Investment Risk Analyst Resume Samples

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E Wehner

Edwina

Wehner

27970 Humberto Mountains

New York

+1 (555) 593 7311

27970 Humberto Mountains

New York

Phone

p +1 (555) 593 7311

Experience Experience

Los Angeles, CA

Investment Risk Analyst

Los Angeles, CA

Considine, Paucek and Bauch

Los Angeles, CA

Investment Risk Analyst

Monitor internal processing jobs and external data feeds, including third party pricing vendors and internal pricing models – 30%
Manage processes for gathering fund risk data and generating risk reports for portfolios
Coordinate with the Senior Risk Analyst in generating specific reports supporting the investment group
Demonstrated aptitude with at least one of the following programming languages: SAS, R, VBA, Matlab, C, or SQL
Prepare reporting on risk monitoring and results for use by the management committees, boards of directors and other governance structures
Provides oversight reporting – highlighting areas of concern
Monitors portfolio controls. Administers ongoing work processes to ensure portfolios conform to fund guidelines

Detroit, MI

Senior Investment Risk Analyst

Detroit, MI

Goyette-Russel

Detroit, MI

Senior Investment Risk Analyst

Provide advice and investment risk consulting services across investment management marketing groups and clients, establishing and maintaining strong working relationships with portfolio managers and other key stakeholders across the firm. This will include but is not limited to attribution reports, characteristics analysis, risk analysis, return based statistics review – taking complex information and communicating this data to various client groups effectively
Remain current on performance related trends, topics and issues
Maintain performance, composite and/or benchmark information
Perform data validation, exception processing and security modeling to improve data coverage and ensure accuracy of the reports
Review portfolio attribution, risk statistics and performance by analyzing the accuracy and quality of the underlying data
Identify and resolve data issues impacting risk reporting, characteristics, attribution and performance
Develop tools utilizing an internal MySQL database environment

present

Houston, TX

VP-senior Investment Risk Analyst

Houston, TX

Abernathy, O'Conner and Erdman

present

Houston, TX

VP-senior Investment Risk Analyst

present

Developing and implementing best practice methodologies and processes for evaluating wide variety of fixed income portfolio risks and liquidity
Interact with front office to review portfolio risk, exposures and provide analysis and respond to requests for information
Support the Chief Risk Officer heading up the AMUS Risk team by ensuring all functional documentation is up to date and reviewed
To manage and assess the impact of Regulatory Changes on the AMUS Risk Function. This includes representing the AMUS Risk team at relevant project working groups in relation to regulatory/governance changes
Recommend revised procedures to reduce risks and potential client compensation or regulatory sanctions
Analyze risk models used by the business and support the risk analysis of various investment strategies in use
Derive increased front office risk awareness through regular challenges and analytical assignment

Education Education

Bachelor’s Degree in Finance

Florida Atlantic University

Bachelor’s Degree in Finance

Skills Skills

Knowledge of statistical calculations
Knowledge of financial instruments and markets
Knowledge of GIPS Performance Presentation Standards
Knowledge of source systems for data and ability to verify for accuracy
Knowledge of proper English usage, grammar, spelling and vocabulary
Strong verbal and written communication skills
Strong attention to details
Excellent analytical skills
Microsoft Office
Access: Advanced

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Senior Investment Risk Analyst Resume Examples & Samples

Support the consulting role of Fixed Income Risk Managers with Portfolio Managers and Analysts within Investment Management by providing quantitative and technical assistance as required
Fulfill Mexico regulatory risk management responsibilities, including signing off and submitting required reporting, fulfilling some operational risk duties, and serving as industry representative for the firm
Analyze and explain complex investment processes for both fixed income and equity securities to both internal and external clients
Possess a high degree of integrity and credibility
Develop tools utilizing an internal MySQL database environment
Prepare, analyze and deliver portfolio risk and performance reports from various portfolio risk and performance attribution systems to provide portfolio insight (e.g. Barra FRM)
Perform data validation, exception processing and security modeling to improve data coverage and ensure accuracy of the reports
Provide advice and investment risk consulting services to users of these reports across investment management marketing groups and clients. This will include but is not limited to attribution reports, characteristics analysis, risk analysis, return based statistics review
Support risk consultants in other locations as requested
Ability to travel occasionally to other Franklin Templeton offices for training or planning meetings
Progress toward or completion of FRM, CFA, MBA, or other quantitative Masters strongly preferred
Certification for as Risk Manager for Mutual Funds (Figura 6), or willingness to get certification
Programming experience, ideally with MatLab or .net environment
4-7 years of relevant work experience in the mutual fund/financial services industry; portfolio risk consulting, investment performance, investment operations or fund accounting experience preferred
Exceptional quantitative and solid programming skills. Significant experience with Bloomberg, VBA and SQL, and a risk management system comparable to Barra FRM
A strong capital markets orientation
Strong verbal and written communications skills, as well as a highly proactive and energetic client service focus
A thorough understanding in all aspects of the calculation and attribution of fixed income performance and risk is required. This entails a clear understanding of analytic calculations around all fixed income and FX derivatives instruments at the security and portfolio levels
In addition to knowledge of pricing and valuation of fixed income and FX derivatives instruments, an understanding of their use in portfolio management and risk management is required
Experience communicating complex financial topics

