Manager, Internal Audit Resume Samples

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A Mertz

Alisha

Mertz

9434 Hickle Way

Dallas

+1 (555) 394 2845

9434 Hickle Way

Dallas

Phone

p +1 (555) 394 2845

Experience Experience

Philadelphia, PA

Manager Internal Audit

Philadelphia, PA

Ortiz, McLaughlin and Stroman

Philadelphia, PA

Manager Internal Audit

Analyzing and documenting business process flows
Taking a proactive role in departmental continuous improvement initiatives
Assisting with various administration tasks
Identifying and assessing risks and evaluating key control activities within business processes
Identifying and developing recommendations to provide for productivity savings and/or enhance operational efficiencies
Performing targeted fieldwork to test internal controls
Assisting with other projects including Sarbanes Oxley, consulting and others as they may arise

Houston, TX

Manager, Internal Audit

Houston, TX

Halvorson Inc

Houston, TX

Manager, Internal Audit

Perform and manage/self-manage audit tasks ,including planning, scheduling, coordinating, reviewing and reporting of the work of auditors
Preparing or reviewing draft findings or recommendations, presenting and obtaining auditee responses to all findings,
Develop positive working relationships and alignment with audit clients during the planning, execution and reporting phases of the audit
Responsible for assisting with developing and delivering training material used by third party service providers to execute service level agreements
Performing follow-up engagements (e.g., on audit findings) / validating supporting evidence to confirm management’s actions were effectively implemented,
Leading/participating in update and closing meetings with senior management; and
Performs audit procedures to verify that controls are operating through testing and interviewing techniques

present

Houston, TX

Senior Manager, Internal Audit

Houston, TX

Stamm LLC

present

Houston, TX

Senior Manager, Internal Audit

present

Assist business unit management by providing risk management consulting support and risk management education and training
Managing staff in internal audit by providing leadership, coaching, mentoring, career development, and performance management
Plan and oversee the work of co-sourcing partners to ensure work is performed to standards and completed on a timely basis. 10%
Mentor IA staff, lead audits and review work performed to ensure achievement of and compliance with performance standards and objectives
Work closely with management to reduce project risk and establish highly functioning joint project teams
Develop and maintain current Audit and Analysis work programs designed to safeguard Company assets and improve the effectiveness and efficiency of operations
Develop the audit plan, with primary consideration given to the Enterprise Risk Management framework

Education Education

Bachelor’s Degree in Accounting

Howard University

Bachelor’s Degree in Accounting

Skills Skills

Hold entire team accountable for meeting deliverables, while adhering to Quality Assurance criteria and utilizing consistent methodology
Ability to apply detailed knowledge of organizational procedures to make independent decisions and serve as a credible resource for a senior management team
Management and leadership skills indicative of an ability to recruit, train and motivate a highly qualified professional staff
Produce quality deliverables in accordance with both department and professional standards
Flexible; able to quickly adapt to change
Self-starter with a strong sense of urgency and ability to work independently, with limited direction and guidance
Excellent analytical skills and comfortable in working with complex data, processes and systems to review and evaluate controls
Real estate experience is a highly desirable
Strong written and verbal/interpersonal communication skills are necessary to negotiate and present audit findings in a clear and professional manner
Knowledge of cable television products and services

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Audit Manager Internal Audit Services Resume Examples & Samples

Lead a team of professional auditors responsible for all aspects of an audit
Manage staff assigned to the engagement and review audit work for sufficient scope and for accuracy
Collaborate with other audit groups to effectively plan and execute audits

Manager, Internal Audit Resume Examples & Samples

Some strong combination of experience with SAP, new technologies including cloud computing, data analytics, fraud prevention/detection, and or music/entertainment is preferred
Proven ability to work both independently and in a team environment, shifting between the role of an individual contributor, team player and project manager
Strong knowledge and experience with Microsoft SharePoint, Microsoft Office applications including Excel, Access, Word, Project, Visio and a data analysis tool such as IDEA
Bachelor’s degree in accounting, finance, business administration, information systems, or related field
Minimum 5 years of experience overall with at least 2 in a supervisory capacity in some combination of internal audit, public accounting, and/or a business operational role such as finance or IT
CPA, CFE, CISA, CIA or other relevant designation preferred

Manager, Internal Audit Resume Examples & Samples

Supports all Fast Retailing Brands and divisions: Uniqlo, Theory, Helmut Lang, J Brand, Comptoir des Cotonniers and Princesse Tam Tam
Participate in fast-paced audit assignments that are focused on evaluating the company’s internal control framework and business operations. Audits may be based in US or abroad
Audits occur at headquarter level, brand level and store level
Interact with multiple levels of management in US, Europe and Asia
Co-work with members of global internal audit team, based on project needs
Perform and manage/self-manage audit tasks ,including planning, scheduling, coordinating, reviewing and reporting of the work of auditors
Coach and guide other members of the audit team, when necessary
Participate in global internal audit assignments
Perform ad hoc audits as requested by management
Prepare persuasive, clear internal audit reports reflecting results of work performed
Create and maintain reports and analyses for management
Assure the execution of action plans are timely and effective by performing follow up audits
Perform annual tests of internal controls as described in the company’s JSOx control framework (limited in US)
Min 7-8 years of audit experience - mix between public accounting and public company as an auditor/consultant preferred
3 years supervisory experience
CPA and/or CIA and/or CISA required
Results oriented with ability to meet deadlines on assignments, juggle multiple demands and to work with all types of individuals up to and including the CFO/CEO
Strong skills in relationship building, problem solving, and timely problem escalation
Willing to travel when necessary – approximately 35%. Includes bi-annual trips to Japan
Overall knowledge of the Apparel/Retail industry
Ability to work within strict time frames and resolute deadlines

Senior Manager, Internal Audit Resume Examples & Samples

Manages, leads and executes operational and financial audits, and completes the audits in accordance with the Group Internal Audit Standards
Advises business units on risk and control issues, provides audit recommendations and reports audit findings
Monitors the emerging risks and key changes to the businesses, and revises the audit plan as required
Manages and contributes to the annual audit planning process
Deploys and executes computer assisted audit techniques in the audit assignments whenever necessary
Provides support to the audit activities initiated by the Group Office

VP, Senior Manager Internal Audit Resume Examples & Samples

Undergraduate or graduate degree in finance, economics, risk management or other business related field is preferred
Strong understanding of investment management, trading or capital markets businesses, products or processes
Excellent project management, organizational and presentation skills
Ability to develop and maintain effective working relationships with senior management and external regulators
CFA, CPA/CA, CRM or similar professional certification is a plus

Manager, Internal Audit Resume Examples & Samples

Knowledge of and demonstrated experience with internal controls, risk assessments, business process and internal IT control testing or operational auditing
Knowledge and understanding of auditing techniques and/or computer control environments
Working knowledge of accounting and general control procedures
Ability to rely on experience and judgment to plan and accomplish goals
Ability to provide exceptional customer service to ensure high customer satisfaction
Effective written, listening and verbal communication skills
Effective problem solving and analytical skills
Leadership skills to provide a positive work environment, which encourages and expects teamwork, motivation, efficiency and maximum utilization of staff skills
Minimum of 5-7 years of experience in the following: auditing or accounting, control identification and testing, and audit planning and documenting required
Minimum of 2 years of management/leadership experience preferred
Experience working within the financial services industry preferred

Senior Manager, Internal Audit Resume Examples & Samples

In-depth knowledge of auditing practices, procedures and principles
Strong knowledge of and working experience with quality assurance requirements
Well-developed relationship building skills and influencing skills to promote quality assurance review findings and results
Well developed verbal and written communication skills, sufficient to prepare and communicate quality assurance review reports and audit methodology changes, and interact with peers and IAD management
Ability to gather, synthesize, organize and interpret data and formulate appropriate conclusions
Ability to identify key risk exposures and controls within business activities being audited
Keeping abreast of changes to internal audit standards, industry practices and laws and regulations
Minimum of five years experience in a senior audit role
Recognized professional accounting designation
Certified Internal Auditor designation and financial services experience preferred
Working knowledge of Teammate, IA’s documentation and planning software, preferred

Senior Manager, Internal Audit Resume Examples & Samples

Assist the Audit Committee in discharging their responsibilities
Plan and execute audit assignments, with a particular focus on business units Operations (Network, Field Services, Customer Operations, etc.)
Assess the adequacy and effectiveness of core business and operational processes
Develop and carry out Data Analysis techniques to perform operational audits
Document findings in a structured manner
Clearly articulate risks/control concerns to Business Unit Management, ensuring proposed management action plans will adequately address the identified risks; and
Write concise and easy to understand audit reports
Strong verbal and written communication skills in French and English
Team player and coaching skills
Demonstrate leadership and accountability
Very strong analytical and problem solving skills
Ability to maintain information in confidence and exercise good judgement
Process mapping skills
Broad knowledge on information system and technology and IT trends
Audit / Controls knowledge of a number of technology platforms (e.g. Unix, Mainframe, Windows), databases and business applications (e.g. Ariba, SAP, etc.)
Experience in working for a public audit firm or an internal audit function
Professional accounting designations such as CA, CPA, CMA, CGA, CIA or currently enrolled in these programs with some exams passed
University degree in Computer Science, Business or Accounting
Knowledge of telecommunication industry
Certified as Certified Information Systems Auditor (CISA) or passed the CISA exam
Security certifications such as CISSP, CISM
Experience in due diligence and special investigations
Experience on SOx or MI52-109

Manager, Internal Audit Resume Examples & Samples

5 + years of professional work experience in the industry (including at least 3-4 years specific to Internal Audit)
Excellent verbal, interpersonal and written communication skills
Sound business ethics, including the protection of proprietary and confidential information
Ability to apply detailed knowledge of organizational procedures to make independent decisions and serve as a credible resource for a senior management team

Manager, Internal Audit Resume Examples & Samples

CPA or active CPA Candidate
5 + years of collaborative audit experience
In addition to the core knowledge and skills noted above, the Manager,Internal Audit should have the following areas of knowledge
Additional certification (CIA, CISA, CFE)

Manager Internal Audit Resume Examples & Samples

Developing an understanding of the organization as a whole, and specifically its key business processes
A CPA, MBA, or CISA is preferred
7-9 years of professional experience in public accounting, internal audit, and/or consulting and a strong financial background
A strong grasp of accounting and auditing
The ability to travel approximately 40%, international and domestic

Manager, Internal Audit Resume Examples & Samples

Manage audit engagements and ensure proper coverage and consideration of auditing principles and practice
Develop audit programs and create testing strategies for key controls
Perform data analytics and tests of internal controls
Analyze audit results and conclude on the design and operating effectiveness of internal controls
Identify audit findings and provide recommendations for improvement, prepare internal audit reports for management review
Monitor and perform follow up reviews on audit findings
Assist in developing annual audit plan and participating in fraud investigations

Senior Manager, Internal Audit Resume Examples & Samples

Responsible for planning, leading, and executing financial, operational and compliance/ governance internal audit projects
Bachelor's degree in Accounting and/or Finance
8 + years of collaborative audit experience
Internal Audit and/or Big Four experience
Balanced experience auditing government contractors and public commercial clients
Strong analytical, problem-solving and decision making capabilities
Proficiency in MS Office Applications (Word, PowerPoint, Outlook, Excel)

Senior Manager, Internal Audit Resume Examples & Samples

MAJOR RESPONSIBILITIES
Directing and supervising the internal audit function for Universal Parks & Resorts, which includes leading the annual risk assessment, leading the development of the annual internal audit plan, and managing the execution of internal audit projects
Directing and supervising Sarbanes-Oxley and external audit testing. This includes working closely with Comcast Internal Audit and the external auditors
Managing staff in internal audit by providing leadership, coaching, mentoring, career development, and performance management
Providing direction to Protiviti as they perform various internal audits projects

Senior Manager Internal Audit Resume Examples & Samples

A bachelor's degree in accounting, finance, business or a related field
A minimum of 8 years of related applicable business experience along with a proven track record within industry or within a professional services firm environment
A minimum of 7 years of relevant experience would be acceptable for those holding a relevant graduate degree
CPA/CA, CIA, CISA, CFE, CMA, RICS APC, PMP or CCIM certification desired
Solid experience in Internal Controls over Financial Reporting (ICFR), including SOX, Bill 198, and integrated audit including management of audit procedures of a complex nature, including establishing a top down risk based approach, and the proper nature, timing, and extent of procedures, and planning and coordinating SOX activities related to internal controls documentation and testing
Experience in internal audit, risk assessment (ERM), data analytics, continuous control monitoring (CCM), and GRC
Successful track record services one or more of the following industries: retail, mining, and the government sector
Demonstrated consistency in values, principles, and work ethic
Strong skills in project management and engagement closure

Senior Manager, Internal Audit Resume Examples & Samples

Plan and perform audits, special projects, and consulting engagements to ensure they are conducted in accordance with department and professional standards and are completed on a timely basis. Prepare written audit reports, and periodically present relevant information to the Audit Committee. 40%
Plan and oversee the work of co-sourcing partners to ensure work is performed to standards and completed on a timely basis. 10%
Key participation in the annual Global IA planning process, including development of the audit universe, discussion with management, assessing overall risk for each auditable unit, and developing the audit schedule. 10%
Coordination with Global IA regarding audit issues, audit reports, methodology, policies, and procedures. 10%
Significant experience in an increasingly responsible audit or related functions (such as public accounting, risk management, or controllership experience)
Exceptional candidates with slightly less experience who can demonstrate they meet the requirements for this role may also be considered
Knowledge of financial services industry preferred
Experienced in writing clear, concise reports for use by key stakeholders
Exceptional communication skills, clear and concise, in both verbal and written form; ability to communicate effectively with higher levels of management
Thoughtful and contemplative, adept at using sound reasoning to reach conclusions

Senior Manager, Internal Audit Resume Examples & Samples

Learn new business models and understand business risk drivers
Assess the adequacy of internal controls over financial reporting of new and evolving business models
Work collaboratively with control owners and stakeholders in the business to effectively assess current and future risks that could impact business objectives
Oversee control gap identification and remediation by the business and assess the adequacy and timely completion of management remediation plans

Senior Manager, Internal Audit Resume Examples & Samples

Participate in audits in accordance to Group Internal Audit Methodology
Perform in-depth risk analysis and contribute to the determination of the particular audit scope
On an audit basis, participate in interviews with management and staff, documenting workflows of operations and identifying key risks, controls and procedures
Negotiate management actions to mitigate identified business, operational or control risks
Document all testing and findings in accordance with Group Internal Audit Methodology
Aree the scope of a particular audit with Group Internal Audit management by performing a risk assessment
Deliver the audit in accordance with Group Internal Audit methodology and professional standards
Adjust the working plan as necessary during the audit, with the consultation of appropriate Group Internal Audit management
Act as the primary contact for auditee management during the delivery and finalization of an audit
Discuss and negotiate (as necessary) the audit results with local management
Ensure appropriate distribution of draft audit report and assume responsibility for working with management to agree corrective actions
Identify development needs of the audit team members and provide feedback
Generates innovative ideas and solutions to problems, and provides sound reasoning to support recommendations
Ability to make recommendations in the face of complexity, conflicting pressures and ambiguous circumstances
Works to clarify and understand the broader purpose and mission of own work
Recognizes, appreciates, and adapts to differences across organizational and geographic borders
Maintains positive relationships even under difficult or heated circumstances
Stature and confidence to interact with Company personnel with the ability to demonstrate objectivity, integrity, independence and drive

Senior Manager, Internal Audit Resume Examples & Samples

Minimum 8+ years of experience in public accounting and/or diversified financial services, including experience in an internal audit management role or a related field
Requires a proven track record in managing teams and complex projects
A Certified Internal Auditor (CIA), Certified Public Accountant (CPA) or similar professional certification is strongly preferred
Experience in a regulated financial services environment, requiring direct interactions with regulators such as the Federal Reserve, OCC, SEC, FINRA, or state Insurance Departments, is also preferred
Knowledge of Retirement and Individual Financial Services, including: institutional and customer level transaction processing, retirement plan reporting, ERISA compliance and customer service call centers

Senior Manager, Internal Audit Resume Examples & Samples

Assists in the design, development, and maintenance of a comprehensive corporate audit plan for the division
Reviews or prepares details of plans for performing individual, audits, which may include systems-related audits including objectives, procedures, budgets, and schedules
Manages the activities of assigned Internal Audit team members by clarifying audit objectives, approving individual procedures, interpreting policy, and assisting in the resolution of unusual technical problems
Maintains and updates, as necessary, the operations' audit plan and program
Oversees reviews of cable system operations to ensure internal operations control compliance
Establishes working relationships with key technology and system support personnel throughout the Company to sufficiently gain respect and understanding while maintaining an objective focus
Manages the life cycle of technology audits, as assigned,which assess the design adequacy and operating effectiveness of technology controls. Ensures proper focus, pace, and execution of all audit activities. Manages Internal Audit resources throughout each project, including on the job training and development of Internal Audit staff

Senior Manager, Internal Audit Resume Examples & Samples

Develop knowledge and understanding of business units' plans and strategies to focus audit work on key risks for the company
Execute risk based audits as part of the engagement team; develop appropriate test plans and assess adequacy of controls that support business goals
Monitor progress and resolution of outstanding audit issues
Ensure timely and accurate communications to various stakeholders such as CEO, Local EXCO, Group Office, regulators, external auditors, etc
Ensure all Regional Office directed audit policies/practices/frameworks are followed and implemented in the company
Prepare reports with quantitative and qualitative analysis for management reporting purposes on a regular basis
Prepare and present materials for Audit and Risk Committee meetings
Demonstrate teamwork by cooperating with seniors and other staff, sharing information, accepting constructive feedback and accepting additional assignments when appropriate
Research best practice
Provide audit-related coaching and training to colleagues
Allocate resources cost-effectively
University graduate in business, risk management or accounting, or with professional qualifications or equivalent industry experience
A minimum of 8 years relevant audit experience, with Big 4 and relevant industry experience preferred
Thorough knowledge of the legal and regulatory environment as well as aspects of key legislations impacting activities and operations for pension administration and trusteeship businesses
Excellent interpretive and analytical skills to understand business processes / legislation and their risk implications, analyze complex situations, reach appropriateconclusions, propose value-added and practical recommendations
Fluency in written and oral English, Putonghua is a plus
Ability to develop networks and establish constructive relationships with other departments, Group office, regulators and other industry players
Strong leadership and team management skills; must be a team player

