KYC Analyst Resume Samples

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B Gleason

Buck

Gleason

88130 Gino Manor

Detroit

+1 (555) 978 8827

88130 Gino Manor

Detroit

Phone

p +1 (555) 978 8827

Experience Experience

Dallas, TX

KYC Analyst

Dallas, TX

Bruen Group

Dallas, TX

KYC Analyst

Work with Management to implement process improvements (coach and training staff) that are developed
Work with Management to implement process improvements that are developed
Checking and providing approval of work conducted by junior team members
Performs independent check of KYC information provided by front office
Liaise with internal/external stakeholders to provide exception management reporting & MIS
Assist in the development and implementation of a centralised KYC/AML ownership protocol; and,
Develop strong working relationships with the RMs

Phoenix, AZ

AML / KYC Analyst

Phoenix, AZ

Hamill-Rodriguez

Phoenix, AZ

AML / KYC Analyst

One of the key responsibilities will be coordination and collection of client specific information and completion of documentation to assist in the on-boarding of new clients
And another important responsibility will be performing ongoing customer due diligence including maintenance and updating of AML and KYC records and information for existing clients
Furthermore, this role will identify and escalate any suspicious or unusual matters to AML & Line of Business Compliance for further investigation
You will also promote and sustain strong engagement and mutually beneficial relationships with key internal business stakeholders
Excellence in oral and written communication in both Mandarin and English with proven strength for personal engagement
Liaise with internal and external clients ensuring compliance
On boarding of clients

present

Los Angeles, CA

Senior KYC Analyst

Los Angeles, CA

Denesik-Ziemann

present

Los Angeles, CA

Senior KYC Analyst

present

Perform independent check of KYC information provided by front office
Very proactive approach to process improvement, actively seeks opportunities for change that benefit the wider team
Contributing ideas and participating in efforts to further improve and streamline the process
Perform Periodic KYC reviews on risk based schedule　
Stakeholder management of key clients
Liaison with Compliance Department and the senior management within Business units supported
End to end management of client KYC process including liaison across the business, compliance and operations

Education Education

Bachelor’s Degree in Finance

University of California, San Diego

Bachelor’s Degree in Finance

Skills Skills

Strong organisational skills with excellent attention to detail
Proficient and knowledgeable on all relevant documentation associated with AML and CIP policies and procedures
Attention to detail with strong follow-up and good judgment
Good knowledge of MS Office Suite, including proficiency in Excel
Strong organization skills with an excellent attention to detail
Good academic qualifications would be desirable, but less relevant than a strong track record in AML / KYC and / or operational reference data
Strong organizational skills with excellent attention to detail
EDD knowledge - The ability to screen for PEP's, Sanctions, Adverse Media and ABC across a variety of systems
Organised with an excellent attention to detail
Ability to focus on high quality work while under pressure

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15 KYC Analyst resume templates

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KYC Analyst Resume Examples & Samples

Work experience within the investment management/ financial service/ auditing/compliance/ consulting industry
Excellent team player – keen to support others and be part of a team jointly achieving goals
Exceptional communication; fluent in English, Mandarin will be a major plus
Outstanding analytical skills with the ability to understand business functions and processes swiftly
Ability to be flexible, follow tight deadlines, organize and prioritize work and deliver results quickly
Motivated self starter with the ability to work independently within a team
Candidate with moreexperiencecan be considered for Associate

KYC Analyst Resume Examples & Samples

Complete KYC on boarding for new and pre-exiting customer (KYC Refresh) by
Strong work ethic & attention to detail
Proficient time management and organizational skills
Prior Experience in with KYC documentation
Minimum 3-5 years relevant work experience in AML/KYC on boarding

KYC Analyst Resume Examples & Samples

Lead special projects to resolve issues around high volume and/or high risk KYC (Know Your Customer) populations
Become an expert in Citi’s KYC policies /standards and how they impact our view of a client’s business
Serve as an internal and external relationship contact on all KYC related matters for high complexity clients
Act as a primary liaison with the client, research analysts, coverage team, the BSU and Compliance to ensure timely completion of client due diligence
Work with clients and internal partners to obtain all necessary support documentation to ensure completion of KYC records for complex client types in complex regulatory environments
A proven track record with 7 years of relevant work experience
Strong Client facing and Relationship/Account Management experience
Strong organizational, analytical, verbal and written communication skills
Exposure to working with cross-functional organization including; Global Corporate Bank, Client Management, Compliance and Technology

Junior KYC Analyst Resume Examples & Samples

Confirming/verifying changes to client data
Correctly performing background checks and negative news searches
Identify red flag situations and escalating in line with policy and procedures
Ensuring appropriate and confidential handling/sharing of sensitive information

Senior KYC Analyst Resume Examples & Samples

Determining/confirming KYC data and collecting relevant information in line with regulators requirement
Identify red flag situations and escalate in line with policy and procedures
Ensuring appropriate and confidential handling / sharing of sensitive information
Contributing ideas and participating in efforts to further improve and streamline the process

KYC Analyst Resume Examples & Samples

Strong knowledge of related regulations; remain current with regulatory laws, rules and guidance
Strong expertise and subject matter in AML
Minimum 3-5 years relevant work experience in AML / KYC on boarding

KYC Analyst Resume Examples & Samples

Complete KYC on boarding for new and pre-exiting customer (KYC Refresh) by reviewing client documentation, vendor databases, and data entered into proprietary systems
Ensure that information obtained is consistent with BSA/AML Policy and Procedures and satisfies regulatory requirements
Assist with Quality review to ensure that information obtained is consistent with BSA/AML Policy and Procedures and satisfies regulatory requirements
Assist in management, maintenance, and review of appropriate CIP documentation/client files
Escalate high risk and out of order records to AML Operations Manager
Assist in the administration and review of Client Risk Scoring, Client Identification and KYC documentation oversight/management requirements
Work with Management to implement process improvements (coach and training staff) that are developed
Assist in the collecting of required information and statistical data to perform statistical and trend analysis (Area MIS reports)
Providing assistance to other Area Managers as needed
Develop knowledge of AML/BSA related regulations; remain current with regulatory laws, rules and guidance. Participate in related industry seminars and training

KYC Analyst Resume Examples & Samples

Develop strong working relationships with the RMs
Provide feedback to RMs on changes/updates to CADDs
Understand compliance defined standards for applicable client types and any country specific requirements
Perform comprehensive review of CADDs as per defined policies, requirements and process steps
As a country coordinator, liaise with Local Compliance to identify new local requirements or changes in local requirements
Help identify process improvements
Maintain visibility of CADDs through end to end process
Manage CADD status updates and rejection reasons if any through tracking tool
Escalate CADDs to TLs as per the expediter process when there is delay in response from RMs – submission and action on rejected CADDs
Help identify training areas for RM/ RM Support
Organize periodic trainings for RMs/RM Support to help improve CADD making quality (incl. on major rejection reasons)

KYC Analyst Resume Examples & Samples

As a country coordinator, liaise with local compliance to identify new local requirements or changes in local requirements
Maintain visibility of CADDs through end-to-end process
Manage CADD status updates and rejection reasons, if any through tracking tool
Escalate CADDs to TLs as per the expediter process when there is a delay in response from RMs - submission and action on rejected CADDs
Help identify training areas for RM/RM Support
Organize periodic trainings for RMs/RM Support to help improve CADD making quality (inlcuding major rejection reasons)

KYC Analyst Resume Examples & Samples

An assessment of the Client’s net worth, for example: In relation to the scale and profitability of the client’s business(es)/investments, and in the context of the country and time period in question: Is the net worth supported by the source of wealth information presented and does the totality of the information make sense when taken altogether?
Identify documentary and KYC issues and follow-up with the Banker to clear shortcomings as appropriate, prior to quality acceptance
Ability to work accurately with strong attention to detail

KYC Analyst Resume Examples & Samples

Communication directly with sales and client to obtain KYCS documentation or validation
Ensure proper KYCs controls are applied
The post holder will be responsible for the smooth running of the process including: Control of review population, Implementation of any change in static data, and Resolution of any matters arising from the review
Excellent analytical, organizational and interpersonal skills
Bachelor’s Degree and strong academics
Fluent English and effective communication with Clients (verbal & written)
Highly motivated, willing to work in both team and independent situations depending on current workload
Previous KYC/AML Experience a plus
Proficient in strategic analysis; ability to conduct complex analysis under tight timelines
Previous quality assurance experience a plus
Pervious Data management and Reference data knowledge a plus
Knowledge of the operation and/or control environment at Credit Suisse preferred
Familiarity with the Investment Banking business will be an added advantage

KYC Analyst Resume Examples & Samples

1+ years of Federal Anti Money Laundering and Sanctions Regulations experience
1+ years AML/KYC industry experience
1+ years Microsoft Office

