VP-risk Manager Resume Samples

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A Kris

Ahmed

Kris

8569 Harber Spring

Boston

+1 (555) 437 7402

8569 Harber Spring

Boston

Phone

p +1 (555) 437 7402

Experience Experience

Chicago, IL

Division Risk Manager, VP

Chicago, IL

Gulgowski-Roob

Chicago, IL

Division Risk Manager, VP

Monitor risk management activities to ensure that they are properly performed and completed for the units within their area of responsibility
Assist the BURM in building and maintaining risk and control self-assessments for all significant risks, and managing control deficiency remediation
Keep the Division Manager and BURM apprised of changes in inherent risk or control breakdowns/deficiencies that could impact residual risk
Participate in ad-hoc working groups to address and resolve new areas of risk within their area of responsibility
Identify and perform root cause analysis on risk trends and/or symptoms of process control breakdowns
Facilitate support on internal audits and regulator exams, and other control reviews and assist in resolving identified issues and monitor their resolution
Create accurate and timely reporting of significant and emerging risks from the business unit view

San Francisco, CA

VP, Prime Brokerage Risk Manager

San Francisco, CA

Kshlerin, Hayes and Klein

San Francisco, CA

VP, Prime Brokerage Risk Manager

Prepare dashboards and proactively meet with senior management (Credit Risk Management, Credit Management, Front-Office, Market Risk Control etc.) to review
Contribute their own ideas to make a difference and add value to the wider Risk/Collateral Management group
Keep senior management informed of market activities and potential risk to the bank with clear and concise recommendations on risk mitigation
Communicate effectively with Collateral Management peers in the CMRM Toronto office
Ongoing, proactive risk management via staying abreast of risk issues in the capital markets and assessing impacts on our exposures
Implement the Collateral Management Target Operating Model (TOM)
Establish an environment that promotes respect for the individual employee and adheres to the policies and guidelines of the Bank

present

San Francisco, CA

VP, AML / KYC Risk Manager

San Francisco, CA

Romaguera Group

present

San Francisco, CA

VP, AML / KYC Risk Manager

present

Reporting and monitoring progress against stated goals and objectives
Identifying emerging risks and opportunities to stated objectives as they arise
Ensuring that the business is well position and staffed to execute against these policies
Highlighting business challenges to Senior Management, KYC Utility and Compliance partners
Upholding a culture of Compliance and awareness in the CIB
Develop a training program which ensures the bankers are trained in the proactive management of AML/KYC risk, policies and procedures
Responsible for leading Banking’s partnership with compliance and the Institutional Clients Group (ICG) KYC Utility to review and evaluate AML/KYC Risks, Policy and execution

Education Education

Bachelor’s Degree in Initiative

North Carolina State University

Bachelor’s Degree in Initiative

Skills Skills

Ability to prioritize multiple tasks and good time management skills
Attention to detail and strong organizational skills
Proficient in Excel, Word, Office, etc
Ability to work in a fast pace environment, as well as react to changes efficiently
Ability to work in a large corporate environment, demonstrating a history of being effective in a complex organization
Good written and oral communication skills
Previous Large scale Integration and/or project management work in past

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8 VP-risk Manager resume templates

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Alternative Advisors, Lead Risk Manager, VP Resume Examples & Samples

Evaluate underlying investment program risk exposures and risk of loss
Effectively communicate risk analysis within risk management, portfolio management, research personnel
Identify the need for and develop enhancements to the risk management tool set. Work within BlackRock to implement these enhancements
Communicate in written or verbal form risk methodologies and practices to prospective and existing clients
Proficiency with excel
Ability to multi-task and prioritize daily activities
Self-directed with hands-on, “roll up the sleeves” approach, while functioning well as a team player
Outstanding analytical and organizational skills
Demonstrate effective communication skills