Senior Manager, Internal Audit Resume Examples & Samples

Plans and conducts complex internal audits under the general direction of the Audit Executive/Director and in compliance with audit standards, schedules and regulatory expectations. Establishes the audit team and then provides guidance to subordinates and/or peers in the conduct of an audit; monitors progress and quality against stated audit objectives and Division requirements. Engagements provide independent assurance and advisory services which are consistent and aligned with the Internal Audit mission and TIAA-CREF's business objectives. Requires strong knowledge of the Institute of Internal Auditor's (IIA) International Professional Practices Framework (IPPF) to which the Internal Audit Division's methodology is aligned. Participates in identification of possible policy and procedural changes within an area or operation. Establishes or recommends standards and long-term goals for the area managed, as well as methods to improve the operational efficiency of existing processes. Develops strong written deliverables, including audit reports and audit committee summaries. Requires strong knowledge of financial services products, services and regulations; internal audit leading practices; risk management; and regulatory guidance and expectations
Works on problems of diverse scope involving assessment of risk, interpreting audit results and developing recommendations for remediation.. Demonstrates good judgment in selecting methods and techniques for obtaining solutions. Serves as SME regarding the evaluation of the adequacy of the company's internal control structure and effectiveness, effectively communicating complicated risk and control considerations to management, peers, external auditors, subordinates and others. Makes decisions on complex technical issues dealing with risk assessment, regulatory compliance and controls issues having moderate to major impact to the organization
Works on problems of diverse scope using the organization's risk based internal auditing methodology. May personally handle especially sensitive, unusual or complex audits where a broader knowledge of auditing is required. Manages the audit team and engagement through the full lifecycle. Conducts reviews of audit reports completed by less experienced team members and approves or makes adjustments for final reporting. Has accountability for delivering audit results within the agreed upon annual audit plan. Serves as SME for multiple TIAA business areas or full lines of business. Demonstrates good judgment in evaluating the results of audits and in developing and presenting remediation solutions where control weaknesses have been identified. Participate in senior and middle management steering and risk committees, providing a proactive risk view into decision making while maintaining independence
Regularly interacts with senior and middle management, as well as internal and external peers. May interact with external auditors and regulators. This position will present audit findings and recommendations and discuss their implications with senior management. This position may also provide advisory support for management as they plan process or other changes to design in controls or processes. Contributes to decisions and projects that have a high impact to the organization. Works with business management to track and monitor resolution of audit issues, providing recommendations on risk and control strategies. Participates in defining audit service standards for the organization
Experience in a regulated financial services environment, requiring direct interactions with regulators such as the Federal Reserve, OCC, SEC, FINRA
Asset Management experience

Manager, Internal Audit Resume Examples & Samples

Must have a professional certification of CPA, CFA, CIA, CISA CISA
At least 5 years of experience in auditing, finance, accounting, operational risk, or relevant business area
Exposure to regulators (i.e., FRB, OCC, SEC, FINRA, etc.)
Must have professional Internal Audit, or Risk Management experience leading/managing teams and complex projects
Extensive experience and knowledge of risk management, including but not limited to: Credit Risk, Market Risk, Operational Risk, and Enterprise Risk Management, and asset management and capital markets industry
Good team skills including experience in managing teams, and building effective team interactions, providing timely and constructive feedback, and negotiating issues and resolving problems within the team and the Firm as a whole
Quantitative risk management experience

Manager Internal Audit Ccar Resume Examples & Samples

Document observations and findings to form an opinion on the risks and potential impact to the stakeholder
Recommend and support the content of audit issues
Make recommendations to the audit stakeholder on control deficiencies
Make recommendations on the contents of audit reports (in particular ratings & issues)
Follow-up with management for corrective action on significant deficiencies
Develop/recommend audit policies, procedures, guidelines and programs
Support all other IAS groups in the execution of their audit plans through the review of the underlying infrastructure
Lead/Supervise components of audits, as assigned

Senior Manager, Internal Audit Resume Examples & Samples

Regularly interacts with senior and middle management, as well as internal and external peers. May interact with external auditors and regulators (FRBB, OCC, SEC, State Insurance). This position will present audit findings and recommendations and discuss their implications with senior management. This position may also provide advisory support for management as they plan process or other changes to design in controls or processes. Contributes to decisions and projects that have a high impact to the organization. Works with business management to track and monitor resolution of audit issues, providing recommendations on risk and control strategies. Participates in defining audit service standards for the organization
A Certified Public Accountant (CPA) certification
Experience in a regulated financial services environment, requiring direct interactions with regulators such as the Federal Reserve, OCC, SEC, FINRA, or state Insurance Departments
Public accounting or similar experience
Certified Internal Auditor (CIA) is a plus
Strong knowledge of Statements of Statutory Accounting Principles (SSAP) and Generally Accepted Accounting Principles (GAAP) preferred
MBA/MS preferred

Senior Manager, Internal Audit Resume Examples & Samples

A minimum of 8-12 years of experience is required; 10+ years of experience is preferred
Professional designation such as CPA or CIA is preferred
20-30% travel required
Demonstrated ability to complete multiple, complex technical projects

Assistant Manager, Internal Audit Resume Examples & Samples

Participate in individual audit planning
Perform detailed operating, financial and strategic analysis, as needed
Perform detailed data analysis using ACL, including fraud detection techniques
Perform audit testing and documents audit fieldwork, including drafting audit findings for audit reports
Identifies value added/process improvement opportunities
Prepare and present individual audit findings to division management; clearly articulating the potential impact of issues
Assist with drafting individual audit reports and updates, as needed
Provide operational and administrative support to the team, as needed
Develop strong professional relationships
Continue professional development through training related to internal audit best practices and industry specific areas
Minimum 2 -4 years of experience in internal audit, internal audit services and/or public accounting, including supervisory experience. Entertainment industry experience, hands on knowledge of Teammate Audit Management software a plus
Must demonstrate a clear understanding of division operating practices and management concern’s while at the same time communicating best practices and corporate insight and improvements in a professional and decisive manner
Familiarity with financial application software (e.g., SAP)
Strong leadership , including ability to manage people and must possess strong team building skills

Senior Manager, Internal Audit Resume Examples & Samples

Effectively manage Fraud audits and investigations
Provide audit support for all aspects of Sarbanes-Oxley 404 compliance process
9+ years in a related field, preferably in professional services and/or industry
Ability to read, interpret understand and explain technical regulations and accounting policies set forth by the SEC, FASB, PCAOB, etc
Prior management and direct supervisory experience in a consulting environment
Self-starter and can operate independently as needed
Ability to manage multiple projects simultaneously
A high threshold for ambiguity and lack of structure and process during early phases of engagements
Creative and logical problem-solving abilities
Excellent leadership, interpersonal, and team building skills
Advanced listening skills and written and verbal communications
Significant experience with proposal preparation
Ability to multi-task and maintain professional demeanor under pressure
Strong project management and client relationship skills
Proven business development proficiency
Organization and time management expertise
Mentoring and people development capabilities
Solid ethical behavior
Computer Skills - strong knowledge of Spreadsheet and Word Processing software
Excellent communication skills, verbal and written

Manager, Internal Audit Resume Examples & Samples

Manage the execution and ensure the quality of internal audit projects in various divisions, assessing the effectiveness of internal controls over financial reporting and IT general controls
Manage, in conjunction with the Director of Internal Audit, the staff of Internal Auditors, including hiring, training, counseling and other staff development functions
Update audit strategies and approaches and identify emerging risk areas
Maintain and update audit programs and other audit documentation
Develop and maintain communications with operating units designed to educate units on internal controls
Represent department in projects aimed at introducing new systems, changing processes, etc. which could have an impact on internal controls
Act as a liaison to the external audit team

Manager, Internal Audit & Controls, Glasgow Resume Examples & Samples

Deliver and manage client engagements and internal projects
Development of more junior team members
Develop industry profile of themselves and the team through publications, events, briefings, etc
Support team strategy implementation, marketing and sales
Contribute to a positive team environment by demonstrating consistent commitment and optimism toward work challenges
Good project management skills to ensure engagements deliver on time and to budget
Deep understanding of core financial and operational business processes, the associated risks and leading practice controls
Risk management transformation & internal controls (including regulatory compliance & strengthening the internal controls framework, covering treasury, finance, reporting & compliance function)
Track record of reviewing and improving audit documentation, e.g. process understanding, risk and control matrices, testing programmes
Creating tailored recommendations to address issues, by working with management to co-develop action plans to improve processes and address/improves controls
Great communication skills, verbal as well as written. An ability to communicate confidently, concisely and effectively with external, as well as internal stakeholders
Team management and client relationship management skills
Ability to engage with stakeholders and manage cross functional projects
Experience of developing propositions that are current and relevant to our clients
Demonstrates a good level of self awareness when dealing with others and can adapt own approach based on differences in individual style and backgrounds, recognizing the risk of unconscious biases
A recognised and credible professional in the Internal Audit & Controls space
Significant experience in an Internal Audit or Controls role in corporate or public sector
Experience of leading and developing teams to high quality delivery

Manager, Internal Audit Resume Examples & Samples

Support the Head of Internal Audit to deliver on Audit deliverables in line with changing economic trends, Board, Audit Committee and external regulator expectations
Lead the team to deliver plan on time and within budget, documenting audit work in line with approved methodology and standards
Make decisions in consultation with the Head of Internal Audit on complex audit issues in situations where precedent may not have been set and guidance is limited
Enable a strong performance culture across the audit team to meet shared objectives. Lead and support the team to manage and deliver key deliverables. Demonstrate and role model organisational values, actively coach and energise the team
Report, present to and influence key stakeholders as required through Audit execution
Build trusted relationships and provide independent advice to stakeholders e.g. through Project Advisory/change activities
Contribute to development of a risk based annual plan that covers all key risks and key regulatory requirements, e.g. CPS220
Develop and drive an adaptive and innovative approach to audits, based on continuous improvement, creative solutions and customer experience. Provide thought leadership and subject matter expertise
Demonstrate ongoing commitment to continuous improvement of processes to optimise team performance whilst ensuring an integrated outcome within and across functions
Influence key stakeholders to ensure there is a proactive approach to risk management, clear accountability and a strong compliance culture across the business
Engage and provide guidance to stakeholders through the issue agreement and verification process

Senior Manager Internal Audit Resume Examples & Samples

Develop financial and operational risk assessments, including assessments of risk management maturity and considerations for the business. Non-ICFR scope will include Sales, Marketing, and Customer Support, although you will also be expected to collaborate with the team on projects across other functions
Evaluate the effectiveness of management’s testing of ICFR, and guide other members of Internal Audit in their reviews of management’s work
Aid business partners in identifying opportunities for continuous improvement, business process maturity and scalability
Continually innovate the ways in which Internal Audit raises risk awareness
People Leadership – Builds and collaborates with productive teams utilizing differing perspectives, helping to prioritize team objectives and taking responsibility for team performance. Effectively communicates with honesty and respect, providing encouragement and support to other team members. Demonstrated success in leading projects and coaching other team members to successful outcomes
Communication Leadership- able to interact with senior leaders at an appropriate level, and can adjust messages to fit the audience
BA with 10+ years of relevant experience or an MBA with 7+ years of relevant experience
CIA preferred, CPA desirable
Demonstrated experience successfully managing internal audit projects, conducting risk assessments, operational auditing and executing Internal Control audits
Solid understanding, expertise and experience in PCAOB standards, SOX regulations, (SOX 404) and US GAAP
73723BR

Associate Manager, Internal Audit & Controls Resume Examples & Samples

Performs audit testing for specific areas as part of the overall audit effort. Section 404 process under a specific software tool
Other duties as assigned within the context of internal auditing and risk management
Must be knowledgeable about Sarbanes-Oxley and have had exposure to current IT technologies
Public Auditing experience
Strong background in ‘best in class’ internal control procedures
Must be able to meet deadlines, accept change, and work unscheduled and short notice overtime

Manager, Internal Audit Resume Examples & Samples

Lead day-to-day Internal Audit Department activities in the performance and management of internal audits, Sarbanes Oxley compliance activities, and management of special projects, primarily financial reporting/accounting and IT related
Assist SVP, Internal Audit in the development of the annual audit plan, strategy and budget to insure coverage of physical and financial assets and risks and compliance with Sarbanes-Oxley compliance requirements
Assist SVP in the performance and delivery of an annual enterprise-wide Risk Assessment
Assist SVP in the assessment, tracking, and reporting of Sarbanes-Oxley testing results including control deficiencies. Act as an IA liaison with the Company’s process owners, management and external auditors on assigned Sarbanes Oxley related matters
Contribute towards building Internal Audit’s knowledge, technical tools and capabilities at the individual and team level, manage audits and third party resources to ensure teams are effectively and efficiently utilized
Discuss audit issues with management, and lead efforts in formulating recommendations for process improvements and control gap remediation identified during Sarbanes Oxley and Financial reporting/Accounting and IT Related audits
Provide support and input related to the management and development of Internal Audit resources including training, performance evaluation and career development
Provide thought leadership and contribute in developing framework, methodology, programs and tools around new audit areas. Research and develop new, better approaches in order to improve Internal Audit’s effectiveness
This position has no direct reports, but will oversee third party audit resources as well as manage audits and special projects
5+ Years of combined External/Internal Audit, relevant operational experience with at least 2 years at a Big Four Public Accounting Firm preferred
Background in Subscriber Management preferred, Media and Entertainment experience desired
CISA and/or MBA desired
BA/BS in related field required. Advanced degree desired
Excellent computer skills including Microsoft office suite
Must have legal right to work in the U.S
Thorough knowledge of MS-Office Suite (Word, Excel, PowerPoint, Access). Knowledge of other applicable data analytics tools preferred)

Manager, Internal Audit Resume Examples & Samples

A minimum of seven years of related audit experience, preferably gained in both public accounting and private industry, preferably in an internal audit management position
The ability to build strong working relationships with operations and financial personnel and assist in enhancing the profitability and productivity of their operations through operational audits
Management and leadership skills indicative of an ability to recruit, train and motivate a highly qualified professional staff
Strong technical accounting and auditing skills
High professional and work ethic, with strong commitment to constantly importing the Internal audit function’s contribution to the company
Familiarity with EDP applications as they relate to conducting internal operational and financial audits as well as ensuring that internal controls are adequate

Senior Manager, Internal Audit Resume Examples & Samples

A minimum of eight years of related audit experience, preferably gained in both public accounting and private industry, including at least 2 years in an internal audit management position
The ability to build strong working relationships with operations and financial personnel, and assist in enhancing the efficiency, productivity, profitability, and reporting of their operations through operational audits
Management and leadership skills with an ability to train and motivate highly qualified professional staff, including the overall execution of specialized audits in the consumer products industry (e.g. Advertising, Permanent Cabinetry, MDF, Promotional Displays, and Manufacturing, etc.)
Ability to effectively supervise 1-2 members of Internal Audit, often on simultaneous projects. Ensure the proper execution of audit procedures throughout the audit with a focus on the more challenging and complex areas of an audit
Strong business acumen and an ability to relate and identify the business processes with the relevant risks, and determine the appropriate accounting, controls, and audit testing
Highly professional with a strong work ethic, including a strong commitment to constantly importing the Internal audit function’s contribution to the company
The ability to work independently and to consistently meet stringent deadlines, often on simultaneous activities
Ability to evaluate and enhance internal controls in a decentralized corporate environment
Ability to identify problems, recommend effective solutions, and ensure that those solutions are implemented on a timely basis
Familiarity with systems and applications as they relate to conducting internal operational and financial audits as well as ensuring that internal controls are adequate
Must be willing to travel 25-50% (primarily domestic travel, but varies due to business needs)
Must be proficient in information technology, plus extensive familiarity with windows-based MS Office applications (Excel, Word, PowerPoint, Access)

Assistant Manager, Internal Audit Resume Examples & Samples

University degree plus a recognized accounting (e.g. ACCA) or auditing designation (CPA) or legal background
At least three years work experience in audit work or compliance preferably in the financial services industry
Knowledge of life insurance operations is preferred but not necessary
Excellent English communication skills, both oral and written
Ability to deal effectively with employees at all levels
MS Word, Excel, Power Point

Asst Manager, Internal Audit Resume Examples & Samples

Education: Bachelor Degree in Accounting or Business discipline
Professional Qualification: CPA or Certified Internal Auditor
Has 3 to 5 years of experience preferably from the financial sector or audit background

Sn Manager, Internal Audit Resume Examples & Samples

Must possess strong communication, project management and leadership skills as well as have the ability to manage multiple projects simultaneously
Highly developed problem solving skills
Demonstrated ability to work independently
Some travel required.

Manager, Internal Audit Resume Examples & Samples

Manages direct staff and other auditors to deliver on IT Audit projects which provide quality assurance and add value to the organization
Oversees the development of the audit objectives, scope, audit plan, and procedures
Performs review of senior audit work, where applicable
Manages the preparation of audit summaries and reviews audit results with senior IT management providing observations and conclusions as well as identifies and communicates control gaps and evaluates management action plans and related reporting
Keeps abreast of the relevant business developments and evolving IT risk areas
Develops and maintains effective relationships within the team and individuals throughout the organization
PCI Standards security knowledge

Manager, Internal Audit Services Resume Examples & Samples

Defines the annual and quarterly audit plans, scope and objectives of IT and the IT component of integrated audits while ensuring alignment with audit standards, guidelines, and best practices
Manages key aspects of compliance including IT General Controls (ITGC), Payment Card Industry, Data Privacy, and other laws and regulations governing the corporation
Ability to cultivate channels of communication (both written and verbal) to effectively influence at all levels of the organization

Manager Internal Audit Resume Examples & Samples

Assist in the development of the annual audit plan, including conducting high level business risk assessments to provide the basis for determining the nature, timing and extent of risk-based audit procedures
Design, execute and oversee operational and financial audit programs in accordance with professional and internal departmental standards
Examine business processes and controls for compliance with management plans and policies and evaluate whether controls provide management reasonable assurance regarding the achievement of the Company’s operational, financial reporting and compliance objectives
Evaluate internal controls adequacy and effectiveness throughout the company. Identify and direct process improvement opportunities
Provide process owners and senior management with proactive/consulting reviews to help foster risk mitigation, best practices and process improvements throughout the Organization
Partner with management to develop efficient and effective corrective action plans
Lead the effort to follow-up on corrective action plans to determine adequacy of corrective actions
Assist in special projects such as mergers and acquisitions, fraud investigations, non-compliance with laws, regulations and management policies as requested
Manage the delivery of timely audit results and related deliverables within the audit budget
Prepare or review detailed and comprehensive audit reports in which audit findings are presented in a clear and concise manner
Promote a team-oriented, trusting environment
Provide assistance to external auditors and other third parties as required
Undertake duties relevant to the leadership, management and development of the direct report to ensure their performance meets or exceeds both the business and their own personal goals/objectives
Excellent interpersonal, communication (verbal & written) and presentation skills
Ability to communicate and work effectively with internal and external customers at all levels of the organization
Ability to shift easily between projects and priorities and to manage multiple deadlines
Ability to be effective in a diverse and multicultural environment
Strong analytical and conceptual skills, methodical and highly organized, thorough and detail oriented
Solid leadership skills as defined by the PAREXEL Leadership Model
Self-starter with the ability to work independently as well as in a team
Strong knowledge of financial accounting standards, accounting principles and practices, SEC filing and reporting standards and a solid understanding of internal controls and Sarbanes-Oxley (proficiency in internal control standards, GAAP, GAAS and auditing techniques a plus)
Proficiency with personal computer software applications including Word, Excel, and PowerPoint are required, experience with Oracle Financials is a plus
Willingness to travel up to 10% of the time
A flexible attitude with respect to work assignments and new learning
Strong and progressive experience in public accounting (preferably with a Big Four background), operating at least at Senior Consultant or Assistant Manager level
Prior staff management experience required

Senior Manager, Internal Audit Resume Examples & Samples

A minimum of ten years of experience (or 8+ years of experience with an advanced degree or certification(s)) in Compliance or Internal Audit, with strong understanding of Pharmaceutical industry risks and regulatory requirements defined by the federal Anti-Kickback Law, FDA legislation, FCPA, UK Bribery Act, etc., as well as a demonstrated ability to apply industry guidance and standards detailed within the OIG Compliance Program Guidance, PhRMA Code and other relevant industry groups, Solid understanding of pharmaceutical company strategies and operational processes and risk and compliance management activities to help enable business objectives
Strong project management, written and verbal communication skills
Solid understanding of pharmaceutical company strategies and operational processes and risk and compliance management activities to help enable business objectives
Experience leading others in the application of pharmaceutical industry standards and best practices to assess, advise, design, and/or recommend complex, global, regulatory compliance, risk management, and/or internal audit organization structures, policies and procedures
Ability to lead multiple projects at the same time