Investment Risk Analyst Resume Examples & Samples

Experience using financial/risk application/software
Bachelor's degree in finance, math or other quantitative discipline
Excel: Advanced

Senior Investment Risk Analyst Resume Examples & Samples

Assess and monitor portfolio and idiosyncratic risks (e.g. stress testing, scenario analysis, risk factor correlation), develop risk models and analytical techniques to identify changes is trends
Build effective relationships with fund managers/front office through regular engagement around risk appetite, risk limits and significant new trades, and document related meetings
Produce regular oversight reporting on funds and fund ranges to make risk profiles transparent to senior management and the Board, and represent the Independent Risk Function on committees
Perform Derivatives reviews to ensure that the use of financial instruments is in line with fund guidelines
Conduct regular due diligence on risk data, analytics and systems sourced internally or externally
Promote a positive risk culture
Experience in mathematical/statistical software desirable (e.g. Matlab, SAS)
Good knowledge of derivatives
Solid experience within Financial Services
Good understanding of a wide range of financial instruments (in particular derivatives), including pricing/valuation methodologies
Masters degree or equivalent in a quantitative subject (e.g. Finance, Mathematics, Computer Science, Statistics, Economics)
Effectively operate in a team-oriented and collaborative environment
Excellent problem solving capability

PCA Investment Risk Analyst Resume Examples & Samples

Bachelors’ degree is required with a highlighted emphasis in mathematics, computer science, finance and/or economics. Graduate degree and/or CFA/FRM designations are encouraged
Five years’ experience within the investment management industry is preferred
Proven quantitative skills with a strong attention to detail, and superb oral and written communication skills are a necessity
MS Excel programming is required. MS Power Point and MS Word skills are needed

Senior Investment Risk Analyst, Luxembourg Resume Examples & Samples

Monitor funds (UCITS, AIF) and identify, analyse and report investment risks not in line with the risk profile of the fund. Provide upon request ad-hoc analysis of risk/performance contribution, fund exposure/sensitivity and scenario analysis
Provide fund risk assessments for new fund launches considering regulatory and internal requirements or analyse new financial instruments trading requests
Produce and analyse reports inter alia for senior management, fund boards and regulators
Serve as a risk analyst across EMEA for specific asset classes/fund types which includes real asset funds
Support in risk methodology discussions (Stress Test implementations, liquidity risk quantification, etc.)
Contribute significantly to several risk related projects within our investment risk function
University degree in mathematics, physics, economics, finance or similar
Several years of relevant experience in a risk control environment with a good understanding of financial products and valuation techniques
Demonstrate an in-depth knowledge of UCITS and AIF
Programming skills and know how in applying SAP Business Objects is an asset
Excellent communication and organisation skills
Fluent in English is mandatory, German/French an asset

Investment Risk Analyst Resume Examples & Samples

Prior investment performance or investment operations experience is viewed favorably
Knowledge of financial instruments and markets (especially bond and derivative instrument mathematics)
Strong verbal and written communication skills, ability to clearly express your thoughts
Excel: Advanced (Lookup functions, pivot tables, data comparison and manipulation)
Ability to organize and prioritize workflow
Ability to work under pressure, given tight deadlines
Ability to perform multiple tasks in a fast-paced, team-orinented environment

Investment Risk Analyst Resume Examples & Samples

Provide insightful investment risk analysis and updates to executives and portfolio managers
Responsible for creating and monitoring risk and stress measurement
Performance and Risk attribution analysis
Evaluate various investment strategies, funds, models through independent pricing and benchmark construction
Identify risk profile changes and emerging investment risks
Contribute to enhancing the accuracy, quality and relevance of investment risk reports
Acts as a team player and contributes to the continuous improvement of risk management, client servicing and productivity within the group. #LI-EC1
6 years minimum work experience in a Front office or Model validation team implementing and validating models for fixed income and derivatives
Master's degree in Math, Physics, Computer Science, or Statistics
Completion of the CFA designation is an asset
Thorough knowledge in liquidity measurement
Self-starter and excellent problem solver
Good command of business writing and grammar

