Bank Auditor Resume Samples
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Bank Auditor Resume Samples
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Guide the recruiter to the conclusion that you are the best candidate for the bank auditor job. It’s actually very simple. Tailor your resume by picking relevant responsibilities from the examples below and then add your accomplishments. This way, you can position yourself in the best way to get hired.
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RS
R Spencer
Ransom
Spencer
64375 Dasia Trace
Phoenix
AZ
+1 (555) 152 1223
64375 Dasia Trace
Phoenix
AZ
Phone
p
+1 (555) 152 1223
Experience
Experience
Philadelphia, PA
GS Bank Auditor
Philadelphia, PA
Frami and Sons
Philadelphia, PA
GS Bank Auditor
- Execute audit testing to ensure audit fieldwork is focused on the right areas and documentation meets high quality standards
- Prepare commercially effective audit conclusions and findings, and present to IA senior management and business clients
- Identify risks, assess mitigating controls, and make recommendations on improving the control environment
- Follow-up on open audit findings and their resolution
- Participate in department-wide initiatives aimed at continually improving IA’s processes and supporting infrastructure
- Relevant certification or industry accreditation (e.g., CPA, FA, CIA, NASD Series) is a plus
- Executes assigned portions of internal audit engagements in an objective and professional manner in support of the annual audit plan
San Francisco, CA
RJ Bank-auditor
San Francisco, CA
Becker Group
San Francisco, CA
RJ Bank-auditor
- Assist in performing design reviews over assigned audit areas to identify key controls
- Performs tests of operational effectiveness to validate controls
- Identifies, reviews, assesses and documents risk management and control issues in assigned business processes
- May assist with the preparation and may assist with communicating recommendations for strengthening controls in assigned business processes
- Assists with the preparation of written recommendations on the effectiveness of assigned business processes and prepares follow up plans to ensure recommendations are addressed
- Assists with the preparation of written reports to internal customers and management
- Recommends process improvements for internal audit processes and procedures
present
New York, NY
VP-corporate & Investment Bank Auditor
New York, NY
Fritsch Inc
present
New York, NY
VP-corporate & Investment Bank Auditor
present
- Partner with other groups within Audit to develop and oversee the program of audit coverage for the Malaysia office
- Lead, plan and execute audits independently and efficiently, including risk assessment, audit planning, testing, control evaluation, report drafting and follow-up and verification of issue closure. Ensure audits are completed timely and within budget
- Stay up-to-date with evolving regulatory, industry and market events impacting the location, and drive plan creation, execution and changes based on changing business risk profile
- Work closely with regional/global CIB audit colleagues in the early identification of emerging control issues and reporting them timely to Audit management and business stakeholders
- Communicate audit results and issues effectively, both verbally and in written form
- Partner effectively with business management, other control groups and external auditors and establish strong working relationships while maintaining independence
- Be the audit liaison contact with the local regulators
Education
Education
Bachelor’s Degree in Accounting
Bachelor’s Degree in Accounting
Columbia University
Bachelor’s Degree in Accounting
Skills
Skills
- Demonstrated proficiency of Microsoft Office products including Excel, Word and PowerPoint
- Ability to build effective cross-functional relationships with employees of various levels throughout the organization
- Strong communication and presentation skills
- Ability to effectively work with both internal and external business partners
- Demonstrated critical thinking and time management skills
- Demonstrated knowledge in one or more business/information technology areas or general knowledge in multiple business areas, including, but not limited to: banking, insurance, investments, financial services, information technology operations, information technology infrastructure and information security governance
- Maturing knowledge in one or more business/information technology areas or general knowledge in multiple business areas, including, but not limited to: banking, insurance, investments, financial service, information technology operations, information technology infrastructure and information security, governance
4 Bank Auditor resume templates
Read our complete resume writing guides
1
Commercial Bank-auditor Resume Examples & Samples
- Gain a strong understanding of business and technology controls, regulatory compliance requirements, and compliance with risk management policies and procedures in documentation of issues and suggested solutions
- 2-5 years of audit experience in a financial services or an external audit firm
- Enthusiastic, self-motivated, and effective under pressure
2
VP-corporate & Investment Bank Auditor Resume Examples & Samples
- Partner with other groups within Audit to develop and oversee the program of audit coverage for the Malaysia office
- Ensure that the audit plan for the location meets local regulatory requirements
- Lead, plan and execute audits independently and efficiently, including risk assessment, audit planning, testing, control evaluation, report drafting and follow-up and verification of issue closure. Ensure audits are completed timely and within budget
- Stay up-to-date with evolving regulatory, industry and market events impacting the location, and drive plan creation, execution and changes based on changing business risk profile