Manager Internal Audit Resume Examples & Samples

B Degree Honours (Commercial, Informatics, Statistics)
CA (SA), CIA, CISA or international equivalents
Relevant banking industry qualification (e.g. SA Institute of Bankers)
Current or past internal audit or control testing experience required,
4 years’ experience in either risk management, or assurance related functions
Minimum of 3 years operational risk
Line management experience
At least 5 years internal audit experience

Manager Internal Audit Resume Examples & Samples

Advise Line Managers of any Policy and Procedures to be implemented
Plan the delivery of assigned audits to a high quality and in line with Key Performance Indicators as per the methodology. This will include adequate resourcing scheduling, meeting key deliverables in terms of audit timelines and review of audit work to confirm that the minimum requirements as per methodology are met
Develop a detailed knowledge of the methodology by attending training sessions to ensure that approved audits are risk focused
Act as a mentor for auditors and peers to provide guidance to ensure that their work exceeds quality standards
Scorecard reviews performed by Quality Assurance (QA) should reflect results of at least 85%
Contribute to the annual planning process as requested by the Head of Audit by providing feedback and knowledge in terms of business. This will include identifying auditable entities, assessing the audit needs assessment and preparing all Management Information reports required
Develop and maintain relationships with accountable stakeholder management on each audit
Engage with Barclays Internal Audit (BIA) colleagues during assignments and request technical assistance where required. Technical assistance may include the review of key risks and controls, review of working papers and audit reports
Perform audits and issues assurance within Key Performance timelines and resource budget
Proactively provide on-the-job training to the audit team for the audit toolkit – Synergy and confirm through inspection of the audit work that the results of audit work are completed, updated and approved as required by the Quality Assurance scorecard
Develop testing strategies for key controls within the business to adequately mitigate the risks. An example of this is to determine the sample size of the item to be tested, the period in which the sample will be selected from and then determine the applicable test to confirm that the control is operating effectively
Manage the execution of Design Effectiveness Testing (DEA) and Operational Effectiveness Testing (OET) of the audit team in line with methodology requirements and as per the requirements of the QA scorecard
Review the DEA and OET working papers of controls tested
Based on the reviews performed, provide effective feedback to audit staff during the audit assignment to confirm that working papers are completed in line with the AIA methodology
Engage with management and auditors on progress of audit and to provide regular feedback on issues identified where the control has failed either at a DEA or OET level
Engage with Centres of Excellences (COEs) during the fieldwork stage and give oversight to COE colleagues working on the audit assignment
Proactively take on additional tasks as delegated by the Head of Audit / Audit Director
Support the Cluster team leadership in generating value add management information for stakeholders by proactively assisting the HoA at the end of each month. This will include obtaining management information from stakeholders and preparing the management information
Establish effective relationships with CoE counterparts and fully engage them during audit reporting
Use business knowledge to assess evolving risks, write high quality reports with observations which are insightful, address the root cause, have agreed actions that fully mitigate the risk, support the Issues Assurance process and require no further audit work to support them
Raise observations as early as possible and agree actions before completion of fieldwork and write concise, accurate Executive Summaries
Deliver high quality audit reports, aligned to the AIA methodology which include all significant issues identified in the audit
Review management action plans to confirm that the identified risks associated to the control failure are adequately mitigated. Actions plans are to be specific, measurable, timely, achievable and realistic
Mentor and coach less experienced team members by providing guidance around the methodology and audit process
Support AIA management team to identify, attract, develop and retain talent on an ongoing basis
Support AIA management in measuring productivity by ensuring that Evaluation Forms are maintained for all audit assignments and monitored against assignment budgeted hours
Manage the teams that assigned to the audit effectively by delegating audit work to empower each individual team member
Provide timely feedback to address development areas and recognise quality and audit achievement
Provide constructive, timely and balanced feedback to audit team members, peers and Head of Audits
Sponsor Internal Audit people initiatives and volunteer input / feedback where requested
Manage an audit team to ensure effective delivery of the audit
Develop a high performing team by embedding formal performance development and informal coaching. Encourage frequent knowledge sharing between team members
Determine and analyse development needs for the team and ensure that identified training requirements are budgeted for and executed
Establish and maintain a succession plan for the team
Interview and recruit new members of the team, including determining appropriate compensation levels with input from Human Resources
Create effective workforce and recruitment demand plans to ensure that current and future business requirements can be met. Plans should be revised at least twice a year
Review and update the department’s organisation structure and role description on at least an annual basis to ensure that they are fit for purpose and contain all the accountabilities of each team member
Motivate to and obtain approval from the Head of Audit / Audit Director for any additional headcount for the team
Approve leave requests for team members and create leave plans to ensure adequate coverage
Monitor overtime and ensure that it is kept to a minimum. Report excessive overtime to the Head: Audit and create plans to address the issues
When required, initiate disciplinary processes for team members calling on support from Human Resources when required
Resolve grievances raised by team members and escalate only if required
Address poor performance of any team member through the formal Performance Accelerator programme and ensure that continued poor performance is appropriately dealt with
Motivate team members and ensure that their efforts are recognised
Participate in the creation and implementation of Employee Opinion Survey (EOS) actions for the audit team
Present effectively at stakeholder meetings and forums (eg: Risk and Governance Forums etc.) by sharing knowledge and information, including methodology, standards, changes and new developments, with business stakeholders on an ongoing basis
Share knowledge with AIA and BIA colleagues and peers in the business

Manager, Internal Audit Resume Examples & Samples

BA/BS Bachelor’s Degree in Accounting, Finance, or related discipline
A minimum of five (5) years of professional experience in public accounting or internal audit
A minimum of two (2) years of supervisory experience
Extensive experience in internal and/or external audit or business risk consulting, with substantial years as a project manager and/or team lead
Understanding of current accounting (U.S. GAAP) and auditing standards
Experience and knowledge of auditing processes and methodologies, including flowcharting
Knowledge of Sarbanes-Oxley Act provisions
Excellent presentation, speaking, and written communication skills with ability to lead meetings, audits and report generation
Advanced project management and problem solving capabilities
Strong analytical, strategic thinking, and tactical audit execution skills
Proficient in the use of Microsoft Excel, Word, PowerPoint, and Visio
Willingness to travel up to 50%, possibly including international destinations requiring a passport and/or visa
Extensive Hospitality industry experience, with a mix of experience from auditing, accounting and/or internal control roles
Certified Public Accountant (CPA) highly preferred
Certified Internal Auditor (CIA), Project Management Professional (PMP), and/or Six Sigma Certification
Big 4 public accounting background and/or experience
PeopleSoft financial system knowledge
Multi-national company and audit exposure

Manager, Internal Audit Resume Examples & Samples

A minimum of five (5) years of professional experience
Understanding of current accounting (US GAAP) and auditing standards
Extensive experience in internal and external audit or business risk consulting, with substantial years as a project manager and/or team lead
A minimum of two (2) years of managerial experience
Extensive Hospitality industry experience, with a mix of experience from Auditing, Accounting and/or Internal Control roles
Prior use of advanced data analysis techniques (ACL, IDEA, Access, advanced Excel)

Manager, Internal Audit Resume Examples & Samples

Accountability - Demonstrates a commitment to and responsibility for accomplishing individual, team and business objectives
Drive - Consistently achieves challenging goals/objectives, and demonstrates an ability to create value and maximize results
Planning- Identifies business needs, problems and risks proactively, and develops well founded plans that specify strategies, actions/solutions, risk mitigants and desired results
Critical Thinking / Judgment - Commits to an action after developing alternative solutions that are based on logical assumptions and factual information and that take into consideration resources risks and organizational values
Adaptability - Exhibits the capacity to successfully change and evolve one’s actions, opinions and behavior as a result of changing priorities or environment
Communication Skills - Proactively communicates in the appropriate medium with clarity and focus at the right level to ensure delivery has the appropriate impact
Influential Leadership - Leads with confidence and conviction, and is able to establish credibility, trust and respect among team members
Team Work - Fosters collaboration among team members and business partners, and uses capabilities to achieve team goals

Manager, Internal Audit Resume Examples & Samples

Plan for upcoming audits through a contribution of ideas on the methodology and approach for upcoming assignments based on review of prior year’s audit work papers, flowcharts and audit report
Document assessment and test results in compliance with internal audit industry (i.e., Institute of Internal Auditors) and departmental standards. Accurately prepare written audit finding/issue and applying judgment and analysis to recommend the related corrective action
Completion of required internal audit department tasks needed to ensure the department’s compliance with professional industry standards (e.g., self-review of audit work, proper close-out of the audit files, adequately responding to supervisor review comments, etc.), as well as planning for the next assignment
A 4-year undergraduate degree in related field of study (e.g., Accounting, Business Administration) is required. CPA or CIA is required
4-6 years of relevant prior work experience required, related industry or public accounting work experience is preferred
Strong written and verbal/interpersonal communication skills are necessary to negotiate and present audit findings in a clear and professional manner
Ability to read, write and interpret instructional documents such as reports and procedure manuals
Must have above average mathematical skills, including the ability to compute rates, ratios, and percentages and the ability to work with mathematical concepts such as probability and statistical inference
Must have strong analytic and problem-solving ability to review and complete a risk based overview and evaluation of an operation’s control environment
This position requires effective project management
Must have the ability to demonstrate excellent judgment and supervisory capability, including providing clear expectations as well as effective direction and training to their team
Must have a strong learning aptitude to understand the Company’s business process as well as an ability to effectively communicate with various levels of the Company

Manager, Internal Audit Resume Examples & Samples

Lead high quality, professional day-to-day execution of internal audit engagements and projects in line with firm risk management practices
Lead teams focused on advisory projects and assist engagement management to successfully complete engagement objectives for various clients
Seven years of experience performing internal or external audits within various industries
Bachelor’s degree from an accredited college/university in an appropriate field and CPA, CIA or CISA preferred
Sound knowledge of Generally Accepted Accounting Principles, SOX, Committee of Sponsoring Organizations and/or Control Objectives for Information and related Technology control frameworks
Strong interpersonal, written, and verbal communication skills and experience in supervising a project team
Applicants must be currently authorized to work in the United States without the need for visa sponsorship now or in the future

Manager, Internal Audit Resume Examples & Samples

Provide staff with professional and technical expertise and guidance to ensure that audit objectives and scope are satisfied. This includes assisting staff members and audit contractors in the development and negotiation of audit recommendations and responses, evaluating the audit performance of the team, and providing guidance regarding department and company policies and procedures
Create, review, and approve pertinent audit workpapers and communications of audit results. Workpapers should comply with department and IIA standards for content and quality
Perform internal audits including audit planning, detailed audit procedures and related testing and reporting in accordance with professional and departmental standards – including financial (Sarbanes-Oxley testing) and operational
Participate in pertinent risk assessment processes led by the Audit Management Team. Ensure that audit plans cover higher risk areas. For all audit projects for the assigned business area(s), develop/approve the project risk assessment, audit objectives, scope and audit program
Lead/Participate on special projects undertaken by the department and/or the Company
Bachelor's Degree in accounting, finance, technology or related discipline
4 years of relevant business experience, including internal audit or public accounting experience
Must have a general understanding of auditing concepts and how to apply them
Must demonstrate strong interpersonal communication
Must demonstrate strong oral and written communication skills (verbal & written) and analytical skills
5+ years of relevant business experience, including internal audit or public accounting experience
2+ years supervisory experience
Experience with internal controls over financial reporting (e.g. Sarbanes-Oxley, MAR, SOC)
A thorough understanding of risk and internal control concepts and their practical application
Health insurance or related insurance experience
Provider experience
Relevant assurance certification (CPA, CIA or CISA)

Senior Manager Internal Audit Resume Examples & Samples

Perform and/or supervise multiple operational and/or financial based audit engagements concurrently and perform special projects requested by Management
Review audit plans, audit reports and working papers prepared by other auditors to ensure there is adequate documentation to support the completed work and that recommendations to improve process, system and control deficiencies are appropriate
Provide recommendations and advice to Senior Management about the appropriateness and effectiveness of Rogers’ operational and financial risk mitigation strategies and internal controls
Support the SOX 404 control testing activities for the Operations Audit group
Work to influence Management decisions to ensure maintenance of a strong control environment
Assist with the development of the annual Rogers Internal Audit plan, by performing ongoing risk assessment during all the phases of an audit and identifying areas for future evaluation
Provide leadership and guidance to IA staff
Suggest and manage initiatives to improve Rogers’ Internal Audit processes
Under Graduate degree and professional accounting designation (e.g. CA, CGA, CMA). CIA or other audit/investigation related designation (e.g. CISA, CFE) also highly desirable
Minimum of 7 years progressive public accounting and internal audit experience with mid to large corporations is necessary
Excellent Team leadership, performance management, delegation and project management skills
Excellent report writing and interpersonal skills are essential
Demonstrated ability to communicate credibly with Senior Management and External Auditors
Strong knowledge of the COSO control framework
Good knowledge of technology management disciplines including change and problem management, physical and logical security and continuous availability

Senior Manager Internal Audit Resume Examples & Samples

Providing fair and balanced insights into current, emerging and potential IT issues, trends and opportunities that will enhance efficiency and effectiveness of management and the enabling control processes for IT functions such as design, implementation and operations
Identifying audit objectives for the process, system or department being evaluated; Planning and executing audits to evaluate technical internal controls over information technology platforms, assets and data
Conducting reviews in highly technical areas of current/emerging technologies including Internet, ecommerce, distributed/cloud computing, social media, and cyber security
Reviewing work papers with the Director, and/or PwC subject matter specialists, where applicable
Undergraduate degree in information systems, computer science, finance/accounting or other related IT field required
At least 5-7 years demonstrated IT Audit experience
Prior IT management and/or IT Audit supervision and management experience in organizations with large scale computing environments
Certification in at least one area (e.g. CISA, CISM, CISSP, GSNA) is desirable
Excellent understanding of concepts related to information systems audit, information security, general IT controls and technology risks
Familiarity with Sarbanes-Oxley requirements
Knowledge of SDLC concepts and demonstrated experience in auditing the technical aspects of systems under development
Ability to communicate highly technical issues to non-technical audiences and demonstrated leaderships skills
Experience in developing and implementing continuing auditing processes and methodologies; and

Senior Manager Internal Audit Resume Examples & Samples

Providing fair and balanced insights into current, emerging and potential network technology issues, trends and opportunities that will enhance efficiency and effectiveness of management and the enabling control processes for network functions such as design, implementation and operations
Perform and/or supervise multiple network audit engagements concurrently and perform special projects requested by Management
Identifying audit objectives for the process, system or department being evaluated; Planning and executing audits of networks (Core, Radio, Fixed Access and Transport) to evaluate technical internal controls
Provide leadership and guidance to IA staff on assessing technology control elements to mitigate technology risks regarding the confidentiality, integrity, and availability of the network and customer data
Performing analysis of technical data, to provide reasonable assurance that internal controls over the design, installation operation and maintenance of Rogers’ network infrastructure and related projects/initiatives are effective
Undergraduate degree in telecommunications, electronic communication/engineering
At least 5-7 years demonstrated network/engineering experience in a telecommunication environment
Strong business acumen of how technology supports the achievement of business objectives
An understanding of concepts related to information systems audit, information security, general IT controls and technology risks
Knowledge of data centric concepts such as TCP/IP, IPv4/IPv6, VoIP, Ethernet, VPN, Wireless and as well as working knowledge of Windows 2Kx, Oracle (or other relational database) and UNIX
Knowledge of different Rogers networks (wireless, wireline, EBU, corporate, etc) and experience in at least one of the network pillars/service (internet, voice, video, wireless, etc)
Ability to communicate highly technical issues to non-technical audiences and demonstrated leaderships skills; and

Manager Internal Audit Resume Examples & Samples

Ensure that each audit is effectively planned, coordinated and reported upon (This includes designing audits to assure the adequacy and effectiveness of internal controls, verifying compliance with corporate policies and procedures and identifying opportunities to enhance operating efficiencies and/or reduce costs)
Direct and review work to ensure Institute of Internal Auditors (IIA) and departmental standards are met
Ensure that the staff maintains an acceptable level of productivity and quality (This includes effectively utilizing the PMP to establish clear and relevant performance as well as professional development expectations and conduct mid-year check-ins and year-end assessments as prescribed by CME Group Human Resources
Plan follow-up work to ensure adequate remediation of gaps by management

Manager, Internal Audit Resume Examples & Samples

Planning, conducting and/or leading financial, operational and compliance audits and special projects for Hologic to assess the adequacy and effectiveness of controls, compliance with laws and regulations and efficiency/effectiveness of operations. This would include: leading small audit teams, developing risk assessments and audit programs, reviewing/testing policies, procedures and controls to identify opportunities for improvement, making recommendations, drafting audit reports and monitoring follow-up on status of management actions taken on identified issues
Responsible for achieving full and continued compliance with the Sarbanes-Oxley Act via annual 404 testing under the direction of the Vice President of Internal Audit. This may include: developing the SOX 404 scope, interviewing and meeting with Process Owners and management; supervising the updating SOX narratives and test matrices; coordinating the development/selection of test samples, supervising tests of compliance in various areas including: Financial Reporting, Revenue, Receivables, Inventory, Purchasing, Payables, Fixed Assets, Payroll and Human Resources; Entity Level controls. Also includes reviewing work papers and interfacing with external auditors
Participating in other projects and activities as assigned such as: Annual Enterprise Risk Assessment; using and working with Continuous Auditing software (Oracle GRC) tools; assisting in preparing Audit Committee presentations; and Special Projects
Excellent written and verbal communication, interpersonal and presentation skills that will enable effective interaction with peers, audit department management, all levels of employees, management and departments in order to develop and maintain productive client and staff relationships
Understanding of internal auditing standards, COSO, and risk assessment practices
Proven leadership skills including: overseeing the daily work of other auditors; selling ideas and obtaining management buy-in for constructive change; ability to teach and coach staff
1-3 years of Direct Management experience preferred
Self-starter with a strong sense of urgency and ability to work independently, with limited direction and guidance
Proficient in Microsoft business applications - Excel, Word, PowerPoint. Oracle - experience a plus
Must possess high ethical values
8 – 12 years of operational and financial audit experience, including developing risk assessments, audit surveys and audit programs
Working knowledge of Oracle and experience with continuous auditing concepts and systems
In-charge experience: including reviewing workpapers, strong multi-tasking skills, ensuring time and dollar budgets are met, providing appropriate direction to audit team members, preparing staff evaluations, leading opening and exit meetings, drafting and finalizing quality audit reports and experience presenting to Audit Committees

Manager, Internal Audit Resume Examples & Samples

Support the annual risk assessment process and assist with the development of the Annual Audit Plan presented and approved by Stryker’s Audit Committee
Communicate plans and audit approach to auditees to ensure that engagements are efficiently conducted in a professional manner
Review and approve all planning materials and audit programs in advance of fieldwork to ensure that appropriate procedures will be performed to address identified risks
Review audit work of seniors and staff in a timely manner and ensure that audit program steps are effectively completed and the documentation adequately supports the engagement findings and conclusions
Prepare and communicate clear and concise reporting of audit findings and recommendations
Track and monitor implementation of management’s action plans
Establish, communicate and manage to project deadlines
Develop and manage budgets for time and costs
Support financial statement audit by driving efficiencies and leverage of IA work by Stryker’s external audit firm
Maintain department quality continuous improvement program, identify key metrics, track performance
Work with peers to effectively resource and schedule audit projects and provide development opportunities for audit team
Identify and share best practices across Stryker’s organization

