180

Senior Auditor Resume Examples & Samples

This role directs the timely delivery of complex high quality, value added assurance and audit reports for a portfolio of business activities, which meet the requirements of the Boards of Citigroup and Citibank, their affiliates and of Citi’s respective regulators, globally
TTS offers payables, receivables, liquidity management solutions, trade finance and trade services, commercial card and eBanking products and services in China. The business is headquartered in Shanghai, is supported by an operations service centre in Dalian, and offers products and services through a network of 13 branches across China. The business continues to evolve in line with the market developments underway in China, which include the creation of the Shanghai Free Trade Zone, the internationalisation of the RMB, and interest rate liberalisation
The internal audit team covering TTS in China is located in Shanghai and comprises 5 audit professionals within a local audit team which is approximately 50 strong
Performs audits in accordance with corporate methodologies and professional standards, including drafting of audit reports, presenting issues to the business and discussing practical solutions
Serves as lead reviewer for all types of audits
Senior level experience in a TTS or related control function role with experience in business, functional and people management, with experience in business, functional and people management, with proven abilities in taking responsibility for executing concurrently on a portfolio of high quality deliverables to stakeholders according to strict timetables
Specific subject matter expertise regarding technology application control disciplines and a solid business understanding of TTS products, especially those associated with the TTS business

181

Senior Auditor Resume Examples & Samples

2+ years of current and/or recent Audit experience in a Public Accounting setting
Working knowledge of U.S. Generally Accepted Accounting Principles (GAAP) and Accounting procedures
Strong knowledge and experience of Audits within the Financial Services Sector
Previous experience with Financial Statement Preparation,Hedge Fund / Investment Partnership Accounting, and SEC Reporting

182

Senior Auditor Resume Examples & Samples

Must have a minimum of 3 years of Auditing, Risk, Finance and/ or Compliance experience in the field of Financial Crimes
Ability to successfully communicate to influence management on all levels to address risk in both strategic and tactical initiatives
Self motivated, operates with a sense of urgency and strong attention to detail
Ability to access and navigate data warehouses
Proficiency with SQL

183

Senior Auditor Resume Examples & Samples

BS in Accounting, CPA/ (preferred)
3-5 years internal audit exp.,knowledge of GAAP
Internal audit standards are key, COSO is a plus, SOC compliance a big ++
Public accounting and/or private industry experience with knowledge of accounting, finance and internal control areas
Exp. developing internal audit scope, performing internal audit procedures and preparing internal audit reports reflecting the results
Exp. applying internal control concepts to plan, perform, manage and report on the evaluation of various business processes/areas/functions
Coming out of media/public acct. industry is a slam dunk, but not mandatory

184

Senior Auditor Resume Examples & Samples

CPA,CIA,CFE, or related certification/degree
3-6 years of related experience
GAAP, COSO, SOC Compliance knowledge
Data analytics experience is a plus
IT knowledge is a plus
Reviewing and monitoring procedures/systems of internal controls
Planning multiple audit projects
Identifying effectiveness and risks of controls

185

Senior Auditor Resume Examples & Samples

Bachelor's Degree or equivalent combination of education/experience
Solid understanding of investment and banking products, especially those associated with the Private Bank business
Knowledge of ERISA

186

Senior Auditor Resume Examples & Samples

Performs moderately complex audits related to Consumer or Investment Banking, Technology Management, Project/Program Management or supplier management in accordance with corporate methodologies and professional standards including drafting of audit reports, presenting issues to the business and discussing practical solutions
At least 4-5 years of experience of technology audit and/or core IT management processes (application development, change management, information security, computer operations, business continuity) and related risks and controls
Strong language skills in both written and spoken English
Awareness of the regulatory requirements on Technology operations for banks in India would be an added advantage

187

Senior Auditor Resume Examples & Samples

Participates in planning meetings with Division Internal Audit management and Company management to assess risks
Identifies, documents, and communicates control gaps, the associated risk(s), and recommendation(s) to Division IA management through written reports and presentations. Develops detailed audit reports which summarize and prioritize noted control gaps into executive communication points
Assists the Supervisor and Manager with developing an approach for each audit including implementing a risk based approach for each audit, scoping the level of effort associated with each area
Pursues additional industry and business knowledge through training, continuing education, and certifications
Must be able to travel out of town with overnight stays up to 25%

188

Senior Auditor Resume Examples & Samples

Performs moderately complex audits related to Consumer or Investment Banking, technology management, project/program management, or supplier management
2-5 years of IT Audit experience
Strong knowledge of anti money laundering policies
Prior experience within financial services

189

Senior Auditor Resume Examples & Samples

Manage and assist presentation support (i.e. governance reporting). Including data compilation, research, summarization and formulation of stakeholder impact
Applies effective data retention and version control practices for current and historical information
Provides external reporting to regulators as required
Other MIS activities related to reporting, auditing, issue validation and business monitoring may also be required
Advanced knowledge of Microsoft Access, Excel, PowerPoint and Word
Knowledge of Global Markets products, especially those associated with the G10 FX and Local Markets business is a plus