VP-counterparty Risk Manager Resume Examples & Samples

Bachelor’s Degree in Finance, Maths, Engineering, Economics or similar field
7+ years Experience in a risk management role or other control function
7+ years experience in financial markets and an understanding of changes in the Regulatory landscape
Post Degree studies in an applicable field
Have Advanced Excel, SQL, VBA
An aptitude for connecting those financial market and regulatory environment movements to the counterparty risk profile of Barclays Bank
Have a challenge mentality with a keen interest on leaving things better than they found them
Be a strong communicator, both verbal and written
Have a track record of quickly building and maintaining relationships. The ideal candidate will have experience virtual working, preferably across geographies
Detail focussed Be able to efficiently dissect and solve complex problems. The ideal candidate will be able to balance short term requests with longer term project commitments
Have a strong appreciation of the control environment and an understanding for strong documentation
Have experience in pricing or calculating risk on derivative and financing transactions

VP, Construction Risk Manager Resume Examples & Samples

Interface with Origination & Underwriting teams on construction risk due diligence including daily interaction with the Nashville offices
Qualify and engage external consultants for due diligence reviews of construction and real estate projects including face to face meetings with local
Review consultants’ reports and render opinions identifying construction project risks and suggest mitigation recommendations
Assess construction and development teams’ competence and capacity to complete the project
Work with Risk Managers on specific risks and mitigants of construction projects
Support Risk Management and Marketing with ongoing monitoring of construction portfolio
Work with TMG for monthly pay application review and approval
Work with Risk Managers on specific projects which may include portfolio reviews, updating of credit processes within the portfolio, ARRs and other Regulatory Reviews etc
Adherence to credit policies, bulletins and product programs
Bachelor Degree in Architecture or Engineering
5+ Yrs. Construction Management / Construction Lending Experience
Quantitative and Strong Writing, Presentation and Interpersonal Skills

Risk-regional Ccar Modeling Manager, VP Resume Examples & Samples

University degree in Economics or Statistics
At least 5-6 years (Manager)/3-4 years (Analyst) scoring/loss forecasting model management, model oversight role with solid consumer risk management experience for all consumer loan products
Good leadership and people management skills
Strong common sense and judgment in applying the policies and procedures to specific situations
Solid work experience in handling analysis and presentation of complex financing portfolios
Proactive and problem solving
Good verbal, written and interpersonal communication skills in liaising with global model development team and country risk teams at all levels
Strong computer skills particularly in Excel/Powerpoint/SAS/Answer Tree, etc. and prepare presentation decks
Remarks

VP Treasury Services Risk Manager Resume Examples & Samples

Development of standard product policies and guidance on deal structuring, in particular on exceptions to standards
Escalation point and leadership in prioritization for risk issues including the identification of control gaps and their satisfactory remediation ensuring that each is appropriately assessed for severity and managed to completion
Effective partnering with other regional Core Cash Management risk managers and functional partners (Legal, Compliance, Controllers, Audit, IRM) to ensure consistent and efficient risk management framework and approach
Independent assessment of the completeness and quality of Risk Control Self Assessments (RCSAs) and global New Business Initiatives (NBIs)
Assist with structuring complex or non-standard transactions; drive global consistency across structures, terms and conditions as appropriate
Proactively develop and provide risk management training on Core Cash products and general activities
Knowledge and experience in Risk Management and/or Cash Management Products and Services highly desirable
Excellent decision making skills and judgment
Excellent influencing and communication skills, both written and verbal
Ability to successfully lead/execute collaborative efforts with partners from diverse backgrounds, skill sets and priorities
Ability to deal with multiple tasks and requests in a fast paced and evolving environment, and to prioritize conflicting and multiple requests
People management and development experience a plus