Investment Risk Analyst Resume Examples & Samples

Provide insightful investment risk analysis and updates to executives and portfolio managers. Communication and collaboration with other TDAM teams will be a key to success in the role
Performance and risk attribution analysis
Search for the existence of unintentional risk by using various risk models and generating stress tests
Liaise with other areas of TDAM to facilitate investigation and resolution of performance issues
Prepare reports in concise, non-technical terms and present to different groups across the firm
Assist Portfolio Managers and Relationship Managers by undertaking various studies in the area of portfolio construction and risk analysis
Acts as a team player and contributes to the continuous improvement of risk management, client servicing and productivity within the group
A Master's or Bachelor's degree in Mathematics, Statistics, Engineering, Economics or Finance is a requirement for this position
Completion of the CFA, FRM or PRM designation is an asset
Financial or econometrics and risk management background, preferably with exposure to quantitative models and risk measures
Proficiency in statistics, Excel, VBA and Access are required as well as a strong interest in financial markets
Programming skills are required and experience with risk management systems would be an asset
Extremely strong analytical skills with a sharp eye for detail
Excellent communication skills with good command of business writing and grammar
Well-developed sense of personal initiative. Self-starter and excellent problem solver
Ability to thrive in a fast paced, time sensitive, exciting team environment
Demonstrated ability to effectively manage multiple assignments to successful implementation
Ability to learn quickly, question results, problem solve, and provide solutions

CO OP Investment Risk Analyst Resume Examples & Samples

Develop and maintain risk database in MS SQL Server, ensure current and accurate system documentation
Assist in delivery of interactive risk solutions by leveraging business intelligence software
Monitor and manage risk of investment activities by employing a range of risk measurement tools and statistics; communicate findings to senior management
Contribute to the investment process by providing in-depth portfolio risk analysis and ad-hoc analytical support
Support the Investment Risk Team in the implementation and development risk management framework
Currently enrolled in a Computer Science or Computer Engineering Program
Experience with programming in SQL
Experience or interest in working for an asset management firm is preferred

Senior Investment Risk Analyst Resume Examples & Samples

Identify, build and implement reporting requirements supporting the investment group
Coordinate with risk consulting team in generating specific reports supporting the investment group
Perform sophisticated ad hoc analyses, such as stress tests, sensitivity or hedging analysis give various market conditions
Act as backup to team members for critical deliverables specific to the investment group
Maintain and manage data required for the investment group’s reporting requirements
Respond to complex requests for portfolio characteristics and risk statistics information
Assist with creation of marketing materials and pitch books based on client-tailored optimization analysis to assist sales force
Meet with existing and potential clients
Assist in conducting industry-wide studies and data analysis
At least 4+ years relevant work experience in Fixed Income Risk Management, preferably in a global setup
CFA or FRM designation preferred
Experience using financial/risk application/software, i.e. Barclay’s Point, Bloomberg
Knowledge of statistical calculations and strong quantitative abilities
Ability to work independently with light supervision as well as in a team-based environment

Senior Investment Risk Analyst Resume Examples & Samples

Design, develop and test quantitative/analytic models to help manage and monitor risk – 30%
Assess portfolio risk exposures and escalate issues when risk levels may be inappropriate – 20%
Develop, implement, document and communicate risk related policies and procedures – 15%
Monitor internal processing jobs and external data feeds, including third party pricing vendors and internal pricing models – 15%
Create and present materials and analysis for Valuation, Investment Risk and other committees – 10%
Respond to ad hoc requests from CIO, sales, investment managers and client service teams – 10%
Bachelor’s degree required. Degree in Math, Finance, Statistics or related field highly desired
8+ years of investment industry experience, preferably with an emphasis on fixed income risk management
Ability to set priorities and work effectively in a fast-paced, deadline-oriented environment
Experience using sources such as Bloomberg, Factset, Morningstar Direct, Axioma, Barra, Barclays POINT and/or other providers of financial market and risk data
Solid understanding of fixed income and equity products, including MBS, ABS, CMO, Commercial Paper, government/agency, municipal and corporate bonds
MBA or Master’s degree in Finance, Math or other quantitative discipline
Experience with MATLAB, Stata, R and/or SQL Server Management Studio

Performance & Investment Risk Analyst Resume Examples & Samples

Identify and resolve data issues of low to moderate complexity impacting performance, characteristics, attribution and risk reporting
Create and run standard reports and queries
Review accounts to ensure inclusion in the proper composite per GIPS and FT policies
Review automated validation controls and complete issue resolution process
Ensure client requirements understood during product launch and account on-boarding and internal systems/processes are updated support requirements approved by PAIR Ops management
Remain current on performance and risk related trends, topics, issues, systems and analytical techniques

