Collateral Management Analyst Resume Samples

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KH
K Hintz
Kurtis
Hintz
9918 Feil Mews
Dallas
TX
+1 (555) 609 7796
9918 Feil Mews
Dallas
TX
Phone
p +1 (555) 609 7796
Experience Experience
New York, NY
Collateral Management Analyst
New York, NY
Medhurst LLC
New York, NY
Collateral Management Analyst
  • Resolving Disputes by working closely with the Broker & Custodian
  • Working in a global team based across London, HK, NY and KL
  • Margin Management
  • Work with various settlement groups to ensure proper cash and security movements
  • Perform portfolio reconciliations on any disputed margin calls
  • Collateral management
  • Confidence to discuss and articulate the different derivatives functions and operational processes with subject matter experts and senior management
Phoenix, AZ
Asset Management Collateral Risk Analyst
Phoenix, AZ
Rempel Inc
Phoenix, AZ
Asset Management Collateral Risk Analyst
  • Review and understand new agreement terms and documentation
  • Set-up agreement terms regarding collateral in credit systems for ongoing compliance monitoring. If credit systems cannot support the monitoring of the arrangement, set-up the agreement for monitoring offline
  • Monitor collateral daily and identify non-compliant scenarios. Confirm the accuracy and escalate to Credit and Bankers for resolution plan and date determination
  • Manage requests for intraday transactions and approve if collateral position and/or covenant compliance is adequate. Intraday transactions are inclusive of cash and security movement within pledged accounts as well as loan and letter of credit draw downs
  • Manage third party pledge scenarios when the client’s exposure secured by assets held internally is external to JPM AND when the client’s exposure secured by assets held externally is internal to JPM. Regularly update credit system valuations regarding the external assets
  • Respond to Hotline enquiries
  • Work to improve the operations and collateral monitoring capabilities
present
Los Angeles, CA
Senior Analyst, Collateral Management, HFS
Los Angeles, CA
Gorczany, Ruecker and Ledner
present
Los Angeles, CA
Senior Analyst, Collateral Management, HFS
present
  • Effectively communicate with IT to test and implement development of collateral management offering
  • Utilize TriResolve to develop, provide and publish collateral reports to clients
  • Initiate collateral payments in accordance with controls, manage settlement instructions and track payments through settlement
  • Review and setup of client collateral terms found in ISDA, GMRA or similar docs
  • Process cash and securities transactions through internal systems
  • Resolve breaks for any settlement issues related to collateral activity
  • Determine eligible securities for use in agreeing collateral demands; administer process to deliver and exchange securities in accordance with client’s eligibility rules
Education Education
Bachelor’s Degree in Initiative
Bachelor’s Degree in Initiative
Arizona State University
Bachelor’s Degree in Initiative
Skills Skills
  • Be able to work independently and able to deliver under time constraints
  • Repo knowledge to a basic standard
  • Good business judgment, knowing when to escalate, who to keep informed to identify appropriate next steps / resolution
  • Ability to identify possible risk and escalate when necessary
  • Excellent written and verbal communication skills
  • Ability to organise workload to meet various settlement cut off times
  • Basic understanding of Prime Brokerage business from margin perspective
  • Strong understanding of OTC Derivatives
  • Ability to put forward constructive feedback on cases and issues
  • Exposure/understanding of Collateral Management desirable but not essential
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6 Collateral Management Analyst resume templates

1

Collateral Management Analyst Resume Examples & Samples

  • Have a general understanding of securities marketspayments settlements
  • Good business judgment, knowing when to escalate, who to keep informed to identify appropriate next steps / resolution
  • Educational Level: Business qualification desirable
2

Collateral Management Analyst Resume Examples & Samples

  • Verify trade information in collateral system and issue/respond to client margin calls
  • Perform portfolio reconciliations on any disputed margin calls
  • Work with various Front/Middle Office teams to address any trade disputes
  • Work with various settlement groups to ensure proper cash and security movements
  • Partake in a large amount of client contact on a daily basis regarding margin calls and dispute resolution
  • Provide daily/weekly reporting on trade dispute metrics
  • Participate in various projects related to the ongoing regulatory requirements facing the industry
  • Minimum of 1-3 years of collateral management experience
  • Strong understanding of OTC Derivatives
  • Repo knowledge to a basic standard
  • Understanding of the legal, credit and operational risks associated with Collateral
3

