Investment Risk Resume Samples

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L Buckridge

Loma

Buckridge

45432 Annetta Plains

Chicago

+1 (555) 615 5531

45432 Annetta Plains

Chicago

Phone

p +1 (555) 615 5531

Experience Experience

Dallas, TX

Investment Risk

Dallas, TX

Hackett-Haag

Dallas, TX

Investment Risk

Responsibility for creation / analysis of regular risk attribution reports for assigned funds (primarily equity long short and long-only, but also multi asset portfolios) for use by the Fund Managers, Head of Investment Risk and the CRO, and other interested users of the data such as senior management, marketing, and compliance
Work with Fund managers in regular 1-2-1 or oversight risk meetings covering all aspects of investment risk to help manage risk
Collaborating with software developers to integrate models into BlackRock’s proprietary risk management, optimization and portfolio construction tools
Communicating new models through white papers and directly with senior risk and portfolio managers
Working knowledge of Bloomberg, Barra, RiskMetrics or similar systems beneficial
Escalation of issues to Head of Investment Risk and other senior management
Contribution to the development of fund risk analysis

Philadelphia, PA

Manager, Investment Risk

Philadelphia, PA

Zulauf-Kemmer

Philadelphia, PA

Manager, Investment Risk

Internal risk monitoring (maintaining and enhancing reporting and analysis.)
Modeling and research
Measurement calibration & back testing
Vendor and People Management including the management of a team of analysts
Review, improve and maintain documentation on internally-built risk models
Propose, develop and document forward looking risk methodologies for long term investment objectives
Provide idea leadership in the development of quantitative risk solutions across IR

present

Boston, MA

IPB Head of Investment Risk

Boston, MA

Gutkowski Group

present

Boston, MA

IPB Head of Investment Risk

present

Liaise with Compliance and Legal teams on regulatory interaction and relationship management (OCC, FINRA, and SEC)
Own IPB U.S.’s relationship with its brokerage platform provider (Pershing) for risk-related functionality and interface
Communicate and align with business-specific support channels and third parties
Results-drive record of achieving business and/or financial goals
15+ years of extensive knowledge in investment, brokerage, and banking sales
Identify and deliver Investment Risk Training modules
Interact with IPB U.S. segment heads, sales managers, Finance, Operations, Human Resources, and business managers. Participate as an active member of the IPB U.S. Leadership Team

Education Education

Bachelor’s Degree in Quantitative

University of Memphis

Bachelor’s Degree in Quantitative

Skills Skills

CFA or other professional qualification an advantage
Working knowledge of Bloomberg, Barra, RiskMetrics or similar systems beneficial
Strong quantitative skills
Knowledge of risk models and concepts such ad tracking error, VaR, and stress testing methodologies together with an appreciation of their limitations
Knowledge of derivatives (types, valuation/pricing, risks)
Experience analysing equity risks
Technical skills

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Enterprise Risk Services Market & Investment Risk-executive Resume Examples & Samples

You will contribute technically to external EY engagements, demonstrating sound understanding of financial markets as well as strong analysis and modelling abilities. You will document solutions in concise, high-quality work products and effectively communicate results to senior management as well as clients
You will build valued relationships with external clients and internal networks. You will support the development of a portfolio of business by focusing on high impact opportunities and delivering market leading solutions and insights
You will be a key contributor to presentations and proposals for medium to highly complex projects, be part of a team operating across multi specialisms and geographies. You will participate in the creation of innovative solutions and through research you will contribute to thought leadership in the market
As a respected professional you'll communicate effectively with EY engagement partners and managers, while contributing to motivated, high-performing project teams and help colleagues to build sustainable competencies
Participate in technical engagements and deliver high quality work to clients
Contribute to people initiatives, including recruiting, retaining and training
Professional qualification such as FRM, CFA - or in the process of studying towards qualification - would be highly advantageous
Knowledge of regulatory reforms impacting financial institutions and an understanding of current regulatory framework would be advantageous
Proven knowledge in investment risk topics and/or market risk measurement and management and exposure to other financial services risk disciplines
Ability to understand, manipulate, interpret and draw appropriate conclusions from financial data, commercial documentation and reports
Appetite to be part of a high performing team

Risk Executive AM Market & Investment Risk-alternatives Resume Examples & Samples

Oversee risk management practices for the Alternatives business of JPMAM
Enhance risk oversight processes, policies and infrastructure for Alternatives business ensuring compliance is maintained
Oversee the development, implementation and ongoing maintenance of investment risk framework including appropriate escalation ranges and protocols for the Alternatives business
Establish technology requirements in collaboration with product teams and Corporate Risk; work closely with Chief Operating Officer for Risk Management and technology teams on execution and setting priorities
Initiate and lead efforts to improve risk transparency and infrastructure
Represent AM Risk Management and the Alternatives business in risk and control forums; ensure market risk requirements for principal activities are employed and leverage best practices for AM business activities
Monitor co-investment activities to ensure activities are within risk appetite
Act as point of contact for regulatory matters related to market and investment risk for Alternatives business
Liaise and present risk topics to regulators and industry groups
Managing Director with 10 years experience in financial services industry related to trading, portfolio management, risk management and/or investment risk across asset classes; buy-side and alternatives experience preferred
Strong product knowledge and quantitative skills with broad range of asset classes (Fixed Income, Equity, FX, Volatility, Commodities, and derivatives including futures, options, rate swaps, CDS and CDX) and investment strategies (Stat Arbitrage, Merger Arbitrage, Global Macro, L/S Equity, Credit, Real Estate, etc)
Strong knowledge of market risk methodologies such as VaR, stress and sensitivities
Familiarity with modeling and working knowledge of portfolio valuations and risk systems, such as Risk Metrics a plus
Demonstrated ability to prioritize multiple concurrent tasks to best meet overall goals
Previous experience in managing/building teams
Strong communication and interpersonal skills; ability to drive results and to manage projects across a group of constituencies
Experienced at interacting with financial regulators
Undergraduate degree required; post graduate degree with finance-related emphasis preferred

Manager, Investment Risk Resume Examples & Samples

Regulatory risk (market/liquidity) reporting: design and delivery of automated tools, ensuring accuracy and consistency with regulatory requirements
Internal risk monitoring (maintaining and enhancing reporting and analysis.)
Modeling and research
Measurement calibration & back testing
Internal & client presentations as needed, feedback sessions to improve design
Vendor and People Management including the management of a team of analysts
Master’s degree required, must be in a quantitative subject
CFA and FRM preferred
Minimum 5 years experience in robust, production-quality market risk measurement systems or desktop risk measurement applications such as RiskMetrics, Barra, BlackRock Aladdin, etc
Minimum 5 years experience utilizing project management skills
Minimum 5 years experience working with and integrating complex data
Deep understanding of security valuation and market risk models and measures across all major asset classes
Understanding of, and ability to create, liquidity and concentration risk measures and reporting
Strong ability to use statistical and risk modeling environments such as SAS, R
Understanding of relational databases and fluency in VBA
Keen understanding of measurement quality, trade-offs, technical requirements
Understanding of the application of risk measures in asset management
Ability to collaborate with and build to requirements of GRM colleagues
Ability to incorporate feedback from Russell's key business people and quantitative though leaders
Strong collaboration ability across Russell's full set of global businesses

Investment Risk Officer / CIM Resume Examples & Samples

Oversee various asset allocation products and managed accounts
Develop, refine and automate end-to-end risk management and monitoring processes
Develop systematic quantitative techniques for defining, tracking, and measuring risk, performance, and other investment performance metrics
Examine performance variances and review benchmarking data
Monitor, resolve, and report deviations from prescribed risk and investment parameters and recommend appropriate course of action and take ownership of ensuring those actions are taken
Must be able to articulate and defend recommended course of action and not be swayed to take alternate action if he/she believes it is not appropriate
Actively engage with portfolio management to understand, define, and monitor the risk tolerance of managed portfolios
Master’s degree in quantitative field required
Understanding of quantitative risk modeling and techniques
Strong programming and database management skills required
5-7 years experience in financial services required with strong understanding of the investment industry and in particular, buy-side risk management
Detail-orientated with strong organizational skills
Familiarity with 3rd party risk models (eg Northfield, Barra)
Working of knowledge of Bloomberg and Factset is a plus

Director of Investment Risk-gam-u.s Resume Examples & Samples

Develop and oversee U.S. investment risk process. Identify and quantify investment risks and provide tools to improve and evaluate decision making at multiple levels of the investment process
Working with GAM Investment Risk, identify opportunities to standardize risk practices across the firm to promote scalability, efficiency and a broad understanding of risk profiles
Promote greater focus on risk and performance analysis; provide insight on key risks and exposures versus mandates, market trends and potential events
Develop multilateral investment risk governance structures to identify, measure and manage market, credit and counterparty risks inherent in the portfolio management process
Produce investment risk and performance reporting to the CIO, portfolio management teams and senior management
Provide scenario testing to support multi-asset class investment decision making
Partner with investment teams to develop and maintain appropriate security exposure information, such as fixed income analytics and equity fundamental factor exposures
Support business development and client service efforts as needed. Includes development of custom benchmarks and reporting to meet client/prospect requirements
Contribute to the development of GAM’s reputation for investment excellence through the development of thought leadership content and means to demonstrate capabilities to external audiences
Lead GAM U.S. Pricing Committee and develop appropriate valuation policies
Bachelor's degree, preferably in Mathematical Finance, Business Administration or a related field
10+ years of experience in derivatives and/or financial products risk function
CFA and/or MBA
MS in Mathematical Finance
Supervisory experience strongly preferred