190

Senior Auditor Resume Examples & Samples

Performs audits related to fiduciary activities across Citi, including drafting of audit reports, presenting issues to the business and discussing practical solutions
Specific subject matter expertise regarding fiduciary activities, inclduding technology application control disciplines and a solid business understanding of investments and capital markets products
The ability to learn high level fiduciary principles as outlined in Reg 9., ERISA, Investment Advisers Act 1940, etc
Effective negotiation skills, a proactive and 'no surprises' approach in communicating issues and strength in sustaining independent views.　 This individual must be an articulate and effective communicator, both orally and in writing, with an energetic, charismatic and approachable style

191

Senior Auditor Resume Examples & Samples

Financial / Operational / SOX / IT / Manufacturing (Inventory)
Public/Private acceptable
Great Growth Opportunities
Strong Compensation
Domestic and International Travel

192

Senior Auditor Resume Examples & Samples

A financial accounting background/designation (CPA, CA) or MBA, CFA
Demonstrable multitasking abilities
Deadline-oriented
Internal audit or other audit experience

193

Senior Auditor Resume Examples & Samples

Planning and executing assigned audits with the guidance of the in charge auditor and/or management
Present objective and independent conclusions regarding the adequacy of internal controls in accordance with audit standards
Protect the interests of TDBG by maintaining awareness of emerging risks and regulatory requirements and assess potential impacts on the business
Minimum 3 years of relevant experience in internal or external auditing (financial services industry preferred)
Accounting designation is preferred
Strong analytical skills and business acumen as well as the ability to challenge the status quo

194

Senior Auditor Resume Examples & Samples

3-6 years of experience in audit in a large accounting firm (currently or recently senior auditor position)
JCPA or US CPA
Bachelor or Master in accounting/commerce
Business level English (both verbal and written)
Exposure to the financial industry would be a plus
Other relevant certifications (ACA, CTA, CFE, CIA, etc) are a plus
Study abroad is a plus

195

Senior Auditor Resume Examples & Samples

Previous experience with GAAP and Application Controls
Understanding and experience of a global organization and a strong knowledge of Information Technology systems
Microsoft Excel proficient (Pivot Tables, V-Look Ups, etc.)
CPA and/ or CISA
Combination of and Private industry, Consulting or Big 4 Accounting firm experience
Working knowledge of PeopleSoft Financials

196

Senior Auditor Resume Examples & Samples

2 years of current and/or recent audit experience in public accounting
Bachelor's degree from an accredited college/university
Eligible to sit for the CPA exam
Applied working knowledge of US GAAP and accounting procedures

197

Senior Auditor Resume Examples & Samples

Solid understanding of risks and controls as well as audit concepts within fieldwork; developing understanding of audit concepts within planning and reporting; able to independently document walkthroughs; emerging ability to lead basic reviews
Developing ability to execute multiple assignments by required deadlines; identifies obstacles within the scope of assignments and appropriately escalates; demonstrates initiative to suggest solutions
Clearly and concisely documents observations within work papers including root cause and impact
2 or more years of audit experience required
Demonstrate an ability to present information to team and lead

198

Senior Auditor Resume Examples & Samples

2+ years of Audit experience in Public Accounting setting with Nonprofit clients
CPA or parts
Working knowledge of U.S. Generally Accepted Accounting Principles (GAAP, GAAS, and SEC rules where applicable) and Accounting standards and procedures
Microsoft Word and Excel proficient
Great interpersonal skill

199

Senior Auditor Resume Examples & Samples

Analyzes and audits financial statements and monthly reports
Reviews and checks the financial and operating system policies and procedures for integrity and reliability of information
Prepare and reports findings/discrepancies and recommends corrective actions for control and operational improvements
Bachelor’s degree preferred
Understanding of Higher Education requirements, Banking requirements, and ability to apply policies and procedures to test accounts
5-plus years’ experience preferred in a similar role
Excellent communication / interpersonal skills, including the ability to communicate with internal business units and external clients in an informed, pleasant manner
Ability to exercise good judgment and decision-making

200

Senior Auditor Resume Examples & Samples

As a seasoned professional applies solid understanding of internal audit standards, policies, and local regulations to provide timely audit assurance. US and local regulations as related to prohibited activities, money laundering and financing of terrorism, and all applicable regulators governing local banking activities and operations
Performs moderately complex audits related to KAMLS for Consumer or Investment Banking Businesses in accordance with corporate methodologies and professional standards, including drafting of audit reports, presenting issues to the business and discussing practical solutions
Share and develop relevant knowledge within the LATAM IA team and across the Compliance and KAMLS CoE to promote consistent independent assurance audit coverage and reporting