Senior Investment Risk Analyst Resume Examples & Samples

Use Internal and third party quantitative/analytic models to advise and counsel investment teams regarding appropriately managing risk – 30%
Monitor portfolio risk exposures and escalate issues when risk levels may be inappropriate. Partner and collaborate with internal partners to develop appropriate risk mitigation steps. – 20%
Respond to ad hoc requests from CIO, sales, investment managers and client service teams - 10%
Bachelor’s degree required; degree in Math, Finance, Statistics or related field highly desired
3+ years of directly-related experience within risk management
Experience using sources such as Bloomberg, Factset, Morningstar Direct, Axioma, Barra, and/or other providers of financial market and risk data
Solid understanding of Equity and Fixed Income securities
Ability and willingness to travel on an ad hoc basis as required (typically <10%)
Experience with MATLAB and/or SQL Server Management Studio

Investment Risk Analyst Resume Examples & Samples

Monitor internal processing jobs and external data feeds, including third party pricing vendors and internal pricing models – 30%
Create and present materials and analysis for Valuation, Investment Risk and other committees – 20%
Use Internal and third party quantitative/analytic models to advise and counsel investment teams regarding appropriately managing risk – 20%
Bachelor’s degree required, preferably in Math, Finance, Statistics or related field
2+ years of risk- and/or investment-related experience
Ability to set priorities and work effectively in a fast paced, deadline oriented environment
Ability to use complex spreadsheets and databases
Solid understanding of equity and fixed income securities
Experience with MATLAB, Alteryx, VBA, Tableau and/or SQL Server Management Studio
CFA Charterholder or progress in CFA program

Investment Risk Analyst Resume Examples & Samples

The role will initially be focused on the globalization and automation of the investment risk analytics/reporting processes for third party managed traditional and hedge fund investment products. Additionally, the analyst will support developing further risk monitoring and analytics for directly managed equity, balanced and fixed income accounts
Assist in the risk monitoring of investment portfolios and proactively raise issues with CIM’s Investment Risk Manager and Portfolio Managers
Redesign and run production of stress test reports that monitor overall CIM exposures and risks
Write minutes for the various Investment Risk meetings
Master's degree in Quant Finance/ Applied Mathematics / Statistics / Computer Science/ Physics / Engineering or related field
Three to seven years of risk/quant experience in the investment management business
Experience with Risk Systems (e.g. Northfield, RiskMetrics, Bloomberg PORT) and risk model construction a plus
CFA and/or FRM a plus
Ability to work well in teams and lead and manage projects in partnership with internal Technology teams from development through delivery

Investment Risk Analyst Resume Examples & Samples

Conceptual understanding of derivatives and their valuation methodology, as well as a general understanding of other asset classes is required. Practical experience with derivative market products and trading practices is desired
Good understanding of risk measurement methodology, including VaR related risk models and stress testing methodology
Familiar with investment and risk management software platforms. Experience with Bloomberg and Murex especially desired
Extensive experience with Microsoft Excel and Visual Basic programing skills are required. Experience with database management a plus but not required
Strong attention to detail, as well as strong oral and written communication skills
Familiarity with investment operations and processes and/or a demonstrated ability to develop this knowledge quickly

Investment Risk Analyst Resume Examples & Samples

Good general understanding of investments (including fixed income, equities, and derivatives) and related risk measures
Demonstrated ability to develop and implement creative solutions to analytical problems, making use of spreadsheets, databases, statistical packages, and graphics
Demonstrated ability to develop and implement automated processes to improve efficiency and accuracy
Ability to perform research through the use of internal and external information resources in multiple locations
Demonstrated ability to organize disparate data from geographically dispersed reporting sources into internally consistent and efficient information
Experience with model validation and/or a demonstrated ability to develop this knowledge quickly. A Masters degree in risk management, actuarial science, mathematics, accounting, finance, business, or related field with at least 2 years relevant work experience required. Bachelor’s degree in risk management, actuarial science, mathematics, accounting, finance, business, or related field with at least 6 years of relevant work experience may be substituted for graduate degree
Should possess a good business understanding of investments and derivatives, and the ability to use mathematical and statistical techniques
Professional designation (CFA, FRM, ASA/FSA, CERA) preferred
Experience with Microsoft Excel, Visual Basic required