VP Investment Risk Management Resume Examples & Samples

Contribute to the risk review and approval of New Business initiatives including products, processes, markets or instruments. Perform risk analysis and coordinate with key business, legal and compliance representatives to ensure that all associated products and services are appropriately designed and controlled
Design and implement systems of internal control and compliance by working closely with both the businesses and the risk management function at regional and global level, including but not limited to
At least 8 years relevant work experience, including hands-on risk management experience in a front or middle office environment in financial institutions
Strong knowledge in the financial market and investment risk management
Experience in quantitative risk analytics tools or systems
Very proficient and experienced in Microsoft Excel, using advanced formulas, vlookup, etc.; Pivot tables; data management and linking to external databases, etc
Self starting individual and a team player with business yet being able to maintain independence on risk management
Working knowledge of the business' data flows, products and operations for asset management business is an advantage
Ability to deal with high level of ad hoc requests and deliver under pressure
CFA or FRM qualification is a plus
Proficient in written and spoken English, Japanese language speaker will be preferred

Investment Risk Director Resume Examples & Samples

Be responsible for monitoring trade suitability of investments working alongside the investment team
Be responsible for monitoring the compliance of pre-trade risk disclosures provided to clients
Assist in monitoring the selling process of the private bankers
Provide up to date training to the private bankers
Assist in preparing monthly reporting to the senior management
Assist with any ad hoc projects and investigations
Have at least 8 years of relevant experience within the suitability monitoring area
Have at least 5 years of experience within the private banking or investment banking space
Have a good knowledge of investment products
Have a good knowledge of regulations relevant to the business (HKMA/SFC)
Be proficient in English, and Mandarin is a MUST

Am-gim Investment Risk Mgr, VP Resume Examples & Samples

Measure, monitor and independently assess risks in principal and investment activities; escalate issues/concerns to senior management
Assist in enhancing risk oversight processes, policies and infrastructure for Investment Risk ensuring compliance is maintained
Represent GIM Risk Management in risk and control forums
Ensure all risk-related models are included in the model inventory and reviewed/approved in accordance with policy and procedures
Excellent analytical and problem-solving skills; inquisitive nature and comfortable in challenging current practices

Senior Risk Manager / Investment Risk Resume Examples & Samples

Areas of focus to include performance attribution, scenario analysis, event risk management, portfolio construction, and new product analysis
Create and maintain regular reporting providing meaningful summaries of investment risk analysis and mitigating strategies
Participate as appropriate in other risk activities (e.g. audit and regulatory exams)
15 or more years of experience in an applicable risk management environment

AM Risk-gim Investment Risk Mgr Resume Examples & Samples

Assist efforts to improve risk transparency and infrastructure
Outstanding communication and interpersonal skills to be leveraged in executive governance and senior management forums
Previous direct, hands-on experience with large initiatives, capable of prioritizing deliverables to meet goals and to manage across a group of constituencies
Strong ability to influence and drive change in a dynamic environment across several lines of businesses
Undergraduate degree required; post graduate degree preferred; CFA a plus

WM Risk Management Associate Counterparty & Investment Risk Resume Examples & Samples

The Associate for Counterparty and Investment Management is responsible for conducting the testing and oversight activities, including the current ARS Investment Review testing program, as well as additional programs designed to assess the effectiveness of investment controls throughout the US Wealth Management business
Propose, develop and implement new programs created to enhance and align with growing business initiatives while making revisions to existing programs and models
Create and develop metrics to present quarterly and annual reports to identify risk analysis and validation of reports
Extract pertinent, confidential information for the purpose conducting analysis and creating metrics and reports to senior management and internal stakeholders within CIBC
Perform qualitative and quantitative analysis in areas including but not limited to
Minimum of Bachelor’s Degree and 5 – 7 years of audit, compliance or similar experience is needed and previous management experience is desired. Knowledge of the Wealth Management Business, Counterparty Relationships and Investments are desired. In addition, working knowledge of Microsoft Office is necessary for the purpose of performing tasks, recording findings and communicating results
Successful candidate must be a self-starter who can work collaboratively, can maintain confidences, communicate effectively and demonstrate good judgment

Asset Mgmt Risk GWM Investment Risk Due Diligence Associate Resume Examples & Samples

Support investment risk coverage for manager due diligence: mutual funds, ETFs, hedge funds, liquid alternatives, private equity/real estate funds, separately managed accounts
Engage in regular dialogue and participate in regular manager reviews with the due diligence teams
Review manager research and rating actions from the due diligence teams for consistency and accuracy
Work with due diligence teams to monitor fund-level metrics: liquidity, capacity, concentration, ownership
Prepare consolidated analysis and reporting for quarterly governance committees
Work with Risk and manager due diligence to implement enhanced reporting architecture
Conduct ad hoc risk analysis for various projects, or in response to internal/external requests
Develop and refine user tools; support automation of manual processes
Document standard operating procedures for key processes
Very high analytic aptitude, as evidenced by educational credentials in a quantitative field
Strong partnership skills; experience working on cross-functional teams
Control mentality – naturally skeptical, with an ability to anticipate unforeseen consequences
Proactive self-starter with ability to manage projects independently
Two to five years of financial industry experience; buy side experience preferred
Desktop programming skills (SQL/VBA at a minimum) and expert Excel skills are required

GWM Investment Risk Officer Resume Examples & Samples

Primary investment risk coverage for manager due diligence: mutual funds, ETFs, hedge funds, liquid alternatives, private equity/real estate funds, separately managed accounts
Engage in regular dialogue and participate in regular manager reviews with the due diligence teams
Review and challenge manager research and rating actions from the due diligence teams
Work with due diligence teams to monitor fund-level metrics: liquidity, capacity, concentration, ownership
Assess risks across the manager platform in response to market events, emergent risks or portfolio performance
Participate in governance committees covering onboarding and ongoing review of managers
Provide support in the review of private equity & real estate transactions
Experience in manager selection, due diligence or investing in a multi-manager context is required

Gwm Investment Risk, Head of Funds Oversight Resume Examples & Samples

Primary investment risk coverage for direct equity strategies, including specialized solutions and structured notes
Maintain market intelligence in the Equity space, highlighting and escalating key risks on the horizon
Engage in regular dialogue with investment teams; provide an informed challenge to equity portfolio managers
Regular review of risk and performance vs. objectives, guidelines and metrics for equity strategies
Participate in regular reviews of equity structured products with the relevant trading desks
Assess risks in equity products in response to market events, emergent risks or portfolio performance
Present and discuss equity strategies at Risk governance committees
Experience on an equity trading desk is required (equity research experience is not applicable)
Very high analytic aptitude, as evidenced by educational credentials and/or work experience
Strong partnership skills; experience working on cross-functional teams
Ability to challenge business partners while working constructively to achieve a common goal
Ownership mindset – takes personal responsibility for outcomes; sees beyond their own domain
Minimum seven years of financial industry experience; buy side experience preferred

Asset Management Investment Risk & Risk Governance Analyst Resume Examples & Samples

This position will provide operating and business risk oversight, market risk monitoring, exposure and concentration reporting, and assist in developing and enforcing risk and investment approval policies across the businesses. The position will assist with proactive management of Investment Risk based on ongoing, informed, and educated market observations with a focus on emerging risks. Monitor and report investment risk on an independent basis. Oversight conducted at the level of strategy, fund/account and product level. Including
Global exposure for funds via VaR and the commitment approach
Issuing daily reports of Value at Risk analysis vs. benchmark or absolute limit (VaR measure includes analysis of volatility, correlation and tail risk)
Fund liquidity risk (asset and liability)
Leverage and Total Exposure analysis
Stress and scenario analysis
Excess Return analysis
Carry out relevant investigation and escalation of limit excesses
Ensure that procedures and Risk Management Process (RMP) for risk monitoring are followed
Preparation of Fund and Legal Entity board reports
Preparation of Risk Control Committees and Operating Committees reports, materials and minute taking
Assist with Hedged Share Class Committee
Assist with various NBIAs including fund launches which may require agreeing risk limits, benchmark reviews, providing leverage estimate, product spec reviews etc. Ensure risk requirements for new funds are met

Asset Mgmt Risk-gwm International Head of Investment Risk Monitoring Resume Examples & Samples

Primary monitoring responsibility for EMEA Manager Selection, Portfolio Construction and Capital Markets
Maintain market intelligence in EMEA markets, highlighting and escalating key risks on the horizon
Engage in regular dialogue and participate in regular manager reviews with the IPB Manager Selection team
Work with the Manager Selection team to monitor fund-level metrics: liquidity, capacity, concentration, ownership
Review and challenge manager research and rating actions from the Manager Selection team
Participate in quarterly Risk governance committees covering onboarding and ongoing review of managers
Review risk and performance of GWM-managed funds and model portfolios in IPB; challenge portfolio managers
Participate in quarterly Risk governance committees for IPB Funds and model portfolios
Day-to-day monitoring and regular reviews of EMEA structuring and market-making desks
Oversee and coordinate risk monitoring for all IPB investment businesses globally
Partner constructively with business leaders while maintaining independence
Work with Investment Risk Research team to standardize Risk’s investment governance framework globally
Work with the product businesses and Investment Risk Research to enhance IPB product governance forums
Coordinate Investment Risk’s responses to regulatory and audit requests in EMEA
Provide mentorship and credible challenge to junior team members
Experience working with peers and senior management to negotiate desired outcomes
Ability to see the big picture and consider issues on a global scale, thinking through the wide-reaching impacts of actions and decisions
Control mentality – naturally skeptical, with an ability to anticipate unforeseen consequences
Self-starter with ability to manage projects independently
Proven extensive financial industry experience; buy side experience preferred
Project management and team leadership experience are a plus