Manager, Internal Audit Resume Examples & Samples

Assist SVP in the assessment, tracking, and reporting of Sarbanes-Oxley testing results including control deficiencies. Act as an IA liaison with the Company's process owners, management and external auditors on assigned Sarbanes Oxley related matters
Contribute towards building Internal Audit's knowledge, technical tools and capabilities at the individual and team level, manage audits and third party resources to ensure teams are effectively and efficiently utilized
Provide thought leadership and contribute in developing framework, methodology, programs and tools around new audit areas. Research and develop new, better approaches in order to improve Internal Audit's effectiveness

Manager Internal Audit Resume Examples & Samples

B Degree (Commercial, Informatics, Statistics) or similar diploma; and/or
Equivalent IT industry certifications/experience
5 years’ experience Risk Based Auditing or Risk/Control activities
2 years experience leading audits
Working technical knowledge of IT infrastructure (networks, operating systems, databases, middleware)
Strong IT security skills
Working knowledge of IT governance and operations (ITIL)
Disciplined and self-motivating
Innovative self-starter
CISA/CISM/CISSP or other industry certifications
Honours (Commercial, Informatics, Statistics)
ITIL certification

Senior Manager, Internal Audit Resume Examples & Samples

The senior manager plans, supervises and completes cost effective, comprehensive and complex risk-based audits in a timely manner while applying the highest standards of professionalism to each project
A critical role of the senior manager includes personnel development for staff and senior auditors, including assignments, counseling, training and providing appropriate exposure to the Company's operations
This position requires a broad understanding of company functions and business units to perform risk assessment and annual plan development, including the identification of control and business risks and control improvements
Achieve team and business plan/ performance objectives
Maintain the highest technical and professional standard
Think strategically about Alere’s business needs by understanding each segment and key risks
Identifying ways to maximize efficiency within each process and deliver added value
Monitor and control auditing staff
Takes a leadership role in professional, business or community organizations
Undertake wider activities and responsibility as required
Be a mentor for others within the IA Department

Audit Manager, Internal Audit Resume Examples & Samples

Independently and with limited supervision, conducts financial, operational, compliance and program audits, after planning, organizing and implementing a comprehensive audit program and approach
Reviews and evaluates the system of internal and management controls
Assesses the likelihood of financial errors and identifies dollar errors which have actually occurred
Evaluates the effectiveness of programs or operations under audit
Identifies and documents Audit Recommendations and obtains Responses from Management
Maintains a managerial and strategic perspective in identifying potential concerns, assessing financial risks and procedural issues, taking into consideration the impact of the various departmental inter-relationships
Prepares formal Audit Reports – with limited supervision, prepare Audit Findings and Audit Recommendations for presentation to Management, during the course of and at the conclusion to the audit, and obtains and evaluates (with SVP and/or AVP input) adequacy of Management’s responses
Perform one or more multiple ongoing project assignments. Responsible for completing audits in an effective and efficient manner, with moderate supervision. Takes initiative to inquire as to new projects when others are completed or postponed, and monitor ongoing events of projects
Responsible for input and action regarding to audit decisions during the course of the audit
Provide input to the SVP of Internal Audit when SVP is deciding who and what to audit and when
Two additional key duties are to assist in conduct of the annual internal controls certification process, and working on assigned ESD audits involving Department of Economic Development activities

Manager, Internal Audit Resume Examples & Samples

Job Title:* Manager, Internal Audit
Req ID:* 705801BR
Canada Walmart Division:* Accounting and Finance
Province:* Ontario
Canadian Cities:* Mississauga
Store Location:* Argentia & Mississauga Rd. (Corporate/Home Office)
Employment Type:* Full Time

Manager Internal Audit Resume Examples & Samples

Managing a moderately-sized portfolio of audit projects and activities of moderate complexity
Managing a small to moderately-sized team of internal or co-sourced auditors
Leading the successful development, management and end-to-end execution of Audit Plans
Assist with the development of the risk assessment and approved Audit Plan
Leveraging the risk assessment to determine audit scope and identify risks and results
Analyzing and identifying risk areas in order to establish and communicate a strong Audit process that evaluates the controls in place which mitigate risks
Writing, reviewing, finalizing and delivering audit reports; communicating audit observations and developing recommendations
Tracking results of prior audits, identifying audit themes across organizations and facilitating appropriate corrective action
Managing and performing audit activities both directly and with the assistance of third parties. These activities include, but are not limited to, defining scope, writing RFPs, planning budgets, setting timelines, obtaining necessary resources, managing and directing internal and external audit team members and holding them accountable for success
Managing relationships with third-party vendors, including reviewing qualifications, assessing and revising proposed audit work plans, coordinating the review of documentation, overseeing the interview schedule and evaluating the content and methodology for compiling the final audit report
Managing audit files and records, ensuring files are in accordance with Record Retention schedules
Identifying current audit and compliance trends by maintaining a relevant knowledge and understanding of accounting standards, regulatory issues and industry updates through consulting with industry counterparts and experts, attending training courses, continuing education, conferences and reading related literature
Building external collaborative networks and internal relationships with cross-functional areas to further develop and increase support for the Audit Program and individual audits and initiatives and to help enhance the reputation of the Zurich as well as overall Group Internal Audit function
Helping to educate Takeda personnel on applicable policies
Supporting other Takeda Internal Audit teams in Zurich, Tokyo, Osaka and Deerfield on an as needed basis for either project-based or operational activities that pertain to global functional consolidated audits
Sharing ideas with other members of the team and support critical reasoning with Company, industry and professional standards
Performing ad hoc activities as requested by the Internal Audit Leader

Manager, Internal Audit Resume Examples & Samples

7 + years of hands on experience working within a financial services organization or a consulting/analytic firm
Experience with statistical modelling concepts, model development or validation, or other related audit or compliance testing work
Knowledge about model risk and associated regulatory requirements such as SR11-7/15-19 is preferred
Strong organizational skills with the ability to manage multiple reviews simultaneously with strong attention to detail, but ability to prioritize and escalate as appropriate
Demonstrate good verbal and written communication and exhibit strong partnering skills and ability to interact with various levels of management and external stakeholders
Flexibility to adapt to changing priorities or deliverables
Experience with finance and/or risk systems/applications (data analysis, systems management, automated reporting)
Foster a positive work environment by soliciting feedback from teammates
Coach others to enhance their competence and professional development
Individuals that have achieved professional credentials, or working toward professional certification preferred (CIA, CAMS, CRMC, CPA, CISA) or other relevant certification

Manager Internal Audit Resume Examples & Samples

Conducts risk assessments and identifies controls in place to mitigate identified risks. Ongoing review of existing controls to ensure adequacy and efficiency in the internal controls
Performs audit procedures for control testing including preparation of scoping document, review testing and evaluate deficiencies noted. Works with the process owners to find compensating and complementary control
Plans financial, regulatory, compliance or operational reviews/audits
Coordinates work with Risk, Legal & Compliance and other control-related activities
Analyses and concludes on effectiveness of the control environment
Identifies control gaps and opportunities for improvement
Documents the results of audit work in accordance with the applicable auditing standards and relevant provisions of the various statutes
Prepares timely audit reports for executive management, the Audit Committee and the Board of Directors. Follow up on resolution of identified actions
Liaises during the year-end financial audit with the external auditor
Provides advice on internal control and participates in enhancing internal audit standards
Ensure that internal audit staff is properly supervised, performs audit/investigatory work with planned approach and within agreed time frames
Chartered Accountant (mandatory) or equivalent including CPA/Certified Internal Auditor (CIA)
Detailed understanding of the auditing standards (USGAAP & IGAAP) and various applicable statues such as the Indian Companies Act, SOX 404 etc
Excellent knowledge of IT business operations and risk-based auditing attained through 4 to 6 years of progressive work experience with a focus on internal audit, financial risk and regulatory requirements
Experience in working Big 4 and/or in an US based multinational internal audit function is highly desired

Manager, Internal Audit Resume Examples & Samples

Have excellent knowledge of the Internal Audit process and methodology
Have strong communication skills, both written and verbal
Be proficient with using various Microsoft products including Excel, Access and Word and with flowcharting software

Senior Manager, Internal Audit Resume Examples & Samples

Develop and maintain current Audit and Analysis work programs designed to safeguard Company assets and improve the effectiveness and efficiency of operations
Insures efficient and effective execution of financial and operational audits, through planning, fieldwork and reporting to ensure the review objectives are accomplished consistent with professional standards. This includes Sarbanes/Oxley reviews
Periodically follows up with auditees to insure timely and appropriate resolution of review findings. Monitors corrective action plans as required
Periodically review the performance of outsourced field auditors to identify areas of improvement and further personal development
Perform and/or manage special projects as requested by management. Examples would be merger/acquisition/divestiture analysis, fraud investigations and Sarbanes/Oxley
Assist the Vice President in the development of the annual audit plan. (5%)
Maintains current knowledge concerning auditing processes, accounting principles and operational best practices
Effective use of the following software packages: Audit Command Language (ACL), Microsoft Access and Crystal Report writer
Degree in accounting or finance
CPA or CMA is required, MBA a plus
Professional audit certifications (CIA, CFE, etc.) a plus
7 years of experience in financial disciplines within industry, internal or external audit
Typical experience would include operations analysis and/or financial audit
Experience in Sarbanes/Oxley project work and/or compliance reviews a plus
Manufacturing experience required
Knowledge of Microsoft Office Suite required
Knowledge of Audit Control Language (ACL), Microsoft Access and Crystal Reporting Writing software a plus
Strong interpersonal and verbal/written communication skills
Ability to effectively interact with all levels of management in a team oriented problem-solving style
Demonstrated proficiency to lead/coordinate projects across functional disciplines and different organizational structures
Travel of 25% - 35% is required, including international travel

Manager, Internal Audit Resume Examples & Samples

Manage independently and perform audits end to end
Understand processes and related risks,
Prepare audit plans, work programs and reports
Work with various business unit representatives and process owners to review and test internal systems and processes
Communicate results verbally and in writing to members of senior management
Provide regular updates to senior manager and process owners on status of project
Investigate opportunities for cost savings or process improvements
Maintain and update appropriate audit work papers
Follow up timely on remediation items
Manage multiple priorities
Mentor team members and review team members work progress and work
A CA, MBA, CPA or Certified Internal Auditor Designation is a plus
Experience in the Mortgage Servicing industry is a plus
7-9 years’ experience, of which at least 6 years should be related to process reviews
Excellent communication skills, both oral and written, are required

Manager, Internal Audit Resume Examples & Samples

Keeps abreast of regulatory changes impacting risk management practices
Manages complex high profile audit engagements, ensuring proper coverage and consideration of auditing principles and practice
Supports preparation of the annual report on risk governance
Assists in developing the annual audit plan for assigned client group
Prepares and/or reviews internal audit reports of findings and recommendations for delivery to management
Leads meetings with clients to drive audits and present audit findings and recommendations; conducts audit opening and closing meetings with client
Actively builds and manages relationships with business partners
Recommends revisions to audit policies, procedures, and programs

Manager, Internal Audit Resume Examples & Samples

Provide data analytics to support compliance with sales and member compensation systems
Travel on a typical project may require 3 to 5 weeks at a time away from home. Annual travel will typically range from 15 to 20 weeks
Use of data analytic software, like ACL, to support the audit function
Prefer experience with developing and using continuous monitoring software
Ability to understand Company objectives, assess risks and evaluate controls
Ability to quickly learn and understand all assigned areas of the Company’s operations
A team player with good communication skills and experience delivering timely results
8 years of internal auditing experience
2 plus year of public accounting experience in auditing
A team player with strong customer skills and experience delivering timely results
Extensive experience using continuous auditing software and techniques
Extensive experience with data analytic software
Fluency in Spanish strongly preferred

Manager, Internal Audit Resume Examples & Samples

Plan, implement and complete audits within a reasonable amount of time
Take reasonable steps to minimize the amount of disruption that can occur during an audit
Ability to understand company objectives, assess risks and evaluate controls
6-8 years of internal auditing experience
10 years of internal auditing experience
Biingual (English/Spanish) preferred

Senior Manager, Internal Audit Resume Examples & Samples

Directs and oversees the planning, execution and reporting of the corporate internal audit activities
Coordinates the development of audit programs for audits of corporate functions using a comprehensive risk assessment that includes the identification and evaluation of existing risk and control activities
Provides appropriate direction to ensure audit activities are performed and executed in accordance with department objectives, policies and IIA standards
In collaboration with Company executives and management, organizes and oversees the development, execution and reporting of the Company’s annual SOX Plan in compliance with Section 404 of the Sarbanes-Oxley Act of 2002 (SOX) and related SEC rules and regulations. SOX related accountabilities include but are not limited to
Bachelor’s degree in Finance, Accounting or related disciplines or equivalent experiences (required)
A minimum of 8 years of financial audit/accounting experience (required)
A minimum of 2 years of audit/accounting management experience (Big 4/ or Fortune 500)
CPA, CFE, CIA or other relevant certification
Outstanding audit and risk assessment skills including in depth knowledge of generally accepted accounting principles (GAAP), generally accepted auditing standards (GAAS) and the elements/role of internal controls
Ability to perform risk analysis and identify types of internal controls
In-depth knowledge of Sarbanes-Oxley requirements

Manager, Internal Audit SOX Resume Examples & Samples

Lead/manage Internal Audit’s completion of the Annual SOx 404 Compliance Plan in compliance with required timelines
Liaison with PMO team and external auditors as required
Manage/coordinate the timely reporting of the status of testing with SOx PMO and external auditors
For projects assigned, ensure the development of a risk-based audit scope and appropriate audit procedures to be performed
As required, review the work of the team members assigned to projects that you lead
Perform audit testing to assess operating effectiveness of controls in place, prepare the appropriate workpaper documentation, and conclude, as required
Serve as a key interface with management associated with Internal Audit SOx efforts
Actively participate in the recruitment of top talent
Build and maintain strong and productive relationships with management and, as appropriate, third parties
Assist in driving the annual and ongoing risk assessment processes
Innovate as relates to the department’s service delivery methodology
Ensure departmental resources are fully utilized

Manager Internal Audit Resume Examples & Samples

Participates in a management team which administers department planning and budget development
Leads the annual risk assessment process and provides input in the development of annual long-range audit plans for presentation to the Audit Committee
Evaluates efficiency and cost effectiveness of audit processes; recommend changes to auditing policies, procedures and programs as needed
Administers in other areas such as external audit liaison, quality assurance management, research of significant purchases, coordinating in-house training, and/or orientation programs and fulfilling certain transaction approval functions on a back-up basis
Assumes the duties and responsibilities of the department's Director(s) in their absence
Works on special projects at the request of the Director

Associate Manager, Internal Audit Resume Examples & Samples

Participate in the execution of financial, operational, SOX 404 and IT audits, integrated audits and process audits, both domestic and abroad to maintain a strong internal control environment at Merck. Travel estimated to be approximately 30-40%
Under the direction of the AIC, partner with colleagues and clients, support groups, and other organizations to effectively complete all assigned audit work
Execute audit programs and workpapers (including walkthroughs and sample testing) in line with the established quality standards and timelines
Maintain the highest standards of professionalism and independence in the execution of duties with the highest level of integrity and quality. Show good judgment in the conduct of work
Embody Merck and MCAAS values and vision, and be aware of and in adherence to the MCAAS Policies and Procedures
Ability to travel both domestically and internationally approximately 30-40%

Manager, Internal Audit Resume Examples & Samples

Perform assurance and advisory projects in accordance with accepted internal auditing standards. Develop strategic, risk-based audit work programs, concepts and methodologies and apply professional standards/frameworks of the IIA, COSO and other professional bodies in performing impactful audits and reviews of internal control and business processes
Perform audit follow up procedures for closure of audit findings and control deficiencies
Define the annual SOX compliance strategy, including the approach/methodology and scope of every related assessment
Manage the scoping, communication and evaluation of AES’ annual control self-assessment as part of the company’s SOX compliance initiative
Lead the global control deficiency aggregation process and ensure that results are reported through well-communicated presentations to senior management. This task involves advising on key issues and process weaknesses opportunities to strengthen the company’s internal control environment
Manage the annual Entity Level and Anti-fraud controls assessment, including specific reviews for compliance with COSO 2013 framework
Assist the Corporate external audit firm in the execution of its annual integrated audit process, including key process walkthroughs, test of controls and other audit related duties
Aid in the development of Internal Audit’s data analytics capabilities by designing a data analytic framework, communicate and collaborate with SBU data analytic leads on the framework, execute sound data analytic projects, and periodically monitor activities in accordance with overall strategy
Develop and deliver training programs with specific focus on data analysis, dashboard, and supporting applications and tools
Lead the Internal Audit’s risk assessment process from overall methodology to the development of the annual audit plan by conducting research and analytics, interviewing senior management, and contributing to the audit plan reporting
Prepare monitoring and analytical reports/presentations directed to executive leadership and audit committee audiences
Plan, execute and report on special projects and other ad-hoc assignments to support Internal Audit management on new processes or improvement of existing practices
Professional designation (e.g. CPA, CIA, CISA) preferred
Minimum 6-8 years business experience in internal auditing or external auditing with expertise in financial reporting and internal controls auditing. Big 4 accounting firm experience preferred
Experience in leading project teams in a manager role and providing feedback to staff
Significant knowledge and experience with Sarbanes-Oxley Act compliance
Experience on risk assessment and SOX scoping practices
Experience with audit analysis software preferred (e.g. ACL, IDEA)
Excellent oral and written communication and interpersonal skills required

Manager, Internal Audit Resume Examples & Samples

Manages department operations and supervises professional employees, frontline supervisors and/or business support staff
Participates in the development of policies and procedures to achieve specific goals
Ensures employees operate within guidelines
Decisions have a short term impact on work processes, outcomes, and customers
Interacts with subordinates, peer customers and suppliers at various management levels may interact with senior management
Interactions normally involves resolution of issues related to operations and/or projects
Design and execute annual audit plan for a business segment with annual revenues over $60 billion
Oversee all aspects of Financial, Operational and Integrated audit engagements
Mentor and develop a team of 3-4 auditors
Gains consensus from various parties involved
Bachelors degree in related field, or equivalent work experience
4+ years experience in related field. Certified Internal Auditor or Certified Public Accountant preferred

Senior Manager, Internal Audit IT Resume Examples & Samples

Development of audit programs (based on a risk based approach and management of audit projects that effectively utilize Internal Audit resources throughout the year
Monitor progress of multiple simultaneous projects and take necessary action to meet target completion dates and ensure timely completion of audit reports
Provide supervision, guidance and training for all auditors
Capable of understanding processes and related risks
Provide oversight and direction to audit staff on audit engagements which includes, but is not limited to, evaluation of risk assessments, audit work plans, audit programs, audit testing and internal audit reports
Performs critical project management duties in the planning, scheduling, coordinating, reviewing and reporting of the work of audit teams for multiple concurrent projects
Communicate with business leaders on audit results and operational risks
Identify any weaknesses in processes, investigate opportunities for cost savings and recommend and implement changes to strengthen internal controls
Ensures professionalism and independence and the constant appearance of professionalism and independence
Minimum of 10 years of experience in IT Auditing or related field is required
Specialized experience in, and knowledge of IT control and security activities including, but not limited to
Regulations impacting the confidentiality, integrity, and availability of customer nonpublic personal information
Business application controls including logical access, application change management, disaster recovery and application processing controls
IT control best practices within key IT infrastructure areas including network and Internet security, application development, IT project management, data center operations and general IT operations
Advanced degree preferred
MBA, CPA or Certified Internal Auditor Designation is a plus