Collateral Management Analyst Resume Examples & Samples

  • Bachelor’s Degree preferred but not required provided it’s offset by a minimum of 3 to 5 years margin experience
  • Series 7 registration preferred
  • Knowledge of Regulation T and FINRA rules
  • Knowledge of Equities, Fixed Income Products, and Options
  • Excellent teamwork and communication skills
  • Ability to listen and communicate effectively with others both verbally and written
4

Collateral Management Analyst Resume Examples & Samples

  • To analyse the collateral requirements with respect to systems used and operational structure (e.g. taking into account, control instruments, risks etc.)
  • Comprehensive handling and checking of incoming collateral agreements, structuring and verifying new transactions, monitoring the daily collateral portfolio and the underlying transaction portfolio, position and valuation coordination with clients, and reconciliation of discrepancies, including in the sense of taking over client responsibility
  • Monitoring and administration of transaction documentation, responsible for reminders as advised
  • Preparation, initiation, recording, control and booking (including manually) of collateral transfers (inc. payments) and monitoring of incoming and outgoing collateral
  • Responsible for resolving complaints/discrepancies with clients and checking resetting of interest rates
  • Carrying out measures within the business area to limit risks (e.g. liquidity, settlement, operational, interest rate and default risks), analysing the implementation ability of contract elements, assisting in the drawing-up of collateral agreements in close cooperation with the Trading, Risk and Legal departments
  • Timely following up on and remedying of reconciliation breaks
  • Reconciliations
  • Margin Calls
5

Asset Management Collateral Risk Analyst Resume Examples & Samples

  • Work to improve the operations and collateral monitoring capabilities
  • Participate in technology initiatives designed to improve derivative operations, monitoring, risk calculations and reporting
  • Work closely with Capital Markets Credit team, Global Investment Opportunities team, Investors/Sales Trader, Middle Office to provide support on critical initiatives, resolve issues, provide risk reporting, based on business priorities
  • Partner with Capital Markets Credit and technology team to refine collateral requirement calculations for emerging products and strategies and to align to Credit Support Annex definitions
  • Review offline derivative monitoring processes - identify opportunities to improve /streamline
  • Create and maintain collateral terms in the Credit Workstation (lending values, pledges, special comments)
  • Build, manage and maintain off-line monitoring arrangements as necessary to support PB credit product and/or collateral-related covenants
  • Responsible for confirming compliance with collateral related regulations
  • Responsible for confirming control of collateral for various arrangements (deriv, 3rd party pledges, physical certs) and instructing areas as appropriate to lien/release assets
  • Verify collateral adequacy for client initiated transaction and approve disbursements under secured loan transactions
  • Track collateral held by a 3rd Party Custodians
  • Manage inquiries from Credit, Lenders, Client Services and Loan Operations on control, collateral and compliance related topics
  • Review, validate, issue and track margin calls. Identify cause/recommend solution to Lenders/Credit/Sales Traders
  • Identify breaks in process, gaps and weaknesses; escalate as appropriate; recommend and implement improvements
  • Understand Lending Value methodology, Credit Policy, Compliance requirements
  • Contribute to technology enhancements and problem identification for the monitoring application used for Bank Credit Exposure (CMS)
  • Lead projects for work process automation, system integrations/development, etc. for the PB in concert with other PB disciplines and/or corporate project teams
  • Perform risk management reporting
  • Interest in the financial markets and risk measures
  • Effective team player
  • Capable of managing projects independently
  • Expert excel and data manipulation skills
  • Professional license (Series 7 or 99) will be required within 120 days of hire
6

Liquidity & Collateral Management Analyst Resume Examples & Samples

  • Day to day running of financing account exposure management
  • Providing support to the Equity Stock loan/financing desks as well as the Repo Rates/Credit desks
  • Recall and collateral substitution management
  • Counterparty liaison, providing superior client service
  • Break investigation/resolution
  • Regulatory and Control Items
  • Stock Loan and Repo operations
  • Collateral Management, under either ISDA CSA, GMRA or GMSLA
  • Previous Collateral management experience and knowledge of vendor tools (eg Pirum Equilend) as well as settlement interfaces (Euroclear, Clearstream, DTC etc)
  • Proactive in looking for ways to improve processes and controls
  • High level of numeracy and attention to detail
  • Strong time management and ability to work under pressure
  • Strong communication skills and ability to communicate at various levels within an organisation
7