- Work closely with regional/global CIB audit colleagues in the early identification of emerging control issues and reporting them timely to Audit management and business stakeholders
- Communicate audit results and issues effectively, both verbally and in written form
- Partner effectively with business management, other control groups and external auditors and establish strong working relationships while maintaining independence
- Be the audit liaison contact with the local regulators
3
GS Bank Auditor Resume Examples & Samples
- Execute audit testing to ensure audit fieldwork is focused on the right areas and documentation meets high quality standards
- 2+ years of experience in a public accounting or internal audit role within the financial services industry or similar role in a related control function
- 1-2 years’ experience auditing online banking, deposit operations, electronic payments processing, or ACH processes
4
RJ Bank-auditor Resume Examples & Samples
- Performs data collection and analysis in compliance with audit program requirements to assist in identifying, analyzing and recommending changes to core business processes to minimize risk
- Assists with the preparation of written reports to internal customers and management
- Bachelor’s Degree in Business Administration, Accounting, and Finance or related field
5
VP-corporate & Investment Bank Auditor Resume Examples & Samples
- Assess the control environment of the banking businesses, with a view to providing recommendations for improvement where emerging issues or weaknesses are identified
- Provide senior audit management and internal stakeholders timely updates and insight on the design and effectiveness of business, risk, operation and technology control practices, and thematic firmwide control and industry developments
- At least 8 years of audit and business experience in covering banking products
- Minimum Bachelor’s degree in Accounting, Finance or related discipline. CPA/CA, CIA, CAMS or equivalent certification preferred
- Good understanding of internal control concepts within wholesale banking businesses
- Enthusiastic, self motivated, effective under pressure and willing to be challenged and to take personal responsibility/accountability
- Works well individually and in teams, shares information and supports colleagues
- Well versed in Asia laws and banking regulations (e.g. anti-money laundering, sanctions)
- Able to read Chinese and fluent in Mandarin is a plus
- Strong Excel, Access or automated auditing tool e.g. ACL skills considered a plus
6
Internal Bank Auditor Resume Examples & Samples
- Works with management to perform and update risk assessment at least annually
- Audit schedule is planned out according to areas of risk, time constraints, required audits, etc
- Audits are completed in a timely manner and reports are issued shortly after completion
- Any area with more serious problems will have more concentration of time
- Responds to external auditor / examiner requests and assists external auditors with Audit procedures
- Strives to increase knowledge of banking and auditing principles
- Responds to management requests for review of specific areas
- Follow-up with each area in a reasonable period of time, in relation to audit findings
- Must comply with applicable laws and regulations, including but not limited to, the Bank Secrecy Act, the Patriot Act, and the Office of Foreign Assets Control
- Three years to five years of similar or related audit and/or banking experience is required
- Bachelors Degree or equivalent combination of education and experience is required
- Have or be willing to pursue at least one of the following certifications within six (6) months of employment: Certified Internal Auditor (CIA), Certified Bank Auditor (CBA), Certified Public Accountant (CPA), Certified Financial Services Auditor (CFSA), Certified Fraud Examiner (CFE) or Certified Information Systems Auditor (CISA). Once any of the above certifications has been obtained, s/he will be committed to, and management will support, a program of continuing education and further professional development
- Sufficient banking, organizational and technical skill for performing all required audits
- Ability to work independently to carry out assigned tasks
- Good problem-solving skills and ability to react quickly to arising problems
- Ability to communicate, both orally and in writing, with others in the Company to perform effective audits and to report the results
7
Senior Bank Auditor Resume Examples & Samples
- Demonstrated proficiency of Microsoft Office products including Excel, Word and PowerPoint
- Ability to build effective cross-functional relationships with employees of various levels throughout the organization
- Demonstrated critical thinking and time management skills
- Ability to effectively work with both internal and external business partners
- Demonstrated specialized knowledge in one or more business/information technology areas or general knowledge in multiple business areas,
8
Bank Auditor Jobs Resume Examples & Samples
- Perform internal audit service for Bank clients
- Review and assess internal controls, policy and procedures and ability to meet regulatory compliance requirements
- Develop detailed work papers which document procedures performed
- Interface with senior management and participate in executive presentations
- Produce reports that include findings and recommendations for improvements derived from the performed internal audit procedures
- BS/BA in Finance, Accounting or related field
- Advanced degree or CPA a Plus
- Strong understanding of regulatory and safety issues as they apply to foreign banks
- Professional experience that must include banking, audit, accounting or financial background