201

Senior Auditor Resume Examples & Samples

Perform financial related internal audits, Sarbanes Oxley compliance activities, and participate in special projects
Assist in delivering on all audit phases and administration, including audit program design, audit budget development, audit report preparation and audit finding follow up
Assist management in identifying risks, developing action plans and monitoring to completion
Assist in building internal audit’s capabilities and coordinating third party resources to ensure objectives are accomplished in an effective and efficient manner
Discuss audit issues with Internal Audit management, and assist in formulating recommendations for process improvements
Assist in developing a framework, methodology, programs and tools around new and existing audit areas. Research and develop new, better approaches in order to improve IA’s effectiveness
Background in Subscription Management and Media and Entertainment strongly desired
BA/BS in related field required
Excellent analytical, problem solving, time management and organizational skills
Willingness to travel up to 10-15% of the time

202

Senior Auditor Resume Examples & Samples

Stays abreast of general business and economic developments and applies their understanding of the client's business and industry to identify areas of audit significance, assesses the degree of risk and the nature of the errors that could result from the client's accounting estimates, identifies unusual or unexpected transactions, and explains important developments/matters to staff
Develops the Audit Approach Plan and prepares detailed audit programs for tests of controls and substantive procedures for significant accounts
Provides guidance to assist staff in reaching their full potential (e.g., willingly addresses questions, contributes constructive on-the-job feedback and training, conducts meaningful and timely performance reviews)
At least two years experience working as an auditor for a public accounting firm or possesses particular business/industry experience to meet special needs
English - advanced level (business English)
Other language is a plus
Proficient IT skills (Word, Excel, Power Point)

203

Senior Auditor Resume Examples & Samples

Contribute to the delivery of an internal audit operating plan particularly with respect to the scheduling and prioritising of worldwide audits and meet Group and Regional standards and requirements
Conduct and co-ordinate internal audit schedules with regional function so as to facilitate input to Audits from relevant technical specialists, minimise duplication of activity and encourage the sharing of relevant information
Contribute to the delivery of the agreed regional internal audit programme, in line with the agreed project plan and internal audit templates and reporting standards
Conduct audits, reporting on the overall position including the aggregate impact of risks or weaknesses exposed, supporting conclusions and recommend appropriate actions
Follow-up audit recommendations on a regular basis to prompt action to mitigate relevant risks and/or improve risk managements practice
Contribute and deliver a number of audit including identifying the risks and controls to the assignments and promotion of best practice methods and practices for Internal Audit
Contribute and/or lead ad hoc projects to support the development Internal Audit function in line with Group and regional strategy and/or changes in the external market, regulation or best practice
Qualification is not necessary but if they possess ACII or ACA/ACCA this would be an advantage
Experience of delivering internal audit or external audit
Experience of Financial Services, preferably within the insurance industry

204

Senior Auditor Resume Examples & Samples

Have a minimum of 1 to 3 years functional knowledge of AML compliance with focus on quantitative analysis to include AML scenario model development, Model validation, predictive modeling, risk analytics, optimization techniques, AML investigations, SAR decisions, and regulatory compliance
M.S. in Statistics (or related quantitative field) preferred, B.S. in related quantitative filed req
Certified Internal Auditor (CIA) designation is preferred
Proficiency in MS Office (Word, Excel, PowerPoint), Outlook, and Visio,
Experienced in SAS data analytics tools and Teradata SQL in an enterprise environment,
C, C++, Java, R, MATLAB, Mathematica, Python, and VBA are a strong plus
Experienced in Model Ongoing Monitoring/Review/Validation with following enterprise guidelines and regulation requirements
Expertise in developing AML detection models in financial industry a strong plus
Minimum 1 to 3 years of experience in areas related to banking regulations, AML programs, local standards, and internal policies
Experience in managing integrated internal audit and assurance delivery within a matrix reporting environment is a plus

205

Senior Auditor Resume Examples & Samples

3+ years of progressive Audit experience in a Big 4 or renowned regional Public Accounting firm and/or Internal Audit Department
Bachelor's Degree in Accounting, Business Administration, and/or Finance
Media or Entertainment industry experience
Experience with CAAT software including ACL, IDEA or other data analytics software
Experience with audit administration and GRC software including TeamMate, Archer, Auto Audit, etc
Experience with audit administration software (e.g. TeamMate, Archer)