KYC Analyst Resume Examples & Samples

The ability to problem solve with minimal supervision
Highly organized and efficient at multi-tasking
Ability to work in a dynamic environment with changing priorities
1-3 years of experience in Financial Services

KYC Analyst Resume Examples & Samples

Good degree
Experience of researching KYC sources including Dun and Bradstreet, Companies House, and others
Basic legal knowledge in terms of corporate law and structure
Experience applying regulatory requirements such as Dodd Frank, EMIR, MiFID FATCA, etc
Experience working in an Investment Bank managing internal or external stakeholders, particularly clients and front-office sales
AML/KYC experience gained within Investment Banking
Good knowledge of FCA or other regulatory classification rules
Industrious, intelligent, confident person who enjoys multi-tasking and is not phased by large workload
Customer focused role (internal customers therefore good communicator essential
Enthusiastic, cheerful team player
Highly motivated, proactive and calm under pressure

KYC Analyst Resume Examples & Samples

Collect and document any relevant data
Fully document all alerts in a timely manner
2+ years of Know Your Customer or Anti Money Laundering experience
Adept at multi-tasking and meeting deadlines, while working under minimum supervision
Exceptional research and analytical skills with the ability to analyse large amounts of data

AML / KYC Analyst Resume Examples & Samples

One of the key responsibilities will be coordination and collection of client specific information and completion of documentation to assist in the on-boarding of new clients
And another important responsibility will be performing ongoing customer due diligence including maintenance and updating of AML and KYC records and information for existing clients
Furthermore, this role will identify and escalate any suspicious or unusual matters to AML & Line of Business Compliance for further investigation
You will also promote and sustain strong engagement and mutually beneficial relationships with key internal business stakeholders

Junior KYC Analyst Resume Examples & Samples

Verifying KYC data and collecting relevant information
Identifying red flag situations
Classifying clients from a risk and regulatory perspective

Cfd Kyc Analyst Resume Examples & Samples

Strong skills in MS Excel, MS Word, Lotus Notes for Data Management and Project Planning
Detailed oriented, with the ability to manage multiple tasks while maximizing quality of service
Excellent written and verbal communication, interpersonal, technical and problem solving skills
Prior experience with AML/KYC on boarding preferred but not required
Prior experience in financial services industry preferred

KYC Analyst Resume Examples & Samples

2+ years of experience in undertaking FATCA / AML / KYC reviews within a Financial Institution
Working knowledge of AML, Regulatory Compliance and controls within the Banking and Financial Services industry
Ability to create and maintain good relationships across a global line of business

KYC Analyst Resume Examples & Samples

Ensure that information obtained is consistent with Policies and Procedures and satisfies local and Enterprise regulatory requirements
Assist with Quality review to ensure that information obtained is consistent with Policies and Procedures and satisfies local and Enterprise regulatory requirements
Assist in the administration and review of Client Risk Scoring, Client Identification and KYC documentation oversight / management requirements
Work with Management to implement process improvements that are developed
Assist in the collecting of required information and statistical data to perform statistical and trend analysis (MIS reports)
Participate in related industry seminars and training as needed
Working knowledge of global KYC requirements with the ability to assist with KYC requests

KYC Analyst Resume Examples & Samples

2-6 years of relevant work experience
Proficient and knowledgeable on all relevant documentation associated with AML and CIP policies and procedures
Strong communication skills and ability to share information
Ability to work independently of Paris COB in a transversal capacity and to work cooperatively
Able to listen to others’ points of view and to clients/partners requests

CB KYC Analyst Resume Examples & Samples

Produce AML Risk Summaries
Work closely with AML Analyst Hub and Client Services units on Additional Information Requests (AIRs)
Experience and knowledge of AML and KYC an advantage, particularly in the Correspondent Banking space
Professional work experience, preferably in Financial Services
Experience working in a global, dynamic environment
Knowledge of Citi and Citi KYC systems an advantage
Experience with MS Office tools: PowerPoint, Excel and SharePoint

KYC Analyst Resume Examples & Samples

Ensuring that evidence of each client/customer's identity is collected in accordance with KYC Due Diligence policies ensuring customer files are stored and maintained
Able to identify, assess/analyse, report and provide solutions to production, policy and system issues
Work independently on end-to-end KYC due diligence processes, providing expert advice to relevant businesses as the sole point of contact for a particular customer
Communicate independently and professionally with external customers and internal clients at all levels of seniority
Be the single point of contact for Business Unit teams, Compliance and other support functions for Due Diligence activities
Interact with senior internal stakeholders and regional/global teams in a variety of locations in APAC and beyond
Possess knowledge of various types of trading entities - limited, private and public companies, holding companies, hedge funds, asset managers, special purpose vehicle's, trust's etc

Cib Kyc Analyst Resume Examples & Samples

1 + years of demonstrated KYC and regulatory compliance experience
Strong quantitative and analytical background
Solid PC skills, including knowledge of MS Word, Excel and the Internet for purposes of research
Good interpersonal skills, organized and a team-oriented person
Fluent in Spanish or Portuguese preferred

KYC Analyst Resume Examples & Samples

Prepare client-specific KYC-related analyses and complete Customer Acquisition Due Diligence
Interact with parent and subsidiary bankers and product sales and service on AML and KYC-related issues
Work with Business Support Unit to assess documentation requirements for client legal entities
Co-ordinate and manage regular AML Calls
Work closely with AML Analyst Hub and Client Services units on Additional Information Requests
Review and evaluate recent news related to clients
Liaise with internal Compliance personnel on the application of KYC policy
Coordinate with account operations on purpose of account requests
Extensive years of professional work experience, financial services preferred
Experience and knowledge of AML and KYC a strong advantage
Ability to work independently with challenges and time pressure
Team Player - being able to work in partnership with other individuals on day to day basis

Cib-brazil Client On-boarding / Kyc-analyst Resume Examples & Samples

Support the business ensuring compliance with KYC, AML, CIP and sponsorship requirements
Represent the client on-boarding team in all strategic and program implementations
Manage a staff of approx 10 experts supporting the client onboarding and KYC process in Brazil
Build and maintain relationships with the business units as well as legal & compliance partners
Develop, implement and maintain an on-going robust control framework that meets with all local and corporate KYC/AML and other internal firm policies
Develop procedures and controls as necessary to ensure compliance with local regulations and internal/external policies
Work with technology partners to ensure systems are able to support the needs of the staff and business
Liaise with various groups like Legal, Compliance, Credit and Operations to remove roadblocks impeding the onboarding process
Partner across LOB’s and with global onboarding/operations teams to ensure a smooth client experience, consistent operating model and a robust risk & control framework
Hire, develop and retain a high performing team

Cib-client On-boarding / KYC Analyst Resume Examples & Samples

Strong skills related to Personal Relationship
English Language – Intermediary, at least
Graduated in Administration, Economics or Law

KYC Analyst Resume Examples & Samples

Experience in operations, compliance or legal teams required
Essential system skills: Word, Excel, PowerPoint
Understanding of Global Markets and Investment Banking
Understanding of corporate structures and entity types
University degree required

Cib Kyc Analyst Resume Examples & Samples

Support Credit Portfolio Management with other administrative duties, as assigned
1 + years of demonstrated KYC and regulatory compliance experience, within financial services preferred
Fluent in Spanish is highly preferred
Good interpersonal skills, organize and team-oriented person

KYC Analyst Resume Examples & Samples

3+ years of experience with Account Opening
Working knowledge of AML, Regulatory Compliance and Controls within the Banking and financial services industry
Bilingual (English and Spanish)
Microsoft Office/Suite proficient (Excel, Word, and Access)

AML / KYC Analyst Resume Examples & Samples

HS Diploma or equivalent
3-5 years recent relevant experience
Prior experience with deadlines for time sensitive projects
Prior experience in financial services
Prior experience in documentation management Skills and Competencies
Strong work ethic & attention to detail
Proficient time management and organizational skills

KYC Analyst Resume Examples & Samples

Identify and correct Know Your Customer (KYC) data issues on applications prior to account origination
Research and remediate Customer Identity issues using Public Identity tools, strong judgment, and adherence to operational policy
Liaise with AML Management and Financial Crimes on specific requirements and regulations arising under special circumstances
Review and ensure all required AML/KYC Regulatory requirements for new customers are in place
Conduct KYC refresh reviews on a periodic basis in order to ensure the data maintained is accurate
Inaccuracies identified through the KYC refresh will require in-depth research and investigation in order to remediate any discrepancies identified
Review internal referrals for inaccurate or missing KYC information
Document changes and ensure adherence to all record retention policies
Monitoring assigned reports and alerts to ensure on-going compliance with AML standards and regulatory updates