Asset Mgmt Risk GWM Investment Risk Officer Resume Examples & Samples

Primary investment risk coverage for FICC strategies, including specialized solutions, separately managed accounts and structured notes
Maintain market intelligence in the fixed income space, highlighting and escalating key risks on the horizon
Regular review of risk and performance vs. objectives, guidelines and metrics for fixed income strategies
Participate in regular reviews of FICC structured products with the relevant trading desks
Assess risks in fixed income products in response to market events, emergent risks or portfolio performance
Present and discuss fixed income strategies at Risk governance committees
Interface with Asset Management Market Risk to provide oversight for GWM market making books
Experience on a trading desk is required
Self-starter with ability to manage projects independently
Minimum seven years of financial industry experience; buy side experience preferred

Asset Management Risk GIM Investment Risk Associate Resume Examples & Samples

Measure, monitor and independently assess risks in investment activities; escalate issues/concerns to senior management
Assist in enhancing risk oversight processes, policies, and infrastructure for Investment Risk, ensuring compliance is maintained
Assist efforts to improve risk transparency and infrastructure
Assist in representing GIM Risk Management in risk and control forums
Work with colleagues to ensure all risk-related models are included in the model inventory and reviewed/approved in accordance with policy and procedures
3-5 years experience in financial services industry related to trading, portfolio management, risk management, and/or investment risk across asset classes; buy-side and alternatives experience preferred
Product knowledge and quantitative skills with broad range of asset classes (Fixed Income, Equity, FX, Volatility, Commodities, and Derivatives including Futures, Options, Rate Swaps, CDS and CDX) and investment strategies (Stat Arbitrage, Merger Arbitrage, Global Macro, L/S Equity, Credit, Real Estate, etc.)
Knowledge of market risk methodologies such as VaR, stress and sensitivities
Familiarity with modeling and working knowledge of portfolio valuations and risk systems, such as Risk Metrics, a plus
Previous direct, hands-on experience with large initiatives; capable of prioritizing deliverables to meet goals and to manage across a group of constituencies
Ability to work well independently and collaboratively as part of a team
Undergraduate degree required; post graduate degree a plus

Asset Management Risk-asset Management Risk GIM Investment Risk-VP-ny Resume Examples & Samples

Measure, monitor and independently assess risks in investment activities; escalate issues/concerns to senior management
Enhance risk oversight processes, policies, and infrastructure for Investment Risk, ensuring compliance is maintained
Work with colleagues to ensure all risk-related models are included in the model inventory and reviewed/approved in accordance with policy and procedures

Asset Management Risk GIM Investment Risk-associate Resume Examples & Samples

Measure, monitor and assess inherent investment risks in businesses, funds and products; identify and escalate concerns to senior management
Collaborate with investment, in-business and independent risk teams to develop and maintain understanding of risk profiles of portfolios
Collaborate with investment, in-business and independent risk teams to develop and maintain understanding of risk profiles of portfolios and products
Assist in representing GIM Risk Management in risk, control and business forums
3-5 years experience in financial services industry related to trading, portfolio management, risk management, and/or investment risk across asset classes
Good and broad knowledge of equity and fixed income products, including underlying risk and performance drivers
Ability to work well independently and collaboratively as part of a team; self-starter with the ability to manage multiple projects independently; capable of prioritizing deliverables
Excellent written and oral communication skills with ability to explain technical concept in practical terms
Have a creative mindset and ability to “think outside of the box”

Asset Management Risk-investment Risk Officer Equity Strategies & Fixed Income Resume Examples & Samples

Primary investment risk coverage for direct equity and FICC strategies, including specialized solutions, separately managed accounts and structured notes
Maintain market intelligence in the equity and fixed income space, highlighting and escalating key risks on the horizon
Regular review of risk and performance vs. objectives, guidelines and metrics for equity and fixed income strategies
Participate in regular reviews of equity and FICC structured products with the relevant trading desks
Assess risks in equity and fixed income products in response to market events, emergent risks or portfolio performance
Present and discuss equity and fixed income strategies at Risk governance committees
Experience on an equity or fixed income trading desk is required (equity research experience is not applicable)

Investment Risk & Controls Manager Resume Examples & Samples

01179 440600
Responsible for the Investment Operations Controls framework, ensuring processes, risks and appropriate controls are identified, evaluated, documented and reported
Lead on Investment Operations risk management including identification and documentation of key risks within Investment Operations; ensuring visibility at senior management level and appropriate actions are owned and executed; reporting to Group Financial Control; liaison with other Risk managers within the Finance community
Lead on risk incident management. Ensuring all risk incidents within Investment Operations are identified, documented, evaluated and reported in line with Group policy; ensuring appropriate actions to address root cause and impact are identified and appropriately owned within the business; plan, manage and execute all Investment Operations actions with associated reporting to Group Financial Control, Risk and other areas
Responsible for Unit Pricing Committee Secretarial duties; meeting admin, agenda, papers, action logging and execution, minutes, liaison with Unit Linked Committee and other Unit Linked governance committees
Supporting the outsourced service provider oversight. Provide input into escalated issues, monthly service reviews and Supplier Management
Unit Pricing Policy maintenance and compliance within Investment Operations. Liaison with UK & FPIL Actuarial Function Holder & Technical Development Manager on policy content, review and compliance with ABI; managing Investment Operations discretion log; ensuring Unit Pricing policy is observed throughout Investment Operations governance & controls framework
Managing Controls team responsible for capture of daily policyholder and shareholder liability data, validation through robust controls and follow through to fund dealing by outsourced Service Provider
Delivery of accurate, timely, informative and insightful Box Management MI and reporting into governance committees
SME support to projects, ensuring appropriate contribution to Finance and Unit Linked projects
Performance management - ensuring performance reviews, 1-2-1's, personal development plans and career development are given appropriate priority, discussed and documented

Asset Management Risk Counterparty& Investment Risk Analytics Resume Examples & Samples

Performing on-going monitoring and periodic reviews of Counterparty Credit exposures
Performing on-going monitoring and periodic reviews of Money Market Fund Investment, Credit, and Liquidity Risks
Contributing to development, enhancement, and periodic review of risk assessment methodologies and reporting capabilities
Updating and distributing risk reports
Working with large volumes of data to conduct ad-hoc analyses
The ideal candidate must possess a strong risk and control mindset

Investment Risk Officer Resume Examples & Samples

With the breadth of the Risk Team’s remit and the limited resources available, the role requires strong organization and influencing skills
The jobholder is expected to be well versed in writing documentation for desk rules, functional instruction manuals, and interpreting regulatory requirements from a risk perspective
Close liaison is maintained with the GPB Global Risk team, Compliance and other functions within PBUS including Asset Management US
The jobholder is expected to work with a level of autonomy in their technical area of expertise and provide clear judgment and direction in a variety of forums and formats
Minimum of eight years plus of experience in risk management
Bachelor’s degree in mathematics, business, statistics or economics with exposure to math and econometrics; a Master’s degree or CFA is preferred
A strong understanding of investments, investment management practices, investment industry or fiduciary investments is required
Good knowledge of the management of risks in a private bank or private client asset management business and of the evolving regulatory environment and credit risk issues preferred
Strong knowledge of Excel modelling as well as experience with risk management tools (e.g. Risk Watch, Sunguard APT or Barra)
Good influencing and decision making skills based on quantitative and qualitative analysis
Ability to assess risk trends both internally and externally
Good communicator (oral and written) especially of technical issues to non-specialists
Able to interact effectively at senior levels
Forward looking and business orientated

Senior Consultant, Investment Risk Resume Examples & Samples

Ad hoc support of issues assigned by the investment risk manager
Assist more junior members on the team and support the transfer of established investment risk analysis to our investment risk team in Bangalore
Continue the build out of new analytical tools and approaches within the investment risk team

Asset Management Risk-investment Risk Officer Resume Examples & Samples

Primary investment risk coverage for Core Multi Manager specialized solutions utilizing third party equity, fixed income, currency, commodity and alternative asset managers. Act as subject matter expert on portfolios while providing independent risk oversight
Identify and evaluate systematic risks across financial markets, highlighting and escalating key risks attendant to investment solutions on the horizon
Engage in regular dialogue with investment teams; provide an informed challenge to portfolio managers
Analyze and prepare regular reviews of risk and performance reports vs. objectives, guidelines using various metrics relevant to multi-asset strategies
Participate in regular reviews of multi-asset solutions with the relevant portfolio management teams
Assess risks in multi-asset solutions in response to market events, emergent risks or portfolio performance
Present and discuss multi-asset strategies at Risk governance committees
5-8 years of financial industry experience as a risk manager, portfolio manager working with various Equity, Fixed Income Currency and Commodity (FICC) as well as Alternative asset classes is required (buy side multi-asset strategy experience is preferred)
Ability to challenge business partners while working constructively to achieve a common goal
Ownership mindset – takes personal responsibility for outcomes; sees beyond their own domain

Asset Management Risk-alternatives Investment Risk Officer VP-ny Resume Examples & Samples

Primary investment risk coverage for third party hedge fund managers and third party private equity managers including specialized solutions and separately managed accounts utilizing these managers
Maintain market intelligence in the alternative investments space, highlighting and escalating key risks on the horizon
Engage in regular dialogue with investment teams; provide an informed challenge to portfolio managers and due diligence teams
Analyze and prepare regular review of risk and performance reports vs. objectives, guidelines using various metrics for alternative investment strategies
Participate in regular reviews of alternative investments solutions with the relevant portfolio management teams
Assess risks in alternative investments funds and solutions in response to market events, emergent risks or portfolio performance
Present and discuss alternative investments funds and solutions at Risk governance committees
Minimum 8 years of Alternative Investments experience working with various hedge fund/private equity strategies is required
Very high analytic aptitude, as evidenced by educational credentials and/or work experience
Strong partnership skills; experience working on cross-functional teams
Control mentality – naturally skeptical, with an ability to anticipate unforeseen consequences
Desktop programming skills (SQL/VBA) and expert Excel skills are a significant advantage in this role