206

Senior Auditor Resume Examples & Samples

Global Consumer Bank (Retail Banking, Commercial, Credit Cards & Mortgages)
Institutional Clients Group (ICG)
Global Functions
Technology, Change & Third Parties
Forming a QA partnership with Compliance and KAMLS audit teams
QA contact for all Compliance and KAMLS matters
Leading IA transformation in the region through QA products
Training methodology champion auditors
Producing effective communication tools – briefing notes, newsletters, QA & Methodology updates
Sharing best practice and common pitfalls with relevant teams and providing bite size training as and when needed
BS/BA degree or equivalent combination of education/experience. Related certifications, CAMS certification is a strong plus
Minimum 5 years of experience in areas related to evaluating/assessing Compliance and KAMLS programs, regulations, standards, and internal policies applicable
Specific subject matter expertise regarding technology application control disciplines and a solid business understanding of Financial Services Industry products, especially those associated with Compliance and KAMLS
Strong interpersonal skills and problem-solving skills for interfacing with all levels of internal and external audit and management
Self-motivated, detailed oriented, and ability to multi-task especially interchange of QA internal initiatives (e.g., scorecard review vs. review of regulatory specific deliverables
Ability to meet strict deadlines either QA internal or external (e.g., regulators)
Ability to think “out-of-box” in order to add value and provide clear guidance when reviewing work papers – clear understanding of the underline purpose of the deliverables being reviewed (e.g., ensuring a specific concern raised by IA or regulatory agencies has been addressed and whether or not it is sustainable)
Willingness to assist other QADs on an ad-hoc basis to ensure consistent utilization
Assist with periodic ad-hoc projects (e.g., research and development of QA specific training)
Establish and consistently maintain professional working relationship with key stakeholders (e.g., IA)

207

Senior Auditor Resume Examples & Samples

Review the adequacy of internal controls throughout the organization
Identify key risks, controls and related attributes
Test key controls for effectiveness
Perform analysis of test results to develop and support conclusions
Determine root causes and provide recommendations for identified issues
Bachelor's degree required - accounting concentration preferred
2-5 years of work experience in similar role
Active CPA license
Expertise in Governmental Accounting Standards
Excellent technical accounting skills and strong software skills

208

Senior Auditor Resume Examples & Samples

Develop risk assessments for critical business processes, prepare audit plans
Assess operating processes and develop conclusions about their effectiveness
Conduct audit testing-review transactions, documents, records and methods for accuracy and effectiveness
Conduct interviews and observations and complete asset verification
Conduct post-audit follow up
Bachelor's degree in Accounting, Finance, Business, Computer Science or Engineering
Over five years experience in an Accounting or Auditing role
Business Process Risk Assessment
CPA, CIA or CISA certification highly desirable
Demonstrated knowledge of internal controls and SOX requirements

209

Senior Auditor Resume Examples & Samples

3+ years of public accounting experience with a focus on financial services
Proven experience of meeting strict deadlines within budgetary constraints
Client-focused
Master's Degree in Accounting

210

Senior Auditor Resume Examples & Samples

2-8 years of related experience
Knowledge and experience working in the affordable housing industry including financial statement audits
Experience with capital raising to the application/cost certification process, including financial statement audits
Any experience with HUD clients, bonds, tax exempt financing or tax credits

211

Senior Auditor Resume Examples & Samples

The senior auditor is responsible for planning, fieldwork, and concluding on operational and financial audits of selected business units, Microsoft subsidiaries and other entities. Responsibilities include
Develop detailed test plans for key segments of audits by developing understanding of audit area and reviewing available data and information
Draft audit issues based on fieldwork, supporting evidence, and risk-based implication
Clearly communicate project status and results with project team, IA management, and stakeholders
Establish and maintain strong stakeholder relationships
Remain current and increase knowledge in the areas of auditing, accounting, business, company products and company information utilizing self-study and continuing education efforts
BS/BA degree in related field, graduate degree a plus
Strong communication skills and the ability to effectively present recommendations to senior management
Creative approach to problem solving in a dynamic environment with high energy and ambition
Ability to travel domestically and internationally for 2-3 week periods, up to 35% total

212

Senior Auditor Resume Examples & Samples

Provide the Director/SAM with critical input to Chief Auditor / Assistant Chief Auditor on the practical aspects of the audit and its execution
Undergraduate degree, Accounting preferred
4+ years of direct relevant experience in an audit function or business / corporate function
CPA is nice but not required

213

Senior Auditor Resume Examples & Samples

Graduate degree preferred
A minimum of 2 years of auditing experience required (with 3 years preferred). Exposure to Sarbanes-Oxley testing desired
Familiarity with manufacturing would be seen as a positive

214

Senior Auditor Resume Examples & Samples

Evaluate exposures to risk and contribute to the improvement of risk management
CPA Certified Public Accountant or CIA Certified Internal Auditor is preferred but not required
Minimum of 1+ years of audit experience

215

Senior Auditor Resume Examples & Samples

Develops audit programs to include proposal of audit objectives and scope, procedures and internal control reviews to ensure compliance with policies and procedures
Performs tests or reviews testing of operational effectiveness to validate controls
Prepares written reports and delivers oral presentations to internal customers and management
Identifying key business processes
Lead the work of others
Incorporate needs, wants and goals from different business unit perspectives into audit plans and recommendations

216

Senior Auditor Resume Examples & Samples

Effectively review business submitted documentation to support closure of Inspection or regulatory recommendations to assure that the necessary steps have been taken
Coordinate, tracking, and reporting on both the inventory of outstanding recommendations to assure that recommendations are being validated within department target timelines
Coordinate prompt internal Inspection review of management responses to regulatory recommendations to assure that the responses and key points of closures are clear and can be subsequently validated