KYC Analyst Resume Examples & Samples

Ongoing maintenance/refresh of existing customer data
Liaison with other account control teams globally to ensure customers are opened correctly and meet local regulatory requirements
Liaison with Compliance Department and the Business units supported
Ensure team SLAs are met
Ability to work in a target driven environment meeting agreed SLAs
Good academic qualifications would be desirable, but less relevant than a strong track record in AML / KYC and / or operational reference data

KYC Analyst Resume Examples & Samples

Compare and analyse large volumes of core client static data points to identify discrepancies
Use both stored and public sources of information to determine most accurate data point
Work with client on boarding and static data teams to ensure systems are updated
Perform Know Your Client (KYC) due diligence on existing populations of clients
Strong Microsoft office experience (Excel, Word, Outlook etc)
Strong numerical, verbal and written communication skills with a high attention to detail
Previous projects experience will be well regarded

KYC Analyst Resume Examples & Samples

2+ years of Client Service experience
Experience in undertaking FATCA / AML / KYC reviews within a Financial institution
Working knowledge of AML, Regulatory Compliance and Controls within the Banking and Financial Services industry
ACAMS

KYC Analyst Resume Examples & Samples

Research and validation of entity data using appropriate internal and external data sources. Entity Data includes legal name verification, address, nature of business and ownership
Periodic review of Capital Markets clients, ensuring documentation is accurate & current
Identify, monitor and update client information in Capital Markets systems
Liaise with internal/external stakeholders to provide exception management reporting & MIS
Perform quality reviews and reviews of procedures and processes
Daily interaction with teams in New York, Belfast and London
Strong academic qualifications would be desirable, especially in Sciences Skills: Required
Strong focus on Control and Process optimization

MYS Ctsm Kl-kyc Analyst Resume Examples & Samples

Graduates with 1-2 years of work experience with basic understanding of relevant banking practices, corporate policies and compliance requirements
Good command of reading and writing English/Mandarin/Cantonese Language
Good PC skills with ability to pick up new software systems
Cooperative, proactive with high sense of responsibility & teamwork
Attention to details with high accuracy in work
Strive for process improvement
Flexible enough to work as per Business timings

MYS Ctsm Kl-kyc Analyst Resume Examples & Samples

Good command of reading and writing English/Mandarin/Cantonese language
Cooperative, proactive with high sense of responsibility and teamwork
Flexible enough to work as per business timings

Senior AML / KYC Analyst Resume Examples & Samples

Working with key technical areas to gain access to the required data and manipulate the data to support your team in defining new Transaction Monitoring processes
Able to assess systems and data to achieve the required results
Able to test and improve processes
Able to train operational teams on the processes you create
Excellent query building skills on Oracle, SQL, Excel etc
Build MI for with key stakeholders
Provide timely and accurate query investigation and resolution
Solid experience across a number of data related technologies and comfortable with exploratory analysis

Senior AML / KYC Analyst Resume Examples & Samples

Working with key business areas to define new processes that meet required AML governance standards can be applied to the monitoring of transactions within the Global Markets business
Maintain an up-to-date knowledge of AML regulations
Manage and build relationships with key stakeholders
8+ years analysis experience within the financial services
High calibre individual with a good working knowledge of AML in the financial industry and solid analysis experience, sought for a Senior Analyst position within one of the industry's largest institutional asset managers

KYC Analyst Resume Examples & Samples

As a minimum, candidates must have proven all-round strong entity knowledge. These include but aren't limited to: SPV's, Trusts, Large Corporate clients and Correspondent Banks
Global jurisdictions experience - EMEA, MENA, APAC, South America
EDD knowledge - The ability to screen for PEP's, Sanctions, Adverse Media and ABC across a variety of systems
Language skills (advantageous but not essential) - Russian, German and Portuguese
Advanced Excel skills (advantageous but not essential) - VBA's Macro's, Pivot tables etc

Client Adoption Onboarding / KYC Analyst Resume Examples & Samples

For new client adoption requests, search for KYC and CIP documentation in internal and external data sources
Communicate effectively with the business units regarding KYC / CIP documentation requirements
Obtain proper documentation and ensure accounts are approved in advance of deal commitment deadlines
Respond to ad hoc queries related to the documentation and client status
Escalate bottlenecks and capacity issues. Use this data for continual process improvements
Maintain effective relationships with Compliance, Senior Management and other Back & Middle Office areas
Applicants for this position should ideally have experience within an operational or control department within a banking environment, a Compliance or Legal Department within a banking environment, or within a similar Operations KYC function
Understanding of the workings of an investment bank and the lending/financing workflow of a trade is a plus
Knowledge of the regulatory rules and regulations relating to AML/CFT is desirable

AML / KYC Analyst Resume Examples & Samples

Liaise with internal and external clients ensuring compliance
On boarding of clients
Ensuring on boarding documents are completed
Co-ordination and carrying out renewal processes of coverage, business and compliance
1 - 3 years' experience in banking or finance
Knowledge and experience of the technologies and processes
Languages (French, Spanish, Italian, German)- an advantage

KYC Analyst Resume Examples & Samples

Ability to engage at all levels, including but not limited to Chief Country Officers, Risk Officers and Subject Matter Experts
Ability to escalate critical issues
Ability to work under pressure and complete tasks within set deadlines
Analytical approach
1-3 years of experience in client NCA, particularly specializing in institutional clients
Solid understanding of global and applicable local legal and regulatory policies and guidelines in connection with NCA an Anti-Money Laundering requirements

KYC Analyst Resume Examples & Samples

Perform the required Know Your Client/Know Your Intermediary (KYI) screening on new clients by documenting and corroborating the information obtained on the client as required by DeAM’s KYC Procedures utilizing a variety of independent research sources
Analyze Client data, documentation and negative news in order to determine Client Risk Profile as established under the KYC Procedures
Responsible for reviewing and ensuring all required AML / KYC Regulatory requirements for new clients are met
Liaise with Compliance on specific requirements and regulations arising under special circumstances
Liaise with Clients, Front Office, Legal, and Operations as necessary as part of the KYC process
Perform Client account periodic reviews and remediation efforts as required
Special projects related to Deutsche Asset Management’s AML efforts
Knowledge and interest in Asset Management industry and familiarity with industry jargon
Strong work ethic, commitment to excel and proven capacity to work effectively with minimum supervision and under tight deadlines in a fast-paced, unstructured environment while producing quality work
Strong communication, writing, analytical and organization skills
Experience in compliance or other client service exposure desired
Project management skills and ability to manage multiple responsibilities and work streams preferred
Retail mutual fund or hedge fund experience a plus
Strong Team Player skills as well as ability to work independently
High level of comfort in dealing with all levels of management
Familiarity with DeAM’s client relationship management platform, Salesforce.com a plus
Proficiency with Microsoft Office programs including Word, Excel and PowerPoint

KYC Analyst Resume Examples & Samples

Serve as primary point of contact for Bankers in completing KYC/documentation on account renewals and or assigned projects
Prepare client-specific KYC-related analyses as required
Contact client personnel to obtain KYC information and documentation

KYC Analyst Resume Examples & Samples

3-4 years of working knowledge of KYC/Compliance/AML procedures and standards
Knowledge of multiple client types
Knowledge of financial industry with moderate expertise in various lines of business
Demonstrates strong verbal and written communication skills
Experience handling conflict resolution
Strong time management, organizational, relationship building skills
Quality-focused work ethic and strong controls mind-set
Adaptable to work in an evolving and changeable environment
Knowledge of multiple products such as Foreign Exchange, Derivatives, Fixed Income, REPO/Stock Loan and Commodities and Collateral Management

Global KYC Analyst Resume Examples & Samples

3+ years’ experience in AML Compliance, preferably related to KYC
Work experience in a financial institution with job specific work experience in AML
Knowledgeable of the laws applicable to money laundering including the Bank Secrecy Act, the USA PATRIOT Act, US Treasury AML guidelines, OFAC requirements and Suspicious Activity Reporting requirements
General understanding of Senior Public Figures, Money Service Businesses, Correspondent Banks and Nonbank Financial Institutions
Established business knowledge and comprehension of financial products and services
Highly motivated, self-starter capable of working independently, without supervision
Strong research, analytical and writing skills as well as the ability to understand and draw conclusions from research
Must be able to multi-task, follow up on tasks and complete projects on time
Proficiency in second language a plus

KYC Analyst Resume Examples & Samples

Solid proven experience in an Investment Bank within a Compliance/Review team
Experience of KYC requirements across different entity types
Strong AML/KYC experience
Good understanding of MIFID classifications
Sound knowledge of KYC procedures and regulatory best practice
Ability to identify complex structures and apply relevant KYC / AML in this respect
University degree or relevant industry qualification preferred