AM Chase Wealth Management Collateral Risk Analyst Resume Examples & Samples

  • Manage amendments to original agreement terms, including lending value and covenant requirement changes and ensure they are accurately reflected in credit systems for ongoing compliance monitoring
  • Manage third party pledge scenarios when the client’s exposure secured by assets held internally is external to JPM AND when the client’s exposure secured by assets held externally is internal to JPM. Regularly update credit system valuations regarding the external assets
  • Respond to Hotline enquiries
  • Strong analytic skill
8

Collateral Management Analyst Resume Examples & Samples

  • Onboard new CSAs to our Collateral Management infrastructure
  • Review and action all terminated and amended and superseded agreements to insure proper calculations on a daily basis
  • Daily management of various data integrity checks and adjustments on legal documentation, trade, mark to markets and independent amounts
  • Work with our business partners and other Collateral Management teams on client specific support required
  • Drive improvements in data feed accuracy. Push for STP processes
  • Develop full end to end understanding of collateral management, proactively action and resolve queries and escalate potential risks
  • Coordinate IA Committee meetings to review requests, facilitate meetings, document and track approvals until agreement execution
  • Review and update all procedures, ensure we are audit safe as a group and maintain the highest standards
  • Maintain current with industry developments, build an understanding of how events impact New Business daily process flows
  • Support the development of key metrics related to New Business
  • Support any new controls, reporting and processes that need to be put in place to support the new Regulations, like Dodd Frank and the Uncleared Margin Rules
  • Experience in a Collateral or Operations environment
  • Intermediate PC skills including Excel, Power Point and Word
  • OTC Derivatives product knowledge
  • Understanding of financial markets documentations (ISDA, CSA)
  • Innovative and confident self starter able to challenge existing process and streamline to yield efficiencies in a complex environment
  • Detailed understanding of commercial, legal, financial and operational aspects of collateral management
  • Strong team player and enthusiastic work ethic
  • Flexible approach to changing business requirements and evolution of role and requirements
  • Regulatory knowledge a plus
9

Analyst, Collateral Management Resume Examples & Samples

  • Accurate and efficient processing of security loans, repayments and collateral messages as part of the Security Lending and Collateral Management, per EGM Guidelines. This is achieved by utilising core internal systems including Star2000, Global One, Global View, Courier, Excel
  • Fast paced environment requiring high level of engagement Financial Market Services traders and broker clients, via telephone, and email. The ability to build and maintain successful relationships is paramount in this role
  • Corporate Action Dividend & Franking Claims for entitled loans. On-going engagement of broker clients required to facilitate this process
  • End-to-end management of term deposits dealt by Financial Market Services traders on behalf of Asset Servicing clients. This includes establishment of new term deposits and part-prepayments thereof, via banking systems such as e-BOBS and reconciliation of the affected accounts used in the management process
  • To consider Operational Risk within the Unit and pro-actively recognise opportunities for improving risk policies, procedures and systems. Assist management to develop suitable solutions and where appropriate assist with small implementation projects
10

Collateral Management Analyst Resume Examples & Samples

  • Working in a global team based across London, HK, NY and KL
  • Will be expected to work as part of a team providing collateral management services to trading desks across 3 regions and be able to build good, relationships in order to provide best in class support to the business. Also be a team player, providing support and assuming responsibilities of Supervisor (along with other team members), when they are on or off the desk
  • Become in time a point of contact for desk in their daily interaction with collateral and be expected to build and solidify this relationship with the desk and senior management in operations
  • Would be expected (over time), to assume responsibilities and roles that would lead to an application for Supervisory level
  • Good Equity Finance experience
  • Have good commercial acumen and business skills
  • Strong understanding and where possible, application of risk management/mitigation principles
  • Must have Equity Finance Collateral Management experience
  • Provide support to staff members and Supervisors on day to day roles and responsibilities
  • Be collegiate in manner but also be able to take the initiative and work without support
  • Be very proactive and able to grasp new ideas and practices very quickly
  • Actively ensure that cross training within team and across other related departments such as billing and settlements are pursued
  • To take ownership for career development and to show active participation in skill and product development
11

Collateral Management Margin Analyst Resume Examples & Samples

  • 2-3+ years of experience in Collateral Management
  • Familiarity with OTC Derivative Products, Foreign Exchange and Precious Metals back and middle office functions
  • In-depth knowledge related to the valuation of OTC derivative products
  • Strong customer service knowledge
  • Knowledge of Algo Collateral system
12