217

Senior Auditor Resume Examples & Samples

2+ years of audit experience
Big 4 Public Accounting firm
Background in Subscription Management and Media and Entertainment

218

Senior Auditor Resume Examples & Samples

4-6 years of experience in accounting, preferably in Public Accounting
Broad base tax experience working with doctors, lawyers and other professionals, partnerships and trusts
Demonstrated analytical skills

219

Senior Auditor Resume Examples & Samples

3-5 years of accounting, audit or an internal audit experience
Working knowledge and exposure to the common issues facing companies in regards to reporting obligations under State laws and regulatory compliance
Working knowledge of public accounting and audit practices, procedures and reporting standards
Previous experience with unclaimed property
Prior knowledge of state unclaimed property report

220

Senior Auditor Resume Examples & Samples

Planning, executing and reporting internal audits on various banking areas, products, flows and IT areas, according to the Audit Plan and applying the requirements of the audit methodology and relevant International Audit Standards
Report the audit conclusions / Prepare the resulting audit reports
Discuss the audit tests, results and actions with audit client staff and line (responsible) Management
Coach and give feedback to develop and improve staff when leading audits
Keep contact with relevant staff / Management and a constructive relationship with audit clients
Maintains confidentiality of information

221

Senior Auditor Resume Examples & Samples

Working as part of an internal audit team, focused on operational process audit and evaluation
Will partner across the company with multiple departments
Meticulously test and report on current processes and offer remedies to any deficiencies
Bachelor’s degree in Accounting plus three or more years of experience
Prior audit experience required on financial operations processes
Corporate audit or public accounting audit experience
Designations/licenses a plus; CPA, CIA, etc

222

Senior Auditor Resume Examples & Samples

Conduct assigned audit engagements successfully from beginning to end and ensure the timely completion of audit projects, based on the annual Audit Plan and in alignment with Internal Audit methodology
Perform all activities within assigned projects including communicating with business unit management, establishing project milestones and deadlines, monitoring the progress of audit fieldwork, reporting progress to audit management, and proposing modifications to current procedures to improve audit effectiveness and efficiency
Draft complete audit reports that clearly and concisely describe issues identified (implications to the business unit and company as a whole) and value-added recommendations to improve the effectiveness or efficiency of controls/business processes
Work closely with management to promptly resolve problems that may arise and build trust. Serve as a business advisor and partner by providing the business unit and senior management with advice related to business issues and controls
Perform other related duties as assigned or as the situation requires
Participate in the interviewing and selection of new audit personnel. Train, develop and provide performance feedback to audit personnel in order to ensure effective, quality execution of audit objectives
Contribute to a positive and team-oriented culture by maintaining cooperative relationships (assisting other project teams when necessary), facilitating the resolution of conflicts, sharing information, and accepting and providing feedback
Supervise other department auditors when assigned to specific engagements. Also supervise audit personnel for certain audits or special projects
A minimum of three to six years combined auditing and financial experience is required. Public accounting experience required
Bachelor’s Degree in Accounting and C.P.A. designation required. F.E., C.I.A., and/or M.B.A. with an emphasis in finance, marketing, or economics is a plus
Strong financial and accounting, internal control and auditing skills. A solid understanding of GAAP, GAAS and effective control environments for accounting and business systems
Self-starter, proven leadership ability, history of high level/quality performance and accomplishments
Ability to travel up to 25-35% to Company locations. Special projects (e.g., acquisitions, investigations) may warrant additional travel. Weekends and after hours work may be necessary

223

Senior Auditor Resume Examples & Samples

Minimum 5 years of audit experience in information systems required
Bachelor's degree in accounting, business or information systems required
Certifications in any of the following : Certified Information Systems Auditor (CISA), Certified Information Security Manager (CISM) or Certified Information Systems Security Professional (CISSP)
Excellent verbal and written communications skills
LI-AD2

224

Senior Auditor Resume Examples & Samples

Ability to work with and communicate with internal and external clients to meet their needs in a professional and collaborative manner
High level of initiative, effort, and commitment towards completing assignments effectively and efficiently
High standard of ethical conduct and attention to detail
Ability to respond appropriately to supervision and changing priorities
Ability to encourage and facilitate cooperation, pride, and trust among team members
Excellent analytical, verbal, and written communication skills
Ability to cope with pressure and handle highly confidential information in an appropriate manner
Ability to assist in the development of the annual risk assessment used in the development of an annual audit plan
Working knowledge of regulatory reporting requirements relating to regulatory compliance
Ability to understand compliance related impacts on new product and service introductions
Ability to stay abreast of changes in the business environment (organizational changes) and any regulatory changes that could have an impact on the organization's compliance risk profile
Ability to research, interpret and understand how a particular regulation may apply to an operation or process