VP, Investment Risk Management Resume Examples & Samples

Monitoring market developments and assessing the impact on investments
Work in partnership with the asset department to identify, measure and monitor risks within the Fixed Income portfolios and ensure that concentrations and stresses across various dimensions are properly managed and within established risk appetite
Provide transparency to the risks in the Fixed Income portfolios and communicate through written and verbal updates
Proactively highlight risk issues to the Chief Risk Officer and senior management
Supporting the research and development in the area of Fixed Income risk modelling and performance attribution methodology

Global Head Investment Risk & Analytical Services Resume Examples & Samples

Lead a global business to execute against the business strategy, providing excellent quality services with high client satisfaction
Financial management of the business to meet targets as cascaded by the organization and C&IS business unit
Engage with broader Northern Trust business leaders to develop strategies to maintain service quality, grow relationships, and penetrate markets/segments/countries. Ability to manage messages at various levels of an organization\: Business Unit Presidents, Board Members, Client CIOs, COOs, team members
Personally lead the charge on integrating the Hedge Fund services business and the specific demands from a risk and performance perspective for this client segment, integrated with a different technology infrastructure
Develop the marketing and thought leadership strategy to continue to position Northern Trust’s image as a leading provider of Risk and Performance measurement solutions
Develop a human capital plan across the globe, ensuring training and quality of people to maintain a quality service organization that can engage with clients on a variety of levels and breadth of topic
Ensure appropriate improvement in profitability by driving the various levels of contribution

VP, Head of Equity Investment Risk Resume Examples & Samples

Implement the agreed investment risk process for US Equity portfolios, working with the Head of US Investment Risk
Perform risk analyses on the firm’s Equity investment products and review results with portfolio managers and front office management
Provide risk analysis and assistance to Portfolio Managers, as appropriate
Work collaboratively with the heads of other asset classes
Maintain and improve the Investment Risk team’s interactions with other functions within Columbia Threadneedle, including but not limited to: Product Development, Legal, Compliance and Sales/Marketing
Provide information and insights to third parties, including Fund Boards and Institutional Investors
Manage existing risk systems and ensure daily production of investment risk information. Manage projects to deliver future risk systems
Relationships will include: Investment Risk team, Portfolio Managers, Product Development, IT, Distribution, Operations, Senior Management and Institutional Clients
BA/BS in a quantitative field of study
10+ years of experience in an Equity Investment Risk Management role for a large global asset manager
Solid understanding of and quantitative analytical experience in both Equity Risk Management and Equity markets
The ability to challenge and influence portfolio managers
Advanced understanding of financial instruments
Strong knowledge of derivatives and analysis of derivative strategies
Hands-on, collaborative and proactive team approach
Good verbal and written communication skills and the ability to interact effectively with different departments, clients and Fund Boards
Advanced degree in quantitative Field of Study
CFA Designation or progress toward

Investment Risk Consultant Resume Examples & Samples

To support the provision of market risk analytics via an online portal for asset manager and sophisticated asset owner clients
Act as a point of contact for assigned risk clients to support the delivery of timely risk analytics and help interpret results
Contribute to project streams enhancing market, credit and liquidity risk reporting and work with Product / Systems to improve risk processes
Prepare risk documentation to support partner and client education
Escalate any issues related to potential late communication, client issues, production problems and take responsibility for fault resolution
Track all action/issues related to the Risk system and work with the relevant partners in Chicago / Bangalore to resolve issues and escalate as needed
Support the sales/ marketing effort to attract new clients to the risk reporting platform
Strong Analytical skills & highly numerate
Scientific / Numerical degree preferred
Must have previous Investment risk experience, preferably leveraging market leading risk analytics provider (MSCI BarraOne, Riskmetrics, Measurisk, Algorthmics, etc)
Good working knowledge of asset owner and asset manager regulatory regimes and how they impact risk analytics (UCITS IV, Solvency II, FRS 107)
Good oral and written communications skills
Flexible approach / Good team player
Strong consulting, problem definition and solution delivery experience
Proven client relationship experience
Good knowledge of financial markets, investment instruments and portfolio management
Broad knowledge of performance methodology, including Equity and Fixed Income attribution preferred
Works well under pressure, self motivated and pro-active problem solver

GWM Risk Management Investment Risk Officer Resume Examples & Samples

Tactical and strategic implementation of oversight of EMEA managed internal strategies into the global oversight framework, working with the relevant MSS teams and US Investment Risk Managed Portfolio team
Work with the US Investment Risk Research team to develop consistent framework and tools for risk oversight of OTC derivatives strategies, structured products and other brokerage products offered by the EMEA Capital Markets and brokerage teams
Work with the US Investment Risk Research team and the rest of EMEA Investment Risk to develop and implement consistent framework and tools for market intelligence and analysis relevant to the business areas covered and escalate key risks on the horizon as they relate to EMEA
Support other regional businesses and regional risk officers to incorporate the above consistently for their regions
Implement controls and governance related to EMEA Investment Risk from the EMEA Product Governance workstream
Participate in related regulatory change projects
Input into New Business Initiatives Approval, in particular to incorporate regional requirements and solutions for broader platform set-up requirements
Project Management of roll-out of Investment Risk Management framework in EMEA
Project Management of roll-out of the IR framework to oversee the Brokerage business
Project Management of roll-out of the IR framework to oversee the Managed Strategies and Solution business
8 - 10 years of financial industry experience with focus on one or more of the following areas – global wealth management, manager due diligence, portfolio management, fund of funds , investment advisory, product structuring, fund analytics or market risk management
Self-starter with ability to manage multiple projects independently; capable of appropriately prioritising deliverables
Very high analytical aptitude and problem-solving skills
Strong partnership skills; experience working with cross-functional teams
Good financial products and associated risk management knowledge
Proven track record of ability to challenge business partners while working constructively to achieve a common goal; comfortable with challenging current practices
Control mentality - ability to anticipate potential issues or controls required and work with partners to ensure robust controls

Investment Risk Assistant Resume Examples & Samples

Take responsibility for the administration and validation of investment risk reporting and analytical systems, including Style Research, Algorithmics, and Business Objects
Assist the Investment Risk Team in their analysis of portfolios, including the provision of accurate and timely data and analysis in response to analyst queries
To assist with the administration of investment risk related meetings. This includes the scheduling of meetings, production of meeting packs
Take responsibility for the administration and provision of data required for analysis and discussion at the Investment Risk weekly team meeting
To act as a point of contact for the Investment Risk Team with Information Technology department
Establishing Strategic Direction - Establishing and committing to a long-range course of action to accomplish a long-range goal or vision after analyzing factual information and assumptions taking into consideration resources, constraints and organizational values
Client Orientation - Cultivating strategic client relationships and ensuring that the client perspective is the driving force behind all value-added business activities

Asset Management Risk-gim Investment Risk-VP Resume Examples & Samples

Primary investment risk coverage for third party equity, fixed income and liquid alternative fund managers including specialized solutions and separately managed accounts utilizing these managers
Maintain market intelligence in the Equity and fixed income investments space, highlighting and escalating key risks on the horizon
Engage in regular dialogue with investment teams; provide an informed challenge to portfolio managers and due diligence teams
Analyze and prepare regular review of risk and performance reports vs. objectives, guidelines using various metrics for Equity and fixed income investment strategies
Participate in regular reviews of Equity and fixed income investments solutions with the relevant portfolio management teams
Assess risks in Equity and fixed income investment funds and solutions in response to market events, emergent risks or portfolio performance
Present and discuss Equity and fixed income investments funds and solutions at Risk
5-8 years experience in financial services industry related to trading, portfolio management, risk management, and/or investment risk across asset classes; buy-side and alternatives experience preferred
Product knowledge and quantitative skills with broad range of asset classes (Fixed Income, Equity, FX, Volatility, Commodities, and Derivatives including Futures, Options, Rate Swaps, CDS and CDX) and investment strategies (Stat Arbitrage, Merger Arbitrage, Global Macro, L/S Equity, Credit, Real Estate, etc.)
Knowledge of market risk methodologies such as VaR, stress and sensitivities
Previous direct, hands-on experience with large initiatives; capable of prioritizing deliverables to meet goals and to manage across a group of constituencies
Ability to work well independently and collaboratively as part of a team
Undergraduate degree required; post graduate degree a plus

Investment Risk Consultant Resume Examples & Samples

Supports the IRAS team by providing product insights and sales support for cross sell support for institutional clients
Oversees the implementation of new risk analysis products for clients
Provides RFP support and sales coordination on Risk Services
Responsible for generation of marketing content including product Hot Sheets, sales and marketing PowerPoint slide decks, competitor awareness summary documents, and service related whitepapers
As part of the global IRAS Product Management team, supports global initiatives with regular meetings across regions and analysis of non-US markets
Interfaces with consultants, partners, and clients to determine servicing requirements and problem solving strategies
Consults with clients and acts as the technical expert on risk management analysis concepts
Works with relationship manager and client to gain understanding of client needs and implements accordingly
Supports IT development needs with regular status meetings on project initiatives and drafting of requirements documents
5 years of investment related experience
Strong systems aptitude and mathematical skills recommended
Knowledge and skills are usually acquired through an advanced degree program and related work experience
Analytical and problem solving skills are required to understand the provide investment risk analysis and reporting solutions
CFA / FRM