Senior Investment Risk Analyst Resume Examples & Samples

Provide advice and investment risk consulting services across investment management marketing groups and clients, establishing and maintaining strong working relationships with portfolio managers and other key stakeholders across the firm. This will include but is not limited to attribution reports, characteristics analysis, risk analysis, return based statistics review – taking complex information and communicating this data to various client groups effectively
Support the consulting role of Risk Managers with Portfolio Managers and Analysts within Investment Management by providing quantitative and technical assistance as required
Collaborate with members of PAIR’s operations team to establish production of ongoing periodic performance and risk reporting, developing tools and managing internal SQL Server database environment(s), if needed
Prepare, analyze and deliver portfolio risk and performance reports from various portfolio risk and performance attribution systems to provide portfolio insight
Stay current with industry specific and other topical research as it pertains to the current market environment along with active knowledge of the risk analytic tools and department standards
Progress toward or completion of FRM, CFA, MBA, or a Masters of Financial Engineering strongly preferred
6-8 years of relevant work experience in the mutual fund/financial services industry; portfolio risk consulting, investment performance, investment operations or fund accounting experience preferred
Strong quantitative and solid programming skills with Bloomberg, Barclays Point, BarraOne, RiskMetrics, HedgeMark, and FactSet experience preferred
A thorough understanding of multi-asset class performance and risk is the overriding requirement. This entails a clear understanding of analytic calculations around derivatives instruments at the security and portfolio levels
In addition to knowledge of pricing and valuation of derivatives instruments, and hedge fund strategies, an understanding of their use in portfolio management and risk management is required

Investment Risk Analyst Resume Examples & Samples

Review automated validation controls and complete issue resolution processes, as needed
Remain current on performance related trends, topics and issues
Bachelor's degree, preferably in finance, math or other quantitative discipline
2-4 years of relevant work experience in the mutual fund/financial services industry; portfolio risk consulting, investment performance, investment operations or fund accounting experience preferred
Experience with Bloomberg and/or Barclays POINT preferred
Experience communicating complex financial topics with the ability to successfully articulate quantitative concepts to audience(s) unfamiliar with those same concepts
Experience consulting with financial professionals, including Portfolio Managers and Chief Investment Officers preferred
Thorough understanding of database functionality and enterprise information systems
Ability to work independently, think out-of-the-box and provide analysis and recommendations with credibility and confidence

Investment Risk Analyst Resume Examples & Samples

Comprehensive, detailed analysis and review of all Global Investments and Solutions (GI&S) funds and accounts to ensure they are run in line with regulatory and mandate constraints from both a performance and risk stand point
Ensuring, where applicable, UCITS regulations are adhered to, as well as preparing the platform for new and assess proposed regulatory developments
Providing technical expertise in respect of Investment Risk to ensure all necessary analytics are produced including but not limited to: Risk profiling of funds prior to launch, Value at Risk calculations, Stress Testing, Leverage and exposure calculations, working knowledge of OTC derivatives across equity, Fixed Income and Commodities, comprehensive understanding of cash settled products as well as exchange traded derivatives
Providing oversight on the supervisory documents on the Risk and Performance platform, including the Risk Management Process (RMP), the Key Investor Information Documentation (KIID), the Risk Profiling Document, and the policies and procedures by which the function operates
Providing a supervisory role with regard to credit and counterparty monitoring, ensuring UCITS rules are adhered to as well as identifying weak or failing credits to mitigate loss where necessary
Actively developing and enhancing the Investment Risk infrastructure to ensure market practices, standards and competencies are followed and a best of breed investment risk framework is followed
Leading on innovation and development of changes to the investment risk agenda and framework (called the Investment Delivery Risk framework), including process, systems and reporting, resulting in recommendations to the GI&S ExCo
Stakeholder management; working closely with Senior and Executive Management and infrastructure partners to ensure a comprehensive, consistent approach to risk management
Establishing risk policies, standards and procedures within the group’s overarching risk management framework, and ensure that these are observed, monitored and evidenced
Acting as point of contact and coordinator for regulatory enquiries, monitoring and surveillance and audit activities, including directly facing off to regulators and internal/external auditors
Embedding a strong risk-management culture
Extensive experience in a top asset management company or tier 1 bank and an advanced degree in a quantitative discipline
In-depth knowledge of the funds industry, both on regulated unitised funds and unregulated separately managed client mandates
Working knowledge of the financial markets with expertise in multi-asset class products, hedge funds, protected and index tracking funds
Knowledge of both single and multi-asset investment strategies as well as an in depth knowledge of the instruments used with the asset allocation
Excellent product knowledge including complex derivatives from both Front Office and Middle Office perspective
A broad understanding of financial markets, their drivers and key risks and how these translate on to the portfolios themselves
Understanding key risk management techniques including; exposures, leverage, volatility, Value at Risk stress testing, liquidity monitoring, regulatory frameworks
Working knowledge of more complex risk management techniques including: Second order risks such as gamma and vega, capital protection techniques including Constant proportion portfolio insurance (CPPIs), Index replication strategies, OTC derivative valuation
Knowledge of the regulations and regulatory requirements in different jurisdictions (including UCITS, NURS, QIF, SIF, AIFM, ACD etc)
Working knowledge of industry leading risk and performance systems including Risk Metrics, StatPro Revolution / SRM, Lipper, Barclays Point, Bloomberg (PORT / MARS), StateStreet TruView, Arkus, MSCI Barra One