Client KYC Analyst Resume Examples & Samples

Help manage sales education, outreach and coordination with respect to KYC / AML and client ownership
Assist in the development and implementation of a centralised KYC/AML ownership protocol; and,
Provide a point of escalation to sales
Escalation of negative news to Sales and Senior Management
Escalation of Citi screening hits (individual name screening results, AML/Sanctions)
Troubleshoot KYC issues escalated by the client or the salesforce
Ideal candidate will have extensive years of experience in financial services with previous experience in a KYC / AML or On-boarding role
Knowledge of trade flows, infrastructure and documentation
Education: Degree preferred
Languages would be advantageous
Good IT skills such as Excel, Databases and MIS
Highly motivated, self-starter who is able to work on own initiative
Able to manage routine processes with precision and ad hoc projects with flexibility and creativity
Efficient and effective use of office software (including spreadsheets and databases)

KYC Analyst Resume Examples & Samples

Ideally, a professional who has several years direct experience of either KYC, AML Compliance or legal matters; graduate can be envisaged
Fluency in English, both verbal and written, is essential
Good interpersonal skills both in respect of clients, the Banker and the Relationship Team
Able to work to deadlines
Service oriented approach
Strong PC skills including Work, Excel, PowerPoint, and applicable internal systems

KYC Analyst Resume Examples & Samples

Communicate directly with front office sales and trading staff, external clients, and key internal stakeholders on a daily basis
Ensure new requests and in flight cases are effectively managed and completed within the agreed timeframes
Perform '4-eye' reviews of KYC due diligence files prepared by the global teams

KYC Analyst Resume Examples & Samples

Manage client and partner expectations and understanding in a consultative way
Exhibit ownership of KYC/AML experience and client experience
Ensure KYC/AML deliverables are met and hold internal partners accountable
Demonstrate ongoing understanding of KYC/AML processes and work through delays and/or inefficiencies
Manage operational risk effectively through diligent awareness of risks in our processes
Escalate appropriate risk items and drive issues to closure
Manage client risk effectively by supporting the banker in client selection process
Independently manage renewal cycle of Due Diligence Forms with Relationship Management Partnership
Accountable for timely portfolio management while maintaining quality expectations
Ability to properly identify AML risks and apply the AML/KYC policy concepts
Some travel may be required (less than 25%) to support various client coverage teams
BA/BS degree or equivalent work experience in financial services
Working knowledge of risk factors that may impact specific products and industries
Ability to multi-task effectively and leverage internal resources
Strong client focus and ability to partner with various internal groups
Independent, self-motivated with an ability to adapt and be flexible in a team environment
Previous credit training or underwriting experience
Ability to navigate client relationships and product usage

CIB Bacc-kyc Analyst Resume Examples & Samples

Minimum one year’s experience with KYC and local documentation requirements for on boarding clients (knowledge about Brazil requirements is a plus)
Strong partnership and coordination skills
History of success working in a team environment. Flexibility to handle multiple tasks and changing priorities
Proactive/self-starter with the ability to deliver value-added support to business partners and clients in a dependable, timely and accurate manner
English and Portuguese fluency
Highly organized and motivated with strong prioritization skills, problem solving skills, and a control mindset
Excel skills (Word and PowerPoint a plus)

KYC Analyst Resume Examples & Samples

The itemisation / cataloguing of documents and information
Manipulation of data for MI and reporting purposes
Draft emails and make requests for information to the business, and other internal stakeholders
The preferred candidate will be a German Native speaker,
Have demonstratable KYC, ON-boarding experience
Must be able to work in a fast paced team environment, work to tight deadlines, have strong IT and written communication skills, particularly using Outlook, Excel, PowerPoint

KYC Analyst Resume Examples & Samples

Develop and lead projects supporting a global KYC operations team to improve compliance processes and deliver productivity in a lean shared services environment
Perform Customer verification; document and escalate exceptions; monitor for timely resolution
Perform due diligence checks on prospective customers, related parties, investors and suppliers
Perform enhanced due diligence checks on higher risk accounts
Conduct research using 3rd party solutions to identify potential risk issues
Analyze relationships and business activities to determine AML and reputational risk issues
Perform on-going monitoring; review, resolve and escalate where appropriate
Assess and advise business and compliance leadership of identified risk issues
Support business metrics reporting
Bachelors degree from an accredited college or university, or Associates degree with 2 years equivalent experience with exposure to financial services (Audit, Compliance, Legal, Operations, Risk, Finance)
Minimum of 1 year of customer due diligence experience
Strong knowledge of due diligence tools (Lexis-Nexis, Bridger World-Check)
Highly proficient in PowerPoint, Excel and Word
Strong analytical, problem solving and resolution skills

KYC Analyst Resume Examples & Samples

Transversal knowledge of the services and products of the corporate and investment banking sector, and/or specialist knowledge of one business area. Candidates with experience in client onboarding experience will be prioritized
Ability to examine in detail and understand the structure of a financial transaction, understanding of key issues in relation to AML risk, ability to identify relevant sources of information
Familiarity with HK AML/KYC regulatory and compliance issues will be an advantage
Analytical skills, precision, curiosity, tenacity and autonomy are key qualities in a KYC Analyst job
Fluent in written and spoken English
Good interpersonal and communication skills, sense of service, and flexibility are essential requirements in this service function
The position requires effectiveness, team spirit and an ability to work in a fast-paced and demanding environment as well as a strong interest in financial markets and banking activities
Eagerness to learn and to keep abreast of AML latest issues
At least 8 years working experience in a financial institution, with at least 5 year performing client onboarding or client due diligence for corporate and institutional customers. Candidates with experience in customer due diligence for funds/hedge funds experience will be prioritized

KYC Analyst Resume Examples & Samples

Provide guidance to the FO in respect of the KYC requirement of SGCIB London Branch
Proactively manage the onboarding of clients by executing all the best practices stipulated by the KYC policy handbook
Manage the KYC New Request mailbox with the existing onboarding team and respond to queries from the Business Line accurately, efficiently and promptly
Apply a suitable categorisation for all clients according to current KYC guidelines and standards
Ensure that the statutory and mandatory information provided by the FO in connection with the “take-on” of new clients is relevant, complete and fit for purpose, and that take-ons are conducted in accordance with SGCIB and Compliance KYC policy
Prepare supplementary documentation on file/queries as and when required (e.g. reports for Compliance, Memos, file notes)
To be flexible and work to tight deadlines when required (for example, with urgent requests from the Business Line) on the take-on of new clients (this is important for the role)
To conduct a risk based analysis on prospective (or existing) clients with a view to forming an opinion as to the suitability from a KYC perspective of individual clients to conduct business with SGCIB
For complex transactions, analysis of the role of associated parties to the transaction and identification of potential regulatory and reputation risks in liaison with the relevant Business Line
Carry out appropriate due diligence checks and information searches in line with the internal standards for client take on and undertake additional reputation checks and diligences as and when necessary, (depending on the risk level of the file). To raise potential concerns (AML, CTF, regulatory) and if required to prepare a detailed KYC Compliance report and submit the file to Compliance
To assist the KYC team and KYC manager with training sessions to the Business Lines when required
To assist with Reviews work when required to do so by the KYC manager
Solid KYC experience within a financial institution, with good understanding of KYC requirements for various client types
Experience with Lending product KYC an asset
Experience in dealing with front office staff, including Senior Management
The ability to work unsupervised, and the willingness to work extra hours when required

Kyc-analyst Resume Examples & Samples

Complete KYC Record incorporating local regulatory requirements/Global BSU Standards and policies
Languages
Proficient use of KYC applications (an advantage)

AML / KYC Analyst Resume Examples & Samples

Conduct Anti Money Laundering and Customer Due Diligence (CDD) checks on new Merchants
Search online providers for required CDD / AML supporting documentation and verification of corporate structures
Coordinate with Risk Officer, Compliance Officers, their teams and LOB General or Regulatory Counsel on cross-LOB issues
Day to day decisions made without supervision or review. The candidate will have significant impact on the function, department and organization
Bachelors of Science/ Bachelors of Arts in business/finance accounting related field
Professional qualification such as LCOI or CAMS is desirable
3- 5 years' experience in a regulated Financial Services Organization within a Compliance or AML/KYC function
Knowledge of Customer Due Diligence requirements per the Criminal Justice Act 2010 as amended
Excellent communication skills with ability to build solid relationships with colleagues at all levels
Knowledge or understanding of existing risk management practices, preferred
Excellent research and analytical skills and skilled at analyzing AML/KYC documentation
Must be able to deal with ambiguity, think critically, solve problems creatively, plan and meet deadlines; demonstrate strong sense of personal accountability
Experience with Front-Line processes and procedures
Flexible to work additional hours as needed
Proficient MSOffice: PP, Excel, Visio - Required