Manager Internal Audit Resume Examples & Samples

Manage and/or conduct testing of manual controls across assigned processes to support Rogers SOX 404 certification
Work with management to identify risks that would impede them from achieving their business/process objectives and determine whether appropriate controls are in place to effectively and efficiently mitigate these risks
Provide leadership, instruction and general guidance to team members as required
Prepare and/or review audit reports and working papers that support opinions and recommendations to improve process, system and control deficiencies
Provide consultative advice and/or facilitated risk assessment based on requests from management (e.g. consulting on process controls, contracts, outsourcing arrangements)
Minimum of 5 years accounting and audit experience with mid to large corporations is necessary
Good knowledge of GAAP/IFRS and SEC/SOX internal control and disclosure requirements
Basic knowledge of technology management disciplines including change and problem management, physical and logical security and continuous availability
Excellent skills in Microsoft Office products, and data extraction and manipulation tools such as ACL or general purpose SQL tools
Excellent documentation, report writing and interpersonal skills are essential

Senior Manager, Internal Audit Analytics Resume Examples & Samples

Ability to work and communicate cross-functionally and with all levels in the department and business
Significant previous audit or relevant business and data analytics experience
Experience with analytical software/tools to query and present data such as Excel, ACL, SAS, Microsoft SQL, Tableau, etc
Ability to travel (moderate)

Manager, Internal Audit Resume Examples & Samples

Experience working and interacting with diverse customers in a global manufacturing environment
Strong skill set for compliance, ethics, internal audit, fraud examination and forensics, project management, or similar type skills
Understanding of whistleblower protection, non-retaliation, confidentiality, access to and retention of records
Business-related Bachelor’s degree from an accredited college or university
Five to eight total years of professional experience or equivalent, including at least three years’ experience in conducting fraud, ethics and anti-bribery investigations (i.e., FCPA), external or internal audit, and/or project management experience
Some experience conducting employee misconduct investigations
Working knowledge of the US Foreign Corrupt Practices Act and/or similar international laws
Skilled in advanced interviewing techniques
Skilled in planning and project management, and in maintaining composure under pressure while managing multiple tasks and meeting deadlines
Skilled in concepts and detection techniques regarding concepts of fraud, digital and investigative forensics
Skilled in collecting, analyzing and evaluating complex data, and information, and drawing logical conclusions
Possess strong and effective verbal and written communication skills, including active listening skills and skills in presenting findings and recommendations
Possess strong analytical and problem-solving skills in forecasting and analyzing variances to ensure accurate reporting. Demonstrate a proven ability to effectively manage multiple projects/priorities of varying levels of complexity
Ability to establish and maintain appropriate working relationships with co-workers, staff and external contacts, and to work effectively in a professional team environment
Assertive personality with strong interpersonal skills
Flexibility to effectively adapt to fast changing situations
Ability to manage multiple tasks and re-prioritize issues and tasks easily
This is a highly independent role and will require the ability to work independently in changing environments
Some finance and accounting knowledge, including detailed understanding of financial audits to detect system weaknesses and potential failures of internal controls
Certification (or working towards) as a CFE, CPA or CIA
Second language ability (particularly Chinese Mandarin or Cantonese, Spanish, German, French, or Portuguese)
Demonstrated advanced skills using Excel (e.g., v-lookup and pivot tables), NAVEX Ethics Point, NAVEX Issue & Event Manager, SharePoint, Team Mate, databases, data mining and analysis tools, such as ACL or Idea and/or similar business software systems
Knowledge of other business software used to prepare executive summary and memorandum-type reports
Experience with continuous monitoring and/or business intelligence systems

Manager Internal Audit Resume Examples & Samples

Assist in the professional development of team members and provide guidance throughout the project life-cycle; ensure projects are executed in a professional manner in accordance with the IIA's professional standards
Serve as liaison between the Internal Audit Senior Director and Auditee during audit execution; help maintain a collaborative and positive work environment with the Auditee; and interact with various levels of management in obtaining information, presenting findings, reviewing recommendations and discussing audit reports
Lead update of SOX narratives, flowcharts, and identified key controls; including annual re-evaluation of the controls matrix to ensure continued relevance. Assist in the performance of the quarterly self-assessment and interim and year-end performance of the trial balance analysis/ risk assessment; and facilitate coordination with the external auditors to ensure maximum reliance on Internal Audit’s work
Support / assist various business partners where special projects or process enhancement opportunities are identified while maintaining an appropriate level of independence
Retail experience is a plus
Knowledge of GAAP, SOX, the IIA’s Standards and COSO 2013
Proficient Excel skills and knowledge of SAP

Senior Manager Internal Audit Resume Examples & Samples

Supports the implementation of company programs to ensure the success of the Company
Deals successfully with ambiguity, managing multiple priorities and able to lead organization through complex changes
Effectively influences at all levels to help identify and drive organizational priorities and initiatives
Provides thought leadership to determine resources needed to ensure business needs are met, including people and systems
Accountable for development and execution of audit plan for a business unit or several functional departments; adapts plans and priorities, under the direction of the Director, to address resource and operational decisions throughout the department
Manages the detailed planning, risk assessment, scoping, and resourcing of complex audit projects
Develops appropriate recommendations to correct control deficiencies and follow up to ensure management implements recommendations or appropriately addresses the risks identified through the performance of audits
Accountable for the performance and results of work completed within own discipline or division; may manage professional employees to achieve objectives; reviews work product to ensure completeness and quality
Reviews / writes written audit reports and presents to senior leadership
Promotes and champions the initiatives and vision of department leadership to drive unity, alignment, and support
General accounting management experience in a global, multinational with increasing responsibilities
Excellent written and verbal communication skills including the ability to effectively articulate risks, mitigation proposals and link common themes to stakeholders at various levels of the organization
Certificaiton in a governance risk or compliance speciliaty such as Certified Internal Auditor (CIA) or Certified Fraud Examiner (CFE), or Certified Public Accountant (CPA), Chartered Accountant (CA)
Strong understanding of risks, internal controls to mitigate risks and accounting processe
Familiarity with Committee of Sponsoring Organizations of the Treadway (COSO) Internal Control Framework
Ability to exercise judgment in the evaluation of the reasonableness of processes and controls

Manager, Internal Audit Resume Examples & Samples

Plans financial, regulatory, SOX Compliance and operational reviews/audits
Coordinates work with Risk, Legal & Compliance and other control-related activities and with others within Internal Audit
Conducts risk assessments and identifies controls in place to mitigate identified risks
Analyses and concludes on effectiveness and efficiency of control environment
Prepares timely audit reports for executive management, the Audit Committee and the Board of Directors
Assesses, evaluates and promotes compliance to internal policies and procedures
Provides feedback on performance of Internal Auditors, on audit assignments, as applicable
Requires a Bachelors degree in Accounting/Finance plus have their CIA (Certified Internal Auditor) credentials
Preferred certifications would be Certfied Public Accountant (CPA or Certified Information System Auditor (CISA)
10 plus years auditing experience
Proficiency in MS Office (Word, Excel, PowerPoint), Outlook, and Visio, Preferable to have experience with IDEA software

Senior Manager, Internal Audit Resume Examples & Samples

Plan and execute audit projects in accordance with Corporate methodology and departmental standards to ensure quality of works completed
Understand and agree with management the risks being managed by business unit
Prepare audit reports, including executive summary and rating of adequacy of risk management, making practical and value-added recommendations to improve risk management practices and the efficiency and effectiveness of operations; audits reports are to be clear, concise and well-organized, and issued within departmental service standards
Actively participates in departmental initiatives

Senior Manager, Internal Audit Resume Examples & Samples

Proactively partner with key stakeholders to identify and understand relevant areas of IT risk within the company and assess adequacy of corresponding mitigation activities
Lead the development/execution of the annual IT risk assessment and corresponding IT audit plan, including ongoing reassessment to incorporate new/emerging areas of risk
Plan and manage the execution of IT audit engagements and SOX 404 ITGC testing
Directly supervise the IT audit staff
Partner with external consultants on the execution of IT audit engagements in highly specialized risk areas
Proactively partner with the company’s Internal Controls team and external auditors to ensure optimal nature/extent/timing of SOX 404 key controls testing efforts for all in-scope applications, with a strong focus on audit efficiency
Ensure timely followed-up on the status of remediation activities resulting from audit reports and maintain a corresponding dashboard for routine review with Senior Management and the Audit Committee
Support the global internal audit team on other non-IT audit engagements, special projects, and departmental initiatives as-needed
Represent global internal audit team on cross-functional project teams related to various corporate initiatives as-needed
Participate in the talent acquisition and development efforts of the department, including recruitment/mentoring of IT audit staff and identification of professional development needs/opportunities
Support the policy of equal employment opportunity through Affirmative Action in all personnel actions including but not limited to recruiting, hiring, promotions, training, work assignments, salary actions, etc
Education: Bachelor’s degree (B.A. / B.S.) or equivalent in information technology or related discipline
Experience: Minimum seven years of related audit experience. Life sciences industry experience preferred but not required
Certification/Licensure: CISA, CIA, or CISSP required
Other: Experience with COBIT IT Governance Framework, ISO 27000 Information Security Management Systems standard, NIST Cybersecurity Framework, COSO Internal Control – Integrated Framework, COSO Enterprise Risk Management – Integrated Framework; Excellent communication and presentation skills; Strong analytical capabilities; Strong computer skills

Manager, Internal Audit Resume Examples & Samples

Manage all aspects of audit activities including risk assessments, audit planning, audit testing, control evaluation, report drafting, work paper documentation, follow-up and tracking of management's corrective actions in response to findings, and verification of issue closure
Communicate the results of audits and other related work to appropriate levels of management, using influencing and negotiating techniques to gain support and agreement
Continuously communicate with Audit Managers to avoid surprises, highlight issues and ensure audit progression
Bachelor’s degree in Business Administration, Accounting, Engineering or relevant field
5+ years of Internal Audit experience in a large energy/utility company and /or operations/functional or accounting/financial experience

Manager, Internal Audit Resume Examples & Samples

Skills/Abilities and Knowledge
Ability to work independently to execute and manage multiple projects at one time and conflicting priorities
Ability to communicate orally and in writing in a clear, straightforward and professional manner

Senior Manager Internal Audit Resume Examples & Samples

Assist in the annual Internal Audit risk assessment
Assist in the preparation of quarterly Audit Committee Decks
Conduct or Lead Mergers and Acquisitions due diligence reviews
Conduct and/or lead reviews to assess compliance with SOX (302 and 404) and established corporate policies
Assist in the application of the updated COSO Framework related to external financial reporting
Assist in the preparation of audit reports with appropriate action plans that will aid management
Assist in the development of Internal Audit policies, procedures and methodologies
Train and Develop audit staff during project execution
Serve as a liaison between Akorn management and External Auditors
8 to 12 years’ experience with a public accounting firm and/or a large corporation's internal audit department, preferably with financial process and operational experience
Pharmaceutical Industry experience a plus
CIA, CISA, CMA or Chartered Accountant highly desired

Manager, Internal Audit Resume Examples & Samples

Provide appropriate level of direction, coaching and supervision on all assignments
Monitor the progress of audit projects and provide appropriate leadership in completing the project according to department objectives
Lead audit meetings with clients
Assist in developing the annual audit plan for assigned client group
Actively build and manage relationships with business partners
Recommend revisions to audit policies, procedures, and programs
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Manager, Internal Audit Resume Examples & Samples

6+ years of audit experience in financial services
Accounting, Finance, Economics and/or Quantitative major is desired, but not required, and a relevant certification (e.g. CPA, CFA, CIA) is a plus
Experience in one or more of these areas: retirement products (e.g. 401k 403b, IRA), life insurance, group insurance, broker/dealers or mutual funds is required
Experience in the use of data and data analytics a plus
This position is based in Newark, New Jersey. Some travel may be required – not to exceed 15%, but may vary depending on the audit plan

Senior Manager, Internal Audit Resume Examples & Samples

10+ years of experience in risk management
Call center management experience or equivalent
Experience in current core procedures and processes
Strong project management capabilities including planning, managing and scheduling
Excellent organization skills and able to manage multiple and changing priorities
Excellent interpersonal and customer interaction skills to include communications, presentation and conflict resolution skills
Experience in a Windows NT environment as well as various software applications including MS Office Suite and MS Project

Senior Manager, Internal Audit Resume Examples & Samples

Bachelor’s degree in technology, business, or related area of study
Minimum seven years’ experience in Audit
Well-developed interpersonal skills and be able to function well within in a team oriented environment as well as establish and maintain effective work relationships both internally and externally
Operational knowledge of common hardware and software preferred (e.g., Microsoft Office suite etc.)

Senior Manager Internal Audit Resume Examples & Samples

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Responsible for the identification and implementation of key SOX processes, annual scoping analysis, establishment of testing priorities and objectives, and timing of internal controls testing related activities
Work with the all key business process owners and external auditors to identify, document, review, and certify internal controls over financial reporting are designed and operating effectively. This includes the development, documentation, and review of control templates, process narratives, and process mapping or flow charts
Design and review test results of key internal controls to measure their operating effectiveness and to assess the significance of potential findings
Assist the VP of Internal Audit in the preparation of reports and other communication with the management, the external auditors, and the audit committee of the board regarding testing results, risk assessments, impact analysis, and plans to address areas of concern
Coordinate and align all SOX and internal controls activities with external auditors serving as the primary liaison between them and management. This includes facilitating the external auditors’ independent testing
Manage the SOX budget and the use of third party consultants to assist with the testing of internal controls as needed
Utilization of technology and tools to continually learn and innovate, share knowledge with team members and enhance delivery of services
10 years of experience with publicly traded companies
Knowledge of SOX requirements, COSO 2013 framework, SEC regulations, US GAAP and PCAOB requirements
Experience with oversight of SOX compliance activities including the development, implementation, auditing, risk assessment, and reporting activities including the management of internal/external teams in performance of these activities
Experience designing, testing, and review of internal controls and financial policies and procedures
Strong problem solving, investigative, and analytical skills
Ability to work cross functionally and across all levels of an organization
Demonstrated ability to think strategically and execute strategic direction
Possesses forward thinking leadership abilities, including the ability to motivate, lead by example, encourage teamwork, and communicate effectively
Ability to drive results, affect change, and have a positive impact on the organization
Excellent verbal and written communication skills. Ability to interface with members of the executive team, board of directors, and audit committee
Deliver high quality and accurate results

Manager, Internal Audit & Special Projects Resume Examples & Samples

4+ years of experience in financial services in insurance, accounting, actuarial or related audit/control function positions
Strong organization, project and process management, and follow through execution skills
Outstanding ability to write and communicate business recommendations
Strong analytic and critical thinker with an ability to transform results into action
Experience with Data Analytics is a plus
A Bachelor's Degree is required and an MBA is a plus
Actuarial, Accounting, Finance, Economics and/or Quantitative major is desired, but not required, and a relevant certification is a plus
This position is based in Newark, New Jersey. Some travel may be required – not to exceed 10-15%, but may vary depending on the audit plan

Manager, Internal Audit Resume Examples & Samples

Perform annual risk assessment and participate in development of Internal Audit annual plan
Work closely with audit colleagues and business units to test and report on the adequacy and effectiveness of management’s internal controls over financial reporting (SOX)
Serve as a business partner to key stakeholders to advise on process, internal control, risk, and compliance activities
Perform system implementation impact assessments as they related to key financial processes
Minimum Experience Required: 6+ years of work experience in internal Audit or related areas, preferably within the Software or Cloud industry
Licenses/Certifications Required/Preferred: Preferred – CPA, CIA
Process and Accounting Skills Required/Preferred: Required – Strong understanding of software revenue recognition standards, and quote to cash, commissions, channel partner, professional services, and sales operations business processes in a technology enterprise
Advanced understanding of internal control and the demonstrated ability to evaluate and determine the adequacy of controls by considering business and IT risks
Leadership skills, excellent written and verbal skills and demonstrated ability to present complex audit issues to management

Manager Internal Audit Resume Examples & Samples

Management of simultaneous compliance audits and continuous initiatives
Oversee day to day project execution and coaching (at times will require involvement in the execution itself)
Audit report preparation – Audit Manager with light execution support from team (Seniors only) and coaching/guidance support from Director
Ensuring adequacy, accuracy and completeness of audit work papers (includes supervision and final ownership of Auditor IV output) & other similar output where assistance is received from Auditor IV (i.e. recommendations, portions of the audit report)
Oversee day to day execution of continuous initiatives/monitoring (at times will require involvement in the execution itself). Review and analysis of monthly results, preparing a summary report of conclusions for Director and implementing improvements to the model
Works with Business Units to ensure accurate and timely remediation of management action plans for audit findings
Perform other duties and special projects as assigned
Attend committees and working groups within the Company as required

Senior Manager, Internal Audit Resume Examples & Samples

1) At least seven years of experience in designing internal controls
2) At least seven years of experience in assessing accounting records
3) At least five years of experience in conducting risk assessments
4) At least five years of experience in operational auditing
5) At least five years of experience in managing external audit projects
6) At least two years of experience in evaluating Sarbanes-Oxley compliance
7) At least two years of experience in valuation of businesses
8) Revenue recognition rules and requirements; and
9) Professional Accounting designation

Senior Manager, Internal Audit Resume Examples & Samples

Lead complex engagements and coordinate the execution of the investigation and special audit project across multiple locations
Effectively manage risk and priorities associated with various engagements
Prepare and execute detailed forensic audit and investigative plans in response to different allegations of Code violations
Effectively evaluate issues and appropriately delegate tasks to managers and staff; demonstrate proper planning and supervision control
Manage the execution of the investigative plan in close collaboration with the Director of Global Forensic Audit & Compliance and the team to identify potential issues, areas for improvement, and formulate recommended actions
Coordinate and oversee the collection and analysis all relevant facts related to a specific allegation and to support or refute suspicions or allegations
Manage project teams averaging 3 -10 personnel
Lead fact-finding as well as admission-seeking interviews
Perform and review financial analysis of transactions and data, as appropriate
Participate in integrated audits by leading anti-corruption and anti-fraud related audit activities and procedures
Identify and define control issues and root causes, provide effective recommendations and solutions to identified issues
Work closely with IA’s data analytics team to update and develop Computer Assisted Audit Techniques (CAATs) to detect fraud/corruption related red flags
Prepare findings while ensuring issues and the surrounding facts and circumstances are clearly communicated in a timely manner
Promote new ideas and ways of executing projects
Supervise the maintenance of Laureate’s Ethics Helpline (case management system) by overseeing the status of cases and reviewing investigations data to produce reports, analyze trends, etc
Assist in delivering training to Laureate employees, when applicable, on investigation findings, lessons learned, opportunities for improvement, and fraud risks and awareness
Work closely with Laureate’s compliance personnel, in-house and outside legal counsel, accounting and finance departments to respond to investigations and other special review projects
Assist in financial analysis and fraud brainstorming sessions in preparation for scheduled audits
Build client base and internal (cross-functional) relationships
Eight or more years’ experience in forensic accounting investigations and previous experiences in public accounting (preferably Big 4), advisory firm, internal audit
BA or BS in Accounting, Finance
Licensed CPA and/or CFE or equivalent or working towards the license
Proven ability to lead projects and develop teamwork
Knowledge and appreciation of regulatory and accounting requirements, best practices relevant to the business, control theory and professional auditing practices including IFRS and USA GAAP basic knowledge
Ability to communicate English and Spanish (fluent)
Proficient in Microsoft Office (Word, Excel, PowerPoint and Visio) and knowledge of ACL
Willing to travel up to 50%

100

Asst Manager Internal Audit Resume Examples & Samples

Professional Certification (CIA, CPA, Chartered Accountant, CISA, or equivalent)
A minimum of 3 + of experience in internal audit, internal audit services and/or public accounting, including supervisory experience. Entertainment industry experience, hands on knowledge of Teammate Audit Management software a plus
Strong leadership and must possess strong team building skills