225

Senior Auditor Resume Examples & Samples

Performs moderately complex audits related to Consumer or Investment Banking, technology management; project/
Intermediate level experience in a related role with experience in business, functional and people management, with
Specific subject matter expertise regarding technology application control disciplines and a solid business understanding

226

Senior Auditor Resume Examples & Samples

Ensure the extent of compliance with Company policies and procedures
Monitor accountability for the Company's assets to safeguard against loss, the economy and efficiency with which resources are employed
Audit level of compliance by business partners with contractual arrangements
Create reports based on the audits performed, including recommendations to improve controls/procedures

227

Senior Auditor Resume Examples & Samples

Bachelor's Degree in Accounting or Finance is preferred
3 to 5 years minimum audit experience in public accounting or private industry
Proficiency in all MS applications (Excel, Access, and Word) is a must
CIA, CPA or equivalent qualification is expected
Must demonstrate an ability to understand complex business processes
Must have a history of identifying and quantifying business risks and adding value to an organization
Must be detail oriented, possess strong communication skills, and be able to function in a fast paced environment
Production accounting or production auditing experience strongly preferred. Familiarity with audit software programs like ACL is a plus
Travel, including international, can be expected about 25% of the time

228

Senior Auditor Resume Examples & Samples

Ok with traveling up to 30%
Lead and plan audit procedures
Authorize transactions
Determine policy compliance

229

Senior Auditor Resume Examples & Samples

Review audit evidence and demonstrate the ability to draw appropriate conclusions regarding the state of the client’s control environment
One or more relevant professional certifications (e.g. CPA, CIA, CFE, CISA, CISSP, CISM, CRISC, Chartered Accountant). CPA strongly preferred
Proficiency in English, both verbally and in written form required. Ability to speak multiple languages strongly preferred
Excellent analytical skillset and critical mindset
Ability to travel up to 30% required (Domestic based positions only)

230

Senior Auditor Resume Examples & Samples

Performing employee benefit plan and privately held commercial audits
Preparation of Forms 5500 and 990
Sarbanes Oxley
401 K Audits
4-7 years of audit experience, preferably in a small to mid-sized firm
CPA preferred (Will consider CPA candidates with at least 2 parts and on track to finishing)
Experience with Prosystems Engagement and Tax software

231

Senior Auditor Resume Examples & Samples

Performing operational and financial audits in several areas of the company
Document and assist with implementation of continuous improvement to audit processes
Control testing for business processes being audited
Build relationships with internal clients
Report audit results to management

232

Senior Auditor Resume Examples & Samples

Conduct on-site Audits at locations assigned
Participate in Audit planning and reporting
Build strong working relationships with business unit personnel
Identify problems, recommend effective solutions, and ensure timely implementation of recommendations
Specify travel locations: Inside the USA may be asked to go to NY, NJ, FL, NC, CA (possible others). Outside USA: Spain, Portugal, Italy, France, England, South Africa, Australia… possible others
Capacity to contribute to the Revlon organization with recommendations which will improve the Profitability and/or operational strength of the business
Work with minimal supervision and to consistently meet stringent deadlines
Evaluate and enhance internal controls in a decentralized distribution and manufacturing environment
Ability to effectively make oral and written presentations to and influence senior management

233

Senior Auditor Resume Examples & Samples

5+ years professional experience
Minimum 2 years in audit, internal control, risk management or regulatory compliance examination background
1+ years financial services experience, preferably as auditor
Exposure to Anti-Money Laundering/Bank Secrecy Act requirements, preferably as an auditor
Proven experience and strong competency in most of the following: relationship management, project management, audit skills, teamwork, technical, and oral & written communication skills
Experience in performing risk assessments and audits
Basic awareness, understanding and/or use of SunTrust systems applications and proven experience with tools such as MS Office & the Internet
Detail and accuracy in analysis and documentation
Ability to review legal and policy requirements and analyze information to develop test samples
Initiative and ability to work independently in complex areas
Experience with evaluating AML/BSA/OFAC requirements is a preferred skill
Financial industry audit experience is a preferred skill
Knowledge/experience in International Banking or Broker/Dealer areas is a plus
Certifications: CAMS, AMLP, other AML/BSA certifications, CPA, and CIA are preferred. Other certifications are also valuable

234

Senior Auditor Resume Examples & Samples

Intermediate-level experience in the development of pricing models and/or regulatory capital models
Intermediate-level expertise in technology application control disciplines
Good business understanding of Model Risk Management concepts
Proven abilities in taking responsibility for issuing to stakeholders high quality deliverable according to strict timetables

235

Senior Auditor Resume Examples & Samples

Conducting presentations to management regarding control deficiencies, recommending corrective actions and other suggestions for improvements and cost reduction
Communicating audit findings noted from the review to the Audit Manager
Compiling the initial draft of the audit report for the Audit Manager’s review

236

Senior Auditor Resume Examples & Samples

3+ years of previous Auditing experience within a CPA firm
Previous SEC Reporting experience
Experience with Financial Statement Preparation and GAAP / GAAS
Microsoft Excel & PowerPoint proficient

