Trading Resume Samples

The Guide To Resume Tailoring

Guide the recruiter to the conclusion that you are the best candidate for the trading job. It’s actually very simple. Tailor your resume by picking relevant responsibilities from the examples below and then add your accomplishments. This way, you can position yourself in the best way to get hired.

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F Oberbrunner

Floy

Oberbrunner

1143 Darwin Green

San Francisco

+1 (555) 974 8263

1143 Darwin Green

San Francisco

Phone

p +1 (555) 974 8263

Experience Experience

San Francisco, CA

Trading Fees Controller

San Francisco, CA

Spencer-Turner

San Francisco, CA

Trading Fees Controller

Working closely with the global brokerage & clearing team in providing value added services to clients
Provide various scheduled and ad hoc reports to management
Provide detailed analyses on monthly, quarterly and yearly expense variances, define main drivers and support Business Unit monthly reporting
Provide detailed analyses on discrepancies
Working closely with the Global Brokerage & Clearing team
Working collaboratively with global Trading Fee Controlling group, global stakeholders, traders, clients and other departments
Manage relationships with external broker firms

Phoenix, AZ

Trading & Settlements Analyst

Phoenix, AZ

Pfannerstill-Balistreri

Phoenix, AZ

Trading & Settlements Analyst

Supporting Manager in optimising team performance through provision of ongoing, regular performance feedback to team members on both productivity and accuracy
Proves excellent knowledge of related bank systems; provides assistance in the implementation of process improvements
Assists in the implementation of validated process improvements
Develop and maintain positive and constructive working relationships with other teams within Wrap Operations and various internal Citi stakeholders
Facilitating management of training of new entrants and providing support to help them settle in and contribute to operation
Working with Team Manager to identify solutions if any SLA is under threat
Working closely with other relevant operations managers to ensure that process risks are minimised

present

Dallas, TX

Whole Loan Trading & Securitization Analyst

Dallas, TX

White, Cummerata and Pagac

present

Dallas, TX

Whole Loan Trading & Securitization Analyst

present

Managing vendor relationships, including working with Procurement on contract negotiations and managing vendor risk
Work with counter parties and legal to facilitate the negotiation and execution of confidentiality agreements and contracts
Track mortgage loan repurchase notices and work with legal on responses
Assist bankers with review of compliance diligence results, data integrity reconciliations, and collateral document reconciliations
Work with legal to help resolve loan level litigation
Loan inventory management
Hard-working and diligent

Education Education

Bachelor’s Degree in Finance

Central Michigan University

Bachelor’s Degree in Finance

Skills Skills

Excellent attention to detail
Excellent numerical ability
Thorough and meticulous with extreme attention to detail
Strong analytical skills
Attention to detail
Wide industry knowledge and understanding of the online travel business
Proven ability to deliver against business objectives and targets
Highly organised
Proficient in Microsoft Office Suite and Intermediate Excel Skills
Experience of building relationships quickly

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Trading / Service Specialist Resume Examples & Samples

May act as Branch Manager or delegate for the home office branch and further assists non-branch producing associates on a non-advisory basis
May supervise sales practices, oversight of the account opening process, the execution of their unsolicited orders and offering guidance/supervision in relation to other associated sales practice activities and requirements
Manages, reviews, and approves all non-branch producers' or clients' activity. Educates and guides the non-branch producer or client regarding services offered
Establishes and manages associate or client brokerage accounts while maintaining complete client information in accordance with internal and external regulations
May contact clients to review portfolios, provide information on investments and make suitable recommendations
May work to acquire additional assets that the client may have held away from the firm
May evaluates and approves all client new account forms
Places various trades while performing due diligence
Ensures firm and regulatory policies are followed within compliance standards
Fundamental investment concepts, practices and procedures used in the securities industry
Effectively communicating with clients
Operating standard office equipment and using required software applications (Advisors' Resource, Reuters, and SIS) to perform research and produce e-mails, memos, spreadsheets and reports
Identifying the needs of customers through effective questioning and listening techniques
Supervise and monitor suitability, concentration and investor profile alerts under the Supervisory Alert System (SAS) program
Analyze daily activity reports for sales practice, suitability and performance issues
Use independent judgment on a wide variety of monetary issues with potentially large liabilities to the firm
Use appropriate interpersonal styles and communicate effectively, both orally and writing, with all organizational levels
Bachelor's Degree (B.A.) or equivalent in a related discipline and a minimum three (3) years of experience in related field

Trading / Service Specialist Resume Examples & Samples

Act as Branch Manager or delegate for the home office branch and further assists non-branch producing associates on a non-advisory basis
· Supervise sales practices, oversight of the account opening process, the execution of their unsolicited orders and offering guidance/supervision in relation to other associated sales practice activities and requirements
Contacts clients to review portfolios provide information on investments and make suitable recommendations
Lead, train, and mentor Trading/Service Specialist I associates
First point of contact on any client escalations
Assist Manager on managing department workflow
Evaluates and approves all client new account forms
Advanced knowledge of investment concepts, practices and procedures used in the securities industry
Advance principles of banking and finance and securities industry operations
Bachelor's Degree (B.A.) or equivalent in a related discipline and a minimum five (5) years of experience in related field

Cib-market Risk-e-trading Resume Examples & Samples

Previous experience in market risk, technology or a trading discipline: minimum 5 years experience
In-depth knowledge of asset classes including Equities, FX and Rates
Understanding of market risk concepts and principles for example, VaR, Stress and Liquidity
Experience with control systems (electronic trading infrastructure, robotics, or industrial control systems) a plus
Expected to write or review all test cases (aided by existing BA as needed) based on functional requirement documents. QA or BA experience with Cucumber would help
Should be able to discuss examples of test cases
Able to multi-task, work autonomously and meet time sensitive deadlines

Amrm Supervisory Manager Fixed Income & Equity Trading Products Resume Examples & Samples

The ability to deal effectively with the trading desk and oversee daily operations
The ideal candidate will have proven ability to evaluate desk procedures and client communication for appropriateness
Able to identify potential risk areas along with daily monitoring of trading and business processes
Experience in supervising fixed income and equity trading preferred
Review of correspondence (including marketing materials - Review of incoming and outgoing correspondence (print, fax, e-mail)
Review and approval of daily trade activity blotter for regional teams
Suitability pre-review of transactions - Approve new accounts and provide guidance on OTC derivative transactions. Pre-trade product review, including document and authorities review for certain Foreign and local securities, New Issue and secondary issuance of equities, and Rule 144
Pre-approve clients for Private Investments and Hedge funds. Review client suitability and complete suitability checklist as appropriate prior to accepting orders
Errors- responsible for resolving order errors. This includes identifying circumstances, taking market action when necessary to resolve the error and completing the error reporting. The Supervisory Manager will assign responsibility for errors as necessary
Personal Trading and outside business activities — Coordinate that written consent of the Office of the Secretary is obtained before employees engage in outside Speaking activities: approve lectures or interviews prior to activity and maintain a log of the activity. Approve personal securities transactions for regional employees as required by firm policy. Review and resolve personal trading policy violations with Compliance and Regional Manager as required
Client issues -Review client inquiries, issues and complaints. Complete a thorough investigation and follow up letter to client when necessary. The Supervisory Manager involves Compliance, Legal, IM Risk Management & Control along with Senior Management in the process of reaching an appropriate resolution. Discusses with sales person and provides follow up memo or e-mail when necessary. Records resolution of problem
Education and training - Responsible for providing policy and procedural training to new employees, assist with continuing education requirements and provide special training as warranted on specific topics. Disseminate information relating to changes in policy and regulatory rules. Discuss compliance and new product lines with sales personnel. Coordinate annual Compliance training for regional team with Private Banking Compliance
Audits -The Supervisory Manager is the point contact for internal examinations conducted by Compliance and Internal Audit. Responsibilities include representing management in demonstrating adherence to internal policies and procedures, as well as providing all necessary documentation in accordance with internal examiners' requests

Cib-ib-macro Trading Resume Examples & Samples

Execution of the GCG and CEM China Strategy
Performance presentations (country reviews, business reviews etc)
New initiatives
Oversight of structured transactions
Oversight of control framework
Liaison with onshore and global management and support teams
Financial planning and budgeting
Day to day trading and sales issues
Client planning and tracking
Fluent in written and spoken Mandarin
Highly motivated, energetic self-starter who takes ownership
Good organizational skills - manages & prioritizes multiple tasks across different time horizons within deadlines
Good communication, interpersonal and influencing skills
Demonstrating personal flexibility
Developing business partnership: understanding the business/contributing to business objectives
Analytical thinking: seeing relationships between variables and applying reasoning to develop conclusions
Excel/PowerPoint knowledge key
Previous experience of Commodities, FX or Fixed Income would be helpful

Product Controller for Global Arbitrage & Trading Resume Examples & Samples

Production of daily P/L reports to be reviewed and signed off by the Front Office
Production of daily P/L decomposition
Reconcile to source and attest to the balance sheet
Provide daily, weekly, monthly commentary

Development Manager Trading Credit Resume Examples & Samples

Using different techniques and tools, designs technical solutions that meet business requirements and project life cycle deliverables including component reusability, data sharing and security
Coordinates design phases for small to medium projects/programs, identifying, tracking and resolving technical issues
Organizes and participates in walkthrough reviews of all technical specifications, programs and unit test plans
Develops, codes, documents programs of average to high complexity using different languages
Writes unit test plans and provides coordination and support of testing using different tools
Continually enhances skills and builds knowledge in all aspects of the organization, the business and information systems
Keeps abreast of new technological developments, especially within the enterprise Java landscape
Required: Proven competence and knowledge in the delivery of highly complex projects
Required: Minimum 5 years experience in a development role
Required: Up to date understanding of application development technologies and programming languages
Required: Minimum 3 years experience with the Java programming language
Preferred: Experience within the Capital Markets industry and understanding and literacy of financial products
Required: Knowledge of object oriented programming with Java
Required: Knowledge of middle tier Java development and experience with SOA technologies
Required: Familiar with and a proponent of unit testing with JUnit or similar tool
Required: Database and SQL knowledge (MS SQL Server, Sybase)
Preferred: Knowledge of Unix/Linux OS, including shell programming
Preferred: Knowledge of Tomcat and web services
Strongly Preferred: Spring framework and Java Persistence API

CIB Technology EQ Trading Resume Examples & Samples

Knowledge of Core Java development
Good understanding of patterns and other technical design standards
Experience of multi-threading: Java Concurrency
Knowledge of JVM optimization/memory management/garbage collection
Experience of messaging layers: JMS, Tibco RV, MQ Series etc…
Familiarity of distributed systems and managing system inter-dependencies
Experience with Test Driven Development (TDD) and approaches: Behavior Driven Development (BDD)
Development experience in a Unix/Linux environment
Familiarity with in-memory distributed caching technologies (GemFire, Coherence, etc.)
RDBMS skills, including database design, SQL development and query optimisation
Tools/technologies for managing real-time streaming data (KDB, Streambase or equivalent)
Web development using Java, Javascript, JQuery and HTML, Google Web Toolkit GWT
Unix shell scripting
Ability to build and maintain strong working relationships with demanding sponsors and stakeholders
Specific experience in the areas of position management, order management or real-time risk development for front-office users would be a strong advantage, but is not a prerequisite
Excellent verbal and written communication skills, able to communicate accurately, concisely and effectively in a global organisation

Platform Lead-trading Risk Core Techology Resume Examples & Samples

Software Development
Across platform including Hadoop, Vertica, monitoring, workload automation, SDLC tools
Develop tools across the technology platforms tools
Configure / administer tools across tools
Managed change control across platforms
Operations / Service Definition
Performs performance tuning to improve performance across multiple systems
Set-up / Configuration / Infrastructure management
Supports SDLC, code review, component configuration, usage
Provides technology platform management / Upgrades / Maintenance
Defining / configuring monitoring / alerting
24/7 3rd line support / Incident resolution / Debugging
Evaluate Change Requests
Professional with experience on large projects/programs with multiple applications with multiple interfaces and/or 3rd parties
Experience with high pressure complex stakeholder environments
Different design techniques (e.g. OO. Top-down, structured analysis, component-based design) and tools (e.g. Rational Rose)
Strong Communication/Collaboration Skills
Group / Department-wide Facilitation Skills
Conflicts and issue resolution and escalation
Familiar with Risk business strategy, needs and technology stack
7+ years coding skills in Java and deep experience with open source frameworks
Knowledge of data platforms e.g. Vertica, Hadoop
Current knowledge of industry best practice, direction and trends
Ability to engage in solution design across application, platform and infrastructure spaces
Comprehensive understanding of software lifecycle including development, testing, release management and production monitoring
Deep understanding of production systems and operations including real-time, code level monitoring, application, platform and infrastructure configuration including tools and industry best practice
LI-AT1

Trading Fees Controller Resume Examples & Samples

Month-end close activities (accruals, allocations)
Working closely with the Global Brokerage & Clearing team
1-3 years of relevant work experience
Strong analytical, communication, and interpersonal skills

Senior Analyst, Market & Trading Credit Risk Resume Examples & Samples

Maintenance and execution of established procedures relating to VAR, Basel II, as well as credit and capital usage
Participate in the development and implementation of improved operational procedures and control processes
Review and analyze daily Value-at-Risk reports to identify, address and resolve issues or discrepancies
Ensure reported measures are accurate, defensible and delivered in a timely manner for the Business Unit
Analysis of portfolio positions, data inputs and model assumptions impacting Risk calculations including VaR, back-testing, curve mapping for fixed income instruments and error log monitoring
Identify risk concentrations, limit or policy violations and other heightened risk situations requiring corrective action
Coordinate with other GRM units to ensure limit excesses are reported to the appropriate approval authority
Further firm-wide objectives of enhanced efficiencies, flexible reporting and professional risk analysis

Global Trading Business Manager, TLS Resume Examples & Samples

Project Management of specific strategic projects, in partnership with Global Trading leadership and business partners such as BPI, Legal & Compliance, RQA, etc
Process Improvements Work with TLS management and Business Partners to implement enhancements to our trading workflow processes and technology in response to regulatory environment and market structure evolution
Driving cross-Trading initiatives: Ensuring consistency across the Trading organization; for example, taking best practices from one trading area and driving adoption in other areas
Strong communication and interpersonal skills, with an ability to write and deliver presentations as well as coordinate amongst different levels of the firm
4 to 7 years’ experience in capital markets that translate into strong product knowledge in at least 2 product areas
Understanding of financial market structure and regulatory environment impacting financial markets
Ability to articulate and pull together a 3 to 5 year strategy vision
Excellent organizational, planning and time management skills including ability to function effectively within a fast-paced environment
Preferred: ability to work technology and operations to define business requirements that allow for front to back solutions for trading strategies
Sound judgment, professionalism and a high awareness of the importance of discretion and confidentiality
Confidence to drive consensus in decisioning among a group of senior traders
Minimum Bachelor's degree in Finance, Economics, Mathematics and/or computer science or related field
A strong understanding of buy side and/or BlackRock is an advantage

Brokerage & Clearing Trading Fees Controller Resume Examples & Samples

Reconcile internal trade details to broker invoices
Manage relationships with external brokers by providing payment details and assist with queries and reconciliations
Liaise with external broker counterparties with regard to commission discrepancies and resolve pending issues in accordance to monthly deadlines
Monitor outstanding receivables balances by broker and prepare aging schedules for Management
Manage provisioning and write-off process
Provide detailed analyses on expenses, volumes, and rates
Provide various scheduled and ad hoc reports to management regarding brokerage
Working closely with the Global Brokerage & Clearing team in providing value added services to clients

FX Trading Systems Developer Resume Examples & Samples

Working with Strats and the Trading Desk to understand their immediate and longer-term requirements, extending and enhancing their current technology solution to meet these requirements
Professional development experience: 4+ years
Strong core Java development within a service oriented architecture: comfortable with threading, inter-process communication, XML-based messaging
Communication: able to express ideas clearly and concisely
Experience C#
Knowledge of Foreign Exchange Trading syst

Algo Trading Resume Examples & Samples

Responsible for creating and managing marketing content for Canadian Electronic Trading clients
Work closely with Electronic Sales Trading team and Algo Group to conduct client-specific Transaction Cost Analysis
Analyze trading volumes, trading values and internal research reports to document and summarize trading activity to assist with generating reports for Management
Assist as needed with day to day tasks on the Electronic desk
Get coffee and lunches which provides an excellent opportunity to interact and develop relationships with members of the trading floor
Attend Canadian Electronic Trading meetings
Undergraduate or Graduate student in Business or Engineering program
Prior related work experience valued
Strong research abilities and excellent analytical and communication skills
Extremely motivated and able to take initiative in order to identify ways to add value and improve practices
Demonstrated problem-solving skills and the ability to multi-task and prioritize in high pressure environments
Ability to work independently, under time deadlines, with attention to detail
Proficient with the use of Excel/VBA, PowerPoint, Outlook and Bloomberg

Cib Trading Services Controls Team Associate Resume Examples & Samples

Strong project management capabilities; strong prioritization skills and an ability to deliver under pressure
Strong analytical / data analysis capabilities
Strong persuasion skills; Politely impatient, persistent individual
Proficient in the use of Microsoft Excel and Access
Experience interacting with trading desk personnel preferred

Trading Documentation Co-op Student Winter Resume Examples & Samples

Assist with preparation of documentation packages to be sent to counterparties to reflect new Regulatory and US Tax requirements
Follow up with counterparties by phone and e-mail and refer technical questions as appropriate
Highly organized with good attention to detail and very high level of accuracy

Senior Manager, Market & Trading Credit Risk Resume Examples & Samples

In-depth knowledge of repo, reverse repo, stock loan, prime brokerage and agency securities lending
In-depth understanding of Basel II,III and other current regulatory matters that influence securities finance risk
Basic familiarity with OTC derivative products including interest rate & equity swaps, credit derivatives, FX forwards
Knowledge of counterparty credit risk: Broker/Dealers, hedge funds, REITS, banks and insurance companies
Thorough understanding of RBC standing orders and policies
Thorough understanding of RBC risk, trading and client management systems: SFRS, RAZOR, ANVIL and CCMS
Effective communication among GRM Market Risk and Credit Risk globally
Identify potential risk process inefficiencies and initiate remedial action; and
Complete special projects and assignments in a thorough, accurate and timely manner

Whole Loan Trading & Securitization Analyst Resume Examples & Samples

Mortgage whole loan sales and acquisitions
Manage data rooms for bid and offering whole loans, including working with servicers and sellers to get servicing data, and working with diligence providers to get diligence data
Work with counter parties and legal to facilitate the negotiation and execution of confidentiality agreements and contracts
Booking whole loan trades; reconciling trust receipts; creating asset transfer, and assignment and assumption notices; and managing deal flows in PRISM and LMS
Jumbo Whole Loan Conduit Pipeline
Reconcile daily pipeline report
Identify loans that are ready to fund based on diligence and review of conduit pile line report
Monitor conduit inventory for early payment defaults and early pay-offs
Mortgage Securitizations
Manage legal review and distribution of securitization offering and marketing documents through Debtdomain and iDeal
Track mortgage loan repurchase notices and work with legal on responses
Report mortgage repurchase activity to Legal and Finance for regulatory reporting (15Ga-1 reporting)
Work with Legal in preparing responses to regulatory inquiries
Upload communications with ratings agencies to the 17g-5 site
Loan inventory management
Resolve mortgage assignment and satisfaction requests, and collateral document repair
Work with legal to help resolve loan level litigation
Reconcile MERS population and resolve MERS related issues
Diligence (Whole Loan Trading & Warehouse Lending)
Assist bankers with review of compliance diligence results, data integrity reconciliations, and collateral document reconciliations
Track and report on loans where collateral documents have been released on bailee
Mortgage Servicing
Monitor servicing transfers for whole loan buys & sales
Tracking mortgage servicing rights inventory and selling servicing rights to servicers
Additional responsibilities
Managing vendor relationships, including working with Procurement on contract negotiations and managing vendor risk
Coordination of Monthly Mortgage and Securitization Data Updates to PRISM
Reporting and administration of legal vehicles and securitization trusts used by Residential Finance
Mail Coordination & Invoice – Bill Payment
Degree in business or related
0-2 years’ experience in capital markets
Very strong MS Excel
Middle Office exposure a plus
Creative in solving problems
Hard-working and diligent
Self-driven
Enthusiastic
Quick-thinking
Able to juggle multiple tasks simultaneously
Articulate in oral and written communication
Cooperative; focused in achieving the group and client objectives

O&t-trading Analytics Developer Resume Examples & Samples

Kdb+ experience (>2 years)
Experience in implementing Front Office applications using q/kdb+ either as part of a service oriented architecture or through financial analytics/libraries
Must have concrete examples demonstrating what was delivered and clearly demonstrate individual role in development process
Experience with Unix based systems/perl/scripting required
Strong overall programming and analytical/problem solving skills
Practical approach to solving problems
Strong interpersonal skills and able to adapt to changes and a dynamic environment Java experience preferred
Experience with UI (Java or C#) desirable
Understanding of FIX spec/Equity business would be welcome
Experience in mentoring/training more junior staff would be welcome

AVP, Trading Book Data Analytics Resume Examples & Samples

Identification of material day on day and month on month changes in exposure profiles
Analyzing material movements to identify underlying issues
Communicating issues identified to impacted parties
Through sound project management, follow through issues from initiation to successful completion, working with third party teams where necessary
Produce and support lead in presenting monthly PSE pack
Provide support to Risk Managers in FIRM and GIRM
Through data quality identification, look to optimize exposure being reported
Experience of exerting influence in order to ensure that deliverables are met
Knowledge of the risks associated with trading book products including OTC Derivatives, Exchange Traded Derivatives and Securities Finance Transactions
A good understanding of OTC derivative product structures and pricing
An understanding of the calculation of PF for trading book products
An understanding of the legal agreements supporting trading book products
A proven track record of managing multiple priorities and dealing effectively with demanding business partners
Excellent people skills: ability to interact successfully with regulators, business partners, technology teams, our technical infrastructure groups and technology managers
First rate data analysis skills
A high competency level with MS Access/Excel/Project and SQL
Degree or post-graduate Qualification: MBA/Masters/PhD/Finance/Accountancy/Other

Ab Initio Developer for Global Trading P&L Resume Examples & Samples

Develop Abinitio, Shell Script, Java/J2EE, Oracle application software in accordance to Citi guidelines
Participate fully in the team development process including morning stand ups, code reviews, and task tracking
Provide maintenance support and development expertise on the current product
Participates in requirements gathering and system analysis
Carries out thorough unit, systems and integration testing as required to provide a quality product
Provide input to the design team
Provide complete documentation in the form of commented code, problem status information, and design documents
Accurately estimates the size and scope of the development effort as measured by the product delivery schedule
Bachelor's or Master’s degree in Computer Science or related field
3+ years of experience developing data intensive, critical applications in the Financial Services Industry
Strong experience developing software systems using ETL Tools (Abinitio, Informatica, DataStage…) & Oracle (SQL & PL/Sql) and open source libraries
Excellent Problem Solving Skills
Result Oriented
Strong self-motivated with the ability to learn quickly and be able to apply that knowledge effectively
Strong Object Oriented Analysis and Design experience
Experience with Unix Shell, BusinessWorks, Weblogic will be a plus
Knowledge of XML, XSLT
Comfortable developing in LINUX & AIX
Experience with Scrum or other agile methodologies
Test-driven development experience

Futures E-trading / Risk Developer Resume Examples & Samples

Spring (beans, integration, jdbc)
RDBMS (Sybase and/or MSSQL preferred)
Messaging (Tibco EMS and/or ActiveMQ)
Test Driven Development Desirable
Core C#
Web libraries (jquery/bootstrap etc)
Business knowledge in: o Futures o Trading Systems o Risk/Margin
Practical experience in analysis/design/implementation of successful projects in the Futures front office area
Flexible communication style for multi-geography stakeholder groups
Strong oral/written communication skills and ability to facilitate discussions
Quickly grasp/master new requirements and related knowledge
Manage tight deadlines or unexpected requirement changes
Ability to learn/understand technical implications of system design
Team player in solid/matrix reporting organisations
Willingness to ask questions, challenge the process and seek out answers
Ability to work independently, multi-task, take ownership and drive strategy

Flow Trading Specialist Resume Examples & Samples

Undergraduate degree in Business, Economics, Finance or Accounting (MBA desired) and at least 5 years relevant work experience in a Capital Markets / Brokerage Sales role
Bilingual English and Spanish required
Experience tailoring product solutions to an off-shore client base, Latam preferred
NASD Series 7 and 63 desired
Proactive core personality
Strong interpersonal relationship management and client service skills
Proven analytical skills and a knowledge of finance
Excellent verbal communication skills, ability to engage in concise, effective discussions
The ability to assimilate new information quickly and excellent conceptual analytical skills

Trading & Processing Specialist Resume Examples & Samples

1-3 years of relevant Branch operations experience
Series 7 and 66 licensed, for Registered BSAs
High School Diploma or equivalent required, College Degree recommended

Trading Credit Administrator Resume Examples & Samples

Updating of trading limits in aGlobal Trading Systemforcorporate clients
Occasionalfollow-up with account managers to ensure credits meet trading requirements
Responding to requests from traders, compliance, account managers and management regarding limit information and relationships
Providing relief in other Trading Credit Administration areas when required including filing, CLS flagging anddata clean up for ongoing projects
Attention to detail and accuracy is important for updates to trading limits
Ability to multitask- for recurring activities and ad-hoc requests of an immediate nature
Analytics- ability to query databases (strong MS Excel skill)
A Problem solver by nature and client focused- to support front office

Trading & Client Experience Manager Required Series Resume Examples & Samples

Demonstrate leadership within the group on a daily basis
Utilizing independent decision making to research and resolve more complex and difficult issues
Respond to inquiries on team related issues
Monitor and Coach job performance for quality interactions and appropriate production
Instill service to sales mentality into team and motivate for specific focus
Coaching for inbound and outbound service to sales/deepening, acquisition and retention
Execute on delegated projects and develop as determined
Provide direct supervisor with input into the review process
Involved in identifying and targeting areas in need of improvement and creating workable solutions to problems
Must be flexible to a dynamic environment of fluctuating business needs
Be responsible for driving sales, retention and growth of the business
Be responsible for branch compliance and supervision related matters
Demonstrated initiative in gaining knowledge and participating in departmental projects
Demonstrates excellence and “above and beyond” customer service attitude consistently in each customer service contact
Detailed understanding of the securities industry including equity and option trading
Outstanding problem resolution and training skills
Computer literacy including: familiarity with online services, PC skills; familiarity with Microsoft Windows environment such as PowerPoint, Word and Excel
Ability to interact with and influence multiple levels of associates, up to and including senior management both internally and other areas of the organization
Ability to motivate and gain the cooperation of others and confidently lead in areas of responsibility
Ability to identify key results and critical solutions that support position objectives
Ability to work on multiple projects simultaneously with little or no supervision/ direction
Ability to present concepts and gain support at the senior level of the organization
Ability to proactively initiate and support initiatives, which uphold all core values
Ability to make decisions that favorably impact the direction of areas of accountability
Extensive knowledge of general business principles
Ability to anticipate problems and create contingency plans
In collaboration with all levels of management, help develop goals for Customer Service and sets appropriate goals and objectives for managing department
Principle challenge is to proactively assist in both department and team development while meeting/exceeding customer expectations
Series 7 & 66 (63/65)
Series 9 & 10 preferred; if not currently held MUST be obtained within 120 days of start date
Education or Training Equivalent to BA/BS, preferably in business administration, finance or related field
Ability to resolve issues promptly in a dynamic environment
Ability to exercise sound judgment and independent decision making skills
Positive and professional attitude
Ability to work flexible shift assignments.<