101

Manager Internal Audit Resume Examples & Samples

An efficient Internal Control System is set up and its application is ensured by the responsible management
The set objectives of the company management have been fulfilled
Internal standards have been observed
Legal and regulatory requirements have been satisfied
Company resources have been used in an economical and efficient manner
Company assets have been safeguarded

102

Manager, Internal Audit Resume Examples & Samples

Manages and executes independent reviews and evaluations of operations and activities to assess the reliability and integrity of internal controls over financial and management reporting
Assesses compliance with policies, laws, and regulations
Designs and reassesses the scope and objectives to ensure appropriate audit coverage
Reports on project progress and status, including budget and milestone tracking
Concludes on the adequacy of management’s processes and internal controls to mitigate risk
Provides input to the development of the annual audit plan based on the annual risk assessment that addresses the key areas of risk and opportunity within the company
Assists in the Sarbanes-Oxley 404 compliance program by performing validation of management’s testing
Performs independent testing of high-risk key controls and provides support to the SOX Coordinator as appropriate
Develops an effective working relationship with senior management to ensure RAAS is viewed as a partner for managing risk
Provides supervision, training, and coaching to staff on an ongoing basis
Undertakes relevant training, networking, and studies as required to ensure continuing professional development

103

Manager, Internal Audit Data Analytics Resume Examples & Samples

Bachelor’s degree in Accounting, Finance, IT or related field; Data Analytics, Data Science or similar degree a plus
7+ years experience in IT, Accounting, Finance, or related field
3+ years (indirect or direct) supervisory/leadership experience -OR- 3+ years experience leading medium to large projects or initiatives
MBA or other equivalent advanced degree or professional designation (e.g. CPA, CIA, or CISA) preferred
Proficient in the development and use of data analytics technology and tools (e.g. ACL, SQL, SAS, Oracle, DB2, SQL Server, Tableau, Spotfire and Qlikview)
Proven ability to conduct detailed root-cause analyses, extract and integrate multiple data sets, generate insights, and develop innovative, practical and cost-effective business solutions
Strong relationship builder with demonstrated ability to effectively interact at all levels
Excellent verbal and written communication skills, with a demonstrated ability to adjust message to fit specific needs of target audience
Keen attention to detail and strong project management skills

104

Manager, Internal Audit Resume Examples & Samples

Develops, implements and reviews comprehensive audit plans and activities
Leads and performs special projects and investigations as appropriate
Leads Canon's external auditor support to provide a cost savings for performance of the annual financial statement audit reviews
Leads audits that analyze operational functions to identify risk factors and improvement opportunities
Recommends potential areas for future audit efforts and assists the Director of Internal Audit
Manages and performs performs analytical procedures to identify outliers, identify creative insights, and identify value
Leads audit exit meetings and recommends corrective action
Bachelor's degree in accounting or information technology and a minimum of 7 to 10 years public accounting, private (corporate) auditing, IT, or analytics experience
CISA is a plus
Analytical skills savvy (data analytics)
Excellent interpersonal/written/oral communication skills
Experience managing teams
Flexibility to travel as necessary (approximately 15% as necessary)
Excellent knowledge of auditing/accounting standards and procedures

105

Manager, Internal Audit Resume Examples & Samples

Manage multiple audits/projects according to importance. Demonstrate the ability to be flexible and think “on your feet” when priorities or situations change, and act accordingly
Demonstrate the confidence and communication skills to work with and present information directly to high-level management within all functional areas of the organization
Demonstrate independent, original thinking in the completion of all aspects of audit work to ensure effective audit coverage in an efficient manner
Manage performance and development of the Internal Audit team, including performance planning and review, coaching and development guidance, and compensation
Anticipate and plan the resource needs of the team and ensure the effective selection of high quality associates
Develop continuous improvement of the SOX program, focusing on optimization and efficiency, including key controls, testing approach, coverage tools, etc
Assist in building and maintaining a partnership relationship with management to develop and maintain cost-effective, efficient systems of internal control
Coordinate and liaise with our applicable outsourced providers including external auditors, vendors, etc
Building relationships with the business to understand strategies, goals, changes, and adjusting audit approach/plan accordingly
Conduct ongoing review of work papers and audit projects
Research and stay current on new technical literature applicable to internal control (e.g., PCAOB, SEC guidance, etc.), emerging trends and best practices
May also perform additional duties as assigned
Bachelor’s degree in accounting, business or related field
4-6 years of broad diversified experience in public accounting, internal audit or related business experience
2+ years of supervisory or management experience
Strong communication (both written and oral) and presentation skills
Ability to communicate well and understand business problems in a short timeframe
Independence of thought in sound judgment relating to business needs
Demonstrated commitment, self-motivation, and drive
Possess strong interpersonal skills and the ability to sell the business reason for the change (strong influencing skills);act as an agent of change while maintaining appropriate level of independence
Ability to work in a fast-paced, competing deadline driven environment
Knowledge of Sarbanes Oxley requirements
Possess knowledge of internal audit guidelines and practices as established by the Institute of Internal Auditors
Have business and accounting knowledge to evaluate business process and ability to effectively communicate this to all levels in the company
Excellent analytical, critical thinking and decision-making skills
Flexible; able to quickly adapt to change
Demonstrated leadership and interpersonal skills
Maintain a high standard of discipline and professionalism
Ability to think creatively and initiate new ideas or solutions to business issues

106

Senior Manager Internal Audit Resume Examples & Samples

Assists the CAE with the completion of Enterprise Risk Assessment activities
Oversees and plays an integral role (as appropriate) in planning, leading, and executing assurance, advisory, and SOX auditing activities
Bachelor's degree in a business-related major (i.e., Accountancy, Finance, Business Administration, Management Information Systems, etc.) and 10-14 years of professional work experience in the industry
Relevant certification (i.e., CPA, CIA, CCSA, CFE or other relevant / suitable certification) is a plus
Full knowledge of IIA Standards and / or AICPA standards
Mastery in auditing skills and well-versed knowledge of audit practices for key areas of the business
Proficiency in PC-based computer systems, including Microsoft Office programs and Visio. Knowledge of audit software such as Teammate AM and ACL is a plus
Previous experience with a medium to large scale publicly traded corporation required
In addition to the core knowledge and skills noted above, the Senior Manager, Internal Audit should have the following areas of knowledge

107

Manager Internal Audit & Internal Controls Resume Examples & Samples

Given upcoming critical demands on the Director and VP Internal Audit, the Manager role is responsible for increased interactions with business and finance leadership in sharing status of key projects and initiatives, best practices and industry/company trends, value-added advisory services, etc. This includes delivering presentations at leadership meetings on key topics and results of audit and internal controls work
Assist the Director and VP Internal Audit in managing the Internal Audit co-source arrangement with one of the Big 4 Accounting firms. This role will also require hands-on auditing and control based testing procedures. Ensure appropriate strategic guidance, approach and methodology is provided to the co-source partner as well as enforce quality assurance process and procedure. Also, continuously monitor performance of the co-source partner including managing fees as agreed by statement of work
As part of the Manager role, responsible for providing internal control guidance in conjunction with the SAP upgrade including business processes, internal controls, security, segregation of duties, etc. A key aspect of the Manager role includes bridging the gap between business process and system design documents and internal control requirements. Key activities include drafting required documentation such as business process flows and risk and controls matrices through leading facilitated workshops with key members of the business and financial leadership teams
Responsible for performing and assisting in the Company’s initial global Internal Audit Risk Assessment and annual audit plan including identifying areas of significant risk, management focus and strategic direction
Other specific areas of internal audit focus for the Manager of Internal Audit include the Company’s establishment of an effective internal and operating control environment; SEC financial reporting and consolidation processes; SAP upgrade/implementation requirements; addressing risk-based opportunities for system, control and process enhancements; and the overall stand-up of the control and compliance infrastructure for organization
Five to eight years of business/accounting, auditing, finance experience with a dynamic and progressive organization, a mix of Public and Private Industry experience preferred
Prior Big 4 public accounting experience preferred
Can identify risks of non-compliance and risks to key strategies and can translate into audit and risk oversight activities. Able to effectively interact with all levels within the organization and influence outcomes and behaviors
Demonstrated ability to coach, counsel, train and develop skills of others; capable of growing leaders
Ability and willingness to travel both domestic and internationally when needed
Holds themselves and others accountable
Proactive in thought leadership of audit and risk oversight in the internal controls and financial reporting areas
Provides insight and influence in the area of internal controls and SEC financial reporting. Proven capability to effectively represent Internal Audit in interactions with Global Controller, Chief Accounting Officer; Associate General Counsel; Chief Compliance Officer; SVP Financial Planning & Analysis; CFO, and Deloitte

108

Senior Manager, Internal Audit Resume Examples & Samples

Lead multiple and concurrent projects in accordance with department standards for quality
Communicate audit progress and results to department and senior business unit management
Challenge Internal Audit to meet audit deadlines, metrics and the overall plan. Institute solutions and ideas that improve efficiency of execution to achieve the audit plan and schedule
Lead the development of the annual risk assessment and resulting audit plan
Identify and evaluate the risks/impacts associate with identified processes
Actively lead team development and performance
Develop and maintain relationships with senior and executive leadership throughout the organization to share knowledge, concerns, activities and events
Perform high level review of audit reports prior to delivery to ensure consistency and accuracy
Recommend changes to procedures to increase efficiency and quality
Educate and coach other auditors on audit principles and execution
Bachelor’s degree in accounting, finance, business or management information systems, or equivalent experience
Ten years of progressive audit experience, including management experience
Advanced knowledge of audit processes and standards to complete complex assignments
Analytical skills, decision-making and problem-solving skills
Ability to prioritize multiple projects and deadlines
Proficiency using MS Office tools
Certified Information Systems Auditor (CISA), Certified Public Accountant (CPA), or related certification

109

Manager, Internal Audit Resume Examples & Samples

Undergraduate degree in a business related field of concentration
Professional certification (CIA, CPA, CISA) and /or advanced degree (MBA) preferred
A total of five to eight years of business experience in audit, risk management, and/or compliance with at least three or more years of Internal Audit experience in a large global company is desirable
In-depth knowledge of audit practices, tools, techniques, concepts, and trends is necessary
Experience in auditing dynamic organizations undergoing transformation is a strong plus as is experience in auditing shared service entities and third party vendors
Excellent leadership, mentoring and problem solving skills
Experience in situations requiring tact and diplomacy and negotiation. Strong negotiation skills
Strong client focus and relationship management skills
Strong written and oral communication skills and comfortable in interacting with senior leaders
Good knowledge of IT controls and IT audit
Experienced in reviewing systems, processes and product change initiatives
Motivated by making things better; enjoys new challenges
Experience in implementing and supervising risk based audits
Global/international experiences a plus as is the ability to supervise staff and conduct audits remotely
Willing and able to travel globally and domestically
TRAVEL: 10% to 20%
To comply with all applicable laws, rules, regulations, and company policies
To exhibit ethical behavior in accordance with our Code of Ethics and Business Conduct
To complete required training within the allotted time frame

110

Senior Manager, Internal Audit, Americas Resume Examples & Samples

Oversee execution of the annual Internal Audit plan, including the annual Sarbanes-Oxley assertion and attestation process ensuring deadlines are met
Work closely with external auditors related to timing of Sarbanes-Oxley reviews and sharing of audit results
Assist with the development and training of Associate and Senior Internal Audit personnel
Review audit workpapers/results/reports to ensure that our internal controls and processes meet world-class standards and provide feedback in a comprehensive/efficient manner that provides clarity and direct guidance to all key stakeholders
Assist with the development of risk assessments and audit plans
6-7 years audit or industry accounting experience – CPA and public accounting required
Bachelors Degree in accounting or finance
Ability to develop high levels of credibility and forge solid and positive professional relationships with subordinates, peers and management are prerequisites to success in this position
Demonstrated leadership skills and focus on exceeding goals, results and deadlines
Superior communication skills specific to clarity and openness in order to drive the team to success
Ability to travel 15%, including international
Prior management/supervisory responsibilities
Ability to engage teams and develop skill sets that will benefit both the individual and the wider team and the ability to respond/react to the teams’ needs to make them successful
The ability to act with a sense of urgency in completing deadlines and actively/willingly create that same sense of urgency to pull the team through to successfully completing deliverables
Ability to create and foster a team environment whereby deadlines are met by aiding the team and assessing when to step in to meet deadlines
Comprehensive knowledge of technical accounting matters and internal controls
Strong communication skills on all fronts – verbal, written, etc

111

Manager, Internal Audit Resume Examples & Samples

Leads the overall planning, execution and reporting of audit projects; continuously evaluates the efficiency and effectiveness of audit strategies and proposes and implements improvements, as appropriate; is an excellent project manager; actively discusses results of audits and professionally gains concurrence with management
Demonstrates a thorough understanding of the company’s policies, systems, organizational structure; leverages this knowledge to provide quality guidance and recommendations to management
Coordinates with key stakeholders across the organization, including external auditors, internal auditors, business process owners, and senior management
Is a teacher and a mentor; actively manages projects in a collaborative, team-oriented manner empowering individuals to achieve high performance; supports team members development and overall career progression
Provides honest, candid feedback in a timely, constructive manner; offers real-time guidance and coaching on areas of improvements; actively manages issues as they arise
Drafts audit reports and key communications and supports development of materials to the audit committee
Leads and is a significant contributor to the annual risk assessment
Leads, facilitates, monitors and supports internal department’s programs and initiatives
Excellent interpersonal, analytical, problem-solving, and decision-making skills
Excellent verbal and written communication skills with ability to communicate confidentially with all levels of management
Strong project management skills; ability to manage multiple responsibilities and projects simultaneously with varying degree of complexity and timelines
At least seven (7) years progressive experience in performing financial and/or operational audits, preferably with big four accounting firms, major consulting firms, government contractor, or E&C company
Bachelor’s or master’s degree in business, engineering, information systems, computer science or related field
Experience with Federal Acquisition Regulation (FAR), Defense Federal Acquisition Regulation Supplement (DFARS), and Cost Accounting Standards (CAS) preferred
Relevant language skills preferred (e.g. Arabic, Spanish, Russian)

112

Senior Manager, Internal Audit Resume Examples & Samples

Lead and execute the complete project cycle including planning, risk assessment, fieldwork and reporting
Mentor and develop internal audit staff and manager
Support local management with counsel and assistance for improving the effectiveness & efficiency of business processes and controls
Lead process/technology evaluations against industry leading practices across industries and promote the use of best practices within the organization
Work closely with management to reduce project risk and establish highly functioning joint project teams
Bachelor's degree in Accounting, Finance or related area
8+ years of related business experience, including 4+ years within a formal management consulting or public accounting environment or public company internal audit or SOX department
Proven track record of leading and implementing core business strategy and improvement initiatives across multiple business lines and in multiple geographies
CPA, CISA, or CIA certification
Effective interpersonal and communication skills which are essential for interacting with all levels of the organization
Demonstrated understanding of the COSO Integrated Framework for Internal Controls
Experience with a large ERP system, preferably SAP
Must be able to work as an effective and contributing member of a team or independently as the need arises
Willingness and ability to travel 20% of the time to conduct audits/projects across the US
Must be legally eligible to work in the US on a full time basis for any employer

113

Manager, Internal Audit Resume Examples & Samples

Oversee the execution of tasks as prescribed by the test plan for internal financial, operational, and compliance audits in accordance with business policies and other regulatory requirements in an evolving corporate environment
Manage and mentor junior members of the department
Ability to interact effectively with employees across various departments and outside advisors
Ability to take direction and learn from others
Strong oral and written communication skills for presentation to management

114

Senior Manager, Internal Audit Resume Examples & Samples

B.S. in Accounting, Business Administration, Information Systems or related field, required
Professional certification (CIA, CFE, CPA etc.) or advance degree required
6+ years of related progressive experience
Insatiable curiosity about how things work. A willingness to keep asking questions
Excellent oral and written communication skills with the ability to interact with all levels of the organization
Working understanding of IT general computer controls and how they impact business processes
Ability to work with IT audit peers on integrated audit projects
Self-motivated, high-energy, proactive, strong work ethic and demonstrated "team player"
Ability stay current in emerging technologies, industry trends and innovative practices

115

Manager, Internal Audit Resume Examples & Samples

Assisting in investigations, including detection, investigation and documentation of findings
Responsible for assisting with developing and delivering training material used by third party service providers to execute service level agreements
Establish and maintain strong, collaborative relationships with internal customers and third party service providers to ensure timely exchange of information with third party service providers to ensure customer satisfaction
Monitor ongoing maintenance and effectiveness of department audit tools (i.e., facilitation software and Integrated Practice Management software). Research and prepare proposals for new tools that could increase effectiveness of the department
Assist with the development and execution of the annual risk assessment plan
Coordinate with the Internal Audit Director to manage publication of required reports (e.g. to the Legal Ethical Compliance Committee, Audit Committee)
Partner with the iT organization to develop and facilitate delivery of information, tools, and resources that support Internal Audit’s efforts in ensuring a strong systems control environment. Utilize strong business performance management skills - able to deploy and manage (use data to systemically monitor the progress of work against schedules, budgets, and quality standards) resources, and to achieve/exceed objectives in a dynamic operating environment
Perform other duties as assigned to meet business needs
At least four years of progressively responsible experience in corporate internal audit or public accounting firm strongly preferred
Lodging/ hospitality industry experience highly desirable
Strong relationship builder; experience working with outsourced partner(s) in a way that is seamless to the organization
Strategic thinker; processes information through a strategic lens and applies tenants of systems thinking/theory to issues/assignments yielding the expected outcome or innovation
Knowledge of operating procedures, controls and governances
Effective decision-making skills, can choose a prompt course of action amongst options involving uncertainty or risk

116

Manager, Internal Audit Resume Examples & Samples

Performing analysis of technical data, to provide reasonable assurance that internal controls over the design, installation operation and maintenance of Rogers’ IT systems and related projects/initiatives are effective
Provide leadership and guidance to IA staff on assessing technology control elements to mitigate technology risks regarding the confidentiality, integrity, and availability of the IT systems and data
Act as a Subject Matter Expert (SME) / Auditor-in-Charge (AIC) on concurrent Audit Engagements; and AIC on complex engagements
Timely preparation of Audit Engagement related documentation & reporting consistent with IIA standards
Leading/participating in update and closing meetings with senior management; and
Performing ongoing risk assessment during all the phases of an audit and identifying areas for future evaluation; also provides assistance in annual audit planning process
Strong sense of how technology supports the achievement of business objectives
Strong technology skills including experience with operating systems, security software, network security, telecommunications, database management systems, business and operational applications
Familiarity with IT controls/governance frameworks such as COSO, ISO 27000 series and CobiT Control guidelines
General knowledge of technology management disciplines including change and problem management, physical and logical security and ensuring continuous availability
Ability to multi-task, prioritise work flow and work under pressure
Superior organisational, analytical and communication (written and verbal) skills
Good skills in Microsoft Office products, and also data extraction and manipulation tools such as ACL or general purpose SQL tools

117

Manager Internal Audit Resume Examples & Samples

Identify and evaluate key risks and contributing to establishing audit scope
Organize walkthrough meetings and discussions with the purpose of developing audit test programs and identifying control issues
Conduct audit engagementsaccording approved work programs
Appropriately assess potential findings for significance
Carry out the quality assurance review of working papers and draft reports