CPB Risk Manager, VP Resume Examples & Samples

You will coordinate and execute the remedial management strategy for CPB APAC, working closely with the APAC North Asia and South Asia SARG SCOs as well as the CPB remedial team in New York. You will conduct quarterly high risk reviews for all PWL, criticized and classified exposures in APAC, track progress against triggers and action plans managed by IF & the Risk SCOs for the PWL and SM exposures. In doing so, you will assist in evaluating the effectiveness of the first line of defense in terms of problem recognition and you will also provide assistance to ensure that triggers and actions plans remain measurable and appropriate. You will also articulate and execute strategies for SS and worse rated credits managed by SARG. In doing so, you will interact closely with work-out specialists, legal, and bankers and you will gain an in-depth understanding of key risk areas including liquidity of collateral, credit documentation and litigation risk
CPB Asia faces a challenging regulatory risk environment which goes beyond the requirements of the US based regulators. The HK, Singapore & India regulators have a direct bearing on our businesses and Citibank branches/ subsidiaries domiciled in these locations are directly impacted by the regulatory supervision. CPB Asia is also impacted by regulators in the Asian countries (mainly ASEAN & Greater China) where our clients are domiciled. The coverage SCOs are directly responsible for Regulatory Risk in their area of coverage. You will develop a governance framework that captures the key Regulatory Risk drivers in the Asia region. The framework will assist in keeping Credit Program Local Annexures up to date, identifying gaps between our processes and regulatory requirements and tracking Corrective Action Plans against these gaps to completion. Beyond this, you would look at the existing Regulatory Risk-driven processes with an aim to standardize/ institutionalize across region. This may require system enhancement, automation and/or streamlining to ensure that the productivity of the franchise is not impacted by the addition of these Regulatory Risk processes
You will be the APAC risk champion for the Commercial Real Estate Credit Program which includes taking the lead on portfolio reviews for the AP commercial real estate portfolio, working with the IF Transactors & Risk seniors on specific deal discussions, including due diligence, structuring, documentation, coordinating the CCAR submission for the commercial real estate portfolio and coordinating reviews of FCR and Internal Audit, to the extent they relate to the Real Estate portfolio
A thorough understanding of fundamental credit analysis is required
Applies and complies with all applicable internal and external Legal, Regulatory and Compliance policies
Specialized knowledge/work experience in margin and securities backed finance, and/or real estate lending would be an advantage, as is experience in Capital Markets products (e.g. FX, Derivatives, Structured Products, and Investments)
Sound credit and financial analysis skills are essential - good credit judgment
Understanding of legal documentation is an advantage, as would be an understanding of Capital Markets and Derivatives
Excellent organizational and communication skills (high EQ)
Analytically sound, good at problem solving
Educated to degree standard or equivalent
MBA is considered advantageous

Conduct Risk Manager VP Resume Examples & Samples

Understanding of the interplay between culture, behaviours and conduct risk within a conduct risk framework and use of appropriate “levers” to deliver the right outcomes
Bringing conduct risk as a subject matter area into existing risk management processes
Development of conduct risk key risk indicators and key performance indicators including identification of completeness of metrics and data gaps against pre-identified risk categories
Knowledge of the conduct risk regulatory environment and expectations. As a global bank subject to a number of regulatory regimes, this doesn’t necessarily have to be from a UK perspective but a UK perspective would be valuable
Support the further development of the 2LOD conduct risk framework by working to develop consistent understanding and processes across 2LOD functions
Coordinate the work of the 2LOD Conduct Risk Working Group which includes the implementation the 2LOD conduct risk framework development plan and preparing packs for governance forums
Develop cross function processes and guidance on conduct risk methodologies in line with existing risk control processes
Coordinate engagement across all three lines of defence and relevant stakeholders on conduct risk management framework for the bank
Lead design of insight and advice to stakeholders on design, measurement and evaluation of conduct risk
Supporting the delivery of Compliance Function operational risk management processes
Design and implementation of risk control and risk governance frameworks and processes
Development and implementation of risk identification and assessment methodologies
Design of risk control minimum standards

CCB Risk-digital Risk Manager, VP Resume Examples & Samples

Minimum of a Bachelor degree
Experience with digital/mobile banking, payments, and/or other emerging technologies
Ability to work effectively with both business and technically oriented individuals
Familiarity with process engineering and root cause analysis a plus

CCB Risk-identity Risk Manager, VP Resume Examples & Samples

Executing on existing control standards and implementing new control processes across the broader team
Monitor emerging trends and capabilities
Create and implement strategies targeting fraud at time of acquisition
Create and implement strategies targeting fraud across early customer tenure periods and at time of transaction
Communicate across lines of business and all key stakeholder groups
Proactively identity future risks based off an understanding of our products and the market, and develop controls and solutions accordingly
Partner with internal team members to integrate analytical and coding resources with business knowledge and process overview
Bachelor's/Master’s degree in a quantitative or business discipline from an accredited college/university required
5+ years of experience in the consumer/card Risk industry, with heavy focus on Fraud or Credit risk
Experience in Risk management disciplines and standards
Proven track record of developing effective controls and managing operational risk
Proven ability to evaluate the business climate, anticipate change and develop compensating strategies/vision
Proven ability to successfully negotiate and motivate across multiple levels of an organization
Demonstrated leadership in applying analytics to efficiently and pragmatically solve business problems through structured problem solving approaches
History of communicating to senior leaders of an organization