Global Ficc E-trading Summer Analyst Program Resume Examples & Samples

Oversight and control of electronic trading
Able to remain calm under pressure, think clearly and react quickly
Posting Date: 10/01/2014

Trading Systems Resume Examples & Samples

2+ years of professional experience with C and C++ on UNIX
A strong knowledge of object-oriented design, data structures, systems and applications programming, and multithreading programming are a plus
Financial knowledge and project management experience are a plus but not necessary

Intern, Institutional Trading & Rebalancing Resume Examples & Samples

Receipt and action of cashflow requests from institutional and internal clients and implementing transactions within associated systems to ensure timely and accurate processing of all trading activity
Complete end of day reconciliation of incoming cashflows and maitain relationships with custodians, vendors, and partners
Maintain and update current procedures, as well as design and draft new procedures relating to operational processess. Able to manage daily responsibilities while participating on team projects
Daily processing of cash flow activities based on client requests and Russell initiated activity. Execute daily trading activities, assigned value added activities and other operational services in a timely, complete and accurate manner
Finance, Business Management, Mathematics, Accounting, Engineering, or related major
Junior or senior for the 2015-2016 year of college in the state of Washington
Ability to work approximately 20 hours per week during the school term, with Russell offering flexibility around breaks and exam period
Proficient with Microsoft suite, ability to learn other software applications
Proficiency with spreadsheet applications, data manipulation and database applications
Detail oriented with an eye for quality
Candidate should possess a team-oriented mindset and must be comfortable accepting assignments from a variety of people
Must possess the flexibility and willingness to perform various ad-hoc assignments
Willing to ask for help when needed and eager to offer to help others when appropriate
Demonstrated ability to think on your feet and make good decisions
Excellent interpersonal skills, unassuming ego and desire to work in a team based environment
Ability to transform functional tasks into process oriented execution

Trading Systems Resume Examples & Samples

Build a robust and scalable testing infrastructure
Explore technologies best suited to build this from the ground up
Build advanced automated test suites to exercise high performance applications
Work with the R&D and Quality Assurance teams to automate testing
2+ years of professional experience with C or C++ on UNIX
Scripting skills in Python, Perl, Shell or another common language

Global Rates & Rates Exotic E Trading D D Connectivity Developer Associate Resume Examples & Samples

Design technology solutions on different scales
Be mindful of cost / benefit analysis in everything they do
Advise management and project mangers on build or buy decisions - and will have autonomy to make these decisions within existing technical business context
Cut code to deliver enhanced etrading functionality across our suite of in-house components and applications
Be an expert on integrating in-house applications to existing vendor technology (OneTick, ION MarketView, RMDS etc.)
Produce documentation for other technologists, users and support
Develop and unit test software application modules using disciplined software development processes including waterfall and agile
Be involved in requirements gathering and business analysis tasks
Co-ordinate systems integration test with other teams
C++ - excellent core understanding and low-level programming experience
Experience in optimizing/profiling, multithreading
Strong RMDS/ OneTick time series DB knowledge
Test driven development
Experience of low-latency, high throughput systems
Java, C#/ WPF, Python, SQL, JSP, Unix Scripting
ION Trading, RMDS, 29 West
Business/technical analysis experience in a financial environment
Knowledge of electronic markets, execution and quantitative market making

Trading Fees Controller Resume Examples & Samples

Register Agent Bank invoices to Morgan Stanley systems
Maintain automated fee verification system
Reconcile invoices to payments
Analyze expense trends, spot and investigate variances

Fundamental Review of the Trading Book-capital Aggregation Analyst Resume Examples & Samples

Aggregate the Market Risk capital under the FRTB and calculate the capital impact using in-house systems and Excel spreadsheet
Analyse various components of FRTB Market Risk capital and understand their impacts under the new framework
Perform thorough analysis on the key drivers/contributors of the capital change
Perform analysis to respond to questions from risk managers, senior management and regulators
Assist in developing prototype of capital aggregation under FRTB for the QIS, which will then be used on an on-going basis until strategic delivery
Assist in compiling presentations for senior management of the model framework
Working knowledge of His-Sim VaR & Risk Sensitivities / Greeks
Understanding of VaR model framework
Proven organisational skills
Proven analytical skills with great attention to details, control mind-set to proactively investigating issues and develop solutions
MS Excel skills (including VBA)
Genuine interest in Market Risk, particularly VaR methodology

Development Manager Trading Credit Resume Examples & Samples

Leads by example, setting a high standard of integrity, work ethic, and quality
Setting a development agenda that aggressively delivers value to our business sponsors
Complete ownership of the product, including strategy, communication and financials
Work with peers to establish and maintain an effective technology landscape for Trading Credit & Liquidity Risk IT
Drive adherence to required processes and standards and ensures that all required documentation is accurate and up to date
Responsible for management of relationships with relevant software vendors
Ensure that employees understand RBC vision, as well as support and reinforce targeted behaviours that contribute to the RBC goals
Set direction and vision for the team with respect to the functions of our sponsors and within the overall department objectives
Provide focus and clarity in establishing individual goals, driving performance management, supporting career development and rewarding strong performance
Establish succession plan for own position
Required: Demonstrated leadership ability of a technology team
Required: Minimum ten years practical experience with large enterprise application development and or support
Required: Minimum of five years of experience with the following technologies
Knowledge of IT standards, methodologies, project life cycle and audit requirements
General knowledge of factors affecting business
Tends in the marketplace / technology
Preferred: Minimum of five years experience in the capital markets business
Preferred: Knowledge of trading credit, liquidity or market risk

Unauthorized Trading Resume Examples & Samples

Substantial experience building and maintaining flexible, dynamic and user-friendly data models
Experience in financial or risk modeling, preferably in a front office position
Awareness of investigation and auditing techniques
Track record of successfully working with and influencing stakeholders from a broad group of functions and levels
Proven ability to apply the highest standards of confidentiality and integrity
A deep understanding of statistical techniques coupled with an analytical and problem solving mindset
Inquisitive / persistent / tenacious / thorough. Driven to overcome all obstacles in order to resolve uncertainty
Excellent interpersonal and communication skills including experience managing complex relationships within a large organization

Cib-wltt-secondary Loan Trading Resume Examples & Samples

Work as a Developer as part of a team supporting the Front Office Suite application development / enhancement projects
Manage the software development activities, by partnering with Business Analysts to obtain Detailed Requirements & Functional Specifications; have accountability for the Design, Architect, Code & Unit Testing; and provide oversight for UAT and Release Management
Needs to be technically hands-on and coach/mentor team in implementing effective technical solutions
Partner with multiple global managers & leads in prioritizing work allocations to offshore team, and effectively delivering on the pipeline of work
Provide effective technical solutions with deep understanding of the end-to-end architecture and business processes
Adapt to Agile delivery process in partnership with teams in NYC / Chicago, where needed
Accountable for Functional & Technical Excellence of Offshore team
Must have 8 - 10 years of relevant IT experience
Proven track record of high quality software delivery, with hands-on participation
Exposure to project management process
Prior experience in leading teams and performance appraisal process
Strong communication skills. Effectively communicate with stakeholders at the required level
Strong negotiation and influencing skills
Strong inter-personal skills and people management skills
Strong analytics and problem solving skills
8+ years of Strong OO design and development principles using Java/J2EE Technologies
8+ years of Core Java, J2EE (Spring, Hibernate, JSP, Servlet, XML), JavaScript and Ajax
5+ years of Oracle SQL
Agile Methodology
Eclipse, Sub-Version, JIRA, Quality Center and MS Project
Familiarity with Batch processes and Unix scripts
Masters Degree in Computer and /or Information Sciences

Cib-automated Trading Specialist Resume Examples & Samples

Work with trading professionals in various countries to tailor pricing algorithms for individual currency
Look for unique automated trading opportunities in Asia to drive our trading revenue
Interest in market microstructures and quantitative FX trading in the Asia markets
Ability to think strategically and creatively when faced with problems and opportunities. Always looking for new ways of doing things and understanding the benefits of leveraging the firms scale

Trading Book Data Analyst Resume Examples & Samples

Analyze transaction structures and market data to identify root cause of calculation issues and propose possible options for resolution. Through sound project management follow through issues from initiation to successful completion
End-to-end project management of data quality improvement projects and other initiatives across risk related businesses
Identificate material changes in profiles, root cause analysis, communicate to impacted parties and resolve underlying issues
Analyze Basel III / CRD IV data attributes and the related impact on EAD/RWA calculations
Produce of data quality metrics and information packs supporting EAD calculations, providing updates on progress to internal stake holders as well as external regulators

Trading / GCM Ops Analyst Resume Examples & Samples

The candidate needs to have knowledge on the day-to-day operations to process and settle trades executed in both exchange and Interbank market
The candidate needs to have knowledge and experience on preparing CSRC/PBOC regulatory reports
The candidate needs to have 2-3 years local market operational knowledge and is familiar with China capital market
Ensure control processes like reconciliation, maker/checker principle and all internal procedures are complied with local rules and regulations and UBS internal policies. Assist manager to develop effective control standards
The candidate is better to be able to drive system change and process improvement
Fluent in English a must and expert on Excel/Macro a plus

VP-global Trading Client Management Resume Examples & Samples

Proactively manage fund counterparty credit and trading risks in support of I&TS custody and trading business
Timely preparation and management of financing and derivative transaction requests for existing and new relationships, including
Understand and assess the credit risks in client investment strategies
Recommend credit limits, covenants and structuring requirements
Recommend credit risk mitigation parameters
Ensure completeness and accuracy of information including analytical data and financial information provided for credit approval
Support exposure monitoring and credit risk mitigation processes with service delivery and operational teams
Coordinate completion of legal documentation
Participate in credit due diligence meetings
Develop client strategies for top tier relationships designed to increase level of client interaction and help identify new revenue enhancing opportunities
Establish and maintain client relationships to ensure full and transparent disclosure which is required for effective credit risk assessment
Demonstrate understanding of the Iegal, regulatory and tax frameworks that govern the global funds custody business
Contribute to development of product and risk policies
Maintain a strong understanding of RBC trading and lending policies and guidelines
Maintain relationships with Sales and sales/trading professionals globally in order to facilitate transaction requests and optimize business opportunities across the RBC trading platform
Maintain relationships with risk management, operations, service delivery, legal and others as necessary
Portfolio reporting

Execution Services Trading Liaison Resume Examples & Samples

Acts as the Correspondents trader. Responsible for answering phones, giving quotes and handling trade entry for those Correspondents with oversize orders or without system access
Serve as a liaison between Correspondents and Market Centers. Research trade and execution issues. Arbitrate order problems and disagreements between parties to ensure a workable solution
Assist Correspondents with busting trade errors, average pricing and allocating trades
Serve as a resource answering trading questions. Responsible for ongoing training of Correspondents
Discrepancy Reports
Responsible for taking indications of interest on IPO/Syndicate offerings
Assist with phone calls and trade entry during system downtime
Direct experience in or working with RBC Operations preferred. Experience with brokerage operations or trading required
Basic understanding of Registered Investment Advisor business preferred
Outstanding communication skills; oral, written and listening
Strong knowledge of PC (windows) environment
Ability to work and communicate with all levels of management
Ability to maintain strong relationships with clients
Ability to maintain high quality work and superior client service, while strictly enforcing policies and procedures
Strong understanding of RBC’s back office systems (i.e. FC Weblink, BetaLink, Broadridge, etc.)
Series 7 and 63 licenses. Willingness to acquire licenses as may be required
Prior experience working on a trading desk
General understanding of the firm’s compliance policies and procedures
Based on market capitalization, RBC is the 12th largest bank in the world and the sixth largest in North America. (Bloomberg as of August 2014)

Trading Platform Infrastructure Connectivity Resume Examples & Samples

Bachelor’s Degree preferred or equivalent an advantage
Strong working knowledge of ITIL qualifications (best practices)
Project coordination experience is a strong plus
Strong best practices and strong process orientation
Critical thinking skills with the ability to adapt quickly
Experience with working with B2B vendors and CoLo would be ideal
Some FX experience, stock exchanges is required
Ability to be client centric

Associate, Trading Analytics Documentation Resume Examples & Samples

Writing comprehensive technical reports on financial models and applications, including analytics packages developed in-house and externally developed models and systems
Building and maintaining an inventory of approved models; tracking and reporting key characteristics
Developing user training materials, implementing and executing training sessions for a range of audiences
A university degree, preferably an advanced degree in a technical field (mathematics, physics, engineering, computer science, etc.)
1 – 3 years of industry-related experience
Broad knowledge of quantitative finance at an advanced level and across all asset classes
Able to present technically complex information in a clear and concise manner
Excellent communication skills, able to interact effectively with colleagues in a wide range of roles and groups including model developers, traders and risk management team members
Strong project management skills, with the ability to prioritize competing responsibilities in a fast-paced work environment
Detail- and results-oriented, able to exercise independent thought and adapt to new tasks quickly
Database experience (SQL, Oracle) is a strong asset
Knowledge of software development applications (.NET, C#) is an asset

Trading Fees Controller Resume Examples & Samples

Reconciliation of internal trade details to broker invoices
Respond to ad-hoc reporting requests to Business Units, support decision making
Bachelors degree in Finance/Accounting or related fields
3+ years of experience in Finance and Accounting

Credit E-trading Resume Examples & Samples

Track and analyze existing customer electronic business
Analyze customer business composition changes such as: versus themselves over time, versus other customers, electronic vs. voice ticket sizes
Analyze Citi’s e-trading position within the market
Analyze granular trends within Citi by trader/sector/desk etc
Determine areas to optimize and develop business
Using information from above, identify outliers and create actionable plans to improve business quality and depth. Work directly with Trading and Sales desk heads to gain buy-in to implement these plans. Close work with IT and quant teams, and business managers will also be required
Periodically scan available data and information to broaden our distribution
Proactively and selectively perform “deep dive” analysis on clients, platforms, or competitors who may have a unique business model
Develop strong rapport with key clients regarding the electronic landscape
Gain in-depth understanding of our electronic initiatives; develop an informed and comprehensive view on current state and future goals
Conduct periodic reviews with Platinum/target clients; identify 5-10 focus clients every month and set actionable goals to reach with them
7+ years of experience within Credit or Rates
Demonstrated ability to forge strong client relationships at the Platinum level
Technically proficient and detail-oriented
Ability to see “the big picture”, including interest in market structure themes and the regulatory landscape

Director, Global Trading Client Management Resume Examples & Samples

Timely preparation of transaction requests (including business head process and assisting with KYC/AML as required) and single name strategies; including recommendations as to credit quality, proposed mitigation, and risk required
Complete due diligence with senior client contacts (on site or via telephone or email as required) as well as analysis of counterparty financial performance and industry performance
Responsible for the upkeep and maintenance of data integrity within assigned portfolio in order to provide proactive management of counterparty/portfolio risk in partnership with the marketers/originators, GRM Credit and GRM Trading Credit Risk
During account review process provide input and Account Management support to the relevant parties with regards to facility utilization, documentation status, current lines of business activities, and account strategy
Understand and assist in negotiating trading documentation including ISDA, EEI, GasEDI, NAESB, MSFTA, etc
Maintain a strong understanding of RBC trading policies and guidelines
Maintain relationships with Capital Markets sales and trading professionals, Group Risk Management, Global Trading Documentation, and RBC Law Group in order to facilitate transaction requests and optimize business opportunities across the RBC trading platform
Complete special projects and assignments in a thorough, accurate, and timely manner
Coach and guide junior professionals to ensure that employees understand RBC vision and support targeted behaviours that contribute to RBC goals and employee career development
Accept and successfully execute change while supporting employees through the process, and keeping them focused on business priorities
Minimum Bachelor’s degree required, MBA and/or CFA preferred
Previous credit and account management experience / risk management experience
LI-DF2

Senior Analyst, Market & Trading Credit Risk Resume Examples & Samples

Maintenance and execution of established procedures relating to bank policy and regulatory guidelines as well as credit and capital usage
Review and analyze daily risk reports to identify, address and resolve issues or discrepancies
Analysis of portfolio positions, data inputs and model assumptions impacting risk calculations

Trading System Technology Manager Resume Examples & Samples

4+ Years managing technology teams
4+ Years each supporting Windows, and Linux/Unix environments
4+ Years experience with Perl, PHP, Unix Shell, or other scripting languages
4+ Years in a support role in a complex enterprise environment

Trading & Settlements Analyst Resume Examples & Samples

Identifies and suggests process improvements
Assists in the implementation of validated process improvements
Identifying areas for improvement, putting plans in place to address and delivering results against plans
Daily allocation of work to team members taking account of skill levels, volumes and SLAs. Working with Team Manager to identify solutions if any SLA is under threat
Supporting Manager in optimising team performance through provision of ongoing, regular performance feedback to team members on both productivity and accuracy
Creates customized reporting
Involvement in production of MI in team and working with Manager to ensure trends and learning are understood and improvement plans put in place as appropriate
Anticipates and responds to requests and deliverables with internal and external clients and vendors
Ensure the timely event reporting of breaches and incidents and identification and implementation of preventative measures when issues arise
Assist in the clearance of transactional-related stock and cash breaks
Carrying out regular independent quality checks and linking findings into training plans and regular feedback
Ensure the team maintains up-to-date, written procedures and controls for existing and new business including implementation of approved procedures in a controlled manner
Confirmation and settlement of trades with Fund Managers and Stockbrokers
Investigating and responding to queries from Fund Managers and Stockbrokers
Escalating to line manager suspected transactional issues, failures or potential losses
Raising and responding to client queries/issues
Work in full compliance with established processes
Operating within strict regulatory timescales, agreed business SLAs and confidentiality standards
Participates in ad hoc projects as defined by supervisor
Applies good understanding of how the team interacts with others in accomplishing the objectives of the area
Develop and maintain positive and constructive working relationships with other teams within Wrap Operations and various internal Citi stakeholders
Working closely with other relevant operations managers to ensure that process risks are minimised
Applies specialty area knowledge in monitoring, assessing, analysing and/or evaluating processes and data
Identifies policy gaps and formulates policies
Interprets data and makes recommendations. Integrates established disciplinary knowledge within own specialty area with basic understanding of related industry practices
Limited but direct impact on the business through the quality of the tasks/services provided
Develops working knowledge of industry practices and standards
Must be able to exchange information in a concise and logical way as well as be sensitive to audience diversity
Working with Manager to design training plans for all staff and to take responsibility for the roll out of these
Managing training of new entrants and providing support to help them settle in and contribute to operation
Controlling indirect tasks within team to ensure that all carried out on time
Process improvement awareness
Able to cope effectively with high volumes of work whilst maintaining an exceptional service level
Advanced level of Microsoft Word, Excel and Powerpoint required
Excellent organisation, planning, prioritisation and time management skills

Internal Audit Securities Trading Technology Auditor Resume Examples & Samples

Work closely with an integrated audit team to develop and maintain an in-depth understanding of key business and technology areas
Execute audit testing and supervise junior team members to ensure audit objectives are met (e.g. timely completion of all deliverables, high quality documentation, effective and efficient audit fieldwork and building of strong stakeholder relationships)
Lead and execute on many cross functional tasks (i.e. quantitative analysis, statistical inference and data analytics) in order to evaluate and risk assess a business or technology process in a short amount of time
Analyze processes to evaluate the design and effectiveness of the relevant technology controls by designing and executing tests to validate identified system control features, which may require code inspection, scripting, and re-performance of system processes
Liaise with senior stakeholders to discuss matters of emerging risk, regulatory inquiry and the issues affecting the day-to-day control environment
Prepare commercially effective audit conclusions and findings, and present to IA senior management and clients
Participate in department-wide initiatives aimed at continually improving IA’s processes and supporting infrastructure
Bachelors degree holder in Technology, Finance or Engineering (e.g. Computer Science, Computer Engineering, Information Systems, Quantitative Finance, Financial Engineering)
Minimum 4+ years of experience either in technology function (e.g., Developer, Systems Analyst.), or in an Big 4 audit role, or in a technical project management role
Should have good working knowledge of programming languages, databases and data analysis tools
Programming languages like C, C++, Java, Perl etc
Databases (Sybase, Oracle etc)
Data analysis using SQL, ACL, Spotfire, Excel or similar tools
Financial industry experience is preferred but at minimum an intense interest to build knowledge in the operational and financial risks associated with the secondary trading markets across multiple asset classes but especially in equities and securitized products (i.e. stocks, options, ETF’s and convertibles)
Good interpersonal skills and excellent written/oral communication skills. Ability to synthesize complex technical topics and prepare and deliver concise and visual presentations to senior management
Excellent team player who is energetic, enthusiastic and curious to learn
Experience leading a team or a function with a strong sense of ownership and accountability
MS degree preferred
Previous auditing experience
Solid knowledge of the brokerage industry, capital markets, and securities products
Experience with electronic trading applications, order management systems and algorithmic trading strategies
Project management or technology risk certifications a plus (PMP, Lean Six Sigma, ITIL, CISA)

Equities, Program Trading / ETF Analyst Resume Examples & Samples

Work with ETF providers to coordinate the creation/redemption of ETF shares
Trade/Monitor global equity baskets and foreign exchange related to each ETF create/redeem
Manage the daily reporting and updating of all ETF trades from inception to completion (often several days)
Work with client base that includes asset managers, market makers, and ETF providers
Work with CS Program Trading Desks in each region to manage order flow and coordinate client trades being worked by clients’ global trading desks
Work with middle office, settlements, and other global offices to ensure the timely settlement of all underlying trades
Work with IT to maintain/develop custom booking and trading systems
Work with CS product control to help with the daily reconciliation of ETF books

Trading Controls / Central OMP Resume Examples & Samples

Strong Written and oral communication skills are required
Knowedge of test driven devlopment
Experience of capital market technology , trading applictions, market data and exchange connectivity required

Trading Controls Resume Examples & Samples

Strong knowledge of Equities Trading Control platform
Strong C++ & Java skills
Prior exposure to working in multidimensional environment

Trading Control Platform Resume Examples & Samples

The candidate needs to have a strong exposure to the equities trading platform
Strong hands-on experience on C++, Java
Good track record of driving the use of SDLC methodology
Ability to work on complex projects independently

Trading Fees Controller Resume Examples & Samples

Interact with Finance controllers, Operations and Traders to resolve any trade related issues
Provide detailed analyses on discrepancies
1-3 years of experience in Finance
Strong communication, and interpersonal skills, ability to communicate effectively across all levels

Trading Book Analyst Resume Examples & Samples

Becoming the SME on FRTB framework, in particular, the new model eligibility assessment criteria (including Backtesting, Risk Based PL and leverage ratio calculations)
Building and maintaining the prototype for assessing model eligibility
Proposing solutions and work with key stakeholders (incl Risk, Finance and Product Control) on the strategic delivery of model eligibility assessment under FRTB, including, creating and reviewing Business Requirement Documents and Functional Specifications
Leading analysis on the below

Team Lead, Trading FP&A Resume Examples & Samples

Minimum 10 years experience with at least eight years in a finance role supporting a business unit with full P&L responsibility
Must have experience partnering with business unit leaders, developing business plans and leading the business and finance activities of a high revenue growth business
Strong leadership presence and negotiation skills required
Strong written and interpersonal communication skills are essential
Strong organizational skills and ability to prioritize multiple tasks are required
Proactive self-starter
Ability to deal comfortably with and appear credible to senior management
Ability to recruit, retain and motivate a team
Understanding of front, middle and back office activities for portfolio companies, hedge funds and/or broker dealers is a major plus
Comfortable with learning new systems/billing implementations is valuable
Experience with SAP, Business Warehouse, Hyperion, Microsoft SharePoint, is useful
Familiarity with the Bloomberg terminal useful

Director, Trading Credit & Market Risk Resume Examples & Samples

BA (or equivalent) with finance or economic focus or equivalent professional experience
Knowledge of Charter Financial Analyst (CFA) and/or the Financial Risk Manager (FRM) designations
Basic knowledge of trading products and related documentation
Basic understanding of credit risk inducing policy, process and measurement
12 years plus, trading risk experience, including Market and Credit Risk, should be senior enough to step and run the group
Must have knowledge of Repos among other asset classes

Trading Risk Controls Limits Resume Examples & Samples

Strong UNIX / Linux skills, the majority of the system runs on Linux
Strong interpersonal skills, we need someone who interacts well with the team as well as risk/compliance
You need to be able to handle pressure well, we are a very busy team and production problems need to be fixed quickly
Basic understanding of equity markets and derivatives
Some Object Oriented programming experience (C++ and/or C#)

Asset Management Regional Head of Global Trading Agreements Group Resume Examples & Samples

Nearly 1,300 investment professionals providing strategies spanning the full spectrum of asset classes, including equity, fixed income, cash liquidity, currency, real estate, hedge funds and private equity
Trading agreement negotiation experience (inclusive of ISDA Master Agreements, MRAs/GMRAs, and/or Prime Brokerage Agreements)
University degree or equivalent. Professional legal qualification preferred
Ability to manage projects and work independently

Fx E Trading Technical Lead Resume Examples & Samples

Close interaction with Traders and Quants to understand new requirements for applications across the eFX platform, specifically focussed on Pricing and Hedging
Delivery of large scale projects (such as Titan) through hands-on development and technical leadership
Mentoring and managing more junior members of the team
Continual improvement of the software development lifecycle and quality of the product
Ad-hoc and on-desk support of the production systems (a dedicated 24h support team handles 1st line)
Extensive commercial Java development experience; ideally having more, which could be in another OO language (i.e. C++, C#)
Experience developing low-latency, high performance software in Java
Recent experience leading an electronic trading Technology Team
Experience designing and developing distributed systems using a range of middleware products
KDB/Q (preferred)
Distributed Systems Technologies – Messaging, Caching, Database. (Tibco RV preferred)
Understanding of computing science fundamentals – concurrency, algorithms, operating systems,