Senior Investment Risk-fixed Income Resume Examples & Samples

Responsibility for creation / analysis of regular risk attribution reports for assigned funds (fixed income: including developed rates, IG, HY, EM and Secured Credit) for use by the Fund Managers, Head of Investment Risk and the CRO, and other interested users of the data such as senior management, marketing, and compliance
Work with Fund managers in regular 1-2-1 or oversight risk meetings covering all aspects of investment risk to help manage risk
Escalation of issues to Head of Investment Risk and other senior management
Present to prospective and existing clients on investment risk, committees and boards as appropriate
Contribution to the development of fund risk analysis
Respond to direct requests from Fund Managers and proactively interact with them
The nature of the role demands a quantitative mindset, programming ability and good knowledge of derivatives, particularly CDS and IRS
CFA or other professional qualification an advantage
Technical skills
Knowledge of derivatives (types, valuation/pricing, risks)
Knowledge of fixed income
Knowledge of risk models and concepts such ad tracking error, VaR, and stress testing methodologies together with an appreciation of their limitations
Working knowledge of Bloomberg, RiskMetrics, UBS Delta or similar systems beneficial
Advanced Excel / VBA required, knowledge of R would be a bonus
Excellent analytical skills, with the ability to present detailed analysis in a clear and concise manner
High degree of numeracy

Investment Risk Resume Examples & Samples

Responsibility for creation / analysis of regular risk attribution reports for assigned funds (primarily equity long short and long-only, but also multi asset portfolios) for use by the Fund Managers, Head of Investment Risk and the CRO, and other interested users of the data such as senior management, marketing, and compliance
Creative approach to coming up with different ways to slice up risk or create new, insightful analysis on funds
Build and maintain relationship between the Risk team and other business support teams
Production of adhoc reports for the business, focused on risk issues in the prevailing markets
Assist IT to develop new systems/feeds and enhance existing feeds. This may include investigating the data requirements for new instrument types, sourcing this data and testing the risk output
Assist the team in suggesting new analytics that will be beneficial to Fund Managers and senior management in the understanding of investment risk
Working closely with other members of the team, providing mentoring and technical support, as appropriate
Experience analysing equity risks
Working knowledge of Bloomberg, Barra, RiskMetrics or similar systems beneficial
Advanced Excel / VBA required, knowledge of R interesting

Ctc-retirement Plans Investment Risk Coverage Associate Resume Examples & Samples

Deploying the Firm’s excess liquidity
Managing the Firm’s funding and liabilities
Managing the Firm’s structural interest rate and foreign exchange risk
Managing the Firm’s liquidity risk and its regulatory compliance
Perform stress testing under internal and regulatory scenarios such as CCAR
Analyze the interest rate risk profile of the assets and liabilities of the retirement plans
Evaluate potential investment strategies
Present in-depth market analysis across various asset classes to senior management
Interact daily with the key members of front office and various support functions
Drive global consistency across risk disciplines and implement enhanced control framework, where appropriate
Provide project management focus and organization to the team; perform robust and effective coordination across functions and processes
4+ years experience in risk management
Experience in quantitative analysis is required. Quant. technical skills desirable
Knowledge of financial markets and various asset classes
Strong verbal and written communications skills (especially in PowerPoint)
Strong analytical skills with the ability to develop thesis, clearly present ideas and draw appropriate conclusions
Self-starter able to work independently and prioritize key tasks effectively
Strong organization and task management skills

Asset Management Risk-gim Investment Risk-associate Resume Examples & Samples

This position will provide operating and business risk oversight, market risk monitoring, exposure and concentration reporting and assist in developing and enforcing risk and investment approval policies across the businesses. The position will be expected to provide proactive management of Investment Risk based on ongoing, informed, and educated market observations with a focus on emerging risks. The candidate should have a strong risk management background, including in-depth product knowledge across multiple asset classes. The role is based in New York City
The candidate’s primary responsibilities include the following
Enhance risk oversight processes, policies and infrastructure for Investment Risk ensuring compliance is maintained
Improve risk transparency and infrastructure
Represent GIM Risk Management in risk and control forums
Associate or Vice President with 5 years of experience in financial services industry related to trading, portfolio management, risk management and/or investment risk across asset classes
Strong product knowledge and quantitative skills with broad range of asset classes (Fixed Income, Equity, FX, Volatility, Commodities, and Derivatives including Futures, Options, Rate Swaps, CDS and CDX) and investment strategies (Stat Arbitrage, Merger Arbitrage, Global Macro, L/S Equity, Credit, Real Estate, etc.)
Outstanding communication and interpersonal skills to be leveraged in executive governance and senior management forums
Excellent analytical and problem-solving skills; inquisitive nature and comfortable in challenging current practices

GWM Risk Management Investment Risk-associate Resume Examples & Samples

Perform analysis to support the review of front office due diligence teams covering mutual funds, ETFs, hedge funds, liquid alternatives, private equity/real estate funds and separately managed accounts used on the EMEA platform
Review manager research, onboarding recommendations and rating actions from GWM’s due diligence teams
Work with NY Investment Risk team to monitor fund-level metrics
Provide analysis and monitoring of products offered by the Global Solutions group, including OTC derivatives strategies and structured products
Work with the Investment Risk Research team to develop and enhance analytical tools for risk oversight
Perform market risk oversight of the trading activities of the EMEA Solutions group
Support the EMEA Investment team and regional risk officers in carrying out the review of activities in their regions
Assist in risk analysis of new business initiatives
Support projects and other requirements for the EMEA Investment Risk team
Minimum 4 year of financial industry experience in one or more of the following areas: investment risk, market risk, derivatives or structured products marketing or research/analytics
Very high analytic aptitude and problem solving skills
Good knowledge of financial products and associated risk management
Self-starter with ability to manage projects independently
Strong partnership skills; experience working with cross-functional teams
Controls-oriented mentality - ability to anticipate potential issues and work with partners to ensure robust controls are in

Investment Risk Associate Resume Examples & Samples

Recent graduate or 1-2 years’ work experience in investment management field, with knowledge of environmental, social and governance topics and a general understanding of portfolio management and construction process
Bachelor’s degree or equivalent experience in Environmental Economics, Economics, Business, - preferred
CFA or equivalent advanced degree/certification advantageous but not a pre-requisite- Interest in Sustainable investing viewed positively
Excellent interpersonal skills with the ability to be work effectively as a partner to portfolio groups
Willingness to learn and the ability to work effectively with internal clients
Proficient on MS Excel and solid understanding of other Microsoft Office applications inc PowerPoint
Ability to work independently and in a cross functional environment

Bank Investment Risk Specialist Resume Examples & Samples

Knowledge of major products and services and product and service groups; ability to apply this knowledge appropriately to diverse situations
Knowledge of and ability to test, write, design, debug, troubleshoot and maintain source code and computer programs
Knowledge of and ability to perform the mathematical calculations that underlie various financial instruments
Knowledge of the responsibilities, regulations, and business practices of investment banking; ability to operate mutual funds, securities and bonds, corporate debt underwriting, or mergers and acquisitions
Knowledge of asset and liability tools, techniques and business practices; ability to manage, measure, and monitor risks associated with assets and liabilities

Senior Investment Risk-fixed Income Resume Examples & Samples

Strong quantitative skills: Advanced Excel / VBA required, knowledge of R interesting
Knowledge of risk models and concepts such as tracking error, VaR, and stress testing
Methodologies together with an appreciation of their limitations

Investment Risk-equities Resume Examples & Samples

Ensure a robust control framework for investment risk oversight, including liquidity risk, of Equity products
Ensure sufficiency of quantitative systems for modeling equity risk analytics, and sufficiency of global processes for the analysis, reporting, and evaluation of equity portfolios
Retain responsibility for global coordination of governance and standards for equity risk oversight
Global engagement and principle point of equity investment risk ownership
The Equity Risk Specialist will be responsible for directing equity risk activities across all sites
The responsibilities of this role will cover risk methodology and standards as applied to all investment products
Assessment of global resources, competency, and attainment of training requirements
Strong knowledge of equity risk methodology and instrument pricing mechanisms, including liquidity risk methodology. A good depth of experience within equity investment principles with the ability to challenge front office approach and application of investment philosophy as may be appropriate
The role holder should be sufficiently qualified to the understand quantitative techniques underlying risk methodology and risk application (e.g. a quantitative first degree and/or post-graduate degree, and/or an industry standard risk qualification)

Asset Management Risk-gim Investment Risk-VP Resume Examples & Samples

This position will provide operating and business risk oversight, market risk monitoring, exposure and concentration reporting and assist in developing and enforcing risk and investment approval policies across the businesses. The position will be expected to provide proactive management of Investment Risk based on ongoing, informed, and educated market observations with a focus on emerging risks. The candidate should have a strong risk management background, including in-depth product knowledge across multiple asset classes. The role is based in New York City
The candidate’s primary responsibilities include the following
Enhance risk oversight processes, policies and infrastructure for Investment Risk ensuring compliance is maintained
Collaborate with investment, in-business and independent risk teams to develop and maintain understanding of risk profiles of portfolios
Improve risk transparency and infrastructure
Associate or Vice President with 5 years of experience in financial services industry related to trading, portfolio management, risk management and/or investment risk across asset classes
Strong product knowledge and quantitative skills with broad range of asset classes (Fixed Income, Equity, FX, Volatility, Commodities, and Derivatives including Futures, Options, Rate Swaps, CDS and CDX) and investment strategies (Stat Arbitrage, Merger Arbitrage, Global Macro, L/S Equity, Credit, Real Estate, etc.)