118

Senior Manager Internal Audit Resume Examples & Samples

Develop strong working relationships and foster effective communications with audited units, business areas and internal audit management
Define the audit approach, scope and objectives for SSC and other operational audits using a risk based approach
Incorporate the organization’s risk profile and knowledge and insights gained from other markets and/or global initiatives into the overall audit strategy
Propose new audit techniques and procedures to improve effectiveness/efficiency of audits as well as well as our overall approach to audit delivery
Participate in the overall development and delivery of the annual audit plan
Coordinate with other risk functions to ensure alignment and create synergies where possible
Defines budget, timing, and staffing for SSC, operational audits and other internal audit projects
Manage the overall audit execution, from planning to reporting, with oversight of specific and simultaneous SSC and operational audits and internal audit projects
Ensure audit procedures and testing approach are sufficient to meet the audit objectives, including the evaluation of processes for effectiveness and efficiency and adherence to established policies and procedures
Define data analytics approach to be leveraged during planned audits and as part of continuous auditing
Provide direction and guidance to the audit/ project team in the field to ensure quality in the work products, including executing reviews of all work papers and ensuring audits and/or projects are performed within the time and budget allotted
Work closely with audit/ project team to define, sequence, and track audit project plan, status and reporting
Identify opportunities to strengthen the control environment, improve business processes, promote compliance with Laureate’s policies and procedures, applicable laws and regulations, and enhance performance across the organization
Prepare deliverables and/or reports for review by the Director or Executive Director, including include thematic issues, trends and other micro/macro level risks identified through the execution of the audits and other assurance-related activities
Present, discuss and follow-up on audit recommendations with management and continuously educate stakeholders on how audit initiatives and risk management can help them achieve their business goals and influence them to take action based on audit findings
Ensure adequate utilization of the team and take responsibility for coaching/mentoring and continuous development of respective teams, including ongoing assessment and completion of internal audit staff performance appraisals, promotion recommendations and professional development
Maintain timely communications with the Director or Executive Director on audit/ project status, relevant issues and other risk themes
Participate and/or leads other transformational projects on behalf of Internal Audit under the direction of the Director or Executive Director
Participate in ad-hoc advisory projects and perform other duties as assigned by either the VP of Internal Audit or Director or Executive Director

119

Manager, Internal Audit Resume Examples & Samples

Practical experience auditing financial reporting or accounting close activities
Business acumen and technical accounting expertise in insurance and/or investment management
Strong understanding of risk assessment, control analysis and audit methodologies
General understanding of Sarbanes-Oxley requirements
Experience working effectively both independently as well as in a team environment
Ability to partner effectively with management, external auditors and control partners
Bachelor’s degree in Accounting/Finance is required
Masters in Accounting or CPA is required
Audit specific certifications, such as CIA or CISA, are a plus

120

Assistant Manager, Internal Audit Resume Examples & Samples

Understands and applies MFC audit methodologies and IIA Standards -
Understands, keeps abreast of changes to, and applies auditing concepts
Effectively performs walk throughs and test procedures by gathering and analyzing data appropriately
Develops good working knowledge, including understanding of policies and procedures, of the specific business process tested
Considers evidence and explanations with appropriate skepticism
Effectively uses data collection and analysis tools and techniques (e.g. ACL)
Identifies appropriate and relevant controls during the walkthrough process
Develops test procedures appropriate to meet test objectives and effectively performs complex test procedures by gathering and analyzing data appropriately Identifies control deficiencies and formulates preliminary audit issues in "All Issues Report"
Develops findings that are aligned with business risks
Prepares complete, accurate, easy to follow, thorough and reperformable working papers
Assists other team members in preparation of high quality working papers
Able to deal with lower level client confrontations independently resolves minor concerns with peers and team members and escalates significant issues to manager
Demonstrates a high level of self motivation
Approaches work with a positive "can-do" attitude
Actively coaches and mentors on the job
Develops knowledge and skills of other team members to their potential
Gives clear, timely, constructive feedback (positive and negative)
Able to multi-task on individual jobs
Consults with Manager/Director as needed to deal with change/uncertainty
Manages projects/assigned tasks within time budget and target dates and raises identified issues to Supervisor/Manager
Assists Manager in leading audit staff
Plans work considering client schedules
Effectively coordinates questions to the auditee to avoid unnecessary disruptions
Communicates clearly, concisely, and with insight
Able to handle difficult situations/people
Assists in presenting and writing audit findings and recommendations

121

Manager, Internal Audit Resume Examples & Samples

Day to Day management of multiple audits/work papers/findings/documentation, team development, mid-level management interaction during audits
Development of audit program / test approach with support from Director
Preparation of audit findings – Manager with execution support from the team and review support from Director

122

Senior Manager, Internal Audit Resume Examples & Samples

Develop the audit plan, with primary consideration given to the Enterprise Risk Management framework
Prepare relevant reports on work performed by Internal Audit Division (IAD) to the Audit Committee
Maintain division’s standards as described in IAD’s Manual and the Standards for the Professional Practice of Internal Auditing
Mentor IA staff, lead audits and review work performed to ensure achievement of and compliance with performance standards and objectives
Prepare well-written audit reports for submission to SPH’s management and Audit Committee

123

Manager, Internal Audit Resume Examples & Samples

Primary Job Functions
Minimum of 5 years of prior audit experience, preferably through a combination of an Internal Audit Department of a multinational and the Big 4
Skilled in auditing and consulting as well as best practices for business processes, financial accounting and reporting risks to ensure compliance with GAAP and external reporting requirements
Strong working knowledge and experience with enterprise applications, such as SAP, GRC. etc
Ability to understand, document, and analyze business processes from a control and operational perspective
Knowledgeable with regulatory compliance security standards: Sarbanes-Oxley Act of 2002, Federal Information Security Management Act of 2002, European Union Compliance, ISO IT, etc
Very strong knowledge of Information Technology General Controls (ITGCs) and experience/training in principles and techniques of Information Systems auditing
Ability to apply the COSO/COBIT internal control framework principles in audit planning and execution
Ability to effectively use a broad range of tools to support audit work, including data analysis, benchmarking and business research tools
Ability to learn and follow the Internal Audit processes and ensure team operates within the guidance
Good understanding and experience with cybersecurity
Understanding of management principles and the ability to recognize and evaluate deviations from good business practices
Ability to maintain effective relations between auditors, auditees and other internal stakeholders, and effectively communicate audit results to a wider, non-technical audience
Innovate and build/improve/streamline internal audit and business processes
Familiarity with organizational and strategic planning, experienced in disaster recovery risk avoidance, operational response coordination, design and implementation of security architecture deploying new and emerging technologies
Exposure to data analytics tools (e.g., ACL, GRC)
Solid critical-thinking skills
Excellent oral and written communications skills, listening, interviewing, fostering open communications, facilitating and influencing
Ability to execute engagements projects timely and under budget
Ability to be agile in a dynamic fast-paced environment
Ability to multitask and successfully conduct and complete various audits and/or projects
Innovative
Demonstrates that people matter
Looks for ways to innovate and improve
Acts with confidence. Has a point-of-view
Demonstrates professional skepticism
Maintains integrity
Ability to fluently speak, read, and write English
Travel up to 10-15% in the US / internationally
Effectively plan, coordinate, conduct, and timely complete engagements in accordance with the Audit Plan
Utilize established audit processes
Supervise the work of auditors or contractors
Ensure the adequacy, effectiveness, and efficiency of policies, procedures, and internal controls as they relate to the IT infrastructure and Business Application Systems or business processes
Manage staff member in Asia
Effectively operate in multiple time zones (primarily US and Asia) by coordinating and interfacing with the global audit team and internal customers
Keeping abreast of the evolution of standards and regulations through training, publications and seminars,
Maintaining the necessary technical proficiency through membership and participation in professional audit and security related associations/societies, and attendance at seminars and training courses

124

Senior Manager, Internal Audit Resume Examples & Samples

Demonstrate exceptional communication skills, both written and verbal, that demonstrate the ability to speak the language of the business not just ‘audit speak&#8217
Prove your ability to work both independently and in a team environment, shifting between the role of an individual contributor, team player and project manager
Exhibit strong knowledge and experience with Microsoft SharePoint, Microsoft Office applications including Excel, Access, Word, Project, Visio and a data analysis tool such as Tableau

125

Senior Manager, Internal Audit Resume Examples & Samples

BS Degree in Accounting or Finance
CPA required. CISA, CITP, CFE or CIA are encouraged
Minimum of 10 years of experience in a public accounting external/internal audit role with relevant SOX experience
Ability to travel internationally, potentially up to 20%-30% travel at times
Advanced experience with data mining/data analytics techniques and tools (Tableau/IDEA or ACL)
Advanced experience in conducting complex internal investigations
Moderate experience in performing Information Technology General Computer Controls audit procedures
Minimum of 10 years of experience working with US GAAP and Sarbanes Oxley
Minimum of 10 years of experience in a PC and network environment with Microsoft Office suite of products (Excel, Word, PowerPoint)
Experience performing internal audits
Continuous auditing and data analytics
Self-confidence and solid communication skills
Team-oriented and an ability to direct and influence resources without direct reporting relationships
Strong aptitude for using financial systems and developing appropriate management reporting
Good working knowledge of PC and network environment, word processing, database and spreadsheet software
Proven ability to produce desired results by leveraging resources and managing projects effectively
Ability to communicate issues effectively and confidently at all levels of the organization, both orally and in written form
Experience performing IT audits
Exposure to international environment and complex organizations a plus

126

Assistant Manager, Internal Audit Resume Examples & Samples

Manage audit assignments within time budgets and target dates
Understand and agree with management the risks being managed by business unit, develop risk management objectives and audit programs to evaluate these risks
Present findings and recommendations to business unit management; resolve contentious issues and reach agreement on appropriate solutions to risk management and operational efficiency issues
Participate in high risk project committees
Participate in various assignments as and when directed by the Group CIA

127

Manager, Internal Audit Resume Examples & Samples

Manages and/or executes all aspects of cross-functional audits, projects, in-line with the annual audit plan. Responsible for conducting interviews, walk-throughs, and performing reviews to identify key business risks, internal control and/or operational improvement opportunities in-line with COSO standards
Provides guidance and oversight to team members upon review of audit work papers to ensure sound judgment is applied and the appropriate level of work for the risks identified is performed
Bachelor Degree in Finance or related field required or an equivalent combination of education, training, and experience
Big 4 or CPA firm experience strongly preferred
CPA,CFE, CIA and/or CISA professional designations are strongly preferred
Professional audit experience in a corporate setting with at least 7 years of direct audit experience

128

Manager, Internal Audit Resume Examples & Samples

Public accounting, internal audit or directly applicable experience required
Basic understanding of internal auditing standards, COSO and risk assessment practices
Expertise in Word, Excel and PowerPoint
Experience in performing multiple projects and working with varying team members
Willingness to maintain knowledge of current accounting and auditing practices through continuing professional education

129

Assistant Manager Internal Audit Resume Examples & Samples

Timely execution of risk-based internal audits in accordance with the annual audit plan
Determine the scope of review in conjunction with the Audit Manager
Support the preparation of risk-based audit programs
Perform financial and operational audits, utilizing independent judgment and discretion
Conduct audit testing, identify reportable issues and dimension of risks, and provide audit recommendations
Comply with the audit guidelines, ensure the appropriate procedures are followed and documented in accordance with Cigna internal audit methodology
Determine compliance with policies and procedures and regulatory requirements
Communicate audit findings to management and draft the audit report for Audit Manager’s review
Follow-up the resolutions of audit issues and report progress in a timely manner
Participate and support ad-hoc projects such as management request
Assist in other tasks as assigned by Audit Manager
Bachelor or Master Degree in Accounting, Finance or related field
Minimum of 5 years working experience in auditing
Experience in the insurance or financial service industry and Big 4 firm will be an advantage
CPA, CIA qualification is a plus
Good understanding of internal controls, and internal audit standards, practices and techniques
Effective written and verbal communication and interpersonal skills
Ability to adapt quickly, flexible, and multi-tasking
Comfortable working independently as well as in a team

130

Analytics Audit Manager, Internal Audit Resume Examples & Samples

Use knowledge of company/industry practices and processes to provide strategic direction to audit/analytics staff on the use of analytics for audit planning and throughout the audit as well as other reviews and projects
Ensure department leadership is kept informed of the status of key items, any necessary escalations or decision points, and is appropriately engaged in providing direction or approval as necessary
Manage the day to day operations of the core data analytics team including scheduling resources, managing project work, answering staff questions, interfacing with other groups that leverage Internal Audit analytics (such as Compliance), overseeing the timely completion of quality analytic work on each audit, etc
Communicate status of key projects to clients and lead and escalate issues or concerns in a timely manner
Lead meetings with audit management and business units and facilitate an understanding of the overall audit scope as it relates to data analytics to the clients and the audit team/audit management
Provide strategic direction on the execution of the analytics strategic plan which includes, but may not be limited to expanding analytics for use in planning and continually enhancing services provided by the data analytics team including training on analytics and analytical tools, data pulls, etc
Work with the audit teams to understand the area being audited and the audit objective in order to be able to synthesize understanding of processes and related data into specific, actionable requirements to enable effective execution of analytics projects
Provide insight and guidance on the interpretation of reported exceptions/analytics outputs so that appropriate actions can be taken by Internal Audit and business partners
Work with the audit leads to draft high quality reports as it relates to the results of the analytic work
Provide timely job evaluations and administer constructive feedback to the analysts and other members of the audit teams as applicable
Maintain up-to-date knowledge of business and profession (analytics, analytical tools etc.)
Ability to tactically assign staff to project and supervise the completion of work
Establish and maintain coaching relationships with junior staff
Manage the interrelationship between the various functions
Ability to multitask by supervising audits, leading/participating in special projects and other assignments, and managing reporting staff at the same time
Develop skill sets by meeting required training and obtaining advanced degrees and/or certification pursuant to department guidelines (reference training guide)
Bachelor’s Degree (e.g., Technology, Analytics/Statistics, Accounting, Finance, Business or related fields)
7+ years related experience
Demonstrate excellent verbal and written communication and exhibit strong partnering skills and ability to interact with various levels of management and external stakeholders
Ability to foster a positive work environment by soliciting feedback from teammates
Experience developing and communicating project specific requirements
Experience working with large complex data sets, drawing conclusions and reporting findings
Excellent partnership and influencing skills and the ability to be effective in a matrix environment
Experience in Financial Services, Banking, Credit Card or Public Accounting preferred
Individuals that have achieved professional credentials, or working toward professional certification preferred (e.g., CAP, CPA, CIA, CISA or other relevant certification)

131

Engagement Manager, Internal Audit Resume Examples & Samples

Supervises an engagement team to conduct audits across operational, financial, regulatory, and/or technology areas, which may cover business units from Comcast Corporate, Comcast Cable, and NBCUniversal. Out-of-town travel approximately 50%
Planning: Proactively leads the team in planning project scope and timeframe, based on client meetings, research and background information, risk assessment, and scope areas identified by the engagement team through the research and planning stage. Assists in leading the team in presenting project plan to CAAT and Business Leadership
Execution: Responsible for managing team to complete execution of the audit. Keeps team on track to complete assigned scope areas and ensures that key controls are tested and all significant risks are addressed. Supervises engagement staff member's interactions with business management and helps team members to resolve issues
Reviews or prepares details of plans for performing individual systems-related audits including objectives, procedures, budgets, and schedules
Manages the activities of assigned audit team members by clarifying audit objectives, approving individual procedures, interpreting policy, and assisting in the resolution of unusual technical problems
Analyzes actions initiated or proposed in response to audit recommendations. Monitors the completion of corrective actions and, as necessary, advises management of non-compliance
Manages the life cycle of technology audits, which assess the design adequacy and operating effectiveness of technology controls. Ensures proper focus, pace, and execution of all audit activities
Establishes working relationships with key technology personnel throughout the Company to sufficiently to gain respect and understanding while maintaining an objective focus
Manages Internal Audit resources throughout each project, including the on the job training and development of Internal Audit staff
Consistent exercise of independent judgment and discretion in matters of significance
Bachelor's Degree or equivalentin Accounting / Finance, with solid academic credentials
Minimum of 5 years progressively responsible experience. To include either knowledge of Comcast NBCUniversal operations or a combination of public accounting and/or internal audit experience
Professional certification (e.g., CPA) or advanced degree (e.g., Master's Degree) a plus
Willingness and genuine desire to tackle new areas and consistently challenging topics
Proficient in use of Microsoft Office suite (e.g., Excel, PowerPoint, Visio)

132

Manager, Internal Audit Services Resume Examples & Samples

Responsible for the delivery of Risk Management & Internal Audit Services to a wide array of clients, with a preferred focus on financial services
Determine internal audit scope, programs, criteria and procedures to fully execute internal audits
Lead and execute governance and risk management engagements
Document detailed process and control narratives and prepare findings
Engage in continuous knowledge development regarding rules, regulations, best practices, tools, techniques and performance standards
Manage project financials (i.e. budgets, WIP, timely billing, collection, variance recognition)
Execute transactions through the provision of client services including planning, budgeting, scheduling and coordinating engagements
Facilitate collaboration with client engagement team prior to commencement of client work to discuss roles and responsibilities, risk areas, materiality and deadlines
Identify ways to maximize the relationship with clients and deliver added value
Maintain high quality control by reviewing work done from other team members for accuracy and completeness; provide feedback to team members
Monitor project timelines against targets, adjust where necessary; advise clients of project status
Leverage team appropriately to ensure proper documentation is prepared for the client and procedures relating to the file are followed accordingly
Contribute to the development of new ideas and approaches to improve work processes
Attend internal MNP courses to further develop knowledge around performance improvement

133

Manager, Internal Audit Resume Examples & Samples

Provide strategic direction on audits
Provide strategic direction on the audit execution/testing strategy
Oversee the completion of entire audit (day to day management of the audit)
Complete detailed review of audit work completed by staff and/or approve Audit work (second level of approval)
Attend opening, findings, and closing client meetings (at minimum)
Draft high quality report and ensure findings and actions are well documented in accordance with department standards and identify and address the root cause of the issue
Communicate (explain/defend/negotiate) findings to clients
Provide assignment and direction to staff
Provide coaching to staff and complete staff evaluations
Oversee the follow-up of actions from the audit to ensure the client has taken appropriate action to address the issue
Complete questionnaires and walkthroughs
Identify Risks and Controls
Understand IT General Controls and data flows and ability to evaluate related risks and controls
Produce clear audit documentation
Ability to multitask as necessary
Participate in special projects or other duties as assigned
Effectively and efficiently manage a portfolio of audits and projects
Maintain and improve current knowledge of industry practices and competitive environment
Participate in development of annual audit universe and annual risk assessment

134

Manager, Internal Audit Resume Examples & Samples

Bachelor's degree in accounting or finance discipline, and 8+ years of related experience
Management experience leading audit projects
US Citizenship or Permanent Resident (Green Card) is required
Experience with Sarbanes-Oxley
Working knowledge of IIA Standards
Public Accounting or Internal Audit experience in multi-national public company
CPA preferred; CIA or CISA desired