Director, Trading Products Resume Examples & Samples

1) Client Development & Relationship Management
2) Market Expertise
1 ) Client Development & Relationship Management
Develop and maintain a portfolio of Investor FX accounts
Inform clients with timely and relevant advice regarding the FX markets
Provide quotes, hedging advice and market information on Spot, Swaps and Options
Develop marketing ideas and help initiate transactions through appropriate presentation of financial data
Responsible for liaising with relationship management to maximize current and future foreign exchange opportunities
Establish strong internal partnerships with lending and credit teams through regular contact via team meetings and FX product training sessions
Use abilities in financial analysis to communicate effectively and succinctly with clients
Analyze morning research and translate into manageable bites clients
Provide clients with highlights and the big picture to facilitate sales
Foreign Exchange Management Team
Sales and Trading professionals throughout BMO Capital markets
Requires at least 5 years of experience in the field or in a related area of foreign exchange
Bachelor's degree required. MBA degree in area of specialty is preferred
Direct experience/relationships with West Coast Investor based accounts required
Familiarity with FX option pricing concepts and theory
Strong interpersonal and team skills. Willing to be a team player
Candidate should be able to work in a high stress environment and be goal oriented
Familiarity with Reuters, Bloomberg, Word, Excel and PowerPoint
Detailed oriented and disciplined
Proven selling and presentation skills
Demonstrated track record of producing results using a collaborative process
Need to be personable, assertive, and able to function in a team environment

Trading Risk Controls Developer Resume Examples & Samples

Strong C# programming knowledge
Strong WPF knowledge
Database (SQL, DB design, etc.)
Q code knowledge on KDB

Account Manager, Dsps & Trading Desks Resume Examples & Samples

Managing programmatic demand sources across multiple delivery formats: display, mobile, and video
Planning, preparing and executing sales meetings with ATDs & DSPs
Working closely with ad operations to execute, deliver and optimize advertising campaigns
Handling all relevant incoming RFIs/RFPs from corporate partnership directors, individual CN titles, CN Digital reps & programmatic sellers
Acting as a programmatic-media expert in a client-facing capacity
Contributing to company-wide education on all things programmatic
50% SALES, 50% CLIENT SERVICES/ACCOUNT MANAGEMENT

Directed Trading Specialist Resume Examples & Samples

Customer Service/Processing of client trading activity # 80%
Bachelor's degree in Business, Finance, Accounting, or progress towards degree or equivalent work experience
Minimum 1 year of Operations experience in Securities industry. Trust/Securities Processing/Banking and/or back
Minimum 1 year previous customer service experience required
Knowledge of cash/securities clearance processing preferred
Possess excellent written and verbal communication skills including the ability to effectively communicate on behalf of

Trading / Service Specialist Resume Examples & Samples

Receive and execute trade instructions from customers both directly and as a backup for unavailable Investment Executives and their assistants
Accurately enter stock, mutual fund, bond, option, and UIT orders through NFS
Maintain blotters of daily activity to satisfy compliance requirements
Review and execute trades submitted through voice or Internet systems
Arrange and monitor special settlement instruction requests for trades placed
Execute broker requests for trade error corrections, requesting corrections through NFS and monitoring their successful completion
Maintain and update gain and loss spreadsheets for errors
Assist Investment Executives in all aspects of NFS trading system
Ability to service both Investment Executives and clients of 5/3rd Securities in a professional and accurate manner
Respond to calls regarding margin calls, Reg T buy-ins and sell-outs, status of transfers, and all other issues related to client accounts for Financial Advisors
Answer a variety of account and/or procedure inquiries
Answer questions on how to open new brokerage accounts and process maintenance requests on existing accounts
Communicate, explain and process current account settlement instructions for sweeps, periodic investments, systematic withdrawal, dividend reinvestment, and ACH
Understand all aspects of equity and mutual fund trading, including stop orders, limit orders, market orders, GTC orders, margin requirements, and option orders
Strong math and organizational skills
PC literacy with proficiency in Windows and Microsoft Products, especially Excel
Understanding of quote systems required
1-3 years previous brokerage industry experience
Series 7 and Series 63 licenses required

Senior Trading Service Analyst Resume Examples & Samples

Is part of the forward deploy team responsible for providing two or more shifts, onsite helpdesk and first line technical support for front and back office, and related user groups for all technologies, including network/Internet connectivity, application and infrastructure issues
May be assigned responsibilities to procure, implement and support desktop technologies which may be unique to the trading environment. Support includes setup, configuration of desktop hardware and standard suite of software
Is part of the forward deploy team to plan and execute move/add/changes, e.g. shuffling of traders on the trading floor
Achieves necessary application and infrastructure releases, testing, support, and documentation according to industrial best practices and the Bank’s standardized processes (e.g. CMMI and ITIL)
Is responsible for the triage of daily production problems to appropriate application and infrastructure support groups, depending on nature of the issues
Is responsible for basic operational processes and verification including desktop hardware and operating systems (e.g. MS Windows) and standard suite of software (e.g. MS Office) patches
Provides ongoing 24/7 on-call support of supported system and services
Contributes to the development of the Bank’s governance guidelines and processes (e.g. ITIL, CMMI, ISO 9000)
Is responsible for providing problem analysis and resolution information required for post-mortem exercises
Understands and follows security processes and understands how they apply to this role
Contributes to BMO Financial Group’s overall business results by making recommendations that significantly improve operational efficiency and effectiveness
Possesses a university degree/college diploma in applied technologies or equivalent business experience, and/or 1 to 3 years’ experience in helpdesk, desktop and first line application support experience or similar forward deploy capacity, preferably in the trading environment
Demonstrates basic knowledge of desktop hardware and software and related technologies (e.g. MS Windows, Citrix, blade PC technology and desktop virtualization)
Demonstrates basic knowledge and exposure in technological areas of networking, Internet, various flavors of UNIX, database and security
Retains experience in various capital markets trading extranet (e.g. CanDeal)
Demonstrates some knowledge and experience in various industrial best practices and standards, e.g. ITIL incident, problem and configuration management
Possesses good communication and interpersonal skills
Displays basic problem solving and analytical skills
Illustrates customer service skills
Demonstrates good teamwork skills and able to work independently

Intermediate Trading Accountant Resume Examples & Samples

Prepare daily trade sheets and reconciliations for the share accounting funds
Monitor and reconcile daily Blended fund activity
Research outstanding discrepancies through mainframe queries and Crystal reports. Prepare
Four year degree in accounting or finance required; 3-5 years investment company industry experience preferred. Transfer Agent experience is a plus
Strong knowledge of reconciliation processes
Proficiency in Microsoft Excel and Word and Windows NT. Working knowledge of Crystal Reports a plus
Strong problem solving, time management and organizational skills required
Ability to work independently and within a team environment with minimal management guidance
Intermediate knowledge of transfer agent regulatory requirements under SEC rules and regulations a plus
Ability to communicate with customers, coworkers and management in a manner that is conducive to a positive working environment

Executive Trading Finance Resume Examples & Samples

You will be expected to regularly face off against members of the Trading Desks to resolve issues, support junior staff and also maintain positive client relationships
You will also be expected to train and mentor new staff members
You will be expected to take initiatives in developing new products and maintain documentation of various processes and procedures up to date
You will be required to continually question and attempt to improve the control environment that the Business operates in other ad hoc requirements from the business
Daily, weekly and monthly tasks – the executive will be required to complete the following
Preparation of daily P&Ls (facilitation and sales) – leading to review
Daily Capital requirement calculation – leading to review
Month end balance sheet substantiation
Preparation of monthly Rule 1(A) calculation
Assistance in the preparation of monthly management pack for Australian business
Preparation of Annual financial statements of entities for which the team is responsible
Preparation of monthly GST returns
Postgraduate/ professional accounting qualification, preferably CA or CPA
Minimum 2-4 years of post CA qualification experience or minimum 3.5-5 years of experience for non CAs (i.e. MBA's or equivalent)
Background in product control or chartered environment with exposure to financial instruments is a must
Willingness to travel overseas
Willingness to work in different time zones to support clients

Executive, Trading Finance Resume Examples & Samples

Develop a knowledge of and help implement Funding Transfer Pricing Policy for MSG & FICC
Produce daily and monthly regulatory capital reports in an accurate and timely manner
Prepare month end Statutory Balance Sheet and P&L commentaries for Divisions
Prepare Quarterly APRA and FSA Liquidity Reporting
Develop a trusted working relationship with the Business and also wider Finance Team
Implementation of Macquarie's Financial Control Framework
Work on ad-hoc projects including the development and implementation of new Liquidity Reporting system
Exceptional communication skills and the ability to build relationships
An enquiring mind
A strong interest in financial markets
Solid control and risk awareness

Risk Analyst Trading Resume Examples & Samples

Managing portfolio hedging activity
Tracking profit and loss reports by strategy group
Generating numerous analytical reports to control financing costs, determine convertibility of bonds, etc
Providing special research or analysis projects as needed by traders
Pricing securities of the various strategies (converts, high yield, equities, etc.)
Proficient use of MS Excel (with a strong emphasis on financial modeling) and database applications; familiarity with VBA, SQL and MS Query desired, but not required
5+ GPA
Undergraduate degree in Finance, Economics, Statistics, MIS or Engineering
A track record of achievement through internships, academic accolades, etc

Cib-equities Fst-program Trading Resume Examples & Samples

Electronic Trading (Execution core components, Exchange Connectivity, Client on-boarding, DMA, Smart Order Routing - SoR, Algorithmic Trading, Data Analytics etc )
Flow Sales and Trading (Front Office Sales and Trading Order Management systems and Reporting)
Middle office Trade Booking and Regulatory
Shares Services (Architecture group, Shared components and QA)
The development of the strategic trade management platform for middle office and re-engineering/enhancing the current stacks as well
Designing software and producing scalable and resilient technical designs
Adhere to test driven development - writing clean code with appropriate unit tests and automated end to end tests as well
Analyze and understand the business requirements clearly to come up with clean solutions promptly
At least 4 years of experience in developing software using Core Java technologies – candidates having experience in C/C++ are also welcome, but they must have at least 4 years of experience in Core Java technologies
Strong Core Java developers (Java Server side), Multi-threading, Design Patterns, Spring, Messaging, JMS, Database, Sybase, FIX Protocol, Test Automation, Test Driven Development, etc. Exposure to Highly Performant Front Office OMS’s
We are looking for candidates who have very good experience in UI technologies as well. Candidates having Java Swing experience along with strong core-Java skills are also welcome
Candidates must be strong in fundamentals of programming – just using the readily available frameworks for development would not suffice
Must have good understanding of the fundamentals of multi-threading and experience in working with multi-threaded servers
Investment banking experience is not mandatory, but good to have – candidates from other domains are also welcome
BE/B.Tech

Am Gim Global Trading Agreements Group, VP Resume Examples & Samples

7+ years trading agreement negotiation experience (inclusive of ISDA Master Agreements, MRAs/GMRAs, and/or Prime Brokerage Agreements)
College Degree (BA) required. JD and admission to bar preferred
Polished verbal and written communication skills; strong interpersonal skills
Ability to present in small or large group settings
Team player, confident and proactive
Must be literate in Microsoft programs (Excel, Powerpoint, Word, etc.)

VP, Global Trading Client Management Resume Examples & Samples

Management of client credit needs stemming from their relationship with RBC
Partner with various business units to develop transaction solutions (including structure, amount and term) that provide recommendations supporting business requirements whilst maintaining an appropriate balance between risk and return
Assist in arranging for the necessary and appropriate legal documentation including ISDA, GMRA, GSLA, GSMA and guarantees. In addition, responsible for ensuring AML/KYC and other regulatory requirements are fulfilled
Help manage expectations of relationship managers, salespersons, traders and other interested parties, on the credit appetite of current and potential client relationships
Provide forward-looking oversight of counterparty and portfolio risks and prepare presentations as required (ad hoc and regularly scheduled)
Preparation of impact analysis of critical risk events leading to proactive recommendations for limit and tenor amendments
Thinking strategically in order to assist in the identification of opportunities for new products /clients that support business unit objectives and specific counterparty strategies
Other projects as assigned that will require exceptional analytical, research, strategic and problem solving skills
Proactively identify operational risks/ control deficiencies in the business and escalate promptly
Exceptional financial analysis, research and problem solving skills
Solid understanding of inter-relationships between global and local economic trends and financial institution risk profiles
Expert knowledge of the C.A.M.E.L approach to credit risk assessment and develop a strong understanding of RBC processes, standing orders and credit policies
In-depth knowledge of trading product including derivatives and securities finance and working knowledge of non-trading product offerings supporting cash management, operations and trade
Ability to interpret, explain and communicate opinions and recommendations using strong verbal and written presentations
Strong negotiation and interpersonal skills with ability to diplomatically manage and attempt to reconcile conflicting demands and viewpoints
Ability to establish priorities and manage tasks with accompanying attention to detail
Proactive, self-motivated with strong organizational and time management skills
Advanced data and computer management skills including proficiency with Excel, Powerpoint
University degree with focus in Business or Economics
Minimum 7 years financial institution experience

Delta One Trading Resume Examples & Samples

Structuring creative solutions to clients financing / market access needs using delta-one product suite
Inventory optimization by generating axes for Sales/Clients as well as principal swap / future / option trades
Generation of trade ideas, flow color and other market commentary for Sales and client use
Executing hedges to delta-one derivative trades in the cash and futures markets
Booking / maintaining trades in BAML’s swap trade capture system
Working with partners in Compliance, Tax, Legal, Credit and Risk to control and manage business risks
Working with support partners in Middle Office, Documentation, Client Service and Electronic Trading to ensure a seamless client experience on each trade
2-5 years of relevant financial industry experience
Extensive knowledge and experience in Cash Equities and Equity Derivative products
Excellent writing and verbal communication skills, able to present complex material in a simple manner
Ability to work as part of a team with other traders and salespeople
The ability to make quick decisions under pressure

Trading Flow Manager Resume Examples & Samples

Monitor daily transactions and product life cycle events of FX OTC derivatives
Manage limit breaches and assure sell down of FX exposures (raise and monitor severe issues / limit breaches and escalate them to the right counterparties in a timely manner)
Control and report P&L to Management
Coordinate & monitor resolution efforts of identified issues
Provide daily reports to control functions (Finance: trades/Replacement Values/Cash, MRC: Limit utilization, Credit: Valuation of Exposures, Risk Dash Board : Reporting of exposures to control framework)
Help in defining / improving corresponding monitoring parameters (thresholds) and escalation processes
Be the point of contact for supporting functions
Operations : Support investigation in case of settlement / confirmation breaks / Middle Office,
Finance: Assure correct booking of RV, investigate breaks, sign off P&L controls
MRC: Manage agreed limits, assure correct reporting of exposures for risk metrics, escalation contact in case of breaches
Credit : Assure valuation of Credit Risk (CR) exposures, manage inter entity credit breaches on a product levels
Work experience in the financial services industry, preferably in a process oriented environment and across products
University degree (Bachelor/Master), preferably focused on Business Administration, Finance or Economics
Good Derivative Know How
Experience in Market Risk and or trading is a plus
Analytical/quantitative way of thinking, good grasp of numbers and complex processes, quick learner
Fluent in English, German is strongly recommended

Manager, Trading Resume Examples & Samples

In depth understanding of the securities industry
In depth understanding of Orion Trading Platform
Thorough understanding of the trading process that is used for CTC accounts
Ability to react well under pressure and manage difficult or emotional customer situations
Ability to act with professionalism and diplomacy when communicating with a customer
Ability to troubleshoot issues utilizing creative and critical/analytical thinking skills
Ability to manage, lead, inspire, direct, motivate, and develop a team of employees
Leadership skills to provide a positive work environment, which encourages and expects teamwork, motivation, efficiency and maximum utilization of staff skills
Proficient with Microsoft Office software including Word, Excel, PowerPoint and Outlook
Strong written, listening and verbal communication skills, as well as effective telephone skills
Effective problem solving, time management and organizational skills
Minimum of one year of management experience preferred
Minimum of three years of experience in the Financial Services Industry preferred
OR one year experience working at Orion
Equivalent education and experience will be considered

Trading Executive Resume Examples & Samples

Manage day to day relationship with Low Cost Holidays, including daily/weekly trading meetings, product reviews, destination analysis and marketing channels performance analysis
Work closely with UK marketing team to drive exposure for Holidays category through merchandising, CRM and online/offline advertising. Analysing results of each marketing channel and work closely with Low Cost Holidays to coordinate any marketing activities
Own and drive the sales calendar for Holidays and coordinate any activities with our partner Low Cost Holidays. Campaign and promotional offers management and integration of holidays product into wider campaigns across lastminute.com
In depth product and booking platform analysis, daily/weekly performance reporting and sales analysis. Optimising booking path and improve conversion through booking path analysis, customer experience and product portfolio
Work closely with Low Cost Holidays to agree release of product and platform enhancements and managing testing and rollout
Understanding our customer profile and demographics, to make informed decisions on merchandising and promotional activities, also identifying any product gaps and working with Low Cost Holidays to address these
Work with Customer experience team to improve pages and booking path experience in coordination with lastminute.com brand guidelines
Collate, analyse and interpret financial, sales and market information, and to provide meaningful commentary and recommendations for the business
Minimum 2 years experience in package holiday product management environment, preferably within an OTA and/or tour operator
Wide industry knowledge and understanding of the online travel business
Destination management experience
Must be fully proficient in MS Excel, MS Word and Powerpoint
Proven ability to deliver against business objectives and targets
A passion for the web and the potential of e-commerce
Proactive team player
Self motivated, uses initiative and problem solver
Work to tight deadlines with a can do attitude

Associate, Trading Products Resume Examples & Samples

Good understanding of debt related products
Software development experience (C++, C#, and Python are highly desired)
Strong technical writing ability
This position is closely aligned with the priorities of the Heads of Trading and Desk Heads across Trading Products. The key responsibilities are the development and support of trading and booking processes. Approximately 25% of time will be
Spent in support
Working knowledge of financial markets with previous exposure to the financial markets and/or analysis gained through a combination of work and educational qualifications is required
Thorough knowledge of financial market, pricing, and trading/hedging strategies and familiarity with a variety of the field’s concepts, practices and procedures
Basic understanding of trading or sales procedures and broader regulatory and financial concepts
Series 7, 63, and 55 required or attained within 6 months
Ability to prioritize competing responsibilities working in a fast-paced, highly pressured work environment
Strong focus on meeting client needs
Ability to discern trading desk dynamic

Associate Developer, Trading Products Resume Examples & Samples

University degree is required. Preferably, an advanced degree in a technical field including: computer science, mathematics, physics, statistics or engineering
Advanced programming knowledge, and experience with capital markets instruments and processes
Database, FIX Protocol, and trading system experience (SQL, Oracle)
Advanced skills in Excel, including scripting and efficient spreadsheet design
Strong communication skills, with the ability to deal effectively with a wide range of colleagues. This includes other technical professionals, traders, marketers, senior management, back office, and risk management
Four-year college or university degree in Accounting/Economics/Mathematics/Statistics, CFA preferred
3-5 years of industry related experience
Strong quantitative, technology and finance skills
Ability to find and communicate ongoing events that affect or that can affect the market
Demonstrated computer skills with the ability to learn new systems and spreadsheets quickly. Proficient in Microsoft Excel, Word and Powerpoint, Outlook, Bloomberg, Reuters and other market data packages

Analyst Interest Rate Trading Resume Examples & Samples

Capital optimization projects involving compression of firms portfolio
Developing and maintenance of proprietary interest rates, fx and multi asset strategies
Explanation and attribution of exotics trading books P&L
Coordinating with the desk Strategists and Valuation Review teams for accurate pricing and marking of the trading books
Generating daily P&L sheets of the books and ensure risks are accurate
Maintenance and monitoring of executed trades in the books
Helping in improving procedures and aiding in automation of the models
Calibrating model parameters (SABR, PowerF, Heston) to the markets
Interest rate derivative products like Swaps, Swaptions, Spread Options, Cap/Floors, CMS range accruals, Digitals etc
Basic options trading strategies
General behavior of Fixed Income markets

Trading Book Data Analyst Resume Examples & Samples

Daily/monthly analyse and report counterparty credit risk exposure fluctuations in the trading book portfolio (OTC derivatives covering all asset classes - i.e. Equities, Rates, Credit, FX and Commodities)
Identify, investigate and communicate underlying data/exposure calculation issues to senior stakeholders
Work closely with other groups in Trading Book Data Analytics as well as other stakeholders (Finance, Regulatory Reporting, Risk Analytics, Technology and Risk Managers) to ensure the exposures are properly understood, controlled and communicated
Contribute to other initiatives within the group if required (regulatory issues, country crisis reporting, improvement of the overall internal and regulatory (Basel III) exposure calculation process and development of tactical and strategic reporting tools, ad-hoc senior management reporting etc.) Although role’s primary focus will be CGML legal entity, candidate is expected to be involved in analysis for other entities such as other additional EMEA and US entities
Masters/postgraduate degree/undergraduate in financial management/controlling, accounting, management information systems or related
Preferably sound understanding of counterparty credit risk measures/issues associated with Trading Book/OTC derivatives i.e. Exposure At Default/Expected Positive Exposure, Mark-to-Market valuations, Netting/Margining applications, Credit Value Adjustments etc
Preferred but not required exposure to regulatory environment (Basel III/CRD IV)
Strong data analysis and management reporting/presentation skills
MS Excel/Access (ideally also VBA and SQL)
Excellent stakeholder management skills. Ability to interact with remote business and technology partners as well as managing multiple priorities if needed
Organisational and project management skills
Self-starter, proactive team player

CIB Ops-dmo Markets Trading Intern Resume Examples & Samples

Currently enrolled to earn Bachelor's Degree
Proficient in MS PowerPoint, Excel, and Word MS Office skills
Effective communicator with excellent writing and listening skills
Ability to manage competing priorities with a sense of urgency
Strong ability to build relationships & foster partnerships across multiple disciplines
Strategic thinker; self motivated, results oriented

Trading, Analytics & Execution Developer Resume Examples & Samples

Strong C++ skills including STL
Multi-threading
Linux/UNIX experience
Familiarity with SQL, Python, and Javascript is a plus
Experience in all phases of the software development life cycle
A passion for design, problem solving, and hands-on development
A pragmatic and adaptable outlook
Interest and/or experience in financial domains is desirable for a number of teams

Associate Credit Correlation & Exotics Trading Resume Examples & Samples

Market Maker of Index Tranches, Index Swaptions, Bespoke CDOs and Repacks
Global Risk Management of Portfolio, Credit and Correlation Risk
Having fundamental knowledge of companies and understanding of the CDS product
Running and analyzing the risk of the Global Business
Trading Single Name, Index CDS, Options, Tranches as hedge instruments
Preparing scenario analysis for stress testing and larger portfolio transactions
Organized, with attention to detail and ability to multi-task
2-3 years of Experience

Associate, Trading Analytics Deployment Resume Examples & Samples

Integration of quant models into Trader-EH using accepted infrastructure and interface methods
Maintenance and upgrading of existing software structure
Helping traders to use Trader-EH in daily trading and risk management activities
Interacting with the groups outside of FO (MRV, MR Oversight, VPC) and facilitating their understanding and usage of Trader-EH models
Aggregating, organizing and analyzing market and trade data to facilitate a wide range of reporting, from high-level business overviews down to trade-level details
Engaging in discussions with traders, senior management, and risk managers regarding deal modeling and pricing, risk measurement, risk management and system integration issues
Very good software development and software design skills. Ideally, C# but all development and software design experience is relevant
Past SQL experience is a valued asset for this position
Knowledge of pricing models in equities, interest rates and/or commodity asset classes
Strong communication skills, with the ability to deal effectively with a wide range of colleagues. This includes other technical professionals, programmers, traders, senior management, back office, and risk management

Trading System Developer Resume Examples & Samples

Linux/Unix commands
SQL/Sybase
Shell and perl scripting
Experience with the FIX protocol
Experience working with electronic trading product offerings
Understanding of financial markets

Business Manager, Rates Trading Resume Examples & Samples

Support the EMEA Rates Trading business in further developing revenue, profitability and efficiency
Review and understand all aspects of business performance including pre-tax, brokerage, cost base, balance sheet, financial resources and risk
Managing budget, expenses and approvals for the business
Linking with desks and products to plan, manage and forecast business performance
Financial analysis of current and projected costs and identification of opportunities to drive strategic change and efficiency
Analysis and presentations in support of strategic proposals and initiatives
Promote and implement global and regional best practice in terms of systems, trade flow and support
Involved in front-to-back implementation for specific business build-out efforts, and driving infrastructure enhancement in the most cost effective manner possible and ensuring that we make best use of available resources
Project management supporting periodic strategic initiatives (PRA / FCA reviews, IT profiling, MiFID II, etc.)
Understand the requirements of the business so that you can adequately represent the business in meetings and ensure that any outcomes meet their requirements
Promote and market the business internally and externally
Writing presentations for senior management to deliver to clients, regulators and other third parties
Build relationships by communicating, influencing and negotiating effectively with business heads, senior managers, team members, technical experts and Corporate functions
Act as an advocate of the FOS framework and support the business in fulfilling their FOS obligations
Understand the processes and controls of the business and control functions, using this information to facilitate and assist the Business Head to identify, assess, review and update the Risk and Control Self Assessment (RCSA) register
Ensure operational risk events caused by the business are escalated and documented as required,
Review and challenge operational risk events that impact EMEA Flow Rates to confirm resulting actions are appropriate
Provide input into ongoing audit reviews
Contribute to action point closure from operational risk events, RCSAs and IA action plans
Work closely with Corporate functions, including Risk, Compliance, HR and Finance, to deliver formal corporate requirements (budgets, mid-year forecasts, board-level updates, performance management, hiring requirements and compensation cycle, training, trading mandates, policy awareness)
Adapt business to demands of new and changing business environment, particularly legislation and regulation, and work with support functions to ensure communication is tailored to meet business requirements

Fmg Product Control Executive Trading Finance Resume Examples & Samples

Liaising with traders regarding risk, trading strategies and impacts on P&L and balance sheet
Producing month end reconciliations for balance sheet certification process
Completing balance sheet analysis and control including monitoring daily reconciliations and general ledger postings, month-end close and substantiation of the balance sheet
Responding to ad-hoc queries from business, Corporate Centre and business unit CFOs
Analysing new business proposals
Demonstrate awareness of the control environment, Product Control's place in the control environment, and lead proactive discussions with other stakeholders such as Operations and Risk Management Group
Maintaining strong internal relationships with the front office, operations, market risk, financial control & other finance teams, tax and treasury
Financial markets experience with a Product Control or quantitative focus would be an advantage; or CA/CPA/CIMA qualification