Clearing & Collateral Management Senior Analyst Resume Examples & Samples

  • Daily Cash Settlement in six currencies
  • Physical deliveries with CSD
  • Physical deliveries of Allowances
  • Trade matching
  • Production and test system operation
  • Implementation of new products and markets
  • Participate in projects and manage projects assignments
  • Customer Service through telephone, e-mail, and meetings with members
  • Service minded, flexible and good with details
  • Curious and eager to learn about the financial markets
  • Work both individual and in group
  • Excellent English skills. Knowledge of Nordic languages is meriting
  • Excel and Office. Knowledge of Genium INET and Wizer is meriting
  • Knowledge of Exchange, Bank and CSD systems for trade, SWIFT, post-trade and settlement
13

Transaction Management Control & Collateral Management Analyst Resume Examples & Samples

  • Prior experience with dealing with Front office, Product Control, Business Management, and Operational Risk teams
  • Demonstrated experience in financial process design and/or re-engineering and with a focus on Control processes
  • Excellent working knowledge of Middle Office processes
  • Strong knowledge in FICC product remit
  • Knowledge or understanding of OTC Regulatory reform
  • Working knowledge of Murex, Markitwire, and Wallstreet
  • Ability to manage priorities and conflicting issues in a professional/ risk based manner
14

ICG O&t-collateral Management Senior Analyst Resume Examples & Samples

  • As the role will be dealing with Japanese clients of Citi, the candidate will require to be fluent in business Japanese communication
  • Ability to identify possible risk and escalate when necessary
  • Willingness to work long hours where justified, meeting workloads
  • Systems knowledge
  • Reuters
  • 3-5 years experience required
15

Senior Analyst, Collateral Management, HFS Resume Examples & Samples

  • Support the daily margin process across OTC, Repo and Futures. This includes: issuing and responding to calls in accordance with notification times, investigating exceptions and escalating disputes as agreed with clients. Respond quickly and accurately to requests in a high volume, time sensitive trading environment
  • Review and setup of client collateral terms found in ISDA, GMRA or similar docs
  • Initiate collateral payments in accordance with controls, manage settlement instructions and track payments through settlement
  • Determine eligible securities for use in agreeing collateral demands; administer process to deliver and exchange securities in accordance with client’s eligibility rules
  • Process cash and securities transactions through internal systems
  • Resolve breaks for any settlement issues related to collateral activity
  • Direct month-end collateral interest process from reconciliation to settlement
  • Utilize TriResolve to develop, provide and publish collateral reports to clients
  • Oversee margin reconciliations and resolution of breaks through TriResolve platform; work with clients, counterparties and internal partners to resolve disputes and reconciliations
  • Support expanded development of the collateral management offering to expose additional solutions to our clients through technology. Prioritize development based upon market needs, client feedback and workflow demands
  • Effectively communicate with IT to test and implement development of collateral management offering
  • Liaise directly with clients during onboarding and establish connectivity with their counterparties. Administer account implementation process and effectively communicate status to internal partner areas
  • Communicate effectively with team members, internal groups and external counterparties
  • Accurately define business requirements for IT projects and enhancements for the cash and collateral management team
  • 1-3 years of work experience with direct experience in Collateral Management
  • Experience in project management and client interaction
  • Understanding of basic accounting principles and procedures
  • Familiarity with Hedge Fund structures, products and financial instruments
  • Bachelor’s degree is required; MBA, CPA or CFA is desired
16

Collateral Management Analyst Resume Examples & Samples

  • Need to have good knowledge of Derivative products and Trade Life Cycle
  • Identify and mitigate all material risk items and service issues and escalate to your Manager/ global teams on a timely basis
  • Resolving Disputes by working closely with the Broker & Custodian
  • Need to perform daily Reconcilation on Futures & options positions of Blakcrock against FCM's
  • Need to work on Failed trades with Broker & Custodian
  • Need to participate in UAT testings as a part of Business Rengineering projects
  • Manage any queries received from various internal and external parties
  • Build partnerships with internal and external parties to help gain efficiencies
  • Need to have overview of Initial and Variation Margin in Exchange Traded Derivative Space
  • Able to meet all process Deliverables as per the defined SLA's
  • Cleared OTC experience desired
  • Previous experience of working in a global organization preferred
  • Understanding of financial markets and related instruments
  • Team player with attention to details, problem solving abilities, and analytical skills
  • Proficiency in Microsoft Office and an aptitude for learning new applications
  • The ability to perform effectively in an environment of rapid and continual change
  • Travel : No
  • Direct Reports: No
  • Licenses: No
17