237

Senior Auditor Resume Examples & Samples

Performing audit fieldwork and testing, documenting testing results in client's audit documentation tool and drafting audit results for presentation to client
Resource will follow client's defined audit approach, methodology and documentation standards
Deliverables may include: Testing Summary, Risk Assessments, process documentation, interview notes/summaries, audit testing results documented in a paperless audit database and draft audit findings and issues
Must be an experienced professional who possesses strong auditing and/or regulatory examination skills, and a good knowledge of the key UK AML / Sanction legislation, regulations and guidance
Is expected to interact and to maintain relationships with senior internal stakeholders
Clearly demonstrate proficiency in evaluating and testing internal controls and in applying risk based audit skills to UK business units

238

Senior Auditor Resume Examples & Samples

Contribute to people initiatives, including recruiting and retaining assurance professionals
Three years of relevant work experience preferred
Understanding of risk-based auditing and risk and control strategies
Understanding of Q&RM procedures
Proficiency in English language

239

Senior Auditor Resume Examples & Samples

Assist with and perform audits, reviews, compilations and agreed-upon procedure engagements in accordance with AICPA standards
Take responsibility for all stages of the audit including planning, and fieldwork which includes preparing of financial statements with disclosures in accordance with GAAP
Prepare and/or review account reconciliations and analyses
Complete audit programs, checklists, schedules and work papers evidencing procedures and tests performed and conclusions reached
Bachelors or Master’s degree in Accounting or equivalent
3+ years of Audit experience with a medium/large CPA firm
CPA or actively studying for the CPA exam
Strong computer and technical skills

240

Senior Auditor Resume Examples & Samples

Working on and leading CASS audits across Global Operations, Custody, Asset Management and Global Markets business areas
Developing testing procedures to validate operating effectiveness of the control environment using a risk based audit methodology
Quantify residual risks related to compliance with CASS rules
Ensure audit work is carried out in compliance with Corporate Audit and Institute of Internal Auditor (IIA)standards
Must be able to work effectively and efficiently in new and changing situations, including new rules and regulations that get put into place
Keeping up to date on CASS regulatory changes and applying them to their work
Degree in Accounting, Finance or Business Administration
ACA, ACCA certification
Strong CASS audit experience within internal audit, with focus on global custody banks
Strong knowledge of CASS and financial regulations in the UK and EMEA
AIFMD, MiFID exp. Desirable
Strong analytical, project management skills
Good interpersonal and communication skills, verbal and written

241

Senior Auditor Resume Examples & Samples

2+ years of recent or current Auditing experience within a CPA firm
Background servicing Real Estate operating companies
Previous experience with GAAS / GAAP

242

Senior Auditor Resume Examples & Samples

Execute assigned audit work procedures accurately and timely
Contributes to audit scoping, planning, evaluating, and reporting
Contributes to the completion of continuous monitoring activities for assigned auditable entities
Contributes to the preparation and updates risk assessments for assigned auditable entities for supervisory review
Assists with the validating the sufficiency and suitability of business corrective actions to address audit recommendations for supervisory review
Years of functional/professional experience - Minimum years of audit and /or risk experience: Typically 4+ years
Primary focus of role is on day-to-day execution of assigned areas of audit responsibilities with only limited supervision

243

Senior Auditor Resume Examples & Samples

Creates and maintains accurate and clear work documents. Completes tasks efficiently (on time, on budget, accurately)
Learns new businesses, processes and regulations effectively and quickly
Communicates well with clients and Audit team members
Engages in relevant training regarding audit, businesses, financial controls, regulations or a particular specialty
Typically works on projects of moderate complexity that would involve significant learning (regulatory regime, business model, processes) on each new assignment
Must be able to quickly assimilate new information in order to analyze the risks and controls effectively
Relevant knowledge of financial institutions and all applicable regulatory requirements is expected
Should be able to think creatively as well as take direction. Identify problems that are not consistent with past audits and begin to structure a solution or remedy to address issue(s). Identify opportunities for the use of automation and make recommendations for software support requests
Appropriately analyze control environment and develop effective audit steps to test controls where necessary in line with the new methodology
Demonstrates these skills through, for example, thoughtful analysis of business processes and issue identification, as well as discussions with the project leader and auditees
Able to know when to elevate potential audit issues as soon as they are identified to the Auditor in Charge
Previous experience in Data Analytics is desirable but not required
Be innovative and have ideas for improvement in processes
IJ123

244

Senior Auditor Resume Examples & Samples

Intermediate knowledge of US GAAP
Strong knowledge of the Audit process, including: Risk Assessments; Control Design and Operating effectiveness; and, Audit Documentation
Expertise regarding Technology Application Control disciplines and a solid business understanding of Financial Services products
Exceptional analytical, critical thinking and negotiation skills
CPA, Chartered Accountant or equivalent