Analyst Trading Gelp Resume Examples & Samples

Price, hedge and risk manage trades booked in the GELP EMEA books, particularly the Index mono and multi underlying book
Mark all relevant marker parameters to match market level
Ensure trades are booked accurately and on time
Developing quantitative analytics tools for use by trading desk
Proactively identify operational risks
MSc in Mathematical Finance or Financial Engineering
Bachelor in Mathematics/Statistics
Experience working on a trading desk at a financial company/institution in a quantitative or programming role

Personal Account Trading Resume Examples & Samples

Supervising personal account trading activities of Credit Suisse employees in the EMEA region
Administering Personal Account Trading System
Reviewing personal account trading activities, investigating any potential violations of policies and escalating
Responding to employee queries via phone and e-mail, providing training and advice on Personal Account Trading matters
Generating regular and ad-hoc reports
LI-MK1*

Par Secondary Trading Business Operations Specialist Resume Examples & Samples

Good experience in settlement of Par trades
Work well under pressure and be able to meet strict deadlines
Self-motivated and willing to assume extended responsibility
Loan IQ experience / strong background with Loan systems

Business Manager, Trading Division Resume Examples & Samples

An understanding of financial markets, particularly equity markets and related instruments
Ability to understand and navigate the structural and regulatory environment in different markets
Ability to deal effectively with external parties such as regulators, legal and tax advisers, clients, counter-parties, brokers, service providers and custodians
Strong numerical and excel skills
Achievement drive, initiative, tenacity, quality focus

Global Trading Client Management Resume Examples & Samples

Working collaboratively with the front office, develop a thorough understanding of Alternative Asset Group products and related Standing Orders and Policies
Timely preparation of credit submissions and related documentation required as part of approval process, amendments, credit limits, periodic single name strategy exposure reviews, and Exceptions Committee requests
Prepare and present submissions to Commitments Committee for all requests
Undertake appropriate due diligence and analysis of counterparties’ financial performance as well as relevant industry information for credit proposals
Develop and cultivate relationships with clients and a sound understanding of RBC and RBCCM products
Continuous maintenance of accurate counterparty compliance reports including NAV and performance data
Timely preparation of Transaction Requests for existing and new relationships, and annual renewals of limits, enabling execution of new/renewed facilities to meet clients’ needs
Provide guidance to front office in terms of setting strategic limits
Understanding of securities regulations govering hedge funds
Manage/monitor the overall Fund of Hedge Fund portfolio – ensuring that clients’ time-sensitive needs are met
Continually monitor market conditions to ensure the timely reporting of material shifts in risk, risk appetite, client needs, market pricing and structure and make recommendations for action/new marketing opportunities where appropriate
Ensure all credit submissions and associated analyses are completed in a timely manner
Actively participate in client due diligence meetings
Work with internal partners to ensure that all documentation is completed in a satisfactory and timely manner
10% of time will be focused on speaheading a variety of projects desgined to ensure the critical needs of our product partners are met in an efficient and consistent manner and working with Specialized Products team members to provide effective coverage
Experience in credit analysis of hedge funds
Knowledge and understanding of lending products and related loan documentation
Knowledge and understanding a wide range of Capital Markets trading products
BA or higher
Credit Trained
Experience in relationship management, particularly with hedge funds

Eq Flow Trading Lead Resume Examples & Samples

Play a key role in developing and maintaining Prime Trade and web-based configuration management/administrative application
Collaborate with the global teams and build a working relationship with regional business stakeholders
Be a leader; Grow and coach a local team, and a "hands-on" approach developing software
Make and meet iteration and release plan commitments; provide project visibility
Ensure the quality of products keeps getting better with each release
Collaborate with our support team to ensure the success of the product
Promote, define, refine and enforce best practices and process improvements

Eq Flow Trading Senior Dev Resume Examples & Samples

Participate in full life-cycle software development
Estimate effort, plan implementation and track changes
Design, implement, and deploy highly scalable and reliable systems
Contribute ideas for new features and identify areas for improvement proactively
Collaborate effectively across teams
Write clean, tested, and well-documented code
Build flexible, scalable and robust technical solutions
Create detailed technical designs
Code, test and deploy solutions using multiple technologies
Help evolve project and development methodology best practices
Participate in a multi-discipline team that supports the life-cycle activities of software products and systems

Fx E Trading, Head of Client Management Resume Examples & Samples

Maximize individual client profitability, with specific focus on the Bank and API segment, through stream management, product development, etc
Ensure an appropriate strategy is in place and communicated for the banks clients, carefully managing client vs. competitor concerns where needed
Ensure that both Sales and Trading have accountability for decisions made
Stream Management: Disciplined Approach to Stream Changes to Maximize Profitability
API Onboarding: Approach Utilization of IT Resources and Sales Engagement Early on Client
Third Party Venues: Maximize the Relationships That We Want
Product Development: Assist in Building Sales and Trading Tools and Client Functionality
In-depth knowledge of the FX eTrading and eSales business
Extensive years of sell side eFX exposure
Proven track record in managing FX eFlows and eClients
Proven track record in commercial and effective decision making
Experience in managing multibank platform relationships
Quantitative - ability to analysis large datasets of client flows to derive an appropriate client and segment specific strategy that optimizing Citi’s eTrading performance AND the client experience and relevancy
Self-organized and motivated

Cib Operations Index Trading Bookrunner Analyst Resume Examples & Samples

To own the front to back management of the equity release mortgage business. This includes, but is not limited to, looking after monthly rolls and client sweeps, booking new ERM trades and documenting new trade specific procedures in a clear and concise way
To produce and explain daily P&L / Risk but also ensure its accuracy. The successful applicant should have a good understanding of the greeks and be able to explain their movements
To understand the cashflows associated with each trade and to work with the accounting and settlement teams to ensure that settlement is accurate and timely
Build strong relationships across FO (traders and marketers), Accounting, Settlements and Technology
Product knowledge – Exposure to, and an in depth understanding of Structured or Exotic interest rate derivatives
Analytical and quantitative aptitude - it is essential to understand the "Greeks" and be able to explain their movements
Change Management: Adaptability to learn new tasks and demonstrate a willingness to understand the detail of a process
Understanding of the transaction flow: Ability to look at the overall process and explain it to others
Technical skills: The daily tasks will involve using several applications, in house, third party and out the box. A strong candidate would be someone who has experience using all Microsoft office applications and ability to code in VBA using Excel

100

Trading Account Executive Resume Examples & Samples

Seeking out new business opportunities within agency patches
Working with the AM and SD responding to briefs by working with teams internally to provide the most strategic response
Maintaining strong professional relationships with clients throughout the year - even when they are not spending by educating them on our new offerings
Working with the AM on pro-active proposals during periods of slow business to inspire clients and keep AOL top of mind
Keeping CRM system fully updated with opportunities and contacts
Booking regular meetings with agency clients for sales presentations and EOC report presentations
Working to educate clients on video advertising and the ways they can work with us - Responsible of organizing training material and trainings for our clients and partners
Keep on top of industry news to be well informed on our competitors offerings and also what other clients are doing in the digital space
Ensuring the clients and the team are up to speed on latest product developments, responsible of keeping the sales materials up to date as well as organizing trainings for the team members
Act as the point of contact for the team members on latest product details
Upselling on Media Planner level
Pre-sales process

101

IMG Trading Associate Resume Examples & Samples

Independently executes all asset allocation modeled account maintenance requests from portfolio managers and financial advisors. Responsible for creating and releasing large block orders
Responsible for executing investment model updates and changes received from internal and external strategy teams across institutional and personal trust accounts. Responsible for managing high volume, high transaction, high-risk systems
Monitors, identifies, and corrects any account level cash or position deviations from the model. Develops, implements, and maintains procedures for ensuring minimal dispersion of returns for separately managed accounts. Works to continuously reduceimplementation shortfall
Works with traders and brokers to ensure timely settlement of all trades. Identifies and corrects potential settlement issues such as incorrect commissions, shares, and dollar amounts. Alerts traders to settlement issues and trends with all brokers
Executes both fixed income and equity trades in a limited capacity with direct supervision by either a senior or an intermediate trader
Prepares several trading reports and presents to the Head of Trading. Reports include option trading, open orders, compliance, soft dollar, and settlement reports
Processes all gains and losses associated with portfolio management or trading errors
Tracks and implements socially responsible restrictions, unmanaged restrictions, and cash requirements for all institutional and personal trust modeled accounts
Helps coordinate audit requests for the trading department
Maintains settlement instructions for all brokers
3+ years of investments, investment operations, and trading experience
Working knowledge of fixed income and equity securities their markets and trading characteristics
Working knowledge of trade-related operation areas
Comprehensive knowledge of PC related applications, and working knowledge of mainframe system interface
Superb work ethic, attention to detail, and team orientation

102

Equity Index Arbitrage Trading Resume Examples & Samples

Maximise profits for the trading desk
Excellent English skills, Mandarin is a plus
Programming experience (OOP, VBA)
Good work ethic and integrity
Experience in project management or qualitative analysis
Market experience (especially China)

103

Macquarie Securities Group Trading Division China Business Manager Resume Examples & Samples

Maximise profits for the MSG Trading Chinese business by
Fluency in both Mandarin and English (spoken and written)
A good understanding of financial markets, particularly equity markets and related instruments
Experience relating to the onshore market in China, specifically QFII and RQFII access, China Interbank Bond Market (CIBM), money market funds (MMFs) and onshore futures
Appreciation for legal, accounting, regulatory capital and tax concepts such as entities, treaties, limited liability, defeasance, P/L, balance sheet, cash flows etc
Ability to manage complex projects both on time and on budget
Ability to engage with internal Macquarie stakeholders, such as Finance, Risk, Tax, Operations, IT and Treasury. Earn their respect and trust
Ability to deal effectively with external parties such as regulators, legal and tax advisers, clients, counterparties, brokers, service providers and custodians
Ability to critically assess the viability of proposals and business cases

104

Senior Trading Service Analyst Resume Examples & Samples

Provides guidance and assists in the setup and configuration of highly complex environments, including hardware setup, operating system and infrastructure component configuration, and application installation
Verifies that regular maintenance activities (patches, service packs, upgrades) are carried out
Prepares required support documentation
Provides consultation in project and planning teams
May act as a Team Leader or Technical Team Leader, managing workload and resources for the team
Provides guidance and coaching to more junior team members
Identifies and avoids any potential bottlenecks that might present a threat to system security or user services
Tests and verifies security controls in fixes, and new or upgraded products
Possesses a university degree/college diploma in Computer Science or equivalent work experience, and/or 5 to 7 years experience in Banking applications or technical support environment
Demonstrates solid knowledge of supported operating systems (Windows, HP UX, SUN Solaris, IBM AIX, Linux)
Displays sound knowledge of infrastructure applications (Windows Sharepoint/Portal Services, Lotus Domino, IIS, MQ Services, Websphere)
Contains applied knowledge of ITIL processes including Problem and Change Management, and Configuration and Release Management
Displays applied problem solving and analytical skills
Illustrates sound customer service skills
Demonstrates solid teamwork skills
Exhibits solid coaching and leadership skills
Is self-motivated, goal-oriented, and customer-service oriented

105

Trading & Settlements Analyst Resume Examples & Samples

Ensures a good understanding of operational procedures
Working with Team Manager to identify solutions if any SLA is under threat
Preparing management information and reporting to senior management level and perform trend analysis to ensure on-going learning and continuous improvement plans as appropriate
Escalation to senior management of suspected transactional issues, failures or potential losses
Ensuring the timely event reporting of breaches and incidents and identification and implementation of preventative measures when issues arise
Ensuring the team maintains up-to-date, written procedures and controls for existing and new business including implementation of approved procedures in a controlled manner
Providing help to define operations business needs and requirements, allocate resources and drive new developments and enhancements forward in the area
Ensuring quality in the implementation of system and process improvements within the department and ensure best practice is shared across the site
Playing a lead role in formulating new procedures and controls for existing and new business
Ensuring all client deliverables and targets are met and ensure communication with the client is effective
Raising and responding to client queries/issues in a timely manner
Placing trades with Fund Managers and Stockbrokers
Proves excellent knowledge of related bank systems; provides assistance in the implementation of process improvements
Creates customized reporting; supports SOO/ Custody Ops Head in the launch of new products/ services and upgraded platforms
Manages timely all requests / inquiries coming from internal and external customers and vendors
Applies good understanding of how the team interacts with others in accomplishing the objectives of the area and develop and maintain positive and constructive working relationships with other teams within Wrap Operations and various internal Citi stakeholders
Requires a good knowledge of the range of processes, procedures and systems to be used in carrying out assigned tasks and a basic understanding of the underlying concepts and principles
Makes evaluative judgments based on the analysis of factual information
Resolves problems by identifying and selecting solutions through the application of acquired technical experience and will be guided by precedents
Facilitating management of training of new entrants and providing support to help them settle in and contribute to operation
Taking ownership of the team’s skills matrix and facilitating on the job training to maximise staff fungability
Basic level experience in a related role (combination of education/experience)
Good working knowledge of Microsoft Word, Excel and Powerpoint

106

Technology Pwm Technology Pwm Trading Team Developer Portfolio Management Resume Examples & Samples

Design and develop new functionalities for the PWM Trading and Portfolio Management area
Work with PWM Sales teams and trading desks on a global basis to gather requirements
Analyze requirements and translate into technical designs, develop and enhance existing systems including implementation and rollout/training to global client base new development and existing system enhancements)
Production applications support of new and existing applications
Experience of developing distributed Java and/or .NET applications required
Strong analytical and excellent verbal and written communication skills
Ability to work well with a team
Experience in any messaging middleware platforms and network programming
Experience with portfolio management systems

107

Technology Ficc Technology Interest Rate Derivatives Trading Technology Developer Resume Examples & Samples

Development – Design, build and deploy critical trading applications, including intraday risk management and position keeping, trade booking, pricing and EOD processing applications. Development will be in a proprietary language (Slang/SecDb), as well as in Java, JavaScript and other web technologies
Analysis - Liaise with traders, salespeople, strategists, and operations users and other technology groups to determine development requirements, specifications and priorities
Support – All members of our development teams rotate through support
Extremely strong technical and analytical skills (we are relatively agnostic to language)
1+ years of professional development experience in an OO language (Java/C#) wutg some scripting experience (python or scala). Web development experience a plus
First-degree in an analytical subject (CS, Math, Engineering, Finance etc.)
Clear and confident communicator- essential as this role will require interaction with traders and strategists
Team-centric
Comfortable in a high-pressure work environment"

108

Technology Pwm Technology Pwm Trading Team Developer Pooled Vehicles Resume Examples & Samples

Design and develop new functionalities for the PWM Trading area
Unix, Sybase (or similar RDBMS), any J2EE application suite (which includes but is not limited to technologies like JBoss, Web services, HTML/DHTML) (required)
Experience in GUI development
Experience in any messaging midleware platforms and network programming
Experience with requirement initiation, definition, and documentation
Capital markets domain expertise

109

Technology Ficc Technology VP Mortgage Trading System Resume Examples & Samples

Ability to understand current business flows and functionality
Ability to work independently on multiple projects from requirements to implementation
Ability to provide day to day and EOD systems support
Ability to participate and possibly coordinate design and code reviews
Ability to lead and mentor a team
Strong Java skills and Object Oriented Analysis/Design skills
Experience with distributed systems and message-oriented middleware concepts highly desirable
Knowledge of Java/Unix a big plus

110

Trading / GCM Ops Manager Resume Examples & Samples

The candidate needs to have rich knowledge and experience on day-to-day operations and familiar with local product settlement rules in both exchange, interbank market
The candidate needs to have rich knowledge and experience on OTC/derivate product, and good sense of operational risk control
The candidate needs to have knowledge on CSRC/PBOC regulatory reports requirement, and has good sense to track with regulators on regulatory requirements and timely enrich internal controls where necessary
The candidate needs to have over 5 years operational knowledge and is familiar with China capital market
The candidate can manage queries from both external and internal clients e.g., trading counterparties, Front office, Finance, L&C, etc. She/He has to be client focus and be able to handle queries independently
The candidate is able to ensure control processes like reconciliation, maker/checker principle and all internal procedures are complied with local rules and regulations and UBS internal policies. Assist manager to develop effective control standards
The candidate is able to drive business initiatives and projects and manage system change and process improvement
The candidate is better to have experiences as production manager and equipped with good management skills
The candidate is better to have knowledge on the operations to process and settle DCM deals executed in both interbank and exchange market
Fluent in English a must and having security qualification certificate a plus

111

Unauthorized Trading Quant Risk Modeler Resume Examples & Samples

Experience building and maintaining flexible, dynamic and user-friendly data models
Experience in financial or risk modeling
Awareness of trading environments and processes
Track record of successfully working with and influencing stakeholders
A fascination with business, behavioral and cultural issues
Inquisitive / persistent / tenacious / thorough i.e. Able to apply constructive challenge to user responses

112

Pa-trading Floor Resume Examples & Samples

The Assistant will provide support to four Directors and the BDS team
To provide a high level of professional secretarial/administrative support to employees within the department
To support employees in the maintenance of files by effective file management
To ensure that clients are dealt with efficiently and politely
To assist in all secretarial tasks including: production of documents, presentations, reports, proposals and other documents using the Microsoft Suite (Word, PowerPoint and Excel)
Audio and copy typing as may be required
Proofreading letters, documents and presentations as required
Assisting with production of documents for internal and external usage
Managing routine correspondence (telephone, written, fax and email) and referring to other employees as appropriate
To assist in general secretarial/administrative tasks including; coordinating schedules and diarising for the team as required using Microsoft Outlook
Setting up video/WebEx/conference calls
Booking training, conferences and seminars
Managing travel arrangements including production of detailed itineraries
Preparing and processing expenses
Dealing with IT and Facilities on a daily basis (procuring equipment, investigating IT issues, new starter systems setups etc.) as and when required
Administrative, secretarial, document production and PA experience is desired, as is good knowledge of MS Office packages, especially Word, Power Point and Excel
The successful candidate should be highly organised, efficient and capable of working to instructions with minimum supervision
Possess excellent communication skills and good telephone manner
Possess excellent attention for detail with an ability to work to tight deadlines
Operate effectively as part of a team, develop and maintain good working relationships with employees and is seen as "approachable" and helpful
Have a proactive and enthusiastic approach to work and projects
Demonstrate sound judgement and good decision making in order to deal with problems effectively and efficiently
Demonstrate excellent diary management and organisation of meetings

113

Trading Book Data Analyst Resume Examples & Samples

Daily/monthly analysis and reporting of counterparty credit risk exposure fluctuations in the trading book portfolio (OTC derivatives covering all asset classes - i.e. Equities, Rates, Credit, FX and Commodities)
Identification, investigation and communication of underlying data/exposure calculation issues to senior stakeholders
Preparation of monthly presentations for senior management

114

Senior Trading Strategist Resume Examples & Samples

Lead the successful execution of complex media plans in a data driven, multi-channel environment. Make sense of high number of data points, and separate signal from noise to make sound optimization decisions
Able to work with multiple technology systems/applications such as DSPs, DMPs, ad servers, attribution technology and many more
Work collaboratively with Client Services and Sales teams to evaluate client needs with regards to their advertising objectives and goals, and to coordinate successful delivery of campaigns
Highly organized and effective management of all the implementation details associated with media campaigns
Implement digital media buys (CPM, CPC, CPA), be accountable for making profitable media buys, and completing assignments within budget and deadlines
Work collaboratively with the engineering team to troubleshoot technical issues
Monitor, manage, optimize performance and report results of campaigns
At times, consultative engagement with clients with regards to the performance of campaigns, including weekly insights, post-mortem analysis, and recommendation for future opportunities

115

Options E Trading Director Resume Examples & Samples

Define the strategic direction for Options eTrading as well as to partner with other electronic technology managers in FX, Rates and Emerging Markets to develop a strategic infrastructure for that space
Develop and maintain a holistic overall business, data and technical architecture; a blueprint for the future that optimizes usability, maintainability, availability, and scalability; while meeting enterprise and local technology standards
Work with a number of constituencies to ensure that the architecture supports the required business functionality, including senior business managers, senior IT management, application development management, developers
Communicate a strategic direction to all levels of management and technical personnel and gain buy-in
Lead project architecture decision making for the most visible and important projects
Execute on multiple tasks concurrently with minimal supervision
Bachelor’s degree or equivalent experience in computer science or related area, Master’s degree is a plus
Experience across a broad array of technologies with expertise in more than one technology area
Experience developing and/or architecting large, complex systems
Experience with analysis, design, and development
Must have working experience w/ databases, infrastructure design and resiliency, security and performance testing
Effective oral & written communication skills
Ability to multi-task and work independently with minimal supervision
Project planning and resource planning experience
Deep understanding of SDLC processes and automated tools, spanning requirements/issue management, defect tracking, source control, build automation, test automation and release management
Strong technical and leadership skills to mentor, guide and a group of talented, passionate staff
Collaborating closely with business partners in strategic planning and share accountability with them for benefit realization
Establishing data roadmaps / blueprints required to guide key aspects of application development
Solid experience in Java or C++, Python and design techniques

116

Trading Coordinator Resume Examples & Samples

Process trades with a high level of accuracy while mitigating risk
Coordinate trade execution/allocation/settlement details with portfolio management and operations teams
Maintain system configurations/models that relate to trading functions
Possess a comprehensive understanding of the trading life cycle
Implement careful documentation of procedures and follow up process
Develop and maintain solid relationships with Vantage consultants
Maintain a positive attitude with all co-workers
Continuously seek process improvements
Deadline and detail oriented with the ability to manage multiple projects simultaneously from start to finish
Ability to manage time and perform tasks with minimal direction
Strong analytical, written, and verbal communication skills
Positive attitude toward client relations to provide exceptional client service
Two years of related work experience in a financial services firm

117

Technology Prime Services Technology Cross Platform Developer for Sl Trading Client Financing Resume Examples & Samples

2+ years of experience in building applications using Java technologies. Specifically
Testing Framework. The candidate should have a good understanding of principles behind test driven development (TDD) and have hands on experience with testing frameworks such as JUnit
Database Skills. The candidate should be proficient with SQL, able to write and analyze complex queries with multi-table joins and aggregate functions
Problem Solving Skills. The candidate should be able to analyze non-trivial interdependencies between systems. Ability to develop effective code in several different languages
Functional Knowledge: Desire to understand business needs and requirements, work with domain specific technologies (e.g. SecDB )

118

Electronic Market Making & Low Latency Trading Developer Resume Examples & Samples

Design, develop, and maintain the cutting edge electronic market marking system for Equity Derivative Products
Design, develop, and maintain the next generation low latency trading platform
Help traders to perform pre and post-trade analysis to fine tune the trading strategies / parameters
Ensure all relevant parties (vertically and horizontally) are kept abreast of key technology developments in MM and low latency trading both within and outside the firm
Build foundation of trust with traders by demonstrating an understanding of their needs and being responsive
3-7 years related business experience, preferably including 2-5 years of experience in Electronic Market Making and/or Low Latency Trading Development
3-5 years solid C++ development experience
Experienced in development under Linux environment
Previous experience in exchange connectivity / market data feed development will be an advantage
GUI development experience is a plus
Excellent analytic skills
Strong interpersonal skills: Working well with others, thinking and acting quickly and appropriately
Flexibility: The ability to adapt to a changing and fast-paced environment
Service focused and detail-oriented
An Asian language would be an advantage

119

Technology Prime Services Securities Lending Trading Developer Associate Resume Examples & Samples

2+ years of commercial experience
Strong development background using one or more procedural or object oriented technologies such as Java, C#, .NET, C++, Python
Proficient with databases systems and SQL; able to write and analyse complex queries with multi-table joins and aggregate functions
Experience and/or interest in financial services and trading businesses
Excellent communication skills and client interaction
Experience of working with Sybase ASE or Sybase IQ
Experience of Prime Brokerage/Securities Lending in a user/client facing environment

120

Institutional Trading Specialist Resume Examples & Samples

Contribute to strategic analysis of business and potential new business which may include supporting general reporting efforts, analyzing, updating and cleansing sales & trading data
Liaise with Finance department to create and maintain financial reports and estimates for IER
Liaise with Compliance/AML for client account openings and questionnaires
Manage department invoice process for both incoming and outgoing payments
Assist with coordination and administration of projects, monitor and report upon progress, manage accountabilities and deliverables
Partner with internal and external teams to understand and document business requirements and assist with providing technical or process solutions to solve business problems
Serve as departmental data steward, providing expertise to business projects and processes
Prepare materials for internal and external audiences and maintain related documents
Work in a fast-paced team environment and integrate effectively with numerous internal and external teams
Bachelor’s degree required; proven academic record and experience in a trading environment preferred
Excellent time and project management skills; ability to meet tight deadlines while working quickly, efficiently and professionally in a high pressure environment. Sense of urgency, attention to detail
Excellent interpersonal skills; ability to effectively communicate with associates and vendors, both verbally and in writing
Highly motivated, self-starter; ability to work within a team and independently
Strong analytical skills and advanced computer skills using Microsoft Word, Excel, PowerPoint. SQL Server and other data analytics experience is a plus
Securities license – 7, 63 helpful, but not required

121

Trading Book Analyst Resume Examples & Samples

Understanding the relevant measures (backtesting, PL attribution etc) for the Internal Model eligibility under the FRTB framework
Performing both quantitative and qualitative analysis for eligibility measures and assessing the implication for different asset classes
Collecting relevant information from the business/risk managers/quants team to assist the analysis and identify the risks that potentially jeopardize the bank or businesses’ model eligibility
Calculating the capital impact induced by implementing these measures in the capital framework using in-house systems and Excel spreadsheet
Assisting in developing prototype of assessing Internal Model Approach eligibility under FRTB for the QIS, which will then be used on an on-going basis until strategic delivery
Assisting in compiling presentations for senior management of the model framework
Liaise with both onshore and offshore team on the analysis tasks
Performing analysis to respond to questions from risk managers, senior management and regulators

122

Head of Emerging Markets Flow Trading Resume Examples & Samples

Manage a team of 3-4 people in the Emerging Markets Flow Equities trading business across trading and sales with oversight responsibilities for infrastructure development issues including funding, borrow, technology and exchange/ market connectivity across South Africa, Turkey and Russia
Manage a team of 3 -4 people
Help in the development of his team
Contribute to the wider derivatives team
Create innovative ideas that help clients express their market views
Monitor and manage the risk of the EM group contribute to the broader risk discussion
Run risk across SA, Russia, Turkey, India
This role requires FSA registration