Investment Risk Analyst Resume Examples & Samples

Development of fund risk frameworks, limits and parameters
Maintain risk related policies, procedures and documentation
Monitor and review risk reporting (liquidity, stress tests, VAR reporting etc.), research and escalate breaches working closely with the portfolio management teams, as needed
Prepare reporting on risk monitoring and results for use by the management committees, boards of directors and other governance structures
Provide support (including preparation of materials) to the Conducting Officer and board functions of the Luxembourg Management Company, and similar work to assist the Board and Management Committee of WMF (Ireland) plc
Assist in the implementation of oversight controls to ensure WMF compliance with regulatory requirements (UCITS, AIFMD etc.)
Point of contact for regulators to include the CSSF and the CBI
Monitor industry developments on risk management
Lead/participate in projects and working groups on risk related changes and issues
An undergraduate degree, ideally with a mathematical or statistical bias
Ability to multi-task, identify, research and resolve unfamiliar issues
Strong organizational skills with ability to prioritize multiple projects/issues
Self-starter with the ability to work with minimal supervision

Investment Risk Analyst Resume Examples & Samples

Partners with Vanguard's Investment Management Group to define and develop an effective and efficient risk-reporting infrastructure in a global environment by gathering and analyzing data from various fund management units, writing reports, and providing recommendations and exercising judgment
Uses a variety of analytical resources, under the direction of senior management, to develop new and enhance existing risk-return analysis, including risk monitoring, performance attribution, multi-factor risk models, benchmarking and scenario analysis. Analytical resources include but are not limited to FactSet, Axioma, CRD, Visual Basic, Excel, MATLAB, and other portfolio management systems
Develops a deep understanding of Vanguard's investment management functional areas. Keeps abreast of current issues in business operations and incorporates changing business needs into risk analysis. Develops and maintains knowledge of financial markets, securities and general investment themes in order to bring an informed perspective to the risk management processes
Keeps abreast of current financial markets, securities and investment themes in order to bring an informed perspective to the risk management processes. Ability to think critically about broad range of potential investment risks, gathers relevant data and information systematically, can translate complexities and perceives relationships amongst data and trends
Develops and executes complex business projects and directs colleagues on such projects. Meets established project milestones, goals and objectives within established time frames by utilizing a disciplined approach to delivering on time. Leads team with the identification, evaluation, and resolution of potential obstacles which may have an impact on the completion of the project
Presents thorough, clear, and insightful analysis to senior leaders, portfolio managers, and traders in a professional manner
Undertakes a variety of ad hoc analytical projects as needed to support Risk Management Group (RMG)
Bachelor’s degree with MS/MBA, CFA designation, or FRM strongly preferred
Minimum five years related analytical work experience
Strong understanding of broad financial markets, including industry structure, trading practices, risk management techniques, and systems capabilities. Ability to handle multiple, complex projects with attention to detail while meeting deadlines
Demonstrated quantitative and analytical skills, including statistical and regression analysis
Demonstrated ability to function in a fast paced, ambiguous working environment with multiple and diverse responsibilities
Desire and aptitude to problem solve using system solutions such as advanced functions in Excel and Access; experience with VBA, SQL, and MATLAB strongly preferred
Detail oriented with a high level of energy
Proven self-starter with ability to work independently and within teams
Effective influencing, collaboration, relationship management, project management and partnering skills

Investment Risk Analyst Resume Examples & Samples

Comprehensive, detailed analysis and review of all GI&S funds and accounts to ensure they are run in line with regulatory and mandate constraints from both a performance and risk stand point
Ensure, where applicable, UCITS regulations are adhered to, as well as preparing the platform for new and assess proposed regulatory developments
Provide technical expertise in respect of Investment Risk to ensure all necessary analytics are produced including but not limited to: Risk profiling of funds prior to launch, Value at Risk calculations, Stress Testing, Leverage and exposure calculations, working knowledge of OTC derivatives across equity, Fixed Income and Commodities, comprehensive understanding of cash settled products as well as exchange traded derivatives
Provide oversight on the supervisory documents on the Risk and Performance platform, including the Risk Management Process (RMP), the Key Investor Information Documentation (KIID), the Risk Profiling Document, and the policies and procedures by which the function operates
Provide a supervisory role with regard to credit and counterparty monitoring, ensuring UCITS rules are adhered to as well as identifying weak or failing credits to mitigate loss where necessary
Actively participate in the approval of external counterparties as well as review credit documentation (ISDA and CSA and accession letters)
Monitor liquidity, collateral and second order risks of external CIS and ETFs
Take a lead role in the management of all performance reporting projects, including innovation and development of systems, delivery of tactical solutions as well as reconciliation of externally produced numbers. Examples of innovation projects include BMAC, roll out of Port+ Risk Tools, delivery of the Investment Delivery Risk framework, which is new to Barclays
The role will include critical review of risk models, including risk models used for conduct risk management, for example product risk rating tools and quantitative methodology, structured products model review, etc
Actively develop and enhance the Investment Risk infrastructure to ensure market practices, standards and competencies are followed and a best of breed investment risk framework is followed
Lead on innovation and development of changes to the investment risk agenda and framework (called the Investment Delivery Risk framework), including process, systems and reporting, resulting in recommendations to the GI&S ExCo
Stakeholder management; work closely with Senior and Executive Management and infrastructure partners to ensure a comprehensive, consistent approach to risk management
Embed a strong risk-management culture
You should hold an advanced degree in a quantitative discipline and should have solid understanding of the financial markets and asset management industry. You will be familiar with programming languages including VBA, SQL, and be able to write and decode existing tactical solutions using Excel and Access macros