Cib-treasury Services Product Risk Manager VP Resume Examples & Samples

Evaluate and factors risk-reward appetite considerations into business decisions
Identify and resolve control gaps at root cause level to proactively manage inherent risks
Remediates risk issues in an effective and timely manner in accordance with appropriate Policy and Guidelines
Thought leadership and risk advisory to enable the business to develop an appropriate balance between risk and reward. Provide guidance on deal structuring, in particular on exceptions to standards
Effective partnering with business and functional colleagues to guide consistent and rigorous JPMorgan risk management framework and practices, including developing and maintaining risk policies, new business initiative approval (NBIA) process, risk event analysis and risk management reporting
Product responsibilities covering overdrafts and major initiative responsibilities such as the intraday liquidity project and legal entity restructuring
Recommend and implement actions to mitigate risks in crisis scenarios (e.g. Russia, Greece etc)
Identify credit risk control gaps in existing and future product offering, credit risk reporting systems, risk policies and guidelines as well as legal agreements
Independent assessment of the completeness and quality of Risk Control Self Assessments (RCSAs) and global New Business Initiatives (NBIs) process, to be supported where needed by adhoc control testing
Leadership and partnership with other regional Risk colleagues and functional partners (Legal, Compliance, Controllers, Audit, IRM) to ensure consistent and efficient risk management framework and approach across functions
Track key issues and initiatives by maintaining engagement and awareness of changing business priorities
Promote a best practice culture and knowledge sharing within the product risk team and the LOB’s
Experienced risk manager preferably with a strong credit risk management background, ideally with experience in reviewing and approving cash management structures and products
Ability to challenge and communicate effectively with key business stakeholders to articulate the independent risk view
Proficient in reviewing and understanding legal agreements and legal protections
Ability to successfully lead/execute collaborative efforts and build relationships with stakeholders from diverse backgrounds, skill sets and priorities, including Compliance, Legal, Sales Teams, Product Development, Relationship Managers, Audit and Operations

Division Risk Manager, VP Resume Examples & Samples

The Division Risk Manager will either oversee or perform (depending on the size and complexity of the division) the functions of BSA Officer, Business Unit Compliance Officer, SOX coordinator/tester, Vendor Risk Manager, Information Security Coordinator, Disaster Recovery and Business Resumption Manager and/or other control/risk related activities
Assist BURM to build and maintain risk and control evaluations for all significant and emerging risks including residual risk ranking and control deficiency remediation
Responsible for accurate and timely reporting of significant and emerging risks from the business unit view
Ensure that the appropriate level of risk and controls are documented in Risk Resolve
Participate in ad-hoc working groups to address and resolve new areas of risk within their area of responsibility
Responsible for ensuring that the resources dedicated to risk management within their area of responsibility are qualified and sufficient to efficiently and effectively carry out the required functions
Responsible for monitoring risk management activities to ensure that they are properly performed and completed for the units within their area of responsibility
Responsible for ensuring all those responsible for risk activities within the business unit are properly trained
Responsible for certification that the internal controls are designed properly and operating effectively
Responsible for identifying risk trends and/or symptoms of process control breakdowns
Responsible for keeping the Division Manager and BURM apprised of changes in inherent risk or control breakdowns/deficiencies that could impact residual risk
Assist business partners in reviewing risks evolving from various initiatives to ensure that operational risks are recognized mitigated reported and/or accepted
Act as the Disaster Recovery and Business Resumption Manager/Coordinator for the Division ensuring annual tests and relocation exercises are performed and that Disaster Recovery Plans are reviewed and approved
Review Bankwide procedures and policies for the Division as well as Division desktop procedures and ensure input from subject matter experts within the Division as appropriate
Typically requires a BA or BS degree
5+ years of experience in operations management within a financial institution
Strong knowledge of the inherent risk in the business line
Strong management skills, excellent communication skills both oral and written, and an ability to interact with all levels of management
Ability to analyze risk trends identifying signs of changing risk levels