123

Technology Securities Technology Trading Shared Services Developer Analyst Resume Examples & Samples

1+ years of commercial experience
Good knowledge of an Object-Oriented Programming Language (Java, C#, .NET, C++, Python)
Strong knowledge of Data Structures
Excellent communications skills
OTC Derivatives knowledge
Agile Development Practices

124

FX Trading System Developer Resume Examples & Samples

Ability to develop a deep understanding of existing systems? architecture
Hands on design, development, testing and deployment of server-side services and applications supporting the business
Working closely with colleagues in the FX technology team and other technology teams to collaborate on delivering integrated solutions
Providing support for traders and salespeople with application and infrastructure questions or issues
Professional development experience: 3+ years
Strong core Java development within a service oriented architecture: comfortable with threading, interprocess communication, XML-based messaging
C++, scripting (Perl/Python)
Knowledge of FIX protocol and experience developing FIX applications
Experience developing high throughput transaction/event processing systems

125

Fall Co Op, Fx Spot Trading Resume Examples & Samples

Exposure to the Sales and Trading department of a top-tier investment bank
Student will be given the opportunity to engage with and learn from industry professionals
Opportunity to attend client meetings, strategist’s presentations and listen to conference calls
Develop proficiencies in the area of FX market conditions and trading characteristics, investor behaviour and trading floor dynamics and trading platforms
Develop skills in the use of analytical tools such as Bloomberg
Undergraduate or Graduate student in Business/Finance
Demonstrated keen interest in Capital Markets
Excellent analytical and communication skills
Ability to multi-task and prioritize in a high pressure environment
Proficient with Microsoft Word, Excel, PowerPoint and Outlook
Motivated individual who is able to take initiative and self-develop
Fully bilingual French/English oral and written in qualifications
Able to work hours tied to markets: 7:00 AM to 5:00 PM
Availability after 5 PM as required by the business

126

Technology Pwm Technology Pwm Trading Platform Resume Examples & Samples

Design and develop various PWM trading platform components such as order management, execution systems etc. across multiple assets
Work closely with a global user base across Sales, Operations and others
Strong object oriented design skills
Experience developing real-time, multithreaded, multitier & distributed Java applications
Java/J2EE application suite (which includes but is not limited to technologies like JBoss, Weblogic, RMI, EJB, Servlets, HTTP, HTML/DHTML)
Exposure to distributed caching solutions such as Gemfire
Capital markets domain expertise and building trading/risk platforms is a plus
Experience in any messaging middleware platforms and network programming is a plus

127

Managing Director & Head, Global Fx Trading Resume Examples & Samples

Wholesale Banking Senior Management and global leaders in the regions
Partner with trading, risk, origination and other teams across the firm to enhance CIBC’s functional capabilities
As an employee of CIBC, the incumbent must comply with all applicable CIBC and Line of Business policies, guidelines, controls and code of conduct
As the manager of people, this job must ensure all employees within the business unit comply with all applicable CIBC and Line of Business policies, standards, guidelines and control requirements

128

CO OP Analyst Trading & Operational Risk Resume Examples & Samples

Assist with automating existing processes surrounding monthly MIS reporting
To support Capital Markets business lines in managing trading, operational and compliance risks
Assist with broker selection and approval process by performing broker due diligence with recommendations
Assist Management with trading oversight including periodic review of cancel & amends; trading errors resulting financial loss/gains; fails; wash account performance; short position etc
Assist with the identification of control gaps in trading operations and recommending appropriate policies procedures to mitigating operational risks
Liaise between Trading Management, Market Risk Management, Compliance and operational support units in the identification and resolution of regulatory, operational and compliance issues affecting the businesses
Follow up on audit issues raised to ensure corrective action implemented
Organize monthly operational risk meeting among Trading Management, Operational support units, Technology Application Group and Compliance to discuss and address operational issues affecting the businesses
Assist with the annual review of the Sales and Trading Practices Manual and Dealer Authorization mandates
Ability to operate in a fast-paced environment
VBA and advanced spreadsheet skill preferred
Working knowledge of capital markets
Maintaining a focus on the task at hand and the desired results. Identifying opportunities for increasing the bottom-line and pushing activities and projects in that direction

129

Technology Pwm Technology Trading Tech Analyst Developer Resume Examples & Samples

On board Equities Trading appsuite on PWM trading infrastructure, owning the deployment of hardware, software and learning systems for support perspective
Manage L1 and L2 support for apps for our desks
Strong analytical and communication skills to work closely with a trading desks, Ops and other technology teams
Maintenance of new and existing applications
Core Java or C#, Unix, Sybase (or similar RDBMS)
Scripting Lagrange (Shell, SQLs, Perl etc.) to be able to add and maintain scripts
Strong understanding of equities trading technologies (e.g. FIX, DMA, trading platforms, exchanges connectivity etc.)
Strong understanding of equities, options from asset class and orders and execution flows perspective
Strong analytical and excellent verbal and written communication skills; team work
Experience in supporting and managing real time production systems in capital markets

130

Technology Ficc Technology Mortgage Trading System Resume Examples & Samples

Ability to work across diverse technologies potentially including Java, LINUX/UNIX, XML, Sybase and SecDB – GS Proprietary development platform
Ability to participate and coordinate design and code reviews
Ability to coordinate work across teams
Ability to follow existing standards and architecture
Knowledge of SQL and RDBMS
Experience with SQL and RDBMS, distributed systems and message-oriented middleware concepts highly desirable
Knowledge of SecDB/Slang/Odyssey back office a big plus (applies to GS experiences candidates only)

131

Associate Director Trading & Operational Risk Control Resume Examples & Samples

Ensure operational risks are tightly controlled by proactively addressing operational control gaps, assist in responding to audit findings, monitoring open audit and regulatory issues, providing solutions/support to address any control issues, reviewing operational losses to ensure any systemic weaknesses in processes are addressed, and evaluating the impact of any proposed changes to systems and processes on operational risk management
Work with the business lines, technology groups and control and support units to ensure appropriate controls are designed into new processes and/or when changes occur as a result of new business, new or enhancements to existing systems, regulatory pronouncements, etc
Ensure the GBM Operational Risk Management framework is upheld and that associated processes, including generating and reporting key metrics for discussion at operational risk committee meetings reflect the key principles of the Framework
Assist Trading Management in the oversight and supervision of sales and trading staff including escalating key issues to desk heads as they occur and on a monthly basis (via the Trader Oversight Checklist Process)
Monitor SCI bidding in the Bank of Canada Auction process to ensure SCI adheres to all primary dealer requirements
Review and escalate regulatory breaches (DFA, EMIR, Canadian Derivatives) to Trading Management and provide feedback to the Bank’s regulatory group
Conduct due diligence on brokerage relationships
Assist in implementing and maintaining Fat Finger limits for trading platforms and ensure limits are within the Bank’s risk management framework
Provide input/support in the development and communication of processes to support policy implementation
Assist in preparing for regulatory requests including collating information and providing responses
Identify and address opportunities for improving controls and efficiencies of processes
Assist Trading Management with ad-hoc requests and special projects
GBM contributes ~30% of total Scotiabank Group Net Income
Complex and very different business lines in GBM
Expert/good working knowledge of internal controls
Demonstrate significant maturity, credibility and sound judgment in dealing with senior management across business lines, risk management and support groups

132

Emg IT Trading & E Commerce Ba Resume Examples & Samples

Bonds FO Sourcing and Bonds Consolidation
Sing Branch & CSI legal entity migrations
STP / RFX / Mercury / Sales-to-trader
CEEMEA & CDI Swaps eTrading
Ongoing PM and BA tasks, including updates in OnePPM, CS-SDF, documentation on wiki
Liaising with Business users and IT Support teams to better understand and clarify requirements from incoming requests
Scrum backlog grooming and maintenance in line with agreed roadmap and priorities
Review test cases prepared by Quality Assurance and ensure alignment with requirements
Release preparation and documentation, participation in CAB reviews
Assistance to EMG Support and EMG Dev teams with investigation of Production issues
Knowledge & understanding of price formation, trade lifecycle management and electronic trading
Clear written communication skills when documenting processes and features and communicating via e-mail
Analytical mindset with attention to details
Creative thinking and problem-solving abilities

133

Technology Operations Technology Trading Shared Services Tmvp Resume Examples & Samples

Pro-active and takes initiative
Functional Programming experience
Data Modeling/UML

134

Private Bank Portfolio Management & Trading Resume Examples & Samples

University degree, or specialized training or equivalent work experience
10+ years of proven experience in Financial Services or Product Development as well as proven extensive knowledge of financial industry concepts
3-5 years of Asset Management and/or Private Bank technology, with a solid understanding of Managed/Discretionary Accounts trading being a distinct advantage
Experienced project manager and experience in managing a product roadmap with multiple stakeholders
Excellent communication skills. Crisp & Clear verbal communication with the ability to be assertive when speaking to a diverse audience
Excellent facilitation skills. Ability to command/lead facilitation meetings with clear & specific agenda. Keep the audience attentive and active in participation of the meetings
Experience in Agile methodology a plus
Analytical mind, service-minded approach and keen to resolve problems
Excellent organisational skills, ability to multi-task and manage priorities
Excellent business analysis, test planning, activity planning skills. Ability to tailor communication of the plans (i.e., high level vs detailed level) based on the audience it pertains to
Excellent time management abilities
Ability to work under pressure and time constraints
Technical experience in data management (specifically SQL queries) as well as exposure to Java development and business logic tools a plus
Experience of working with a Global team in multiple time zones

135

Director Latam Fxlm Trading Business Unit Manager Resume Examples & Samples

Effectively manage conflict and diverse views, drive to consensus and persuade internal and external teams to implement action plans. Demonstrates an appreciation of a diverse workforce. Appreciates differences in style or perspective and uses differences to add value to decisions or actions and organizational success
Demonstrate a robust knowledge of financial markets, specifically in Foreign Exchange and Interest Rate products
Relay business knowledge, product knowledge, and requirements to business and internal support functions where required
Co-ordinate and participate actively in all relevant business initiatives as required
Foster excellent relationships between the businesses and various support functions
Communicate (written and oral) information within and between the businesses and support functions
Communicate effectively within the business management teams locally and globally
Communicate effectively within the wider global management teams
High level of computer literacy especially in the Microsoft Office product suite, preferably including the ability to code to basic macro level in excel and work proficiently in Microsoft Access and Powerpoint preferred
Significant exposure to foreign exchange and/or interest rate products would be an advantage
Minimum of 10 years’ experience in financial markets either in the business or business support functions
Strong understanding of data flows within the FXLM organization
High level of computer literacy especially in the Microsoft Office product suite, including the ability to code to basic macro level in excel and work proficiently in PowerPoint preferred
Ability to interact concisely and confidently with senior business leaders
Excellent academic record, ideally in quantitative field such as engineering, mathematics, computer or natural sciences and economics
Communication / Relationship building
Strong ethics and personal integrity
Ability to handle abstract data concepts
Creativity in solution design & implementation
Prioritization / Initiative

136

Global Head of Index Arbitrage Trading Technology Resume Examples & Samples

Provide technical and managerial leadership to desk aligned team of trading technologist globally
Be hands on and develop and enhance arbitrage trading systems with a view to improve alpha and minimize slippage
Own the delivery to the desk globally front to back and manage the global book of work for the desk across PnL, operational and regulatory projects
Partner with the trading desk to identify and implement new trading strategies and reduce key operational risk
Be responsible for end to end delivery - requirements, planning, development (user interface & server side), back testing and support
Manage a global team of 20 motivated and talented C# .NET developers and testers to deliver quality technology solutions in a demanding business environment
Ensure high availability of equity and arbitrage trading systems through thorough and ongoing system maintenance and support
Deliver to agreed constraints of time, budget and scope
Report into Head of technology for Risk trading and have a business reporting line into Head of Index Arbitrage Trading
Manage time appropriately across multiple concurrent projects
Proven experience managing and developing risk trading technologies at hedge funds/ proprietary trading desks or equivalent setup
Hands on with the technology development and design
Have in depth knowledge of market microstructures, pricing and trading listed derivatives, market connectivity and trading strategies like Pairs, automated market making
Have at least 8-10 years experience of developing real-time, multi-threaded trading applications using .NET technologies (recent C# 4.0 experience ideal)
Have at least similar experience designing, developing and testing real time automated trading algorithms in equity and equity derivative markets
Possess a tertiary education in technology and/or finance (strong academic performance is commended)
Work well under pressure
Windows UI development and associated frameworks (e.g. Infragistics)
Open Source frameworks (e.g. Autofac, NHibernate)
FIX Protocol

137

Trading Specialist Resume Examples & Samples

Review all trades prior to entering to backstop and reduce errors by vetting blocks for conflicts of interest with trading notes or specific client instructions regarding proscribed holdings or limitations based upon liquidity needs
Review and Clear Debit Balances
Review Margin Balances
Utilize Share Point tool to enter new accounts, journal requests, general account maintenance needs
Create and/or update detailed trading notes to follow and save to the appropriate database
Monitor Risks in portfolio
Contribute to overall investment philosophy of group
Guide the investment decision process by analyzing existing and potential opportunities and aiding in performance analysis and reporting functions
Maintain Trading Notes database of client households
Monitor client household and direct portfolio changes
Review and modify trading instructions as required
Execute periodic re-balancing of account portfolios
Maintain watch list of potential securities with target prices
Good analytical skills with ability to perform semi-advanced math
Staying current and understanding firm policy and procedures in an ever changing regulatory environment, being able to articulate the reason for certain requirements to clients as needed
Strong Excel and related technical analysis skills are required
Bachelor’s degree or industry experience comparable to Bachelor’s degree
Prior industry and/or administrative work experience or an equivalent combination of education and experience from which comparable knowledge and abilities can be acquired
Must be Series have or will obtain series 7/63 or 7/66 within 12 months of hire
Proficient in Microsoft Office suite (Word, Excel, PowerPoint) and have experience with Macros
Knowledge and understanding of Modern Portfolio Theory and Equity Research
Excellent verbal and written communication skills (including e-mail); ability to adeptly exchange ideas and information

138

Par Secondary Trading Business Resume Examples & Samples

Work well under pressure and be able to meet strict deadlines as well as having strong organizational and interpersonal skills
Ability to drive change and improve daily processes in the work place delivering both capacity and control
Critical thinker, proactively considering operational and reputational risk of the department and firm
Able to assess problems quickly and provide effective, innovative solutions with confidence
Strong background in Loans / LIQ experience is preferred
Assumes ownership of problems and drives towards their resolution
Displays high level of attention to detail and the ability to prioritise tasks appropriately
Uses negotiation skills that provide flexible and creative solutions to satisfy all parties
Develops and maintains excellence in client relations by providing timely and relevant information through effective communication
Delivers team tasks on time to required quality

139

FX Trading Developer Resume Examples & Samples

Hands on design, development, testing and deployment of server-side services and applications
Providing support for the desk with application and infrastructure questions or issues
Professional development experience: 5+ years
Strong core C++ development within a service oriented architecture: comfortable with threading, interprocess communication, XML-based messaging
Clear understanding of object-oriented fundamentals
Experience developing, delivering and supporting software for Linux (or other UNIX ) operating system

140

Charles River Trading Resume Examples & Samples

Work closely with Atlantic Trust Private Wealth clients to provide day to day systems / administrative support of the Charles River Trading System including
Assist clients in optimal use of the system
Manage user administration/privileges
Manage parameter configuration changes
Monitor system availability
Assist with application and database performance tuning
Provide support of daily operational processing
Assist with testing software patches / upgrades
Assist with problem support and resolution
Assist with Business Continuity/Disaster Recovery testing
Work closely with AT clients to provide day to day systems / administrative support of the Market Data application including Bloomberg, Factset
Participate in new development initiatives as it relates to trading / MDS
Strong Interpersonal skills – able to work with all levels within the organization
Fundamental knowledge of Equity / Fixed income Trading Workflows
Understanding of / experience working with security reference data
Understanding of trade compliance (Compliance in CRD a plus)
Knowledge of Market Data providers
FIX
Autosys / Informatica workflow integration
SQL / PL SQL

141

Associate, Trading Products Resume Examples & Samples

Trading – provide support to the senior traders in their market making capacity; including idea generation for clients, monitoring news/events and assessing their impact on prices, developing a deep market knowledge and staying on top of current needs of our clients
Relationship Development – in conjunction with sales and senior traders, develop relationships with institutional investors through day to day discussions, attendance at events and individual client entertainment
Credit Research – liaising with fixed-income desk analysts, BMO equity analysts and other internal/external sources of information to help the desk form views on various bonds & rates that will be used to manage our inventory and provide relative value trading ideas to clients
Administrative – Running the desks end of day processes. Maintaining models for comparing relative value amongst US names as well as versus Canadian comparables
The successful candidate will have
Undergraduate degree Accounting/Economics/Mathematics/Statistics, CFA preferred
At least 3 years of experience working in a trading, investment banking or research environment. Some exposure to credit analysis or trading financial products/derivatives would be beneficial
Preferably has required 7 & 63 Licenses, or will obtain within first 60 days
Excellent Excel skills, strong Bloomberg skills. Knowledge of MFL would beneficial
Strong working knowledge of financial markets with previous exposure to financial market analysis
Thorough knowledge of financial market, pricing, and trading/hedging strategies and familiarity with a variety of the field’s concepts, practices & procedures
Basic understanding of trading or sales procedures and broader regulatory concepts
A very keen interest in markets and high yield bonds in particular

142

Equities Trading Resume Examples & Samples

Make markets Small Cap names across various sectors
Manage order flow for mutual funds, banks, hedge funds and other global financial institutions, ensuring smooth processes and swift transactions
Monitor active orders for risk and optimal tactic selection
Consistently demonstrate knowledge of market technicals that impact all subsectors and singe names within the Small Cap universe
Analyze performance metrics and trends over time and make recommendations for improvement
Interact with clients, sales organization, and developers for building customized client trading solutions
Work alongside sales traders, marketers, and risk managers by providing pricing and modeling support
Knowledge of current trends of market conditions, macroeconomic, political and future indicators
Use high level understanding of the financial/stock market, taking into consideration current events, regulatory changes and government policies, to understand clients' business challenges and oversee implementation of appropriate trading strategy
Cultivate increased trading with existing accounts. Generate new business opportunities and lead proposal development
Analyze complex, non-routine problems and apply non-routine qualitative and/or quantitative analytical processes and tools to draw conclusions and make recommendations

143

Trading Capture Specialist Resume Examples & Samples

Ensure flawless, accurate, and timely trade capture
Monitor and remediate key controls and reconciliations in order to timely mitigate operational risk
Provide insight and demonstrate clear understanding of all booking models, lifecycle activities, and requisite controls across products traded
Partner with the Trading Desk in Product setup, pricing, and trade monitoring
Effectively manage queries from internal partners in a timely and concise manner
Develop working relationships with peers in other teams and regions in order to implement best practices globally
Strengthen relationships w/ respective Trading Desks by providing tight controls, client service and regularly seeking feedback
Increase STP (Straight through Processing) rate of all products by actively engaging IT and Change teams
Strictly adhere to escalation procedures

144

Internship Secondary Market Trading Resume Examples & Samples

Monitor all structured products on the secondary market
Calculate and assess the price of complex structured derivatives products
Evaluate and develop the pricing tools
Be responsible for the correct display of products price on Bloomberg / Reuters / Telekurs

145

Eq Derivs Trading Resume Examples & Samples

Working with IT colleagues globally across a number of front / middle / back-end systems and teams
Involvement in the full development lifecycle of the project
Coordination with the global team on new features and driving the future direction of the system
Core Java: in-depth understanding of multi-threading, data structures etc
Excellent programming skills
Experience in developing enterprise-scale n-tier applications, and working with complex frameworks & distributed environments
Agile exposure, TDD/BDD, CI/Jenkins
SQL / databases experience with RDBMS
Basic working knowledge of Unix/Linux
Scripting languages like Python / Perl

146

FID, Macro E-trading FX, Anl-aso Resume Examples & Samples

Aposition where you will work within the Global eFX trading team, activelyrisk-manage electronic trading books for Global Macro Products and work toincrease PNL and develop the eMacro franchise
Theresponsibility to manage electronic trading books in liquid and illiquid FXpairs
Anopportunity where you will be tasked to identify associated alpha generationopportunities to improve pricing/returns from electronic market making
Arole that constantly requires you to optimize execution and pricing algorithms

147

Associate, Equity Trading Resume Examples & Samples

Relevant tertiary qualifications
A passion for equities and financial markets coupled with a willingness to work hard
Excellent attention to detail and quick judgement
Excellent people skills with an ability to have strong client focus
A flexible, proactive approach
Strong sales/marketing capabilities
Fluency in English (Cantonese and Mandarin preferred)

148

Equity Algo Trading Developer Resume Examples & Samples

Advanced structured programming and systems knowledge
Good technical leadership skills with a proven track record and ability to motivate at all levels
Effective collaboration skills
Strong commercial orientation, appreciating the business usage of systems developed
Strong, logical problem solving skills and resolution management skills
Excellent knowledge of the project lifecycle and application development process
Excellent understanding of the global IT strategies
Communication and interpersonal skills. Including the capacity to articulate the case for IT investments in the language of business
Proven resource / capacity planning skills and supervisory experience
Effective relationship and stakeholder management skills
Proven ability to prioritise competing demands
Broad working knowledge of IT hardware, software operations and networks
Typically educated to an undergraduate degree level, in Computer Science or a related field

149

Associate Manager, Trading Documentation Resume Examples & Samples

Maintain negotiation priority list and report status to desk
Maintain swaps database and original master agreement files
Monitor monthly NAV decline ratios and send reports to dealers
Monitor OTC counterparty ratings and guideline requirements regarding such ratings
Create and maintain document templates in the Form Library
Documentation or derivatives product background (5 years or more)
Proficiency with standard PC applications such as Excel and Word

150

Global Trading Agreements Group Resume Examples & Samples

The individual will also be responsible for keeping up with regulatory and commercial changes in relation to the repo facilitates and managing any necessary updates to the trading agreements that result from such changes
The role will involve working with senior Portfolio Managers, Operations, Legal, Client Service, and other internal and external teams to get internal views on various commercial terms of the agreements to facilitate their execution
The individual will be the primary contact at JPMAM for explaining agreements and its commercial views internal stakeholders and representing JPMAM’s position to external counterparties
The candidate will need to ensure internal procedures are followed with respect to the initiation of agreements and approvals of terms, the status of the trading agreements is centrally tracked, and that relevant stakeholders are updated with latest status of negotiations
The individual will also be expected to develop and build relationships with various groups involved internally and with counterparts at other financial institutions to facilitate effectiveness in the position
7+ years MRA/GMRA/custodial agreement negotiation experience. Experience with derivatives and/or securities based trading agreements a plus
Robust understanding of the key data terms in agreements and how they should be used by various internal teams
Ability to identify relevant issues and analyze them quickly and effectively

151

MSG Trading Resume Examples & Samples

Managing and optimising the synthetic equity book through order flows management, locating stock borrow and dealing with clients and equity execution teams
Monitoring and managing risks within the business, including FX, credit and market risks around access products trading and trade life cycle
Protecting the business from Operational Risk (including compliance with limits, and management of trade settlement and trade life cycle events) by actively identifying exposures and seeking to mitigate them
Providing top quality service to both internal and external clients through provision of access product solutions
Engaging and building relationships with internal stakeholders and external clients
Collaborating across Global Equity Finance, Sales, and Sales Trading to identify opportunities and synergies
Coordinating operational processes aiming to streamline & eliminate inefficiencies and to identify system improvements
Participating in business development efforts and trading systems enhancements as required
A well-developed understanding of equity markets in Asia and Europe, as well as deep understanding in TRS, FX and interest rates
High level of proficiency in excel and numerical skills
A disciplined approach to risk management and the ability to intuitively understand, evaluate and take on sensible risks
Detailed understanding of market mechanics including operations, booking flows, stock and cash settlement (eg SWIFTs), OTC arrangements (ISDAs, CSAs, GMSLAs, GMRAs, collateral), clearing processes, funding requirements and market participants (brokers, custodians, clearers, lenders, asset owners, asset managers, advisors) & Collateral optimisation
Commercial acumen and willingness to act decisively on available information and take responsibility
Attention to detail, achievement drive, initiative, tenacity, quality focus
Demonstrate the ability to work as part of a team

152

Trading Book Market Risk Group Manager Resume Examples & Samples

Be significantly involved with Volcker Rule implementation across all Market Risk teams, working with project leaders in Franchise Risk Architecture, Finance, and Regulatory Reforms Groups
Assist with the process of reviewing Trading Mandates and Permitted Product Lists and ensuring that the relevant systems are adequate to capture full details
Work on Limits Reviews to ensure that the analysis and process complies fully with the requirements of the rule including using RENTD (Realistic Estimate of Near Term Demand from customers) as the basis of determining Volcker limits
Assist with Limits Central and Report Central roll-out relating to Volcker Rule implementation
Assist with Business Specific Stress Tests and Top 10 Reviews helping develop better processes in data validation, consistency and accuracy
Be involved in the process of ensuring consistent handling of models across different products including determining how we handle of market-related assumptions inherent in models used for official valuation and restrictions placed on the models
Work with Franchise Risk Architecture and Risk IT as required
Good understanding of markets and market characteristics, such as pricing, market liquidity and market volatility, across a broad range of financial instruments
Prior experience in either a risk management or trading role is a plus as is familiarity with Citi systems
Sound computing skills essential, prior programming and/or data management experience a plus
Advanced interpersonal and communication skills given the need for frequent interaction with senior management across both business and control functions

153

Instagram Trading Lead Resume Examples & Samples

Ensure we have the best processes and tools for deal performance tracking and management
Maintaining the systems, process and data that drives our trading programs
Creating and implementing contracts with agencies / large advertisers and reporting monthly on their status
Regularly prepare market level analysis and provide management reports to deliver insights that maximize deal performance and inform trading strategy
Work cross-functionally with in market Sales teams, Business Operations, Measurement/Metrics, Product Marketing, Legal and Finance teams to optimize the performance of our trading arrangements
Deliver in market guidance and support on agency negotiation best practice and requirements