KYC Analyst Resume Examples & Samples

Excellent problem solving and time management skills
Strong communication skills (oral/written)
Team-working/information sharing
Ability to partner with Compliance, other KYC departments in SG, and business lines

KYC Analyst / Team Lead Resume Examples & Samples

Review clients' profile prepared by the analyst ; ensuring its compliance with internal and external regulatory requirements
Complete due diligence on each client ; ensuring complete understanding of clients
Escalating any red flags in a timely manner
Work closely with stakeholders of the business to conduct periodic reviews on existing customers
Ownership and proactive management of KYC policies and Quality Control regulations
At least 5 years of experience in KYC / Compliance related role
Experience should start from being a KYC Maker to Checker
Experienced in conducting investigations relating to AML
Experienced in reviewing and analyzing KYC files
Corporate Investment Banking (CIB) experience will be added advantage
Experienced in leading a team size of more than 5 staffs (Only required for Team Lead role)

KYC Analyst Resume Examples & Samples

Conducting research on existing clients to obtain company KYC data from public sources
Escalating of due-diligence findings to regional Refresh teams and the Compliance function
Taking an active role in training junior team members
Checking and providing approval of work conducted by junior team members

Temp KYC Analyst Resume Examples & Samples

OFAC verification on all new customers
Performs independent check of KYC information provided by front office
Review KYC cases as required
Update KYC information database
Opening and update of all accounts as part of Centralized Account Opening　
Intermediate knowledge of KYC or AML concepts
Intermediate knowledge of commercial banking products and account opening requirements
Good analytical skills

Temp KYC Analyst Resume Examples & Samples

Perform independent check of KYC information provided by front office
Validate CIP information through documents and non documentary methods
Identifies, records, escalates, and resolves exceptions found in KYC/CIP data
Update and verify customer static data
Perform Periodic KYC reviews on risk based schedule
Three to five years of experience in a Regulatory or Compliance KYC/AML background
Lotus Notes, MS Excel, MS Word

KYC Analyst Resume Examples & Samples

Work with the Business Support Unit to assess documentation requirements for client legal entities and jurisdictions
Review and respond to the periodic transaction reviews
Demonstrable experience and working knowledge of KYC essential within the Correspondent Banking space (desirable)
Demonstrable fluency in English and German both in speaking and writing is essential
Professional work experience gained within the Financial Services Industry is essential

KYC Analyst Resume Examples & Samples

Assist in the maintenance and the design of new processes and protocols to ensure efficient processing and escalation of client requests or issues
Verify client information / data entered into Citi KYC by the on-boarding and refresh teams
Single point of contact to Investor Sales for any KYC/AML questions or concerns
Coordinate with product coverage regarding client’s product profile, to ensure that the customer’s trading activity is suitable
Manage client outreach for periodic KYC refreshers
Supervisory oversight of an additional team member
Ideal candidate will have over extensive years of experience in financial services with previous experience in a KYC / AML, Compliance or on-boarding role
Broad range of Markets products such as Rates, Credit, Equity, FX and Commodity Products
Good operational control, change management and customer interaction experience would also be a plus
Good IT skills such as Excel, Databases and MIS Skills and Competencies
Exceptional process and conflict management ability
Ability to prioritise multiple tasks based on materiality
Fast thinker and quick learner with the ability to work effectively under pressure in a rapidly changing environment
Efficient and effective use of office software (including spread sheets and databases)
Process management skills an advantage

KYC Analyst Resume Examples & Samples

Conducting CDD / EDD on assigned new clients in all risk classes (Low -High Risk)
OFAC/World-Check screening
Apply the SGUS Know Your Customer Procedures to assigned accounts
1-2 years experience in the Financial Services industry in a KYC or AML capacity
Strong time management skills and the ability to work well under pressure
An inquisitive nature and ability to spot issues, and address conflicts and escalate issues where appropriate

Senior KYC Analyst Resume Examples & Samples

Management of more complex KYC cases including high risk clients
Research and validation of customer identification data/evidence using appropriate internal and external data sources
Ensure customers classified in line with required (CIP, FCA/PRA, KYC) regulations
Daily monitoring of account refresh activity to ensure all regulatory/document requirements are met
Subject matter expert and mentor for team members with regards to ‘on-the-job’ training and development
Previous investment banking experience, specifically of customer identification / KYC
Experience in coaching/leading peers
Experience in business and client liaison to drive issue resolution
Good knowledge of MS Office Suite, including proficiency in Excel
Awareness of and adherence to audit and risk controls
Good academic qualifications would be desirable, but less relevant than previous experience in an AML/KYC and/or operational reference data environment

KYC Analyst Resume Examples & Samples

Update and verification of customer static data
Identifies, records, escalates, and resolves exceptions found in the KYC/CIP data
Validates CIP information through documents and non-documentary methods
Performs and records enhanced due diligence (EDD) on KYC data as required
Reviews new accounts against Government Lists
Performs periodic KYC reviews on risk-based schedule
Reviews KYC cases as required
Updates KYC information database
Opening and update of all accounts as part of Centralized Account
0-2 year if experience in Financial Services
General knowledge of commercial banking products a plus

KYC Analyst Resume Examples & Samples

Form part of the global COB KYC QA testing team
Apply the QA methodology to deliver an objective review on client files. Perform accurate and consistent QA checks on KYC files across multiple business areas and client risks
Ensure that testing activities are being conducted in accordance to the testing strategy and plan. Ensure adherence to testing best practices and DB testing standards
Report QA results into the QA Team Lead or Regional Lead and ensure that risks and issues are recorded and escalated as appropriate
Operate as a QA specialist for the evolving QA methodology and framework implementing required change in partnership with the global team
Partner with the Client Onboarding teams to improve KYC standards. Support and contribute towards a continuous improvement program of work borne out of QA testing results, asses root causes and thematic issues proposing steps to be taken to eliminate, evidencing improvements
Sustain to a culture of teamwork and collective achievement of departmental goals and objectives across QA and Client Onboarding teams

Gmci KYC Analyst Resume Examples & Samples

Verify the identity of prospective new clients across the Global Markets division
Verification should be in accordance with local regulatory and Credit Suisse policies and procedures
KYC analysts verify that Sanctions, PEP and Adverse Media / Negative News screening has taken place using appropriate systems
Ensure clients are correctly classified as prescribed by CS Policy and Regulatory expectations
Provide training on KYC / AML to Colleagues and other Departments as required

Senior KYC Analyst Resume Examples & Samples

Review KYC cases and update KYC information database
Review new accounts against Government List
Perform and record Enhanced Due Diligence (EDD) on KYC data as required
Identify, record, escalate, and resolve exceptions found in KYC/CIP data
Opening and update of all accounts as part of Central Account Opening
KYC cases and update KYC information database
Perform Periodic KYC reviews on risk based schedule　
Regulatory or Compliance KYC/AML background
Intermediate knowledge of commercial banking products and accounts opening requirements
General Knowledge of commercial banking products a plus
5 years' KYC experience
Lotus Notes, MS Excel, MS Word, and close attention to detail

Gmci KYC Analyst Resume Examples & Samples

Knowledge of UK /EU regulatory environment and general AML and KYC principles (Preferable)
Good Excel and PowerPoint skills
Good Interpersonal and communication skills

Gmci KYC Analyst Resume Examples & Samples

Knowledge of UK /EU regulatory environment and general AML and KYC principles (solid asset)
Knowledge of Excel and Powerpoint
Fluent command of Business English
Ability to communicate in Arabic or Russian is a solid asset
Bachelor or Master degree preferably in Business Administration
Proactive, can-do attitude

Junior KYC Analyst Resume Examples & Samples

Graduate or last years of studies (able to work full time)
Written and oral communication skills in English
Ability to interact and facilitate across diverse audiences
Microsoft Office basic functions (i.e. Excel, Access)
Self-development and will to learn

KYC Analyst Resume Examples & Samples

Stakeholder management of key clients
Experience of working within a regulatory/control environment
Must possess good communication skills
Strong organisational skills with excellent attention to detail
Customer facing abilities, able to communicate clearly, strong at articulating and resolving issues

KYC Analyst Resume Examples & Samples

A specialist member of the KYC (Know Your Customer) & Account Opening team responsible for obtaining, completing and maintaining all Regulatory KYC documentation for all Clients in accordance with the Bank's guidelines and in compliance with UK & global financial regulations
To work in partnership with other Barclays Corporate teams (the Relationship team, the Client Servicing Team, the Credit teams & the AML Team) – as well as our wider business functions (the Investment Bank, Barclays Wealth, and the Corporate Bank – both in the UK and internationally) – to deliver a ‘One Barclays’ client experience
Communication skills: must interact professionally with Clients and internal stakeholders at face-to-face meetings or via phone or email
Time management skills: must manage workloads effectively to complete complex and high-priority tasks within target timescales
Analysis & Judgement: must undertake KYC analysis with a high level of accuracy and attention to detail