Funding Collateral Management Analyst Resume Examples & Samples

  • Willing to work overtime to complete work transactions
  • Business, Finance, Accounting, Economics, or similar major preferred
  • Basic understanding of and or experience in Financial service industry
18

Collateral Management Analyst Resume Examples & Samples

  • Own relationship from a Collateral perspective with highly demanding and complex clients
  • Effectively manage client expectations and communication on all matters relating to collateral products
  • Act as liaison between clients, internal partners and collateral operations owning the response and communication flow
  • Act as point of escalation and provide guidance to team members and business partners
  • Provides support for escalation of issues related to derivative products covering all facets of the product
  • Analyse complex client inquiries engaging appropriate support areas and SMEs collating responses and fully owning the item through to resolution
  • Handle difficult client situations professionally and in a timely manner ensuring the necessary level of attention is applied by all partners involved
  • Contribute to collation of official service review materials and actively participate in any and all meetings
  • Provide constant process review identifying improvements and pro-actively contribute to the change management process by quantifying benefits and potential impacts
  • Develop a thorough understanding of all the client service models, individual client strategy and future growth potential
  • Maintain strong working relationships with internal partners and provide SME input into strategic plans
  • Participate in industry events, develop and maintain strong links with the derivatives industry to monitor and assess growing trends to understand the wider environment and recommend development initiatives to ensure NT remains as the leading service provider
  • Represent the practice region within the larger Northern Trust organization, acting as liaison to internal sales, relationship, product and operational groups
  • Be a subject matter expert within the Collateral Practice and provide comprehensive, in-depth consulting and leadership to team and partners at a technical level
  • Be able to demonstrate a knowledge of OTC/CCP and Repo margining
  • Proven track record in collateral management and /or financial service client facing operations role in a fast paced client-focused, deadline-oriented environment
  • Proven experience of managing tier 1 client relationships and capable of influencing senior management both internally and externally
  • Strong Leadership skills gained through leading or directing a team or project
  • Good knowledge of derivatives products, their structures, behaviours and associated life cycle events
  • Thorough knowledge of a derivatives operations environment obtained from experience of working in a back or middle office, trade support, BA etc
  • Excellent management and communication skills for the benefit of developing the relationship with both the external client and internal stakeholders
  • Technical knowledge of general accounting standards
  • Strong knowledge or experience of accounting and reporting systems
  • Strong knowledge or experience of Collateral management systems including Colline
  • Ability to proactively determine and manage a client’s needs through open and insightful dialogue
  • Confidence to discuss and articulate the different derivatives functions and operational processes with subject matter experts and senior management
  • Comfortable communicating with all levels of management internally and at the clients
  • Ability to partner with others to deliver solutions to the benefit of individual clients and the wider client base
  • Ability to effectively manage expectations with both clients and internal business partners
  • Exceptional self-starting skills, attention to detail and an ability to manage simultaneous activities through to resolution
  • Must be very flexible in approach and open to change
  • Degree in Finance, Accounting, Economics or applied sciences
  • Thorough knowledge of the Derivatives markets and familiarity with complex products
  • Experience in managing or participating in projects focused on business evolution
  • Understanding of Active Collateral Management processes
  • A track record of meeting client expectations with a track record of building strong networks and relationships
  • A strong knowledge of current regulatory requirements
  • Previous experience or exposure to a custodian bank, fund administrator or outsourced operations model
  • Solid understanding of clearing services, market requirements and live dates for different types of financial institutions
19

Collateral Management Analyst Resume Examples & Samples

  • Daily monitoring of client portfolios, issuing & receiving collateral calls
  • Resolution and escalation of all client disputes and regulatory queries
  • New client on-boarding
  • Liaison with internal groups (Credit, Sales, Trading, Middle office, Legal, Front Office, Settlements, and Corporate Treasury) to resolve collateral issues
  • Reconciliation of portfolios
  • Collateral Optimization
  • Monthly Interest and coupon settlement
  • Performing a number of control functions, ensuring the integrity of our processes
  • Ability to generate creative solutions to problems and challenge processes; be willing to dig into the detail to resolve issues
  • Some experience of portfolio reconciliations and processing of margin calls would be desirable
  • Confidence to interact with external clients
  • Strong organizational skills and the ability to cope with rapidly changing priorities throughout the day are essential
  • Familiarity with/ability to learn Excel macros and other functions
  • Functional Expertise - Keeps up-to-date with emerging business, economic, and market trends
  • Technical Skills - Demonstrates strong technical skills required for the role, pays attention to detail, takes initiative to broaden his/ her knowledge and demonstrates appropriate financial/analytical skills
  • Client and Business Focus - Effectively handles difficult requests, builds trusting, long term relationships with clients, helps the client to identify/define needs and manages client/business expectations
20