154

Analyst Trading Products Resume Examples & Samples

Origination Team Support 50 %
Client Support 20 %
Transaction Modelling / Financial Analysis 30 %
Track team’s revenue and sales metrics
Assist with onboarding requirements for new clients
Create / manage financial models/information for client pitches
Produce written presentations and pitch material for clients
Act as liaison for documentation, legal, market risk, and other internal groups
An undergraduate degree with outstanding academic achievement
Specific academic coursework in finance, economics, math, engineering or accounting
Strong understanding of, and keen interest in, the operation of the financial markets
Relevant experience within financial markets, investment/corporate banking, performing financial analysis in a client facing role is preferred
Bond market knowledge / familiarity with basic derivatives including options and swaps
Relevant experience for Analysts hired into 2nd or 3rd year slots
Typically Analysts maintain this role for 0-3 years before advancement to the next level
Excellent analytical skills to include business, financial, and credit analysis areas
Financial modeling with strong attention to detail
Highly developed professional written and oral communication skills. Takes responsibility for understanding others
Programming ability in VBA desired but not required
Ability to be creative, insightful and resourceful in performance of duties
Strong interpersonal skills to work with team members, other groups, and clients. Need to be personable, confident, credible
Ability to function in a demanding team environment, multi-task under what can be short timelines, and manage multiple projects and requests in an organized manner

155

Senior Trading Platform Developer Resume Examples & Samples

Work closely with customers and analysts to identify and specify complexbusiness requirements and processes, research, evaluate & recommend alternative solutions
Conduct design & code reviews, sign off code for push to production
Support system testing, user testing and production implementation
Incorporate team and firm-wide architectural standards into design
Care as much about code quality, test coverage and domain modelling as we do

156

Program Trading Resume Examples & Samples

Sales Trading, UK, US and European Institutional client coverage
Pro-active marketing of Citigroup’s execution capabilities
Knowledge of equity trading and market issues, advising clients on implementation of different trading strategies
Contributing to team strategy
Knowledge and ability to offer certain clients full sales trading plus trading coverage
Knowledge and sales capability to cross sell into Swaps / ETFs / PB / Derivs etc
Significant work experience within Equities/Program Trading
Proven track record in developing and maintaining client relationships
Good knowledge of different trading strategies, Equities and the market place
Understanding of the Program Trading, Cash Equities and ETF market place, and opportunities to add incremental value
Working knowledge of Fidessa, Bloomberg
Languages are advantageous
Client development, from acquisition to ownership of high profile institutional accounts
Ability to understand complex issues and present them in a simple way to peers and clients
Strong negotiation/persuasion skills
Educated to a degree level (minimum 2:1). Finance, business, economic or mathematical degree discipline would be advantageous

157

Senior Service Center Rep, AOE Trading Resume Examples & Samples

Phone support for over 14,000 advisors required to use Annuity Order Entry electronic platform with a detailed focus on service, accuracy, and satisfaction. Offer education and guidance around the order entry system to improve and enhance the Advisor experience
Troubleshooting system issues and offering solutions for timely order entry. Work with internal and external business partners to ensure effective problem resolution
Monitor pending trades for funds availability, approve eligible transactions, and communicate with FAs on trade inquiries
Taking a proactive role in system testing in order to assure successful system upgrades throughout the course of the year

158

Trading Risk Technology Resume Examples & Samples

Manage developers building pricing and risk applications
Manage the implementation of third party applications, notably Polypath and Sophis
Work with end users (risk managers, product controllers, finance and traders) to define requirements and objectives. Define functional/business requirements and manage the delivery
Participate in the prioritization of technical initiatives
Manage vendor engagements with development partners and application providers
Drive projects through completion (from spec thru development, UAT and post-deployment)
Work closely with application support, infrastructure and other teams
Ability to break large problems into well-defined and manageable tasks
Core Behaviors
Maintains client expectation without sacrificing deadlines and quality
Seeks practical solutions to business problems
Coordinates and manages several plans and priorities (sometimes competing), while still producing high quality results
Copes with change and ambiguity while ensuring all effort to make sure that there is cooperation and teamwork
Consistently maintains a positive ‘can-do’ attitude and inspires others to excel
Abides by the RBCCM Code of Conduct

159

Equity Quantative Trading Resume Examples & Samples

Graduate degree in a scientific field. A PhD is strongly preferred
A minimum of a master’s level degree coupled with strong research experience (other than academic course work) will also be considered, and at least 1-2 years of related Quantitative Analyst work experience within the financial services industry
Solid scientific training and ability to conduct high quality scientific research. Candidates with experience in math, science, or engineering will be considered
Advanced skills in data analysis
Experience in equity trading preferred but not required
Good programming skills, C++ /Unix/R/PERL/PYTHON are a decisive asset

160

Associate, Equity Trading Resume Examples & Samples

Support senior traders through pre-trade analysis, the development of spreadsheet tools, and upon satisfactory development the execution of trades to maximise risk-adjusted returns for the Desk. Core strategies include index arbitrage, FX/rates arbitrage, relative value trading, corporate actions trading, among others. The Hong Kong desk actively trades in China, Hong Kong, Korea, and a number of Southeast Asian markets
Conduct research into new revenue sources under the guidance of senior traders
Monitor trading book risks, including equity, FX, interest rate, stock borrow/repo, and other exposures, suggesting the appropriate hedge to senior traders
Monitor trading books in the front office risk system to ensure accuracy
Comply fully with Macquarie's risk management and compliance frameworks as well as all applicable rules and regulations
Participate actively in the use of and give feedback on the Desk's risk management, execution, pricing, and other technology
Liaise with support functions to get trades booked, update security static, fix index compositions, and so on
Suggest operational or technological improvements to streamline or automate processes or to otherwise reduce ops risk
Strong English skills
Strong qualitative analysis (quantitative assumed)
Basic programming knowledge a plus (C, Java, Python, VBA)
Teamwork and leadership qualities
High level of detail orientation
Entrepreneurial mindset
Unquestionable work ethic and integrity

161

CET Trading Controls / Central OMP Resume Examples & Samples

High end Java skills are required
Working knowledge of C++ programming language is an added advantage
Experience of capital market technology, trading applictions, market data and exchange connectivity required

162

MSG Trading Resume Examples & Samples

Conducting dividend research
Contributing to projects relating to the trading businesses
Monitoring trading opportunities and flagging up to managers
Executing trades within strategy mandate and risk limit framework
Maximising returns on funding and regulatory capital
Responding to evolving market circumstances
A conceptual understanding of hedging, financial instruments, trading profit/losses
Other programming languages such as C# (.Net 4), C++, Java
Experience in Emerging Markets
Experience on a Delta One trading desk

163

Macquarie Securities Group Trading Resume Examples & Samples

Working with MSG Trading colleagues to understand and establish business priorities and strategy
Engaging and building relationships with stakeholders based on respect, trust and collaboration
Protecting the business from Operational Risk by actively identifying exposures and seeking to mitigate them
Ensuring compliance with applicable Prudential and Regulatory initiatives, including establishing the required framework(s) and implementing on-going controls, monitoring, review and education
Streamlining processes, eliminating operational and/or entity inefficiencies
Coordinating and tracking engagement, agreements and output from various stakeholders including Finance, Legal, Operations, Tax and Risk (Market, Credit, Compliance, Operational)
Providing business analysis to stakeholders by generating regular and useful management information reports and Developing business plans, budgets, targets and presentations
Providing answers to ad-hoc queries relating to the business
An understanding of financial markets, particularly equity markets and related instruments including listed and OTC derivatives
An understanding of market mechanics including operations, booking flows, stock and cash settlement (eg SWIFT), OTC arrangements (ISDAs, SLAs, CSAs), clearing processes, funding, margining and collateral requirements, and market participants (brokers, custodians, counterparties)
An appreciation for legal, accounting, regulatory capital and tax concepts such as entities, treaties, limited liability, P/L, balance sheet, cash flows etc
Ideally previous exposure to one of the following areas, although this is not a pre-requisite

164

Loan Trading Documentation Par & Distressed Loan Closer Resume Examples & Samples

Extensive knowledge of the LMA market to include bankruptcy and restructurings; experience in distressed closings is essential
Subject matter expertise in relation to loan transfer documentation and loan settlements
Knowledge of Loan IQ and ClearPar preferred
Self-motivation with tangible examples of demonstrating drive and initiative
Extremely detailed and control orientated; keen to understand the detail
Ability to multitask efficiently under pressure and in a fast paced environment
Strong PC skills in particular Excel, Word and PowerPoint
Must be able to resolve issues on a daily basis
Must have excellent client service skills
European language skills desirable

165

Trading Floor Assistant Resume Examples & Samples

Provide high level secretarial and administrative support to a team of bankers
Calendar management, coordinate internal and external meetings and appointments
Travel arrangements including flights, hotel and visa
Managing incoming calls
Maintain filing systems and expense claim management
Various administrative tasks as requested
Minimum 5 years experience as Team Assistant within the banking or financial services. Experience within the front office would be ideal
Proficient in MS Office application
Ability to work in a fast paced environment and meet tight deadlines
Highly organised and strong attention to detail
Energetic and proactive attitude
Immediately available is preferred

166

KDB Development Lead for Trading Risk Controls Team Resume Examples & Samples

Expert KDB programming knowledge
Need to be able to handle pressure well, we are a very busy team and production problems need to be fixed quickly
Scripting (Perl, Shell, etc.)
C / C++ development
Equity trading application experience (especially the FIX protocol)

167

Euro Interest Rate Trading Resume Examples & Samples

Market making and servicing client requests across European rates
Participation in infrastructure development
Maintenance of external trading platforms and risk management / live pricing systems
Partner with sales to penetrate deeper with their accounts, take ownership of the franchise
Experience in pricing/trading/hedging interest products, both cash and derivatives, is essential
Strong understanding of regulatory environment
Experience of prioritizing price requests
Expert in own business area, understands its market
Generates commercial ideas to benefit clients
Identifies and articulates core issues
Knows when to decide and when to escalate
Recognises and takes action when changing circumstances require new approaches
Collaborates within and across teams, involving the right people
Listens and communicates effectively at all levels
Inspires positive commitment to others

168

Investor Services Trading Quant Resume Examples & Samples

Deliver strong metrics to analyse the business
Deliver tools that allow the business to provide clients with enhanced financing solutions that maximise our returns
Deliver ‘what if’ scenarios to allow the sales teams to proactively manage their relationships
Deliver solutions, metrics and algorithms to enhance our inventory and collateral optimisation
Modelling and ‘what if’ scenario calculators
Broad experience of the Prime Finance/ D1 product suite, including Prime Brokerage, swaps and financing generally
Understanding of trading and risk
Understanding of new regulations and the impact on the Prime Finance Delta 1 business models
Ability to understand complex issues and present them in a simple way
Strong excel and programming skills
Ability to prioritise and manage own workload effectively in a busy environment and to deadlines
Goal Orientated
Extensive experience in Prime Finance and Equity Markets
Proficient in VBA and a general knowledge of databases and econometrics

169

VP, Trading Resume Examples & Samples

Executing daily trades
Managing and on-going monitoring of risk
Establishing and maintaining relationships with existing sell-side brokers
Interacting and communicating with research analysts on a regular basis
Assisting in sourcing potential new products
Identifying and monitoring industry and market events and assessing the impact on the portfolio
Performing various other tasks and projects as necessary
Strong initiative and a self-starter with a proven ability to work with minimal supervision
Flexible and team-oriented with strong integrity and professionalism
2-5 years relevant trading experience; specific expertise and knowledge of high yield industry is a must
A proven ability to understand and control risk
Strong quantitative and math skills

170

VP, Cross Business Risk, Trading Products Resume Examples & Samples

Help support trading desks in their use of equity and equity derivatives trading platforms
Interact and build relationships with various groups across the firm (trading desks, risk management, middle office, etc.)
Become familiar with in-house financial pricing library
Troubleshoot and solve problems within a very short timeframe
Understanding of financial pricing models and valuation of derivative products
Experience in capital markets, ideally involving interaction with trading floor
Familiarity with financial data (Bloomberg, Reuters), basic financial theory, risk management concepts
3-5 years minimum work experience is required
C#, C++, Java, JavaScript, Python, VBA
Familiarity with database design and queries - Oracle/SQL
Web development such as REST API
Strong business analysis capabilities
Delivers clear, effective communication and takes responsibility for understanding others
Details and results oriented and able to prioritize tasks in a multi-task environment
A degree in Computer Science/Engineering/Physics/Mathematics is preferred

171

Custody Trading & Settlements Specialist Resume Examples & Samples

Process all Incoming messages into Order and Trade Manager application (order routing) or NCS application (Asset Servicing processing) within agreed timeframes
Understand the Risks and Controls in the team and maintain a pristine control environment minimizing BSER/NBSER exposure for the team
Align to the Operating Principles and VOE initiatives within the team
Build a good working relationship with other departments and external 03rd parties (Fundsettle and Vestima and Transfer Agencies) and enhance those relationships to improve the service standards, team processes, systems and procedures within the team to improve process efficiency, expansion of the product and reduction of manual intervention
Manage the documentation required for each order to ensure Transfer Agencies deadlines are met
Work on system and process enhancements
Review and update document procedures on a monthly basis
Be fully familiar with the Product service standards and act as guidance point for junior members of the team
Work with the team Leader to organise training within the team to ensure cover and development for the junior members of the team
Understanding of investment fund order placement, settlements and Asset Servicing
Takes responsibility for completing SLA's, Client Service reviews
Key point of contact across the Product groups and Op's Seniors
Required to manage work-flows for the team; excels at delegation, multi-tasking, prioritisation and follow through
Will often take responsibility for task including deputising for Team Leader at meetings/ calls
Must be able to prioritize and work to very tight deadlines
Collective Investment order placement and Settlements/Asset Services an advantage
Ability to analyze current procedures and strive for process and qualitative improvements
Strong Work organization / prioritisation skills
Proactive problem solving experience
Effective communication/team skills
3rd level degree on Financial or Business

172

Systematic Market Making Group Trading Tools Developer Resume Examples & Samples

Development, support and maintenance of manual and algorithmic trading applications utilizing an in-house framework, including both GUI and server components
Development and support of static databases and supporting processes
Development of back-testing tools and environments
Other development tasks as assigned, especially in the area of mid/high frequency trading applications
Support of desk-based trading applications as required
Prepared to start from 7.30am as a general policy, except as agreed with management
Evening/weekend support requirements (normally, through remote access)
Competitive Salary
Advert ends on 15th October
Solid OOP skills in C#, WPF and solid Windows OS experience essential
Solid relational database skills (in order of preference: SQL Server, Oracle, Sybase) essential
OOP skill in C++ and Linux OS experience highly desirable
Experience of front-office trading desk-aligned roles essential
Knowledge of market data feed handlers and execution feeds desirable
Knowledge of making-making/liquidity provision and algorithmic trading highly desirable
Knowledge of Equities and Futures asset classes highly desirable
Has developed a complete base of knowledge in her/his areas of expertise
Effectively applies her/his knowledge to deliver solutions that fit the purpose and are feasible
Readily shares knowledge
Approaches problems systematically and objectively, understands facts and evaluates options, draws sound conclusions

173

Analyst, Capital Markets Trading Resume Examples & Samples

Undergraduate degree in finance, economics, engineering or another complementary discipline
Knowledge of business, economics and/or finance acquired through education or experience
Client sensitive/service oriented approach
Strong technical/computer skills (Excel, Word, PowerPoint, Bloomberg)
Highly effective written and oral communication skills as well as excellent presentation skills and an ability to explain complex concepts
Superior analytical and quantitative skills (i.e. financial and data analysis)
The ability to work within a demanding and dynamic team environment
Demonstrated proficiency in the assessment of unstructured business problems
Strong orientation to excellence and a focus on results
A proven academic track record with extracurricular activities
Experience in Capital Markets an asset
CFA designation an asset

174

Senior Technical Analyst Trading Credit Risk Resume Examples & Samples

Professional with experience on applications with multiple functions
Software Design Skills
Facilitation Skills
Risk Assessment & Quantification methodologies
Capital Markets experience
Credit Risk Management knowledge
Securities Finance product knowledge
Java J2EE version 1.6 or later
Sybase 15.0 and later
Spring
Hybernate
SVN
Maven/Jenkins
Microsoft .NET technologies
.NET framework 3.5 and later
Talent Management process (recruitment/selection, performance management, performance development/coaching, reward/ recognition)
Skills Requirement Level Scale

175

CET Trading Controls Resume Examples & Samples

The candidate needs to have a sound knowledge of the Equities trading platform
Ability to work with Global distributed teams
Knowledge of test driven development
Experience of capital market technology, trading applications, market data and exchange connectivity is required

176

Operations Team Lead Advisory Trading Resume Examples & Samples

Business related Associate's degree. Undergraduate college degree desired
3-5 years of experience within the financial services industry or in an equivalent field that involves trading large numbers of accounts
1-2 years of experience leading small groups, including effectively delegating work and cross-training associates. 3-4 years desired
6-10 years of advisory trading experience or other significant trading experience desired
Ability to obtain series 7 within one yer of hire
Poficient in Microsoft Outlook and Microsoft Office Suite including Word and Excel with basic understanding of either Microsoft Access or SQL
Significant amount of industry and/or trading knowledge and ability to interpret and apply industry rules and regulations
Exemplary teamwork and leadership skills with the ability to train and mentor others within the department. Able to lead a team and provide a good role model
Strong math and accounting skills
The ability to tell when something is wrong or is likely to go wrong using problem solving aptitude
Ability to prioritize and shift work as necessary
High level organizational skills with high level of attention to details

177

Colombia Markets Trading Head Resume Examples & Samples

Strong knowledge of required trading platforms, broker dealing and related systems
Proven track record in risk taking positions
7+ years of trading experience, preferably with local market factors
Experience trading FX, interest rates, and derivates both onshore and offshore
Significant P&L responsibility and experience managing teams
Quantitative academic background preferred
Local regulatory authorizations in place desired
Strong English and Spanish language skills

178

Trading Systems Developer Resume Examples & Samples

To support and extend Front Arena, the primary trading system used at Absa Capital via Python, SQL and other interfaces
Accurately logging issues, tasks and progress using JIRA
Plan, test and execute software releases
Develop strong knowledge of financial markets, products and business processes through training, self study and on the job experience
Analysis of complex business and technical issues. Design and testing of associated solutions

179

Trading Risk Review Analyst Resume Examples & Samples

Requires extensive years of experience in a middle office trade support and/or risk management function within Capital Markets
Candidates must possess a solid background/understanding of financial markets / risk / trading / operations– specifically within the product areas for Equity, Fixed Income, OTC Derivatives, FX, and Commodities
Prior experience within risk management and/or product control domain and/or detection of fraudulent activity preferred
Proficiency or related work experience with the development, implementation, application and oversight of risk metrics and models, Value at Risk (VaR) is a plus
Experience with trading and risk management systems required
Product Control experience supporting the aforementioned product areas preferred
Ability to analyze and manipulate large data sets; deep experience with MS Excel is required
Candidates will be experienced with data warehouse and business intelligence tools
Bachelor’s degree required, with a focus in finance, business or related disciplines preferred
Related work experience in gathering requirements from business management teams for business analysis and management preferred
Possess a high aptitude for problem solving and analytical thinking
Comfortable analyzing data from numerous disparate source systems
Candidate must be an advanced data thinker, doer and expert who likes diving in to solve new problems and design/implement new platforms, strategies and solutions
Candidates must be self-motivated, detail-oriented and have the ability to work with limited supervision in a fast-paced, small-team environment. Candidates must be comfortable with constantly shifting priorities
Outstanding verbal/written communication, presentation, organizational and teamwork skills are required

180

Macquarie Securities Group Trading Resume Examples & Samples

Performing index rebalance analysis
Developing and maintaining trading/pricing spreadsheets
Designing and enhancing arbitrage trading and related systems
Progression towards trading responsibilities
Managing trading book risks
Developing and enhancing algorithmic strategies with a view to improving alpha and minimising slippage
Strong tertiary qualifications in mathematics or Engineering
Proven experience in programming languages including C# , C++ and R
Proven experience on a Delta One trading desk
A quantitative background with technical ability in Excel/VBA
Must have experience in Emerging Markets

181

E-trading Market Structure VP Resume Examples & Samples

Help manage and drive change to Market Structure with a focus on the European region
Represent BlackRock view and buy-side impact
Work closely with strategic partners; dealers, electronic platforms, CCPs etc to define and implement BlackRock’s needs
Facilitate and project manage the evaluation and impact of European regulatory changes pertaining to trading
Facilitate among all our business partners in order to define a business plan / business model that will be beneficial to BlackRock and its clients
Work closely with internal partners in technology, operations, etc to ensure business changes are reviewed and implemented from front to back
Review legal and regulatory adherence as it relates to how trading impacts market structure
Previous experience in financing markets or related areas
Prior experience with a discipline relating to Fixed Income and Equity, such as, but not limited to, Operations, Legal & Compliance, etc
Knowledge and understanding of buy side model a plus
Understanding of the Derivative Regulatory Reform including clearing in any discipline is a plus
Good client communications skills in order to facilitate conversations both internally and externally
Ability to operate in a dynamically changing framework
Highly motivated, self-starter and good presentation skills
Strong project management for end to end delivery a must
Analytical and data modeling skills a plus
Working knowledge of the central clearinghouse framework a plus

182

Trading / Service Manager Resume Examples & Samples

Manage trading and inquiry support for all Fifth Third clients utilizing the web based trading system
Mitigate trading risk to FTS securities through oversight of all trade activity and ensuring compliance with firm trading policies
Monitor and report trade errors for Fifth Third Securities to Accounting, Affiliate Managers, and Senior Management on a monthly basis
Maintains daily, weekly and monthly reporting of cost center activity
Stay abreast of financial market trends vs. company trends and determine the impact to the area
Directs workflow of entire functional area, maintaining optimum efficiency and cost effectiveness while ensuring that production standards are met and maintained
Ensures that the area is sufficiently staffed, and that the staff is adequately trained
Directs the study and establishment of new and revised systems, procedures, methods, and forms that would be used in, or have an effect on, the operations activities under the functional area
Responds to complex questions from customers and internal staff members regarding area activities
Reviews reporting of trading and customer service activity
Troubleshoots escalated issues and problems within assigned area, referring only the most complex problems to more senior management
Evaluates and recommends resources needed to accommodate increases in volume due to mergers, acquisitions, centralization, and new business
Promotes teamwork and the cross training of employees
Administer all human resource policies and procedures in a fair and consistent manner
Perform all work in accordance with established health and safety procedures
Perform any other duties as assigned
Monitors the attendance of subordinates and ensures accuracy of hours work prior to submitting payroll information to the payroll department
Responsible for providing employees timely, candid and constructive performance feedback
Developing employees to their fullest potential and provide challenging opportunities that enhance employee career growth
Developing the appropriate talent pool to ensure adequate bench strength and succession planning
Recognizing and rewarding employees for accomplishments
Responsible for monitoring Series 7 and 63 licensed employees to maintain compliance with all regulatory and firm requirements
Series 7, 63 and 24 licenses required. Series 4 and 53 preferred
Five (5) years or more previous brokerage industry experience, two years supervisory experience
Thorough knowledgeof equity and mutual fund trading, including stop orders, limit orders, market orders, GTC orders, margin requirements, and option orders
In depth understanding of quotation systems, Bloomberg information services and trading systems
Four-year college degree with business, accounting or related discipline. Experience in a similar position in the industry will be considered in lieu of a college degree
Experience with Microsoft office products, such as Access, Word, Excel, PowerPoint and Outlook or similar software proficiency
Leadership skills, initiative, a detail orientation, strong analytical skills, and decisive decision-making skills
Ability to work in a team environment, presenting a professional image and commanding the respect of staff, peers, and senior management
Ability to multi-task and be flexible
Ability to work in a stressful environment, meet deadlines, and service accounts with high attention to detail
Problem-solving abilities and critical thinking skills

183

Analyst Global Equity Trading Resume Examples & Samples

Hard working self-starter who has a keen interest and knowledge of the equity markets
Outgoing, energetic and personable
Excellent communication skills (written/verbal)
Able to multitask in a high-pressure environment with superior attention to detail
Proficient knowledge of Microsoft Office applications, knowledge of Excel is critical
Excellent judgment; has a broad view and good common sense
Strategic and innovative thinker with strong problem-solving skills, including ability to understand financial impact of choices
Able to establish priorities. Flexibility in order to adapt to a constantly changing environment is desired
Must possess the ability to maintain confidentiality of material
Ability to interact and negotiate with various internal/external groups
This is a fast paced work environment. Incumbent must be able to juggle multiple priorities with conflicting deadlines
Accuracy, timely processing and attention to detail is critical
The incumbent must also possess self-discipline and time management skills, and must be adaptable to succeed in a constantly changing environment
Daily volumes fluctuate and are sometimes unpredictable
The incumbent is expected to possess confidence, courtesy and professionalism to manage direct contact with high-level Executives and Clients, internally and externally

184

FX E-trading Developer & FIX Onboarding Resume Examples & Samples

Bachelor’s Degree in an engineering or scientific field, or equivalent experience
Deep FIX integration experience
Knowledge of Python or other scripting tools. Java preferred
Good knowledge of FIX protocols, and familiarity with FIX vendor software
Ability to build strong relationships with business and technology partners
Foreign Exchange market experience

185

Custody & Trading Settlements Manager Resume Examples & Samples

Trade Processing and Trading Platforms e.g. Fundsettle, Euroclear, Vestima, EMX
Knowledge of fund prospectuses, operating memorandums and key fund documentation
Strong knowledge of the full trade life cycle on Collective Investments
Cash Settlement
Trade activity reporting
Prior People Management experience essential
Strong computer and communication skills, both oral and written
Demonstrable confidence in dealing with external parties in a professional environment
On the job training and coaching will be provided

186

Systematic Trading Resume Examples & Samples

Trading engine infrastructure
Quantitative strategy development
Strategy monitoring and reporting tools
Backtesting and strategy evaluation infrastructure
Compliance and risk verification logic
Market data feed decoding
Exchange specific order entry implementation
Very strong C++ development skills
Knowledge of stl, boost
Experience building distributed systems
Experience working in multi threaded environment
Trading infrastructure/market data/order entry implementation experience
System design/architecture experience
Quantitative development experience
Low latency development experience
Knowledge of hardware optimization in low latency environment – memory access, kernel bypass etc
Experience with scripting in perl/python
Ability to code in R, sas, q (kdb)

187

CIB Inflation Trading Associate / VP Resume Examples & Samples

Must have experience in derivative sales or trading. Options background is a plus, but not required
Must have very strong skills in Excel and general modelling skills
Bachelors’ degree in Math, Engineering, Economics or a related quantitative field is preferred

188

Analyst, Interest Rate Derivative Trading Resume Examples & Samples

Undergraduate/graduate degree in Mathematics, Finance, Technology, Engineering with a quantitative/mathematics focus
Very proficient in the use of advanced functions in Excel, VBA and C++
Strong experience in the manipulation, cleansing and analysis of data and data bases
Knowledge of the Canadian mortgage market would be beneficial
Good interpersonal skills and a team player
Genuine interest in global financial markets and an understanding of the main drivers
Entrepreneurial mindset and the ability to work under one’s own initiative
Working knowledge of Bloomberg would be beneficial