KYC Analyst Resume Examples & Samples

Bachelors Degree in Business Administration, Economics, Finance, Science, or Mathematics
Excellent written and verbal communication skills Strong analytical skills with high attention to detail and accuracy
Ability to self manage and prioritize case assignments in a dynamic environment Research experience utilizing both open source and third party vendor s resources such as LexisNexis, NYSE, Mint etc
Understanding of different types of businesses money service business, manufacturing, financial services companies, professional service providers, private companies, publicly traded etc
Experience using Microsoft Office applications Word, Excel, PowerPoint Some Knowledge of KYC, USA PATRIOT Act, AML regulations

KYC Analyst Resume Examples & Samples

Good command of English (other languages an asset),
PC literacy, mainly MS Excel,
Ability to effectively work on telephone/email with various parties,
Knowledge of securities operations,
Exact, accurate, well organized, quick in action,

KYC Analyst M / F-vie Jersey City Resume Examples & Samples

Perform the KPI for US KYC team
Dealing with local US requirements of KYC
Learning the KYC procedures, the risks management
Interact with key stakeholders
Perform presentation

KYC Analyst Resume Examples & Samples

Engage internal and external clients to help facilitate the onboarding and maintenance processes
Coordinate client / counterparty onboardings across multiple functions / units - Front Office, Compliance, AML, Operations, Legal and Tax, amongst others - all in a high pressure / time-sensitive environment
Review bank agreements, legal documents, and other paperwork for completeness and accuracy
Leverage accumulated wisdom to make determinations re document applicability in the risk control process, where documents are atypical or uncommon
Assess / assign risk classifications to clients / counterparties expanding their business, as well as those incoming; where applicable, remediate KYC profiles due to changes in risk factors
Assist in delivering training related to the account opening process and key competencies required to facilitate
Undertake renewal due diligence on existing clients / counterparties to ensure identification of changes in risk profile, including reputational and operational risk factors
Participate in think-tank discussions concerning KYC / AML / Dodd-Frank / FATCA policy and desktop procedure updates
Assist in the creation of a KYC Desktop Procedures to ensure that the onboarding / client maintenance process is documented, transparent, consistent, sustainable and effective
Participate in design and testing of enhancements to client due diligence databases, reports and systems
Preferred Previous Work Experience: 3-5 years working at a large Financial Institution in a similar role
Preferred Education/Licenses/Certifications/Registrations: College graduate preferred, or its equivalent
Strong understanding of US PATRIOT Act, BSA / AML requirements (e.g. CIP requirements; difference between CDD and EDD; etc)
Strong understanding of Dodd-Frank and FATCA
High competency in using external due diligence tools such as Alacra, LexisNexis, etc
Track-record of composure in fast-paced, high pressure environment that is still finding its way towards “high performance”
Healthy mix of compliance and pragmatism /commerciality in an environment where revenue growth is a mandate and risk control is paramount

KYC Analyst Resume Examples & Samples

Conduct Due diligence and Know Your Customer (KYC) research for clients, as part of the business-wide Anti-Money Laundering (AML) Compliance remediation process
Analysis of accounts and client information according to prescribed internal control policies and procedures
Identification and production of information required to satisfy the Bank’s KYC due diligence policies and processes
Execute and review negative media alerts from client screening and escalate where necessary
Package client due diligence research and documentation for review by Relationship Managers
Meet production target volumes and dates as advised
Communication with HSBC officers and other employees involved in the maintenance of internal control standards
Assist with other tasks as required
Daily discretion within assigned authority. Decisions beyond assigned authority are referred to management for approval
ACAMS preferred
Experience in undertaking FATCA / AML / KYC reviews within a financial institution
Strong teamwork, organizational, complex problem resolution and initiative
Strong familiarity with Microsoft Word, Microsoft Excel, and Internet Explorer

KYC Analyst Resume Examples & Samples

Review entire KYC file ensuring that attachments support the information in the file
Identify any inconsistencies evident in the file and work with AO, BLCO and BSA/AML unit to resolve
Ensure that the form is prepared accurately
Coordinate with CoDA Quality Assurance to make sure that lessons learned from QA results are incorporated into AO, BLCO & KYC Unit activities
Request and evaluate a vendor performed search to determine whether the client is a politically exposed person (PEP Search), is the subject of negative press (Negative Press Search), is subject to government sanctions or internal restrictions (Security Search), or has been the subject of any negative compliance-related information (“Negative Compliance Information Inquiry” or “NCII”)
Support general compliance activities and other duties, including special projects, as assigned
1-5 years experience in general or Financial Crinmes compliance. *General understanding of BSA/AML/OFAC/SAR regulations

KYC Analyst Team Manager Resume Examples & Samples

Managing people and all activities associated with that
Managing workflow to ensure daily, weekly and months quotas are met
Interpreting and advising on requirements impacting the Front Office
Training on all client onboarding procedures that have been updated which impact the Private Bank
Coordinate all client onboarding meetings including preparing the agenda, scheduling the meetings and collecting materials for the meeting
Manage query log to ensure all client onboarding queries are responded to in a timely manner
Maintain and communicate Key Risk Indicators and metrics on all required client onboarding activities
Assist in the tracking of client onboarding internal and external audit observations and regulatory findings
Support the Business and Relationship Managers with reporting, ad hoc requests, and training
Exhibit solid time management to complete quarterly and annual reviews scheduled in an efficient and effective manner
Ensure all exemptions to policies are in place and tracked
Assist in providing regulatory oversight including providing training and guidance to Front Office staff
Assisting in any project related activities as required for the Business Management team
Daily discretion within assigned authority. Decisions beyond assigned authority are referred to higher levels of management for approval
Excellent written & oral communication and presentation skills including the ability to deliver accurate messages to senior management
Strong teamwork, organization, complex problem resolution, initiative
Experience in Banking, compliance, risk management and / or internal audit
Experience interpreting and advising on BSA / AML initiatives
ACAMS Preferred
Ability to learn to identify key risks and controls that require testing within processes
Time management skills with the ability to prioritize and multi-task
Ability to work professionally with all levels of staff and management

KYC Analyst Resume Examples & Samples

Open and maintain client accounts and client related static in GMI and other core Back Office systems
Input, verify and maintain commission rate schedules
Set up and maintain product static data including exchange fees
Provide support to the business re commission and fee set ups
Monitor and investigate daily charges for commission, execution and fees
To maintain controls on static data to ensure integrity of data
To assist with the regular review of client data within all systems in liaison with customer support
To assist with the audit of the current static data set-up of commissions, fees and interest in order to align with customer agreements and broker/ clearing houses fees
Ability to show initiative and manage workflow of department
Good I.T. skills, GMI, Excel, Access
Experience within static data function
Minimum 6-10 years banking/finance experience

Junior KYC Analyst Resume Examples & Samples

Complete EDDs (Enhanced Due Diligence) for existing and new to Citibank customers
Communicate with clients (via phone, email, letter) to obtain additional KYC (Know Your Customer) information and clarify transactions that can pose risk to the bank
Drive client value by delivering excellent service via phone, email and letter interactions with customers
Identify and escalate execution risks and issues and effectively troubleshoot/solve that ensure quality results
Building the business and deepening customer relationships through the execution of effective telephone banking process
Be an efficient team player and work as a partner to deliver results
Identify potential target-market clients and refer them to the business
Close cooperation with all the business related departments
Comply with Citibank’s policies and available procedures/guidelines to ensure safety and security of the bank and customers assets are maintained
Graduate or last years of studies (able to work full time). Previous experience in banking or KYC/AML is preferred
Eligible to work in Poland
Strong command of spoken and written English (C1 and higher levels). Ability to interact and facilitate across diverse audiences
Good interpersonal skills, self-confidence and courteousness

KYC Analyst Resume Examples & Samples

Transversal knowledge of the services and products of the corporate and investment banking sector, and/or specialist knowledge of one business area. Candidates with experience in customer due diligence for funds/hedge funds experience will be prioritized
Strong knowledge of China AML/KYC regulatory and compliance issues particularly in the banking and investments sectors, to ensure our KYC standard is compliant with local regulatory requirements
Sensitivity to the demands and constraints of a capital market environment and financing activities
Ability to work independently and proactively manage relationships with the local BLs and Compliance with minimum supervision
Ability to assess appropriate practical guidance and solutions to onboarding issues without compromising internal controls, policy requirements or external regulatory requirements
Capable of delivering various briefings and trainings to the BLs re: KYC policy/regulations and client onboarding process
Fluent in written and spoken English language and Mandarin
Good interpersonal and communication skills, reactivity, sense of service, anticipation and flexibility are essential requirements in this service function
Two to five years working experience in a financial institution, with at least one year performing client due diligence/AML/KYC assessments for corporate and institutional customers. Candidates with experience in evaluating higher risk files will be prioritized