135

Manager, Internal Audit Resume Examples & Samples

Conduct financial, compliance and operational audits to evaluate the adequacy and effectiveness of processes and controls. In addition, evaluate safeguarding of company assets, investigate irregularities, and assess compliance with company policies and government regulations
Responsible for preparing formal written reports expressing an overall opinion on the processes / functions being reviewed, providing valuable recommendations, and conducting closing meetings with management
Coordinate and schedule audits, defining audit scope and testing procedures and openly communicating with appropriate personnel and level of management for each function or activity being reviewed before, during and after the assignment
Ensure audit conclusions are based on a complete understanding of the process, circumstances, and risk
Ensure proper controls and accounting practices are in place for each affiliate / function audited
Develop productive working relationships with those Associates with whom you interact
Craft / maintain a very positive image of the audit function by providing beneficial services
Effectively lead your assignments to ensure objectives are achieved and work is completed within established time frames - including writing a clear and concise audit report with an agreed-upon management action plan with due dates and identifying individuals responsible for implementation
Consistently Identify profit improvement and cost reduction opportunities
Bachelor's degree in accounting, business administration, finance, and or other business related field required
5-9 years of cross-functional auditing, accounting, financial reporting, and operational experience
Deep understanding and hands-on experience reviewing accounting records and financial reporting packages, under US GAAP and/or IFRS requirements required
Proficiency understanding auditing and improving process efficiency and internal controls required
Analytical with strong initiative and leadership capabilities. Able to influence management and deliver valuable audit-related action items required
Self-confident and able to build partnerships with various levels within the organization and business unit personnel with diplomacy and tact
Positive mind-set and creative thinking - always looking for improvement and cost saving opportunities
Strong communication skills to function effectively in teams, one-on-one situations, presentations, effective writing and listening skills, etc. required
Ability to quickly identify problems, develop practical solutions, make good judgments and decisions, and act accordingly
Ability to work independently with minimal supervision or on a team

136

Senior Manager Internal Audit, IT Audit Resume Examples & Samples

Accountable for development and execution of technology audit plan for a business unit or several functional departments; adapts plans and priorities, under the direction of the Director, to address resource and operational decisions throughout the department
Manages the detailed planning, risk assessment, scoping, and resourcing of complex technology audit projects
Leverages best practices and knowledge to provide recommendations to improve processes to both customers and internally
Develops key metrics, trends, and strategic analysis of areas of responsibility and presents audit trends and results to department leadership and senior leaderships
Develops strong working relationships with intra-department Senior Managers and Directors to accomplish departmental goals and objectives
Supports Directors in providing leadership and communication across the department and company on a wide variety of programs, projects and initiatives
Provides technical and career guidance to partners
Technology auditing experience in a public audit firm or internal audit with a large multinational public company (10 years)
Audit leadership experience in a large multinational company operating in various Asian countries including China (5 years)
General technology and information security experience in a global, multinational company with increasing responsibilities
Practical experience of accounting processes and internal control
Excellent understanding of risk and control concepts related to information security, cloud computing, infrastructure, and host / network / database / application / service level controls
Strong problem solving and analytical skills
Deep knowledge of industry IT risk and control frameworks such as NIST Cybersecurity Framework, ISO27001, PCI DSS, NIST 800-53, and COBIT
Strong understanding of modern IT processes and development methodologies, such as Agile/Scrum and DevOps
CISSP, CISA, CISM or comparable industry certification preferred
Ability to interact with senior management and communicate at all levels of the organization
Strong understanding of risks, internal controls to mitigate risks and accounting process
Knowledge of Sarbanes-Oxley Act and related requirements preferred

137

Manager, Internal Audit Services Resume Examples & Samples

Evaluate business processes, procedures, risk and related controls in areas such as risk management, underwriting, premiums, policy administration, claims, reinsurance, investment management, financial reporting and information technology
Establish audit objectives and scopes that are focused on the most significant risks
Develop and execute audit procedures
Interact with various levels of management to obtain understanding of processes, risk and controls
Ensure audit procedures and conclusions are communicated and well-documented within agreed-upon time-lines
Provide executable recommendations that improve operations and controls
Draft clear and concise written reports and assist in preparing quarterly Audit Committee material
Evaluate the effectiveness of management's actions in response to our recommendations; monitor the status of these actions
Facilitate the sharing of best practices across the Company's entities
Work collaboratively and develop strong relationships with business units, operational executives, and managers
Coordinate with the Company's other internal and external assurance providers
Contribute to IA's annual risk assessment and plan development
Maintain adequate focus on personal growth; proactively seek relevant education and training
Strong desire to facilitate change, add value and succeed as a member of the Internal Audit Services team
Ability to "think outside the box" and evaluate processes to identify opportunities for improvement
Sound knowledge of property and casualty insurance and reinsurance operations
Ability to successfully collaborate and share information with other assurance and risk management departments
Strong interpersonal, communication, and negotiation skills
Sound understanding of internal audit procedures, testing and reporting standards
Ability to function in a team environment while assuming increased responsibilities within a dynamic and growing organization
Willingness to adapt to new circumstances, information, and challenges, with a positive "can do" attitude
Proficient in MS Work, Excel, Visio, and PowerPoint
Data analysis capabilities and experience with Global Risk and Compliance (GRC) software preferred
Strong work ethic, integrity and ability to work autonomously while effectively managing expectations
Degree in Accounting, Business Administration or Finance
Recognized accounting/auditing qualification (e.g. CPA or CIA)
7+ years of combined audit and finance experience, preferably with a property/casualty (re)insurance organization or public accounting firm

138

Manager Internal Audit Resume Examples & Samples

CPA, CIA, Bachelor’s Degree, CFE
At least 5+ years of experience in Compliance or Internal Audit, with strong understanding of Pharmaceutical industry risks and regulatory requirements defined by FCPA, UK Bribery Act, etc. is essential
Ability to lead others in the application of pharmaceutical industry standards and best practices to assess, advise, design, and/or recommend complex, global, regulatory compliance, risk management, and/or internal audit organization structures, policies and procedures

139

Manager, Internal Audit Resume Examples & Samples

Overall experience of a minimum of three (3) but no more than twelve (7) years must include internal and/or external audit experience
Certified Internal Auditor (CIA), Certified Public Accountant (CPA) or Certified Fraud Examiner preferred but not mandatory
Supervise 1-2 staff in the conduct of audits and reviews for certain engagements
Participate as a member of the audit team and report results directly to the audit Lead for certain engagements
Provide periodic updates regarding engagement status
Lead internal control improvement initiatives and assist in risk management projects
Assist in fraud-related investigations
Contribute to presentations in terms of both content and delivery to League and club management

140

Senior Manager, Internal Audit Resume Examples & Samples

Academic concentration in Accounting, Finance and Risk Management preferred. Other concentrations in Business would also be considered
Overall experience of a minimum of seven (7) but no more than twelve (12) years must include internal and/or external audit experience
Certified Internal Auditor (CIA), Certified Public Accountant (CPA) or Certified Fraud Examiner mandatory
Other certifications of Certified Fraud Examiner (CFE) or Certification in Risk Management Assurance (CRMA) are preferable but not mandatory
Work jointly with co-Senior Manager to develop and schedule annual audit plan
Plan, manage and complete all work program steps for League department audits, and member club and contractor reviews
Supervise 1-2 staff in the conduct of audits and reviews
Review audit findings with client and senior management
Draft reports for review by ARAS Senior Director or Vice Presidents
Conduct follow-up work, as necessary, to evaluate corrective action taken by management to resolve previous audit observations
Modify and/or recommend policies, as needed, for areas of compliance or process improvement
Candidate will supervise 1-2 NFL employees or full-time equivalents from an external vendor

141

Manager Internal Audit Resume Examples & Samples

Create audit objectives and procedures for scheduled audits and reviews. Plan, coordinate and conduct audits and reviews in accordance with Internal Audit Standards to ensure accurate and complete reimbursement services are provided
External audit assistance ~ coordinate the external auditor's financial statement internal control and substantive testing. Assist in the external audit financial statement internal control and substantive testing, completing assignments timely and in accordance with audit plans
Demonstrate team leadership through the presentation of respective areas of interest and new guidelines implemented that have an impact on the audit work performed by the department and providing guidance to team members as may be needed
Participate in department quality assurance efforts by planning weekly activities, reporting work-in-process, and completing administrative assignments in a timely manner. Additionally, assist in the completion of departmental monitoring reports for Internal Audit activities, and provide recommendations for supporting the department's associate engagement and Advocate's Behaviors of Excellence
Directly support the implementation and completion of the Audit Plan by delegating scheduled audits to direct reports
Bachelor’s Degree in Accounting or Finance is required
6 years public accounting experience or 7 years Internal Auditing and/or Accounting experience
Team Lead / Supervisor experience with ability to positively motivate and influence a team
Proficient knowledge of the COSO Internal Control Framework and International Professional Standards of Internal Auditing
Healthcare auditing or accounting experience
PC software proficiency (Microsoft Office Suite, research, etc)
Executive presentation skills
Strong analytical and project management skills
Ability to deal professionally with sensitive and confidential medical information
Ability to communicate audit results and deficiencies and make recommendations to management in a constructive manner
Some travel to Advocate Hospitals, Medical Groups and physician offices

142

Manager, Internal Audit Resume Examples & Samples

Leads the overall planning, execution and reporting of IT and non-IT audit projects; continuously evaluates the efficiency and effectiveness of audit strategies and proposes and implements improvements, as appropriate; is an excellent project manager; actively discusses results of audits and professionally gains concurrence with management
Is a significant contributor to the annual risk assessment in developing annual IT audit plan and performing risk assessments to support the audit plan and scoped audits
Ability to travel domestically and internationally (25-30%)
Strong knowledge of relevant control frameworks such as NIST, COBIT, ITIL and COSO
Strong knowledge and experience working with ERP applications such as SAP, databases such as SQL Server, Oracle and operating systems including Windows, Linux, networks (LANS, WANS), infrastructure and network security
Experience in leading teams testing IT general and application controls, cyber security vulnerability assessments, emerging information technology trends (e.g. cloud computing, virtualization etc.), System Development Life Cycle (SDLC) processes and ERP implementations
Understanding of business processes is preferred
At least seven (7) years progressive experience in performing IT, financial and/or operational audits, preferably with big four accounting firms, major consulting firms, government contractor, or E&C company
Bachelor’s or master’s degree in Information Systems, Computer Science, Accounting/Finance, Engineering, or related field
Strong knowledge of data analysis, including ACL, ACL scripting language, and SQL scripting is preferred
Experience with Federal Acquisition Regulation (FAR), Defense Federal Acquisition Regulation Supplement (DFARS), and Cost Accounting Standards (CAS) is preferred

143

Manager Internal Audit Resume Examples & Samples

Drive and review pre-planning, planning, fieldwork, and reporting for assigned reviews
Lead integrated audits including those related to Information Technology
Evaluate business processes and identify opportunities to improve their effectiveness and efficiency
Participate in the annual risk assessment and provide assistance in the development of the annual audit plan
Responsible for developing and maintaining schedules of resources
Lead and develop audit staff and provide technical training to staff where needed
Establish and maintain key relationships throughout the organization
Participate in assigned other tasks or special projects such as the review of system implementations, due diligence reviews, and other ad-hoc requests
Execute departmental strategic initiatives
Implement changes to the Internal Audit methodology and technology as required
Maintain staff by recruiting, selecting, orienting, and training employees; developing personal growth opportunities
Accomplish staff job results by coaching, counseling, and providing feedback to employees; planning, monitoring, and appraising job results; conducting training; implementing enforcing systems, policies, and procedures
Utilize data analytics to plan and scope projects
Bachelor’s Degree in Accounting, Information Technology, Finance or related Field required
CPA, CIA and/or CISA strongly preferred
7 or more years of relevant public accounting, internal audit, or other financial experience required
A basic understanding of IT processes and technologies preferred
Experience in Fortune 500 and/or manufacturing environment preferred
Experience managing and leading teams required
Strong command of GAAP and business process analysis required
Willingness and ability to travel up to 20% required
Experience with SAP implementations, SAP security or SAP administrator role is preferred

144

Manager, Internal Audit Resume Examples & Samples

Develops annual audit plan and annual audit time budget for assigned audit units. Ensures audit plans address the business’s key processes and risks
Directs and controls the execution of audits and other projects in accordance with the Annual Audit Plan. Ensures Audit work for quality and timeliness against professional standards and achieved within budget
Serves as a role model and champion for adapting and utilizing critical thinking and judgment skills throughout the audit department and as a means of conducting audit assignments and nurtures employee development in modeling these competencies
Ensure the overall quality, consistency, risk management and adherence to department and professional standards, identifying opportunities for audit process improvement
Ensures staff assigned as subject matter expert and liaison to bank functions maintain awareness of current events and emerging risks, and uses information to inform audit planning or changes to business risk profiles
Leverages knowledge and expertise of industry, emerging trends and Bank developments to actively participate in developing the Audit function strategic plan
Provides guidance and counsel to audit liaisons who are responsible for providing risk and control advice to local and System-wide operational or technology development projects and task forces
Actively participates as 4th District representative to System audit community competency centers, forums and projects to gain and leverage insights of emerging risks and best practices. Seeks opportunities to provide leadership or influence positive outcomes from the groups or projects
Sponsors special studies or projects by ensuring study/project is aligned with Bank strategy and objectives, clarifying decision making framework and business priorities, communicating business issues, and supporting the project manager(s) in bring the them to successful outcomes
Assists Federal Reserve Board Examiners and external auditors in examinations of the Bank and other Federal Reserve Banks
Adheres to the Bank's attendance policies through regular and prompt attendance
10+ years of related work experience
Professional license or certificate
Recognized Professional license and certifications include, but are not limited to
Certified Internal Auditor (CIA),
Certified Public Accountant (CPA),
Certified Information System Auditor (CISA),
Written communication skills
Oral communication skills
Specialized, technical skills
A combination of specialized experience, education and professional certifications in information technology may be used to differentiate the auditor as qualified to engage in information technology audits

145

Manager, Internal Audit Resume Examples & Samples

Manage and conduct internal audits to provide assurance regarding the proper functioning of financial and operational internal controls
Manage and conduct internal audits to provide assurance regarding Healthfirst’s compliance with regulatory requirements defined by the Centers for Medicare and Medicaid Services (CMS), the New York State Department of Health (DOH), the New York State Office of the Medicaid Inspector General (OMIG), and other appropriate regulatory bodies
Determine the scope, objectives and procedures for assigned audits, based upon the annual integrated audit plan and/or annual Compliance Risk Assessment
Monitor internal and external areas identified as high compliance risk for Medicare and Medicaid lines of business
Assist in oversight of several areas of the business with relation to Compliance, including all seven elements, and First Tier, downstream and related entity (FDR) oversight
Prepare accurate and well-written internal audit reports summarizing audit observations and recommendations
Follow up on corrective actions taken to address reported internal audit observations
Assistance in training staff and developing presentations to Senior Management and the Audit, Risk and Compliance Committee
Develop and maintain collaborative relationships with key business leaders and points of contact
Experience in finance, accounting or audit
Thorough understanding of internal controls, accounting, and Sarbanes-Oxley/Model Audit Rule compliance
Ability to prioritize multiple projects simultaneously
Comprehensive PC skills including Microsoft Office and Adobe Acrobat
Previous supervisory experience
Master’s degree from an accredited institution
One or more of the following certifications (or candidate), Certified Public Accountant (CPA), Certified Internal Auditor (CIA), Certification in Healthcare Compliance (CHC)
Experience with interpreting and implementing State and Federal Statutes and regulations, HMO policy review, health care research and investigation, and compliance program development
Familiarity with Microsoft AX/Great Plains, Workday, SAS, PowerMHS

146

Manager, Internal Audit Resume Examples & Samples

Support the development and execution of a robust Audit Plan for Operations within the Broker Dealer in accordance with Internal Audit standards, relevant government statutes, and regulations
Lead audit engagements from the planning stages through the reporting stages
Produce quality deliverables in accordance with both department and professional standards
Manage junior audit staff and perform human resource management activities including: identifying performance problems, developing plans for remedial action, evaluating performance, and interviewing and selecting staff
Attract, develop, and retain talent within the Audit organization
Establish strong relationships with senior leaders and related control groups
Use excellent communication skills in order to influence a wide range of internal audiences including respective product, function, or executive management partners
Hold entire team accountable for meeting deliverables, while adhering to Quality Assurance criteria and utilizing consistent methodology
Finalize audit findings and provide an overall opinion on the control environment. Communicate audit findings to management and identify opportunities for improvement in the design and effectiveness of key controls
Execute an effective program of continuous monitoring for assigned areas, including monitoring of key metrics to identify control issues and adverse trends
Participate in major business initiatives and proactively advise and assist the business with change initiatives
Stay up-to-date with evolving industry and regulatory changes that impact the business
Working knowledge of Broker Dealer Operations including, but not limited to, new account opening and maintenance, clearing and settlement, corporate actions, and retirement plan support
Demonstrated ability and success with interacting and influencing senior leadership, including executive management
Skill in managing associates, either directly or indirectly through audit engagements
Possess strong project management and interpersonal skills, makes sound decisions, and exhibits initiative and intuitive thinking
Consulted often by others for advice and opinions, recognized as a leadership role model
Strong analytical skills to assess the probability and impact of a control weakness
Enthusiastic, self-motivated, effective under pressure and willing to take personal risk and accountability
Ability to work well individually and in teams in order to share information, support colleagues and encourage participation
Bachelor’s Degree in Business Administration, Finance, Accounting and a minimum of six (6) years of experience in the securities industry as a business analyst, consultant or as an auditor with a certified public accounting firm

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Manager, Internal Audit Resume Examples & Samples

Manager, Internal Audit Resume Examples & Samples

Senior Manager, Internal Audit Resume Examples & Samples

VP, Senior Manager Internal Audit Resume Examples & Samples

Manager, Internal Audit Resume Examples & Samples

Senior Manager, Internal Audit Resume Examples & Samples

Senior Manager, Internal Audit Resume Examples & Samples

Manager, Internal Audit Resume Examples & Samples

Manager, Internal Audit Resume Examples & Samples

Manager Internal Audit Resume Examples & Samples

Manager, Internal Audit Resume Examples & Samples

Senior Manager, Internal Audit Resume Examples & Samples

Senior Manager, Internal Audit Resume Examples & Samples

Senior Manager Internal Audit Resume Examples & Samples

Senior Manager, Internal Audit Resume Examples & Samples

Senior Manager, Internal Audit Resume Examples & Samples

Senior Manager, Internal Audit Resume Examples & Samples

Senior Manager, Internal Audit Resume Examples & Samples

Senior Manager, Internal Audit Resume Examples & Samples

Senior Manager, Internal Audit Resume Examples & Samples

Senior Manager, Internal Audit Resume Examples & Samples

Manager, Internal Audit Resume Examples & Samples

Manager Internal Audit Ccar Resume Examples & Samples

Senior Manager, Internal Audit Resume Examples & Samples

Senior Manager, Internal Audit Resume Examples & Samples

Assistant Manager, Internal Audit Resume Examples & Samples

Senior Manager, Internal Audit Resume Examples & Samples

Manager, Internal Audit Resume Examples & Samples

Manager, Internal Audit & Controls, Glasgow Resume Examples & Samples

Manager, Internal Audit Resume Examples & Samples

Senior Manager Internal Audit Resume Examples & Samples

Associate Manager, Internal Audit & Controls Resume Examples & Samples

Manager, Internal Audit Resume Examples & Samples

Manager, Internal Audit Resume Examples & Samples

Senior Manager, Internal Audit Resume Examples & Samples

Assistant Manager, Internal Audit Resume Examples & Samples

Asst Manager, Internal Audit Resume Examples & Samples

Sn Manager, Internal Audit Resume Examples & Samples

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Manager Internal Audit Resume Examples & Samples

Senior Manager, Internal Audit Resume Examples & Samples

Manager Internal Audit Resume Examples & Samples

Manager Internal Audit Resume Examples & Samples

Manager, Internal Audit Resume Examples & Samples

Manager, Internal Audit Resume Examples & Samples

Manager, Internal Audit Resume Examples & Samples

Manager, Internal Audit Resume Examples & Samples

Manager, Internal Audit Resume Examples & Samples

Manager, Internal Audit Resume Examples & Samples

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