189

Trading Resume Examples & Samples

Project and analyze index re-balance and ad-hoc changes for the region. Provide insights for corporate action events
Perform flow analysis upon index changes and regular index reviews for Asia Pac including Japan
Identify index event catalyst, supply/demand dynamics and volume analysis
Provide trading ideas and colours for clients. Provide alpha generation ideas and tailor-make works for index benchmarked clients. Market strategy products/presentations to internal and external clients
Strengthen sales offerings
Build up comprehensive database for corporate actions and index changes. Build programs and/or automate analysis procedures
Create/structure in-house proprietary indices so that various products (like thematic or sector swaps) can be launched

190

CIB F&bm-differential Discounting Trading Product Controller Resume Examples & Samples

Reconciliation and reporting of profit and loss figures from front end (dealer estimates) through to back end (General Ledger postings and bank management information reporting)
Reporting and analysis of key business risk measures pertinent to the DD business
Reconciling and owning inputs to the Value-at-Risk (VaR) calculations of the firm â€“ ensuring that they are complete and correct
Validation of end-to-end integrity of deal data on bank systems
Investigation and resolution of discrepancies between front and back-office systems
Identifying and advising the business on accounting, regulatory and booking issues, participation in the new product approval process and an overall signoff of the business unit financial statements (including regulatory returns)
Participation in the financial aspects of the business unit strategy and management, working closely with the Planning & Analysis team to deliver appropriate MIS to support the business decision making process
Develop and maintain key relationships with senior members of Finance, Front Office, Business Management and support functions
Be a highly-motivated individual who is able to handle a high level of complexity in their product coverage
Shift focus of task with relative ease in accordance with changing priorities and be comfortable dealing with a sometimes stressful, fast-paced trading and month end priority-driven environment
Ability to quickly understand workings of the technology used to support the business including how systems are interrelated and dependent upon each other
Use subject matter expertise to provide support to the business and ensure smooth implementations on various technology, business and regulatory initiatives
Previous management experience providing oversight and guidance
Understanding of interest rate products: FRA, IR and XCCY Swaps; tenor/currency basis and discounting calculations
Knowledge of spreadsheets (MS Excel) essential (skills in formulae and macro construction or the aptitude to learn these skills)
Familiarity with the following applications would be preferred: Kapital, DRR, Orion
Ability to interact with a trading room environment together with the necessary interpersonal skills to develop great partnerships and exert influence across numerous teams
Proficiency in accounting and knowledge of US and UK GAAP useful
Solid understanding of internal controls and risk assessment concepts
Self starter with a strong interest in learning
Ability to work well under pressure, attentiveness to detail, thoroughness and tenacity
Excellent multi-tasking and organizational aptitudes

191

Unified Managed Account Trading Team Lead Resume Examples & Samples

Delegate tasks and assign trading responsibilities to team to ensure SLA’s are consistently met
Assist in solving escalated trading issues and problems
Aid in career development and be responsible for annual Performance updates
Monitor risk reporting tools and address areas of concern
Recommend process improvements for efficiency while encouraging team to proactively do the same
Act as main JPM implementation contact with product sponsors on business inquiries and updates, as well as broadening sponsor contacts and owning all business relationships
Coordinate with project management teams to strategically enhance systems and processes in an ongoing effort to strengthen overall Managed Accounts business while reducing risk
Handle complex issues brought up by internal and external business partners
Oversee Tactical Trade implementation from planning through completion
Coordinate and plan implementation of any change to various UMA investment models
Monitor incoming communication for urgent requests
Compile and deliver data for upper management as requested
Assist with strategic product planning by assessing feasibility of various proposals and recommendations
Assist with daily processing as needed
Ability to multi task and work in a fast paced growing environment
Strong interest and working knowledge of financial markets
Proven leadership under pressure in a constantly changing environment
3-5 years operations experience including trading and trade support
Securities APL and or Separate Account Wrap systems experience preferred
Experience with Unified Managed Accounts and Multi Discipline products
Undergraduate degree is strongly preferred

192

Energy Trading Specialists Resume Examples & Samples

Provide technical and functional leadership for the services provided for projects using ETRM products, specifically Allegro
Define and validate solution options - methodology, approach, technical requirements, and feasibility
Manage project teams from definition phase through to implementation
Provide solutions for system design, implementation, and improvements for function and workflows
Provide planning and technical leadership during building, testing and deployment of enhancements/customizations
Support solution assessments and selection of ETRM products
Conduct workshops and client meetings to translate business requirements into system design, act as a subject matter expert on transformation programs and ensure delivery aligned to value for client
Build competencies and manage knowledge for Allegro products
Support client relationship building and engage in business development and proposal work
Background in consultancy, experience as an adviser to the business or industry experience
Leadership and strong team working skills
Strong project delivery skills
The ability to communicate articulately, effectively and with passion at all levels of business
Strong credibility and a flair for building excellent client relationships
The ability to engage with senior clients and act as a trusted advisor

193

AVP, Development Lead for Trading Systems Resume Examples & Samples

Design and lead solutions based on business requirements and strategic direction
Provide technical leadership to teammates through technical design, code reviews and implementation of best practices, adhering to LPL’s SDLC and RM processes
Collaborate with other Development teams, Enterprise Architecture and Support teams to design, develop, test and maintain the case management system and its integration with other systems
Provide leadership and guide the team’s development efforts towards successful project delivery and application support
Communicate with technical and non-technical groups on a regular basis as part of product/project support
Detect and solve technology delivery issues effectively
Strong problem solver
Ensure contingency activities are covered related to system/application availability
Ensure service level agreements are met daily
5+ years’ experience in a technical lead capacity for a high performing platform management and software development team
10+ years of professional software development experience
BS or MS in a technical discipline
Strong PL/SQL experience
Financial services/brokerage firm experience
Excellent verbal and written communication skills with both technical and non-technical audiences
Ability to interface with customers to gather business needs and to present solutions
Capable of effectively planning, prioritizing and executing tasks utilizing resources and tools
Experience working with remote teams, vendors and contingent/SOW staff
Experience using Agile & Waterfall methodologies
Tech Lead with 7+ years of experience in implementing web projects with strong Java and Oracle experience
Working knowledge of

194

CIB Automated Trading Strategist VP-ny Resume Examples & Samples

Create pre-trade transaction cost analysis to help clients choose algorithmic orders for appropriate execution
Interest in market microstructures and quantitative FX trading
Interest in applying agile development practices in a front-office trading environment

195

Global Head of Equities Volatility Analytics & Trading Technology Resume Examples & Samples

Extensive years of working in the field of Front Office Technology, with extensive years of distributed team management experience
Expert knowledge of the Derivatives business and Equity Derivative pricing theory
Expert and intuitive understanding of Vol Trading. Equities domain will be preferable
Expert understanding of automated execution containers and latency sensitive platform design in either an order management or market making context
Expert in Distributed and Concurrent system architectures using any combination of Java/.NET/C++ languages
Proven delivery track record of complex global projects with demonstrable knowledge of application lifecycle tools such as Jira, automated test and code analysis tools, and Continuous Integration and Deployment platforms
Superb technical skills in C#/Java/C++ domain
Strong leadership abilities, being able to project confidence and maintain composure in stressful situations
Ability to work independently, yet escalate at the right time
Ability to negotiate and find conflict resolution
Drive for constant improvement, questioning and challenging status quo
Passionate technologist not afraid to innovate, with a genuinely forward thinking perspective on the application of technology within the Trading environment
Bachelor’s Degree in Computer Science
Courses / advanced degree in Finance would be a big plus

196

Kdb-trading Analytics Resume Examples & Samples

Excellent hands-on development ability
Able to build practical solutions
Q/KDB+ programming language experience
Scripting (Shell and Perl)
Java development skills would be advantageous
Valuing Diversity: Demonstrates an appreciation of a diverse workforce
Appreciates differences in style or perspective and uses differences to add value to decisions or actions and organizational success
Citi is an Equal Opportunities Employer

197

Macquarie Securities Group Trading Resume Examples & Samples

Delivering revenue, operational risk management and control projects, whilst tracking actions and outcomes to ensure timely and high-quality execution
Engaging and building relationships with front office staff and internal stakeholders across the Operations, Technology, Compliance, Risk and Accounting functions
Responding to ad-hoc queries and completing various tasks that range in frequency (daily, monthly, quarterly)
Strong tertiary qualifications in either Commerce, Business, Finance, Economics, Accounting or Engineering
1-3 years of relevant experience in a financial institution, or financial services consultancy
Previous exposure to equity market operational support processes (e.g. settlement, margining, collateral, clearing and corporate actions) and market participants (brokers, custodians, counterparties)
An understanding of the investment banking regulatory environment, in addition to previous exposure to one or more of the following disciplines: legal documentation, securities law, accounting, regulatory capital and/or tax
Ability to manage small projects independently whilst also productively engaging with internal stakeholders, such as Operations, Technology, Compliance, Risk and Accounting
Ability to operate autonomously in a role that requires managing the completion of several tasks of varying priorities concurrently
Strong numerical and excel skills, including experience analysing and interpreting raw data to derive meaningful conclusions and management information
Achievement drive, initiative, natural curiosity, tenacity and quality focus

198

Loan Trading Documentation Resume Examples & Samples

Extremely detailed orientated
Self-motivation and demonstration of initiative
Extensive knowledge of loan settlements
Knowledgeable of loan transfer documentation
Control orientated
BA or BS degree is necessary
Strong PC Skills : in particular Excel, Word and PowerPoint

199

Regional Head of Equity Trading Systems Resume Examples & Samples

Liaise with global counterparts to develop overall vision and strategy for SSEOMS, with ultimate responsibility for implementing that across the APAC markets
Develop strategic plan to aggressively grow the product's presence and establish Bloomberg as market leader across all aspects of SSEOMS product offering
Utilize knowledge of existing market, competitor products and the regulatory environment to identify opportunities to differentiate products and gain market share
Drive business growth including planning and managing sales initiatives to meet goals
Minimum 10 years of relevant work experience
Proven staff management experience and team development skills
Demonstrated ability to build relationships within a large organization and partner with other business heads, as well as develop strategic plans, manage development projects and lead the business and finance activities of a high revenue business
Ability to manage your time effectively, multi-task and work well under pressure in a team environment

200

Senior Risk Analyst, Trading Credit Risk Resume Examples & Samples

Internal contact is varied and includes regular contact with traders, relationship managers in various areas of the Bank, and senior management in North America Trading Credits group and Capital Markets Risk Management
The position also works closely with other CIBC units including but not limited to legal division, corporate governance and other risk managers across the country in managing credit transactions and industry issues
External contact will be limited; it would focus on the client base, with exchange generally concerned with obtaining the proper credit rating information from the rating agencies and occasionally from the debt issuer in order to establish the negotiable paper limits.

201

Associate Trading Products Resume Examples & Samples

50% Origination Team Support/Transaction Modelling/Financial analysis
50% Client Support 50 %
Origination Team Support
Support the Trading Products team by providing a variety of administrative and analytical tasks as assigned and with minimal supervision, such as procedural documentation, client revenue reporting, maintenance of contacts database, and the tracking and update of periodic trading or sales metrics
Information Access: Authority to use and access confidential information related to product and financial information
Institutional and Corporate Clients
I&CB and P&C Coverage and Portfolio Management
Other Trading Products Groups
The work product directly involves front-line revenue generation, impacts the growth initiatives within the Business Unit, impacts client exposures and multiple other aspects of market risk
The Associate will contribute to the team through delivery of complex financial modeling which will have a direct impact on strategic recommendations to clients. This ultimately results in significant revenue generation for the Business Unit
An undergraduate degree with outstanding academic achievement; MBA / CFA beneficial but not required
Working knowledge of financial markets with previous exposure gained through a combination of work and educational qualifications is required
Strong understanding of, and keen interest in the operation of the financial markets and corporate capital structure theory
Relevant experience for Associates hired into 2nd or 3rd year slots
Typically Associates maintain this role for 0-3 years before advancement to the next level
Skilled in creating statistical presentations

202

Analyst Trading Products Resume Examples & Samples

60% Origination Team Support/Transaction Modelling/Financial analysis
40% Client Support
Research and analyze financial and operating information relating to companies and industries
Research and analyze financial market data; summarize data for recent trends and market developments
Advisory: Under guidance, this role provides sales or trading suggestions and information to clients
Veto: Authority to stop something from happening because of significant compliance and risk exposure
Specific academic coursework in finance, economics, or accounting with outstanding academic achievement
Strong understanding of, and keen interest in, the operation of the financial markets and corporate capital structure theory
Highly skilled in building complex financial models
Strong interpersonal skills used within a demanding team environment
Strong ability to attentively review, assess, and provide detailed information daily on multiple projects in an organized manner

203

Professional Development Lead-trading Products Resume Examples & Samples

Building the Trading Products Intern class(es) to ensure they have the world class skills, tools and processes necessary to deliver outstanding service and to, occasionally, become solid candidates for full time offers to the Trading Products Group
Acting as a trusted advisor and mentor to the junior professionals, and as a partner to the Program Sponsor, Co-Head Leads by providing an TP-wide perspective and work with Head of Global CM Development to develop forward-thinking strategies to address the broader groups junior staffing needs
Improving retention by addressing the junior professionals’ issues and concerns as well as focusing on their technical and professional development, thereby achieving high job satisfaction
Providing career development coaching and the conducting of knowledgeable career discussions, thus providing insights for future career endeavors including internal opportunities (both in and outside of TP as relevant), external referrals and professional networking contacts
Acting as a central point person and champion for junior professionals as they grow within the organization. The incumbent will work closely with each rotational Manager and day to day Desk Manager, Co-Head Leads and their respective leads in the assessment of employees and in providing regular feedback
Working closely with Human Resources and the BMO CM Global Learning team to provide input and support regarding the development of a “best-in-class” on boarding and training program which continues to support further development of the junior professionals after their completion of the initial training program
Manage on-boarding of and ongoing communication with the junior professionals, having them contribute to and be part of a larger peer group as well as being integrated into their respective rotational assignments
Ensuring that Diversity initiatives are reinforced in the management of junior professionals, recruitment strategy, placement and retention
Undergraduate or Graduate business degree preferred
In-depth knowledge of Trading Products Group key LOBs and desks within each LOB
Strong managerial skills
Energetic, motivated, solutions-oriented to retain high performing talent
Comfortable working at both the conceptual and the hands-on level
Strong attention to detail; very organized
Demonstrated high performance track record
Able to work in a matrix/team environment
Ability to interact at the executive, senior management, and non-executive levels of the organization

204

Securities, Equities, Shares Trading, VP Resume Examples & Samples

Facilitating/providing liquidity to customers
Working with senior traders to analyze current and potential future inventory positions
Managing P&L process and booking trades
8+ years of total relevant work experience
Quantitative/ engineering background preferred and an excellent academic record
Tenacious with the ability to develop and maintain client relationships
Strong analytical and problem solving skills with an understanding of financial markets
Highly motivated and energetic

205

Equities Trading Resume Examples & Samples

You will participate in cross-functional discussions to review the impact of application changes
Work with business and product teams to prioritize and communicate status and progress toward daily and weekly deliverables
Participate in estimating the effort and timelines for delivery
Implement end-to-end setup for clients in the low-latency, high-frequency space including rollout to production, and post-release checks
Maintain UAT and testing environments
Ensure comprehensive integration testing coverage exists by understanding the test scope and approach
Work with Application Development and Business Analyst teams to participate in solution design and ensure testability of functions and application
Present and/or escalate project and technical needs
Ensure quality delivery and stability of production environment
3 – 4 years experience with Financial Information eXchange (FIX) protocol
3 – 4 years Unix skills required
3 – 4 years experience in trading technology required
Experience maintaining test environments
Client on-boarding experience preferred
Applications development or quality assurance testing experience preferred
Release management experience preferred - implementing production releases, running checks, ensuring environment stability etc

206

VP Unauthorized Trading Risk Resume Examples & Samples

Drive second line oversight and challenge of the Firms Unauthorized Trading framework, including review of incidents, risk and control assessments, management information, conformance activities etc
Support transparency and evolution of the UT framework through thought leadership and proactive challenge of UT-relevant processes, controls and metrics, including supporting adoption of industry leading practices
Own monthly and quarterly risk management reporting of UT-relevant data
Support design, configuration and implementation of the strategic surveillance capability collaborating with colleagues across the Firm, alongside establishment of an independent proactive surveillance capability
Ability to articulate second line risk management to the firm’s senior management, regulators and Internal Audit management
On-going communication with senior colleagues in Front Office, Operations, Finance, and Compliance management to support the design, configuration and embedding of the surveillance capabilities
Eight to twelve years of financial services experience including exposure and/or experience with supervision, surveillance, and/or conduct monitoring
Strong financial markets knowledge, including market venues, traded products and strategies, systems and risk management disciplines
Exposure to risk and derivatives technologies, including system selection considerations and/or implementation design and execution
Strong familiarity with the various Banking, Financial Holding Company and securities regulations, including the UK Senior Managers Regime
Demonstrated project management disciplines desirable -Exposure to internal audit methodology, disciplines and techniques, including process design and effectiveness validation, and assessment of alignment with regulatory obligations and Firm policy advantageous
Exposure to Fraud Risk mitigation disciplines and techniques
Excellent communication, analytic, risk management, and program management skills
Demonstrated ability to multitask and manage team members on projects, and thrive within a small-group environment
Demonstrated ability to collaborate across multiple functional areas while maintaining suitable independence and effective challenge
An undergraduate degree (B.A., B.S., or equivalent) required
Exposure to Qlikview, Tableau or other BI capability desirable

207

Trading Floor Service Manager Resume Examples & Samples

Strong people management and interpersonal skills
Excellent verbal and written communications in English
Proven track record in managing support operations
Strong client relationship management
Strong leadership to motivate staff, influence change and drive technology solutions
Strong analytical and troubleshooting skills
Able to work independently, self-motivated but a strong team player
Strong sense of commitment and ownership
Strong mind set of Compliance and IT Security
Comprehensive knowledge of Windows operating system, applications and computer hardware, some Linux/Unix support background
Solid experience in supporting Market Data products, e.g. Bloomberg, Reuters, EBS as well as HKEx products e.g. AMS terminal, Click Terminal
Business Knowledge on Equity/Fixed income markets and products
Sales & Trading support experience in the financial industry is preferred

208

Trading Specialist Resume Examples & Samples

Knowledge of industry rules and regulations pertaining to various security instruments and markets
Knowledge and understanding of anti-money laundering rules and procedures required to maintain compliance
Ability to quickly learn new and utilize multiple internal/external trading systems and platforms
Ability to multi-task while maintaining strict attention to detail in a time sensitive environment
Ability to work in a structured schedule and a variety of shifts, which may include market (M-F daytime) hours, late nights, early mornings, and/or weekends as pre-determined by business need
Proficient skills with Microsoft Office software including Word, Excel, PowerPoint and Outlook
Effective problem solving skills
Prior experience within the financial services industry preferred

209

Algo Trading Engineer Equities Strats Resume Examples & Samples

Bachelors or Masters Degree in Computer Science or engineering
Thorough knowledge of C++, Java or an equivalent programming language, and object oriented software engineering concepts
Strong knowledge of data structures, algorithms and design patterns
Demonstrated ability for performance measurement and optimization across software, hardware and network components
Strong communication skills and the ability to work in a team
Low latency or real time software development
Data driven analysis and statistical modelling of problems
SQL, Python, R, agile SDLC practices

210

Trading Associate Electronic Execution Services Resume Examples & Samples

Use strong background in programming to assist the trading desk in continuing to automate daily operational tasks, client requests and service enhancements
Identify, investigate and develop new business initiatives within EES
Provide trading coverage for the global EES client base as part of the EES Trading Desk
Daily operational responsibilities include account reconciliations, end-of-day trade processing and reporting, and working with Clearing & Settlements teams to ensure efficient settlement of trades
Develop and maintain strong relationships with institutional clients as well as Scotia institutional equity trading desks and Prime Brokerage teams
Maintain a strong knowledge of Scotia’s algorithmic trading solutions, global market structure changes, equity trading regulations, technology changes and other new developments
Contribute to the design and implementation of new electronic trading products and services
Conduct all dealings within Scotia Capital’s guidelines for business conduct
Minimum of 1 to 2 years’ experience in equity trading or related role
Strong knowledge of SQL, VBA, C#, ASP.NET, Angular JS and other programming languages
Knowledge of Canadian, US & LATAM equity markets
Strong knowledge of electronic trading systems including FIX connectivity, order routing, algorithms and trading platforms is an asset
Understanding of institutional equity trading work flows, including block desk, portfolio trading and electronic desk flows on both the buy side and sell side is preferred
Licensing and registration for coverage of Canadian and US clients (completion of CSC, CPH, Series 7) is not required, but is an asset
Familiarity with OMS/EMS trading systems
Familiarity with Bloomberg, Reuters and other market data and information systems
Knowledge in other asset classes (e.g. FX, Options and Futures) would be beneficial
Fluency in French or Spanish is an asset

211

Associate Equity Trading Analytics Resume Examples & Samples

0-1 years of industry experience
Strong programming and computer science skills
Advanced knowledge of C++, Java, R or Matlab (any one) along with Excel/VBA and Microsoft Office
Prior experience of functional programming (e.g. q/kdb+) is an added advantage
Sound mathematical background, with working knowledge in one or more of the following disciplines – probability, quantitative finance, computer science, linear algebra, numerical methods, statistics, econometrics, time series analysis
Ability to work under pressure in a team environment
Detail-oriented and with strong organizational skills

212

Trading Specialist, BMO Investorline Resume Examples & Samples

45%: Risk Management and Control
Reviews equity, option, fixed income, mutual fund, GIC and foreign exchange orders entered by clients through various channels
Plays a prominent role in risk management at BMO InvestorLine, as large orders reviewed may pose a significant risk to the firm
Identify potential risk situations/ impacts, and make recommendations or escalate to the manager, compliance and/or trade desk when necessary
Comfortable using discretion when approving orders
Regularly consult with the BMO Nesbitt Burns Retail Trade desk to review the status of cancelled and rejected orders
30%: Client and Relationship Management
Answers client inquiries regarding trading behaviours and the status of accounts, including detailed requests related to high risk activity such as; naked option positions, concentration, margin, long/short positions, short selling orders, etc
Answers internal and external inquiries regarding BMO InvestorLine products, services, account positions and balances
Deliver exceptional customer service that builds trust through responsive, accurate, consistent, knowledgeable via available services and support
Resolve complex issues and report any discrepancies to senior/manager
15%: Credit Assessment
Review potentially at-risk accounts during option expiry each Friday and ensure these positions are offset to minimize risk to clients and the firm
Performs reviews of accounts where more frequent monitoring may be appropriate based on early warning triggers of high risk activity
Responsible for identifying trends in client activities which may be predictive of increasingly high risk activity
10%: Backup and Special Projects
Provide coaching and training to team members as required
Supports change and continuous improvement within the branch by identifying opportunities for process improvements
Required to assist with ad-hoc projects in support of other lines of business (ie. Trading, Compliance, Credit etc)
Assisting the Support Team, Call Centre, Client Relationship team, and Client Contact team as volumes required
Exceptional mathematical skills and ability to quickly and accurately calculate margin requirements and option coverage
Able to make a decision to approve or reject online trade within 30 seconds based on internal guidelines
Knowledge and understanding of industry regulations and standards
Broad knowledge and understanding of BMO InvestorLine Inc. products and services
Knowledge of US and Canadian market equity and option trading rules
Ability to resolve complex trading issues
Ability to work in a high stress environment
Ability to adapt in a fast-paced, changing environment
At least 1 year of experience with BMO InvestorLine or equivalent
Successful completion of Canadian Securities Course, Conduct and Practices Handbook, Derivatives Fundamentals Course and Canadian Options Course is a must
University or Community College diploma/degree or equivalent experience
Ability to understand and communicate complex situations effectively
High degree of analytical and problem solving skills
Goal and achievement oriented
Must be resourceful, patient and resilient
Language skills as per regional requirements
Operates in multiple working relationships/partnerships/environments
Advanced knowledge of required programs (RIS, ADP, Thompson One)
General computer knowledge (Word, Excel, Windows)

213

Equities Trading Resume Examples & Samples

Production Support (Application Services Delivery)
Technology Infrastructure Architecture and Engineering
Distributed Computing Infrastructure Support
End User Technology
Infrastructure Solutions Management
Provide technical support for applications that service US Equity business
Maintains operation, monitoring and integrity of production systems to meet established standards
Participate in large scale projects that impact the US Equity business and technology
Participate in the Incident Management and Problem Management processes as a resolver accountable for root cause analysis, resolution and reporting
Ensure that all production changes are processed according to Change Management policies and procedures
Ensure that appropriate levels of Quality Assurance have been met for all new and existing products
Ensure that products and changes are fully documented, supportable and captured Interface with internal and external business and technical partners
Participate in regression testing and BC/DR exercises
Proactively identify opportunities for change and improvement within the production environment
Interact with Middle Office groups to determine data, performance, and other issues related to the application
Familiarity with financial instruments and portfolio management is highly desirable. The candidate will be expected to gain new financial knowledge as needed

214

VP Trading Products Resume Examples & Samples

Ensures OGCP policies, processes and procedures comply with the Legal Regulatory Compliance Risk Management (“LRCRM”) Policy, the Global Compliance Manual (“GCM”) and supporting operating guidelines are established, executed and reviewed periodically
Ensures the scope of their OGCP incorporates current AUs
Ensure Compliance Controls are designed implemented and, in consultation with the Compliance Team Leader (“CTL”), aligned to Regulatory Requirements and the Enterprise Compliance Risk Appetite and Compliance Culture
Conducts and assess Operating Group Regulatory Compliance Risk Assessments
Ensure that Operational Risk Management Framework Risk and Control Assessments maintained by the Operating Group accurately reflect the level of Regulatory and Related Risks
Identifies, assesses the severity of, report and lead/oversee remediation of Compliance Issues currently impacting, or with the potential to impact, the effectiveness of the OGCP
Monitors and report on the resolution and closure of Compliance Issue action plans
Advises the Operating Group Leader (“OGL”) and the Compliance Group when they become aware of Compliance Issues, changing regulations, new and/or changes to existing products/offerings, acquisitions, and other change management due diligence activities which may impact the operation of the OGCP and/or Operating Group Regulatory Risk Profile
Provides advisory guidance to assigned business units regarding the impact, risks and the mitigating controls required to meet new or existing regulatory requirements
Identify, ensure and/or participate with the Compliance Group in the delivery of and the fulfillment of any compliance-related OGCP training needs
Functions assigned to BUCO may be delegated to Management personnel including the other BUCO(s) provided that
Operating Group and Assessable Unit awareness
Demonstrated leadership
Relationship management
Understanding of the regulatory and compliance requirements applicable to the assigned AU(s). Solid knowledge of the Broker Dealer and Banking Regulations, which include but not limited to SEC, FINRA, OCC, FRB, CFTC, IIROC, OSFI etc. Knowledge of Trading Products, Investment Banking and Corporate Banking Regulations a plus
Strong written and oral communication
Strong relationship management skills; ability to establish and manage multiple stakeholder relationships with the business, within the three lines of defense and with corporate support functions
Proven project leadership capabilities and an ability to coordinate the efforts of people and resources not under their direct control
Ability to read technical compliance material and distil the applicability of the regulations to their respective business unit
Advanced educational degree is desirable