VP, Counterparty Risk Manager, RMG Resume Examples & Samples

Issuer & Counterparty Risk is responsible for establishing and maintaining a robust measurement and reporting process for Issuer & Counterparty Risk arising from PFE, Independent Amount/Margin exposure on traded products across all Business Units in DBS globally i.e. Treasury & Markets, CBG (including Wealth Management), Commercial Banking and Vickers businesses. This role is to assist the department in building out Issuer and Counterparty Risk framework for all traded products
Developing and managing PFE/ Independent Amount/ Margin framework related to Counterparty exposure for all traded products across DBS group (Treasury & Markets, CBG including Wealth Management, Commercial Banking and Vickers businesses)
Be instrumental in delivering key regulatory initiatives related to counterparty risk i.e. SA-CCR, CCP risk, Maargining Reform, CVA, IMM, collateral optimization etc
Work with other teams in RMG – MLR, RMG – Credit, RMG – Risk Infrastructure, Technology & Operations and Business Units for process integration and methodology implementation

VP Msim Risk Manager Resume Examples & Samples

Provide independent oversight and control of all market risks related to Equity Investments
Set and enforce market risk limits that are aligned with the Firm’s risk appetite
Develop a suite of comprehensive stress tests that highlight all key risks in the portfolio
Ensure key risks and issues are identified, documented, mitigated and communicated to the appropriate stakeholders in a timely manner
Maintain active dialogue with trading desks, risk management colleagues, and other support groups regarding trading and hedging strategies, risk representation, and limit compliance
Minimum 7 years’ work experience required. Preference shown to candidates with prior desk facing risk management experience. Candidates with experience risk managing private equity funds & investments is a plus
Strong technical skills are required. Successful candidates must be proficient in MS Excel (VBA is a plus) and should be comfortable working with large data sets. The ideal candidate will demonstrate fluency in working with databases and can extract data via SQL
Superior analytical thinking and problem solving abilities; Ability to synthesize complex problems and conceptualize appropriate solutions
Ability to work in a small team environment, yet able to build and maintain a large network of contacts essential for coordinating larger projects across the Firm
Suitable candidates will have an excellent academic background, including a degree in economics, finance, or engineering. Advanced technical degrees are a plus

TMO Risk Manager VP Resume Examples & Samples

End to end management and reporting of all Events and assurance testing of remediation
Partnering with the line teams to ensure material risks are appropriately documented, monitored and remediated
Provide an oversight role for the line teams with respect to control assurance, design and test approach and to monitor/assess compliance with the Operational Risk Framework
Sample testing of evidence that key controls are being performed effectively and ensure compliance to the Operational Risk quarterly processes
Annual adequacy review and assessment of key controls
Engage in the broader controls agenda and initiatives lead by CIB and CIB Services
Deliver integrated control solutions that simultaneously address Operational, Regulatory and Conduct control requirements
Develop initiatives and training to embed a proactive control culture and risk awareness within TMO
Support line teams on Audit exercises and Operational Risk initiatives (e.g. Risk Assessments)
Ensure material risks have key controls and the risk position is monitored through key risk and key performance indicators

Division Risk Manager, VP Resume Examples & Samples

Key role responsible for independently monitoring and evaluating the effectiveness of operational risk management for the firm’s Treasury functions across MUAH and BTMU –US
Assess effectiveness of operational risks specific to business functions including investment securities, derivatives, funding, liquidity risk management, interest rate risk management, funds transfer pricing and securitizations
Identify deficiencies, recommend corrective actions to BU management, and assist to ensure remediation is accomplished in a timely manner
Escalate significant and emerging risks to BURM and senior management
Manage quarterly assessments of operational risk related to specific processes/functions list above
Facilitate reviews, approvals and control certifications
Produce monthly and quarterly operational risk reporting in conjunction with the Business Unit Risk Manager’s Integrated Operational Risk Report for FMA Treasury
Review operational losses to ensure that key controls are identified and remediation actions are appropriate and effective
Extensive knowledge of treasury functions and core processes within a bank
Strong knowledge of treasury processes (e.g. investment securities for bank investment portfolio, wholesale funding activities, liquidity risk management and interest rate risk management
Strong knowledge of operational risk management methodologies to identify and assess inherent and residual risks for treasury specific processes
Knowledge of identifying and establishing key risk indicators to monitor where risks are changing over periods
Familiar with banking regulatory requirement s for treasury functions including Basel III LCR, Basel III OCI, and Volcker compliance requirements
Strong knowledge of funding, short and long term liquidity risk management, interest rate risk management
Working knowledge of investment securities sponsored by U.S. government and government agencies (e.g. Ginnie Mae, Fannie Mae, Freddie Mac products including
Agency Residential Mortgage-Backed Securities
Knowledge of non-US government supported investment securities (e.g. CLOs, Non-Agency CMBS, Non-Agency RMBS)
10+ years demonstrated experience in operational risks related to capital markets and treasury processes specific to investment securities trading (front, middle, back office functions)
Knowledge of associated accounting processes/ SOX controls
Excellent communication skills, oral and written, ability to interact with all levels of management
Self-motivated, strong work, ability to prioritize, make decisions, & work under tight deadlines
College degree or equivalent professional experience