KYC Analyst Resume Examples & Samples

Familiarity with Hong Kong AML/KYC regulatory and compliance issues particularly in the banking and investments sectors, to ensure our KYC standard is compliant with local regulatory requirements
Ability to work independently and proactively manage relationships with the local BLs with minimum supervision
Fluent in written and spoken English language; Candidates fluent in Chinese or French language, preferred
At least three years working experience in a financial institution, with at least two years performing client due diligence/AML/KYC assessments for corporate and institutional customers. Candidates with experience in evaluating higher risk files will be prioritized

Gmci KYC Analyst Resume Examples & Samples

You have knowledge of UK /EU regulatory environment and general AML and KYC principles (preferable)
You have good Excel and Powerpoint skills
You have good social and communication skills
You are detail oriented
We also expect solid English skills and "can do" attitude

BSA KYC Analyst Resume Examples & Samples

3 or more years of previous banking experience with at least 1 year in compliance, BSA/AML, fraud or credit analysis
Intermediate knowledge of community bank operations, products and services
Intermediate knowledge of BSA/AML and OFAC regulatory requirements
General understanding of BSA/AML, USA PATRIOT Act and OFAC requirements and regulations
Knowledge of business operations of customers such as, Money Services Businesses (MSB), Casinos, ATM Owner/Operators and other higher risk entities

KYC Analyst Resume Examples & Samples

Prepare client-specific KYC-related analyses and complete Customer Acquisition Due Diligence where required
Interact with clients to obtain KYC and other compliance information and documentation where escalations from BSU 2.0 are raised
Undertake KYC activities for the on-boarding of new clients, working closely with the BSU to ensure timely on-boarding and reduction of touch points
Close liaison with BSU 2.0 Specialist to ensure all Country records are remediated in a timely manner
Act as KYCO for approval of KYC records for France on behalf of Coverage Business
Assist Coverage team with all KYC related activities (NCOF, NAOF, Credit Only, Client On-boarding, etc)
Support the wider EMEA KA team with projects which help the organization meet its regulatory deliverables
Client Service experience and/or Front Office experience preferred

KYC Analyst Resume Examples & Samples

Experience and knowledge of AML and KYC a plus
Ability to speak and write Mandarin/Simplified Chinese is a plus, although not required
Ability to speak and write Filipino is a plus, although not required

KYC Analyst Resume Examples & Samples

Strong working knowledge of the Windows product suite
3 years of experience in client NCA, particularly specializing in institutional clients
Strong understanding of global and applicable local legal and regulatory policies and guidelines in connection with NCA an Anti-Money Laundering requirements

KYC Analyst Resume Examples & Samples

Bachelor's in administration or business and expertise relevant to the main duties described above
Rigorous work performance
Good judgement and analytical skills and takes initiative
Timely execution
Ability to manage stress and prioritize

ISG KYC Analyst Resume Examples & Samples

Contact person and point of escalation for the team and its stakeholders
Work closely with senior member of the deal team to act as a point of escalation for IB clients
Act as a point of contact for exception approvals and time sensitive deals
Have a proactive approach to business issues, identifying areas of improvement & enhancement including the automation of processes related to IB deals
Ensure proper and effective governance of tasks and processes with reference to internal policy & external regulation
Develop the on-going KYC training plan to develop and enhance staff knowledge of IB business and product
Drive continuous improvements to quality of data and client service levels
Coordinate with account operations on account maintenance issues and account opening for IB clients
3-5 years management / leadership experience within the KYC / AML environment
Proven track record of leading delivery
Proven ability to interpret and implement change on a regional / global level
Proven people and stakeholder management skills working with senior levels of an organisation including the business and compliance
Experience of AML / compliance policy environment including implementation / adoption of change
Familiarity with external products and services within the KYC / COB environment
Strong teamwork skills in a small local setting, as well as across different geographic locations

AML / KYC Analyst Resume Examples & Samples

Resolve matters for the regulatory onboarding operations teams
Adhere to AML controls, PEP screenings and KYC/AML policies
Collaborate with the business line to develop and implement best practices

KYC Analyst Resume Examples & Samples

Liaise with Sales Account Managers to ascertain information on the purpose of client accounts, transaction volumes etc
Report as needed to regional/local control committees on challenges, progress, etc
Minimum 3-5 years of professional work experience, preferably in Financial Services

Bacc-client Onboarding / Kyc-analyst Resume Examples & Samples

Perform KYC (Know Your Customer) and client documentation analysis in support of the approval of new customers and remediation, renewal or amendments to existing ones, identifying and applying regulatory requirements of the different applicable jurisdictions and internal procedures
Study of legal and commercial documents, in order to understand client´s activity, structure, and risk associated
Obtain a general understanding of and execute AML (Anti money laundering) policies and internal procedures, in accordance with local and global principles
Address business questions and advise about onboarding requirements and status
Quality Control activities: In-depth knowledge of procedures and systems to ensure client records are compliant with all applicable rules, protecting reputation, assets and finances of the bank
Offboarding, Renewal and Remediation tasks
Set up or verification of new clients to the Latam local systems and Global Reference Data systems, considering current policies and evidencing client´s information in the record
Ensure Standard Operating Procedures are updated reflecting the latest procedures
Teamwork with other supporting areas such as Legal, Compliance, Internal Controls, Technology, Client Services, as well as with other Regional and Global Client Onboarding teams
Prepare data or reports as required by regulatory needs related to clients
Participate in special projects as requested
Participate in special projects
Excellent verbal, written and interpersonal communication skills
Highly organized, proactive and motivated with strong prioritization skills, innovation and problem solving skills, and a control mindset, with the ability to deliver value-added support to business partners and clients in a timely and accurate manner
Participate in meetings or conference calls providing status on processes

100

KYC Analyst Resume Examples & Samples

Minimum of 3 years experience with account opening and account opening documentation and/or operations background in Financial Institution
New Account opening experience (Individual/Joint, Corporations,Offshore, LLC, Partnership, Estate, etc...) Account documentation review experience
(Tax forms W-8,W-9 Corporate Resolutions, Articles of Incorporation, Articles of Association, By
Laws, Financial Statements, Certificate of Incorporation or Commercial Registry...)
AML documentation (KYC) experience-Able to read, write and speak Spanish-Knowledge of Excel, Word and Access
Well developed written, verbal communication and interpersonal skills-Must be multi-tasked to be able to work in a fast pace environment
Ability to deal with all levels of personnel in a courteous and efficient mannerSearch Jobs US

101

Client KYC Analyst Resume Examples & Samples

Escalation of negative news to Sales & Senior Management
Ideal candidate will have extensive years’experience in financial services with previous experience in a KYC / AML, Compliance or on-boarding role
Good operational control, change management & customer interaction experience would also be a plus

102

CIB Bacc-client Onboarding / Kyc-analyst Resume Examples & Samples

Daily interaction with Sales/Bankers (Front office) to obtain required documents
Control and follow up of Pending Client Documentation by liaising with internal Lines of Business
Perform client searches, and accurately communicate the information requested
Requirements
Fluent English is mandatory, both written and verbally. Formal communication in English is required on the daily tasks. Spanish is desired. Portuguese is a plus
Prior experience with deadlines for time sensitive tasks

103

KYC Analyst Resume Examples & Samples

The Data Operations Customer Data team is responsible for On Boarding and the ongoing maintenance of client static data. The Team provides support to the BUK and BI businesses
The role holder will be responsible for the handling of the UK Private Bank (UKPB) / Private Client Service (PCS) KYC records to ensure they comply with Customer Due Diligence (CDD) and Know Your Customer (KYC) standards
The role holder will be required to become a CDD Policy expert and apply this knowledge to ensure client on-boarding standards are maintained to a level sufficient to pass audit
The role holder will be able to articulate exact gaps in requirements clearly and be able to highlight the relevant policy section
This is a technical role with no direct line management responsibilities
The team are called upon to opine and provide assistance to Front Office for complex cases and changes in procedure and policy. Being able to clearly articulate the impact and implications to all relevant stakeholders
The team is responsible for ensuring that there process remains in alignment with all policy updates timely and effectively with internal procedures updated
The role holder will be expected to support the Private Bank and PCS, KYC Trigger Event processes and the management of key stakeholders through the process
A key requirement of the role is to conduct detailed root cause analysis on defects and work with front office stakeholders to improve the quality of KYC records
Gather information about customers in accordance with Group policy and regulatory requirements (e.g. Source of Wealth, Source of Funds, transactional history)
Prepare a customer case with all gathered information
Prepare a recommendation on how to proceed and enhance a customer file for Business Unit representatives to progress
Perform necessary training in order to be appropriately trained and skilled in order to effectively carry out duties
Ensure all activity is delivered in accordance with processes, procedures, and the control framework in place
Continually seek to improve and enhance processes, procedures or controls