215

Trading System Application Developer Resume Examples & Samples

Work with a global team of developers to enhance the system
Development is C# .Net/Java/Web Applications
Debug, optimize and improve the applications
Help with support of the system and coordinating with business and technology partners
Contribute to the Cybersecurity, Sustained Resiliency, Global Technology initiatives
Bachelor of Science degree or equivalent in Computer Science/Math/Engineering
5 or more years of applications development experience
Understands Securitized Products market & business
Understands Securitized Derivatives business
Understands RMBS/ABS/CMBS/BGS Products
Understands how cashflow are generated for our asset class
Understands valuation, discounting, and calculation of risks, exposures, and P&L
Ability to work closely with business and strong communication and presence
Experience to work with and coordinate with global teams
Strong Object Oriented design skills
Strong Java development skills
Oracle database
Perl
JMS technologies experience (ex: TIBCO)
In-Memory Data Grid experience (ex: GemFire)

216

Summer Student Trading Service Group Summer Student Resume Examples & Samples

Provide support to Equity and Bond Trading
Ability to work under pressure and meet time-sensitive deadlines
Proficiency with Microsoft Office software including Word, PowerPoint, and Excel is required
Curious nature with a significant interest in capital markets
Client service skills

217

CIB F&BM Global Trading Services Business Manager Resume Examples & Samples

Business Management / Finance / Capital Markets experience preferred
Equity markets background and knowledge preferred
Advanced proficiency in Excel and PowerPoint
Ability to work with a variety of functional groups across different time zones
Versatility and willingness to work on variety of ad hoc projects
Good judgment, maturity and poise to enable interaction/influencing of senior management

218

Collateralised Trading Risk Manager Resume Examples & Samples

Explain margin approach to customers (selling the benefits of trading with the Bank) and be able to talk intelligently about their trading strategies and operational issues (selling the firm)
Work with Sales, Credit Risk Management, Legal and Operations to win new cross-margining business and comparing margin terms versus risk to justify the business and negotiating risk/operational aspects of Master Netting Agreements
Developing and operating the collateralised risk management platform for cross-product accounts (principally around Financial, Operational and Repo Risk)
Develop the portfolio initial margin calculations and reporting
Oversee the operational margin process to ensure quality of service and effectiveness of risk mitigation
Design and implementation of portfolio level risk information platform and creation of senior management risk information that encourages Trading and Sales to be active in the management of the overall portfolio of risk
Coordinate the actions of Trading, Sales and Operations in times of market or counterparty stress across Global Markets, with a focus on Prime Brokerage, Listed Derivative and Repo (according to the scope of the cross netting)

219

Cb&s-ged Hybrid Trading Resume Examples & Samples

Pricing and execution of trades, both on behalf of the firm and on behalf of clients
Utilize risk management skills to manage risk of desk derivative positions. This includes proactively keeping abreast of market developments and trading opportunities as well as having a strong underlying understanding of financial markets, instruments and strategies
Liaison with sales/marketers regarding product issuance and product development
Generation of trading ideas and commentary for senior management
Manage broad range of risks arising on the desk, including but not limited to market risk, execution risk, operational risk, compliance risk, and be in position to evaluate multiple options
Knowledge of Asian Equity, FX and Fixed income markets trading conventions and compliance requirements
Multi-asset derivative product knowledge and pricing, gained in a trading or risk capacity
Self motivated, proactive
Demonstrating strong analytical skills; experience with mathematical modeling or risk analysis preferred

220

Trading Data Analyst Resume Examples & Samples

Generating stock specific trading ideas and sector-thematic strategies for the trading desk and communicating these ideas and relevant analysis to senior traders
Working with the traders in developing tools and models which will aid in market making and in enhancing client flows
Preparing daily market commentaries and analysis on individual stocks and sectors for the sales team and client distribution
Compiling relevant Risk and Profit and Loss (PnL) metrics and summaries for the senior management
Liaising with relevant teams across the Equities business to produce trading reports on Broker Payouts, Indication of Interest market share and new client opportunities

221

Senior Algo Trading Developer Resume Examples & Samples

Strong Java, 3+ years experience
Server-Side development experience
Multithread development – a plus
Previous experience with trading application – a plus not required

222

Analyst Trading Products Resume Examples & Samples

1-to-3 years of experience in an economics-related capacity a must
Strong knowledge of financial market and economic fundamentals (current and past)
Firm grasp of current economic and political issues
Analytical, self-motivated, able to think outside-of -the-box and work with minimal supervision. A very sharp eye for accuracy and detail
Experience with Bloomberg and Haver Analytics, as well as a general understanding of database management and analysis
Advanced skills in Microsoft Word, Excel, PowerPoint and Outlook 2010. Excel macro programming experience would also be very beneficial
Ambitious, career-driven, outgoing, enthusiastic, eager to learn, dynamic and truly passionate about your work. Possesses a sense of urgency. A go-getter, team player, an early riser, willing to offer flexible hours to get the job done

223

Collateral Trading Resume Examples & Samples

Perform due diligence check and/or the trade capture
Understand the risks of products and liaise with FO on the best practice of booking/booking methodology
Manage life cycle events
Resolve queries from various Operations and Shared services groups
Support book migrations and new products rollout
Interact with a diverse set of stakeholders to ensure business is serviced at an appropriate level
Run exception based reports at EOD to control the business
Notify downstream groups of any trades that may require exception processing
Participate in bank wide strategic projects to increase efficiency, control and security around bookings and valuations. This also involves giving advice on the best methodology on booking
Suggest tactical and strategic solutions in terms of system enhancements related to trade entry, trade feed and data verification in both Front and Back Office systems
Deal with clients across the region and offer support to trading desk in dealing with client issues and requests

224

CIB Automated Trading Strategist Ed-ny Resume Examples & Samples

Create/modify/implement algorithmic orders to execute on behalf of clients as well as internal manual traders
Create generic and bespoke post-trade transaction cost analysis models and reports for evaluation algorithmic order executions
Perform statistical analysis of algorithmic order execution for internal use and to drive iterative improvements
Understands firm's approach and policies for managing risks in relevant business and applicable legal and regulatory rules, and follows policies
Excellent verbal and written communication skills as this position involves frequent interaction with different teams in the firm and lots of non-technical users
Demonstrable proficiency with market and product terminology

225

Trading Fees Controller Resume Examples & Samples

Reconciliation of internal and external trade details
Respond to ad-hoc reporting requests to Business Units
3-5 years of experience in Finance and Accounting

226

Cib-equities Trading Resume Examples & Samples

Employs knowledge of Company/industry/sector to analyse individual transaction risk and return profile
Provide developmental feedback to team members; effectively deliver tough messages and encourage performance improvement
Experience gained within a Trading role in an investment banking environment
Experience in trading Non-Linear and Delta1 derivatives across asset-classes
Knowledge of relevant Derivative Products and how they are utilised by clients for Hedging and Financing purposes
An ability to analyse documentation in detail in to risk manage documentation-specific risks of individual transactions
An ability to engage with the Structured Sales Team in a positive and pro-active way to structure solutions for clients
An ability to analyse individual companies in detail and to derive hedging strategies related to those companies

227

Capital Market Trading Products Coordinator Resume Examples & Samples

Decision Making - Makes relatively moderate-complexity decisions in responding to inquiries and in assigning work or providing direction to staff, in performing cost or business or situational analysis, in preparing reports/presentations, and in implementing process improvements. Makes decisions in line with organizational policy, or recommends alternatives regarding facilities related expenditures. When relevant established processes or procedures do not exist, the incumbent is accountable to determining and recommending the best process/procedure to achieve the desired outcome
Advisory- Recommends appropriate content for communications, reports and presentations. Makes recommendations among alternatives to support business objectives and needs. Provides advice or suggests how to follow standard processes while recommending and implementing process improvements. Provides resolution on all administrative or operational matters
Autonomy - Works independently to accomplish tasks within scope of job that lead to outputs of others. Escalates complex issues to and makes recommendations to Manager
Auditing - Oversees work of others and ensures that it meets established standards and processes. Resolves or escalates issues for resolution, as appropriate
Monitoring - Monitors and directs the output of others. The incumbent has the authority to collect or be provided with the required information to enable tracking to be done but escalates for resolution if situational analysis suggests action is required. As a project manager, monitors progress against key milestones and monitors project expenses to ensure it is on budget
Interacts and collaborates regularly, as a critical function, with all staff within the business and with cross-functional business units to carry out accountabilities, to develop and recommend alternatives, and to implement improvement opportunities. Develops and leverages the relationships, and uses considerable influence to achieve outcomes, while improving cross-group relationships
Interacts regularly with various internal LOBs and departments to accomplish supervisory or administrative or coordination tasks, and with other advisory or support units when matters arise that require their involvement, or to develop and implement business process improvements
Interacts with vendors depending on unique requirements of the business unit
Undergraduate Degree in a related field. Other professional related training to keep skills current with office productivity software and to develop leadership capability
Requires a minimum 3 years experience in an administrative/ professional support function, with at least 2 years in a similar role, working in a complex fast paced environment, dealing with complex issues and managing conflicting priorities within scope of a similar role
Solid project management skills required to coordinate and lead a variety of initiatives
Seasoned knowledge of bank financial processing standards, and key business processes, and excellent working knowledge of financial analysis methodologies, accounting principles, project management methodologies, and human resources policy and practice
Seasoned broad business knowledge and specific understanding of the organizational unit, its functions and products and customer groups
Very good understanding of the processes, policies and procedures required for supporting the business
Good working knowledge of financial and accounting principles, and human resources policy
Ability to work with limited direction and ambiguity to supervise and allocate work, and to make decisions within scope of accountability
Ability to create a cohesive team, and to coach and lead a team of staff to achieve expected outcomes, while providing timely performance based feedback
Ability to organize business information and develop it into cohesive, professional reports and presentations, with little guidance, and the ability to recognize and respond to business related issues within the scope of the material
Extremely detail oriented and very well organized, and able to manage time and multi-task to accomplish a wide variety of tasks, and conflicting priorities
Ability to deal with clients in a professional and courteous manner, and to develop and leverage professional working relationships
Ability to employ and leverage knowledge of the organization and the supported business unit’s uniqueness to carry out accountabilities
Solid project management skills to coordinate and lead a variety of initiatives
Expert level MS Outlook skills
Advanced PC skills (MS Office: Excel, Word, PowerPoint, Visio; Lotus; web browsers)
Exceptional communication skills, both written and verbal
Ability to manage confidential materials in an appropriate manner

228

CET Trading Controls Resume Examples & Samples

Design (high-availability, fault-tolerant, low latency)
High end software Development for the pre trade risk checks platform
Lead team of junior developers on technical aspects
Unit testing, capacity testing and failure testing
Work and liaise closely with other teams that are in scope of the project
Excellent knowledge of Java programming language, Multi-threading and strong OOP, OOAD skills
Experience in Spring Framework and REST based web-services
Knowledge of workflow systems
Experience in developing & fine tuning real time low latency applications
Exposure to or experience in Message driven architectures
Knowledge of Design Patterns, TDD methodologies and experience with unit testing frameworks
Strong written and oral communication skills
Desired
Good understanding of No-SQL concept,
Knowledge of web front ends and jBPM
Working knowledge of Pre Trade risk checks
Experience/Understanding of messaging products such as 29W, TIBCO EMS
Exposure in financial industry with good working experience on Equities related systems
Understanding of the various business processes and flows in Equities business
Above 10 years of sound technical and functional experience
Ability to work individually and in team based environment

229

Program Trading Resume Examples & Samples

10+ years Java
10+ years application development experience
Strong Communication skills and experience working on a global team
Bachelor’s degree in Computer Science, Mathematics or Engineering discipline required
Expert knowledge of the equities cash products
Knowledge of Asia Pacific Equities Market Structure
Strong business relationship skills
Large scale system delivery experience
Demonstrated analytical skills
Proven track record of designing innovative and creative solutions
Ability to think short- and long-term
Excellent written and verbal communication skills. Must be able to effectively communicate with management and employees across business units
Must be able to demonstrate strong leadership/motivation skills

230

Regional Manager FX Trading Resume Examples & Samples

Champion the delivery of foreign exchange advice through the presentation of options with a recommendation that clearly articulates the value to the client
Ensure Traders demonstrate commitment to take ownership of client problems at first point of contact
Introduce and refer clients to enterprise partners to meet the client’s broader advice needs
Use an effective coaching program (including Observational Coaching), to coach team members based on a deliberate action plan tailored to each of them
Develop, coach and action personal and your team’s development plans that ensure skills/knowledge are up-to-date
Leads and applies the Performance Management Process through regular mandate and goals reviews, sales routines and ongoing coaching
Develop network of RBC Partners to ensure client needs are met in an exemplary fashion
Participate in bank and industry events, focusing on local market area to continue to build industry and professional expertise
Strong observational coaching, people development, mentoring and implementation skills
Sales orientation with a passion for fulfilling on client needs: pre-call, client discovery/active listening, contact management strategy, objection handling, closing the deal and asking for the business
Entrepreneurial, self-motivated to achieve above average results
Ability to apply critical thinking, creativity and innovative methods to problem solving
Exceptional organization and time management skills with the ability to multi-task
Effective communication, written & oral with cultural sensitivity
In-depth knowledge of currency & fixed income markets
Strong Microsoft Office and Excel skills
A high degree of current market activity knowledge and an appreciation of trading risks
University degree ideally in Finance/Management/Accounting/Economics or related experience in Treasury and Investment Management environment is required

231

CIB F&BM Macro Trading Business Manager Resume Examples & Samples

Partner with Business Heads to develop, drive and monitor business strategy, performance and financial budgeting including expense management
Work on new business initiatives and structured deals, including coordinating due diligence
Support regulatory agenda
Partner closely with Business Control Officers (“BCO”) on identification of business risks, development/execution of control strategy, internal/external audits and compliance testing
Contribute to Asia Macro F&BM key strategic agenda
Day-to-day support of the trading desks
Highly motivated, energetic self-starter with strong desire to learn
Strong verbal and written communications skills. Comfort with interacting with and influencing a diverse group of stakeholders. Ability to lead meetings
Strong analytical skills and sound judgment with the ability to clearly present and draw conclusions
Good organizational skills - manages & prioritizes multiple tasks across different time horizons within challenging deadlines. Ability to project-manage
Personal flexibility
Excel and PowerPoint knowledge key
Knowledge of Commodities, FX and/or Fixed Income preferred
Knowledge of financials useful - P&L, RWA, Balance Sheet and Return metrics

232

Credit Correlation & Exotics Trading Resume Examples & Samples

Market Maker of Index Tranches and Bespoke CDOs
Ability and experience to interact with credit clients
Understanding the pricing models, valuations and analytical tools
Having experienced knowledge of companies and deep understanding of the CDS product
Very markets driven
Closing the book and predicting/explaining the P&L
Tracking and managing the Basel III and SLR Capital
Quantitative background with expert proficiency in Excel
Proficiency in VBA or a programming language is a plus
Willingness to work in a demanding team-oriented environment
Very strong interpersonal and communication skills, to deal with internal/external traders/sales/research and clients
5+ years of Experience

233

Analyst Trading Products Resume Examples & Samples

University degree in Business, Finance (Bachelor and/or Master’s degree)
Very good understanding of financials markets specifically investment grade markets
Detail and results orientated
Well rounded and strong team player
Excellent written and oral communication skills in both French and English
Excellent data manipulation / Excel / spreadsheet skills including VBA

234

Associate, Trading Products Resume Examples & Samples

Enrolled or completed accreditation of CFA program
General knowledge of financial strategy / accounting / economic / capital management principles / analysis
Excellent research and analytical skills
Ability to attentively review, assess and provide detailed information daily on multiple projects in an organized manner
Excellent capacity to independently function as part of a team through self -motivation

235

Markets Trading Senior Analyst Resume Examples & Samples

Work with the trading business to analyse the trading and associated risk activity of each desk, within the necessary frameworks
Design analytical frameworks, develop tools for data validation
Present analysis concept and results to Citi Markets businesses heads and functional/control seniors
Prepare presentations to the regulatory agencies, and discuss the metrics project details with the regulators
Deliver presentations to senior management covering project status and plans
Participate on industry meetings and conferences, interacting with peers from other financial institutions
Become a point of contact and provide subject matter expertise for internal and external related queries relating to Volcker analysis
Experience developing robust analysis, using large sets of data, and managing junior analysts is essential
Understanding of Cash & Derivative trading covering multiple asset classes is not essential but would be an advantage
Awareness and understanding of the key drivers, industry challenges and opportunities of capital markets businesses
Strong numerical and problem solving skills, with analytical mind-set and comfortable working with large amounts of data with Excel
Strong project management skills to manage implementation of high-profile business projects within tight deadlines
Interpersonal, influencing and organizational skills to mobilize and motivate delivery in a co-operative and collaborative working environment using appropriate matrix management of teams across trading and support/infrastructure /control functions
Excellent verbal and written communication skills utilizing different media, to effectively communicate with senior management, clients and regulators
College/university education with an MBA, STEM/quantitative major or CFA is strongly preferred. Appropriate industry experience & exceptional delivery track record is as important

236

E-trading Developer Resume Examples & Samples

Good C/C++ and Python
Proficiency with Linux development, and networking technologies
Good technical documentation skills/willingness to maintain developer oriented documentation
Knowledge of financial technologies (e.g. FIX) useful not required

237

Trading Fees Controller Resume Examples & Samples

Maintain fee verification system
Interact with internal controllers, operations, IT and Agent Banks to resolve any invoice related issues
2+ years of work experience in a controlling function

238

Head of Trading & Portfolio Operations Resume Examples & Samples

Minimum 10 years of experience in a buy-side multi-asset environment overseeing front and middle-office operations and trade execution
MBA degree or equivalent
Be fluent in navigating linkages across accounting, trading, analytic, order-flow, and other component systems
Multi-product, multi-currency trading experience in both equities and ETFs
Experience with a broad range of derivative trading instruments, including futures (equity, fixed-income, and commodity), currency forwards, swaps (IRS, CDX, Total Return, Variance, Option Strategies), and listed options (equity, currency, bond, commodity)
Knowledge of Bloomberg AIM and LongView trading platforms, as well Global Plus custody platform, preferred
FINRA Licenses requirements, Series 7, 24, & 64 preferred
Knowledge of performance and attribution for these instruments is a plus
Voracious attention to detail and a hands-on management style
Ability to handle multiple priorities while remaining detail oriented
Strong leadership ability and interpersonal skills
Outstanding analytical, verbal, and written skills

239

Senior Trading Developer Resume Examples & Samples

Track record working in front-office environment with trading and quantitative strategists
Knowledge of Sybase and tuning techniques along with scripting (Python / Perl)
Swing or Java FX GUI development

240

Equities Senior Development Analyst Delta One Trading RAD Resume Examples & Samples

Maintenance of tools utilized by the desk
Develop ad-hoc solutions to issues that present themselves to trading desk
Automate daily trading tasks
Work with assigned senior traders to develop and maintain a book of work
A strong background in Investment Banking, with good understanding of Equity Derivatives products, in particular Delta One products and business
Proven experience building rapport with Front Office, and working closely with senior business partners
Expert knowledge of Excel and VBA programming , and of SQL Server and SQL language
7-10+ years’ experience with C#/.NET
Experience with python scripting, VBScript or PowerShell is a plus
Proven business analysis, requirements gathering, organizational skills and RAD experience
Collaborative team player with ability to work on multiple projects simultaneously
A self-motivated individual who is proactively able to seek out process improvement and enable process automation
Enthusiastic and proactive approach
Focus on accurate results; on-going diligence and no-shortcut delivery orientation are critical
Good attention to detail and strong data analysis skills
Ability to work in a complex environment dealing with various teams including front/middle/back office businesses and technology, compliance, finance, product control, risk management and vendors

241

Cib-trading Strategist Resume Examples & Samples

Formulation, analysis and backtesting of pricing, execution, risk management strategies and signals
Performing ad hoc data mining tasks and requests as needed
Work in close collaboration with IB technology to drive the automated trading technology agenda and in many cases work jointly on implementation
Interest in market microstructures and quantitative trading in FX forwards and swaps
Excellent quantitative, modelling, and analytical skills
Attention to detail, adaptable and hungry to learn
Design and programming skills, with primary focus on Java and Python
FX and Rates markets experience and general trading concepts and terminology
Experience of working with ECNs

242

Cb&s-senior Trading Analytics Quant Resume Examples & Samples

Quantitative Product Development & Support
Development of Large Scale Data Analysis / Models
Enhancement and Construction of Execution Strategies and Tactics spanning all equity markets in the APAC region
Post Trade Analysis of Strategy Performance

243

Quant Vol Trading Strats Resume Examples & Samples

Bachelors, Masters, or PhD in Physics, Math, Computer Science, Statistics or similar subject
For Quant Developers: programming experience in C++ or other object oriented languages, experience working with large distributed systems and multi-threaded applications
For Quant Researchers: strong mathematical and statistical background, experience working with large data sets (data manipulation and visualization)
Finance experience is not necessary

244

Senior Analyst, Trading Services Resume Examples & Samples

FINRA SERIES 7 REQUIRED!
Bachelor’s degree or the equivalent combination of education and experience is required
0-3 years of total work experience preferred. Experience in financial investments preferred

245

Trading Risk & Proft & Loss Manager Resume Examples & Samples

Acting as the central point of contact for NCOU Risk and P&L for other stakeholders of the bank and assisting with related queries and ad-hoc requests
Assisting with cost saving targets, such as headcount allocation, reduction of complexity and streamline efficiency
Continuously developing controls around the P&L processes
Managing ad-hoc projects
Maintaining close working relationship with the Front Office
Liaising with Trading, Trade Capture, Finance, Financial Reporting Group, Market Risk Management and Business Management
Managing team members
A Bachelors degree or the equivalent experience or qualifications
ACA, ACCA, CIMA, CFA, Relevant Masters Degree, or the equivalent experience or qualifications
Product control/risk experience, ideally with experience across multiple products
Experience of leading teams
Experience in regulatory and other CTB projects
A control focused individual with excellent attention to detail
Enthusiastic with an interest in products and markets
The ability to analyse problems/design and implement solutions
Logical/mathematical

246

Developer / Engineer Trading Resume Examples & Samples

Implement the features and user interfaces of products using JavaScript and Angular.js
Work closely with product managers, UX designers, and back-end engineers to implement elegant front-end solutions
Build rich web applications that are elegant, pixel perfect, responsive, and work seamlessly across all browsers
Build efficient and reusable front-end systems that drive complex web applications
Identify and resolve performance and scalability issues
Experience consuming JSON APIs in client-side frameworks
Flexibility to work well in a small, agile team on a wide range of tasks
Experience with Trading flows is required

247

Trading Insight Analyst Resume Examples & Samples

Production of reporting and trade analysis on website behavior, KPI trends and engagement at country level
Provide the Global Trading Insight Manager and the Head of Trading territory trading insights as well as recommendations for change as part of a continual feedback loop with other areas of the business
Building up the country trading strategy with the Global Trading Insight Manager and Country Trading teams
Analyse country trends at divisional level and feedback to relevant teams
Work closely with the Country Trading Managers, Retail and Marketing on trading strategy recommendations
Maintain and develop excellent relationships with other teams within the business
Experience with analytics and reporting in an ecommerce environment
A proactive and analytical approach
Ability to handle multiple tasks managing priorities and focus as needed
Understanding of digital environments
Be confident with systems
Proficient in excel and word

248

Trading Associate Electronic Execution Services Resume Examples & Samples

Assist EES traders with coverage of the global EES client base
Strong interpersonal skills with ability to manage clients, build relationships and resolve difficult situations
Strong programming skills to enhance, automate and support daily desk operational tasks
Strong trading and operational support skills and experience, including ability to make quick decisions in high pressure situations
Ability to identify and understand client requirements and work with internal groups and external vendors to propose and deliver effective client solutions
Ability to synthesize feedback from clients and prospects to clearly communicate back to the product development & sales teams
Strong technical skills to quickly identify trading related issues and build efficient trading solutions
Ability to multi-task in a fast moving, stressful environment
Highly motivated self-starter, willing to take initiative
Ability to work well independently and as a team member
Excellent verbal, written and presentation skills
Outstanding follow through skills
Educational Requirements: Undergraduate degree preferably in a business or technical discipline
1 to 2 years of experience in equity trading or related role is desirable

249

CFO of Puma International Trading Gmbh Resume Examples & Samples

Analyze financial and operating results with Global Directors to develop ways to improve overall performance
Responsible for budgeting, forecasting, controlling & reporting of PIT and related operating companies
Ensure business case success by analyzing relevant metrics and deriving actions from data with focus on product margin and inventory
Manage foreign exchange exposure planning & consolidation of supply chain transactions
Manage cash flow and forecasting by developing reliable cash flow projections, covering intercompany and 3rd party transactions
Manage tax and customs responsibilities of PIT by working closely with relevant functional departments
Control all operating expenses and capital expenditures
As finance business partner to the COO of PUMA Group: Responsible for OPEX budgeting, forecasting, controlling & reporting of global COO functions such as IT, Business Solutions, Logistics and PUMA Group Sourcing
10+ years of broad commercial and operational finance experience in related industries
Excellent analytical skills for complex operational and financial transactions
Effective communication capabilities in a multi-cultural environment
Knowledge of contracting, negotiating and change management
SAP system experience preferred
Knowledge of supply chain, sourcing operations and logistics preferred
Four year Bachelor�s degree with finance related major

250

Equities Trading Resume Examples & Samples

You will participate in cross-functional requirements and implementation discussions to review the impact of application changes
Ensure quality delivery and stability
2 – 4 years' experience with Financial Information eXchange (FIX) protocol
2 – 4 years' Unix skills required
2 – 4 years' experience in trading technology required
2 – 4 years' experience with business analysis and project management
Applications development or quality assurance testing experience a plus
Release management experience a plus - implementing production releases, running checks, ensuring environment stability etc

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