Director, Investment & Risk Advisory Resume Examples & Samples

A strong understanding of Private Banking product; structured products, funds, derivatives
Performing controls on investment products sold to clients and whilst assessing against the clients risk
To ensure all investment products are solicited in line with internal advisory and risk disclosures policies
Working closely with the relationship managers

Investment Risk Advisor Resume Examples & Samples

Support the Relationship Executive in driving business development, achieving investment sales targets and growing the investment book
Support the Relationship Executive/ Business Banker in selling investment products through providing specialist product input and offering relevant product solutions/alternatives to clients
Visit (potential and or existing) investment clients with the Relationship Executives/ Business Banker
Continuously share product information with Relationship Executives/Business Bankers to up skill them
Work with the Relationship Executive/Business Banker to create and maintain an annual client management plan
Understand investment clients and their business and establish relationships with clients/key role players such as CEO's, decision makers, etc
Continuously collect investment market data and financial trends on all competitor banking products and financial services
Identify new leads from marketing and networking opportunities and work with the Relationship Executive to pass on leads obtained and maximise cross selling opportunities
Compile own and combined action plans with the Relationship Executive to achieve set goals and ensure ongoing collaboration and alignment
Populate Deal Sheets via Orchestrate for: Maturities, New Investments,
Maintenance, Transfers and Rates changes
Adhere to all internal audit and SOX compliance requirements through implementing risk policies in tasks e.g. completion of indemnities, procedures, listings, etc

Manager, Investment Risk Resume Examples & Samples

Review, improve and maintain documentation on internally-built risk models
Lead the development and implementation of valuation based risk metrics suitable for alternative asset classes
Propose, develop and document forward looking risk methodologies for long term investment objectives
Provide idea leadership in the development of quantitative risk solutions across IR
Validate valuation models and research into the transfer of knowledge to innovative risk metrics and risk management framework
Liaise with the validation team and with internal audit on their reviews of the internal risk models
Liaise with business owners and management to support portfolio management and investment decision process
Participate in the design and development of back-testing systems for existing risk models
Work with the model validation team to enhance our processes and procedures for addressing model risk

Investment Risk-private Banking Resume Examples & Samples

Identify, assess and communicate risk and performance drivers across PB Products
Provide advisory solutions for High net worth client on their investment risks
Conduct portfolio risk analysis, providing independent assessments of asset allocation and portfolio-level investment strategies
Proactively highlight risk issues to stakeholders
At least 5 years of PB experience
Experienced in Private Banking product knowledge (Derivatives, funds, etc)
Risk experience in Investment, Market or Credit
CFA / FRM / ACA / ACCA
Knowledge of VBA, Microsoft Excel, Access
Maximum 1 month notice period

Senior Consultant, Investment Risk Resume Examples & Samples

Perform Deep Dives on our investment products or business segments to provide an assessment of investment related risks
Provide investment risk analysis of products for assigned asset classes for use by portfolio and product management
Presentation of risk issues to senior management at the monthly Risk Committee meetings and other management groups including the Mutual Fund Board
Serve as the investment risk representative to the business to work on multi-discipline issues and projects
Work on the design and build out of a liquidity risk framework to enable the business to meet its regulatory and risk management responsibilities

IPB Head of Investment Risk Resume Examples & Samples

Liaise with Compliance and Legal teams on regulatory interaction and relationship management (OCC, FINRA, and SEC)
Design and/or enhance and implement the IPB U.S. Investment Risk Management framework. Lead the execution of the IPB U.S. Investment Risk Management strategic plan and support planning and execution efforts across the business
Consolidate, rationalize, and recommend improvements to the current supervisory structure, risk controls, and suitability & risk assessments of capital market transactions for the IPB U.S. investment businesses
Oversee all operational projects that enhance the Investment Risk Platform and operational and service efficiencies
Own IPB U.S.’s relationship with its brokerage platform provider (Pershing) for risk-related functionality and interface
Oversee all IPB U.S. brokerage platforms
Ensure consistency in process, policies, and supervisory structures among the brokerage platforms. Liaise with branch managers to ensure they have the necessary tools to facilitate trade flow
Ensure suitability and adequacy of all products sold through pre- and post-trade reviews. Work with Compliance and in-business risk functions to ensure appropriate post-trade controls are in place
Coordinate and serve as the principal IPB U.S. interface with Citi Risk colleagues
Communicate and align with business-specific support channels and third parties
Identify and deliver Investment Risk Training modules
Interact with IPB U.S. segment heads, sales managers, Finance, Operations, Human Resources, and business managers. Participate as an active member of the IPB U.S. Leadership Team
Ensure IPB U.S. complies with Citi’s Retails Distribution of Investment Products and Services Policy and Standards
B.A., B.S. and/or M.S. degrees, preferably with a concentration in a relevant field. MBA preferred
Brokerage NASD license Series 7/Series 24/Series 9/Series 10
Languages: Bilingual English/Spanish strongly preferred; Portuguese desirable
15+ years of extensive knowledge in investment, brokerage, and banking sales
Strong command of investment products and services as well as securities laws and regulations
Command of bank and brokerage compliance and controls as well as security policies and procedures to protect our customers’ assets
Familiarity with Citi products and services
Strong communication, interpersonal, and presentations skills
Experience leading international, multi-functional teams
Results-drive record of achieving business and/or financial goals

Investment Risk Associate Resume Examples & Samples

1+ years of experience in building advanced quantitative models and databases for large financial institutions such as banks, insurers, fund managers, etc
Comprehensive understanding of applications of financial mathematics, statistical methods, quantitative return and risk analytics to investment oriented business problems
Ideally some experience, but at minimum strong theoretical understanding in valuation, stress testing and quantitative analytics for asset structures – vanilla and exotic; examples include complex embedded options in bonds, structured mortgage and credit assets, exotic derivatives, etc
Ability to write advanced computational algorithms for financial models in programming languages such as C++ / C# / QuantLib, Python, MatLab, etc. is essential
Knowledge of grid-based computing and have significant experience in setting up / operating quantitative models over multi-server / grid-based infrastructure is a plus
Sound business communications skills (in English) and be able to explain complex mathematical / statistical methods plainly and concisely

Director, Investment Risk Resume Examples & Samples

A bachelor's degree in finance, accounting, economics, or another analytical/quantitative discipline such as mathematics, statistics, and engineering or sciences
Willingness to take responsibility for strategic initiatives and the ability to think analytically
Strong communication skills, including the ability to be credible when presenting to the Investment Committee and other significant internal and external constituencies
Seven years of investment risk management or related experience or an equivalent combination of education, training, and experience
CFA and/or master's degree in business administration, finance, or a related field with particular strengths and interests in information sciences and/or decision science
Professional Risk Manager certification (PRM or FRM)
Experience with a comparable endowment, foundation, or institutional investor
Working knowledge of BarraOne, FactSet, Bloomberg

Investment Risk Resume Examples & Samples

Conducting research on the key market risk drivers for fixed income portfolios
Calibration and backtesting of market risk models
Communicating new models through white papers and directly with senior risk and portfolio managers
Collaborating with software developers to integrate models into BlackRock’s proprietary risk management, optimization and portfolio construction tools
1-3 years of related experience in the financial industry within operational/market/enterprise/corp risk capacity
Strong academic credentials (BA/BS/PhD or Master’s degree in quantitative or related field) from the top tier university
Familiarity with commonly used statistical/econometrics methods and statistical scripting languages such as R, Matlab, S-plus, etc…
Knowledge of multi-factor risk modelling, risk-return analysis, and/or portfolio construction is a strong plus
Knowledge of machine learning and data mining
Excellent communication skills; must be able to explain quantitative analyses and research findings to research and non-research audiences

AVP, Investment Risk Resume Examples & Samples

Strong analytical skills and desire to learn about financial products, including gaining an understanding of sensitivity analysis and product-specific risk measures
Strong verbal and written communication skills with the ability to quickly synthesize large amounts of information
Comfortable interacting with senior personnel on highly sensitive issues
Progress towards CFA or FRM a plus

VP, Investment Risk Resume Examples & Samples

Strong analytical understanding of financial products, including sensitivity analysis and product-specific risk measures
Excellent communication skills, specifically comfortable interacting with senior personnel on highly sensitive issues
Team player with a strong work ethic and high level of maturity
Proficiency in SQL or VBA a plus

Director, Investment Risk Compliance Resume Examples & Samples

Establish investment risk and compliance framework customized to Transamerica Asset Management, Inc. and insurance company asset and liability hedging activities, including the applicable derivative use plans
Participate and provide key inputs to the risk governance committees
Work with portfolio and investment managers to understand investment guidelines/limitations and develop processes, tools, etc. to ensure Compliance with these and regulatory requirements
Draft, communicate and facilitate implementation of Compliance policies
Provide tools, techniques, training, and professional guidance to assist in identifying, analyzing and responding to Compliance and regulatory risks
Monitor management of key risks, including at the investment portfolio level, and assess the effectiveness of policies and procedures
Prepare and disseminate quarterly and ad hoc risk and compliance reporting packages
Other duties as assigned based on business needs
Conform with and abide by all regulations, policies, Codes of Conduct, Employee Handbook and related policies and procedures
Exhibit regular, reliable, punctual and predictable attendance
Minimum of 10 years of relevant experience, preferably at a major national or global asset management firm, regulatory organization or law firm
Experience developing monitoring programs for investment guideline Compliance and asset and liability hedging risk, and derivatives and investment company portfolio risks
In-depth knowledge of the Investment Company Act of 1940 and the Commodities Exchange Act and regulations promulgated thereunder
Strong derivatives use, risk analysis, and regulatory requirements knowledge
Prior work at a regulatory agency or self-regulatory organization preferred. Strong written and verbal communication skills
Ability to multi-task and overcome obstacles to meet deadlines
Ability to build relationships and achieve objectives with other departments both within and outside of TAM
Strong decision making and analytical problem solving skills