CCB Risk-authentication Risk Manager, VP Resume Examples & Samples

Plan, execute, and manage the integration of Authentication fraud systems
Represent CCB Risk for all projects that impact authentication/telephony strategies, systems, procedures
Ensure leadership team is aware of strategic authentication roadmap and deliverables
Work w/leadership team and key partners to document integration roadmap through completion
Work w/leadership team to document technology roadmaps
Communicate application problems and issues to key stakeholders, including management, and end users
Bachelor's degree (BS / BA) required
At least 4-6 years of experience in risk management, audit, or operational roles with increasing responsibilities and diverse experiences in addition to other work experience
Strong analytical skills, advanced judgment capability, strong problem solving and timely decision making ability
Excellent time management, written and verbal communication skills
Detailed oriented and have the ability to work independently
Ability to work in a team environment, provide oversight and directly influence change
Previous Large scale Integration and/or project management work in past
Proficient in Excel, Word, Office, etc
Ability to work in a large corporate environment, demonstrating a history of being effective in a complex organization
Must be able to take a balanced approached to solving business issues
Ability to prioritize multiple tasks and good time management skills

Division Risk Manager, VP Resume Examples & Samples

Division Risk Manager reporting to the Risk and Controls Office for Americas Risk Management (ARM), Chief of Staff and Legal organizations provides first line of defense coverage and support for ARM and related units across all Risk types: Operational, including Third Party, Information Risk, Model and Business Continuity; Compliance; Credit; Market; Liquidity; Strategic and Reputation
Division Risk Manager will be responsible for
Typically requires a BA or BS degree and 5-10 years’ experience in risk management within a financial institution
Must have an understanding of industry risk management practices and an ability to analyze risk trends, assess controls and identify signs of changing risk levels
Excellent communication skills, both oral and written, and ability to interact with all levels of management

VP, Systemic Risk Manager Resume Examples & Samples

Develop early warning indicators (business cycle, sector specific and systemic) for group-level management of credit and market risk
Develop conditional stress testing procedures for active risk management of credit and market risk
Advise the Chief Risk Officer on key market risks affecting Citi
Develop systems to monitor vulnerabilities – business cycle, inflation, external and financial stability – in the global economic and financial system
Three or more years of work experience in Risk, Treasury or Capital Markets function. The capital markets experience could be on the buy-side or sell-side
Coursework in theoretical and empirical Asset Pricing and Econometric methods and/or experience analyzing data to address economic questions
Ability to operate well in a global team environment