104

KYC Analyst With Czech Resume Examples & Samples

Assisting in the departmental quality reviews
Fluent English and Czech (oral & written)
Ability to work as the team player

105

KYC Analyst With Hungarian Resume Examples & Samples

Creating the client identification documents
Proactively interacting with other Departments within the organisation to achieve common goal
Fluent English and Hungarian (oral & written)
University degree, theme Law is an asset

106

Gmci KYC Analyst Resume Examples & Samples

You will verify the identity of prospective new clients across the Global Markets division
You as a KYC analyst, verify that Sanctions, PEP and Adverse Media / Negative News screening has taken place using appropriate systems
You will ensure clients are correctly classified as prescribed by CS Policy and Regulatory expectations
You will provide training on KYC / AML to Colleagues and other Departments as required
You have knowledge of UK / EU regulatory environment and general AML and KYC principles (Preferable),
You have Excel and PowerPoint skills,
You have good interpersonal and communication skills,
You are fluent in English,
Knowledge of Russian, Dutch or German would be a solid asset,
Knowledge of any other additional foreign language is a plus

107

KYC Analyst UK Resume Examples & Samples

Estimate the risk of money laundering and terrorism financing
Report to the KYC Team Leader in Lisbon
Initiate the GOF (Global Onboarding Form) with the previous KYC file
Ensure the collection of missing documentation
Ensure the FATCA/AEOI identification of the clients

108

KYC Analyst, Client Due Diligence Services Resume Examples & Samples

The opportunity to conduct periodic Know Your Client (KYC) reviews of existing clients, performing enhanced due diligence, and ensuring overall compliance with CS procedural standards
Validation of the identity of existing clients across the APAC division
Verification in accordance with local regulatory (MAS/HKMA) and Credit Suisse policies and procedures
Ensuring Sanctions, PEP and Adverse Media / Negative News screenings performed in accordance within CS procedures
Is a client facing role and offer front office collaboration with Sales and Relationship Managers as required

109

KYC Analyst With Czech, Romanian Resume Examples & Samples

Fluent English and Hungarian, Romanian or Czech
Experience in control/risk, Compliance (AML/KYC) or Customer Service function as an asset
Analytical and good organizational skills are an asset

110

KYC Analyst Resume Examples & Samples

Act as KYCO for approval of KYC records for UK on behalf of Coverage Business
Assist Coverage team with all KYC related activities (NCOF, NAOF, Credit Only, Client On-boarding, etc
Minimum years of professional work experience, preferably in Financial Services

111

KYC Analyst Resume Examples & Samples

Navigation of the sales organisation
Business cycles and cash flows
Business and organisation structures
Ability to deal with high pressure, time sensitive and deal breaking tasks

112

KYC Analyst Resume Examples & Samples

End to end management of client KYC process including liaison across the business, compliance and operations Management of more complex KYC cases including high risk clients Research and validation of customer identification data/evidence using appropriate internal and external data sources Ensure customers classified in line with required (CIP, FCA/PRA, FED, KYC) regulations On-going maintenance/refresh of existing customer data Daily monitoring of account refresh activity to ensure all regulatory/document requirements are met Liaison with Compliance Department and the senior management within Business units supported Initiate process enhancements to improve turnaround time of client on-boarding experience and client service Ensure team and personal SLAs are met Monitoring and supervision of KYC control environment Delivery on targets and objectives in line with timelines dictated by BAU and Refresh Programme Subject matter expert and mentor for team members with regards to ‘on-the-job’ training and development Stakeholder management of key clients
Good knowledge of MS Office Suite, including proficiency in Excel Strong teamwork skills in a small local setting, as well as across different geographic locations Must possess good communication skills Strong organizational skills with excellent attention to detail Ability to focus on high quality work while under pressure Good academic qualifications would be desirable, but less relevant than previous experience in an AML/KYC and/or operational reference data environment Financial services related qualifications would be advantageous (e.g. IAQ or similar) Exceptional candidates who do not meet these criteria may be considered for the role provided they have the necessary skills and experience. Previous investment banking experience, specifically of customer identification / KYC Experience of working within a regulatory/control environment Familiarity with external products and services that add value to client and account data management Experience in coaching/leading peers Experience in business and client liaison to drive issue resolution
Awareness of and adherence to audit and risk controls Customer facing abilities, able to communicate clearly, strong at articulating and resolving issues

113

KYC Analyst Resume Examples & Samples

Maintain regulatory compliance in relation to KYC processing for the Review process
Support Front Office and provide KYC guidance and support where required
Support Team Leader, provide assistance on ad hoc projects as required
Proactively manage your KYC Review portfolio by executing all the best practices stipulated by the KYC policy handbooks
Manage the KYC Reviews mailbox and respond to queries from the Business Line accurately, efficiently and promptly
Ensure that the statutory and mandatory information provided by the FO in connection with the “continued relationship” is relevant, complete and fit for purpose, and that Reviews are conducted in accordance with SGCIB and Compliance KYC policy
To be flexible and work to tight deadlines when required
To conduct a risk based analysis on existing clients with a view to forming an opinion as to the suitability from a KYC perspective of individual clients to conduct business with SGCIB
Perform FORCES checks when required
Support “New Business” requests as required
Carry our appropriate due diligence checks and information searches in line with standards, undertaking additional reputation checks as and when necessary (dependent upon the risk of the client), and to raise any concerns (AML, CTF, regulatory) to Compliance via a detailed Compliance report
To assist the KYC team and KYC Manager with training sessions to the Business Lines if required
To support KYC Review Team Manager with any ad-hoc requests
Participate in KYC meetings with Compliance where requested ensuring all relevant information is passed to Team Manager – ad hoc
Participate in KYC meetings with relevant Business Lines as directed by Team Manager

114

KYC Analyst Resume Examples & Samples

To provide guidance to the Front Office (‘’FO’’) in respect of the KYC requirement of SGCIB London Branch
To proactively manage the onboarding of clients by executing all the best practices stipulated by the KYC policy handbook
To ensure that the statutory and mandatory information provided by the front office in connection with the “take-on” of new clients is relevant, complete and fit for purpose, and that take-ons are conducted in accordance with SGCIB and Compliance KYC policy
To be flexible and work to tight deadlines when required (for example, with urgent requests from the Business Line) on the take-on of new clients
Experience with lending product KYC an asset

115

Kyc-analyst Resume Examples & Samples

Support and secure the business development
Respect local constraints defined by the local regulators
Report to the Credit Risk Team manager
Initiate the KYC form both for onboarding and for recertification
Ensure the collection of the documentation required for each KYC files with the sales teams and through research (client websites, regulators, financial information suppliers, etc.)
Perform controls
Elaborate reports and analysis to be presented to senior Management as part of the Due Diligence and KYC processes

116

KYC Analyst Resume Examples & Samples

Familiarity with Japanese AML/KYC regulatory and compliance issues particularly in the banking and investments sectors, to ensure our KYC standard is compliant with local regulatory requirements
Fluent in written and spoken English and Japanese languages
Eagerness to learn and to keep abreast of AML latest issues and regulatory changes
Two to five years working experience in a financial institution, with at least two years performing KYC (Know Your Client), client onboarding or client due diligence for corporate and institutional customers
Business Lines (internal customers), KYC network as well as other relevant departments including Compliance and Operations, Risk in order to complete the KYC validations as efficiently as possible

117

KYC Analyst Resume Examples & Samples

Ensure KYC forms are prepared accurately
Review entire KYC files ensuring that attachments support the information in the file
Experience conducting EDD analyses on foreign correspondent banking customers
Experience identifying trends/patterns in foreign correspondent banking (e.g., nested activity)
Coordinate with ACoD CIU Quality Assurance to make sure that lessons learned from QA results are incorporated into AO, BLCO & Client Intelligence Unit activities
Request and evaluate a vendor performed search to determine whether the client is a politically exposed person (PEP Search), is the subject of negative press (Negative Press Search), is subject to government sanctions or internal restrictions (Security Search), or has been the subject of any negative compliance-related
1-3 years’ experience in Financial Crimes compliance auditing

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