Director, Investment Risk Management Resume Examples & Samples

Analyze and report on new investment initiatives or programs taking a holistic view of risks (investment risk, credit risk, operational risk, governance etc.)
Analyze utilization and structure of credit and investment risk limits, metrics and controls
Maintain a perspective on actual and target Enterprise liquidity and collateral
Assist in the development of investment and credit policies or guidelines for the Enterprise and subsidiaries in addition to assisting in the review of investment related agreements with third parties
Responsible for the consolidation and reporting of certain risk and compliance related information to provide a holistic perspective of risks within the Investment operation
Provide oversight/challenge of existing risk management processes and ensure effective implementation of new processes related to operational & related risk standards
Develop and implement communication tools to provide insight into the current state of investment risks in the business
Support the development of frameworks & methodologies necessary to ensure risk quanta are appropriately and consistently defined across geographies and legal entities
Co-ordinate periodic validation of compliance attestations and testing of compliance to risk policies

WM Product & Investment Risk-associate Resume Examples & Samples

Assist in developing the risk oversight framework for the Wealth Management business, with a focus on investment activities and product risk
Liaise with multiple functional areas (BU, BU Risk , Operational Risk, IT, Compliance) of Wealth Management to identify key risks within our area of coverage and data sources for relevant information to measure and track these risk indicators
Design and build reports tracking key data
Analyze and interpret performance trends and risk indicators
Prepare reports and presentations for senior management
At least a Bachelor’s degree in a quantitative discipline and minimum of two years of relevant experience within financial services industry
Strong technical proficiency in SQL, R, advanced Excel including VBA
Power point skills a plus
Strong analytical skills, organization and coordination skills
Ability to manage multiple priorities simultaneously under pressure
Attention to detail, high level of initiative and resourcefulness and ability to problem solve, demonstrate good business judgment and integrity
Excellent written, verbal and interpersonal communication skills
Proactive; self-motivated and goal-oriented
Ability to work effectively with business and functional professionals at all levels within the Firm
LI-FQ1

Asset Management Investment Risk Oversight Analyst Resume Examples & Samples

Verbal and written communication and presentation skills – demonstrate the potential to develop the ability to present the risk exposure and the appropriate risk management to clients, boards, internal groups and regulators
Analytical skills and the ability to understand complex issues
Prepared to undertake CFA or CAIA exams
Ability to act on own initiative and fulfil objectives with minimum supervision
Alerts others to problems, situations and opportunities
Questioning and analysing – not taking problems at face value, looks at issues from different angles
Escalation – ensures problems have appropriate prominence and urgency - ‘See something, say something’ mindset
Avoids expedient solution with poor controls
Tenacity – takes personal responsibility for pursuing a line of action and does not take the easy option
Influencing skills – takes action to build own reputation and credibility with others
Attention to detail – takes personal responsibility to ensure that work meets the highest quality standards
Team working skills – listens and considers the views of others
Strong all round PC skills
Good organisational skills – sense of urgency, meeting deadlines, pushes for decisions to be made

RQA Investment Risk Resume Examples & Samples

Developing a deep understanding of Event Driven portfolio risk modeling techniques
Implementing a comprehensive and thoughtful risk management framework for hedge funds that considers market, liquidity, counterparty, and operational risks
Performing ad-hoc analyses and reporting to help address real-time demands of the team
Ensuring the risks are fully understood by portfolio managers
Conducting performance attribution of hedge fund returns
Ensuring client assets are invested in a manner consistent with his/her investment objectives
Understanding the factors impacting hedge fund, multistrat and hedge fund of fund portfolios and managing those risks. Specifically, highlighting factor concentrations across multiple hedge funds
Understanding how macro-economic and hedge fund specific factors drive the portfolio construction process
Minimum 7 years’ experience working in Risk Management or Quantitative finance role
Prior hedge fund risk management experience
Degrees in finance, quantitative finance, economics, econometrics or applied statistics are preferred
FRM, PRMIA, Chartered Financial Analyst (CFA) designation is a plus
Knowledge of the financial markets, with familiarity in equity and hedge fund products and investing
Some experience in Visual Basic, R, Matlab and/or SPlus is a plus, but not required
Previous working experience within a similar field is an advantage. Likely candidates will come from a Hedge Fund, Investment bank or another Asset Manager
Ability to work effectively in a collaborative environment

Equity Investment Risk Director Resume Examples & Samples

The principal responsibilities of the Fundamental Active Equity Risk Manager
Taking an active role and be accountable for identifying, measuring and communicating to senior management the market and non-market risks that BlackRock and our clients are exposed to
Helping portfolio managers develop their ability to construct risk-aware portfolios
Partnering with BlackRock Solutions to deliver state-of-the-practice risk analytics and risk models to BlackRock through the Aladdin platform
Helping Regulatory Risk and Investment Oversight teams to execute BlackRock’s regulatory obligations
Strong working knowledge of the financial markets, with expertise in equity products and investing
Strong working knowledge of equity investment risk management models
Excellent quantitative and analytical skills
Experience managing teams of analysts, associates and senior risk managers
Proven ability to work with senior business leaders in a risk management capacity and demonstrably effect changes in portfolios or investment processes, when warranted
Excellent communication and influencing skills, for both internal (e.g. CRO, portfolio managers) and external communication (e.g. clients, industry groups, regulators)
Exceptional personal and professional integrity given BlackRock’s role as a fiduciary for client assets
Ability to engage in travel Advanced degree in a quantitative discipline is strongly preferred

Investment Risk & Performance Service Delivery Manager Resume Examples & Samples

Overall number of staff responsible for: 6 Chennai / 1 London
Management oversight of offshore team
Service delivery of the service to a key client, covering Performance, Ex-Ante Risk, and Reporting
Strategic evolution of a key client
Good practical understanding on market data such indices, analytics, and standard classification structures
Good practical understanding of core performance and attribution methodologies
Strong practical understanding of ex-ante risk statistics such as daily VaR. Understand Monte Carlo and Parametric methods, back testing and stress testing. Understand ex-post risk statistics such as tracking errors, sharpe ratios, alpha, beta, volatility etc
Practical experience using performance / attribution / risk calculation & reporting systems
Practical understanding of Client Investment Reporting such as, portfolio structure reporting and Solvency II tripartite templates; understanding of SCR calculations a significant plus
Practical experience helping to plan the on boarding of new activity into a production process
Proven track record building strong connections with new and existing clients
Ability to exercise good judgment in commitments made in response to client needs whilst balancing with the commercial and operational needs of the bank
Excel, Powerpoint, Word
VBA, SQL, C++, BiSAM One, APT
IAQ, IMC or relevant BA / BSc degree
MA / MSc, CFA, CIPM, FRM

Manager, Investment Risk Resume Examples & Samples

Independently design components of the internal risk model and methodology with an emphasis on ensuring flexibility and maintenance as the application goes into production
Interpret specifications from quant researchers as well as risk managers, written in their respective business languages
Apply mathematical skills and quantitative analysis techniques to ensure robustness of model/methodology implementation
Design and develop risk analytic tools to support risk analysis performed for risk oversight activities and risk reporting
Ensure integration between the model/methodology components and those delivered by other teams to produce a streamlined risk analytics production platform
Identify and respond to feature requests and/or bug fixes during development, testing and production of the application
Lead or support quantitative analysis required for risk governance measures such as Absolute Risk, Market Risk VaR, Credit Risk VaR, Equity/Debt Equivalence Ratio
Mentor and guide junior team members
Participate in various departmental projects and duties as assigned

Investment Risk Lead Resume Examples & Samples

Prefer candidates with 10 years of experience
Offer to selected candidate is contingent on signing a non-disclosure agreement for proprietary information, trade secrets, and inventions
Based on candidate qualifications we are open to hiring at all levels
BA/BS degree, graduate degree preferred but not required
Familiarity with BlackRock and Eagle Performance and Risk solutions is plus
Demonstrated experience leading an investment risk function
Working knowledge of various asset sectors (Treasuries, Corporates, Municipals, ABS, CMBS, Equities, Converts, Commercial Real Estate Loans, Private Equity, Derivatives)
Demonstrated experience interfacing effectively with all levels of management
Demonstrated experience working with complex investments products, projects and analyses
Solid knowledge and understanding of performance measurement techniques
Solid knowledge and understanding of financial and statistical analysis

Investment Risk Officer Resume Examples & Samples

Develop, research and evaluate Quantitative Investment Strategies (QIS)
Develop new tools and processes that aid in the portfolio management of a portfolio of QIS and analysis of single strategies
Complete written investment opinions on QIS and Hedge Funds
Analyze hedge fund and QIS data (performance, exposures, positions, and other proprietary information) to assist in the production of qualitative research reports
Interface with HFS's proprietary database, developing and running queries to gather data, and then run computations on such data, formatting it for ultimate presentation to internal and possibly external clients
Develop new tools and processes that help manage the quantitative risk of HFS's portfolios, analyze individual fund investments, as well as the performance of HFS and its clients
Run and enhance quantitative risk reports for hedge fund investments, strategy-level data, portfolios, and platform-level information
Programming/database skills: proficiencies in SQL, Excel VBA, .NET, MATLAB ; familiarity with Bloomberg Professional
Presentation skills: good familiarity with Microsoft Office products and systems (Word, Excel, PowerPoint)