Senior Analyst, Collateral Management Resume Examples & Samples

  • Knowledge and understanding of Collateral Management, the importance of the function, and its lifecycle
  • Familiarity with market documentation ISDA/CSA/GMRA Master Agreements
  • Demonstrate a high level of accuracy, diligence, and tenacity as well as accountability and ownership
  • Ability to work on different time zones and with flexibility in one’s working day
  • Ability to independently manage own work loads and reprioritise accordingly dependent on the urgency and criticality of issues that arise
  • Ability to effectively work within the London office but also work with a global team and able to see the bigger picture
  • Ability to understand client requirements and to build strong client relationships
  • Ability to work well under pressure and meet tight deadlines
  • High level of PC literacy with a strong understanding of Microsoft Products
21

Collateral Management Analyst Resume Examples & Samples

  • At least 2 years experience in Stock Loan / Collateral management function
  • Deep understanding of daily Collateral Management function, with appreciation of haircuts, margins, credit ratings and pre-pays, and business risk of exposure differences
  • Firm Settlements understanding on all markets – how markets are processed, deadlines, limitations in some, and the impact they have on Collateral requirements every single day
  • Understanding of trading strategies, and why we need to trade non-cash vs cash
  • Understand G7, G10, Equity Indexes in terms of rating and therefore optimization
  • Understanding of Tri-Party agreements and processing via Escrow’s
  • A working knowledge of Bony or / and JPM triparty platform, including set up, how they handle accounts would be important
  • Products – Experience of Equities, Fixed Income, Letters of Credit, ETF’s, DBV’s, UST’s
  • Systems – Extensive use / knowledge of Excel, Global 1, Equilend, PIRUM, Bloomberg, Reuters
  • Knowledge of Cash-pool / Cash Rebate & Fee Accruals & functions
  • Experience of working in a change management role would be advantageous
22

Wealth Management, Collateral Risk Analyst Resume Examples & Samples

  • Review and understand new agreement terms and documentation
  • Set-up agreement terms regarding collateral in credit systems for ongoing monitoring
  • Monitor collateral daily and identify non-compliant scenarios. Confirm the accuracy and escalate to Credit and Bankers for resolution plan and date determination
  • Manage requests for intraday transactions and approve if collateral position adequate. Intraday transactions are inclusive of cash and security movement within pledged accounts as well as loan and letter of credit draw downs
  • Manage third party pledge scenarios
  • Participate in credit system defect identification, UAT testing, and ongoing business requirement discussions
  • Provide analysis concerning portfolio as needed
  • Validate and issue margin calls to Financial Advisors
  • Track and Assist in resolving margin calls
  • Manage inquiries from Bankers, Brokers, Lenders, Client Services on margin lending topics
  • Provide training to Credit Risk Management Team and other group as required
  • Series 7, 63 or 99 a plus (Would be required to obtain within 120 days)
  • Strong interest in derivative products and strategies
  • Solid Knowledge of Margin Lending regulations and practices a plus
  • Must be self-motivated and able to work independently
  • Must be able to manage day to day work in addition to managing multiple projects
  • Advanced Excel skills; Microsoft Access Skills a plus
  • BA/BS or equivalent in a business field
23

Liquidity & Collateral Management Analyst Resume Examples & Samples

  • Day to day running of tri-party agents including Bony/JPM/Euroclear
  • P&L Attribution
  • Previous Triparty experience and knowledge (Euroclear and Clearstream preferable)
24

Risk Analyst, Collateral Management Resume Examples & Samples

  • Daily monitoring of client portfolios, issuing and receiving collateral calls to ensure the firm’s counterpart credit risk is mitigated
  • Resolution and escalation of collateral issues
  • Support collateral optimization
  • Stay abreast of margin regulations and industry best practice
  • Cross train to develop a broad level of understanding across the varied business lines within Collateral Management
  • Ongoing, proactive risk management via staying abreast of risk issues in the capital markets and assessing impacts on our exposures
  • Keep management informed of market activities and potential risk to the bank with clear and concise recommendations on risk mitigation
  • Meet with management(Credit Risk Management, Credit Management, Front Office, Market Risk Control) to review risk dashboards prepared by the team