VP, Prime Brokerage Risk Manager Resume Examples & Samples

Daily monitoring of client portfolios, issuing and receiving collateral calls to ensure the firm’s credit risk is mitigated
Ensure that the risk of client portfolios does not exceed internal stress test tolerances
As required, ensure that client portfolios comply with Portfolio Margin or Regulation T requirements
Monitor internal controls and report on the effectiveness of internal controls
Communicate effectively with Collateral Management peers in the CMRM Toronto office
Implement the Collateral Management Target Operating Model (TOM)
Monitor internal policy limits and escalate breaches to rectify the risk to the organization
Support client on-boarding and expansion of service offerings
Analyze exposure to failed financial institutions
Design collateral management operating procedures that comply with internal policies
Relationship management with clients and front office
Escalate and resolve client settlement issues
Promote cross training and ensure that Peers in NY/Toronto develop a broad level of understanding of the local functions
Contribute their own ideas to make a difference and add value to the wider Risk/Collateral Management group
Ongoing, proactive risk management via staying abreast of risk issues in the capital markets and assessing impacts on our exposures
Seek opportunities to increase operational efficiency and lower operational risk through process reengineering
Keep senior management informed of market activities and potential risk to the bank with clear and concise recommendations on risk mitigation
Prepare dashboards and proactively meet with senior management (Credit Risk Management, Credit Management, Front-Office, Market Risk Control etc.) to review
Performing a number of control functions, ensuring the integrity of our processes
Establish an environment that promotes respect for the individual employee and adheres to the policies and guidelines of the Bank
Provide expertise in setting up risk policies #LI-JH2

VP PS&F Risk Manager Resume Examples & Samples

Clients communications (explaining platform margin capabilities, working on client specific financing solutions)
Daily clients portfolio exposure management
Development and back-testing of margin methodologies
Liaising with and directing technology implementation of margin methodologies
Designing and implementing client-friendly and internal margin reports
Designing risk monitoring framework
Working with technology on implementation of front office risk system
Reporting of significant risk exposures to senior management

Division Risk Manager, VP Resume Examples & Samples

Assist the BURM in building and maintaining risk and control self-assessments for all significant risks, and managing control deficiency remediation
Ensure that the appropriate level of risk and controls are documented in the OpenPages system
Create accurate and timely reporting of significant and emerging risks from the business unit view
Participate in ad-hoc working groups to address and resolve new areas of risk. Ensure the resources dedicated to operational risk management within their area of responsibility are qualified and sufficient to efficiently and effectively carry out the required functions
Monitor operational and compliance risk management activities to ensure that they are properly performed and completed for the units within their area of responsibility
Identify risk trends and/or symptoms of process control breakdowns
Keep the BURM apprised of changes in inherent risk or control breakdowns/deficiencies that could impact residual risk
Assist business partners in reviewing risks evolving from various initiatives to ensure that operational risks are recognized, mitigated, reported and/or accepted
Review Bank-wide procedures and policies as well as Division desktop procedures and ensure input from subject matter experts within the Division as appropriate
Act as liaison with IRMG-Audit and Corporate Compliance on behalf of the Division in consultation with the BURM and assist in resolving identified issues and monitor its resolution
Typically requires a BA or BS degree plus 8+ years in operational risk management or related role
Requires a strong understanding of operational risk management techniques, including development of process flows, identification and assessment of risks and controls, testing and monitoring procedures, and development of related metrics
Ability to analyze risk trends, identify signs of changing risk levels and/or symptoms of process control breakdowns
Solid understanding of financial institution processes, products, and risks
Requires subject matter expertise in Risk Management, Finance and/or Accounting or Finance degree preferred
GARP, RMA and other Risk Management certifications

Division Risk Manager, VP Resume Examples & Samples

7 to 10+ years combined experience in operations management within a financial institution or related field
Experience in risk management, audit, and/ or compliance role
Strong knowledge of risks in the operations business lines
Subject matter expertise in capital markets related operations is a preference
Excellent analytical skills especially in risk assessment analysis
Excellent communication skills, both oral and written and an ability to interact with all levels of management
Ability to identify signs of changing risk levels

VP-operational Risk Manager Resume Examples & Samples

By advising them in the implementation and maintenance of a risk assessment and in the formalization of it according to the procedures
By checking that managers have identified the new risk incurred by new products, new processes, significant organizational changes or acquisition and by formalizing this control in an Operational Risk analysis with a conclusion on the validation from an Operational Risks viewpoint (TAC NAC). Operational risk must participate to the Kick Off meeting of new activities and be included in the validation committee
Risk Quantification
Training and assistance on Operational Risk matters
VP level or above
Previous experience in Operational Risk
5+ years of experience in Securities Services Operations , preferably in Asset and Fund Services
Demonstrated advisory experience
Strong written, verbal communication skills
Decision making ability
Demonstrated presentation skills
Team player – ability to ‘push back’ constructively with senior level management team
Ability to manage tasks and responsibility with minimum guidance
Strong listening and analytical skills
Strong sense of confidentiality
Demonstrated visionary thinking to anticipate trends
Clearly understands the needs and complexity of the business they are serving
Takes personal ownership for delivering services to clients
Maintains a constructive, positive outlook and is calm and focused under pressure
Holds oneself accountable for delivering and maintaining excellence