245

Senior Auditor Resume Examples & Samples

Serves the needs of the client by planning and performing audits, reviews, and compilations, in addition to any other related client needs
Maintains a professional appearance and demeanor, reflective of the company, at all times
3 or more years of relevant professional experience as an accountant or consultant for a public accounting firm, or a professional services firm
Intermediate level understanding in the areas of Generally Accepted Accounting Principles (GAAP) and familiarity with AICPA, GAO, and FASAB regulations and requirements
Able to perform financial, program, grant and compliance audits
Able to draft reports both financial audit and program audit reports
Demonstrated ability to multi-task and work under tight deadlines

246

Senior Auditor Resume Examples & Samples

Participation in all aspects of the audit including the planning, control analysis, testing, issue development and reporting phases as a team lead or contributing team member
Providing direction and training to less experienced audit staff
Effectively and confidently developing audit issues that address the root cause of control deficiencies identified during the course of an audit
Participating in the audit scheduling process to effectively deploy resources throughout the year
Developing an external focus by establishing and maintaining key business relationships with the management teams in the various investment related businesses, remaining current on business developments, industry trends, emerging risks, and changes to the financial and regulatory environments in order to update annual and project based audit coverage as appropriate
Collaborating with control partners to remain current on business developments and emerging risks
A minimum of 3-5 years of audit experience Big 4 accounting experience is a plus
Knowledge of one or more of the following areas: asset management, retirement (e.g. 401k 403b, IRA), commercial mortgages, real estate, public and private fixed income, credit analysis, investment valuation, life insurance, annuity products, broker/dealers or mutual funds is required
Knowledge of SEC, FINRA, Federal Reserve, or State Insurance related rules, and regulations
Experience with risk assessment, control analysis and audit methodology
Working knowledge of financial, operational, information technology and compliance risk concepts
Strong project management and analytical skills with an ability to multi-task and manage competing priorities
Ability to establish and maintain effective relationships with management and other control partners
Ability to adapt to working in a diverse and multi-cultural environment
Accounting, Finance, Economics and/or Quantitative major is desired, but not required and a relevant certification (e.g. CPA, CIA) is a plus

247

Senior Auditor Resume Examples & Samples

Complete complex audits, to include supervising on financial, compliance, operational, and IT risk based audits; ensure that audit scope is appropriate as to the control/risk environment
Review work on assigned audits to ensure that the work performed complies with stated requirements and objectives, internal audit policies and procedures, and risk-based methodology, and is documented and supported
Take an active role in the preparation of accurate, concise audit comments and audit reports as appropriate; assist Audit Manager in the preparation of reports for management and the Board, which identify risk and strategies to control and/or minimize risk
Provide leadership and coaching to fellow team members
Maintain an awareness of current and emerging internal and external audit issues in order to assess impact on audits; maintain skills through formal and OJT
Participate in strategic initiatives
Bachelor's degree in related field required
4-6 years of related experience, at least 3 of which were in an audit environment
Strong verbal and written communication, organizational, time management, project management, and analytical skills
Thorough understanding of risk vulnerabilities, mitigation strategies, and basic to advanced audit techniques
CPA, CIA, CISA, CBA, or related designation strongly preferred

248

Senior Auditor Resume Examples & Samples

2 plus years of public accounting experience
Benefit plan auditing experience required
Experience with engagement management, audit and review skills and staff supervision are required
Ability to perform research on technical matters prior to submitting for manager review is essential
Candidate must meet 150 hour requirement for CPA eligibility in Indiana; CPA license in Indiana preferred
Ability to work additional hours as needed and travel 30% of the time to various client sites

249

Senior Auditor Resume Examples & Samples

You will evaluate business and audit risk
You will prepare budgets
BS in Accounting or Finance, MBA a plus
Minimum 2 years of audit experience
CPA or CISSP or CIA preferred

250

Senior Auditor Resume Examples & Samples

Evaluating internal controls and practices and making recommendations
Conceiving and preparing original audit scope objectives and program of audit tests
Developing modifications to existing programs
Participate in key meetings to determine company direction
Assist in training of staff level members

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Senior Auditor Resume Examples & Samples

Senior Auditor Resume Examples & Samples

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Senior Auditor Resume Examples & Samples

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Senior Auditor Resume Examples & Samples

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Senior Auditor Resume Examples & Samples

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Senior Auditor Resume Examples & Samples

Senior Auditor Resume Examples & Samples

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Senior Auditor Resume Examples & Samples

Senior Auditor Resume Examples & Samples

Senior Auditor Resume Examples & Samples

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Senior Auditor Resume Examples & Samples

Senior Auditor Resume Examples & Samples

Senior Auditor Resume Examples & Samples

Senior Auditor Resume Examples & Samples

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Senior Auditor Resume Examples & Samples

Senior Auditor Resume Examples & Samples

Senior Auditor Resume Examples & Samples

Senior Auditor Resume Examples & Samples

Senior Auditor Resume Examples & Samples

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