Asset Management Investment Risk Management Resume Examples & Samples

Perform daily analysis and monitoring of portfolios by working closely with both the businesses and the risk management function at regional and global level, including but not limited to
High-energy and hands-on individual with at least 5-6 years relevant work experience in a front or middle office environment in financial institutions, preferably fund industry
Extensive knowledge and experience of Fixed Income investments and markets
Sound knowledge in the financial market and investment risk management
Experience in investment risk analytics tools or systems
Detail oriented, ability to deep dive on processes and improve controls/efficiencies
Willing to drill down to the bottom of any process or control breakdown
Proficient in Microsoft Excel, using advanced formulas, vlookup, etc.; Pivot tables; data management and linking to external databases, etc
Takes ownership and initiative through problem identification and resolution

Infrastructure Equtiy Investment Risk Director Resume Examples & Samples

Strong knowledge of Infrastructure investing, including but not limited to proficiency in market analysis, cash flow analysis, default behavior, valuation and the characteristics of various capital structures
Strong communication and influencing skills, for both internal communications (e.g., with CRO and portfolio managers) and external communications (e.g., with clients, industry groups and regulators)
Experience managing analysts and associates
Experience developing and using analytical tools to measure risk in Infrastructure assets and portfolios, including financial valuation, cash flow modeling, default analysis, stress testing, portfolio sensitivities and portfolio risk factor concentration etc
Proven ability to work with senior business leaders in a risk management capacity and demonstrably effect changes in portfolio and investment processes when warranted
Experience with investment management or portfolio management a plus
Very strong personal and professional integrity given BlackRock’s focus as a fiduciary for client assets
Ability to engage in travel, including internationally

Fixed Income Investment Risk Associate Resume Examples & Samples

Daily monitoring of portfolio trade activity, risk and performance
Having a deep understanding of the views being expressed in the portfolios and the metrics used to quantify them
Developing an independent view of these risks
Staying informed of current events and their potential impact on portfolios
Responding to ad hoc portfolio management requests
Working with BlackRock Solutions on model and reporting enhancements
3-7 years of related experience in the financial industry within a market risk or quantitative analysis capacity
Strong academic credentials (BA/BS/PhD or Master’s degree in quantitative or related field) from a top tier university
Familiarity with commonly used statistical/econometrics methods and statistical scripting languages such as R, Matlab, S-plus, etc
Knowledge of multi-factor risk modelling, risk-return analysis, and/or portfolio construction is a strong plus
Excellent communication skills; must be able to explain quantitative analyses and research findings to research and non-research audiences

Active Equity Investment Risk-VP Resume Examples & Samples

Partnering with senior risk managers to help ensure that the risks are fully understood by portfolio managers and are consistent with our clients’ objectives and risk constraints
Regularly monitoring risks in the portfolios and presenting pertinent analyses on risk and performance to portfolio management teams
Understanding how macroeconomic factors drive the investment decision-making process
Developing proprietary quantitative techniques in analyzing equity markets
Project based development with the RQA team across Asia Pacific
Helping portfolio managers apply proprietary techniques for portfolio construction and alpha generation
Protecting BlackRock’s reputation
Minimum of 5 years of experience in the financial industry preferably in a quantitative analysis and/or risk management role
Working knowledge of equity investment and portfolio construction is required
Experience in looking at emerging market equities is a plus
Excellent quantitative, technical, and communication skills
Proven experience in handling real-world business problems
Advanced degree in a quantitative discipline
Strong numeric affinity
Strong technical skills and good knowledge of Excel
Knowledge of a programming language or a statistical package, such as Excel VBA, S-Plus, R, SAS or Matlab is required
GARP, PRMIA, Chartered Financial Analyst (CFA) designation is a plus

Manager, Investment Risk Assurance Resume Examples & Samples

Coordinating all planning requirements for external control audits and Internal Audit reviews, in consultation with relevant GI stakeholders
Monitoring progress against plans to ensure that all Risk & Compliance Team goals and objectives are achieved
Driving the establishment and maintenance of a robust risk and compliance framework to ensure GI
Complies with investment parameters and legal and regulatory requirements as defined in the Investment Management Accounts (IMAs) and QBE Group policies
Has adequate documentation of guidelines, controls, processes and procedures
Has appropriate level of assurance and oversight to ensure that policies, guidelines and controls are followed
Driving the establishment and maintenance of appropriate procedures for the Risk & Compliance Team, which are of a high standard and regularly reviewed to ensure clarity, continuity and consistency of approach
Leading the Risk & Controls Assessment to ensure the risks are appropriately identified across GI and provide advice to the risk and control owners of the effectiveness of the control design to address the risks identified
Ensuring the effectiveness of GI's issue management, including identification of root causes and appropriate design of solutions, timely capture in the QBE’s ERM system and active monitoring, escalation and reporting

Fixed Income Investment Risk Resume Examples & Samples

Daily monitoring of portfolio trade activity, risk and performance
Having a deep understanding of the views being expressed in the portfolios and the metrics used to quantify them
Developing an independent view of these risks
Staying informed of current events and their potential impact on portfolios
Responding to ad hoc portfolio management requests
Working with BlackRock Solutions on model and reporting enhancements
3-7 years of related experience in the financial industry within a market risk or quantitative analysis capacity
Strong academic credentials (BA/BS/PhD or Master’s degree in quantitative or related field) from a top tier university
A passion for creative and critical thinking about financial markets
Knowledge of multi-factor risk modeling, risk-return analysis, and/or portfolio construction is a strong plus

Senior Investment Risk Business Analyst Resume Examples & Samples

Collaborating with partners within the team to gather and understand risk data, as well as supporting the onboarding process of large data sets
Creating and documenting data lineage and requirements
Contributing to team performance and operational excellence through mentoring, promoting quality standards, innovation, knowledge sharing, content creation, best practices, etc
Developing, leading, and participating in Evalueserve initiatives related to Mind + Machine projects, innovation, training, and development
Degree in mathematics, statistics, engineering, physics, accounting, finance, economics, or computer sciences
4+ years of applicable work experience in reporting, analytics, and/or data manipulation
Prior experience in risk management
Ability to lead a team, manage day-to-day operations, and work on coaching and development
Proficiency with tools used to extract and manipulate large data sets, preferably SSIS
Intermediate Microsoft Office skills
Investment-related experience, including knowledge of financial products and portfolio theory
Broad understanding of investments (securities, especially fixed income and structured products, asset classes, market sectors, and derivatives)
Experience working with data schema and relationships
Have you had exposure to mentoring/managing others in the past? Please elaborate
What is your proficiency in SQL?
What are your current salary and salary expectations?

Manager, Investment Risk Resume Examples & Samples

Under/ graduate degree in finance, economics or business; completion/ enrolment in CFA program
Knowledge of basic accounting principles and discounted cash flow techniques
Experience in private asset risk assessment and oversight, or deal team experience in direct investments with a desire to transition to private assets risk assessment
Fundamental high yield credit rating or private equity analysis experience from a rating agency, bank risk management group or buy-side firm with knowledge of PD/LGD/EL concepts
Strong understanding of, and interest in, private assets and linkages to capital markets, in particular private equity placements, mezz financing, project finance, and/or structured debt transactions
Understanding of, and desire to learn, risk management concepts such as VaR and integration into private assets risk management
High level of numeracy; comfort working with index/price/financial ratio data to make inferences pertaining to risk analysis using statistics
Good verbal and written communication skills with ability to draft documents and discuss risk concepts clearly and concisely for non-specialist audiences
Strong interpersonal skills with the ability to work effectively in a team environment and build relationships with internal/external colleagues
Flexibility and adaptability to “wear different hats” and initiative to take ownership of work projects
Ability to prioritize competing work demands
Team player who thrives in an intellectually challenging and dynamic work environment
Conduct consistent with our Guiding Principles of integrity, high performance and partnership

Manager, Investment Risk Resume Examples & Samples

Experience in fundamental risk analysis, or deal team experience in direct investments with a desire to transition to private assets risk assessment
Fundamental high yield credit or private equity analysis experience from a rating agency, bank risk management group or buy-side/pension firm with knowledge of PD/LGD/EL concepts
Understanding of, and interest in, private assets and linkages to capital markets
Good verbal and written communication skills with ability to draft documents and discuss risk concepts clearly and concisely

Asset Management Investment Risk Management Analyst Resume Examples & Samples

Perform daily analysis and monitoring of portfolios by working closely with both the businesses and the risk management function at regional and global level, including but not limited to
High-energy and hands-on individual with at least 3-6 years relevant work experience in a front or middle office environment in financial institutions, preferably fund industry
Extensive knowledge and experience of Fixed Income investments and markets
Sound knowledge in the financial market and investment risk management
Experience in investment risk analytics tools or systems
Detail oriented, ability to deep dive on processes and improve controls/efficiencies
Willing to drill down to the bottom of any process or control breakdown
Ability to understand business processes and their risk implications, analyze complex situations, reach appropriate conclusions, and make value-added and practical recommendations
Proficient in Microsoft Excel, using advanced formulas, vlookup, etc.; Pivot tables; data management and linking to external databases, etc
Takes ownership and initiative through problem identification and resolution
CFA or FRM qualification is a plus

Asset Management Investment Risk Management Associate Resume Examples & Samples

Perform daily analysis and monitoring of portfolios by working closely with both the businesses and the risk management function at regional and global level, including but not limited to
High-energy and hands-on individual with at least 5-6 years relevant work experience in a front or middle office environment in financial institutions, preferably fund industry
Extensive knowledge and experience of multi-assets (both Fixed Income and Equities) investments and markets
Experience in investment risk analytics tools or systems
Willing to drill down to the bottom of any process or control breakdown
Ability to understand business processes and their risk implications, analyze complex situations, reach appropriate conclusions, and make value-added and practical recommendations
Proficient in Microsoft Excel, using advanced formulas, vlookup, etc.; Pivot tables; data management and linking to external databases, etc
Takes ownership and initiative through problem identification and resolution
CFA or FRM qualification is a plus

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