VP, AML / KYC Risk Manager Resume Examples & Samples

Responsible for leading Banking’s partnership with compliance and the Institutional Clients Group (ICG) KYC Utility to review and evaluate AML/KYC Risks, Policy and execution
Ensure that CIB has a proactive, Best in Class AML/KYC process executed by our bankers
Responsible to ensure the ICG KYC Utility and Compliance are responsive to CIB’s needs in order for CIB to adhere to policies and meet committed goals of timeliness and quality of KYC records
Liaison with the regional CIB teams focused on AML/KYC who will have a matrix reporting line to this position and lead cross regional CIB initiatives
Ensuring that a comprehensive understanding of AML policies and procedures related to KYC risk exists within CIB, including the KYC requirements for all ICG products: TTS, CMO and Markets
Ensuring that the business is well position and staffed to execute against these policies
Reporting and monitoring progress against stated goals and objectives
Identifying emerging risks and opportunities to stated objectives as they arise
Highlighting business challenges to Senior Management, KYC Utility and Compliance partners
Representing CIB internally at various AML committees and externally as appropriate with Regulators where required
Develop a training program which ensures the bankers are trained in the proactive management of AML/KYC risk, policies and procedures
Upholding a culture of Compliance and awareness in the CIB
10-12+ years of professional work experience, with a significant component of this within financial services
Experience working within AML, KYC and/or in Business Risk preferred
Comprehensive knowledge of CIB’s KYC responsibilities preferred
Strong knowledge of AML Policy preferred
Strong knowledge of all ICG products
Client management experience preferred
Experience working in a global, dynamic environment
Ability to work independently and under pressure to manage deadlines
Strong influencing and leadership skills
Experience with MS Office tools: PowerPoint, Excel and SharePoint
Spanish and/or Portuguese language a plus

VP-trade Risk Manager Resume Examples & Samples

Bachelor’s degree and an advanced degree a plus in finance or related discipline
10+ years of relevant risk, investment management, trading or regulatory experience
Expertise in designing and implementing risk management policies, controls and methodologies
Comprehensive knowledge of investment and trading processes
Strong ability to influence and gain consensus on risk management initiatives
Strong problem solving, organizational management skills
Superb communication skills both written and oral
Ability to analyze complex issues and make sound business decisions in a deadline oriented and dynamic environment
Unwavering character and integrity

RQA Index Risk Manager, VP Resume Examples & Samples

Ensuring that the book of business is adequately and comprehensively monitored on a regular basis, risk exceptions are identified and escalated in a timely fashion
Working with senior risk managers to help ensure that the risks are fully understood by portfolio managers and are consistent with our client's objectives
Taking an active role and be accountable for identifying, measuring and communicating to senior management the market and non-market risks that BlackRock and our clients are exposed to
Understanding the factors impacting the Index strategies portfolios and managing those risks
Helping portfolio managers develop their ability to construct risk-aware portfolios
Supporting the creation, production and delivery of analytics pertaining to risk management
Partnering with BlackRock Solutions to design, test and deliver state-of-the-practice risk analytics and risk models to BlackRock through the Aladdin platform
Helping define the analytical and risk management needs for adequately monitoring risks
Performing ad-hoc analyses and reporting to help address real-time demands of senior risk managers and portfolio managers
Working with other RQA team members on a global basis to conduct quantitative research on global investment markets
Helping Regulatory Risk and Investment Oversight teams to fulfil BlackRock’s regulatory obligations under UCITS and AIFMD
Working knowledge of the financial markets and investment management
Working knowledge of equity products and equity investment risk management models
Strong leadership potential, vision and initiative
A good understanding across other investment asset classes
Advanced degree in a quantitative discipline is strongly preferred
Excellent verbal and written communication, presentation and team skills
Highly organized and able to adhere to tight deadlines
FRM, CFA, PRMIA, or GARP designation is a plus
Some familiarity with programming (VBA, R) and database (SQL) skills is desirable