Asset Management Risk-gim Investment Risk-analyst Resume Examples & Samples

Undergraduate degree with 2-4 years of relevant work experience; experience within asset management, investment risk, or market risk preferred
Excellent analytical and problem-solving skills; inquisitive nature and comfortable in challenging current practices
Strong Excel/PowerPoint/MS Office skills and experience with Tableau preferred
Strong communication skill and interpersonal skills to be leveraged in executive governance and senior management forums
Attention to detail, strong organization and processing skills
Strong product knowledge and quantitative skills with broad range of asset classes and investment strategies, a plus
Familiarity with modelling and working knowledge of portfolio valuations and risk systems, such as Risk Metrics, a plus

Investment Risk Analyst Resume Examples & Samples

Quantifies excess returns and performs attribution analyses, including determination of causes for performance dispersion
Performs ex-ante and ex-post portfolio risk assessments
Provides oversight reporting – highlighting areas of concern
Conducts regular oversight meetings with the investment team covering all aspects of investment risk
Monitors portfolio controls. Administers ongoing work processes to ensure portfolios conform to fund guidelines
Serves as a back-up to peers' job responsibilities as needed - including managing data integrity processes and pre- and post-trade compliance processes
Builds and manages domestic and global working relationships to ensure achievement of enterprise wide objectives
Provides routine assistance and backup to other units within the Investment Group
Undergraduate degree or an equivalent combination of training and experience
CFA and/or FRM desirable
Minimum three years of general business experience
Very good working knowledge of FactSet (Portfolio Analysis, SPAR) required
Strong VBA Programming skills
Extensive knowledge of Axioma, Aladdin, POINT and Charles River desirable
Strong Understanding of portfolio risk analysis concepts such as VaR, Tracking error, and portfolio optimization using factor models
Experience with indexed funds and ETFs an advantage
Complete understanding of different security types (Equity and Fixed Income); with some derivatives experience preferred
Effective research and analysis skills with attention to detail
Good time management, planning, and organization skills
Demonstrated ability to function in a fast paced and ambiguous environment, working with multiple and diverse responsibilities

Investment Risk Analyst Resume Examples & Samples

3-5 years of experience in data analysis, trading, risk management, and/or risk systems
Strong academic track record; accounting, economics, mathematics or finance major preferred
Experience with Matlab and Excel/VBA or comparable analysis tools preferred
Thoroughness and attention to detail are essential traits given the importance of communicating correct information to investors and other members of the portfolio management
Ability to manage multiple tasks, prioritize effectively, meet deadlines and deliver high quality, error-free work in a fast-paced environment
Strong understanding of portfolio construction, derivative processing, risk analytics, and investments
Capable of taking responsibility for independent projects with limited supervision
Humility, natural curiosity and an excellent sense of humor
Desire to achieve a Master’s degree and/or CFA

VP-senior Investment Risk Analyst Resume Examples & Samples

With the breadth of the Risk Team’s remit and the limited resources available, the role requires strong organization and influencing skills
The jobholder is expected to be well versed in writing documentation for desk rules, functional instruction manuals, and interpreting regulatory requirements from a risk perspective
Close liaison is maintained with the AMG Global Risk team, Compliance and other functions within AMUS
The jobholder is expected to work with a level of autonomy in their technical area of expertise and provide clear judgment and direction in a variety of forums and formats
Role holder is expected to lead independent evaluation of quantitative and model risk with-in the suite of tools and systems used with-in AMUS
Minimum of five years plus of experience in risk management
Bachelor’s degree in mathematics, business, statistics or economics with exposure to math and econometrics; a Master’s degree and/or CFA, FRM, PRM certification is preferred
Strong knowledge of Excel modeling as well as experience with risk management Models (e.g. Risk Watch, Sunguard APT or Barra)
Good influencing and decision making skills based on quantitative and qualitative analysis
Good communicator (oral and written) especially of technical issues to non-specialists

Jnr Investment Risk Analyst Resume Examples & Samples

Support the team in assessing and monitoring portfolio and idiosyncratic risks (e.g. VaR, stress testing, scenario analysis, risk factor correlation, risk exposures…),
Support the development of risk models and analytical techniques to identify changes and trends
Participate to meetings with fund managers/front office; producing regular oversight reporting on funds and fund ranges to make risk profiles transparent to senior management and the Board
Support derivatives reviews to ensure that the use of financial instruments is in line with fund guidelines
Experience in mathematical/statistical software (e.g. Matlab, SAS, R)
Knowledge of Bloomberg/Data Stream/Reuters
Strong knowledge of MSCI RiskMetrics and APT
Strong knowledge of financial derivative instruments
Ideally significant previous experience within Financial Services
Good understanding of a wide range of financial instruments, including pricing a wide range of financial instruments, including pricing/valuation methodologies
Demonstrated research capability

Senior Investment Risk Analyst Resume Examples & Samples

Review portfolio attribution, risk statistics and performance by analyzing the accuracy and quality of the underlying data
Identify and resolve data issues impacting risk reporting, characteristics, attribution and performance
Provide commentary for portfolio attribution and performance
Ensure reports are delivered to the appropriate client(s) and/or provided via automated processes to downstream systems by the agreed upon date
Maintain performance, composite and/or benchmark information
Respond to ad-hoc requests for risk statistic, characteristic and performance information
Remain current on risk and performance related trends, topics and issues
A thorough understanding of multi-asset class performance and risk. This entails a clear understanding of analytic calculations around derivatives instruments at the security and portfolio levels

Asset Management Risk-am Investment Risk-analyst Resume Examples & Samples

This position will provide operating and business risk oversight, investment risk monitoring, exposure and concentration reporting and assist in developing and enforcing risk and investment approval policies across the businesses
The candidate’s primary responsibilities include the following
Measure, monitor and independently assess risks in investment activities; escalate issues/concerns to senior management
Ensuring risk oversight processes and infrastructure are maintained
Collaborate with investment, in-business and independent risk teams to develop and maintain understanding of risk profiles of portfolios
Improve risk transparency and infrastructure
Undergraduate degree with 1-3 years of relevant work experience; experience within asset management, investment risk, or market risk preferred
Demonstrated interest in and knowledge of global financial markets and strong intuition in its impact to our business
Must be able to work under pressure and deliver on multiple tight, time sensitive timelines
Innovative and creative thinking. Ability to improve current processes and achieve efficiencies
Familiarity with modeling and working knowledge of portfolio valuations and risk systems, such as Risk Metrics, a plus

Junior Investment Risk Analyst Resume Examples & Samples

As a key member of the firm's investment guideline monitoring team, you will analyze compliance breaches, determine resolutions, and identify root causes for incident resolution and reporting
Complete ongoing guideline set up, review, and maintenance to ensure accuracy of all account guidelines, instructions and mandates
Potential for involvement in portfolio investment risk monitoring, risk analytics and review of portfolio risk profiles
BA/BS degree. 1-3 years relevant work experience with investment guideline and risk monitoring, or comparable compliance experience
Demonstrated analytical and organizational skills
Computer literacy – Excel required, ideally to an advanced level (including VBA). Word, Access, SQL/database skills, and Powerpoint desirable

Investment Risk Analyst Resume Examples & Samples

Manage processes for gathering fund risk data and generating risk reports for portfolios
Review risk reports and communicate findings to senior risk managers and business leaders as needed
Provide analysis of ad-hoc risk issues as necessary, interacting with the investment team as needed
Maintain and enhance risk data reporting solutions and develop new risk reports
Maintain the integrity and accuracy of the data in the system, work with Technology and Operations to resolve system and portfolio data issues as necessary
Coordinate and distribute internal/external reporting across multiple areas of the company
Degree in a quantitative field such as Finance, Mathematics, Statistics, Computer Science, Engineering, Economics or other relevant area of study
Programming experience with Excel VBA, SQL Server/Access databases, and any statistical/mathematical programming language such as R or Matlab
Knowledge of financial market instruments including options and derivatives
Good general understanding of investment management and financial risk management
Ability to analyze fund performance under various hypothetical market scenarios
Ability to maintain good relationship with business partners
Preference will be given to candidates with masters of financial mathematics or any of the following designations: CFA (Chartered Financial Analyst), FRM (Financial Risk Manager), or PRM (Professional Risk Manager)
Experience and familiarity with Blackrock Aladdin and MSCI Barra risk systems, and Tableau
2+ years of experience preferably in risk management, investment management, or capital markets